Positive Scalar Curvature Obstructions via Singular Dimension Descent


Abstract

In light of recent advances in conformal blow-up methods for the positive mass theorem, including He–Shi–Yu, Bi–Hao–He–Shi–Zhu, and Brendle–Wang, we develop a Schoen–Yau type singular dimension descent method for positive scalar curvature obstructions in arbitrary dimensions. We prove obstructions to positive scalar curvature on enlargeable manifolds and establish the corresponding cubical width inequalities and two-systole estimates. The method also applies to enlargeable AM–PI spaces, giving a positive scalar curvature obstruction when the singular set has Assouad codimension greater than \(3-2/n\).

1 Introduction↩︎

The Geroch conjecture says that the torus \(\mathbb{T}^n\) admits no metric of positive scalar curvature. Schoen–Yau [1] proved this for \(n\le 7\) using minimal hypersurface descent, and Gromov–Lawson [2] proved the all-dimensional case using the spin method. Later, Schoen–Yau also proposed a proof in all dimensions in [3].

In this paper, we consider the corresponding extension of the Geroch theorem to the overtorical setting. Following Gromov [4], a closed oriented \(n\)-manifold is called overtorical if it admits a continuous map \[F:M\longrightarrow \mathbb{T}^n\] of nonzero degree. We prove the following result.

Theorem A 1. Let \(M^n\) be a closed oriented overtorical manifold. Then \(M\) admits no metric of positive scalar curvature.

A basic family of examples comes from connected sums. If \(N\) is any closed oriented \(n\)-manifold, then \[\mathbb{T}^n\# N\] is overtorical, since collapsing the \(N\)-summand gives a degree-one map to \(\mathbb{T}^n\). Thus Theorem A includes these connected-sum examples and, together with Lohkamp’s compactification argument [5], implies the corresponding positive mass theorem in dimension \(n\).

The proof belongs to the Schoen–Yau minimal hypersurface tradition [1], [6]. In that argument one constructs a suitable area-minimizing hypersurface. Its stability inequality, together with the Gauss equation, passes the scalar-curvature inequality to the hypersurface, and the construction is then repeated in one lower dimension. The iteration is ended with a contradiction to Gauss–Bonnet theorem. When the ambient dimension is at most seven, the minimizing hypersurfaces are smooth and this descent argument can be carried out directly. In higher dimensions they may have singular sets. An inductive use of the method must then keep track of the singularities of the hypersurface just constructed, and also of possible contacts between later hypersurfaces and singular sets produced in earlier steps. Schoen and Yau [3] proposed a singular dimension descent for extending the minimal hypersurface method through these singular sets.

The approach of the present paper is a different singular descent strategy, closely related to the recent conformal blow-up methods for the positive mass theorem. He–Shi–Yu [7] used conformal blow-up to place the singular set at infinity, which allowed them to continue the Schoen–Yau dimension reduction on asymptotically flat manifolds with arbitrary ends [8], [9]. Bi–Hao–He–Shi–Zhu [10] further developed this approach and proved the Riemannian positive mass theorem up to dimension nineteen. Brendle–Wang [11] extended the conformal blow-up approach to arbitrary dimensions by introducing a new descent datum that is stable under more general conformal changes.

In this approach, one constructs an area-minimizing hypersurface, or more generally a soap bubble (\(\mu\)-bubble), in the regular part. If a singular set is formed, one applies a conformal blow-up along this set and places it at infinite distance. The next step of the dimension reduction is then carried out on the resulting complete smooth manifold. Since the old singular set lies at infinity, it is not seen by the next local area-minimizing or soap-bubble construction. Thus each newly formed singular set lies in the regular part where that step is carried out, rather than arising from an interaction with the old singular set.

For the overtorical problem, the descent cannot be carried out purely in the regular part. A simple toy model illustrates the obstruction. Suppose that a positive scalar curvature metric on \(\mathbb{T}^9\) admits an area-minimizing current \(T\) in the coordinate \(\mathbb{T}^8\)-class, with \(\operatorname{spt}T\) homeomorphic to \(\mathbb{T}^8\), and with singular set \(S\) equal to the image of the \(1\)-skeleton in the standard cubical quotient \[\mathbb{T}^8=[0,1]^8/\!\sim .\] Although \(T\) still represents the required nonzero homology class in \(\mathbb{T}^9\), the punctured regular part \[\operatorname{reg}T=\operatorname{spt}T\setminus S\] satisfies \[H_7(\operatorname{reg}T;\mathbb{Z})=0 .\] Thus the regular part alone contains no homological class from which to start the next minimizing step.

Our idea is to use conformal blow-ups to carry the old singular set through the descent, while keeping its codimension from decreasing at the next steps. We use the same example to indicate the idea. Choose a regular level set \[L=\{\theta=a\}\subset \mathbb{T}^9\] of another torus coordinate, transverse to both \(\operatorname{reg}T\) and \(S\). Then \(L\cap\operatorname{reg}T\) is a smooth \(7\)-dimensional hypersurface in \(\operatorname{reg}T\), and its closure meets \(S\) only in finitely many points.

We then conformally blow up along \(S\), choosing the blow-up so that \(\operatorname{reg}T\) becomes complete, the old singular set is placed at infinity, and the weighted scalar-curvature lower bound used in the descent is preserved up to an arbitrarily small error. In the blown-up metric, \(L\cap\operatorname{reg}T\) is proper. We take a finite metric band around it and solve a weighted \(\mu\)-bubble problem in the band. The stability inequality passes the same lower bound to the \(\mu\)-bubble, up to an error bounded by the inverse square of the bandwidth. After passing to a suitable lift, the band width can be made arbitrarily large, so this error is arbitrarily small.

The \(\mu\)-bubble may have new singularities. Since the \(\mu\)-bubble was constructed in the blown-up band, its closure can approach the old singular set only at the finitely many points fixed in the previous step. In this model the \(\mu\)-bubble is \(7\)-dimensional, so its new singular set is at most countable. We can therefore choose a further regular level set of another torus coordinate avoiding both the old intersection points and the new singular set. We then blow up these new singularities in the same way, again preserving the weighted scalar-curvature lower bound up to an arbitrarily small error. The chosen next level set avoids all the singularities carried from the previous steps, so the next stage is the usual smooth Schoen–Yau descent. We can then iterate the argument.

We now specify the weighted scalar curvature used in the descent. It is close in spirit to the descent datum of Brendle–Wang [11]. For an \(m\)-dimensional Riemannian manifold \((X^m,g)\) and a parameter \(\lambda\ne 1/m\), set \[a_m(\lambda)=\frac{1-(m-1)\lambda}{1-m\lambda}, \qquad \mathcal{S}_f^{m,\lambda}(g) = R_g+2\Delta_g f-a_m(\lambda)|df|_g^2 .\] For \(\lambda=1/m\), we always take \(f\) to be constant and set \[\mathcal{S}_f^{m,1/m}(g):=R_g .\] If \(\lambda\ne0\), write \[k=\lambda^{-1}-m .\] Then \[a_m(\lambda)=\frac{k+1}{k}, \qquad \mathcal{S}_f^{m,\lambda}(g) = R_g+2\Delta_g f-\frac{k+1}{k}|df|_g^2 .\] When \(k\) is a positive integer, this is exactly the scalar curvature of the warped product \[g+e^{-2f/k}h\] with scalar-flat \(k\)-dimensional fiber. Thus the case \(\lambda<0\) can be thought formally with negative fiber dimension \(k=\lambda^{-1}-m\).

The same method proves a cubical width inequality over enlargeable bases. Recall that a complete oriented Riemannian manifold \((Y^r,h_Y)\) is enlargeable, in the sense of Gromov–Lawson [2], if for every \(\varepsilon>0\), it admits a Riemannian cover \(\widehat Y\to Y\) and a smooth \(\varepsilon\)-Lipschitz map \[\widehat Y\to S^r\] which is constant outside a compact set and has nonzero degree.

Write \(I=[-1,1]\) and set \[\Lambda_n:= \begin{cases} \displaystyle \frac{1}{n}, & n\le13,\\[0.8em] \displaystyle \frac{51-2n}{23n+26}, & n\ge14 . \end{cases}\]

Theorem B 1. Let \(Y^r\) be either a point, in which case \(r=0\), or a complete oriented enlargeable Riemannian \(r\)-manifold. Let \(k\ge0\), set \(n=r+k\), and let \((X^n,\partial X,g)\) be a complete oriented smooth Riemannian manifold with boundary. Let \[F=(F_Y,\tau_1,\ldots,\tau_k):X\to Y\times I^k\] be proper, continuous, smooth on \(X^\circ\), and of nonzero relative degree as a map \[(X,\partial X)\to(Y\times I^k,Y\times\partial I^k).\] If \(r>0\) and \(Y\) is noncompact, assume \(F_Y\) is globally Lipschitz. For \(i=1,\ldots,k\), set \[B_i^\pm = F^{-1}\bigl(Y\times I^{i-1}\times\{\pm1\}\times I^{k-i}\bigr), \qquad d_i=\operatorname{dist}_g(B_i^-,B_i^+).\] Assume \(\lambda\le\Lambda_n\), and \(\mathcal{S}_f^{n,\lambda}(g)\ge\sigma\) on \(X^\circ\). Then \[\sigma \le 4\pi^2(1-\lambda)\sum_{i=1}^{k}d_i^{-2}.\] For \(k=0\), the sum is empty, and the conclusion is \(\sigma\le0\).

Taking \(k=0\) gives the positive scalar curvature obstruction for enlargeable manifolds, and taking \(Y=\mathbb{T}^n\) gives Theorem A.

The same descent can also give the following \(2\)-systole estimate. We use \([S^2]\in H^2(S^2;\mathbb{Z})\) denotes the positive generator. For a map \(\rho:X\to S^2\), write \(u_\rho=\rho^*[S^2]\in H^2(X;\mathbb{Z})\). For a compact Riemannian manifold \(X\), define \[\operatorname{sys}_2(X,u_\rho;g) = \inf\{\mathbf{M}_g(T):T\text{ is an integral }2\text{-cycle in }X,\; \langle u_\rho,[T]\rangle\ne0\}.\]

Theorem C 1. Let \((X^n,\partial X,g)\) be a compact oriented smooth Riemannian manifold with boundary, \(n\ge2\), and let \[F=(\rho,\tau_1,\ldots,\tau_{n-2}):X\to S^2\times I^{n-2}\] be continuous, smooth on \(X^\circ\), and of nonzero relative degree as a map \[(X,\partial X)\to(S^2\times I^{n-2},S^2\times\partial I^{n-2}).\] For \(i=1,\ldots,n-2\), set \[B_i^\pm = F^{-1}\bigl(S^2\times I^{i-1}\times\{\pm1\}\times I^{n-2-i}\bigr), \qquad d_i=\operatorname{dist}_g(B_i^-,B_i^+).\] Assume \(\lambda\le\Lambda_n\), and \(\mathcal{S}_f^{n,\lambda}(g)\ge\sigma\). Denote \(\sigma_*= \sigma-4\pi^2(1-\lambda)\sum_{i=1}^{n-2}d_i^{-2}\). If \(\sigma_*>0\), then \[\operatorname{sys}_2(X,u_\rho;g)\le\frac{8\pi}{\sigma_*}.\]

In this singular dimension descent, \(\mu\)-bubbles are naturally treated as local almost-manifold PI spaces (AM–PI spaces). This viewpoint leads to a positive scalar curvature obstruction for such singular spaces themselves. Roughly speaking, an AM–PI space is a metric measure space \[X=\mathcal{R}\sqcup\mathcal{S}\] whose regular part \(\mathcal{R}\) is a smooth Riemannian manifold, and \(X\) is locally Ahlfors regular and supports a local Poincaré inequality. The precise definition is given in Section 3. As part of the definition, we assume that the underlying measure restricted to \(\mathcal{R}\) takes the form \(e^{-f}d\mu_g\) for some smooth function \(f\). For a closed set \(\mathcal{S}\subset X\), write \[c_A^X(\mathcal{S})=n-\dim_A^X(\mathcal{S})\] for its Assouad codimension. As in the smooth manifold case, we call \(X\) enlargeable if for every \(\varepsilon>0\), some cover of \(X\) admits an \(\varepsilon\)-Lipschitz map to \(S^n\), constant outside a compact set, of nonzero degree.

Theorem D 1. Let \(n\geq 3\) and \[X=\mathcal{R}\sqcup\mathcal{S}\] be a compact connected oriented enlargeable \(n\)-dimensional AM–PI space. Assume that \(f\) is bounded on \(\mathcal{R}\).

If \[c_A^X(\mathcal{S})>3-\frac{2}{n},\] then, for every \(\lambda\leq 1/n\), the weighted scalar curvature \(\mathcal{S}_f^{n,\lambda}(g)\) cannot be nonnegative on \(\mathcal{R}\) and positive on a nonempty open subset of \(\mathcal{R}\).

If, in addition, \[c_A^X(\mathcal{S})>3-\frac{1}{n-1},\] then \(\mathcal{S}_f^{n,\lambda}(g)\ge0\) on \(\mathcal{R}\) implies that \(f\) is constant and that the length space \(X^\ell=\overline{(\mathcal{R},d_g^\ell)}\) is a compact flat manifold.

The paper is organized as follows. Section 2 computes the conformal transformation law for the weighted scalar curvature and the descent inequality for weighted \(\mu\)-bubbles. Section 3 constructs conformal blow-ups near singular sets, preserving the weighted scalar curvature lower bound up to an arbitrarily small loss. Section 4 proves Theorem B in the case \(Y=\{\mathrm{pt}\}\). Section 5 proves Theorems A, B, and C. Section 6 treats the positive scalar curvature obstruction and flat rigidity theorem for AM–PI spaces, completing the proof of Theorem D.

2 Weighted scalar curvature↩︎

For any real coefficient \(a\), write \[\label{eq:coefficient-scalar-expression} \mathscr S_a^g(f):=R_g+2\Delta_g f-a|df|_g^2 .\tag{1}\] For \(\lambda<1/m\), set \[\label{eq:weighted-scalar-curvature} a_m(\lambda) := \frac{1-(m-1)\lambda}{1-m\lambda}, \qquad \mathcal{S}_f^{m,\lambda}(g) := \mathscr S_{a_m(\lambda)}^g(f).\tag{2}\] The two useful identities used below are \[\label{eq:parameter-shift} a_{m-1}(\lambda) = 2-\frac{1}{a_m(\lambda)}\tag{3}\] and \[\label{eq:a-difference} a_m(\lambda)-a_{m-1}(\lambda) = \frac{\lambda^2}{(1-m\lambda)(1-(m-1)\lambda)} \ge0 .\tag{4}\] Thus a lower bound for \(\mathcal{S}_f^{m,\lambda}(g)\) also gives the same lower bound for \(\mathscr S_{a_{m-1}(\lambda)}^g(f)\).

2.1 Conformal changes↩︎

Let \((N^m,g)\) be smooth, \(m\ge3\), and let \(w>0\). We consider \[\widetilde{g}=w^\alpha g, \qquad \widetilde{f}=f+\beta\log w .\] All quantities on the right hand side are computed with respect to \(g\).

Lemma 1. For any real \(a\), \[\label{eq:general-conformal-formula-f} \begin{align} w^\alpha\mathscr S_a^{\widetilde{g}}(\widetilde{f}) &= \mathscr S_a^g(f) +\bigl(2\beta-(m-1)\alpha\bigr)w^{-1}\Delta_g w \\ &\quad +\bigl(\alpha(m-2)-2a\beta\bigr) w^{-1}\langle dw,df\rangle_g \\ &\quad +\Bigl[ (m-1)\alpha-\frac{(m-1)(m-2)}{4}\alpha^2 -2\beta+\alpha\beta(m-2)-a\beta^2 \Bigr]w^{-2}|dw|_g^2 . \end{align}\tag{5}\]

Proof. Write \[\widetilde{g}=e^{2\varphi}g, \qquad \varphi=\frac{\alpha}{2}\log w .\] The scalar curvature transformation formula gives \[\begin{align} w^\alpha R_{\widetilde{g}} &= R_g-(m-1)\alpha w^{-1}\Delta_g w \\ &\quad+ \left( (m-1)\alpha - \frac{(m-1)(m-2)}{4}\alpha^2 \right)w^{-2}|dw|_g^2 . \end{align}\] Moreover, \[\begin{align} w^\alpha\Delta_{\widetilde{g}}\widetilde{f} &= \Delta_g f +\beta w^{-1}\Delta_g w +\frac{\alpha(m-2)}{2}w^{-1}\langle dw,df\rangle_g \\ &\quad+ \left( -\beta+\frac{\alpha\beta(m-2)}{2} \right)w^{-2}|dw|_g^2 , \end{align}\] and \[w^\alpha |d\widetilde{f}|_{\widetilde{g}}^2 = |df|_g^2 +2\beta w^{-1}\langle dw,df\rangle_g +\beta^2w^{-2}|dw|_g^2 .\] Substituting these identities into \[\mathscr S_a^{\widetilde{g}}(\widetilde{f}) = R_{\widetilde{g}} +2\Delta_{\widetilde{g}}\widetilde{f} -a|d\widetilde{f}|_{\widetilde{g}}^2\] gives 5 . ◻

We now specialize to \(a=a_m(\lambda)\). For \(\lambda<1/m\), define \[q_m(\lambda) := \sqrt{ \frac{(m-1)(1-(m-1)\lambda)}{1-\lambda} } .\] Then \(q_m(\lambda)>1\), and \[a_m(\lambda) = \frac{(m-2)q_m(\lambda)^2}{(m-1)(q_m(\lambda)^2-1)} .\] Set \[\label{eq:optimal-alpha-beta} \alpha_m(\lambda) := \frac{2(1+q_m(\lambda))}{m-2}, \qquad \beta_m(\lambda) := \frac{m-1}{m-2} \left( q_m(\lambda)-\frac{1}{q_m(\lambda)} \right).\tag{6}\] Put \[\label{eq:pointwise-K-gamma} \mathcal{K}_m(\lambda) := \frac{\alpha_m(\lambda)(m-1)}{q_m(\lambda)}, \qquad \gamma_m(\lambda) := \frac{2}{\mathcal{K}_m(\lambda)} .\tag{7}\] We write \[\label{eq:lambda-drift-operator} L_{f,\lambda}^{(m)}u := \Delta_g u - \gamma_m(\lambda) \langle\nabla u,\nabla f\rangle_g .\tag{8}\]

Proposition 1. Let \(\lambda\leq 1/m\), and set \[\alpha=\alpha_m(\lambda), \qquad \beta=\beta_m(\lambda), \qquad q=q_m(\lambda).\] If \[\widetilde{g}=w^\alpha g, \qquad \widetilde{f}=f+\beta\log w ,\] then \[\label{eq:lambda-conformal-formula} w^\alpha \mathcal{S}_{\widetilde{f}}^{m,\lambda}(\widetilde{g}) = \mathcal{S}_f^{m,\lambda}(g) - \mathcal{K}_m(\lambda) w^{-1}L_{f,\lambda}^{(m)}w.\qquad{(1)}\]

Proof. With the above choice of \(\alpha\) and \(\beta\), \[2\beta-(m-1)\alpha = -\frac{\alpha(m-1)}{q},\] and \[\alpha(m-2)-2a_m(\lambda)\beta=2.\] It remains only to check that the coefficient of \(w^{-2}|dw|^2\) in 5 vanishes. The first two terms give \[(m-1)\alpha-\frac{(m-1)(m-2)}{4}\alpha^2 = -\frac{m-1}{m-2}(q^2-1),\] while the next two terms give \[-2\beta+\alpha\beta(m-2) = \frac{2(m-1)}{m-2}(q^2-1).\] Thus the four terms not involving \(a_m(\lambda)\beta^2\) combine to \[\frac{m-1}{m-2}(q^2-1).\] On the other hand, \[a_m(\lambda)\beta^2 = \frac{m-1}{m-2}(q^2-1).\] Hence the coefficient of \(w^{-2}|dw|^2\) is zero. Substituting the two remaining coefficients into 5 gives ?? . ◻

We shall also use a quadratic-form version of the conformal formula. This quadratic form is the descent datum used in Brendle–Wang [11].

Let \((Y^m,g)\) be smooth, \(m\ge3\). For a smooth function \(f\), a constant \(\sigma\), and a real number \(a\), define \[\label{eq:quadratic-form-descent-datum} Q_{a,\sigma}^{g,f}(\varphi) := \int_Y e^{-f}|\nabla\varphi|_g^2\,d\mu_g + \frac{1}{2} \int_Y e^{-f} \bigl(\mathscr S_a^g(f)-\sigma\bigr)\varphi^2\,d\mu_g .\tag{9}\]

Assume \[\lambda\leq \frac{1}{m+1}, \qquad a=a_{m+1}(\lambda).\] Define \[\label{eq:qbar-m-lambda} \overline{q}_m(\lambda) := \sqrt{ \frac{m(1-(m-1)\lambda)}{2(1-\lambda)} } .\tag{10}\] Set \[\label{eq:qf-alpha-beta} \overline{\alpha}_m(\lambda) := \frac{2(1+\overline{q}_m(\lambda))}{m-2}, \qquad \overline{\beta}_m(\lambda) := \frac{\overline{q}_m(\lambda)}{2a_{m+1}(\lambda)-1}.\tag{11}\]

Put \[\label{eq:qf-s-N} \overline{s}_m(\lambda) := \frac{1}{2} \left( \frac{\overline{\alpha}_m(\lambda)(m-2)}{2} - \overline{\beta}_m(\lambda) \right), \qquad \overline{\mathcal{K}}_m(\lambda) := \frac{\overline{\alpha}_m(\lambda)m}{2} - \overline{\beta}_m(\lambda).\tag{12}\] We write \[\label{eq:qf-drift-operator} \overline{L}_{f,\lambda}^{(m)}u := \Delta_g u - \overline{\gamma}_m(\lambda) \langle\nabla u,\nabla f\rangle_g,\qquad \overline{\gamma}_m(\lambda) := \frac{1}{\overline{\mathcal{K}}_m(\lambda)}.\tag{13}\]

Proposition 2. Let \[\widetilde{g}=w^{\overline{\alpha}_m(\lambda)}g, \qquad \widetilde{f}=f+\overline{\beta}_m(\lambda)\log w .\] Then, for every \(\varphi\in C_c^\infty(Y)\), \[\label{eq:qf-conformal-formula} \begin{align} Q_{a_{m+1}(\lambda),\sigma}^{\widetilde{g},\widetilde{f}} \left(w^{-\overline{s}_m(\lambda)}\varphi\right) = & Q_{a_{m+1}(\lambda),\sigma}^{g,f}(\varphi) - \frac{\overline{\mathcal{K}}_m(\lambda)}{2} \int_Y e^{-f} w^{-1}\overline{L}_{f,\lambda}^{(m)}w\,\varphi^2\,d\mu_g \\ & - \frac{1}{2} \int_Y e^{-f}\sigma \bigl(w^{\overline{\alpha}_m(\lambda)}-1\bigr) \varphi^2\,d\mu_g . \end{align}\qquad{(2)}\]

Proof. For readability write \[\overline{q}=\overline{q}_m(\lambda), \qquad \overline{\alpha}=\overline{\alpha}_m(\lambda), \qquad \overline{\beta}=\overline{\beta}_m(\lambda), \qquad \overline{s}=\overline{s}_m(\lambda), \qquad \overline{\mathcal{K}}=\overline{\mathcal{K}}_m(\lambda),\] and \(a=a_{m+1}(\lambda)\). By definition, \[2\overline{s} = \frac{\overline{\alpha}(m-2)}{2}-\overline{\beta} .\] Thus \[\int_Y e^{-\widetilde{f}} \left| \nabla_{\widetilde{g}} \left(w^{-\overline{s}}\varphi\right) \right|_{\widetilde{g}}^2 d\mu_{\widetilde{g}} =\int_Y e^{-f} w^{2\overline{s}} \left| \nabla_g \left(w^{-\overline{s}}\varphi\right) \right|_g^2 d\mu_g .\] Expanding the integrand, \[w^{2\overline{s}} \left| \nabla\left(w^{-\overline{s}}\varphi\right) \right|^2 = |\nabla\varphi|^2 - \overline{s} w^{-1}\langle dw,\nabla(\varphi^2)\rangle + \overline{s}^2w^{-2}|dw|^2\varphi^2 .\] Integrating the middle term by parts with respect to \(e^{-f}d\mu_g\), we get \[\label{eq:qf-gradient-part} \begin{align} &\int_Y e^{-\widetilde{f}} \left| \nabla_{\widetilde{g}} \left(w^{-\overline{s}}\varphi\right) \right|_{\widetilde{g}}^2 d\mu_{\widetilde{g}}\\ =& \int_Y e^{-f}|\nabla\varphi|^2\,d\mu_g + \int_Y e^{-f} \left[ \overline{s} w^{-1}\Delta_g w - \overline{s} w^{-1}\langle dw,df\rangle_g + (\overline{s}^2-\overline{s})w^{-2}|dw|^2 \right]\varphi^2\,d\mu_g . \end{align}\tag{14}\]

For the zero-order part, note that \[\frac{\overline{\alpha} m}{2} - \overline{\beta} - 2\overline{s} = \overline{\alpha} .\] Therefore \[\frac{1}{2} \int_Y e^{-\widetilde{f}} \bigl( \mathscr S_a^{\widetilde{g}}(\widetilde{f})-\sigma\bigr) w^{-2\overline{s}}\varphi^2\,d\mu_{\widetilde{g}} = \frac{1}{2} \int_Y e^{-f} \left( w^{\overline{\alpha}} \mathscr S_a^{\widetilde{g}}(\widetilde{f}) - \sigma w^{\overline{\alpha}}\right)\varphi^2\,d\mu_g .\] Subtracting the original zero-order term gives \[\frac{1}{2} \int_Y e^{-f}\left( w^{\overline{\alpha}}\mathscr S_a^{\widetilde{g}}(\widetilde{f}) -\mathscr S_a^g(f)\right)\varphi^2\,d\mu_g -\frac{1}{2} \int_Y e^{-f}\sigma\bigl(w^{\overline{\alpha}}-1\bigr)\varphi^2\,d\mu_g .\] We now apply the general conformal formula 5 , in dimension \(m\), with \(a=a_{m+1}(\lambda)\).

The coefficient of \(w^{-1}\Delta_gw\) in the total quadratic form is \[\overline{s} + \frac{1}{2}\bigl(2\overline{\beta}-(m-1)\overline{\alpha}\bigr) = -\frac{1}{2} \left( \frac{\overline{\alpha} m}{2}-\overline{\beta} \right) = -\frac{\overline{\mathcal{K}}}{2}.\] The coefficient of \(w^{-1}\langle dw,df\rangle_g\) is \[-\overline{s} + \frac{1}{2}\bigl(\overline{\alpha}(m-2)-2a\overline{\beta}\bigr).\] Using \[\overline{\alpha}(m-2)=2(1+\overline{q}), \qquad \overline{\beta}=\frac{\overline{q}}{2a-1},\] this coefficient becomes \[-\frac{1}{2}(1+\overline{q}-\overline{\beta}) + (1+\overline{q})-a\overline{\beta} = \frac{1}{2} .\] Thus the first-order terms combine to \[-\frac{\overline{\mathcal{K}}}{2} w^{-1} \left( \Delta_g w - \frac{1}{\overline{\mathcal{K}}} \langle dw,df\rangle_g \right) = -\frac{\overline{\mathcal{K}}}{2} w^{-1}\overline{L}_{f,\lambda}^{(m)}w .\]

It remains to check the \(w^{-2}|dw|^2\)-coefficient. Since \[\overline{\alpha}(m-2)=2(1+\overline{q}), \qquad \overline{\beta}=\frac{\overline{q}}{2a-1}, \qquad \overline{s}=\frac{1}{2}(1+\overline{q}-\overline{\beta}),\] the coefficient is \[\begin{align} \mathcal{C} &= \overline{s}^2-\overline{s} + \frac{1}{2} \left[ (m-1)\overline{\alpha} -\frac{(m-1)(m-2)}{4}\overline{\alpha}^2 -2\overline{\beta} +\overline{\alpha}\overline{\beta}(m-2) -a\overline{\beta}^2 \right] \\ &= \frac{m}{4(m-2)}(1-\overline{q}^2) + \frac{\overline{q}^2}{4(2a-1)} . \end{align}\] Using \[2a-1=\frac{1-(m-1)\lambda}{1-(m+1)\lambda}, \qquad \overline{q}^2= \frac{m(1-(m-1)\lambda)}{2(1-\lambda)},\] we get \[1-\overline{q}^2 = -\frac{(m-2)(1-(m+1)\lambda)}{2(1-\lambda)}, \qquad \frac{\overline{q}^2}{2a-1} = \frac{m(1-(m+1)\lambda)}{2(1-\lambda)} .\] Therefore \(\mathcal{C}=0\). This proves ?? . ◻

Remark 3. For \(\widehat g=e^{-2f/(m-1)}g\), a direct conformal calculation gives \[R_{\widehat g} = e^{2f/(m-1)} \left( \mathcal{S}_f^{m,\lambda}(g) + \frac{1-\lambda}{(m-1)(1-m\lambda)}|df|_g^2 \right)\] for finite \(\lambda\). Thus, when \(\lambda\leq\frac{1}{m}\) or \(\lambda\ge1\), positivity of \(\mathcal{S}_f^{m,\lambda}(g)\) implies positive scalar curvature of \(\widehat g\). The same conclusion holds at \(\lambda=\infty\) under the convention \(a_m(\infty)=(m-1)/m\).

2.2 Stability under Descent↩︎

Let \((N^m,g)\) be smooth, and let \[\Sigma^{m-1}\subset N\] be an oriented two-sided smooth hypersurface, with chosen unit normal \(\nu\). Let \(f\in C^\infty(N)\), set \[F=f|_\Sigma,\] and let \(\Phi\) be smooth near \(\Sigma\). Assume \[\label{eq:weighted-mu-stationary} H-\langle\nabla f,\nu\rangle=\Phi\tag{15}\] on \(\Sigma\), and assume the weighted stability inequality \[\label{eq:weighted-stability-inequality} \begin{align} \int_\Sigma e^{-F}|\nabla^\Sigma\varphi|^2 \ge \int_\Sigma e^{-F} \bigl( \operatorname{Ric}(\nu,\nu) +|A_\Sigma|^2 +D^2f(\nu,\nu) +\langle\nabla\Phi,\nu\rangle \bigr)\varphi^2 \end{align}\tag{16}\] for all \(\varphi\in C_c^\infty(\Sigma)\).

Proposition 4. Assume \[\mathscr S_{a_m(\lambda)}^g(f)\ge \sigma\] near \(\Sigma\). Define \[\label{eq:descended-sigma-lambda} \sigma_\Sigma := \sigma|_\Sigma +2\langle\nabla\Phi,\nu\rangle +\frac{1}{1-\lambda}\Phi^2 .\qquad{(3)}\] Then the quadratic form \[\label{eq:descended-schrodinger-form} \begin{align} Q_\Sigma(\varphi) := \int_\Sigma e^{-F}|\nabla^\Sigma\varphi|^2 + \frac{1}{2}\int_\Sigma e^{-F} \bigl( \mathscr S_{a_m(\lambda)}^{g_\Sigma}(F)-\sigma_\Sigma \bigr)\varphi^2 \end{align}\qquad{(4)}\] is nonnegative on \(C_c^\infty(\Sigma)\).

Proof. Put \(a=a_m(\lambda)\) and \(u=\langle\nabla f,\nu\rangle\). By stability inequality 16 , it is enough to prove \[\label{eq:I-estimate-needed} I:= \operatorname{Ric}(\nu,\nu) +|A_\Sigma|^2 +D^2f(\nu,\nu) +\langle\nabla\Phi,\nu\rangle +\frac{1}{2}\mathscr S_{a_m(\lambda)}^{g_\Sigma}(F) \ge \frac{1}{2}\sigma_\Sigma .\tag{17}\]

The Gauss equation and the restriction formula for \(\Delta_\Sigma F\) give \[\label{eq:I-expanded} I= \frac{1}{2}(R_g+2\Delta_g f) -\frac{a}{2}|\nabla^\Sigma F|^2 +\frac{1}{2}|A_\Sigma|^2 +\frac{1}{2}H^2-Hu +\langle\nabla\Phi,\nu\rangle .\tag{18}\] Using \(R_g+2\Delta_g f-a|\nabla f|^2\ge\sigma\) and \(|\nabla f|^2=|\nabla^\Sigma F|^2+u^2\), we get \[\frac{1}{2}(R_g+2\Delta_g f) -\frac{a}{2}|\nabla^\Sigma F|^2 \ge \frac{\sigma}{2}+\frac{a}{2}u^2 .\] Since \(|A_\Sigma|^2\ge\frac{H^2}{m-1}\), it follows that \[\label{eq:I-lower-before-square} I\ge \frac{\sigma}{2}+\langle\nabla\Phi,\nu\rangle +\frac{a}{2}u^2 +\frac{m}{2(m-1)}H^2-Hu .\tag{19}\] Using \(H=u+\Phi\), the last three terms are \[\frac{a}{2}u^2+\frac{m}{2(m-1)}(u+\Phi)^2-(u+\Phi)u .\] Set \[B_{m,\lambda} := a_m(\lambda)-\frac{m-2}{m-1} = \frac{1-\lambda}{(m-1)(1-m\lambda)} >0 .\] Then \[\label{eq:lambda-square-completion-correct} \begin{align} &\frac{a}{2}u^2+\frac{m}{2(m-1)}(u+\Phi)^2-(u+\Phi)u \\ =& \frac{B_{m,\lambda}}{2} \left( u+\frac{\Phi}{(m-1)B_{m,\lambda}} \right)^2 +\frac{1}{2(1-\lambda)}\Phi^2 . \end{align}\tag{20}\] Therefore \[I \ge \frac{\sigma}{2} +\langle\nabla\Phi,\nu\rangle +\frac{1}{2(1-\lambda)}\Phi^2 = \frac{1}{2}\sigma_\Sigma .\] This proves the nonnegativity of \(Q_\Sigma\). ◻

For a smooth manifold \((Y,g)\), a smooth function \(f\), and a parameter \(\lambda\leq 1/m\), define \[\label{eq:weighted-schrodinger-operator} \mathcal{L}_{m,\lambda,\sigma}^{g,f} := -\Delta_g+\langle\nabla f,\nabla\cdot\rangle_g +\frac{1}{2}\bigl(\mathscr S_{a_m(\lambda)}^g(f)-\sigma\bigr).\tag{21}\] Here \(m\) records the coefficient \(a_m(\lambda)\); the manifold \(Y\) need not have dimension \(m\).

Lemma 2. Let \(\psi>0\) be smooth. Set \[h=\log\psi, \qquad f_\psi=f-h=f-\log\psi .\] Then \[\label{eq:positive-supersolution-identity} \begin{align} \mathscr S_{a_{m-1}(\lambda)}^g(f_\psi)-\sigma =& 2\left( -\Delta_g h-|dh|_g^2+ \langle df,dh\rangle_g +\frac{1}{2}(\mathscr S_{a_m(\lambda)}^g(f)-\sigma) \right) \\ &+ \frac{1}{a_m(\lambda)} \left|dh+\bigl(a_m(\lambda)-1\bigr)df\right|_g^2 . \end{align}\tag{22}\] Hence, if we suppose \(\mathcal{L}_{m,\lambda,\sigma}^{g,f}\psi\ge0\) and \(\mathscr S_{a_m(\lambda)}^g(f)\geq\sigma\), then \[\label{eq:positive-supersolution-gives-pointwise} \mathscr S_{a_{m-1}(\lambda)}^g(f_\psi)\ge\sigma .\tag{23}\]

Proof. Dividing \(\mathcal{L}_{m,\lambda,\sigma}^{g,f}\psi\ge0\) by \(\psi\) gives \[-\Delta_g h-|dh|_g^2+ \langle df,dh\rangle_g +\frac{1}{2}\bigl(\mathscr S_{a_m(\lambda)}^g(f)-\sigma\bigr) \ge0 .\] Using \(a_{m-1}(\lambda)=2-\frac{1}{a_m(\lambda)}\) and expanding \(f_\psi=f-h\) gives 22 . The last term in 22 is nonnegative, so 23 follows. ◻

3 Conformal blow-up near singular sets↩︎

3.1 AM–PI structure, weights, and packing↩︎

Throughout this section we assume \(m\ge3\). We use the almost-manifold convention as in Bi–Hao–He–Shi–Zhu [10]. Let \((X,d)\) be a complete metric space with a regular-singular decomposition \[X=\mathcal{R}\sqcup\mathcal{S},\] where \(\mathcal{R}\) is an \(m\)-dimensional smooth manifold equipped with a Riemannian metric \(g\), and \(\mathcal{S}\) is closed.

For an open set \(U\subset\mathcal{R}\), let \(d_{\ell,d}^{U}\) be the length metric on \(U\) induced by \(d\). We assume that, for every \(p\in\mathcal{R}\), there is an open neighborhood \(U\subset\mathcal{R}\) of \(p\) such that \[d_{\ell,d}^{U}=d_g^U,\] where \(d_g^U\) is the intrinsic Riemannian distance in \(U\).

Let \[\omega\in C^\infty(\mathcal{R}), \qquad \omega>0,\] and define a measure on \(X\) by \[d\mu_\omega=\omega\,d\mu_g \qquad\text{on }\mathcal{R}, \qquad \mu_\omega(\mathcal{S})=0 .\] Here \(d\mu_g\) is the Riemannian volume measure on \((\mathcal{R},g)\).

Definition 1. We say that \(\omega\) is an admissible weight, and write \[\omega\in\mathcal{W}_{\rm adm}(X),\] if \[(X,d,\mathcal{R},g,\mu_\omega)\] has AM–PI structure in the following compact-local sense. For every compact \(K\Subset X\), there exist constants \[C_K\ge1, \qquad \lambda_K\ge1, \qquad r_K>0,\] such that, for every \(x\in K\) and \(0<r<r_K\), \[\label{eq:local-ahlfors-section3} C_K^{-1}r^m \le \mu_\omega(B_r(x)) \le C_Kr^m ,\tag{24}\] and \[\label{eq:local-pi-section3} \frac{1}{\mu_\omega(B_r(x))} \int_{B_r(x)} |\varphi-\varphi_{B_r(x),\omega}|\,d\mu_\omega \le C_Kr \left( \frac{1}{\mu_\omega(B_{\lambda_K r}(x))} \int_{B_{\lambda_K r}(x)\cap\mathcal{R}} |\nabla_g\varphi|^2\,d\mu_\omega \right)^{1/2}.\tag{25}\] Here \[\varphi_{B_r(x),\omega} = \frac{1}{\mu_\omega(B_r(x))} \int_{B_r(x)}\varphi\,d\mu_\omega .\] When an admissible weight has been fixed, we say that \(X=\mathcal{R}\sqcup\mathcal{S}\) is an AM–PI space.

For \(\omega\in\mathcal{W}_{\rm adm}(X)\), set \[L_\omega u = \omega^{-1}\operatorname{div}_g(\omega\nabla_g u) \qquad\text{on }\mathcal{R} .\] Then, for \(u\in C^\infty(\mathcal{R})\) and \(\phi\in C_c^\infty(\mathcal{R})\), \[\int_{\mathcal{R}} \langle\nabla_g u,\nabla_g\phi\rangle_g\,d\mu_\omega = \int_{\mathcal{R}}(-L_\omega u)\phi\,d\mu_\omega .\]

Lemma 3. Let \(\omega\in\mathcal{W}_{\rm adm}(X)\), and let \(\eta\in C^\infty(\mathcal{R})\), \(\eta>0\). Assume for every compact \(K\Subset X\), there are constants \(0<c_{\eta,K}\le C_{\eta,K}<\infty\) such that \[c_{\eta,K}\le \eta\le C_{\eta,K} \qquad\text{on }K\cap\mathcal{R} .\] Then \(\eta\omega\in\mathcal{W}_{\rm adm}(X)\).

Proof. On every compact \(K\Subset X\), the measures \(\mu_{\eta\omega}=\eta\mu_\omega\) and \(\mu_\omega\) are comparable. Hence the local Ahlfors estimates follow immediately.

For the Poincaré inequality, let \(B=B_r(x)\) and \(\lambda B=B_{\lambda_K r}(x)\) be a ball on which the AM–PI constants for \(d\mu_\omega\) are fixed. Denote averages with respect to \(d\mu_\omega\) and \(d\mu_{\eta\omega}\) by \(u_{B,\omega}\) and \(u_{B,\eta\omega}\). By the triangle inequality, \[\int_B |u-u_{B,\eta\omega}|\,d\mu_{\eta\omega} \le 2\int_B |u-u_{B,\omega}|\,d\mu_{\eta\omega} \le 2C_{\eta,K}\int_B |u-u_{B,\omega}|\,d\mu_\omega .\] Dividing by \(\mu_{\eta\omega}(B)\ge c_{\eta,K}\mu_\omega(B)\), applying the Poincaré inequality for \(d\mu_\omega\), and using comparability again on \(\lambda B\), we obtain \[\frac{1}{\mu_{\eta\omega}(B)} \int_B |u-u_{B,\eta\omega}|\,d\mu_{\eta\omega} \le Cr \left( \frac{1}{\mu_{\eta\omega}(\lambda B)} \int_{\lambda B\cap\mathcal{R}} |\nabla_g u|^2\,d\mu_{\eta\omega} \right)^{1/2}.\] Thus \(\eta\omega\) is admissible. ◻

We now record the local packing condition used below.

Definition 2. Let \(Z\subset X\) be closed and let \(0\le d\le m\). We write \(\mathsf P_d(Z)\) if, for every compact \(K\Subset X\), there exist constants \(C_K<\infty\) and \(r_K>0\) such that \[\label{eq:local-packing-condition-section3} \#\bigl(P_s\cap B_X(x,R)\bigr) \le C_K\left(\frac{R}{s}\right)^d\tag{26}\] whenever \(x\in K\), \(0<s<R<r_K\), and \(P_s\subset Z\cap K\) is \(s\)-separated. If \(d=m-c\), we say that \(Z\) has local packing codimension \(c\). When the ambient space is relevant, we write \(\mathsf P_d^X(Z)\).

Set \[\label{eq:packing-threshold-section3} d_{\rm pack}(Z) = \inf\bigl\{d:\;\mathsf P_d(Z)\text{ holds}\bigr\}, \qquad \tau_{\rm pack}(Z) = m-2-d_{\rm pack}(Z).\tag{27}\] This is the packing formulation of the Assouad dimension [12]. Thus \[\dim_A(Z)=d_{\rm pack}(Z), \qquad \operatorname{codim}_A(Z)=m-\dim_A(Z).\] When the ambient space is relevant, we also write \(\dim_A^X(Z)\) and \(\tau_{\rm pack}^X(Z)\).

Lemma 4. If \(\mathcal{S}\) satisfies \(\mathsf P_{m-2}(\mathcal{S})\), then for every \(\omega\in\mathcal{W}_{\rm adm}(X)\) and every \(K\Subset U\Subset X\) there exist \(\chi_j\in W^{1,2}_0(U)\), \(0\le\chi_j\le1\), such that \(\chi_j=1\) near \(\mathcal{S}\cap K\) and \[\int_U |\nabla\chi_j|^2\,d\mu_\omega\longrightarrow0 .\] In particular, \(\operatorname{Cap}_{2,\omega}(\mathcal{S}\cap K,U)=0\).

Proof. Fix \(K\Subset U\). If \(\mathcal{S}\cap K=\varnothing\), there is nothing to prove. Choose \(\rho_0>0\) so that the \(2\rho_0\)-neighborhood of \(K\) is contained in \(U\) and the local Ahlfors and packing estimates apply there. Then \[\label{eq:packing-tube-volume-section3} \mu_\omega\bigl(\{x\in U:\operatorname{dist}(x,\mathcal{S}\cap K)<\rho\}\bigr) \le C\rho^2, \qquad 0<\rho<\rho_0 .\tag{28}\]

For \(0<\varepsilon<\rho_0/4\), set \[L_\varepsilon=\log(\rho_0/\varepsilon), \qquad r_\mathcal{S}(x)=\operatorname{dist}(x,\mathcal{S}\cap K),\] and define \[\chi_\varepsilon(x) = \begin{cases} 1, & r_\mathcal{S}(x)\le\varepsilon,\\ \frac{\log(\rho_0/r_\mathcal{S}(x))}{L_\varepsilon}, & \varepsilon<r_\mathcal{S}(x)<\rho_0,\\ 0, & r_\mathcal{S}(x)\ge\rho_0 . \end{cases}\] Then \(\chi_\varepsilon\in W^{1,2}_0(U)\), \(\chi_\varepsilon=1\) near \(\mathcal{S}\cap K\), and, on \(\mathcal{R}\), \[|\nabla\chi_\varepsilon| \le \frac{1}{L_\varepsilon r_\mathcal{S}} \qquad\text{a.e. on }\{\varepsilon<r_\mathcal{S}<\rho_0\}.\] Let \(\rho_j=2^{-j}\rho_0\) and \(J_\varepsilon = \left\lceil \log_2\frac{\rho_0}{\varepsilon}\right\rceil\). Then \[\rho_{J_\varepsilon}\le\varepsilon<\rho_{J_\varepsilon-1}, \qquad J_\varepsilon\le C L_\varepsilon .\] Using 28 on the dyadic annuli \[\rho_{j+1}<r_\mathcal{S}\le\rho_j, \qquad j=0,\ldots,J_\varepsilon-1,\] gives \[\int_U |\nabla\chi_\varepsilon|^2\,d\mu_\omega \le \frac{C}{L_\varepsilon^2} \sum_{j=0}^{J_\varepsilon-1} \rho_{j+1}^{-2} \mu_\omega\bigl(\{r_\mathcal{S}<\rho_j\}\bigr) \le \frac{C}{L_\varepsilon} \longrightarrow0 .\] ◻

3.2 Conformal blow-up potentials↩︎

Throughout this subsection we fix an admissible weight \(\omega\in\mathcal{W}_{\rm adm}(X)\) and work on the almost-manifold \[(X,d,\mathcal{R},g,\mu_\omega),\] which has AM–PI structure in the sense of Definition 1.

For \(\delta\ge0\), write \[P_{\omega,\delta}:=-L_\omega+\delta .\]

Lemma 5. Let \(U\subset X\) be precompact, and assume that \(\mathcal{S}\cap U\) has zero \(2\)-capacity. Fix \(\delta\ge0\), and set \[P_{\omega,\delta}:=-L_\omega+\delta .\] Then there exist constants \[r_U>0,\qquad C_U\ge1,\qquad \Lambda_U>10,\] depending only on the local AM–PI constants on \(U\)and on \(\delta\), such that the following holds. If \[\Omega=B_{\Lambda_U R}(x_0)\Subset U, \qquad 0<R<r_U,\] and \(G_{\Omega,\delta}^\omega(p,\cdot)\) is the Dirichlet Green function for \(P_{\omega,\delta}\) on \(\Omega\), then \[\label{eq:local-green-estimate-section3} C_U^{-1}d(p,y)^{2-m} \le G_{\Omega,\delta}^\omega(p,y) \le C_Ud(p,y)^{2-m}\tag{29}\] for all \[p\in B_R(x_0),\qquad y\in B_R(x_0)\cap\mathcal{R},\qquad 0<d(p,y)<2R .\]

Proof. Since \(\mathcal{S}\cap U\) has zero \(2\)-capacity, the AM–PI formulation agrees locally with the usual PI-space formulation. Hence the local theory on PI spaces applies; see, for example, Björn–Björn [13] and Heinonen–Koskela–Shanmugalingam-Tyson [14]. Choose \(r_U>0\) and \(\Lambda_U>10\) so that, whenever \[0<r<r_U, \qquad B_{\Lambda_U r}(z)\Subset U,\] every nonnegative \(L_\omega\)-harmonic function on \(B_{\Lambda_U r}(z)\) satisfies the Harnack inequality with constant \(H_U\) on \(B_r(z)\) and \(B_{2r}(z)\setminus \overline{B_r(z)}\).

We first treat \(\delta=0\). For \(B_{2r}(p)\Subset\Omega\) and \(0<r<\rho_U\), we have the local ball-capacity estimate \[\label{eq:ball-capacity-section3} C_U^{-1}r^{m-2} \le \operatorname{Cap}_\omega(\overline{B_r(p)},\Omega) \le C_Ur^{m-2}.\tag{30}\] Indeed, the upper bound follows from a Lipschitz cutoff in \(B_{2r}(p)\), while the lower bound follows from the local Sobolev inequality and the Ahlfors lower bound.

Let \(G=G_{\Omega,0}^\omega(p,\cdot)\). We take \(G\) to be the Dirichlet Green function, this means \[-L_\omega G=\boldsymbol{\delta}_p, \qquad G=0\text{ on }\partial\Omega\] weakly. Moreover, we have \[\label{eq:green-level-identity-section3} t\,\operatorname{Cap}_\omega(\{G\ge t\},\Omega)=1, \qquad t>0 .\tag{31}\] This is the \(p=2\) case of the superlevel-set identity in [15].

Let \(y\in B_R(x_0)\cap\mathcal{R}\), \(y\ne p\), and set \[\rho=d(p,y), \qquad A_\rho(p)=B_{2\rho}(p)\setminus\overline{B_{\rho/2}(p)} .\] Write \[M_\rho=\sup_{A_\rho(p)}G, \qquad m_\rho=\inf_{A_\rho(p)}G .\] The annular Harnack inequality gives \[M_\rho\le H_Um_\rho .\] The maximum principle on \(\Omega\setminus B_{2\rho}(p)\) gives \[\{G>M_\rho\}\subset B_{2\rho}(p).\] Using 31 , monotonicity of capacity, and 30 , \[\frac{1}{M_\rho} = \operatorname{Cap}_\omega(\{G\ge M_\rho\},\Omega) \le \operatorname{Cap}_\omega(B_{2\rho}(p),\Omega) \le C_U\rho^{m-2}.\] Thus \(M_\rho\ge c_U\rho^{2-m}\), and Harnack gives \[G(p,y)\ge m_\rho\ge H_U^{-1}M_\rho\ge c_U\rho^{2-m}.\]

For the upper bound, the minimum principle on \(B_{\rho/2}(p)\setminus\{p\}\) gives \[B_{\rho/2}(p)\subset\{G\ge m_\rho\}.\] Hence \[\frac{1}{m_\rho} = \operatorname{Cap}_\omega(\{G\ge m_\rho\},\Omega) \ge \operatorname{Cap}_\omega(B_{\rho/2}(p),\Omega) \ge c_U\rho^{m-2}.\] Therefore \(m_\rho\le C_U\rho^{2-m}\), and \[G(p,y)\le M_\rho\le H_Um_\rho\le C_U\rho^{2-m}.\] This proves 29 for \(\delta=0\).

Now assume \(\delta>0\). By the maximum principle, \(0<G_{\Omega,\delta}^\omega(p,y)\le G_{\Omega,0}^\omega(p,y)\), so the upper bound follows from the case \(\delta=0\).

For the lower bound, use the resolvent identity \[G_{\Omega,\delta}^\omega(p,y) = G_{\Omega,0}^\omega(p,y) - \delta \int_\Omega G_{\Omega,0}^\omega(p,z) G_{\Omega,\delta}^\omega(z,y)\,d\mu_\omega(z).\] Since \(G_{\Omega,\delta}^\omega\le G_{\Omega,0}^\omega\), \[G_{\Omega,\delta}^\omega(p,y) \ge G_{\Omega,0}^\omega(p,y) - \delta \int_\Omega G_{\Omega,0}^\omega(p,z) G_{\Omega,0}^\omega(z,y)\,d\mu_\omega(z).\]

Decompose \[\Omega=E_p\cup E_y, \qquad E_p=\{z\in\Omega:\;d(p,z)\le d(y,z)\}, \qquad E_y=\Omega\setminus E_p .\] On \(E_p\), the triangle inequality gives \(d(y,z)\ge \frac{\rho}{2}\) and on \(E_y\) it gives \(d(p,z)\ge \frac{\rho}{2}\). Hence \[\begin{align} &\int_\Omega d(p,z)^{2-m}d(z,y)^{2-m}\,d\mu_\omega(z) \\ &\qquad\le C\rho^{2-m} \left( \int_\Omega d(p,z)^{2-m}\,d\mu_\omega(z) + \int_\Omega d(y,z)^{2-m}\,d\mu_\omega(z) \right). \end{align}\] Note that if \(q\in B_R(x_0)\), then \[\Omega\subset B_{(\Lambda_U+1)R}(q).\] By the Ahlfors upper bound and a dyadic decomposition around \(q\), \[\begin{align} \int_\Omega d(q,z)^{2-m}\,d\mu_\omega(z) &\le \sum_{j=0}^\infty (2^{-j-1}(\Lambda_U+1)R)^{2-m} \mu_\omega\bigl(B_{2^{-j}(\Lambda_U+1)R}(q)\bigr) \\ &\le C_U \sum_{j=0}^\infty (2^{-j}R)^2 \le C_U R^2 . \end{align}\] Applying this with \(q=p\) and \(q=y\) gives \[\int_\Omega d(p,z)^{2-m}d(z,y)^{2-m}\,d\mu_\omega(z) \le C_U R^2 d(p,y)^{2-m}.\]

Hence the \(\delta=0\) case gives \[G_{\Omega,\delta}^\omega(p,y) \ge C_U^{-1}d(p,y)^{2-m} - C_U\delta R^2d(p,y)^{2-m}.\] After decreasing \(\rho_U\) so that \(C_U\delta\rho_U^2\le\frac{1}{2}C_U^{-1}\) and using \(R<\rho_U\), we obtain \(G_{\Omega,\delta}^\omega(p,y)\ge c_Ud(p,y)^{2-m}\). This proves the proposition. ◻

Proposition 5. For any \(\delta>0\), there exists a positive Green function \[G_\delta^\omega(p,y)\] for \(P_{\omega,\delta}\) on \(X\). For every \(p\in X\), \[P_{\omega,\delta}G_\delta^\omega(p,\cdot)=\boldsymbol{\delta}_p\] in the weak sense, and \(G_\delta^\omega(p,\cdot)\) is smooth on \(\mathcal{R}\setminus\{p\}\).

Moreover, for every compact \(K\Subset X\), there exist constants \(r_K>0\) and \(C_K\ge1\) such that \[\label{eq:global-green-local-asymp-section3} C_K^{-1}d(p,y)^{2-m} \le G_\delta^\omega(p,y) \le C_Kd(p,y)^{2-m}\qquad{(5)}\] whenever \[p\in K,\qquad y\in\mathcal{R},\qquad 0<d(p,y)<r_K .\] Finally, if \(K\Subset W\Subset X\), then there is a constant \(C_{K,W}<\infty\) such that \[\label{eq:global-green-exterior-bound-section3} G_\delta^\omega(p,y)\le C_{K,W}\qquad{(6)}\] for all \[p\in K,\qquad y\in X\setminus W .\]

Proof. Choose an exhaustion by precompact open sets \[V_1\Subset V_2\Subset\cdots, \qquad \bigcup_{\ell=1}^{\infty}V_\ell=X,\] with \(V_\ell\cap\mathcal{R}\) connected. Let \(G_{\ell,p}\) be the Dirichlet Green function for \(P_{\omega,\delta}\) on \(V_\ell\), with pole \(p\in V_\ell\). By maximum principle \(G_{\ell,p}\le G_{\ell+1,p}\).

Let \(h_\ell\in W^{1,2}_0(V_\ell)\) solve \[P_{\omega,\delta}h_\ell=1 \qquad\text{in }V_\ell .\] The maximum principle gives \(0\le h_\ell\le\delta^{-1}\). By the Green representation formula, \[h_\ell(p) = \int_{V_\ell}G_{\ell,p}(y)\,d\mu_\omega(y),\] we know \[\label{eq:global-green-l1-bound-section3} \int_{V_\ell}G_{\ell,p}(y)\,d\mu_\omega(y) \le \delta^{-1}.\tag{32}\] This \(L^1\)-bound, together with Harnack inequalities, gives local uniform bounds for \(G_{\ell,p}\) away from the pole. Hence the limit \[G_\delta^\omega(p,y) := \lim_{\ell\to\infty}G_{\ell,p}(y)\] is finite.

Fix \(K\Subset X\). Choose \(r_K>0\) so small that Lemma 5 applies on \(B_{4r_K}(p)\) for every \(p\in K\).

By the maximum principle, \[G_{\ell,p}(y)\ge G_{B_{2r_K}(p),\delta}^\omega(p,y) \ge C_K^{-1}d(p,y)^{2-m}, \qquad 0<d(p,y)<r_K .\] Letting \(\ell\to\infty\) gives the lower bound in ?? .

Next, choose precompact domains \(W_0, W\) such that \[K\Subset W_0\Subset W\Subset X.\] Then covering \(\partial W_0\) by finitely many balls contained in \(W\setminus K\) and local uniform bounds on those balls gives \[G_{\ell,p}\le C_{K,W} \qquad \text{on }\partial W_0,\quad p\in K .\] Since \(G_{\ell,p}\) is \(P_{\omega,\delta}\)-harmonic on \(V_\ell\setminus W_0\) and vanishes on \(\partial V_\ell\), the maximum principle gives \[G_{\ell,p}\le C_{K,W} \qquad \text{on }V_\ell\setminus W_0 .\] Passing to the limit gives the exterior bound ?? .

Similarly, on the annuli \[B_{3r_K}(p)\setminus \overline{B_{r_K}(p)}, \qquad p\in K,\] we have \[G_{\ell,p}\le C_K \qquad \text{on }\partial B_{2r_K}(p).\] Inside \(B_{2r_K}(p)\), write \[G_{\ell,p} = G_{B_{2r_K}(p),\delta}^\omega(p,\cdot)+H_{\ell,p},\] where \(H_{\ell,p}\ge0\) is \(P_{\omega,\delta}\)-harmonic. On \(\partial B_{2r_K}(p)\), \(H_{\ell,p}=G_{\ell,p}\le C_K\), so the maximum principle gives \[H_{\ell,p}\le C_K \qquad \text{on }B_{2r_K}(p).\] On the other hand, we have \[G_{B_{2r_K}(p),\delta}^\omega(p,y) \le C_Kd(p,y)^{2-m}.\] Therefore, for \(0<d(p,y)<r_K\), \[G_{\ell,p}(y) \le C_Kd(p,y)^{2-m}+C_K \le C_Kd(p,y)^{2-m},\] after increasing \(C_K\). Letting \(\ell\to\infty\) proves the upper bound in@eq:eq:global-green-local-asymp-section3 . ◻

Proposition 6. Let \((X,d,\mu)\) be complete and local AM–PI. Assume \[0<\tau<\tau_{\rm pack}(\mathcal{S})=\operatorname{codim}_A(\mathcal{S})-2, \qquad \alpha=\frac{2}{\tau} .\] Then there exists a nonnegative function \[\Theta\in C^\infty(\mathcal{R})\] and constants \(A>0\), \(B\ge0\) such that \[\label{eq:global-packing-green-diff-section3} -L_\omega\Theta \ge A\Theta^{1+\alpha}-B\qquad{(7)}\] on \(\mathcal{R}\). Moreover, for every compact \(K\Subset X\) there exist \(c_K>0\) and \(r_K>0\) such that \[\label{eq:global-packing-green-growth-section3} \Theta(x) \ge c_K\operatorname{dist}(x,\mathcal{S})^{-\tau}\qquad{(8)}\] whenever \(x\in K\cap\mathcal{R}\) and \(0<\operatorname{dist}(x,\mathcal{S})<r_K\).

Proof. Choose \(d_*<m-2-\tau\) such that \(\mathsf P_{d_*}(\mathcal{S})\) holds, and set \[\theta=m-2-\tau-d_*>0 .\] Since \(d_*<m-2\), Lemma 4 gives locally zero weighted \(2\)-capacity of \(\mathcal{S}\). Hence Proposition 5 applies.

Choose compact sets \(Q_i\Subset X\) with locally finite overlap and \[X=\bigcup_i Q_i .\] Choose precompact open sets \(U_i\Subset X\) and compact sets \(K_i\Subset X\) such that \[Q_i\Subset U_i\Subset K_i^\circ,\] and such that the family \(\{K_i\}\) is locally finite. Let \[r_i>0,\qquad C_i\ge1\] be the constants from Proposition 5 applied to \(K_i\). After increasing \(C_i\), we may also use the off-diagonal bound \[G_\delta^\omega(p,y)\le C_i\] whenever \[p,y\in K_i,\qquad d(p,y)\ge \frac{1}{4} r_i .\]

Choose \(s_{i,0}>0\) small enough such that \[80 s_{i,0}<r_i, \qquad B_{20 s_{i,0}}(z)\subset K_i \quad\text{for all }z\in\mathcal{S}\cap\overline{U}_i .\] Choose \(\rho_i\in(0,s_{i,0})\) such that \[\operatorname{dist}(x,\mathcal{S}) = \operatorname{dist}\bigl(x,\mathcal{S}\cap\overline{U}_i\bigr)\] whenever \[x\in Q_i, \qquad 0<\operatorname{dist}(x,\mathcal{S})<\rho_i .\]

Set \(s_{i,j}=2^{-j}s_{i,0}\). For each \(j\), choose a maximal \(s_{i,j}\)-separated set \[P_{i,j}\subset\mathcal{S}\cap\overline{U}_i .\] For \(z\in P_{i,j}\), choose \[\eta_{i,j,z}\in C^\infty(\mathcal{R}), \qquad 0\le\eta_{i,j,z}\le1,\] such that \[\eta_{i,j,z}=1 \quad\text{on }B_{10 s_{i,j}}(z)\cap\mathcal{R}, \qquad \operatorname{spt}\eta_{i,j,z} \subset B_{20 s_{i,j}}(z)\cap\mathcal{R} .\] Fix \(\delta>0\). Define \[u_{i,j,z}(x) = \int_{\mathcal{R}} G_\delta^\omega(y,x)\eta_{i,j,z}(y)\,d\mu_\omega(y).\] Then \(P_{\omega,\delta}u_{i,j,z}=\eta_{i,j,z}\).

We first record the estimates for \(u_{i,j,z}\). Write \[s=s_{i,j},\qquad u=u_{i,j,z},\qquad r=d(x,z),\] where \(x\in K_i\cap\mathcal{R}\). If \(r\le 40 s\), then \[\operatorname{spt}\eta_{i,j,z}\subset B_{60 s}(x), \qquad 60 s<r_i .\] By ?? and Ahlfors regularity, \[\begin{align} u(x) &\le C_i\int_{B_{60 s}(x)} d(x,y)^{2-m}\,d\mu_\omega(y) \\ &\le C_i\sum_{\ell=0}^{\infty} (2^{-\ell}s)^{2-m} \mu_\omega(B_{2^{-\ell}60 s}(x)) \le C_i s^2 . \end{align}\] Since \(s\le r+s\le 41s\), this gives \[u(x)\le C_i s^m(r+s)^{2-m}.\]

If \(40 s\le r<\frac{1}{2}r_i\), then for \(y\in\operatorname{spt}\eta_{i,j,z}\), \[\frac{1}{2}r\le d(x,y)\le\frac{3}{2}r<r_i .\] Hence \[u(x) \le C_i r^{2-m}\mu_\omega(B_{20 s}(z)) \le C_i s^m r^{2-m} \le C_i s^m(r+s)^{2-m}.\]

If \(r\ge r_i/2\), then \[d(x,y)\ge r-20 s\ge \frac{1}{4}r_i \qquad \text{for }y\in\operatorname{spt}\eta_{i,j,z}.\] The off-diagonal bound gives \[u(x) \le C_i\mu_\omega(B_{20 s}(z)) \le C_i s^m .\] Since \(x,z\in K_i\), the quantity \(r+s\) is uniformly bounded above in this case. After increasing \(C_i\), we again get \[u(x)\le C_i s^m(r+s)^{2-m}.\] Therefore, for all \(x\in K_i\cap\mathcal{R}\), \[\label{eq:global-source-upper-section3} u_{i,j,z}(x) \le C_i s_{i,j}^m \bigl(d(x,z)+s_{i,j}\bigr)^{2-m}.\tag{33}\]

If \(d(x,z)\le 5s\), then \(B_{s/4}(x)\subset B_{10 s}(z)\). Hence \(\eta_{i,j,z}=1\) on \(B_{s/4}(x)\cap\mathcal{R}\). The lower bound in ?? gives \[u(x)\ge c_i\int_{B_{s/4}(x)} d(x,y)^{2-m}\,d\mu_\omega(y) \ge c_i s^{2-m} \mu_\omega\bigl(B_{s/4}(x)\bigr) \ge c_i s^2 .\] Together with 33 , this gives \[\label{eq:global-source-inner-section3} c_i s_{i,j}^2 \le u_{i,j,z}(x) \le C_i s_{i,j}^2 \qquad \text{if }d(x,z)\le 5 s_{i,j} .\tag{34}\]

Now define the \(i\)-th block potential by \[\Psi_i = \sum_j\sum_{z\in P_{i,j}} s_{i,j}^{-\tau-2}u_{i,j,z}.\] Since \(P_{\omega,\delta}u_{i,j,z}=\eta_{i,j,z}\), we have \[\label{eq:block-source-equation-section3} P_{\omega,\delta}\Psi_i = \sum_j\sum_{z\in P_{i,j}} s_{i,j}^{-\tau-2}\eta_{i,j,z} \ge0 .\tag{35}\]

We estimate \(\Psi_i\). For \(x\in K_i\cap\mathcal{R}\), denote \[r=\operatorname{dist}\bigl(x,\mathcal{S}\cap\overline{U}_i\bigr)\] from now on. For a fixed scale \(s=s_{i,j}\), write \[\Psi_{i,s}(x) = \sum_{z\in P_{i,j}}s^{-\tau-2}u_{i,j,z}(x).\] Using 33 , \[\Psi_{i,s}(x) \le C_i\sum_{z\in P_{i,j}} s^{m-2-\tau}\bigl(d(x,z)+s\bigr)^{2-m}.\]

If \(s\le r\), decompose the centers into dyadic annuli around \(x\). The packing condition gives \[\sum_{z\in P_{i,j}\cap (B_{2^{\ell+1}r}(x)\setminus B_{2^\ell r}(x))} s^{m-2-\tau}\bigl(d(x,z)+s\bigr)^{2-m} \le C_i2^{-\ell(\tau+\theta)} s^\theta r^{-\tau-\theta}.\] Summing in \(\ell\) yields \[\label{eq:fixed-scale-small-global-section3} \Psi_{i,s}(x) \le C_i s^\theta r^{-\tau-\theta}, \qquad s\le r.\tag{36}\] If \(s\ge r\), the same estimate with \(s\) in place of \(r\) gives \[\label{eq:fixed-scale-large-global-section3} \Psi_{i,s}(x) \le C_i s^{-\tau}, \qquad s\ge r.\tag{37}\] Summing over \(j\), we obtain \[\label{eq:block-upper-section3} \Psi_i(x)\le C_i r^{-\tau}\tag{38}\] whenever \(0<r<\rho_i\).

Now suppose \[x\in Q_i\cap\mathcal{R}, \qquad 0<\operatorname{dist}(x,\mathcal{S})<\rho_i .\] Then \[r=\operatorname{dist}(x,\mathcal{S}) = \operatorname{dist}\bigl(x,\mathcal{S}\cap\overline{U}_i\bigr).\] Choose \(j\) with \(s_{i,j+1}\le r<s_{i,j}\). Pick \(z_0\in\mathcal{S}\cap\overline{U}_i\) with \(d(x,z_0)\le2r\). By the maximality of \(P_{i,j}\), there is a point \(p_0\in P_{i,j}\) such that \(d(z_0,p_0)\le s_{i,j}\). So \[d(x,p_0)\le2r+s_{i,j}<3s_{i,j}< 5s_{i,j} .\] Using 34 , \[\Psi_i(x) \ge s_{i,j}^{-\tau-2}u_{i,j,p_0}(x) \ge c_i s_{i,j}^{-\tau} \ge c_i r^{-\tau}.\] Together with 38 , this proves \[\label{eq:block-size-section3} c_i r^{-\tau} \le \Psi_i(x) \le C_i r^{-\tau}.\tag{39}\]

On the other hand, 35 gives \[P_{\omega,\delta}\Psi_i(x) \ge s_{i,j}^{-\tau-2} \ge c_i r^{-\tau-2}.\] Using 38 , \[r^{-\tau-2} = \bigl(r^{-\tau}\bigr)^{1+2/\tau} \ge C_i^{-1}\Psi_i^{1+2/\tau}.\] Thus \[\label{eq:block-P-diff-near-section3} P_{\omega,\delta}\Psi_i \ge A_i\Psi_i^{1+2/\tau}\tag{40}\] on \[Q_i\cap\mathcal{R}\cap \{0<\operatorname{dist}(\cdot,\mathcal{S})<\rho_i\}.\]

The estimate 38 , the off-diagonal bound for \(G_\delta^\omega\), and interior elliptic regularity imply that \(\Psi_i\in C^\infty(\mathcal{R})\). Moreover, \(\Psi_i\) is bounded on \[\mathcal{R}\cap \{ \operatorname{dist}(\cdot,\mathcal{S}\cap\overline{U}_i)\ge\rho_i\}.\] Together with \(P_{\omega,\delta}\Psi_i\ge0\), this implies, after increasing \(B_i\), that \[\label{eq:block-P-diff-section3} P_{\omega,\delta}\Psi_i \ge A_i\Psi_i^{1+2/\tau}-B_i \qquad\text{on }\mathcal{R}.\tag{41}\]

Choose positive coefficients \(\varepsilon_i\) decreasing sufficiently fast that \[E_A:=\sum_i\varepsilon_iA_i^{-\tau/2}<\infty, \qquad E_B:=\sum_i\varepsilon_iB_i<\infty,\] and so that \(\Theta_0=\sum_i\varepsilon_i\Psi_i\) converges in \(C^\infty_{\rm loc}(\mathcal{R})\). Since \(\alpha=2/\tau\), Hölder’s inequality gives \[\Theta_0^{1+\alpha} \le E_A^\alpha \sum_i\varepsilon_iA_i\Psi_i^{1+\alpha}.\] Therefore \[P_{\omega,\delta}\Theta_0 \ge E_A^{-\alpha}\Theta_0^{1+\alpha}-E_B .\] Since \[P_{\omega,\delta}\Theta_0=-L_\omega\Theta_0+\delta\Theta_0,\] we get \[-L_\omega\Theta_0 \ge E_A^{-\alpha}\Theta_0^{1+\alpha} -E_B-\delta\Theta_0 .\] Absorbing the linear term into the superlinear term gives \[-L_\omega\Theta_0 \ge A\Theta_0^{1+\alpha}-B\] for some \(A>0\) and \(B\ge0\). Set \(\Theta=\Theta_0\). This proves ?? .

Finally, let \(K\Subset X\). Only finitely many \(Q_i\) meet \(K\). Let \(I_K\) be this finite set and put \[r_K=\min_{i\in I_K}\rho_i, \qquad c_K=\min_{i\in I_K}\varepsilon_i c_i .\] If \[x\in K\cap\mathcal{R}, \qquad 0<\operatorname{dist}(x,\mathcal{S})<r_K,\] choose \(i\in I_K\) with \(x\in Q_i\). Then \[\Theta(x) \ge \varepsilon_i\Psi_i(x) \ge c_K\operatorname{dist}(x,\mathcal{S})^{-\tau}.\] This proves ?? . ◻

3.3 Packing exponents and conformal blow-up↩︎

Lemma 6. Let \[\alpha>0,\qquad \mathfrak K>0,\qquad A>0,\qquad B\ge0,\] and let \(\sigma\in\mathbb{R}\). For every \(\zeta>0\), there exists \(\varepsilon_0>0\), depending only on \[\alpha,\mathfrak K,A,B,\sigma,\zeta,\] such that, for all \(0<\varepsilon<\varepsilon_0\) and all \(T\ge0\), if \[w=1+\varepsilon T ,\] then \[\label{eq:absorption-qf-section3} \mathfrak K A\varepsilon T^{1+\alpha}w^{-1} - \mathfrak K B\varepsilon w^{-1} - \frac{1}{2}\sigma(w^\alpha-1) + \frac{\zeta}{2}w^\alpha \ge0 .\tag{42}\]

Proof. Set \(z=\frac{\varepsilon T}{1+\varepsilon T}\). Then \(0\le z<1\), \(w=(1-z)^{-1}\), and \[\varepsilon T^{1+\alpha}w^{-1} = \varepsilon^{-\alpha}z^{1+\alpha}w^\alpha .\] Also \[w^\alpha-1 = w^\alpha\bigl(1-w^{-\alpha}\bigr) = w^\alpha\bigl(1-(1-z)^\alpha\bigr).\] Hence \[\begin{align} &\mathfrak K A\varepsilon T^{1+\alpha}w^{-1} -\frac{1}{2}\sigma(w^\alpha-1) \\ \ge& w^\alpha \left[ \mathfrak K A\varepsilon^{-\alpha}z^{1+\alpha} - \frac{1}{2}\sigma_+ \bigl(1-(1-z)^\alpha\bigr) \right]. \end{align}\] Using \[1-(1-z)^\alpha\le C_\alpha z, \qquad 0\le z<1,\] and \[\sup_{z\ge0}\{az-Mz^{1+\alpha}\} \le C_\alpha a^{1+1/\alpha}M^{-1/\alpha},\] with \(a=\frac{1}{2}C_\alpha\sigma_+\) and \(M=\mathfrak K A\varepsilon^{-\alpha}\), we get \[\mathfrak K A\varepsilon T^{1+\alpha}w^{-1} - \frac{1}{2}\sigma(w^\alpha-1) \ge -C\varepsilon w^\alpha .\] Since \(w\ge1\), \[\mathfrak K B\varepsilon w^{-1} \le \mathfrak K B\varepsilon w^\alpha .\] Therefore the left hand side of 42 is bounded below by \[\left( \frac{\zeta}{2} -C\varepsilon -\mathfrak K B\varepsilon \right)w^\alpha .\] Choosing \(\varepsilon_0>0\) sufficiently small proves the lemma. ◻

Lemma 7. Let \(\alpha>0\), let \(\Theta\ge0\), and suppose that for every compact \(K\Subset X\) there exist \(c_K>0\) and \(r_K>0\) such that \[\Theta(x) \ge c_K\operatorname{dist}(x,\mathcal{S})^{-2/\alpha}\] whenever \[x\in K\cap\mathcal{R}, \qquad 0<\operatorname{dist}(x,\mathcal{S})<r_K .\] If \[w=1+\varepsilon\Theta, \qquad \widetilde{g}=w^\alpha g,\] then \((\mathcal{R},\widetilde{g})\) is complete.

Proof. Let \[\rho(x)=\operatorname{dist}(x,\mathcal{S}).\] On each compact region near \(\mathcal{S}\), \[w^\alpha\ge(\varepsilon c)^\alpha\rho^{-2}, \qquad ds_{\widetilde{g}}\ge(\varepsilon c)^{\alpha/2}\rho^{-1}ds_g .\] Let \(\gamma:[s_0,S)\to\mathcal{R}\) be a curve approaching \(\mathcal{S}\), parametrized by \(g\)-arclength on a final finite-lengthsegment. Since \(\rho(\gamma(s))\to0\) as \(s\to S\), and since \(\rho\) is \(1\)-Lipschitz, \[\rho(\gamma(s))\le S-s .\] Therefore \[L_{\widetilde{g}}(\gamma) \ge (\varepsilon c)^{\alpha/2} \int_{s_0}^{S}\frac{ds}{\rho(\gamma(s))} \ge (\varepsilon c)^{\alpha/2} \int_{s_0}^{S}\frac{ds}{S-s} = \infty .\] ◻

We use the notation from Section 2. Set \[\label{eq:tau-m-lambda-section3} \tau_m(\lambda) := \frac{2}{\alpha_m(\lambda)} = \frac{m-2}{1+q_m(\lambda)}\tag{43}\] for the pointwise conformal formula, and \[\label{eq:qf-tau-m-lambda-section3} \overline{\tau}_m(\lambda) := \frac{2}{\overline{\alpha}_m(\lambda)} = \frac{m-2}{1+\overline{q}_m(\lambda)}\tag{44}\] for the quadratic-form conformal formula.

Proposition 7. Assume that \(X=\mathcal{R}\sqcup\mathcal{S}\) is an \(m\)-dimensional AM–PI space, and that \[L_{f,\lambda}^{(m)}=L_\omega\] for some \(\omega\in\mathcal{W}_{\rm adm}(X)\). Assume \[\lambda\leq\frac{1}{m}, \qquad \tau_m(\lambda)<\tau_{\rm pack}(\mathcal{S}),\] and \[\mathcal{S}_f^{m,\lambda}(g)\ge\sigma \qquad\text{on }\mathcal{R} ,\] where \(\sigma\) is constant. Then, for every \(\zeta>0\), there exists \(w\in C^\infty_{\rm loc}(\mathcal{R})\), \(w>0\), such that \[\widetilde{g}=w^{\alpha_m(\lambda)}g, \qquad \widetilde{f}=f+\beta_m(\lambda)\log w\] satisfy \[\mathcal{S}_{\widetilde{f}}^{m,\lambda}(\widetilde{g}) \ge \sigma-\zeta \qquad\text{on }\mathcal{R} .\] Moreover, \((\mathcal{R},\widetilde{g})\) is complete toward \(\mathcal{S}\).

Proof. Put \(\alpha=\alpha_m(\lambda)\), \(\beta=\beta_m(\lambda)\), and \(\tau=\tau_m(\lambda)=2/\alpha\). By Proposition 6, there are \(\Theta\in C^\infty_{\rm loc}(\mathcal{R})\), \(A>0\), and \(B\ge0\) such that \[\label{eq:pointwise-blowup-theta-section3} -L_\omega\Theta\ge A\Theta^{1+\alpha}-B, \qquad \Theta(x)\ge c_K\operatorname{dist}(x,\mathcal{S})^{-2/\alpha}\tag{45}\] for \(x\in K\cap\mathcal{R}\) sufficiently close to \(\mathcal{S}\), for every \(K\Subset X\).

For \(\varepsilon>0\), set \[w=1+\varepsilon\Theta, \qquad \widetilde{g}=w^\alpha g, \qquad \widetilde{f}=f+\beta\log w .\] The pointwise conformal formula gives \[w^\alpha \mathcal{S}_{\widetilde{f}}^{m,\lambda}(\widetilde{g}) = \mathcal{S}_f^{m,\lambda}(g) - \mathcal{K}_m(\lambda)w^{-1}L_{f,\lambda}^{(m)}w .\] Since \[L_{f,\lambda}^{(m)}=L_\omega, \qquad L_\omega w=\varepsilon L_\omega\Theta,\] we get from 45 \[\mathcal{S}_{\widetilde{f}}^{m,\lambda}(\widetilde{g}) \ge \sigma w^{-\alpha} + \mathcal{K}_m(\lambda)A\varepsilon\Theta^{1+\alpha}w^{-1-\alpha} - \mathcal{K}_m(\lambda)B\varepsilon .\] As in the proof of Lemma 6, we have \[\sigma_+\bigl(1-w^{-\alpha}\bigr) - \mathcal{K}_m(\lambda)A \varepsilon\Theta^{1+\alpha}w^{-1-\alpha} \le C\varepsilon .\] Therefore \(\mathcal{S}_{\widetilde{f}}^{m,\lambda}(\widetilde{g})\ge \sigma-C\varepsilon-\mathcal{K}_m(\lambda)B\varepsilon\). Choosing \(\varepsilon>0\) sufficiently small gives \(\mathcal{S}_{\widetilde{f}}^{m,\lambda}(\widetilde{g})\ge\sigma-\zeta\). Completeness follows from the growth estimate in 45 and Lemma 7. ◻

Proposition 8. Assume that \(X=\mathcal{R}\sqcup\mathcal{S}\) is an \(m\)-dimensional AM–PI space, and that \[\overline{L}_{f,\lambda}^{(m)}=L_\omega\] for some \(\omega\in\mathcal{W}_{\rm adm}(X)\). Assume \[\lambda\leq\frac{1}{m+1}, \qquad \overline{\tau}_m(\lambda)<\tau_{\rm pack}(\mathcal{S}),\] and assume that \[Q_{a_{m+1}(\lambda),\sigma}^{g,f}(\varphi)\ge0 \qquad \text{for all }\varphi\in C_c^\infty(\mathcal{R}),\] where \(\sigma\) is constant. Then, for every \(\zeta>0\), there exists \(w\in C^\infty_{\rm loc}(\mathcal{R})\), \(w>0\), such that \[\widetilde{g}=w^{\overline{\alpha}_m(\lambda)}g, \qquad \widetilde{f}=f+\overline{\beta}_m(\lambda)\log w\] satisfy \[Q_{a_{m+1}(\lambda),\,\sigma-\zeta}^{\widetilde{g},\widetilde{f}}(\psi)\ge0 \qquad \text{for all }\psi\in C_c^\infty(\mathcal{R}).\] Moreover, \((\mathcal{R},\widetilde{g})\) is complete.

Proof. Put \[\alpha=\overline{\alpha}_m(\lambda),\qquad \beta=\overline{\beta}_m(\lambda),\qquad s=\overline{s}_m(\lambda), \qquad \tau=\overline{\tau}_m(\lambda)=2/\alpha .\] By Proposition 6, there are \(\Theta\in C^\infty_{\rm loc}(\mathcal{R})\), \(A>0\), and \(B\ge0\) such that \[\label{eq:qf-blowup-theta-section3} -L_\omega\Theta\ge A\Theta^{1+\alpha}-B, \qquad \Theta(x)\ge c_K\operatorname{dist}(x,\mathcal{S})^{-2/\alpha}\tag{46}\] for \(x\in K\cap\mathcal{R}\) sufficiently close to \(\mathcal{S}\), for every \(K\Subset X\).

For \(\varepsilon>0\), set \[w=1+\varepsilon\Theta, \qquad \widetilde{g}=w^\alpha g, \qquad \widetilde{f}=f+\beta\log w .\] For \(\varphi\in C_c^\infty(\mathcal{R})\), the quadratic-form conformal formula gives \[\begin{align} Q_{a_{m+1}(\lambda),\sigma}^{\widetilde{g},\widetilde{f}} (w^{-s}\varphi) = & Q_{a_{m+1}(\lambda),\sigma}^{g,f}(\varphi) - \frac{\overline{\mathcal{K}}_m(\lambda)}{2} \int_{\mathcal{R}} e^{-f}w^{-1} \overline{L}_{f,\lambda}^{(m)}w\,\varphi^2\,d\mu_g \\ & -\frac{1}{2} \int_{\mathcal{R}} e^{-f}\sigma(w^\alpha-1)\varphi^2\,d\mu_g . \end{align}\] Using \[Q_{a_{m+1}(\lambda),\sigma}^{g,f}\ge0, \qquad \overline{L}_{f,\lambda}^{(m)}=L_\omega, \qquad L_\omega w=\varepsilon L_\omega\Theta,\] and 46 , we obtain \[\begin{align} &Q_{a_{m+1}(\lambda),\sigma-\zeta}^{\widetilde{g},\widetilde{f}} (w^{-s}\varphi) \\ \ge & \int_{\mathcal{R}} e^{-f} \left[ \frac{\overline{\mathcal{K}}_m(\lambda)}{2} A\varepsilon\Theta^{1+\alpha}w^{-1} - \frac{\overline{\mathcal{K}}_m(\lambda)}{2} B\varepsilon w^{-1} - \frac{1}{2}\sigma(w^\alpha-1) + \frac{\zeta}{2}w^\alpha \right]\varphi^2\,d\mu_g . \end{align}\] Applying Lemma 6 with \(\mathfrak K=\frac{\overline{\mathcal{K}}_m(\lambda)}{2}\) shows that the bracket is nonnegative for \(\varepsilon>0\) sufficiently small. Hence \[Q_{a_{m+1}(\lambda),\sigma-\zeta}^{\widetilde{g},\widetilde{f}} (w^{-s}\varphi)\ge0 \qquad \text{for all }\varphi\in C_c^\infty(\mathcal{R}).\] Since multiplication by \(w^{-s}\) is a bijection on \(C_c^\infty(\mathcal{R})\), the required quadratic-form inequality follows. Completeness follows from 46 and Lemma 7. ◻

Remark 9. Suppose that \(\mathcal{S}\) satisfies the local packing condition of codimension \(c\). Then \(\tau_{\rm pack}(\mathcal{S})\ge c-2\).

For the pointwise blow-up, the condition \(\tau_m(\lambda)<c-2\) is automatic for all \(\lambda\leq 1/m\) if \(c\ge (m+2)/2\). If \(3-2/m<c<(m+2)/2\), then it is equivalent to \[\lambda<\lambda_{m,c}^{\rm pt}, \qquad \lambda_{m,c}^{\rm pt} = \frac{c^2-2c-m+2}{(c-1)(m(c-3)+2)} .\]

For the quadratic-form blow-up, the condition \(\overline{\tau}_m(\lambda)<c-2\) is automatic for all \(\lambda\leq 1/(m+1)\) if \(c\ge (m+2)/2\). If \[2+\frac{m-2}{1+\sqrt{m(m-1)/2}}<c<\frac{m+2}{2},\] then it is equivalent to \[\lambda<\lambda_{m,c}^{\rm qf}, \qquad \lambda_{m,c}^{\rm qf} = \frac{c^2-2m}{(m+1)c^2-4mc+2m}.\] In particular, for \(c=7\), the condition is automatic when \(m\le12\), while for \(m>12\) it becomes \[\lambda<\lambda_{m,7}^{\rm qf} = \frac{49-2m}{23m+49}.\]

4 Cube inequality↩︎

Throughout this section, we always denote \(I=[-1,1]\).

Let \(Y^r\) be either a point, in which case \(r=0\), or a complete oriented smooth manifold without boundary. Let \(k\geq 0\) and set \(n=r+k\). Let \((X^n,\partial X,g)\) be a complete oriented smooth Riemannian manifold with boundary, and let \(F^0=(\eta,\theta_1,\ldots,\theta_k):X\to Y\times I^k\) be a proper continuous map, smooth on the interior, such that \(F^0:(X,\partial X)\to (Y\times I^k, Y\times\partial I^k)\) has nonzero degree. If \(Y\) is a point, we omit the factor \(\eta\).

For \(i=1,\ldots,k\). Set \[C_i^\pm=(F^0)^{-1}(Y\times I^{i-1}\times\{\pm 1\}\times I^{k-i}),\qquad d_i=\operatorname{dist}_g(C_i^-,C_i^+).\] Fix auxiliary numbers \(0<\bar{d}_i<d_i\). We choose smooth functions \(\tau_i: X\to [-1,1]\), smooth on the interior, such that \(\tau_i=\pm 1\) on a neighborhood of \(C_i^\pm\) and \(\operatorname{Lip}_g\leq 2/\bar{d}_i\).

Set \(F=(\eta,\tau_1,\ldots,\tau_k):X\to Y\times I^k\). Then \(F\) is proper, and the straight-line homotopy in the cubical coordinates from \(F^0\) to \(F\) is a proper homotopy of pairs, hence \(F\) has the same nonzero degree as \(F^0\). In the following we rename \(\bar{d}_i\) by \(d_i\) and let \(\bar{d}_i\uparrow d_i\) in the final step.

4.1 Descent data↩︎

For \(m\geq r\), set \(B_m=Y\times I^{m-r}\). If \(r=0\), this means \(B_m=I^m\). We write \(\partial B_m=Y\times \partial I^{m-r}\), and when \(m=r\), we use \(I^0=\{\operatorname{pt}\}\), so \(B_r=Y\) and \(\partial B_r=\emptyset\).

Let \(m\geq r\). An \(m\)-dimensional datum controlled over \(B_m\) consists of \[(X_m,X_m^\circ,D_m,g_m,f_m,\sigma_m),\] where

  • \(X_m\) is a closed subset of \(X\) with \(X_m\cap \tau_i^{-1}(\pm 1)=\emptyset for all i>m-r\);

  • there is a regular-singular decomposition \(X_m=X_m^\circ\sqcup D_m\), where \(X_m=\overline{X_m^\circ}\) in \(X\), \(D_m\) is a closed subset of \(X\) with \(\dim_{\mathcal{H}}(D_m)\leq m-7\). Moreover, \((X_m^\circ,\partial X_m^\circ)\) is a smooth connected embedded submanifold with boundary in \((X\setminus D_m,\partial X\setminus D_m)\);

  • \(g_m\) is a smooth complete metric on \(X_m^\circ\) and \(\mathcal{S}^{m,\lambda}_{f_m}(g_m)\geq \sigma_m\). For every point \(p\in D_m\) there are \(c_p,r_p>0\) such that \[g_m\geq c_p d_g(\cdot,p)^{-2}g \qquad \text{on}\qquad\{x\in X_m^\circ:d_g(x,p)<r_p\};\]

  • let \(\Pi_m: Y\times I^k\to Y\times I^{m-r}=B_m\) denotes the projection map onto \(Y\) and the first \(m-r\) cubical coordinates, and \(F_m=\Pi_m\circ F=(\eta,\tau_1,\ldots,\tau_{m-r})\), then \[F_m:(X_m^\circ,\partial X_m^\circ)\to (B_m,\partial B_m)\] is proper over \(B_m\setminus F_m(D_m)\), and has nonzero relative degree over \((B_m\setminus F_m(D_m),\partial B_m\setminus F_m(D_m))\);

  • and we have \(\operatorname{Lip}_{g_m}\tau_i\leq 2/d_i\) for all \(1\leq i\leq m-r\).

4.2 Finite-width localization↩︎

We shall use the following fact.

Lemma 8. Let \(U^\ell\) be smooth, let \(A\subset U\) be closed with \(\dim_{\mathcal{H}}A\le d\), and let \(\tau:U\to\mathbb{R}^q\) be smooth. Then for almost every \(a\in\mathbb{R}^q\), \[\dim_{\mathcal{H}} \bigl(A\cap\tau^{-1}(a)\bigr) \le d-q .\]

Proof. This is the standard slicing theorem for Hausdorff dimension; see Mattila [16]. ◻

Corollary 1. Let \((X_m,X_m^\circ,D_m,g_m,f_m,\sigma_m)\) be an \(m\)-dimensional datum controlled over \(B_m=Y\times I^{m-r}\), and suppose \(m>r\). Put \(j=m-r\). Then for almost every \(a\in(-1,1)\), the set \(X_m\cap\tau_j^{-1}(a)\) has the regular-singular decomposition \[X_m\cap\tau_j^{-1}(a) = (X_m^\circ\cap\tau_j^{-1}(a)) \sqcup (D_m\cap\tau_j^{-1}(a)),\] where \(X_m^\circ\cap\tau_j^{-1}(a)\) is a smooth hypersurface in \(X_m^\circ\), \[\overline{X_m^\circ\cap\tau_j^{-1}(a)} = X_m\cap\tau_j^{-1}(a) \quad\text{in }X,\] and \(\dim_{\mathcal{H}}(D_m\cap\tau_j^{-1}(a))\le m-8\).

For such a level \(a\), set \[\widetilde{X}_{m-1}=X_m\cap\tau_j^{-1}(a),\quad \widetilde{X}_{m-1}^\circ=X_m^\circ\cap\tau_j^{-1}(a),\quad \widetilde{D}_{m-1}=D_m\cap\tau_j^{-1}(a).\]

We have the following lemma on finite-width localization.

Lemma 9. For every \(W>0\), the neighborhood \[N_W=\{x\in X_m^\circ: d_{g_m}(x,\widetilde{X}_{m-1}^\circ)\le W\}\] satisfies \(\overline{N_W}\cap D_m=\widetilde{D}_{m-1}\).

Proof. Suppose \(q\in D_m\) and \(q_i\in N_W\) with \(q_i\to q\). For each \(i\), there are \(p_i\in\widetilde{X}_{m-1}^\circ\) and a curve \(\gamma_i\subset X_m^\circ\) from \(q_i\) to \(p_i\) with \(L_{g_m}(\gamma_i)\le W\). We claim \(p_i\to q\) as \(i\to \infty\). Once this is proved, then we have \[q\in \overline{\widetilde{X}_{m-1}^\circ} \cap D_m\subset\widetilde{D}_{m-1}.\] To prove the claim, we argue by contradiction. Suppose that \(p_i\to p\neq q\). Let us parameterize the curve \[\gamma_i:[0,s_i]\to X_m^\circ\] to have \(g\)-unit speed. For \(i\) large enough, we have \(s_i\geq \frac{1}{2}d_g(p,q)\). Recall that there are positive constants \(c_q,r_q>0\) such that \[g_m\geq c_q d_g(\cdot,q)^{-2}g\qquad\text{on}\qquad \{x\in X_m^\circ:d_g(x,q)<r_q\}.\]

Without loss of generality, we may assume \(r_q<d_g(p,q)/2\). Then for \(i\) large enough we can compute \[L_{g_m}(\gamma_i)\geq \int_0^{r_q-d_g(q_i,q)} |\gamma_i'(s)|_{g_m}\,\mathrm ds \geq \sqrt {c_q}\log\frac{r_q}{2d_g(q_i,q)}>W.\] This gives the desired contradiction, and so the claim is proved.

To sum up, we have shown \(\overline{N_W}\cap D_m\subset\widetilde{D}_{m-1}\). The opposite inclusion relation is clear from Corollary 1. ◻

4.3 The \(\mu\)-bubble in a non-compact band↩︎

Let \(m>r\), put \(j=m-r\), and take a good level \(a\in(-1,1)\). Denote the side and bottom boundary of \(N_W\) by \[\partial_sN_W=\partial N_W\cap F_{m-1}^{-1} (\partial B_{m-1}), \qquad \partial_bN_W=\overline{\partial N_W\setminus\partial_sN_W}.\] Assume \(\widetilde{X}_{m-1}^\circ\) is connected and separates \(N_W\) into two components \(N_W^-\) and \(N_W^+\), and assume \(\partial_\pm N_W:=\partial_bN_W\cap N_W^\pm\) are both nonempty.

After smoothing \(\partial_bN_W\), we obtain a region \(\Omega\subset N_W\) with the same boundary decomposition \(\partial\Omega=\partial_-\Omega\cup\partial_+\Omega\cup \partial_b\Omega\), where \(\partial_\pm\Omega\) meets \(\partial_s\Omega\) in acute inner angles. We also assume that there is a smooth function \[s:(\Omega,\partial_\pm\Omega)\to([-L,L],\pm L)\] with \(s^{-1}(\pm L)=\partial_\pm\Omega\), \(s^{-1}(0)=\widetilde{X}_{m-1}^\circ\), and \(|ds|_{g_m}\le1\).

Let \(a_L=\pi/(2L)\) and \(\Phi(s)=-\mu a_L\tan(a_Ls)\), where \(\mu=2(1-\lambda)\). Then \(\Phi=+\infty\) at \(\partial_-\Omega\) and \(\Phi=-\infty\) at \(\partial_+\Omega\). Since \(|d\Phi|_{g_m}\le \mu a_L^2(1+\tan^2(a_Ls))\), for every unit vector \(\xi\), we have, \[\label{eq:tangent-potential-new} \begin{align} 2\langle\nabla\Phi,\xi\rangle+\frac{1}{1-\lambda}\Phi^2 &\ge -2\mu a_L^2(1+\tan^2(a_Ls)) +\frac{\mu^2}{1-\lambda}a_L^2\tan^2(a_Ls)\\ &\ge -2\mu a_L^2 . \end{align}\tag{47}\]

Fix an exhaustion of \(\Omega\) by compact subbands, denoted by \[\Omega_1\Subset\Omega_2\Subset\cdots\Subset\Omega\] with \(\bigcup_j\Omega_j=\Omega\). Moreover, we can require \[\partial\Omega_j=\Gamma_j^-\cup\Gamma_j^+\cup\Gamma_j^s,\] where \(\Gamma_j^\pm=\partial\Omega_j\cap\partial_\pm\Omega\), and \(\Gamma_j^s=\overline{\partial\Omega_j\setminus(\Gamma_j^+\cup\Gamma_j^-)}\) meets \(\Gamma_j^\pm\) in acute inner angles. Set \[E_0=\Omega\cap\{s\leq 0\},\] and let \(\mathcal{C}\) be the collection of all locally finite perimeter sets \(E\) such that \((E\Delta E_0)\cap\Omega_j\Subset\Omega^\circ\) for all \(j\).

Proposition 10. There exists a locally finite perimeter set \(E\in\mathcal{C}\) which is a local minimizer of \[\mathcal{F}(E) = \int_{\partial^*E}e^{-f_m}\,d\mathcal{H}^{m-1}_{g_m} - \int_\Omega(\chi_E-\chi_{E_0})\Phi e^{-f_m}\,d\mathcal{H}^m_{g_m}.\] Let \(\Sigma=\partial E\cap\Omega^\circ\). With respect to the unit normal \(\nu\) pointing from \(E\) to its complement, on \(\Sigma_{\rm reg}=\partial^*E\) one has \(H_\Sigma-\langle\nabla f_m,\nu\rangle=\Phi\). The weighted stability inequality holds on \(\Sigma_{\rm reg}\). Moreover \((\Sigma,d_{g_m}|_\Sigma,\mathcal{H}^{m-1}_{g_m})\) is a local AM–PI space of dimension \(m-1\), and the singular set \(D^\Sigma=\Sigma\setminus\Sigma_{\rm reg}\) satisfies the local scale-uniform codimension-seven packing estimate \(\mathsf P_{m-8}^{\Sigma}(D^\Sigma)\). In particular \(\dim_{\mathcal{H}}D^\Sigma\le m-8\). If \(\mathcal{S}^{m,\lambda}_{f_m}(g_m)\geq \sigma_m\), then the quadratic form \[Q_{a_m(\lambda),\sigma_L}^{g_\Sigma,F_\Sigma}\] is nonnegative on \(C_c^\infty(\Sigma_{\rm reg})\), where \(g_\Sigma\) is the induced metric of \(\Sigma_{\rm{reg}}\) from \((\Omega,g_m)\), \(F_\Sigma=f_m|_{\Sigma_{\rm{reg}}}\), and \[\sigma_L=\sigma_m-(1-\lambda)\left(\frac{\pi}{L}\right)^2.\]

Proof. For \(E\in\mathcal{C}_j:=\{E\in\mathcal{C}: E\Delta E_0\Subset\Omega_j\setminus(\Gamma_j^+\cup\Gamma_j^-)\}\), define \[\mathcal{A}_{f_m}(E;\Omega_j) = \int_{\partial^*E\cap\Omega_j^\circ}e^{-f_m}\,d\mathcal{H}^{m-1}_{g_m}, \qquad \mathcal{V}_{\Phi,f_m}(E;\Omega_j) = \int_{\Omega_j}(\chi_E-\chi_{E_0})\Phi e^{-f_m}\,d\mathcal{H}^m_{g_m}.\] We minimize \[\mathcal{F}_j(E)=\mathcal{A}_{f_m}(E;\Omega_j) - \mathcal{V}_{\Phi,f_m}(E;\Omega_j).\] It follows from [17] that there is a minimizer \(E_j\in \mathcal{C}_j\) of the functional \(\mathcal{F}_j\). By comparison, we know that for any \(k\geq 1\) there is a positive constant \(c_k\) such that \[P(E_j;\Omega_l)\leq c_k.\] As a consequence, \(E_j\) converge to a locally finite perimeter set \(E\).

Let us show \(E\in \mathcal{C}\). It suffices to show that for any point \(p\in \partial_\pm \Omega\) there is a neighborhood such that \(\partial E_j\) does not enter for all \(j\) large. To see this, we take a small geodesic ball \(B_p\) of \(p\) in \(\partial\Omega\) and a smooth interior positive function \(h_p\) on \(B_p\) with \(h_p=0\) on \(\partial B_p\). Clearly, the \((th_p)\)-graphs \(L_t\) over \(B_p\) for \(t\) small form a smooth family of hypersurfaces satisfying \[H_{L_t}-\langle \nabla f,\nu_{L_t}\rangle<\Phi if p\in \partial_-\Omega\] and \[H_{L_t}-\langle \nabla f,\nu_{L_t}\rangle>\Phi if p\in \partial_+\Omega.\] From a barrier argument we conclude that for \(j\) large enough \(\partial E_j\) cannot intersect \(L_t\) and so avoid a neighborhood of \(p\).

To sum up, we already construct a locally finite perimeter set \(E\in \mathcal{C}\) such that \(E\) is a local minimizer of the functional \[\mathcal{F}(E):=\int_{\partial^*E}e^{-f_m}\,\mathrm d\mathcal{H}^{m-1}_{g_m}-\int_{\Omega}(\chi_E-\chi_{E_0})\Phi e^{-f_m}\,\mathrm d\mathcal{H}^m_{g_m}.\] Then the first and second variation give the desired mean curvature equation and the weighted stability inequality on \(\Sigma_{reg}\). The conclusion that \((\Sigma,d_{g_m}|_\Sigma,\mathcal{H}^{m-1}_{g_m})\) is AM–PI follows from the argument of Bombieri–Giusti [18]. Finally, the quantitative estimates of Naber–Valtorta [19] give the corresponding tubular-neighborhood volume bound for \(D\), and in the relative case we use Edelen [20]. Since \(\Sigma\) is locally Ahlfors \((m-1)\)-regular, this tubular estimate is equivalent to \(\mathsf P_{m-8}^{\Sigma}(D)\). The last statement follows from Proposition 4 and the estimate for \(\Phi\). ◻

4.4 Descent↩︎

We first record the admissible range of the parameter. For a positive integer \(n\), set \[\Lambda_n:= \begin{cases} \displaystyle \frac{1}{n}, & n\le13,\\[0.8em] \displaystyle \frac{51-2n}{23n+26}, & n\ge14 . \end{cases}\] This is the range needed for the conformal blow-up steps in the descent. Indeed, in the step \(m\to m-1\), the new \(\mu\)-bubble singular set lies in an \((m-1)\)-dimensional AM–PI space and has codimension seven. Thus the quadratic-form blow-up is applied in dimension \(m-1\). By Remark 9, the condition is automatic when \(m-1\le12\), while for \(m\ge14\) it is \[\lambda < \lambda_{m-1,7}^{\rm qf} = \frac{51-2m}{23m+26}.\] The most restrictive case is \(m=n\). Hence \(\lambda<\Lambda_n\) guarantees that every intermediate blow-up is allowed.

Let \[m_0= \begin{cases} 1, & r=0,\\ r, & r\ge1 . \end{cases}\]

Proposition 11. Assume \(\lambda\leq\Lambda_n\). For each \(m_0\le m\le n\) and every \(\varepsilon>0\), there is an \(m\)-dimensional datum controlled over \[B_m=Y\times I^{m-r}\] such that \[\sigma_m \ge \sigma - 4\pi^2(1-\lambda) \sum_{i=m-r+1}^{k}d_i^{-2} - \varepsilon,\] where the sum is empty if \(m-r+1>k\).

Proof. We argue by downward induction on \(m\). For \(m=n\), take \[(X_n,X_n^\circ,D_n,g_n,f_n,\sigma_n) = (X,X,\emptyset,g,f,\sigma).\] The degree condition is the assumed nonzero locally finite relative degree of \[F:X\to Y\times I^k=B_n .\]

Assume \(m>m_0\), put \[j=m-r, \qquad B_m=Y\times I^j,\] and suppose that an \(m\)-dimensional datum controlled over \(B_m\) has been constructed with \[\sigma_m \ge \sigma - 4\pi^2(1-\lambda) \sum_{i=j+1}^{k}d_i^{-2} - \frac{\varepsilon}{4}.\] Since \(m>m_0\), one has \(j\ge1\).

Choose \(a\in(-1,1)\), with \(|a|\) later taken arbitrarily small, so that Corollary 1 holds and the sliced locally finite current is defined. Set \[\widetilde{X}_{m-1}=X_m\cap\tau_j^{-1}(a), \qquad \widetilde{X}_{m-1}^\circ=X_m^\circ\cap\tau_j^{-1}(a), \qquad \widetilde{D}_{m-1}=D_m\cap\tau_j^{-1}(a).\] The target slice \(\{t_j=a\}\subset Y\times I^j\) is identified with \[B_{m-1}=Y\times I^{j-1}.\] Since \(F_m=(F_{m-1},\tau_j)\), current slicing in the last interval coordinate shows that \[F_{m-1}^{\widetilde{X}_{m-1}^\circ}:(\tilde{X}_{m-1}^\circ,\partial\widetilde{X}_{m-1}^\circ)\to (B_{m-1},\partial B_{m-1})\] is proper over \(B_{m-1}\setminus F_{m-1}(\widetilde{D}_{m-1})\) and has nonzero relative degree over \((B_{m-1}\setminus F_{m-1}(\widetilde{D}_{m-1}),\partial B_{m-1}\setminus F_{m-1}(\widetilde{D}_{m-1}))\). The properness simply follows from \[(F_{m-1}^{\widetilde{X}_{m-1}^\circ})^{-1}(K)=F_{m-1}^{-1}(K)\cap \widetilde{X}_{m-1}\subset \widetilde{X}_{m-1}^\circ\] for any compact subset \(K\subset B_{m-1}\setminus F_{m-1}(\widetilde{D}_{m-1})\).

If \(\widetilde{X}_{m-1}^\circ\) is disconnected, we choose a connected component with nonzero relative degree, still denote it by \(\widetilde{X}_{m-1}^\circ\), replace \(\widetilde{X}_{m-1}\) by its closure in \(X\), and set \[\widetilde{D}_{m-1} = \widetilde{X}_{m-1}\setminus\widetilde{X}_{m-1}^\circ .\] The advantage of doing so is that \(\tilde{X}_{m-1}^\circ\) separates \(X_m^\circ\) into two connected components.

Since \[\operatorname{Lip}_{g_m}\tau_j\le\frac{2}{d_j},\] the \(W\)-neighborhood \[N_W= \{x\in X_m^\circ: d_{g_m}(x,\widetilde{X}_{m-1}^\circ)\le W\}\] does not meet the two faces \(\{\tau_j=\pm1\}\) whenever \[W<\frac{1-|a|}{2}d_j .\] Moreover, by Lemma 9, the finite-width neighborhood \(N_W\) of \(\widetilde{X}_{m-1}^\circ\) can only accumulate at the old exceptional set \(D_m\) along \(\widetilde{D}_{m-1}\). Note that \(\widetilde{X}_{m-1}^\circ\) separates \(N_W\) into two components \(N_W^-\) and \(N_W^+\).

After smoothing \(N_W\) and the distance function to \(\widetilde{X}_{m-1}^\circ\), for every \(L<W\) we obtain a smooth band \[\Omega\subset N_W\] and a smooth function \[s:(\Omega,\partial_\pm\Omega)\to([-L,L],\pm L), \qquad s^{-1}(0)=\widetilde{X}_{m-1}^\circ, \qquad |ds|_{g_m}\le1.\]

By Proposition 10, there exists a locally finite perimeter set \(E\) in the band such that \[\Sigma=\partial E\cap\Omega^\circ\] is a weighted \(\mu\)-bubble. On \[\Sigma_{\rm reg}=\partial^*E\] one has \[H_\Sigma-\langle\nabla f_m,\nu\rangle=\Phi,\] and the weighted stability inequality holds. Moreover, \[\Sigma=\Sigma_{\rm reg}\sqcup D^\Sigma\] is an \((m-1)\)-dimensional AM–PI space, and \[\mathsf P_{m-8}^{\Sigma}(D^\Sigma)\] holds. Moreover, the quadratic form \[Q_{a_m(\lambda),\sigma_L}^{g_\Sigma,F_\Sigma}\] is nonnegative on \(C_c^\infty(\Sigma_{\rm reg})\), where \(g_\Sigma\) is the induced metric of \(\Sigma_{\rm{reg}}\) from \((\Omega,g_m)\), \(F_\Sigma=f_m|_{\Sigma_{\rm{reg}}}\), and \[\sigma_L=\sigma_m-(1-\lambda)\left(\frac{\pi}{L}\right)^2.\] The current construction guarantees that \(\Sigma\) is homologous to \(\widetilde{X}_{m-1}^\circ\) in the band \(\Omega\subset N_W\). In particular, the map \[F_{m-1}^\Sigma:(\Sigma,\partial\Sigma)\to (B_{m-1},\partial B_{m-1})\] is proper over \(B_{m-1}\setminus F_{m-1}(\tilde{D}_{m-1})\) and has the same nonzero relative degree over \((B_{m-1}\setminus F_{m-1}(\widetilde{D}_{m-1}),\partial B_{m-1}\setminus F_{m-1}(\widetilde{D}_{m-1}))\) as \(F_{m-1}^{\widetilde{X}_{m-1}^\circ}\). Indeed, for any compact subset \(K\subset B_{m-1}\setminus F_{m-1}(\tilde{D}_{m-1})\), the set \[F_{m-1}^{-1}(K)\cap \overline{N_W}\] is a closed subset of \(X_m^\circ\), and so the set \[(F_{m-1}^\Sigma)^{-1}(K)=F_{m-1}^{-1}(K)\cap \overline{N_W}\cap\Sigma\] is a closed subset of \(\Sigma\). Without loss of generality, we can replace \(\Sigma\) by one of its components still keeping the nonzero relative degree.

We now localize away from the side boundary before applying conformal blow-up. Choose \(0<\rho_m<1\). If \(j-1>0\), set \[B_{m-1}^{\rho_m/2} = Y\times(-1+\rho_m/2,1-\rho_m/2)^{j-1}, \qquad B_{m-1}^{\rho_m} = Y\times[-1+\rho_m,1-\rho_m]^{j-1}.\] If \(j-1=0\), both spaces are understood to be \(Y\). We choose \(\rho_m\) so that the faces of \(B_{m-1}^{\rho_m}\) are regular for \(F_{m-1}|_{\Sigma_{\rm reg}}\) and so that the restricted current is defined. The part of \(\Sigma\) over \(B_{m-1}^{\rho_m/2}\) is away from the original side boundary \(\partial_s\Omega\). Hence there the AM–PI and packing conclusions of Proposition 10 are ordinary interior statements, and the Green-function construction of Section 3 applies without boundary modification.

If \(m\leq 7\), then \(D^\Sigma=\emptyset\) and we take \(w=1\). Otherwise, we apply Proposition 8 in dimension \(m-1\) to the AM–PI space \[\Sigma=\Sigma_{\rm reg}\sqcup D^\Sigma\] over \(B_{m-1}^{\rho_m/2}\). The coefficient is \[a_m(\lambda)=a_{(m-1)+1}(\lambda).\] The packing hypothesis is precisely \[\mathsf P_{m-8}^{\Sigma}(D^\Sigma),\] and the admissibility of \(\lambda\) follows from \(\lambda\leq\Lambda_n\). Thus, for every \(\delta>0\), there exists a smooth positive function \(w\) on the regular part over \(B_{m-1}^{\rho_m/2}\) such that, on the smaller region over \(B_{m-1}^{\rho_m}\), \[\bar g_{m-1} = w^{\overline{\alpha}_{m-1}(\lambda)}g_\Sigma, \qquad \bar f_{m-1} = F_\Sigma+\overline{\beta}_{m-1}(\lambda)\log w,\] the metric \(\bar g_{m-1}\) is complete toward \(D^\Sigma\), and \[Q_{a_m(\lambda),\,\sigma_L-\delta}^{\bar g_{m-1},\bar f_{m-1}} \ge0\] on compactly supported test functions in the regular part over \(B_{m-1}^{\rho_m}\).

By the Barta–Allegretto–Piepenbrink argument on an exhaustion of this regular part, there exists a positive smooth function \(\psi\) such that \[\mathcal{L}_{m,\lambda,\sigma_L-\delta}^{\bar g_{m-1},\bar f_{m-1}}\psi \ge0 .\] Set \[g_{m-1}=\bar g_{m-1}, \qquad f_{m-1}=\bar f_{m-1}-\log\psi .\] The positive supersolution identity gives \[\mathcal{S}_{f_{m-1}}^{m-1,\lambda}(g_{m-1}) \ge \sigma_L-\delta\] pointwise on the regular part over \(B_{m-1}^{\rho_m}\).

Let \[\Sigma^{\rho_m} = \Sigma\cap F_{m-1}^{-1}(B_{m-1}^{\rho_m}), \qquad \Sigma_{\rm reg}^{\rho_m} = \Sigma_{\rm reg}\cap F_{m-1}^{-1}(B_{m-1}^{\rho_m}).\] Let \(\overline{\Sigma^{\rho_m}}\) be the closure of \(\Sigma^{\rho_m}\) in \(X\), and define \[X_{m-1} = \overline{\Sigma^{\rho_m}} \cup \bigl(\widetilde{D}_{m-1} \cap F_{m-1}^{-1}(B_{m-1}^{\rho_m})\bigr),\] \[X_{m-1}^\circ=\Sigma_{\rm reg}^{\rho_m}, \qquad D_{m-1}=X_{m-1}\setminus X_{m-1}^\circ .\] Since \(X_{m-1}\subset \overline{N_W}\), we have \(X_{m-1}\cap \tau_j^{-1}(\pm 1)=\emptyset\). By the choice of \(\rho_m\), \(X_{m-1}^\circ\) is a smooth \((m-1)\)-manifold with boundary. Its new regular boundary faces are \[\Sigma_{\rm reg}\cap F_{m-1}^{-1}(\partial B_{m-1}^{\rho_m});\] these are part of \(\partial X_{m-1}^\circ\), not part of \(D_{m-1}\). The singular part \(D_{m-1}\) consists only of the inherited sliced singular set and the singular set of the \(\mu\)-bubble. Hence \[\dim_{\mathcal{H}}D_{m-1}\le m-8=(m-1)-7,\] and the new part \(D^\Sigma\subset D_{m-1}\) satisfies the local scale-uniform codimension-seven packing estimate.

The completeness of \(g_{m-1}\) toward \(D^\Sigma\) follows from the quadratic-form conformal blow-up, and the completeness of \(g_{m-1}\) toward the inherited part of \(\widetilde{D}_{m-1}\) follows from Lemma 9 and the completeness of \(g_m\) toward \(D_m\). The quadratic growth of \(g_m\) around \(D_{m-1}\) follows from the fact \(g_{m-1}\geq g_m|_\Sigma\) and the estimate 45 .

Note that \[F_{m-1}^{X_{m-1}^\circ}:(X_{m-1}^\circ,\partial X_{m-1}^\circ)\to (B_{m-1}^{\rho_m},\partial B_{m-1}^{\rho_m})\] is proper over \(B_{m-1}^{\rho_m}\setminus F_{m-1}(D_{m-1})\) and has the same nonzero relative degree over \((B_{m-1}^{\rho_m}\setminus F_{m-1}(D_{m-1}), \partial B_{m-1}^{\rho_m}\setminus F_{m-1}(D_{m-1}))\) as \(F_{m-1}^{\Sigma}\).

After affinely rescaling \(B_{m-1}^{\rho_m}\) back to \(B_{m-1}=Y\times I^{j-1}\), the remaining coordinate Lipschitz constants are multiplied by at most \((1-\rho_m)^{-1}\). This is the only width loss in the step. Since \(\rho_m>0\) can be chosen arbitrarily small, and there are only finitely many descent steps, these losses are absorbed into the final \(\varepsilon\). We continue to denote the resulting widths by \(d_i\). With this convention, \[\operatorname{Lip}_{g_{m-1}}\tau_i \le \frac{2}{d_i}, \qquad i=1,\ldots,j-1 .\]

Finally, choose \(|a|\) small, \(W\) and \(L\) sufficiently close to \(d_j/2\), and let \(\delta\downarrow0 .\) We obtain \[\sigma_{m-1} \ge \sigma_m - 4\pi^2(1-\lambda)d_j^{-2} - \frac{\varepsilon}{4}.\] Combining this with the induction hypothesis gives \[\sigma_{m-1} \ge \sigma - 4\pi^2(1-\lambda) \sum_{i=j}^{k}d_i^{-2} - \varepsilon .\] Thus \[(X_{m-1},X_{m-1}^\circ,D_{m-1}, g_{m-1},f_{m-1},\sigma_{m-1})\] is an \((m-1)\)-dimensional datum controlled over \[B_{m-1}=Y\times I^{j-1}.\] This completes the induction step, and hence the proposition. ◻

4.5 Terminal cases↩︎

Lemma 10. Let \((X_1,X_1^\circ,D_1,g_1,f_1,\sigma_1)\) be a one-dimensional datum controlled over \(I\), and suppose \(\operatorname{Lip}_{g_1}\tau_1\le2/d_1\). Then \[\sigma_1\le 4\pi^2(1-\lambda)d_1^{-2}.\]

Proof. Since \(\dim_{\mathcal{H}}D_r\le r-7\), we have \(D_1=\emptyset\). The nonzero degree condition gives a connected component \(\Gamma\subset X_1\) carrying nonzero relative degree over \((I,\partial I)\). Thus \(\Gamma\) joins the two faces \(\tau_1^{-1}(-1)\) and \(\tau_1^{-1}(1)\). If \(\mathcal{L}\) is the \(g_1\)-length of \(\Gamma\), then \(\mathcal{L}\ge d_1\).

Let \(s\in(-\mathcal{L}/2,\mathcal{L}/2)\) be arclength on \(\Gamma\). Set \(a=\pi/\mathcal{L}\), \(\Phi(s)=-\mu a\tan(as)\), and \(\mu=2(1-\lambda)\). The one-dimensional stability inequality gives, at the point \(p\), \[\sigma_1+2\Phi'(p)+\frac{1}{1-\lambda}\Phi(p)^2\le0 .\] Since \[2\Phi'(s)+\frac{1}{1-\lambda}\Phi(s)^2 = -2\mu a^2+ \left(\frac{\mu^2}{1-\lambda}-2\mu\right)a^2\tan^2(as)=-2\mu a^2,\] we get \[\sigma_1\le2\mu\pi^2/\mathcal{L}^2\le4\pi^2(1-\lambda)d_1^{-2}.\] ◻

Corollary 2. Assume \(Y=\{\mathrm{pt}\}\), so \(r=0\) and \(k=n\). If \(\mathcal{S}_f^{n,\lambda}(g)\ge\sigma\), then \[\sigma \le 4\pi^2(1-\lambda)\sum_{i=1}^{n}d_i^{-2}.\]

Proof. Apply Proposition 11 with \(m=1\), then apply Lemma 10, and let \(\varepsilon\to0\). ◻

Corollary 3. Assume \(r\ge1\). For every \(\varepsilon>0\), the descent produces an \(r\)-dimensional datum \((X_r,X_r^\circ,D_r,g_r,f_r,\sigma_r)\) controlled over \(Y\), such that \(\eta_r:=F_r:X_r^\circ\to Y\) is proper over \(Y\setminus F_r(D_r)\), has nonzero degree there, and \[\mathcal{S}_{f_r}^{r,\lambda}(g_r) \ge \sigma - 4\pi^2(1-\lambda)\sum_{i=1}^{k}d_i^{-2} - \varepsilon.\] If \(r\le6\), then \(D_r=\emptyset\). Consequently \(X_r=X_r^\circ\) is a smooth complete \(r\)-dimensional manifold, and \(\eta_r:X_r\to Y\) is proper and has nonzero degree.

Proof. The scalar lower bound is Proposition 11 with \(m=r\). The degree and properness are part of the terminal controlled datum. Since \(\dim_{\mathcal{H}}D_r\le r-7\), the condition \(r\le6\) forces \(D_r=\emptyset\). ◻

Remark 12. We record a harmless flexibility in the descent. At the \(m\)-dimensional stage, with controlled base \(B_m=Y\times I^{m-r}\), one may replace \(F_m(D_m)\subset B_m\) by a closed target exceptional set \(A_m\subset B_m\), with \(F_m(D_m)\subset A_m\). The degree condition is then read over \(B_m\setminus A_m\): \[(F_m)_*[X_m^\circ,\partial X_m^\circ] = c_m[B_m\setminus A_m,\partial B_m\setminus A_m], \qquad c_m\ne0,\] and \(F_m\) is assumed proper over \(B_m\setminus A_m\).

Suppose \(A_m\) satisfies \(\mathcal{H}^{m-q}(A_m)=0\) for some \(q\le6\). Under a good slice \(t_{m-r}=a\), set \(A_{m-1}^0=A_m\cap\{t_{m-r}=a\}\subset B_{m-1}\). By  [16], for almost every such \(a\), \[\mathcal{H}^{m-1-q}(A_{m-1}^0)=0.\] After the \(\mu\)-bubble replacement, set \(A_{m-1}=A_{m-1}^0\cup F_{m-1}(D_{m-1})\). Since the new singular set has dimension at most \(m-8\), and \(m-8<m-1-q\) for \(q\le6\), one still has \[\mathcal{H}^{m-1-q}(A_{m-1})=0.\]

For convenience, we use the following notation. If \(N^d\) is an oriented manifold with boundary and \(A\subset N\) is closed, we write \[M\succeq_A N\] when there is a map of pairs \(F:(M,\partial M)\to(N,\partial N)\) which is proper over \(N\setminus A\) and has nonzero degree over \((N\setminus A,\partial N\setminus A)\). For \(q\ge0\), write \[\mathcal{N}_q(N) = \{A\subset N:\;A\text{ is closed and } \mathcal{H}^{d-q}(A)=0\}.\]

If \(A\in\mathcal{N}_1(I^n)\) and \((X,\partial X)\succeq_A(I^n,\partial I^n)\) through \(F=(\tau_1,\ldots,\tau_n)\), with \(\operatorname{Lip}_g\tau_i\le2/d_i\), \(\mathcal{S}_f^{n,\lambda}(g)\ge\sigma\), and \(\lambda\le\Lambda_n\), then \[\sigma \le 4\pi^2(1-\lambda)\sum_{i=1}^n d_i^{-2}.\] Indeed, after \(n-1\) descents one has \(A_1\in\mathcal{N}_1(I)\), hence \(\mathcal{H}^0(A_1)=0\) and \(A_1=\emptyset\); the one-dimensional terminal argument is unchanged.

There is also a base version. Let \(1\le r\le6\), set \(n=r+k\), and let \(Y^r\) be complete and oriented. If \(A\in\mathcal{N}_r(Y\times I^k)\) and \[(X,\partial X)\succeq_A(Y\times I^k,Y\times\partial I^k)\] through \(F=(\eta,\tau_1,\ldots,\tau_k)\), then, under the same Lipschitz and scalar lower-bound assumptions, the descent produces for every \(\varepsilon>0\) a smooth complete oriented \(r\)-manifold \(Z\), a proper nonzero-degree map \(\eta_Z:Z\to Y\), and \[\mathcal{S}_{f_Z}^{r,\lambda}(g_Z) \ge \sigma - 4\pi^2(1-\lambda)\sum_{i=1}^k d_i^{-2} - \varepsilon.\] After \(k\) descents, the terminal exceptional set in \(Y\) belongs to \(\mathcal{N}_r(Y)\), hence has \(\mathcal{H}^0=0\) and is empty; the condition \(r\le6\) also gives \(D_r=\emptyset\).

5 Enlargeable bases and two-systoles↩︎

5.1 Proofs of Theorems A, B and C↩︎

We use the notation and the admissible constant \(\Lambda_n\) from Section 4. We also use the definition of enlargeability from the introduction.

Proof of Theorem B. It suffices to prove the result for \[\lambda<\Lambda_n .\] The endpoint follows by applying the strict case to \(\lambda'<\lambda\) and then letting \(\lambda'\uparrow\lambda\). Indeed, for \(\lambda'<\lambda\leq 1/n\), \[\mathcal{S}_f^{n,\lambda'}(g) = \mathcal{S}_f^{n,\lambda}(g) + \bigl(a_n(\lambda)-a_n(\lambda')\bigr)|df|_g^2 \ge \mathcal{S}_f^{n,\lambda}(g).\]

If \(Y=\{\mathrm{pt}\}\), then Theorem B is exactly the pure cube inequality, Corollary 2. We therefore assume \[r=\dim Y>0 .\]

Fix \(\varepsilon>0\). By enlargeability of \(Y\), choose a Riemannian cover \[\widehat Y\to Y\] and a smooth \(\varepsilon\)-Lipschitz map \[\phi:\widehat Y\to S^r\] which is constant outside a compact set and has nonzero degree. Pull back \(X\) by the \(Y\)-component of \(F\), and write \[\widehat X=X\times_Y\widehat Y .\] The lifted map \[\widehat F:\widehat X\to\widehat Y\times I^k\] is proper and has the same nonzero relative degree.

Choose a regular value \(y_0\in S^r\), different from the constant value at infinity, such that \[\deg(\phi;y_0)\ne0 .\] Let \(C\Subset S^r\) be a small coordinate cube around \(y_0\), disjoint from the constant value at infinity. Then \(\phi^{-1}(C)\) is compact and \(\phi:\phi^{-1}(C)\to C\) has nonzero relative degree. Since \(\phi\) is constant outside a compact set, \(\phi^{-1}(C)\) is compact. Hence \[X_C := \widehat F^{-1}\bigl(\phi^{-1}(C)\times I^k\bigr)\] is compact, and the map \[X_C\to C\times I^k\] has nonzero relative degree. After identifying \(C\) with \(I^r\), this gives a cubical map \[X_C\to I^r\times I^k=I^n .\]

The \(k\) cubical widths coming from the original \(I^k\)-coordinates are at least the corresponding \(d_i\). The additional \(r\) widths coming from \(C\subset S^r\) tend to infinity as \(\varepsilon\downarrow0\). More precisely, if \(L_Y\) is a Lipschitz constant for \(F_Y\), and if \(c_C>0\) is the minimum distance between opposite faces of \(C\), then the new widths are bounded below by \(\frac{c_C}{\varepsilon L_Y}\). Applying Corollary 2 to \[X_C\to I^r\times I^k\] gives \[\sigma \le 4\pi^2(1-\lambda) \left( \sum_{i=1}^{k}d_i^{-2} + O(\varepsilon^2) \right).\] Letting \(\varepsilon\downarrow0\) gives \[\sigma \le 4\pi^2(1-\lambda)\sum_{i=1}^{k}d_i^{-2}.\] This proves Theorem B. ◻

Proof of Theorem A. Take \(Y=\mathbb{T}^n\) and \(k=0\) in Theorem B. ◻

Proof of Theorem C. It suffices to treat \(\lambda<\Lambda_n\). Apply Corollary 3 with \(Y=S^2\). Since \(2\le6\), the terminal object is a smooth closed oriented surface \((\Sigma,g_\Sigma)\), with a map \(\rho_\Sigma:\Sigma\to S^2\) of nonzero degree, and for every \(\eta>0\), \[\mathcal{S}_{f_\Sigma}^{2,\lambda}(g_\Sigma)\ge\sigma_*-\eta .\] Since \(\lambda<1/2\), \(a_2(\lambda)>0\). On any component \(\Sigma_0\subset\Sigma\), \[\begin{align} (\sigma_*-\eta)\operatorname{Area}_{g_\Sigma}(\Sigma_0) &\le \int_{\Sigma_0}\mathcal{S}_{f_\Sigma}^{2,\lambda}(g_\Sigma) \\ &= \int_{\Sigma_0} \bigl(R_{g_\Sigma} +2\Delta f_\Sigma -a_2(\lambda)|df_\Sigma|^2\bigr) \\ &\le \int_{\Sigma_0}R_{g_\Sigma} = 4\pi\chi(\Sigma_0). \end{align}\] Since \(\rho_\Sigma\) has nonzero degree, some component \(\Sigma_0\) carries nonzero degree over \(S^2\). For this component the left-hand side is positive, so \(\chi(\Sigma_0)>0\), hence \(\Sigma_0\simeq S^2\). Therefore \[\operatorname{Area}_{g_\Sigma}(\Sigma_0) \le \frac{8\pi}{\sigma_*-\eta}.\] This component gives an integral \(2\)-cycle in \(X\) pairing nontrivially with \(u_\rho\). Since the conformal factors in the descent are at least \(1\), its area in the original metric is no larger than its final descended area. Letting \(\eta\downarrow0\) proves the estimate. ◻

Remark 13. With the notation of Remark 12, Theorems A and B remain valid under the weaker assumption \[(X,\partial X)\succeq_A(Y\times I^k,Y\times\partial I^k), \qquad A\in\mathcal{N}_1(Y\times I^k).\] Theorem C remains valid under \[(X,\partial X)\succeq_A (S^2\times I^{n-2},S^2\times\partial I^{n-2}), \qquad A\in\mathcal{N}_2(S^2\times I^{n-2}).\]

5.2 The \(S^2\)-factor over an enlargeable base↩︎

Proposition 14. Let \(Y^{n-2}\) be a closed oriented enlargeable manifold, and let \(X^n\) be a closed oriented smooth manifold. Suppose \[F=(F_Y,\rho):X\to Y\times S^2\] has nonzero degree, and set \(u_\rho=\rho^*[S^2]\). If \[\mathcal{S}_f^{n,\lambda}(g)\ge\sigma>0, \qquad \lambda\le\Lambda_n,\] then \[\label{eq:enlargeable-s2-systole} \operatorname{sys}_2(X,u_\rho;g)\le\frac{8\pi}{\sigma}.\qquad{(9)}\] Moreover, if equality holds in ?? , then \[f\equiv\mathrm{constant}, \qquad R_g\equiv\sigma, \qquad \operatorname{Ric}_g\ge0.\] Consequently, \[\widetilde{X}\simeq S^2_\sigma\times\mathbb{R}^{n-2}\] isometrically, where \(S^2_\sigma\) is the round \(2\)-sphere with scalar curvature \(\sigma\).

Proof. We first prove the estimate. It suffices to treat \(\lambda<\Lambda_n\); the endpoint follows by applying the result to \(\lambda'<\lambda\) and then letting \(\lambda'\uparrow\lambda\).

Fix \(\varepsilon>0\). Choose a cover \(\widehat Y\to Y\) and an \(\varepsilon\)-Lipschitz map \(\phi:\widehat Y\to S^{n-2}\), constant outside a compact set and of nonzero degree. Pull back \(X\) to \(\widehat X=X\times_Y\widehat Y\), and write \(\widehat F=(\widehat F_Y,\widehat\rho)\). Let \(C\Subset S^{n-2}\) be a small coordinate cube around a regular value of \(\phi\), disjoint from the constant value at infinity, such that \[\phi:\phi^{-1}(C)\to C\] has nonzero relative degree. Then \[X_C:=\widehat F_Y^{-1}(\phi^{-1}(C))\] is compact, and \[(\widehat\rho,\phi\circ\widehat F_Y):X_C\to S^2\times C\] has nonzero relative degree. Identifying \(C\) with \(I^{n-2}\), apply Theorem 1. If \(D_j\) are the cubical widths coming from \(C\), then \(D_j\ge c_C/(\varepsilon L_Y)\), hence \(\sum_jD_j^{-2}=O(\varepsilon^2)\). Therefore \[\operatorname{sys}_2(X_C,\widehat u_\rho;g) \le \frac{8\pi}{\sigma-4\pi^2(1-\lambda)O(\varepsilon^2)} .\] Pushing cycles down to \(X\) does not increase mass and preserves the pairing with \(u_\rho\). Letting \(\varepsilon\downarrow0\) gives \[\operatorname{sys}_2(X,u_\rho;g)\le\frac{8\pi}{\sigma}.\]

Assume now the equality holds . Put \[a=a_n(\lambda), \qquad V=\mathcal{S}_f^{n,\lambda}(g).\] Consider \[P_{g,f} = -\frac{4}{a} \bigl(\Delta_g-a\langle\nabla f,\nabla\cdot\rangle_g\bigr) +V,\] which is self-adjoint for \(e^{-af}d\mu_g\), and denote its first eigenvalue by \(\theta(g,f)\). If \(V>\sigma\) somewhere, then \(\theta(g,f)>\sigma\). For a positive first eigenfunction \(u\), set \(\psi=-2a^{-1}\log u\). Then \[\mathcal{S}_{f+\psi}^{n,\lambda}(g) = u^{-1}P_{g,f}u = \theta(g,f)>\sigma .\] Applying the estimate already proved to \((g,f+\psi,\lambda)\) gives \[\operatorname{sys}_2(X,u_\rho;g) \le \frac{8\pi}{\theta(g,f)} < \frac{8\pi}{\sigma},\] contradicting equality. Hence \(V\equiv\sigma\).

If \(df\not\equiv0\), choose \(\lambda_-<\lambda\). Since \(a_n\) is increasing, \[\mathcal{S}_f^{n,\lambda_-}(g) = \sigma+ \bigl(a_n(\lambda)-a_n(\lambda_-)\bigr)|df|_g^2\] is \(\ge\sigma\) and is \(>\sigma\) somewhere. Repeating the preceding argument with \(\lambda_-\) gives a weight \(\psi_-\) and a constant \(\theta_->\sigma\) with \(\mathcal{S}_{f+\psi_-}^{n,\lambda_-}(g)=\theta_-\) again contradicting the estimate. Thus \(df\equiv0\), and consequently \[f\equiv\mathrm{constant}, \qquad R_g\equiv\sigma .\]

We next show \(\operatorname{Ric}_g\ge0\). For a metric \(\bar g\), set \[P_{\bar g}=-\frac{4}{a}\Delta_{\bar g}+R_{\bar g},\] and denote its first eigenvalue by \(\theta(\bar g)\). Since \(R_g\equiv\sigma\), constants are first eigenfunctions and \(\theta(g)=\sigma\). If \(\operatorname{Ric}_g\) has a negative direction somewhere, choose \(h\ge0\), supported in a small ball, with \[\int_X\langle\operatorname{Ric}_g,h\rangle_g\,d\mu_g<0.\] For \(g_t=g+th\), one has \(g_t\ge g\), hence \[\operatorname{sys}_2(X,u_\rho;g_t)\ge\frac{8\pi}{\sigma}.\] On the other hand, the first variation formula gives \[\left.\frac{d}{dt}\right|_{t=0}\theta(g_t) = -\frac{1}{\operatorname{Vol}_g(X)} \int_X\langle\operatorname{Ric}_g,h\rangle_g\,d\mu_g>0.\] Thus \(\theta(g_t)>\sigma\) for small \(t>0\). If \(P_{g_t}u_t=\theta(g_t)u_t\) and \(\psi_t=-2a^{-1}\log u_t\), then \[\mathcal{S}_{\psi_t}^{n,\lambda}(g_t)=\theta(g_t)>\sigma .\] Applying the estimate to \((g_t,\psi_t,\lambda)\) gives \(\operatorname{sys}_2(X,u_\rho;g_t) <\frac{8\pi}{\sigma}\), a contradiction. Hence \(\operatorname{Ric}_g\ge0\).

Finally, by Cheeger–Gromoll, \[\widetilde{X}\simeq\mathbb{R}^\ell\times Z\] with \(Z\) compact. The argument in [21] gives \(\ell\ge n-2\). Since \(R_g\equiv\sigma>0\), the compact factor has dimension at least \(2\), so \(\ell\le n-2\). Hence \(\ell=n-2\) and \(\dim Z=2\). The product scalar curvature is \(R_Z\), so \(R_Z\equiv\sigma\). Since \(Z\) is the compact factor in the universal cover, it is simply connected; hence \(Z\simeq S^2\), and \(R_Z\equiv\sigma\) makes \(Z\) the round sphere \(S^2_\sigma\). Thus \[\widetilde{X}\simeq S^2_\sigma\times\mathbb{R}^{n-2}.\] ◻

6 Obstructions and rigidity for AM–PI spaces↩︎

Throughout this section, \(X=\mathcal{R}\sqcup\mathcal{S}\) is a compact connected oriented \(n\)-dimensional AM–PI space in the sense of Section 3. On \(\mathcal{R}\), we write the chosen admissible measure as \(e^{-f}d\mu_g\). We assume throughout this section that \(f\) is bounded on \(X\). Hence every measure \(e^{-af}d\mu_g\), \(a\in\mathbb{R}\), is again admissible.

6.1 Positive weighted scalar curvature obstruction↩︎

Theorem 15. Let \(X=\mathcal{R}\sqcup\mathcal{S}\) be compact, oriented and enlargeable, and assume \[c_A^X(\mathcal{S})>3-\frac{2}{n} .\] Let \(\lambda\leq 1/n\). Then \(\mathcal{S}_f^{n,\lambda}(g)\) cannot be nonnegative on \(\mathcal{R}\) and positive on a nonempty open subset of \(\mathcal{R}\).

Proof. Assume otherwise. Choose \[3-\frac{2}{n}<c<c_A^X(\mathcal{S}).\] By Remark 9, choose \(\bar\lambda\le\lambda\) such that \[\bar\lambda<\Lambda_n, \qquad \tau_n(\bar\lambda)<c-2 .\] Since \(a_n\) is increasing on \((-\infty,1/n)\), the function \[V_0:=\mathcal{S}_f^{n,\bar\lambda}(g) = \mathcal{S}_f^{n,\lambda}(g) + \bigl(a_n(\lambda)-a_n(\bar\lambda)\bigr)|df|_g^2\] is nonnegative and positive on a nonempty open subset of \(\mathcal{R}\). Choose a smooth ball \(B\Subset\mathcal{R}\), a constant \(m>0\), and a function \(\chi\in C_c^\infty(B)\), \(0\le\chi\le1\), \(\chi\not\equiv0\), such that \(V_0\ge m\) on \(B\). Put \(W=m\chi\). Then \(0\le W\le V_0\), \(W\not\equiv0\), and \(W\) is bounded with compact support in \(\mathcal{R}\).

Put \(a=a_n(\bar\lambda)\). Since \(f\) is bounded, the measure \(e^{-af}d\mu_g\) is admissible. Define \[\eta_0 = \inf_{\varphi\not\equiv0} \frac{ \frac{4}{a}\int_{\mathcal{R}}|\nabla\varphi|_g^2e^{-af}\,d\mu_g + \int_{\mathcal{R}}W\varphi^2e^{-af}\,d\mu_g }{ \int_{\mathcal{R}}\varphi^2e^{-af}\,d\mu_g } .\] The compact AM–PI hypotheses give a minimizer \(u\ge0\). Since \(X\) is connected and \(W\ge0\) is not identically zero, \(\eta_0>0\). The Harnack inequalities give, \(0<c_0\le u\le C_0<\infty\). On \(\mathcal{R}\), elliptic regularity gives \(u\in C^\infty(\mathcal{R})\) and \[\left[ -\frac{4}{a} \bigl(\Delta_g-a\langle\nabla f,\nabla\cdot\rangle_g\bigr) +W \right]u = \eta_0u .\] Set \(\psi=-2a^{-1}\log u\). Then \(\psi\) is bounded. Since \(W\le V_0\), a direct calculation gives \[\begin{align} \mathcal{S}_{f+\psi}^{n,\bar\lambda}(g) &= u^{-1} \left[ -\frac{4}{a} \bigl(\Delta_g-a\langle\nabla f,\nabla\cdot\rangle_g\bigr) +V_0 \right]u \\ &= \eta_0+(V_0-W) \ge \eta_0>0 . \end{align}\] Moreover, the boundedness of \(f+\psi\) implies that the divergence weight associated with \(L_{f+\psi,\bar\lambda}^{(n)}\) is still admissible.

We now apply Proposition 7 to \((g,f+\psi)\) and obtain a complete smooth metric \(g_0\) on \(\mathcal{R}\) and a smooth density \(f_0\) such that \[\mathcal{S}_{f_0}^{n,\bar\lambda}(g_0)\ge\eta_1>0 .\]

Let \(\widehat X\to X\) be a cover, and let \(\Phi:\widehat X\to S^n\) be \(\varepsilon\)-Lipschitz, constant outside a compact set, and of nonzero degree. Choose a regular value \(y_0\in S^n\), different from the constant value at infinity, such that \(\deg(\Phi;y_0)\ne0\). Let \(C\Subset S^n\) be a small coordinate cube around \(y_0\), disjoint from the constant value at infinity. Then \(\Phi^{-1}(C)\) is compact and \[\Phi:\Phi^{-1}(C)\to C\] has nonzero relative degree.

Let \(\widehat{\mathcal{R}}\) and \(\widehat{\mathcal{S}}\) denote the lifted regular and singular parts, and set \[A=\Phi\bigl(\widehat{\mathcal{S}}\cap\Phi^{-1}(C)\bigr)\subset C .\] Since \(c_A^X(\mathcal{S})>3-2/n\), one has \(\dim_A\mathcal{S}<n-1\), and hence \(\mathcal{H}^{n-1}(A)=0\). The blown-up regular part maps properly to \(C\setminus A\) and has nonzero degree. Identifying \(C\) with \(I^n\), Remark 12 gives \[\eta_1 \le 4\pi^2(1-\bar\lambda)\sum_{i=1}^nD_i^{-2},\] where \(D_i\) are the cubical widths measured in \(g_0\). By the construction of the pointwise conformal blow-up, \(g_0\ge g\). Since \(\Phi\) is \(\varepsilon\)-Lipschitz with respect to \(g\), there is a constant \(c_C>0\), depending only on \(C\), such that \(D_i\ge c_C\varepsilon^{-1}\) for all \(i\). Letting \(\varepsilon\downarrow0\) contradicts \(\eta_1>0\). ◻

Corollary 4. Under the hypotheses of Theorem 15, if \[\mathcal{S}_f^{n,\lambda}(g)\ge0\] on \(\mathcal{R}\) for some \(\lambda\leq 1/n\), then \(df\equiv0\) and \(R_g\equiv0\) on \(\mathcal{R}\).

Proof. Theorem 15 gives \[\mathcal{S}_f^{n,\lambda}(g)\equiv0 .\] If \(df\not\equiv0\), choose \(\lambda'<\lambda\). Since \(a_n\) is strictly increasing, \[\mathcal{S}_f^{n,\lambda'}(g) = \mathcal{S}_f^{n,\lambda}(g) + \bigl(a_n(\lambda)-a_n(\lambda')\bigr)|df|_g^2\] is nonnegative and positive somewhere, contradicting Theorem 15. Thus \(df\equiv0\), and then \[R_g=\mathcal{S}_f^{n,\lambda}(g)\equiv0 .\] ◻

Proposition 16. Let \(X=\mathcal{R}\sqcup\mathcal{S}\) satisfy the hypotheses of Theorem 15. If \[\mathcal{S}_f^{n,\lambda}(g)\ge0\] on \(\mathcal{R}\) for some \(\lambda\leq 1/n\), then \(df\equiv0\) and \(\operatorname{Ric}_g\equiv0\) on \(\mathcal{R}\).

Proof. By Corollary 4, \(df\equiv0\) and \(R_g\equiv0\) on \(\mathcal{R}\). It remains to rule out \(\operatorname{Ric}_g\not\equiv0\).

Assume \(\operatorname{Ric}_g\not\equiv0\). Since \(R_g=0\), the Ricci tensor has a negative direction somewhere. Choose \(h\in C_c^\infty(\operatorname{Sym}^2T^*\mathcal{R})\), supported in a smooth ball \(B\Subset\mathcal{R}\), with \(h\ge0\) and \[\int_{\mathcal{R}}\langle\operatorname{Ric}_g,h\rangle_g\,d\mu_g<0 .\] For small \(t\ge0\), set \(g_t=g+th\). Let \(a=a_n(\lambda)\), and let \(\theta(t)\) be the first eigenvalue of \(P_{g_t}=-\frac{4}{a}\Delta_{g_t}+R_{g_t}\). As in the deformation argument used in Proposition 14, constants realize \(\theta(0)=0\), and \[\theta'(0) = -\frac{1}{\mu_g(X)} \int_{\mathcal{R}}\langle\operatorname{Ric}_g,h\rangle_g\,d\mu_g >0 .\] Hence \(\theta(t)>0\) for all small \(t>0\).

Let \(u_t>0\) be a first eigenfunction. By the same compactness, regularity and Harnack argument as above, \(u_t\) is smooth on \(\mathcal{R}\) and \(0<c_t\le u_t\le C_t\). With \(\psi_t=-2a^{-1}\log u_t\), we get \[\mathcal{S}_{\psi_t}^{n,\lambda}(g_t) = u_t^{-1}P_{g_t}u_t = \theta(t)>0 \quad\text{on }\mathcal{R} .\] The deformation is supported in \(B\Subset\mathcal{R}\), so \(g_t=g\) near \(\mathcal{S}\); in particular the AM–PI assumptions, the Assouad-codimension condition, and admissibility of the weight are unchanged. Applying Theorem 15 to \((X,g_t,\psi_t,\lambda)\) gives a contradiction. Therefore \(\operatorname{Ric}_g\equiv0\) on \(\mathcal{R}\). ◻

6.2 The QL property↩︎

We use the following equivalent \(L^\infty\)-form of the QL condition of Honda–Sun [22]; the equivalence follows from the standard local boundedness estimate for harmonic functions on PI spaces. We say that \((X,d,\mu_g)\) satisfies QL if, for every compact \(K\Subset X\), there exist constants \(C_K,r_K>0\) such that, whenever \(x\in K\), \(0<r<r_K\), and \(u\) is bounded and weakly harmonic on \(B_{2r}(x)\), one has \[\operatorname*{ess\,sup}_{B_r(x)\cap\mathcal{R}}|\nabla u|_g \le \frac{C_K}{r}\|u\|_{L^\infty(B_{2r}(x))}.\]

Lemma 11. Assume \(\operatorname{Ric}_g\ge0\) on \(\mathcal{R}\). Let \(U\subset X\) be open, let \(u\) be harmonic on \(U\cap\mathcal{R}\), and set \[h=|\nabla u|_g, \qquad q_n=\frac{n-2}{n-1}.\] For every \(q>q_n\), the function \(v=h^q\) satisfies, weakly on \(U\cap\mathcal{R}\), \[\label{eq:kato-subsolution-weak-ampi} \Delta_g v \ge \kappa_q v^{-1}|\nabla v|_g^2, \qquad \kappa_q=\frac{q-q_n}{q}>0 .\tag{48}\]

Assume moreover that, for some \(\beta>0\), \[v\le A\,\operatorname{dist}(\cdot,\mathcal{S})^{-\beta} \qquad\text{on }U\cap\mathcal{R},\] and \(c_A^X(\mathcal{S})>2+\beta\). Then \(v\) is weakly subharmonic on \(U\), that is, for every \(\varphi\in\operatorname{Lip}_c(U)\), \(\varphi\ge0\), \[\int_U\langle\nabla v,\nabla\varphi\rangle\,d\mu_g\le0 .\]

Proof. Put \(s=|\nabla u|_g^2\). For \(\varepsilon>0\), set \(v_\varepsilon=(s+\varepsilon)^{q/2}\). The Bochner formula gives \(\frac{1}{2}\Delta_gs\ge|\nabla^2u|^2\), and the improved Kato inequality gives \[|\nabla s|^2\le \frac{4(n-1)}{n}s|\nabla^2u|^2 .\] Hence \[\begin{align} \Delta_gv_\varepsilon &= \frac{q}{2}(s+\varepsilon)^{q/2-1}\Delta_gs + \frac{q(q-2)}{4}(s+\varepsilon)^{q/2-2}|\nabla s|^2 \\ &\ge q(s+\varepsilon)^{q/2-2} \left[ (s+\varepsilon)|\nabla^2u|^2 +\frac{q-2}{4}|\nabla s|^2 \right] \\ &\ge \frac{q}{4} \left(q-\frac{n-2}{n-1}\right) (s+\varepsilon)^{q/2-2}|\nabla s|^2 . \end{align}\] Since \[v_\varepsilon^{-1}|\nabla v_\varepsilon|^2 = \frac{q^2}{4}(s+\varepsilon)^{q/2-2}|\nabla s|^2,\] we get \(\Delta_gv_\varepsilon\ge\kappa_q v_\varepsilon^{-1}|\nabla v_\varepsilon|^2\). Letting \(\varepsilon\downarrow0\) gives 48 for \(v=s^{q/2}=|\nabla u|^q\).

It remains to extend the weak subharmonicity across \(\mathcal{S}\). Put \(d(x)=\operatorname{dist}(x,\mathcal{S})\) and \(N_\rho=N_\rho(\mathcal{S})\). Let \(K\Subset U\) and choose \(c\) with \(2+\beta<c<c_A^X(\mathcal{S})\). By the local Ahlfors regularity, and the bound \(v\le A d^{-\beta}\), we have, for small \(\rho\), \[\mu_g(N_\rho\cap K)\le C\rho^c,\qquad \int_{N_\rho\cap K}v\,d\mu_g\le C\rho^{c-\beta}.\] Choose \(K'\Subset U\) with \(K\Subset K'\), and take \(\psi\in\operatorname{Lip}_c(U)\) with \(\psi\equiv1\) near \(K\) and \(\operatorname{spt}\psi\subset K'\). Let \(\eta_\rho=1\) on \(N_{2\rho}\), \(\operatorname{spt}\eta_\rho\subset N_{4\rho}\), and \(|\nabla\eta_\rho|_g\le C\rho^{-1}\). For \(0<\delta<\rho\), let \(\theta_\delta=0\) on \(N_\delta\), \(\theta_\delta=1\) outside \(N_{2\delta}\), and \(|\nabla\theta_\delta|_g\le C\delta^{-1}\). Testing 48 with \(\zeta_{\rho,\delta}:=\psi\eta_\rho\theta_\delta\), which equals \(1\) on \((N_{2\rho}\setminus N_{2\delta})\cap K\), gives \[\begin{align} \int_{(N_{2\rho}\setminus N_{2\delta})\cap K} v^{-1}|\nabla v|_g^2\,d\mu_g &\le C(\rho^{-2}+1)\int_{N_{4\rho}\cap K'}v\,d\mu_g + C\delta^{-2}\int_{N_{2\delta}\cap K'}v\,d\mu_g \\ &\le C\rho^{c-\beta-2}+C\delta^{c-\beta-2}. \end{align}\] Since \(c-\beta-2>0\), letting \(\delta\downarrow0\) yields \[\int_{N_{2\rho}\cap K} v^{-1}|\nabla v|_g^2\,d\mu_g \le C\rho^{c-\beta-2}.\]

Now fix \(\varphi\in\operatorname{Lip}_c(U)\), \(\varphi\ge0\), and take \(K\Subset U\) with \(\operatorname{spt}\varphi\subset K\). Let \(\chi_\rho=0\) on \(N_\rho\), \(\chi_\rho=1\) outside \(N_{2\rho}\), and \(|\nabla\chi_\rho|\le C\rho^{-1}\). Since \(\chi_\rho\varphi\in\operatorname{Lip}_c(U\cap\mathcal{R})\), subharmonicity on \(U\cap\mathcal{R}\) gives \[\int_U\langle\nabla v,\nabla(\chi_\rho\varphi)\rangle\,d\mu_g\le0 .\] Hence \[\begin{align} \int_U\langle\nabla v,\nabla\varphi\rangle\,d\mu_g &\le \int_U(1-\chi_\rho)\langle\nabla v,\nabla\varphi\rangle\,d\mu_g - \int_U\varphi\langle\nabla v,\nabla\chi_\rho\rangle\,d\mu_g . \end{align}\] By Hölder’s inequality, the preceding estimates imply \[\left| \int_U(1-\chi_\rho)\langle\nabla v,\nabla\varphi\rangle\,d\mu_g \right| \le C\rho^{c-\beta-1}\to0,\] and \[\left| \int_U\varphi\langle\nabla v,\nabla\chi_\rho\rangle\,d\mu_g \right| \le C\rho^{c-\beta-2}\to0.\] Since \(c-\beta>2\), letting \(\rho\downarrow0\) yields \(\int_U\langle\nabla v,\nabla\varphi\rangle\,d\mu_g\le0\). ◻

Proposition 17. Assume \(\operatorname{Ric}_g\ge0\) on \(\mathcal{R}\), and \[c_A^X(\mathcal{S})>3-\frac{1}{n-1}.\] Then \((X,d,\mu_g)\) satisfies QL.

Proof. Let \(u\) be bounded and weakly harmonic on \(B_{2R}(p)\), and put \[M=\|u\|_{L^\infty(B_{2R}(p))}, \qquad \rho(x)=\operatorname{dist}(x,\mathcal{S}).\] The function \(u+2M\) is positive and harmonic. If \(x\in B_{3R/2}(p)\cap\mathcal{R}\) and \(\rho(x)<R/8\), then \(B_{\rho(x)/4}(x)\subset B_{2R}(p)\cap\mathcal{R}\). The Cheng–Yau estimate on this regular ball gives \[|\nabla u|(x)\le C\rho(x)^{-1}M.\] Away from \(N_{R/8}(\mathcal{S})\), the ordinary interior estimate gives the same bound with \(R^{-1}\). Hence, after increasing \(C\), \[|\nabla u|(x)\le C\rho(x)^{-1}M \qquad \text{on }B_{3R/2}(p)\cap\mathcal{R}.\]

Choose \[\frac{n-2}{n-1}<q<c_A^X(\mathcal{S})-2.\] This is possible by the codimension assumption. Set \(v=|\nabla u|^q\). The preceding gradient estimate gives \(v\le C\rho^{-q}M^q\). Since \(c_A^X(\mathcal{S})>2+q\), Lemma 11 applies with \(\beta=q\), and \(v\) is weakly subharmonic on \(B_{3R/2}(p)\). Moser iteration gives \[\operatorname*{ess\,sup}_{B_R(p)}v \le C R^{-n}\int_{B_{3R/2}(p)}v\,d\mu_g .\] Since \(q<2\), Caccioppoli estimate for \(u\), Hölder inequality, and local Ahlfors regularity give \[\int_{B_{3R/2}(p)}v\,d\mu_g \le C R^{n-q}M^q .\] Therefore \(\operatorname*{ess\,sup}_{B_R(p)}|\nabla u|_g\le\frac{C}{R}M\), which is QL. ◻

6.3 Length-space replacement and rigidity↩︎

Lemma 12. Let \(X=\mathcal{R}\sqcup\mathcal{S}\) be an \(n\)-dimensional AM–PI space, and assume \[\mathsf P_{n-2}^{X}(\mathcal{S}).\] Then, for every compact \(K\Subset X\), there exist constants \(C_K,r_K>0\) such that, whenever \(x,y\in K\cap\mathcal{R}\) and \(R=d(x,y)<r_K\), there is a curve \[\gamma\subset \mathcal{R}\cap B_d(x,C_KR)\] joining \(x\) to \(y\), with \[L_g(\gamma)\le C_KR .\]

Proof. We use the argument in the proof of annular quasiconvexity, cf. [23], [14]. First note that \(\mathsf P_{n-2}^{X}(\mathcal{S})\), together with local Ahlfors regularity, gives \[\mu_g\bigl(N_s(\mathcal{S})\cap B_d(z,R)\bigr) \le C_KR^{n-2}s^2\] whenever \(z\in K\), \(0<s<R<r_K\), and \(B_d(z,2R)\Subset K\).

Fix \(x,y\in K\cap\mathcal{R}\), put \(R=d(x,y)\), and work in \(B=B_d(x,C R)\), with \(C\) fixed large. Choose \(0<\kappa\ll1\) and set \[E_0=B_d(x,\kappa R), \qquad F_0=B_d(y,\kappa R).\] Choose \(A\gg1\), and put \[E=E_0\setminus N_{R/A}(\mathcal{S}), \qquad F=F_0\setminus N_{R/A}(\mathcal{S}).\] By the tubular estimate, \[\mu_g(E_0\cap N_{R/A}(\mathcal{S})) + \mu_g(F_0\cap N_{R/A}(\mathcal{S})) \le CA^{-2}R^n.\] Taking \(A\) large, we have \(\min\{\mu_g(E),\mu_g(F)\}\ge cR^n\). Let \(\Gamma\) be the family of curves in \(B\) joining \(E\) to \(F\). The Poincaré inequality gives \[\operatorname{Mod}_2(\Gamma)\ge cR^{n-2}.\]

Then we remove two bad subfamilies. First let \[\Gamma_{\rm long} = \{\gamma\in\Gamma:\;L_g(\gamma)>LR\}.\] Since \((LR)^{-1}\mathbf{1}_B\) is admissible for \(\Gamma_{\rm long}\), we obtain \(\operatorname{Mod}_2(\Gamma_{\rm long})\le CL^{-2}R^{n-2}\).

Next let \(0<\rho<R/(2A)\), write \(N_s=N_s(\mathcal{S})\), and set \[\Gamma_{\mathcal{S},\rho} = \{\gamma\in\Gamma:\gamma\cap N_\rho\ne\emptyset\}.\] Every curve in \(\Gamma_{\mathcal{S},\rho}\) starts outside \(N_{R/A}\) and meets \(N_\rho\), hence crosses \(N_{R/A}\setminus N_\rho\). Put \[\delta(z)=d(z,\mathcal{S}), \qquad L_{\rho,A}=\log\frac{R}{A\rho},\] and define \[\varrho_{\rho,A} = \frac{C}{L_{\rho,A}}\, \delta^{-1}\, \mathbf{1}_{N_{R/A}\setminus N_\rho}.\] After increasing \(C\), this function is admissible for \(\Gamma_{\mathcal{S},\rho}\). Let \(s_j=2^{-j}R/A\), and choose \(J\) so that \(s_{J+1}<\rho\le s_J\). Then \[\begin{align} \operatorname{Mod}_2(\Gamma_{\mathcal{S},\rho}) &\le \int_B\varrho_{\rho,A}^2\,d\mu_g \\ &\le \frac{C}{L_{\rho,A}^2} \sum_{j=0}^{J} s_j^{-2}\mu_g(N_{s_j}\cap B) \\ &\le \frac{C}{L_{\rho,A}^2} \sum_{j=0}^{J}R^{n-2} \le \frac{CR^{n-2}}{\log(R/(A\rho))}. \end{align}\]

Choose \(L\) large and then \(\rho\) small so that \[\operatorname{Mod}_2(\Gamma_{\rm long}) + \operatorname{Mod}_2(\Gamma_{\mathcal{S},\rho}) < \operatorname{Mod}_2(\Gamma).\] Hence some curve in \(\Gamma\) avoids \(N_\rho(\mathcal{S})\) and has \(g\)-length at most \(LR\).

We now iterate this ball-to-ball construction to obtain a point-to-point curve. Applying it to \((x,y)\) yields a curve joining some \(x_1\in B_d(x,\kappa R)\) to \(y_1\in B_d(y,\kappa R)\). Inductively applying this to the remaining gaps \((x,x_1)\) and \((y_1,y)\), at the \(j\)-th stage we bridge \(2^j\) gaps, adding curves of total \(g\)-length at most \(C_0(2\kappa)^j R\). By choosing \(\kappa < 1/2\), this concatenation converges to a rectifiable curve \(\gamma\) from \(x\) to \(y\) contained in \(\mathcal{R}\cap B_d(x,C_KR)\), with \[L_g(\gamma) \le C_0 R\sum_{j=0}^{\infty}(2\kappa)^j \le C_K R .\] This proves the lemma. ◻

We recall the form of the Sobolev-to-Lipschitz property used below. When \(c_A^X(\mathcal{S})\geq 2\), Lemma 4 gives zero \(2\)-capacity of \(\mathcal{S}\). Thus \(W^{1,2}\)-functions are represented on the regular part, and their energy is computed by \[\int_{\mathcal{R}}|\nabla^g u|_g^2\,d\mu_g .\] In this setting, Sobolev-to-Lipschitz means that whenever \(u\in W^{1,2}(X^\ell)\) satisfies \[|\nabla^g u|_g\le1 \qquad\text{a.e. on }\mathcal{R},\] then \(u\) has a \(1\)-Lipschitz representative on \(X^\ell\). Let \(d_g^\ell\) be the intrinsic length distance of \((\mathcal{R},g)\), and set \[X^\ell=\overline{(\mathcal{R},d_g^\ell)} .\]

Lemma 13. Assume \(\mathsf P_{n-2}^{X}(\mathcal{S})\). Then the identity map on \(\mathcal{R}\) extends to a locally bi-Lipschitz homeomorphism \[X^\ell\longrightarrow X .\] Moreover, \(X^\ell\) satisfies the above Sobolev-to-Lipschitz property.

Proof. Clearly, \(d(x,y)\le d_g^\ell(x,y)\) on \(\mathcal{R}\). Conversely, by Lemma 12, for every compact \(K\Subset X\) there are constants \(C_K,r_K>0\) such that, whenever \(x,y\in K\cap\mathcal{R}\) and \(d(x,y)<r_K\), there is a curve \(\gamma\subset\mathcal{R}\) joining \(x\) to \(y\) with \(L_g(\gamma)\le C_Kd(x,y)\). Hence \[d_g^\ell(x,y)\le C_Kd(x,y)\] for such \(x,y\). Thus the identity map extends to a bilipschitz map between the two completions.

It remains to prove the Sobolev-to-Lipschitz property. Let \(u\in W^{1,2}(X^\ell)\) satisfy \[|\nabla^g u|_g\le1 \qquad\text{a.e. on }\mathcal{R} .\] For \(x,y\in\mathcal{R}\), choose a regular curve \(\gamma\) with \(L_g(\gamma)\le d^\ell(x,y)+\varepsilon\). Then \[|u(x)-u(y)| \le \int_\gamma |\nabla^g u|\,ds_g \le d^\ell(x,y)+\varepsilon .\] Letting \(\varepsilon\downarrow0\), and then using the density of \(\mathcal{R}\subset X^\ell\), gives a \(1\)-Lipschitz representative. ◻

Theorem 18. Let \(X=\mathcal{R}\sqcup\mathcal{S}\) be compact, oriented, and enlargeable. Assume \[c_A^X(\mathcal{S})>3-\frac{1}{n-1}.\] Let \(\lambda\leq 1/n\). If \[\mathcal{S}_f^{n,\lambda}(g)\ge0 \qquad\text{on }\mathcal{R},\] where \(e^{-f}d\mu_g\) is the admissible measure and \(f\) is bounded on \(X\), then \(f\) is constant, and the length space \(X^\ell\) is a compact flat manifold.

Proof. By Proposition 16, \(df\equiv0\) adn \(\operatorname{Ric}_g\equiv0\) on \(\mathcal{R}\). Thus the admissible measure is a constant multiple of \(d\mu_g\). Replace \(X\) by \(X^\ell\). By Lemma 13, the AM–PI structure and the Assouad codimension condition are preserved, and \(X^\ell\) satisfies the Sobolev-to-Lipschitz property. By Proposition 17, \(X^\ell\) satisfies QL. Together with PI, and Sobolev-to-Lipschitz, the Honda–Sun criterion [22] gives \((X^\ell,d_g^\ell,\mu_g)\in RCD(0,n)\).

Since \(X^\ell\) is compact \(RCD(0,n)\), Mondino–Wei [24] shows its universal cover \[\widetilde{X}^\ell\simeq \overline{X}\times\mathbb{R}^k,\] where \(\overline{X}\) is compact. The argument in [21] rules out a nontrivial compact factor. Hence \(\overline{X}\) is a point and \(k=n\). Thus \(\widetilde{X}^\ell\simeq\mathbb{R}^n\). Therefore \(X^\ell\) is a compact flat manifold. ◻

Proof of Theorem D. The first assertion is Theorem 15. The second assertion is Theorem 18. ◻

Remark 19. By a uniformly Euclidean \(L^\infty\)-metric on a closed smooth manifold \(M\), we mean a measurable positive definite symmetric \(2\)-tensor \(g\) such that, for some smooth background metric \(g_0\) and some constant \(\Lambda\ge1\), \[\Lambda^{-1}g_0(v,v) \le g(v,v) \le \Lambda g_0(v,v)\] for almost every \(x\in M\) and every \(v\in T_xM\).

The theorem applies to such metrics. Suppose \(M\) is closed and enlargeable, \(g\) is uniformly Euclidean on \(M\), and \(g\) is smooth on \(\Omega=M\setminus S\). Then the length completion associated with \((\Omega,g)\) is an AM–PI space. If, in addition, \[c_A(S)>3-\frac{1}{n-1},\] then \(R_g\ge0\) on \(\Omega\) implies that this length space is a compact flat manifold.

This could be compared with the examples of Cecchini–Frenck–Zeidler [25], which show that the positive scalar curvature obstruction for uniformly Euclidean \(L^\infty\)-metrics is not the same as in the smooth case.

References↩︎

[1]
R. Schoen and S.-T. Yau, “On the structure of manifolds with positive scalar curvature,” Manuscripta Mathematica, vol. 28, no. 1–3, pp. 159–183, 1979, doi: 10.1007/BF01647970.
[2]
M. Gromov and H. B. Lawson Jr., “Spin and scalar curvature in the presence of a fundamental group. I,” Annals of Mathematics, vol. 111, no. 2, pp. 209–230, 1980, doi: 10.2307/1971198.
[3]
R. Schoen and S.-T. Yau, Positive scalar curvature and minimal hypersurface singularities,” in Surveys in differential geometry 2019. Differential geometry, calabi–yau theory, and general relativity. Part 2, vol. 24, Boston, MA: International Press, 2022, pp. 441–480.
[4]
M. Gromov, “Metric inequalities with scalar curvature,” Geometric and Functional Analysis, vol. 28, no. 3, pp. 645–726, 2018, doi: 10.1007/s00039-018-0453-z.
[5]
J. Lohkamp, “Scalar curvature and hammocks,” Mathematische Annalen, vol. 313, no. 3, pp. 385–407, 1999, doi: 10.1007/s002080050266.
[6]
R. Schoen and S.-T. Yau, “On the proof of the positive mass conjecture in general relativity,” Communications in Mathematical Physics, vol. 65, no. 1, pp. 45–76, 1979, doi: 10.1007/BF01940959.
[7]
S. He, Y. Shi, and H. Yu, arXiv:2602.23705v1“Singularity removal rigidity theorems for minimal hypersurfaces in manifolds with nonnegative scalar curvature.” 2026, doi: 10.48550/arXiv.2602.23705.
[8]
M. Lesourd, R. Unger, and S.-T. Yau, “The positive mass theorem with arbitrary ends,” Journal of Differential Geometry, vol. 128, no. 1, pp. 257–293, 2024, doi: 10.4310/jdg/1721075263.
[9]
J. Zhu, “Positive mass theorem with arbitrary ends and its application,” International Mathematics Research Notices, vol. 2023, no. 11, pp. 9880–9900, 2023, doi: 10.1093/imrn/rnac117.
[10]
Y. Bi, T. Hao, S. He, Y. Shi, and J. Zhu, arXiv:2603.02769v2“A proof for the Riemannian positive mass theorem up to dimension 19.” 2026, doi: 10.48550/arXiv.2603.02769.
[11]
S. Brendle and Y. Wang, arXiv:2604.08473v2“A dimension descent scheme for the positive mass theorem in arbitrary dimension.” 2026, doi: 10.48550/arXiv.2604.08473.
[12]
P. Assouad, “Plongements lipschitziens dans \(\mathbb{R}^n\),” Bulletin de la Société Mathématique de France, vol. 111, pp. 429–448, 1983, doi: 10.24033/bsmf.1997.
[13]
A. Björn and J. Björn, Nonlinear potential theory on metric spaces, vol. 17. European Mathematical Society (EMS), Zürich, 2011, p. xii+403.
[14]
J. Heinonen, P. Koskela, N. Shanmugalingam, and J. T. Tyson, An approach based on upper gradientsSobolev spaces on metric measure spaces, vol. 27. Cambridge University Press, Cambridge, 2015, p. xii+434.
[15]
A. Björn, J. Björn, and J. Lehrbäck, “Existence and almost uniqueness for \(p\)-harmonic Green functions on bounded domains in metric spaces,” J. Differential Equations, vol. 269, no. 9, pp. 6602–6640, 2020, doi: 10.1016/j.jde.2020.04.044.
[16]
P. Mattila, Geometry of sets and measures in euclidean spaces: Fractals and rectifiability, vol. 44. Cambridge University Press, 1995.
[17]
M. Gromov and J. Zhu, “Area and Gauss-Bonnet inequalities with scalar curvature,” Comment. Math. Helv., vol. 99, no. 2, pp. 355–395, 2024, doi: 10.4171/cmh/570.
[18]
E. Bombieri and E. Giusti, “Harnack’s inequality for elliptic differential equations on minimal surfaces,” Invent. Math., vol. 15, pp. 24–46, 1972, doi: 10.1007/BF01418640.
[19]
A. Naber and D. Valtorta, “The singular structure and regularity of stationary varifolds,” Journal of the European Mathematical Society, vol. 22, no. 10, pp. 3305–3382, 2020, doi: 10.4171/JEMS/987.
[20]
N. Edelen, “A note on the singular set of area-minimizing hypersurfaces,” Calculus of Variations and Partial Differential Equations, vol. 59, no. 1, pp. Paper No. 18, 2020, doi: 10.1007/s00526-019-1660-7.
[21]
H. B. Lawson and M.-L. Michelsohn, Spin geometry, vol. 38. Princeton University Press, 1989.
[22]
S. Honda and S. Sun, “From almost smooth spaces to RCD spaces,” Calc. Var. Partial Differential Equations, vol. 65, no. 4, pp. Paper No. 131, 45, 2026, doi: 10.1007/s00526-026-03297-2.
[23]
R. Korte, “Geometric implications of the Poincaré inequality,” Results Math., vol. 50, no. 1–2, pp. 93–107, 2007, doi: 10.1007/s00025-006-0237-x.
[24]
A. Mondino and G. Wei, “On the universal cover and the fundamental group of an \({\rm RCD}^*(K,N)\)-space,” J. Reine Angew. Math., vol. 753, pp. 211–237, 2019, doi: 10.1515/crelle-2016-0068.
[25]
S. Cecchini, G. Frenck, and R. Zeidler, To appear“Positive scalar curvature with point singularities,” Duke Mathematical Journal, 2025, doi: 10.48550/arXiv.2407.20163.