This paper is intended to serve as a review of a series of papers with Nikita Nekrasov, where we achieved several important results concerning the relation between the moduli space of instantons and classical integrable systems. We derive I. Krichever's Lax matrix for the elliptic Calogero-Moser system from the equivariant cohomology of the moduli space of instantons. This result also has K-theoretic and elliptic cohomology counterparts. Our methods rely upon the so-called $\theta$-transform of the $qq$-characters vev's, defined as integrals of certain classes in these cohomology theories. The key step is the non-commutative Jacobi-like product formula for them. We also obtained a natural answer for the eigenvector of the Lax matrix and the horizontal section for the associated isomonodromic connection in terms of the partition function of folded instantons. As an application of our formula, we demonstrate some progress towards the spectral duality of the many-body systems in question, as well as give a new look at the quantum-classical duality between their trigonometric version and the corresponding spin chains.
This paper reviews recent results on the classification of partial differential operators modeling bulk and interface topological insulators in Euclidean spaces. Our main objective is the mathematical analysis of the unusual, robust-to-perturbations, asymmetric transport that necessarily appears at interfaces separating topological insulators in different phases. The central element of the analysis is an interface current observable describing this asymmetry. We show that this observable may be computed explicitly by spectral flow when the interface Hamiltonian is explicitly diagonalizable. We review the classification of bulk phases for Landau and Dirac operators and provide a general classification of elliptic interface pseudo-differential operators by means of domain walls and a corresponding bulk-difference invariant (BDI). The BDI is simple to compute by the Fedosov-H\"ormander formula implementing in a Euclidean setting an Atiyah-Singer index theory. A generalized bulk-edge correspondence then states that the interface current observable and the BDI agree on elliptic operator, whereas this is not necessarily the case for non-elliptic operators.
In this paper we study the phase diagram of a Sherrington-Kirkpatrick (SK) model where the couplings are forced to thermalize at different times scales. Besides being a challenging generalization of the SK model, such settings may arise naturally in physics whenever part of the many degrees of freedom of a system relaxes to equilibrium considerably faster than the others. For this model we compute the asymptotic value of the second moment of the overlap distribution. Furthermore, we provide a rigorous sufficient condition for an annealed solution to hold, identifying a high temperature region. In addition, we also prove that for sufficiently low temperature the solution must present a number of replica symmetry breaking levels at least equal to the number of time scales already present in the multiscale model. Finally, we give a sufficient condition for the existence of gaps in the support of the functional order parameters.
Following seminal work in the early 1980s that established the existence and representations of the homogenized transport coefficients for two phase random media, we develop a mathematical framework that provides Stieltjes integral representations for the bulk transport coefficients for uniaxial polycrystalline materials, involving spectral measures of self-adjoint random operators, which are compositions of non-random and random projection operators. We demonstrate the same mathematical framework also describes two-component composites, with a simple substitution of the random projection operator, making the mathematical descriptions of these two distinct physical systems directly analogous to one another. A detailed analysis establishes the operators arising in each setting are indeed self-adjoint on an $L^2$-type Hilbert space, providing a rigorous foundation to the formal spectral theoretic framework established by Golden and Papanicolaou in 1983. An abstract extension of the Helmholtz theorem also leads to integral representations for the inverses of effective parameters, e.g., effective conductivity and resistivity. An alternate formulation of the effective parameter problem in terms of a Sobolev-type Hilbert space provides a rigorous foundation for an approach first established by Bergman and Milton. We show that the correspondence between the two formulations is a one-to-one isometry. Rigorous bounds that follow from such Stieltjes integrals and partial knowledge about the material geometry are reviewed and validated by numerical calculations of the effective parameters for polycrystalline media.
A fundamental result in symplectic linear algebra states that for a given positive semi-definite quadratic form on a symplectic space there exists a symplectic in which the quadratic form reduces to a normal form. The special case of the aforementioned result for positive-definite quadratic forms is known as Williamson's theorem. In this work, we establish necessary and sufficient conditions on positive semi-definite quadratic forms on a symplectic space to be simultaneously reduced to their normal forms in a common symplectic basis. In particular, we establish conditions on 2n x 2n real symmetric positive-definite matrices to be simultaneously diagonalizable by a symplectic matrix in the sense of Williamson's theorem. We also discuss some applications of the main result in quantum information theory and statistical thermodynamics.
The Nelson model describes non-relativistic particles coupled to a relativistic Bose scalar field. In this article, we study the renormalized version of the Nelson model with massless bosons in Davies' weak coupling limit. Our main result states that the two-body Coulomb potential emerges as an effective pair interaction between the particles, which arises from the exchange of virtual excitations of the quantum field.
Bosonic Gaussian thermal states form a fundamental class of states in quantum information science. This paper explores the information geometry of these states, focusing on characterizing the distance between two nearby states and the geometry induced by a parameterization in terms of their mean vectors and Hamiltonian matrices. In particular, for the family of bosonic Gaussian thermal states, we derive expressions for their Fisher-Bures and Kubo-Mori information matrices with respect to their mean vectors and Hamiltonian matrices. An important application of our formulas consists of fundamental limits on how well one can estimate these parameters. We additionally establish formulas for the derivatives and the symmetric logarithmic derivatives of bosonic Gaussian thermal states. The former could have applications in gradient descent algorithms for quantum machine learning when using bosonic Gaussian thermal states as an ansatz, and the latter in formulating optimal strategies for single parameter estimation of bosonic Gaussian thermal states. Finally, the expressions for the aforementioned information matrices could have additional applications in natural gradient descent algorithms when using bosonic Gaussian thermal states as an ansatz.
We present a comprehensive analysis of boundary phenomena in a spin-$\frac{1}{2}$ anisotropic Heisenberg chain (XXZ-$\frac{1}{2}$) in the gapped antiferromagnetic phase, with a particular focus on the interplay between fractionalized spin-$\frac{1}{4} $ edge modes and a coupled spin-$\frac{1}{2}$ impurity at the edge. Employing a combination of Bethe Ansatz, exact diagonalization, and density matrix renormalization group (DMRG) methods, we explore the intricate phase diagram that emerges when the impurity is coupled either integrably or non-integrably to the chain. For integrable antiferromagnetic impurity couplings, we identify two distinct phases: the Kondo phase, where the impurity is screened by a multiparticle Kondo effect, and the antiferromagnetic bound mode phase, where an exponentially localized bound state screens the impurity in the ground state. When coupled ferromagnetically while maintaining integrability, the impurity behaves as a free spin-$\frac{1}{2}$, leading to either a ferromagnetic bound mode phase, where the impurity remains free in the ground state but may be screened at higher energy excitations or an unscreened (or local moment) phase where impurity remains unscreened in every eigenstate whereas for non-integrable ferromagnetic coupling, the impurity is not free. In the case of non-integrable antiferromagnetic coupling, a third phase emerges, characterized by mid-gap excitations with two degenerate states below the mass gap on top of the Kondo and antiferromagnetic bound mode phases, further enriching the phase diagram. Our findings highlight the nuanced behavior of boundary impurities in gapped antiferromagnetic systems, offering new insights into Kondo effects and impurity screening in the presence of fractionalized edge modes and bulk antiferromagnetic order.
In this work we establish every spherically symmetric non-Abelian Z(2) monopole generated by su(2) embeddings in the SU(4) Yang-Mills-Higgs model minimally broken to SO(4) by a symmetric second-rank tensor Higgs field. We find new monopole solutions associated with index 4 and index 10 embeddings. These solutions belong to su(2) multiplets that are higher dimensional than triplets. Properties of these monopoles such as their mass and radius are calculated in the vanishing potential limit. A parallel between this result and the Standard Model hierarchy of fermion masses is considered.
We study phenomena where some eigenvectors of a graph Laplacian are largely confined in small subsets of the graph. These localization phenomena are similar to those generally termed Anderson Localization in the Physics literature, and are related to the complexity of the structure of large graphs in still unexplored ways. Using spectral perturbation theory and pseudo-spectrum analysis, we explain how the presence of localized eigenvectors gives rise to fragilities (low robustness margins) to unmodeled node or link dynamics. Our analysis is demonstrated by examples of networks with relatively low complexity, but with features that appear to induce eigenvector localization. The implications of this newly-discovered fragility phenomenon are briefly discussed.
Motivated by the theory of holographic quantum error correction in the anti-de Sitter/conformal field theory (AdS/CFT) correspondence, together with the kink transform conjecture on the bulk AdS description of boundary cocycle flow, we characterize (approximate) complementary recovery in terms of (approximate) intertwining of bulk and boundary cocycle derivatives. Using the geometric modular structure in vacuum AdS, we establish an operator algebraic subregion-subregion duality of boundary causal diamonds and bulk causal wedges for Klein-Gordon fields in the universal cover of AdS. Our results suggest that, from an algebraic perspective, the kink transform is bulk cocycle flow, which (in the above case) induces the bulk geometry via geometric modular action and the corresponding notion of time. As a by-product, we find that if the von Neumann algebra of a boundary CFT subregion is a type $\mathrm{III}_1$ factor with an ergodic vacuum, then the von Neumann algebra of the corresponding dual bulk subregion, is either $\mathbb{C}1$ (with a one-dimensional Hilbert space) or a type $\mathrm{III}_1$ factor.
We show that the mass-shell constraints in the gauged twistor formulation of a massive particle given in [Phys. Rev. D 93, 045016 (2016)] are incorporated in an action automatically by extending the local $U(2)$ transformation to its inhomogeneous extension denoted by $IU(2)$. Therefore it turns out that all the necessary constraints are incorporated into an action by virtue of the local $IU(2)$ symmetry of the system.
We formally derive interface conditions for modeling fractures in Darcy flow problems and, more generally, thin inclusions in heterogeneous diffusion problems expressed as the divergence of a flux. Through a formal integration of the governing equations within the inclusions, we establish that the resulting interface conditions are of Wentzell type for the flux jump and Robin type for the flux average. Notably, the flux jump condition is unconventional, involving a tangential diffusion operator applied to the average of the solution across the interface. The corresponding weak formulation is introduced, offering a framework that is readily applicable to finite element discretizations. Extensive numerical validation highlights the robustness and versatility of the proposed modeling technique. The results demonstrate its effectiveness in accommodating a wide range of material properties, managing networks of inclusions, and naturally handling fractures with varying apertures -- all without requiring an explicit geometric representation of the fractures.
We give a definitive characterization of the instability of the pressureless ($p=0$) critical ($k=0$) Friedmann spacetime to smooth radial perturbations. We use this to characterize the global accelerations away from $k\leq0$ Friedmann spacetimes induced by the instability in the underdense case. The analysis begins by incorporating the Friedmann spacetimes into a mathematical analysis of smooth spherically symmetric solutions of the Einstein field equations expressed in self-similar coordinates $(t,\xi)$ with $\xi=\frac{r}{t}<1$, conceived to realize the critical Friedmann spacetime as an unstable saddle rest point $SM$. We identify a new maximal asymptotically stable family $\mathcal{F}$ of smooth outwardly expanding solutions which globally characterize the evolution of underdense perturbations. Solutions in $\mathcal{F}$ align with a $k<0$ Friedmann spacetime at early times, generically introduce accelerations away from $k<0$ Friedmann spacetimes at intermediate times and then decay back to the same $k<0$ Friedmann spacetime as $t\to\infty$ uniformly at each fixed radius $r>0$. We propose $\mathcal{F}$ as the maximal asymptotically stable family of solutions into which generic underdense perturbations of the unstable critical Friedmann spacetime will evolve and naturally admit accelerations away from Friedmann spacetimes within the dynamics of solutions of Einstein's original field equations, that is, without recourse to a cosmological constant or dark energy.
We find the novel class of the supersymmetric deformation of the $\mathbb{CP}^{1}$ $\sigma$-model and its equivalence with the generalised chiral Gross-Neveu. This construction allows the use of field-theoretic techniques and particularly the study of renormalisability and $\beta$-function. Provided approach is useful in finding conformal limits and establishes relation between chiral (GN) and sigma model description (geometric), which is explicitly demonstrated for the case of $ \mathbb{R} \times S^{1} $/Super-Thirring models. We also provide discussion on its emergence in $\mathcal{N}=2$ Liouville and 4-dim Chern-Simons theory.
The newly discovered exponential and algebraic double-soliton solutions of the massive Thirring model in laboratory coordinates are placed in the context of the inverse scattering transform. We show that the exponential double-solitons correspond to double isolated eigenvalues in the Lax spectrum, whereas the algebraic double-solitons correspond to double embedded eigenvalues on the imaginary axis, where the continuous spectrum resides. This resolves the long-standing conjecture that multiple embedded eigenvalues may exist in the spectral problem associated with the massive Thirring model. To obtain the exponential double-solitons, we solve the Riemann--Hilbert problem with the reflectionless potential in the case of a quadruplet of double poles in each quadrant of the complex plane. To obtain the algebraic double-solitons, we consider the singular limit where the quadruplet of double poles degenerates into a symmetric pair of double embedded poles on the imaginary axis.
We develop the theory of equilibration in quantum dynamics for the case were the dynamics-generating Hamiltonians have continuous spectrum. The main goal of this paper will be to propose a framework to extend the results obtained by Short in [11], where estimates for equilibration on average and effective equilibration are derived. We will primarily focus on the case where the quantum dynamics are generated by a semi-group whose generator, i.e. the Hamiltonian, has purely absolutely continuous spectrum, and show that for such a case it is compulsory to constrain ourselves to finite time equilibration; we then develop estimates analogous to the main results in the proposed setting
We consider the optimal transportation problem on a globally hyperbolic spacetime for some Lorentzian cost function, which corresponds to the optimal transportation problem on a complete Riemannian manifold where the cost function is the Riemannian distance squared. We establish existence and uniqueness results for the optimal transport map and we investigate the regularity of weak Kantorovich potentials.
The aim of this paper is to identify the limit in a high temperature regime of classical beta ensembles on the real line and related eigenvalue processes by using the Markov--Krein transform. We show that the limiting measure of Gaussian beta ensembles (resp.\ beta Laguerre ensembles and beta Jacobi ensembles) is the inverse Markov--Krein transform of the Gaussian distribution (resp.\ the gamma distribution and the beta distribution). At the process level, we show that the limiting probability measure-valued process is the inverse Markov--Krein transform of a certain 1d stochastic process.
Recently, our group developed explicit symplectic methods for curved spacetimes that are not split into several explicitly integrable parts, but are via appropriate time transformations. Such time-transformed explicit symplectic integrators should have employed adaptive time steps in principle, but they are often difficult in practical implementations. In fact, they work well if time transformation functions cause the time-transformed Hamiltonians to have the desired splits and approach 1 or constants for sufficiently large distances. However, they do not satisfy the requirement of step-size selections in this case. Based on the step-size control technique proposed by Preto $\&$ Saha, the nonadaptive time step time-transformed explicit symplectic methods are slightly adjusted as adaptive ones. The adaptive methods have only two additional steps and a negligible increase in computational cost as compared with the nonadaptive ones. Their implementation is simple. Several dynamical simulations of particles and photons near black holes have demonstrated that the adaptive methods typically improve the efficiency of the nonadaptive methods. Because of the desirable property, the new adaptive methods are applied to investigate the chaotic dynamics of particles and photons outside the horizon in a Schwarzschild-Melvin spacetime. The new methods are widely applicable to all curved spacetimes corresponding to Hamiltonians or time-transformed Hamiltonians with the expected splits. Also application to the backwards ray-tracing method for studying the motion of photons and shadows of black holes is possible.
This paper examines a generalization of the Camassa-Holm equation from the perspective of integrability. Using the framework developed by Dubrovin on bi-Hamiltonian deformations and the general theory of quasi-integrability, we demonstrate that a unique bi-Hamiltonian structure is possible for this generalized equation only when it reduces to the original CH equation.
We propose a novel approach to exploring duality defects in the $c=2$ compact boson conformal field theory (CFT). This study is motivated by the desire to classify categorical symmetries, particularly duality defects, in CFTs. While the $c=1$ case has been extensively studied, and the types of realizable duality defects are largely understood, the situation becomes significantly more complex for $c=2$. The simplicity of the $c=1$ case arises from the fact that its theory is essentially determined by the radius of compactification. In contrast, the $c=2$ case involves more parameters, leading to a more intricate action of T-duality. As a result, directly solving the condition for a theory to be self-dual under orbifolding becomes highly challenging. To address this, we categorize duality defects into four types and demonstrate that the condition for a toroidal branch theory to be self-dual under an orbifold induced by an automorphism generated by shift symmetry can be reformulated as quadratic equations. We also found that for ``almost all" theories we can enumerate all solutions for such equations. Moreover, this reformulation enables the simultaneous exploration of multiple duality defects and provides evidence for the existence of duality defects under specific parameter families for the theory, such as $(\tau, \rho) = (it, \frac{1}{2}+it)$ where $t \in \mathbb{Q}$.
The symmetric inclusion process (SIP) models particles diffusing on a graph with mutual attraction. We recently showed that, in the log-concave regime (where diffusivity dominates interaction), the spectral gap of the conservative SIP matches that of a single particle. In this paper, our main result demonstrates that this identity generally fails outside this regime, but always holds for the non-conservative SIP, regardless of the interaction strength. When this one-particle spectral gap identity breaks down, we derive sharp bounds for the gap in terms of diffusivity, and reveal a two-particle spectral gap identity in the vanishing diffusivity limit. Our approach leverages the rigid eigenstructure of SIP, refined comparisons of Dirichlet forms for arbitrary diffusivity and particle numbers, and techniques from slow-fast system analysis. These findings extend to the dual interacting diffusion known as Brownian energy process, and shed some light on the spectral gap behavior for related Dirichlet-reversible systems on general, non-mean-field, geometries.
Recently, the construction of finite difference schemes from lattice Boltzmann schemes has been rigorously analyzed [Bellotti et al. (2022), Numer. Math. 152, pp. 1-40]. It is thus known that any lattice Boltzmann scheme can be expressed in terms of a corresponding multi-step finite difference scheme on the conserved variables. In the present work, we provide counterexamples for the conjecture that any multi-step finite difference scheme has a unique lattice Boltzmann formulation. Based on that, we indicate the existence of equivalence classes for discretized relaxation systems.
In an optimal control strategy, an important point is to define the cost of the control. Usually it is added to the control criterion and multiplied by a small coefficient denoted by $\varepsilon$ which is known as the marginal cost of the control. The key idea of this paper, is to introduce a smoothing term in the control cost which aims at reducing the quantity of energy spent and reducing the oscillations of the control. Then using a so-called asymptotic control based on the smallness of $\varepsilon$, we construct an exact control which can be implemented in a close loop. The energy involved in the control depends mainly on the variation of the control. Therefore it seems natural to include this quantity (the total variations) in the criterion involved in the optimal control. This can be done approximately by introducing the $L^1$ norm of the first order derivative of the control. The control strategy that we develop in this paper can be applied to such linear models. One important and new point is that we focus on exact control strategies for a non-differentiable criterion because of the cost of the control. Following the ideas of Tykhonov regularization method, it is proved using the so-called asymptotic method based on the smallness of the marginal cost of the control, that the exact control suggested is the one which represents the minimum of the marginal cost among exact controls. Furthermore, and it is the main technical point, it can reduce the variations of the control with an adequate tuning of the various parameters of the control loop. We test the method on three examples.
We give a new proof for the existence of spherically symmetric steady states to the Vlasov-Poisson system, following a strategy that has been used successfully to approximate axially symmetric solutions numerically, both to the Vlasov-Poisson system and to the Einstein-Vlasov system. There are several reasons why a mathematical analysis of this numerical scheme is important. A generalization of the present result to the case of flat axially symmetric solutions would prove that the steady states obtained numerically in \cite{AR3} do exist. Moreover, in the relativistic case the question whether a steady state can be obtained by this scheme seems to be related to its dynamical stability. This motivates the desire for a deeper understanding of this strategy.
Exponential small splitting of separatrices in the singular perturbation theory leads generally to nonvanishing oscillations near a saddle--center point and to nonexistence of a true homoclinic orbit. It was conjectured long ago that the oscillations may vanish at a countable set of small parameter values if there exist a quadruplet of singularities in the complex analytic extension of the limiting homoclinic orbit. The present paper gives a rigorous proof of this conjecture for a particular fourth-order equation relevant to the traveling wave reduction of the modified Korteweg--de Vries equation with the fifth-order dispersion term.
I prove a sharp bound on reflectionless Dirac operators.
We prove that the non-commutative Kadomtsev-Petviashvili (KP) equation and a `lifted' modified Kadomtsev-Petviashvili (mKP) equation are directly linearisable, and thus integrable in this sense. There are several versions of the non-commutative mKP equations, including the two-dimensional generalisations of the non-commutative modified Korteweg-de Vries (mKdV) equation and its alternative form (amKdV). Herein we derive the `lifted' mKP equation, whose solutions are the natural two-dimensional extension of those for the non-commutative mKdV equation derived in Blower and Malham. We also present the log-potential form of the mKP equation, from which all of these non-commutative mKP equations can be derived. To achieve the integrability results, we construct the pre-Poppe algebra that underlies the KP and mKP equations. This is a non-commutative polynomial algebra over the real line generated by the solution (and its partial derivatives) to the linearised form of the KP and mKP equations. The algebra is endowed with a pre-Poppe product, based on the product rule for semi-additive operators pioneered by Poppe for the commutative KP equation. Integrability corresponds to establishing a particular polynomial expansion in the respective pre-Poppe algebra. We also present numerical simulations of soliton-like interactions for the non-commutative KP equation.
We study the problem of sampling from and preparing quantum Gibbs states of local commuting Hamiltonians on hypercubic lattices of arbitrary dimension. We prove that any such Gibbs state which satisfies a clustering condition that we coin decay of matrix-valued quantum conditional mutual information (MCMI) can be quasi-optimally prepared on a quantum computer. We do this by controlling the mixing time of the corresponding Davies evolution in a normalized quantum Wasserstein distance of order one. To the best of our knowledge, this is the first time that such a non-commutative transport metric has been used in the study of quantum dynamics, and the first time quasi-rapid mixing is implied by solely an explicit clustering condition. Our result is based on a weak approximate tensorization and a weak modified logarithmic Sobolev inequality for such systems, as well as a new general weak transport cost inequality. If we furthermore assume a constraint on the local gap of the thermalizing dynamics, we obtain rapid mixing in trace distance for interactions beyond the range of two, thereby extending the state-of-the-art results that only cover the nearest neighbor case. We conclude by showing that systems that admit effective local Hamiltonians, like quantum CSS codes at high temperature, satisfy this MCMI decay and can thus be efficiently prepared and sampled from.
The Pauli exclusion principle is fundamental to understanding electronic quantum systems. It namely constrains the expected occupancies $n_i$ of orbitals $\varphi_i$ according to $0 \leq n_i \leq 2$. In this work, we first refine the underlying one-body $N$-representability problem by taking into account simultaneously spin symmetries and a potential degree of mixedness $\boldsymbol w$ of the $N$-electron quantum state. We then derive a comprehensive solution to this problem by using basic tools from representation theory, convex analysis and discrete geometry. Specifically, we show that the set of admissible orbital one-body reduced density matrices is fully characterized by linear spectral constraints on the natural orbital occupation numbers, defining a convex polytope $\Sigma_{N,S}(\boldsymbol w) \subset [0,2]^d$. These constraints are independent of $M$ and the number $d$ of orbitals, while their dependence on $N, S$ is linear, and we can thus calculate them for arbitrary system sizes and spin quantum numbers. Our results provide a crucial missing cornerstone for ensemble density (matrix) functional theory.
We elaborate on the method introduced in arXiv:2403.02165 for holographic duals of Boundary Conformal Field Theories (BCFTs) with multiple boundaries. Using these advances we calculate the entanglement entropy as a function of time for 1+1-dimensional CFTs that are split into $N$ subsystems. We give explicit results for $N = 4$ and $N = 17$. We find that all qualitative differences that arise for larger $N$ are present for $N = 4$.