Explicit descriptions of the subfields \((NL)^{pi}\) and \((NL)^{pi}(NL)^{sep}\) of \(NL\) and new explicit criteria for \(NL = (NL)^{pi}(NL)^{sep}\)


Abstract

Let \(L=K(\theta)\simeq K[x]/f(x)\) be a simple field extension in prime characteristic \(p>0\), \(L^{sep}\) and \(L^{pi}\) be the maximal separable and purely inseparable subfields of \(L\), respectively. Let \(N/K\) be a purely inseparable field extension. For the field extensions \(L/K\) and \(NL/N\), the aim of the paper is to give explicit descriptions of the following subfields and their degrees in terms of the coefficients of the polynomial \(f\) and two numerical field invariants \(m_f\) and \(m_{f,N}\): \(L^{pi}\), \(L^{pi}L^{sep}\), \((NL)^{pi}\) and \((NL)^{pi}(NL)^{sep}\). From these results, we derive new explicit criteria for \(L=L^{pi}L^{sep}\) and \(NL=(NL)^{pi}(NL)^{sep}\).
Key words: finite field extension, purely inseparable field extension, compositum, maximal purely inseparable subfield, maximal separable subfield, degree, minimal polynomial, field invariant.
Mathematics subject classification 2020: 12F05, 12F10, 12F15.

1 Introduction↩︎

The following notation is fixed (unless it is stated otherwise): \(K\) is a field of prime characteristic \(p>0\), \(\overline{K}\) is the algebraic closure of \(K\), \(K[x]\) is a polynomial \(K\)-algebra in a variable \(x\), \({\rm Irr}_m(K[x])\) is the set of monic irreducible polynomials over the field \(K\) and \(L/K\) is a finite field extension. If, in addition, \(L/K\) is a simple finite field extension then \(L=K(\theta)=K[x]/(f(x))\) where \(f(x)\in {\rm Irr}_m(K[x])\) and \[f(x)=f^{sep}(x^{p^{n}})=\sum_{i=0}^s\lambda_ix^{ip^n}\in {\rm Irr}_m(K[x])\;\; (\lambda_i\in K\;\; {\rm and}\;\; \lambda_s=1)\] is its separable presentation (see (?? )), \(L^{pi}\) and \(L^{sep}\) are maximal purely inseparable and separable subfields of the field extension \(L/K\), respectively. For algebraic field extensions \(A/K\) and \(B/K\), we denote by \(AB\) their compositum in \(\overline{K}\). There is a natural \(K\)-algebra epimorphism \(A\otimes B\rightarrow AB\), \(a\otimes b\mapsto ab\) which is not an isomorphism, in general, where \(\otimes= \otimes_K\). If \(A/K\) is a purely inseparable field extension and \(B/K\) is a separable field extension then \(A\otimes B\simeq AB\). In general, for a field extension \(L/K\), the subfield \(L^{pi}L^{sep}\simeq L^{pi}\otimes L^{sep}\) of \(L\) is a proper subfield. All missing definitions in the paper are standard and can be found, say in [1].
Explicit descriptions of the subfields \(L^{pi}\), \(L^{sep}\) and \(L^{pi}L^{sep}\) of a simple field extension \(L/K\). For a simple field extension \(L/K\), Theorem 2 gives explicit descriptions of the subfields \(L^{pi}/K\), \(L^{sep}/K\) and \(L^{pi}L^{sep}/K\) in terms of the coefficients of the polynomial \(f\) and its inseparability degree. Notice that the description of \(L^{sep}/K\) is a well-known result. Theorem 2 gives also explicit numerical values for the degrees \([L^{pi}:K]\), \([L^{sep}:K]\), \([L^{pi}L^{sep}:L^{pi}]\) and \([L^{pi}L^{sep}:L^{sep}]\) and \([L:L^{pi}\otimes L^{sep}]\) where a numerical invariant \(m_f\) (Definition 2) plays a key role. The number \(m_f\) is defined via the coefficients of the polynomial \(f\). It turns out that it is a field invariant for \(L/K\), see Theorem 2.(2). It also reveals the reason why, in general, the field \(L^{pi}L^{sep}\) is a proper subfield of \(L\). Theorem 2 yields several new criteria for \(L=L^{pi}L^{sep} (=L^{pi}\otimes L^{sep})\), see Theorem 3 and Theorem 8.
\[\begin{figure}\includegraphics[width=0.8\textwidth]{_pdflatex/nshbpwed.png}\label{zndytgxr}\end{figure}\tag{1}\]

(Theorem 2)

Suppose that \(K\) is a field of prime characteristic \(p>0\), \(L/K\) is a simple finite field extension and \(L=K(\theta)=K[x]/(f(x))\) where \(f(x)=f^{sep}(x^{p^{n}})=\sum_{i=0}^s\lambda_ix^{ip^n}\in {\rm Irr}_m(K[x])\), \(\lambda_i\in K\), \(\lambda_s=1\) and \(m:=m_f\). Then:

  1. \(L^{sep}=K(\theta^{p^n})\simeq K[x]/(f^{sep}(x))\), \([L^{sep}:K]=\deg(f^{sep}(x))=s\) and \(f^{sep}(x)\in {\rm Irr}_m(K[x])\) is the minimal polynomial of the element \(\theta^n\) over the field \(K\).

  2. \(L^{pi}=K\Big(\lambda_0^\frac{1}{p^m}, \ldots , \lambda_{s-1}^\frac{1}{p^m}\Big)\), \([L^{pi}:K]=p^m\) and \(m=\max\Big\{m'=0,1,\ldots , n \, \Big| \, \theta^{p^{n-m'}}\in L^{pi}L^{sep} \Big\}=\max\Big\{m'=0,1,\ldots , n \, \Big| \, L^{p^{n-m'}}\subseteq L^{pi}L^{sep} \Big\}\). In particular, the number \(m\) is an isomorphism invariant of the field extension \(L/K\).

  3. \(L^{pi}L^{sep}=L^{pi}\otimes L^{sep}=L^{pi}(\theta^{p^{n-m}})\simeq L^{pi}[x]/(f^{sep\frac{1}{p^m}})\), \([L^{pi}L^{sep}:L^{pi}]= s\), \([L^{pi}L^{sep}:L^{sep}]= p^m\) and the polynomial \(f^{sep\frac{1}{p^m}}:=\sum_{i=0}^s\lambda_i^\frac{1}{p^m}x^i\in {\rm Irr}_m(L^{pi}[x])\) is the minimal polynomial of the element \(\theta^{p^{n-m}}\) over the field \(L^{pi}\).

  4. \(L=L^{pi}\otimes L^{sep}(\theta)=L^{pi}\otimes L^{sep}[x]/\Big(x^{p^{n-m}}- \theta^{p^{n-m}}\Big)\), \([L:L^{pi}\otimes L^{sep}]= p^{n-m}\) and \(x^{p^{n-m}}- \theta^{p^{n-m}}\in {\rm Irr}_m(L^{pi}\otimes L^{sep}[x])\) is the minimal polynomial of the element \(\theta\) over the field \(L^{pi}\otimes L^{sep}\). The finite field extension \(L/L^{pi}\otimes L^{sep}\) is a simple purely inseparable field extension of exponent \(n-m\).

  5. \((L/L^{pi})^{sep}=L^{pi}L^{sep}/L^{pi}\).

Lemma 1 provides two different methods for determining the invariant \(m_f\).
Explicit descriptions of the subfields \((NL)^{pi}\) and \((NL)^{pi}(NL)^{sep}\) of \(NL/N\) where \(L/K\) is a simple field extension and \(N/K\) is a purely inseparable field extension. For a simple field extension \(L/K=K(\theta)/K\) and a purely inseparable field extension \(N/K\) (not necessarily finite), Theorem 4 describes the structure of the compositum \(NL\), the degree \([NL:N]\) and the minimal polynomial for the simple field extension \(NL/N\).
(Theorem 4)

Suppose that \(K\) is a field of prime characteristic \(p>0\), \(L/K\) is a simple finite field extension and \(L=K(\theta)=K[x]/(f(x))\) where \(f(x)=f^{sep}(x^{p^{n}})=\sum_{i=0}^s\lambda_ix^{ip^n}\in {\rm Irr}_m(K[x])\), \(\lambda_i\in K\), \(\lambda_s=1\) and \(N/K\) is a purely inseparable field extension. Then:

  1. \(f_N=\sum_{i=0}^s\lambda_i^\frac{1}{p^{m_{f,N}}}x^{ip^{n-m_{f,N}}}\in {\rm Irr}_m(N[x])\), \(f_N\in {\rm Irr}_m (M_{f,N}[x])\), \(f= f_N^{p^{m_{f,N}}}\), \(\deg (f_N)=sp^{n-m_{f,N}}\) where \(M_{f,N}=K\bigg(\lambda_0^\frac{1}{p^{m_{f,N}}}, \ldots , \lambda_{s-1}^\frac{1}{p^{m_{f,N}}}\bigg)\).

  2. \(N(\theta)\simeq N[x]/(f_N)\) and \([N(\theta):N]=\deg (f_N)=sp^{n-m_{f,N}}\).

Theorem 5 yields explicit descriptions of the following subfields of \(NL/N\)\((NL)^{pi}/N\), \((NL)^{sep}/N\) and their compositum \((NL)^{pi}(NL)^{sep}/N\) – in terms of the coefficients of the minimal polynomial \(f\) of the element \(\theta\in L\) over \(K\) and two natural numbers (that are field invariants) \(m_{f,N}\) and \(m_{f,N(\theta)}\) associated with \(f\), \(N\) and \(NL\) (Definition 3 and Definition 4). We compute explicit numerical values for the following degrees: \([(NL)^{pi}:N]\), \([(NL)^{sep}:N]\), \([(NL)^{pi}(NL)^{sep}:(NL)^{pi}]\), \([(NL)^{pi}(NL)^{sep}:(NL)^{sep}]\) and \([L:(NL)^{pi}(NL)^{sep}]\).
(Theorem 5)

Suppose that \(K\) is a field of prime characteristic \(p>0\), \(L/K\) is a simple finite field extension and \(L=K(\theta)=K[x]/(f(x))\) where \(f(x)=f^{sep}(x^{p^{n}})=\sum_{i=0}^s\lambda_ix^{ip^n}\in {\rm Irr}_m(K[x])\), \(\lambda_i\in K\), \(\lambda_s=1\) and \(N/K\) is a purely inseparable field extension. Then (below \((NL)^{sep}:=(NL/N)^{sep}\) and \((NL)^{pi}:=(NL/N)^{pi}\)):

  1. \((NL/N)^{sep}=NL^{sep}=N(\theta^{p^{n-m_{f,N}}})\simeq N[x]/(f^{sep}_N)\), \([NL^{sep}:N]=\deg(f^{sep}_N(x))=s\) and \(f^{sep}_N(x)\in {\rm Irr}_m(N[x])\) is the minimal polynomial of the element \(\theta^{n-m_{f,N}}\) over the field \(N\).

  2. \((NL/N)^{pi}=N\bigg( \lambda_0^\frac{1}{p^{m_{f,N}+m_{f,N(\theta)}}}, \ldots , \lambda_{s-1}^\frac{1}{p^{m_{f,N}+m_{f,N(\theta)}}}\bigg)\supseteq NL^{pi}=N\bigg( \lambda_0^\frac{1}{p^{m_{f,N}}}, \ldots , \lambda_{s-1}^\frac{1}{p^{m_{f,N}}}\bigg)\) and \[\begin{align} [(NL)^{pi}:N]&=& p^{m_{f,N(\theta)}},\\ m_{f,N(\theta)}&=&\max\Big\{m'=0,1,\ldots , n-m_{f,N} \, | \, \theta^{p^{n-m_{f,N}-m'}}\in (NL)^{pi}(NL)^{sep} \Big\}\\ &=&\max\Big\{m'=0,1,\ldots , n-m_{f,N} \, | \, (NL)^{p^{n-m_{f,N} -m'}}\subseteq (NL)^{pi}(NL)^{sep} \Big\}. \end{align}\] In particular, the number \(m_{f,N(\theta)}\) is an isomorphism invariant of the field extension \(NL/N\).

  3. \((NL)^{pi}(NL)^{sep}=(NL)^{pi}\otimes_N (NL)^{sep}=(NL)^{pi}\Big(\theta^{p^{n-m_{f,N}-m_{f,N(\theta)}}}\Big)\simeq (NL)^{pi}[x]/(f^{sep}_{NL})\), \[\begin{align} [(NL)^{pi}(NL)^{sep}:(NL)^{pi}] &=& s,\;\; [(NL)^{pi}(NL)^{sep}:(NL)^{sep}] = p^{m_{f,N(\theta)}},\\ f^{sep}_{NL} &=& \sum_{i=0}^s\lambda_i^\frac{1}{p^{m_{f,N}+m_{f, N(\theta)}}}x^i\in {\rm Irr}_m((NL/N)^{pi}[x]) \end{align}\] is the minimal polynomial of the element \(\theta^{p^{n-m_{f,N}-m_{f,N(\theta)}}}\) over the field \((NL)^{pi}\).

  4. \(NL=(NL)^{pi}\otimes_N (NL)^{sep}(\theta)=(NL)^{pi}\otimes_N (NL)^{sep}[x]\bigg/\bigg(x^{p^{n-m_{f,N}-m_{f,N(\theta)}}}- \theta^{p^{n-m_{f,N}-m_{f,N(\theta)}}}\bigg)\), \[\begin{align} [NL:(NL)^{pi}\otimes_N (NL)^{sep}]&=& p^{n-m_{f,N}-m_{f,N(\theta)}},\\ x^{p^{n-m_{f,N}-m_{f,N(\theta)}}}- \theta^{p^{n-m_{f,N}-m_{f,N(\theta)}}}&\in & {\rm Irr}_m\Big((NL)^{pi}\otimes_N (NL)^{sep}[x]\Big) \end{align}\] is the minimal polynomial of the element \(\theta\) over the field \((NL)^{pi}\otimes_N (NL)^{sep}\). The finite field extension \(L/L^{pi}\otimes_N L^{sep}\) is a simple purely inseparable field extension of exponent \(n-m_{f,N}-m_{f,N(\theta)}\).

  5. \(\Big(NL/(NL)^{pi}\Big)^{sep}=(NL)^{pi}(NL)^{sep}/(NL)^{pi}\).

Corollary 3 is an explicit criterion for \((NL)^{pi}=N\). Theorem 6 is an explicit criteria for \(NL=(NL)^{pi}(NL)^{sep}\).
New Criteria for \(L=L^{pi}L^{sep}\). In the literature, there are several criteria for \(L=L^{pi}L^{sep}\), see Theorem 7 for detail:

  • (The Degree Criterion) \([L:K] = [L^{pi}:K] \cdot [L^{sep}:K]\).

  • (Separability over the Purely Inseparable Part) The extension \(L/L^{pi}\) is a separable field extension.

  • (Equality of the Inseparable Degree) \([L^{pi}:K] = [L:K]_i\) where \([L:K]_i\) denotes the inseparable degree of \(L/K\).

Each finite field extension \(L/K\) is the compositum \(L=L_1\cdots L_\nu\) of simple finite field extensions \(L_i=K(\theta_i)\simeq K[x]/(f_i)\) where \(f_i(x)=f_i^{sep}(x^{p^{n_i}})=\sum_{j=0}^{s_i}\lambda_{ij}x^{jp^{n_i}}\in {\rm Irr}_m(K[x])\) is the minimal polynomial of the element \(\theta_i\) over \(K\) and \(\deg (f_i)=s_ip^{n_i}\). Theorem 8 is a new explicit criterion for \(L = L^{pi}L^{sep}\) which is given in terms of the coefficients \(\lambda_{ij}\) and the numbers \(s_i\) and \(n_i\).
(Theorem 8)

Suppose that \(L/K\) is a finite field extension of prime characteristic \(p>0\) which is the compositum \(L=L_1\cdots L_\nu\) of simple field extensions \(L_i=K(\theta_i)\simeq K[x]/(f_i)\), \(i=1, \ldots , \nu\) where \(f_i(x)=f_i^{sep}(x^{p^{n_i}})=\sum_{j=0}^{s_i}\lambda_{ij}x^{jp^{n_i}}\in {\rm Irr}_m(K[x])\) and \(\deg (f_i)=s_ip^{n_i}\). Then the following statements are equivalent:

  1. \(L = L^{pi}L^{sep}\).

  2. \(\lambda_{ij}^\frac{1}{p^{n_i}}\in L^{pi}\) for \(i=1, \ldots , \nu\) and \(j=0,1, \ldots , s_i-1\).

  3. \(L^{pi}= K\bigg(\lambda_{ij}^\frac{1}{p^{n_i}}\bigg| i=1, \ldots , \nu; j=0,1, \ldots , s_i-1\bigg)\).

  4. \(L^{pi}\supseteq K\bigg(\lambda_{ij}^\frac{1}{p^{n_i}}\bigg| i=1, \ldots , \nu; j=0,1, \ldots , s_i-1\bigg)\).

2 Explicit descriptions of the subfields \(L^{pi}\) and \(L^{pi}L^{sep}\) of a simple finite field extension \(L/K\)↩︎

In this section, for a simple field extension \(L/K\), Theorem 2 yields explicit descriptions of the maximal purely inseparable and separable subfields of \(L/K\), \(L^{pi}/K\) and \(L^{sep}/K\), and their compositum \(L^{pi}L^{sep}/K\) in terms of the coefficients of the polynomial \(f\) and its inseparability degree. We compute explicit numerical values for the following degrees: \([L^{pi}:K]\), \([L^{sep}:K]\), \([L^{pi}L^{sep}:L^{pi}]\), \([L^{pi}L^{sep}:L^{sep}]\) and \([L:L^{pi}\otimes L^{sep}]\). It further explains why the compositum \(L^{pi}L^{sep}\) is typically strictly contained in \(L\). For a simple field extension \(L/K\), Corollary 1 is an explicit criterion for \(L^{pi}=K\).
The equality \(L^{pi} L^{sep}=L^{pi}\otimes L^{sep}\). The equality \(L^{pi} L^{sep}=L^{pi}\otimes L^{sep}\) is known result. We give an alternative, Galois-theoretic proof of this fact. We use this fact often in the paper.

Theorem 1. Suppose that \(K\) is a field of prime characteristic \(p>0\) and \(L/K\) is a field extension. Then \(L^{pi} L^{sep}=L^{pi}\otimes L^{sep}\).

Proof. Clearly, \(L^{pi}\cap L^{sep}=K\) and there is a \(K\)-epimorphism \(\pi : L^{pi}\otimes L^{sep}\rightarrow L^{pi} L^{sep}\), \(a\otimes b\mapsto ab\). We haver to show that \({\rm ker } (\pi) = \{0\}\). Suppose that \({\rm ker } (\pi) \neq \{0\}\). We seek a contradiction. Then there is a nonzero element \(\alpha=\sum_{i=1}^na_i\otimes b_i \in {\rm ker } (\pi)\) where \(a_i\in L^{pi}\) and \(b_i\in L^{sep}\). Let \(A=K(a_1, \ldots , a_n)\) and \(B=K(b_1, \ldots , b_n)\). Then \(\alpha \in A\otimes B\), the extension \(A/K\) is a finite purely inseparable finite field extension and the extension \(B/K\) is a separable finite field extension. Since \(A\otimes B\subseteq L^{pi}\otimes L^{sep}\), we may assume that \[A =L^{pi}\;\; {\rm and}\;\; B=L^{sep}.\] Let \(L^{nor}\) be the normal closure of \(L^{sep}\) in \(\overline{K}\). Similarly, since \(L^{pi}\otimes L^{sep}\subseteq L^{pi}\otimes L^{nor}\), we may assume that \(L^{sep}=L^{nor}\), i.e. the finite field extension \(L^{sep}\) is a Galois field extension with Galois group \(G(L^{sep}/K)\). By the Primitive Element Theorem, \(L^{sep}=K(\theta)\) is a simple field extension where \(\theta\in L^{sep}\). Recall that if \(f(x)\in K[x]\) is the minimal polynomial of the element \(\theta\) over \(K\) then \[f(x)=\prod_{g\in G(L/K)}(x-g(\theta))\] and \(g(\theta)\in L^{sep}\) for all \(g\in G(L^{sep}/K)\). So, every automorphism \(h\in G(L^{sep}/K)\) permutes the roots \(\{ g(\theta)\, | \, g\in G(L^{sep}/K)\}\) of the polynomial \(f(x)\). Since the field extension \(L^{sep}/K\) is Galois, the field extension \(L^{pi}L^{sep}/L^{pi}=L^{pi}(\theta)/L^{pi}\) is also a Galois finite field extension such that the restriction map \[{\rm res}: G(L^{pi}L^{sep}/L^{pi})\rightarrow G(L^{sep}/K), \;\; \sigma\mapsto \sigma|_{L^{sep} }\] is a bijection (every automorphism of \(L^{sep}/K\) is necessarily uniquely extended to an automorphism of \(L^{pi}L^{sep}/L^{pi}\) by trivial action on the elements of \(L^{pi}\)). In particular, \[[L^{pi}L^{sep}:L^{pi}]=|G(L^{pi}L^{sep}/L^{pi})|=|G(L^{sep}/K)|=[L^{sep}:K].\] It follows from \(K\subseteq L^{pi}\subseteq L^{pi}L^{sep}=L^{pi}(\theta)\) that \[[L^{pi}L^{sep}:K]=[L^{pi}L^{sep}:L^{pi}][L^{pi}:K]=[L^{sep}:K][L^{pi}:K]=[L^{pi}\otimes L^{sep}:K],\] and so \(L^{pi} L^{sep}=L^{pi}\otimes L^{sep}\). ◻

Explicit descriptions of the subfields \(L^{pi}\), \(L^{sep}\) and \(L^{pi}L^{sep}\) of a simple field extension \(L/K\).

Definition 1. Suppose that \(K\) is a field of prime characteristic \(p>0\). Then each non-scalar polynomial \(f(x)\in K[x]\) admits a unique presentation

\[\label{f61fsepxn} f(x)=f^{sep}(x^{p^n})\;\; {\rm where}\;\; f^{sep}(x)\in K[x]\;\; {\rm is\; a\; separable\; polynomial\; and}\;\; n\geq 0.\qquad{(1)}\] The equality (?? ) is called a separable presentation of the polynomial \(f(x)\). The polynomial \(f^{sep}(x)\) is called the separable part of \(f\) and the natural number \(n\) is called the inseparability degree of \(f(x)\) and denoted by \(\deg_{\rm ins}(f)\).

For the polynomial \(f(x)=\sum_{i\geq 0} \mu_ix^i\), \({\rm coef}(f):= \{\mu_i\, | \, i\geq 0\}\) is the set of its coefficients. Clearly, \[\label{f61fsepxn-2} {\rm coef}(f)={\rm coef}(f^{sep}).\tag{2}\] Notice that \[\label{f61fsepxn-1} \deg(f)=p^n\deg (f^{sep})\;\; {\rm where}\;\; n=\deg_{\rm ins}(f).\tag{3}\] For the polynomial \(f(x)\) as in (?? ), \(f(x)=\sum_{i\geq 0} \lambda_ix^{ip^n}=\bigg(\sum_{i\geq 0} \lambda_i^\frac{1}{p^n} x^i\bigg)^{p^n}\), where \(n=\deg_{\rm ins}(f)\), and so

\[\label{f61fsepxn-3} f(x)=\bigg( {f^{sep}}^\frac{1}{p^n}\bigg)^{p^n}\;\; {\rm where}\;\; {f^{sep}}^\frac{1}{p^n}:=\sum_{i\geq 0} \lambda_i^\frac{1}{p^n} x^i\in K\Big({\rm coef}(f)^\frac{1}{p^n}\Big)[x]\tag{4}\] is a separable polynomial over the purely inseparable finite field extension \(K\Big({\rm coef}(f)^\frac{1}{p^n}\Big)/K\). Clearly, \[\label{f61fsepxn-4} {\rm roots}(f)={\rm roots}( {f^{sep}}^\frac{1}{p^n}).\tag{5}\]

Suppose that \(L=K(\theta)=K[x]/(f)\) is a simple field extension, where \(\theta\in L\), and the polynomial \(f(x)=f^{sep}(x^{p^n})\in K[x]\) is the minimal polynomial of \(\theta\). The following concepts are fundamental to providing explicit descriptions of the fields \(L^{pi}\) and \(L^{sep}\).

Definition 2. \[\begin{align} m_f:=m_{f,L}:=m_{f,L/K}&:=&\max\bigg\{ m'=0,1,\ldots , n\, \bigg| \, \lambda_i^\frac{1}{p^{m'}}\in L\;\; \text{ for all}\;\;i=0, \ldots , s-1\bigg\}\\ &=&\max\bigg\{ m'=0,1,\ldots , n\, \bigg| \, \lambda_i^\frac{1}{p^{m'}}\in L^{pi}\;\; \text{ for all}\;\;i=0, \ldots , s-1\bigg\},\\ f^{sep\frac{1}{p^{m_f}}}(x)&:=&\sum_{i=0}^s\lambda_i^\frac{1}{p^{m_f}}x^i\in L^{pi}[x]. \end{align}\]

Theorem 2.(2) shows that the number \(m_f\) is an isomorphism invariant of the field extension \(L/K\). There is a field diagram where the edges are labelled by the degrees of the corresponding field extensions, see Theorem 1 and Theorem 2 for details:

\[\tag{6} \begin{figure}\includegraphics[width=0.8\textwidth]{_pdflatex/puqtbsvl.png}\tag{7}\end{figure}\]

For a simple field extension \(L/K\), Theorem 2 gives explicit descriptions of the subfields \(L^{pi}/K\), \(L^{sep}/K\) and \(L^{pi}L^{sep}/K\) in terms of the coefficients of the polynomial \(f\) and its inseparability degree. Theorem 2 gives also explicit numerical values for the degrees \([L^{pi}:K]\), \([L^{sep}:K]\), \([L^{pi}L^{sep}:L^{pi}]\) and \([L^{pi}L^{sep}:L^{sep}]\) and \([L:L^{pi}\otimes L^{sep}]\). It also reveals the reason why, in general, the field \(L^{pi}L^{sep}\) is a proper subfield of \(L\). Theorem 2 yields several new criteria for \(L=L^{pi}L^{sep} (=L^{pi}\otimes L^{sep})\), see Theorem 3 and Theorem 8.

Theorem 2. Suppose that \(K\) is a field of prime characteristic \(p>0\), \(L/K\) is a simple finite field extension and \(L=K(\theta)=K[x]/(f(x))\) where \(f(x)=f^{sep}(x^{p^{n}})=\sum_{i=0}^s\lambda_ix^{ip^n}\in {\rm Irr}_m(K[x])\), \(\lambda_i\in K\), \(\lambda_s=1\) and \(m:=m_f\). Then:

  1. \(L^{sep}=K(\theta^{p^n})\simeq K[x]/(f^{sep}(x))\), \([L^{sep}:K]=\deg(f^{sep}(x))=s\) and \(f^{sep}(x)\in {\rm Irr}_m(K[x])\) is the minimal polynomial of the element \(\theta^n\) over the field \(K\).

  2. \(L^{pi}=K\Big(\lambda_0^\frac{1}{p^m}, \ldots , \lambda_{s-1}^\frac{1}{p^m}\Big)\), \([L^{pi}:K]=p^m\) and \(m=\max\Big\{m'=0,1,\ldots , n \, \Big| \, \theta^{p^{n-m'}}\in L^{pi}L^{sep} \Big\}=\max\Big\{m'=0,1,\ldots , n \, \Big| \, L^{p^{n-m'}}\subseteq L^{pi}L^{sep} \Big\}\). In particular, the number \(m\) is an isomorphism invariant of the field extension \(L/K\).

  3. \(L^{pi}L^{sep}=L^{pi}\otimes L^{sep}=L^{pi}(\theta^{p^{n-m}})\simeq L^{pi}[x]/(f^{sep\frac{1}{p^m}})\), \([L^{pi}L^{sep}:L^{pi}]= s\), \([L^{pi}L^{sep}:L^{sep}]= p^m\) and the polynomial \(f^{sep\frac{1}{p^m}}:=\sum_{i=0}^s\lambda_i^\frac{1}{p^m}x^i\in {\rm Irr}_m(L^{pi}[x])\) is the minimal polynomial of the element \(\theta^{p^{n-m}}\) over the field \(L^{pi}\).

  4. \(L=L^{pi}\otimes L^{sep}(\theta)=L^{pi}\otimes L^{sep}[x]/\Big(x^{p^{n-m}}- \theta^{p^{n-m}}\Big)\), \([L:L^{pi}\otimes L^{sep}]= p^{n-m}\) and \(x^{p^{n-m}}- \theta^{p^{n-m}}\in {\rm Irr}_m(L^{pi}\otimes L^{sep}[x])\) is the minimal polynomial of the element \(\theta\) over the field \(L^{pi}\otimes L^{sep}\). The finite field extension \(L/L^{pi}\otimes L^{sep}\) is a simple purely inseparable field extension of exponent \(n-m\).

  5. \((L/L^{pi})^{sep}=L^{pi}L^{sep}/L^{pi}\).

Proof. 1. By the definition, the polynomial \(f^{sep}\in K[x]\) is a separable polynomial such that \(f^{sep}(\theta^{p^n})=f(\theta)=0\). Therefore, \(K(\theta^{p^n})\subseteq L^{sep}\). In particular, the field extension \(L^{sep}/K(\theta^{p^n})\) is a separable field extension. In fact, the equality holds, \[K(\theta^{p^n})= L^{sep}.\] This follows from the field inclusions \(K\subseteq K(\theta^{p^n})\subseteq L^{sep}\subseteq L=K(\theta)\) and the facts that field extension \(L/K(\theta^{p^n})=K(\theta)/K(\theta^{p^n})\) is a purely inseparable field extension and its subfield extension \(L^{sep}/K(\theta^{p^n})\) is a separable field extension.

Since \(f(x)=f^{sep}(x^{p^n})\in {\rm Irr}_m(K[x])\), we have that \(f^{sep}(x)\in {\rm Irr}_m(K[x])\). Now, \[L^{sep}=K(\theta^{p^n})\simeq K[x]/(f^{sep}(x)).\] Hence, \([L^{sep}:K]=\deg(f^{sep}(x))=s\) and \(f^{sep}(x)\in {\rm Irr}_m(K[x])\) is the minimal polynomial of the element \(\theta^{p^n}\) over the field \(K\).

2–4. By statement 1, \(\theta^{p^n}\in L^{sep}\). This implies that the field extension \(L/L^{pi}L^{sep}=K(\theta)/L^{pi}L^{sep}\) is a purely inseparable field extension. Now, the equality \[m^*:=\max\Big\{m'\in \mathbb{N}\, | \, \theta^{p^{n-m'}}\in L^{pi}L^{sep} \Big\}=\max\Big\{m'\in \mathbb{N}\, | \, L^{p^{n-m'}}\subseteq L^{pi}L^{sep} \Big\}\] follows from the equality \(L=K(\theta)\). By the definition of the number \(m^*\) and the equality \(L^{sep}=K(\theta^{p^n})\), \[L^{pi}L^{sep}=L^{pi}(\theta^{p^{n-m^*}}).\]

(i) \(L=L^{pi}\otimes L^{sep}(\theta)=L^{pi}\otimes L^{sep}[x]/\Big(x^{p^{n-m^*}}- \theta^{p^{n-m^*}}\Big)\), \([L:L^{pi}\otimes L^{sep}]= p^{n-m^*}\) and \(x^{p^{n-m^*}}- \theta^{p^{n-m^*}}\in {\rm Irr}_m(L^{pi}\otimes L^{sep}[x])\) is the minimal polynomial of the element \(\theta\) over the field \(L^{pi}\otimes L^{sep}\). The finite field extension \(L/L^{pi}\otimes L^{sep}\) is a simple purely inseparable field extension of exponent \(n-m^*\): The statement (i) follows from the definition of the number \(m^*\).

(ii) \([L:L^{sep}]=p^n\) and \([L^{pi}L^{sep}:L^{sep}]=p^{m^*}\): By statement 1, \([L^{sep}:K]=\deg (f^{sep}(x))=s\), and so \[[L:L^{sep}]=\frac{[L:K]}{[L^{sep}:K]}=\frac{\deg (f)}{s}=\frac{sp^n}{s}=p^n.\] Now, the second equality in the statement (ii) follows from the statement (i), \[[L^{pi}L^{sep}:L^{sep}]=\frac{[L:L^{sep}]}{[L:L^{pi}L^{sep}]}=\frac{p^n}{p^{n-m^*}}=p^{m^*}.\]

(iii) \([L^{pi}L^{sep}:K]=sp^{m*}\) and \([L^{pi}:K]=p^{m^*}\): \[[L^{pi}L^{sep}:K]= [L^{pi}L^{sep}:L^{sep}][L^{sep}:K]=p^{m*}s,\]

\[[L^{pi}:K] = \frac{[L^{pi}:K][L^{sep}:K]}{[L^{sep}:K]} = \frac{[L^{pi}\otimes L^{sep}:K]}{[L^{sep}:K]}=\frac{p^{m^*}s}{s}=p^{m^*}.\]

(iv) \([L^{pi}L^{sep}:L^{pi}]=s\):

\[[L^{pi}L^{sep}:L^{pi}]= \frac{[L^{pi}L^{sep}:K]}{[L^{pi}:K]}=\frac{sp^{m^*}}{p^{m^*}} =s.\]

Notice that \(f^{sep,\frac{1}{p^{m^*}}}(x):=\sum_{i=0}^s\lambda_i^\frac{1}{p^{m^*}}x^i\in \overline{K}^{pi}[x]\) where \(\overline{K}^{pi}/K\) is the maximal purely inseparable field extension in \(\overline{K}/K\) (\(\overline{K}\) is the algebraic closure of \(K\)). Then the polynomial \(f^{sep,\frac{1}{p^{m^*}}}(x)\) is a monic polynomial of degree \(\deg\Big(f^{sep,\frac{1}{p^{m^*}}}(x)\Big)=s\) and the element \(\theta^{p^{n-m^*}}\) is a root of it: \[f^{sep,\frac{1}{p^{m^*}}}(\theta^{p^{n-m^*}})= \sum_{i=0}^s\lambda_i^\frac{1}{p^{m^*}}\theta^{ip^{n-m^*}}=\bigg(\sum_{i=0}^s\lambda_i \theta^{ip^n} \bigg)^\frac{1}{p^{m^*}}=\Big( f(\theta)\Big)^\frac{1}{p^{m^*}}= 0^\frac{1}{p^{m^*}} =0.\]

By the statement (iv) and the equality \(L^{pi}(\theta^{p^{n-m^*}})=L^{pi}L^{sep}\), \[[L^{pi}(\theta^{p^{n-m^*}}):L^{pi}]=[L^{pi}L^{sep}:L^{pi}]=s=\deg(f^{sep,\frac{1}{p^{m^*}}}).\] This implies that the polynomial \(f^{sep,\frac{1}{p^{m^*}}}(x)=\sum_{i=0}^s\lambda_i^\frac{1}{p^{m^*}}x^i\in L^{pi}[x]\) is the minimal polynomial of the element \(\theta^{p^{n-m^*}}\in L^{pi}L^{sep}\) over the field \(L^{pi}\). In particular, all its coefficients belong to the field \(L^{pi}\), i.e. \[\lambda_i^\frac{1}{p^{m^*}}\in L^{pi}\;\; \text{ for all}\;\;i=1, \ldots , s-1.\] Therefore, \(f^{sep,\frac{1}{p^{m^*}}}(x)\in {\rm Irr}_m(M^*[x])\) where \(M^*:=K\bigg(\lambda_0^\frac{1}{p^{m^*}}, \ldots , \lambda_{s-1}^\frac{1}{p^{m^*}}\bigg)\subseteq L^{pi}\).

The polynomial \(f^{sep,\frac{1}{p^{m^*}}}(x)=\sum_{i=0}^s\lambda_i^\frac{1}{p^{m^*}}x^i\in \in {\rm Irr}_m(M^*[x])\) is a separable polynomial over the field \(M^*\) (since it’s derivative is a nonzero polynomial). So, we have proven the statement (v).

(v) \(f^{sep,\frac{1}{p^{m^*}}}(x)\in {\rm Irr}_m(M^*[x])\) and the field extension \(M^*(\theta^{p^{n-m^*}})/M^*\) is a separable field extension of degree \([M^*(\theta^{p^{n-m^*}}):M^*]=\deg\Big(f^{sep,\frac{1}{p^{m^*}}}(x)\Big)=s\).

(vi) \(L^{pi}(\theta^{p^{n-m^*}})=M^*(\theta^{p^{n-m^*}})\): There is a chain of fields \[L^{sep}=K(\theta^{p^n})\subseteq M^*(\theta^{p^{n-m^*}})\subseteq L^{pi}(\theta^{p^{n-m^*}})=L^{pi}L^{sep}\subseteq L=K(\theta).\] Since \(p^{n-m^*}\stackrel{{\rm (i)}}{=}[L:L^{pi}L^{sep}]=[L:L^{pi}(\theta^{p^{n-m^*}})]\leq [L:M^*(\theta^{p^{n-m^*}})]\leq p^{n-m^*}\) , we must have \[[L:L^{pi}(\theta^{p^{n-m^*}})]= [L:M^*(\theta^{p^{n-m^*}})].\] Now, the inclusion \(L^{pi}(\theta^{p^{n-m^*}})\supseteq M^*(\theta^{p^{n-m^*}})\) implies the equality \(L^{pi}(\theta^{p^{n-m^*}})=M^*(\theta^{p^{n-m^*}})\).

(vii) \([M^*:K]=p^{m^*}\): By the statement (vi), there is a diagram of fields where the numbers at the edges are the degrees of the corresponding field extensions:

\[\begin{tikzpicture}[scale=1.8, every node/.style={font=\normalsize}] \node (A) at (0,0) {K}; \node (B) at (-1.2,0.9) {M^*}; \node (D) at (1.2,0.9) {L^{sep}=K(\theta^{p^n})}; \node (C) at (0,1.7) {L^{pi}(\theta^{p^{n-m^*}})=M^*(\theta^{p^{n-m^*}})}; \draw (C) -- node[right] {p^{m^*}} (D); \draw (D) -- node[right] {s} (A); \draw (A) -- node[left] {} (B); \draw (B) -- node[left] {s} (C); \end{tikzpicture}\]

The equalities \([L^{sep}:K]=s\), \([M^*(\theta^{p^{n-m}}):M^*]=s\) and \[[M^*(\theta^{p^{n-m}}):L^{sep}]= [L^{pi}(\theta^{p^{n-m^*}}):L^{sep}]= [L^{pi}L^{sep}:L^{sep}] =p^{m^*}\] follow from statement 1 and the statements (v) and (ii), respectively. Now, the diagram yields the equality \([M^*:K]= p^{m^*}\): \[[M^*:K]=\frac{[M^*(\theta^{p^{n-m}}):L^{sep}][L^{sep}:K]}{[M^*(\theta^{p^{n-m}}):M^*]}= \frac{p^{m^*}s}{s} =p^{m^*}.\]

(viii) \(L^{pi}=M^*\) and \(\Big( L^{pi}\Big)^{p^{m^*}}\subseteq K\): By the statements (iii) and (vii), \([L^{pi}:K]=p^{m^*}=[M^*:K]\). Then the equality \(L^{pi}=M^*\) follows from the inclusion \(L^{pi}\supseteq M^*\). The equality \(L^{pi}=M^*\) yields the inclusion \[\Big( L^{pi}\Big)^{p^{m^*}}=\Big( M^*\Big)^{p^{m^*}}=\bigg( K\bigg(\lambda_0^\frac{1}{p^{m^*}}, \ldots , \lambda_{s-1}^\frac{1}{p^{m^*}}\bigg)\bigg)^{p^{m^*}}\subseteq K.\] (ix) \((L/L^{pi})^{sep}=L^{pi}L^{sep}/L^{pi}\): Since the field extension \(L^{pi}L^{sep}/L^{pi}\) is a separable field extension, we have the inclusion \[(L/L^{pi})^{sep}\supseteq L^{pi}L^{sep}/L^{pi}.\] Since the field extension \(L/L^{pi}L^{sep}=K(\theta)/L^{pi}(\theta^{p^{n-m^*}})\) is purely inseparable, we must have the equality the equality \((L/L^{pi})^{sep}=L^{pi}L^{sep}/L^{pi}\).

(x) \(m^*=m\): By the definition of the number \(m^*\), \[\theta^\frac{1}{p^{n-m'}}\not\in L^{pi}\otimes L^{sep}\;\; \text{for all m' such thatm^*<m'\leq n. }\] By the statements (v) and (viii), \(f^{sep,\frac{1}{p^{m^*}}}(x)\in {\rm Irr}_m(M^*[x])={\rm Irr}_m(L^{pi}[x])\). By the definition of the number \(m=m_f\), \[f^{sep,\frac{1}{p^{m}}}(x):=\sum_{i=0}^s\lambda_i^\frac{1}{p^m} x^i\in L^{pi}[x].\] Therefore, \(m^*\leq m\) (by the maximality of \(m\)). Since \(f(x)\in {\rm Irr}_m(K[x])\), \(f(x)=\Big(f^{sep,\frac{1}{p^{m}}}(x^{p^{n-m}}) \Big)^{p^m}\) and \(\Big( L^{pi}\Big)^{p^{m^*}}\subseteq K\) (the statement (viii)), the polynomial \(f^{sep,\frac{1}{p^{m}}}(x)\in L^{pi}[x]\) is an irreducible polynomial over the field \(L^{pi}\). Otherwise, \(f^{sep,\frac{1}{p^{m}}}(x)=a(x)b(x)\) for some non-scalar polynomials \(a(x), b(x)\in L^{pi}[x]\), and so \[f(x)=\bigg(f^{sep,\frac{1}{p^{m}}}(x^{p^{n-m}}) \bigg)^{p^m}=\bigg(a(x^{p^{n-m}})b(x^{p^{n-m}}) \bigg)^{p^m}=a(x^{p^{n-m}})^{p^m}b(x^{p^{n-m}})^{p^m}\] where \(a(x^{p^{n-m}})^{p^m}, b(x^{p^{n-m}})^{p^m}\in K[x]\backslash K\), a contradiction.

The polynomial \(f^{sep,\frac{1}{p^{m}}}(x)\in L^{pi}[x]\) is a separable polynomial over the field \(L^{pi}\) (since it is an irreducible polynomial over \(L^{pi}\) and its derivative is a nonzero polynomial). The equality \[0=f(\theta)=\Big(f^{sep,\frac{1}{p^{m}}}(\theta^{p^{n-m}}) \Big)^{p^m}\] implies the equality \(f^{sep,\frac{1}{p^{m}}}(\theta^{p^{n-m}})=0\). This means that \[\theta^{p^{n-m}}\in (L/L^{pi})^{sep}\stackrel{{\rm (ix)}}{=}L^{pi}L^{sep}/L^{pi}.\] Now, we must have \(m^*=m\) (since otherwise, \(m^*<m\) and \(\theta^{n-m}\not\in L^{pi}L^{sep}\), a contradiction).

(xi) \(\max\{m'\in \mathbb{N}\, | \, \theta^{p^{n-m'}}\in L^{pi}L^{sep} \}=\max\{m'\in \mathbb{N}\, | \, L^{p^{n-m'}}\subseteq L^{pi}L^{sep} \}\): By statement 1, the field extension \(L/L^{pi}L^{sep}=K(\theta)/L^{pi}L^{sep}\) is a purely inseparable field extension since \(\theta^{p^n}\in L^{sep}\). Now, the equality in the statement (xi) follows from the equality \(L=K(\theta)\).

(xii) The number \(m\) is an isomorphism invariant of the field extension \(L/K\): By the definition, the number \(m^*=\max\{m'\in \mathbb{N}\, | \, L^{p^{n-m'}}\subseteq L^{pi}L^{sep} \}\) (the statement (xi)) is an isomorphism invariant of the field extension \(L/K\). Hence, so is the number \(m=m^*\) (the statement (x)). ◻

The invariant \(m_f\) and the maximal purely inseparable subfield \(L^{pi}\) of \(L\). By Theorem 2.(2), \(L^{pi}=K\Big(\lambda_0^\frac{1}{p^{m_f}}, \ldots , \lambda_{s-1}^\frac{1}{p^{m_f}}\Big)\). Therefore, the invariant \(m_f\) uniquely determines the field \(L^{pi}\). For natural numbers \(m\geq 1\) and \(s\geq 0\), let \[\mathbb{N}_{<p^m}^s:=\Big\{ \alpha =(\alpha_0,\alpha_1, \ldots , \alpha_{s-1})\, \Big| \, 0\leq \alpha_i< p^m\; {\rm for}\;\; i=0,1,\ldots, s-1 \Big\}.\] Lemma 1 provides two different methods for determining the invariant \(m_f\).

Lemma 1. Suppose that \(K\) is a field of prime characteristic \(p>0\), \(L/K\) is a simple finite field extension and \(L=K(\theta)=K[x]/(f(x))\) where \(f(x)=f^{sep}(x^{p^{n}})=\sum_{i=0}^s\lambda_ix^{ip^n}\in {\rm Irr}_m(K[x])\), \(\lambda_i\in K\) and \(\lambda_s=1\). Then:

  1. The number \(m_f\) is the maximal number \(m\in \{ 0,1,\ldots , n\}\) such that there exists (necessarily unique) elements \(\lambda_{m, i,j}\in K\) such that \[\lambda_i^\frac{1}{p^m}=\sum_{j=0}^{sp^n-1}\lambda_{m,i,j}\theta^j,\;\;i=0,1,\ldots , s-1,\] or, equivalently, \[\lambda_i=\sum_{j=0}^{sp^n-1}\lambda_{m,i,j}^{p^m}\theta^{jp^m},\;\;i=0,1,\ldots , s-1.\]

  2. The number \(m_f\) is the maximal number \(m\in \{ 0,1,\ldots , n\}\) such that there exist elements \(\gamma_{m, i}=\sum_{\alpha \in \mathbb{N}_{<p^m}^s} \gamma_{m,i,\alpha} \lambda^\frac{\alpha}{p^m}\), \(i=0,1,\ldots , s-1\), where \(\gamma_{m,i,\alpha}\in K\), \(\alpha =(\alpha_0,\alpha_1, \ldots , \alpha_{s-1})\) and \(\lambda^\frac{\alpha}{p^m}:=\prod_{j=0}^{s-1}\lambda_j^\frac{\alpha_j}{p^m}\), such that \[\theta^{p^{n-m}}=\sum_{i=0}^{s-1}\gamma_{m,i}\theta^{ip^n},\] or, equivalently, \[\theta^{p^n}=\sum_{i=0}^{s-1}\gamma_{m,i}^{p^m}\theta^{ip^{n+m}}\] where \(\gamma_{m,i}^{p^m}=\sum_{\alpha \in \mathbb{N}_{<p^m}^s} \gamma_{m,i,\alpha}^{p^m} \lambda^{\alpha}\in K\) and \(\lambda^{\alpha} =\prod_{j=0}^{s-1}\lambda_j^{\alpha_j}\).

Proof. 1. By the definition, \(m_f=\max\bigg\{ m=0,1,\ldots , n\, \bigg| \, \lambda_i^\frac{1}{p^{m}}\in L\) for all \(i=0, \ldots , s-1\bigg\}\). Now, statement 1 follows from the equalities \(L=\bigoplus_{i=0}^{sp^n-1}K\theta^i\) and \(L^{pi}=K\Big(\lambda_0^\frac{1}{p^{m_f}}, \ldots , \lambda_{s-1}^\frac{1}{p^{m_f}}\Big)\) (Theorem 2.(2)).

2. By Theorem 2.(1,3) and Theorem 2.(2), \[\begin{align} L^{pi}L^{sep}&=&L^{pi}\otimes L^{sep}=L^{pi}\otimes K(\theta^{p^n})=\bigoplus_{i=0}^{s-1}L^{pi}\theta^{ip^n},\\ L^{pi}&=&K\Big(\lambda_0^\frac{1}{p^{m_f}}, \ldots , \lambda_{s-1}^\frac{1}{p^{m_f}}\Big)=\sum_{\alpha\in \mathbb{N}_{<p^{m_f}}}K\lambda^\frac{\alpha}{p^{m_f}}, \end{align}\] respectively. By Theorem 2.(4), the number \(m_f\) is the maximal number \(m\in \{ 0,1,\ldots , n\}\) such that \(\theta^{p^{n-m}}\in L^{pi}L^{sep}\). Now, statement 2 follows. ◻

In statement 1, for each \(i=0,1,\ldots , s-1\), the coefficients \(\lambda_{m,i,j}^{p^m}\in K^{p^n}\subseteq K\) in the equation \[\lambda_i=\sum_{j=0}^{sp^n-1}\lambda_{m,i,j}^{p^m}\theta^{jp^m}\] are exactly the solutions to the linear system generated by reducing the sum modulo \(f(\theta) = 0\) using the relations established by \(\lambda_i\).

Similarly, in statement 2, the coefficients \(\gamma_{m,i}^{p^m}\in K^{p^n}\subseteq K\) in the equation \[\theta^{p^n}=\sum_{i=0}^{s-1}\gamma_{m,i}^{p^m}\theta^{ip^{n+m}}\] are exactly the solutions to the linear system generated by reducing the sum modulo \(f(\theta) = 0\) using the relations established by \(\lambda_i\).
Criterion for \(L^{pi}=K\) for a simple field extension \(L/K\). For a simple field extension \(L/K\), Corollary 1 is an explicit criterion for \(L^{pi}=K\).

Corollary 1. Suppose that \(K\) is a field of prime characteristic \(p>0\), \(L/K\) is a simple finite field extension and \(L=K(\theta)=K[x]/(f(x))\) where \(f(x)=f^{sep}(x^{p^{n}})=\sum_{i=0}^s\lambda_ix^{ip^n}\in {\rm Irr}_m(K[x])\), \(\lambda_i\in K\) and \(\lambda_s=1\). Then the following statements are equivalent:

  1. \(L^{pi}=K\).

  2. Either \(n=0\) or \(n\geq 1\) and \(\lambda_i^\frac{1}{p}\not\in L\) for some index \(i\in \{ 0,1,\ldots, s-1\}\).

  3. \(m_f=0\).

  4. \([L:L^{sep}]=n\).

Proof. By Theorem 2 or diagram (6 ), \(L^{pi}=K\) iff \(m_f=0\) iff either \(n=0\) or \(n\geq 1\) and \(\lambda_i^\frac{1}{p}\not\in L\) for some index \(i\in \{ 0,1,\ldots, s-1\}\) and \(m_f=0\) iff \([L:L^{sep}]=n\). ◻

Example 1 (An example where \(L^{pi}=K\)). Let \(p > 2\) be a prime, \(K = \mathbb{F}_p(u, v)\) be the field of rational functions in two variables over \(\mathbb{F}_p\) and \(L = K(\theta)\) where \(\theta\) is a root of the irreducible polynomial \[f(x) = x^{2p} + ux^p + v.\] Clearly, \(f^{sep}(x)=x^2 + ux + v\) and \(n:=\deg_{\rm ins}(f)=1\). Since \(u^\frac{1}{p}\not \in L\), we have that \(m_f=0\) and then, by Corollary 1, \(L^{pi}=K\).

Criteria for \(L = L^{pi}L^{sep}\) where \(L/K\) is a simple finite field extension. For a simple field extension \(L/K\) of prime characteristic \(p>0\), Theorem 3 presents new explicit criteria for \(L=L^{pi}L^{sep}\).

Theorem 3. Suppose that \(K\) is a field of prime characteristic \(p>0\), \(L/K\) is a simple finite field extension and \(L=K(\theta)=K[x]/(f(x))\) where \(f(x)=f^{sep}(x^{p^{n}})=\sum_{i=0}^s\lambda_ix^{ip^n}\in {\rm Irr}_m(K[x])\), \(\lambda_i\in K\) and \(\lambda_s=1\). Then the following statements are equivalent:

  1. \(L = L^{pi}L^{sep}\Big(=L^{pi}\otimes L^{sep}\Big)\).

  2. \(\lambda_i^\frac{1}{p^n}\in L\) for all \(i=1, \ldots , s-1\), i.e. \(m_f=n\).

  3. \(L^{pi}=K\Big( \lambda_0^\frac{1}{p^n}, \ldots , \lambda_{s-1}^\frac{1}{p^n} \Big)\).

Proof. \((1\Leftrightarrow 2)\) By Theorem 2.(4), \([L:L^{pi}\otimes L^{sep}]=p^{n-m_f}\) and the result follows.

\((2\Leftrightarrow 3)\) By Theorem 2.(2), the equality \(m_f=n\) is equivalent to the equality \(L^{pi}=K\Big( \lambda_0^\frac{1}{p^n}, \ldots , \lambda_{s-1}^\frac{1}{p^n} \Big)\). ◻

Example 2 (A counterexample where \(L \neq L^{pi}L^{sep}\)). Let \(p > 2\) be a prime, \(K = \mathbb{F}_p(u, v)\) be the field of rational functions in two variables over \(\mathbb{F}_p\) and \(L = K(\theta)\) where \(\theta\) is a root of the irreducible polynomial \[f(x) = x^{2p} + ux^p + v.\] Clearly, \(f^{sep}(x)=x^2 + ux + v\) and \(n:=\deg_{\rm ins}(f)=1\). Since \(u^\frac{1}{p}\not \in L\), we have that \(m_f=0\neq 1=n\) and then, by Theorem 3, \(L \neq L^{pi}L^{sep}\).

3 Explicit descriptions of the subfields \((NL)^{pi}\) and \((NL)^{pi}(NL)^{sep}\) of \(NL/N\) where \(L/K\) is a simple field extension and \(N/K\) is a purely inseparable field extension↩︎

In this section, for a simple field extension \(L/K=K(\theta)/K\) and a purely inseparable field extension \(N/K\) (not necessarily finite), Theorem 4 describes the structure of the compositum \(NL\), the degree \([NL:N]\) and the minimal polynomial for the simple field extension \(NL/N\). Theorem 5 yields explicit descriptions of the following subfields of \(NL/N\)\((NL)^{pi}/N\), \((NL)^{sep}/N\) and their compositum \((NL)^{pi}(NL)^{sep}/N\) – in terms of the coefficients of the minimal polynomial \(f\) of the element \(\theta\in L\) over \(K\) and two natural numbers (that are field invariants) \(m_{f,N}\) and \(m_{f,N(\theta)}\) associated with \(f\), \(N\) and \(NL\). We compute explicit numerical values for the following degrees: \([(NL)^{pi}:N]\), \([(NL)^{sep}:N]\), \([(NL)^{pi}(NL)^{sep}:(NL)^{pi}]\), \([(NL)^{pi}(NL)^{sep}:(NL)^{sep}]\) and \([L:(NL)^{pi}(NL)^{sep}]\). Corollary 3 is an explicit criterion for \((NL)^{pi}=N\). Theorem 6 is an explicit criteria for \(NL=(NL)^{pi}(NL)^{sep}\).
The structure of the field extension \(NL=N (\theta)\) where \(N/K\) is a purely inseparable field extension. Suppose that \(L=K(\theta)=K[x]/(f)\) is a simple field extension, where \(\theta\in L\), and the polynomial \(f(x)=f^{sep}(x^{p^n})=\sum_{i=0}^s\lambda_ix^{ip^n}\in {\rm Inn}_m(K[x])\) is the minimal polynomial of \(\theta\).

Definition 3. For a purely inseparable field extension \(N/K\), let \[\begin{align} m_{f,N}&:=&\max\bigg\{ m'=0,1,\ldots , n\, \bigg| \, \lambda_i^\frac{1}{p^{m'}}\in N\;\; \text{ for all}\;\;i=0, \ldots , s-1\bigg\},\\ f_N(x)&:=&\sum_{i=0}^s\lambda_i^\frac{1}{p^{m_{f,N}}}x^{ip^{n-m_{f,N}}}\in N[x],\\ f^{sep}_N(x)&:=&\sum_{i=0}^s\lambda_i^\frac{1}{p^{m_{f,N}}}x^i\in N[x],\\ M_{f,N}&:=&K\bigg(\lambda_0^\frac{1}{p^{m_{f,N}}}, \ldots , \lambda_{s-1}^\frac{1}{p^{m_{f,N}}}\bigg). \end{align}\]

Notice that the field extension \(M_{f,N}/K\) is a purely inseparable finite field extension, \(M_{f,N}\subseteq N\) and \(M_{f,N}=M_{f,M_{f,N}}\).

Proposition 1. Suppose that \(K\) is a field of prime characteristic \(p>0\), \(L/K\) is a simple finite field extension and \(L=K(\theta)=K[x]/(f(x))\) where \(f(x)=f^{sep}(x^{p^{n}})=\sum_{i=0}^s\lambda_ix^{ip^n}\in {\rm Irr}_m(K[x])\), \(\lambda_i\in K\), \(\lambda_s=1\) and \(N/K\) is a purely inseparable field extension such that \(N^{p^{m_{f,N}}}\subseteq K\). Then:

  1. \(f_N\in {\rm Irr}_m(N[x])\), \(f_N\in {\rm Irr}_m (M_{f,N}[x])\), \(f= f_N^{p^{m_{f,N}}}\), \(\deg (f_N)=sp^{n-m_{f,N}}\) where \(M_{f,N}=K\bigg(\lambda_0^\frac{1}{p^{m_{f,N}}}, \ldots , \lambda_{s-1}^\frac{1}{p^{m_{f,N}}}\bigg)\).

  2. \(N(\theta)\simeq N[x]/(f_N)\) and \([N(\theta):N]=\deg (f_N)=sp^{n-m_{f,N}}\).

  3. \(M_{f,N}(\theta)\simeq M_{f,N}[x]/(f_N)\) and \([M_{f,N}(\theta):M_{f,N}]=\deg (f_N)=sp^{n-m_{f,N}}\).

Proof. 1. The equality \(f_= f_N^{p^{m_{f,N}}}\) is obvious.

Suppose that \(f_N\not\in {\rm Irr}_m(N[x])\) and we seek a contradiction. Then \(f_N(x)=ab\) for some non-scalar polynomials \(a,b\in N[x]\). Then \(a^{p^{m_{f,N}}}, b^{p^{m_{f,N}}}\in K[x]\) (since \(N^{p^{m_{f,N}}}\subseteq K\)) and \[f= f_N^{p^{m_{f,N}}}=\Big(ab \Big)^{p^{m_{f,N}}}=a^{p^{m_{f,N}}}b^{p^{m_{f,N}}}.\] Therefore, \(f\not\in {\rm Irr}_m(K[x])\), a contradiction. Thus, \(f_N\in {\rm Irr}_m(N[x])\), and so \(f_N\in {\rm Irr}_m\bigg(K\bigg(\lambda_0^\frac{1}{p^{m_{f,N}}}, \ldots , \lambda_{s-1}^\frac{1}{p^{m_{f,N}}}\bigg)\bigg)\) (since \(K\bigg(\lambda_0^\frac{1}{p^{m_{f,N}}}, \ldots , \lambda_{s-1}^\frac{1}{p^{m_{f,N}}}\bigg)\subseteq N\)).

2. Statement 2 follows from statement 1.

3. Statement 3 follows from statement 1. ◻

For the irreducible polynomial \(f(x)=f^{sep}(x^{p^{n}})=\sum_{i=0}^s\lambda_ix^{ip^n}\in {\rm Irr}_m(K[x])\) where \(\lambda_i\in K\) and \(\lambda_s=1\), there is a tower of purely inseparable finite field extensions \[\label{Nfi-tower} N_{f,0}:=K\subset N_{f,1}\subset \cdots \subset N_{f,i}\subset \cdots \subset N_{f,n} \;\; {\rm where}\;\; N_{f,i}:=K\bigg(\lambda_0^\frac{1}{p^i}, \ldots , \lambda_{s-1}^\frac{1}{p^i}\bigg).\tag{8}\] Indeed, since \(f(x)=f^{sep}(x^{p^{n}})=\sum_{i=0}^s\lambda_ix^{ip^n}\in {\rm Irr}_m(K[x])\), we must have the proper inclusion \(K\subset N_{f,1}\) (provided \(n\geq 1\)) which implies the proper inclusions in the tower of subfields (by the definition of the fields \(N_{f,i}\)). Therefore,

\[\label{Nfi-exp} \exp (N_{f,i}/K)=i\;\; \text{ for all}\;\;i=0, 1, \ldots , n\tag{9}\] where \(\exp (N_{f,i}/K)\) is the exponent of the purely inseparable field extension \(N_{f,i}/K\) (i.e. \(i\) is the minimal natural number such that \(N_{f,i}^{p^i}\subseteq K\)). In particular, \[\label{Nfi} N_{f,i}^{p^i}\subseteq K\;\; \text{ for all}\;\; i=0, 1, \ldots , n.\tag{10}\] Notice, that the polynomial \(f\) is a separable polynomial iff \(n=0\) iff the tower of subfields in (8 ) consists of the single subfield \(K\). Corollary 2 describes the field extensions \(N_{f,i}(\theta)\) where \(i=0,1,\ldots, n\).

Corollary 2. Suppose that \(K\) is a field of prime characteristic \(p>0\), \(L/K\) is a simple finite field extension and \(L=K(\theta)=K[x]/(f(x))\) where \(f(x)=f^{sep}(x^{p^{n}})=\sum_{i=0}^s\lambda_ix^{ip^n}\in {\rm Irr}_m(K[x])\), \(\lambda_i\in K\), \(\lambda_s=1\) and \(N_i=N_{f,i}=K\bigg(\lambda_0^\frac{1}{p^i}, \ldots , \lambda_{s-1}^\frac{1}{p^i}\bigg)\) for \(i=0,1,\ldots , n\). Then:

  1. \(f_{N_i}=\sum_{j=0}^s\lambda_j^\frac{1}{p^i} x^{ip^{n-i}}\in {\rm Irr}_m(N_i[x])\), \(f= f_{N_i}^{p^i}\) and \(\deg (f_{N_i})=sp^{n-i}\).

  2. \(N_i(\theta)\simeq N_i[x]/(f_{N_i})\) and \([N_i(\theta):N_i]=\deg (f_N)=sp^{n-m_{f,N}}\).

Proof. By (9 ), \(m_{f,N_i}=i\) for all \(i=0,1,\ldots, n\). Now, by (10 ), the corollary follows from Proposition 1. ◻

The following lemma is used in the proof of Theorem 4.

Lemma 2. Suppose that \(K\) is a field of prime characteristic \(p>0\) and \(\phi\in {\rm Irr}(K[x])\) is an irreducible separable polynomial. Then \(\phi\in {\rm Irr}(N[x])\) is an irreducible separable polynomial for all purely inseparable field extensions \(N/K\).

Proof. Suppose that the polynomial \(\phi\) is a reducible polynomial over the field \(N\). Then \(\phi = ab\) for some nonscalar polynomials \(a,b\in N[x]\). By the assumption the polynomial \(\phi \in K[x]\) is a separable polynomial over \(K\). Therefore, \(\phi = \prod_{i=1}^d(x-\theta_i)\) where \(d=\deg (\phi)\) and \(\theta_1, \ldots , \theta_d\in \overline{K}^{sep}\) are distinct roots of the polynomial \(\phi\) (by the separability of \(\phi\)). Then, up to order of the roots of \(\phi\), \[a=\prod_{i=1}^n (x-\theta_i)=\sum_{i=0}^n (-1)^is_i(\theta_1, \ldots ,\theta_n)x^{n-i} \;\] where \(s_i (x_1, \ldots , x_n)\) is the elementary symmetric polynomial/function of degree \(i\) in the variables \(x_1, \ldots , x_n\) for \(i=1,\ldots, n\) and \(s_0 (x_1, \ldots , x_n):=1\). Since \(\theta_1, \ldots , \theta_d\in \overline{K}^{sep}\) and \(a\in N[x]\), the coefficients of the polynomial \(a\) belong to the intersection \(\overline{K}^{sep}\cap N=K\), i.e. \(a\in K[x]\). By symmetry, \(b\in K[x]\). Therefore, the polynomial \(f=ab\) is a reducible polynomial over \(K\), a contradiction. ◻

For a purely inseparable field extension \(N/K\), Theorem 4 describes the structure of the compositum \(NL=N(\theta)\).

Theorem 4. Suppose that \(K\) is a field of prime characteristic \(p>0\), \(L/K\) is a simple finite field extension and \(L=K(\theta)=K[x]/(f(x))\) where \(f(x)=f^{sep}(x^{p^{n}})=\sum_{i=0}^s\lambda_ix^{ip^n}\in {\rm Irr}_m(K[x])\), \(\lambda_i\in K\), \(\lambda_s=1\) and \(N/K\) is a purely inseparable field extension. Then:

  1. \(f_N=\sum_{i=0}^s\lambda_i^\frac{1}{p^{m_{f,N}}}x^{ip^{n-m_{f,N}}}\in {\rm Irr}_m(N[x])\), \(f_N\in {\rm Irr}_m (M_{f,N}[x])\), \(f= f_N^{p^{m_{f,N}}}\), \(\deg (f_N)=sp^{n-m_{f,N}}\) where \(M_{f,N}=K\bigg(\lambda_0^\frac{1}{p^{m_{f,N}}}, \ldots , \lambda_{s-1}^\frac{1}{p^{m_{f,N}}}\bigg)\).

  2. \(N(\theta)\simeq N[x]/(f_N)\) and \([N(\theta):N]=\deg (f_N)=sp^{n-m_{f,N}}\).

Proof. 1. Clearly, \(g:=\sum_{i=0}^s\lambda_i^\frac{1}{p^n}x^i\in N_{f,n}[x]\).

(i) The polynomial \(g\in {\rm Irr}_m(N_{f,n}[x])\) is a monic irreducible separable polynomial over the field \(N_{f,n}\): By Corollary 2.(1), \[g=f_{N_{f,n}}\in {\rm Irr}_m(N_{f,n}[x]).\] Therefore, the polynomial \(g\) is a separable polynomial over the field \(N_{f,n}\) (since the polynomial \(g\) is an irreducible polynomial over \(N_{f,n}\) and \(\frac{dg}{dx}\neq 0\)).

(ii) For all purely inseparable field extensions \(N/K\) such that \(N_{f,n}\subseteq N\), the polynomial \(g\in {\rm Irr}_m(N[x])\) is a monic irreducible separable polynomial over the field \(N\): The statement (ii) follows from the statement (i) and Lemma 2.

(iii) For each \(j=0,1,\ldots , n\), \(K({\rm coef} (g^{p^j}))=N_{f,n-j}\): The statement (iii) follows from the equality \[g^{p^j}=\sum_{i=0}^s\lambda_i^\frac{1}{p^{n-j}}x^{ip^{n-j}}.\] (iv) \(K\Big({\rm coef}\Big(g^{i_\delta p^\delta}\Big)\Big) N_{f,n-\delta-1}=N_{f,n-\delta}\) for all natural numbers \(i=i_\delta p^\delta\) where \(i_\delta=1,\ldots , p-1\) and \(\delta=0,1,\ldots , n\): By the statement (iii) and the inclusion \(N_{f,n-\delta}\supseteq N_{f,n-\delta-1}\), \[N_{f,n-\delta}=K\Big({\rm coef} \Big(g^{p^\delta}\Big)\Big) \supseteq K\Big({\rm coef}\Big(g^{i_\delta p^\delta}\Big)\Big) N_{f,n-\delta-1}.\] Since \({\rm gcd } (i_\delta, p)=1\), \(\alpha i_\delta-\beta p=1\) for some integers \(\alpha,\beta \geq 1\) (take \(\alpha\in \{ 0,1, \ldots, p-1\}\) such that \(\alpha =i_\delta^{-1}\in \mathbb{F}_p\)). It follows from the equalities and the inclusions, \[g^{p^\delta}=g^{1\cdot p^\delta}=g^{(\alpha i_\delta-\beta p)p^\delta}=\frac{g^{\alpha i_\delta p^\delta}}{g^{\beta p^{\delta+1}}}, \;\; {\rm coef}\Big(g^{\alpha i_\delta p^\delta}\Big)\subseteq {\rm coef}\Big(g^{ i_\delta p^\delta}\Big) \;\; {\rm and}\;\; {\rm coef}\Big(g^{\beta p^{\delta+1}}\Big)\subseteq N_{n-\delta-1},\] that \(N_{f,n-\delta}=K({\rm coef} \Big(g^{p^\delta}\Big)\Big) \subseteq K\Big({\rm coef}\Big(g^{i_\delta p^\delta}\Big)\Big) N_{f,n-\delta-1},\) and the statement (iv) follows.

(v) For all natural numbers \(i=\sum_{\nu=0}^\mu i_\nu p^\nu\) where \(i_\nu \in \{ 0,1,\ldots , p-1\}\) and \(\mu \leq n\), \[K\Big( {\rm coef}(g^i)\Big)N_{f,n-\delta-1}=K\Big({\rm coef}\Big(g^{i_\delta p^\delta}\Big)\Big)N_{f,n-\delta-1}=N_{f,n-\delta}\;\; {\it where} \;\; \delta:=\min \{\nu \, | \, i_\nu\neq 0\}:\] It suffices to show that the first equality holds since the second one is the statement (iv). In view of the statement (iv), we may assume that \(\delta<\mu\). By the statement (iii), \[g^i=\prod_{\nu=\delta}^\mu \Big(g^{p^\nu}\Big)^{i_\nu}\in g^{i_\delta p^\delta}\prod_{\nu>\delta}^\mu N_{f,n-\nu}[x] \subseteq g^{i_\delta p^\delta} N_{f,n-\delta-1}[x]\] since \(N_{f,n-\delta}\supset N_{f,n-\delta-1}\supset \cdots \supset N_{f,-1}\supset N_{f,0}=K\). Therefore, \(K\Big({\rm coef}(g^i)\Big)\subseteq K\Big({\rm coef}\Big(g^{i_\delta p^\delta}\Big)\Big) N_{f,n-\delta-1}\). Hence, \[K\Big({\rm coef}(g^i)\Big)N_{f,n-\delta-1}\subseteq K\Big({\rm coef}\Big(g^{i_\delta p^\delta}\Big)\Big) N_{f,n-\delta-1}.\] The equality \(g^{i_\delta p^\delta}=\frac{g^i}{\prod_{\nu>\delta}^\mu \Big(g^{p^\nu}\Big)^{i_\nu}}\) implies the inclusion \(K\Big({\rm coef}\Big(g^{i_\delta p^\delta}\Big)\Big)\subseteq K\Big({\rm coef}(g^i)\Big)N_{f,n-\delta-1}\). Hence, \[K\Big({\rm coef}\Big(g^{i_\delta p^\delta}\Big)\Big) N_{f,n-\delta-1}\subseteq K\Big({\rm coef}(g^i)\Big)N_{f,n-\delta-1},\] and the statement (v) follows.

Let \(N/K\) be a purely inseparable field extension. By the definition of the natural number \(m:=m_{f,N}\) and the field \(M_{f,N}\), \[N_{f,m}=M_{f,N}\subseteq N.\] (vi) \(f_N=\sum_{i=0}^s\lambda_i^\frac{1}{p^m}x^{ip^{n-m}}=f_{N_{f,m}}\in {\rm Irr}_m(N_{f,m}[x])\): The statement (vi) follows from Corollary 2.(1).
(vii) \(f_N\in {\rm Irr}_m(N[x])\): The polynomial \(f_N\) is a monic polynomial. Suppose that the polynomial \(f_N\) is a reducible polynomial over the field \(N\), i.e. \(f=ab\) for some non-scalar polynomials \(a,b\in N[x]\). We seek a contradiction. Notice that \[f_N=g^{p^{n-m}}\;\; {\rm and }\;\; g\in {\rm Irr}_m\Big(\overline{K}^{pi}[x]\Big)\;\; \text{(by the statement (ii)). }\] Therefore, \(a=g^i\) and \(b=g^j\) for some natural numbers \(i\geq 1\) and \(j\geq 1\) such that \(i+j=p^{n-m}\). Therefore, \(i=\sum_{\nu=0}^\mu i_\nu p^\nu\) where \(i_\nu \in \{ 0,1,\ldots , p-1\}\) and \(\mu <n-m\). Let \(\delta:=\min \{\nu \, | \, i_\nu\neq 0\}\). Then \(\delta< n-m\) or, equivalently, \(m<n-\delta\). By the statement (v), \[K\Big( {\rm coef}(g^i)\Big)N_{f, n-\delta-1}=N_{f, n-\delta}\supset N_{f, n-\delta}\supseteq N_{f, m}.\] Since \(g^i\in N[x]\), we must have \(K\Big( {\rm coef}(g^i)\Big)\subseteq N_{f, m}\). Therefore, \[N_{f, n-\delta}=K\Big( {\rm coef}(g^i)\Big)N_{f, n-\delta-1}\subseteq N_{f, m}N_{f, n-\delta-1}=N_{f, n-\delta-1},\] a contradiction.

2. Statement 2 follows from statement 1. ◻

Example 3. Let \(p > 2\) be a prime, \(K = \mathbb{F}_p(u, v)\) be the field of rational functions in two variables over \(\mathbb{F}_p\) and \(L = K(\theta)\) where \(\theta\) is a root of the irreducible polynomial \[f(x) = x^{2p^n} + ux^{p^n}+ v.\] Clearly, \(f^{sep}(x)=x^2 + ux + v\) and \(n=\deg_{\rm ins}(f)\). Let \(N=\mathbb{F}_p(u^\frac{1}{p^m}, v^\frac{1}{p^l})\) for some natural numbers \(m\) and \(l\) such that \(1\leq m \leq l\) and \(m\leq n\). Then, by Theorem 4, \[f_N= x^{2p^{n-m}} + u^\frac{1}{p^m}x^{p^{n-m}}+ v^\frac{1}{p^m}, \;\; f_N^{sep}=x^2 + u^\frac{1}{p^m}x+ v^\frac{1}{p^m}, \;\; M_{f,N}=\mathbb{F}_p (u^\frac{1}{p^m}, v^\frac{1}{p^m}),\] \(m_{f,N}=m\), \(N(\theta)=N[x]/(f_N)\) and \([N(\theta):N]=2p^{n-m}\).

Explicit descriptions of the subfields \((NL)^{pi}\) and \((NL)^{pi}(NL)^{sep}\) of \(NL/N\) where \(N/K\) is a purely inseparable field extension.

Definition 4. For a purely inseparable field extension \(N/K\), let \(m_{f,N(\theta)}:=m_{f,N(\theta)/N}:=m_{f,NL/N}\), \[\begin{align} m_{f,N(\theta)}&:=&\max\bigg\{ m'=0,1,\ldots , n-m_{f,N}\, \bigg| \, \lambda_i^\frac{1}{p^{m_{f,N}+m'}}\in NL\;\; \text{ for all}\;\;i=0, \ldots , s-1\bigg\}\\ &=&\max\bigg\{ m'=0,1,\ldots , n-m_{f,N}\, \bigg| \, \lambda_i^\frac{1}{p^{m_{f,N}+m'}}\in (NL/N)^{pi}\;\; \text{ for all}\;\;i=0, \ldots , s-1\bigg\},\\ f_{NL}(x)&:=&\sum_{i=0}^s\lambda_i^\frac{1}{p^{m_{f,N}+m_{f,N(\theta)}}} x^{ ip^{ n-m_{f,N}-m_{f,N(\theta)} } }\in (NL/N)^{pi}[x] \subseteq NL[x],\\ f^{sep}_{NL}(x)&:=&\sum_{i=0}^s\lambda_i^\frac{1}{p^{m_{f,N}+m_{f,N(\theta)}}} x^i\in (NL/N)^{pi}[x] \subseteq NL[x],\\ M_{f,LN}&:=&N\bigg(\lambda_0^\frac{1}{p^{m_{f,N}+m_{f,N(\theta)}}}, \ldots , \lambda_{s-1}^\frac{1}{p^{m_{f,N}+m_{f,N(\theta)}}} \bigg). \end{align}\]

Clearly, \(f_N=f_{NL}^{p^{m_{f,N(\theta)}}}\), \(M_{f,N}\subseteq M_{f,LN}\) and \([M_{f,N}:M_{f,LN}]=p^{m_{f,N(\theta)}}\). Since \(N/K\) is a purely inseparable field extension, \[\label{NLKpi61NLNpi} \Big(NL/N \Big)^{pi}=\Big(NL/K \Big)^{pi}.\tag{11}\] By Theorem 5, there is a field diagram where the edges are labelled by the degrees of the corresponding field extensions over the field \(N\), see Theorem 5 for details. \[\tag{12} \begin{figure}\includegraphics[width=0.8\textwidth]{_pdflatex/leipgunm.png}\tag{13}\end{figure}\]

For the simple field extension \(L/K\), Theorem 5 gives explicit descriptions of the subfields \((NL)^{pi}/N\), \((NL)^{sep}/N\) and \((NL)^{pi}(NL)^{sep}/N\) in terms of the coefficients of the polynomial \(f_N\) and the numbers \(m_{f,N}\) and \(m_{f,N(\theta)}\). It also clarifies why, in general, the field \((NL)^{pi}\) properly contains the field \(NL^{pi}\). Theorem 5 yields a criteria for \((NL)^{pi}=NL^{pi}\) (Corollary 3).

Theorem 5. Suppose that \(K\) is a field of prime characteristic \(p>0\), \(L/K\) is a simple finite field extension and \(L=K(\theta)=K[x]/(f(x))\) where \(f(x)=f^{sep}(x^{p^{n}})=\sum_{i=0}^s\lambda_ix^{ip^n}\in {\rm Irr}_m(K[x])\), \(\lambda_i\in K\), \(\lambda_s=1\) and \(N/K\) is a purely inseparable field extension. Then (below \((NL)^{sep}:=(NL/N)^{sep}\) and \((NL)^{pi}:=(NL/N)^{pi}\)):

  1. \((NL/N)^{sep}=NL^{sep}=N(\theta^{p^{n-m_{f,N}}})\simeq N[x]/(f^{sep}_N)\), \([NL^{sep}:N]=\deg(f^{sep}_N(x))=s\) and \(f^{sep}_N(x)\in {\rm Irr}_m(N[x])\) is the minimal polynomial of the element \(\theta^{n-m_{f,N}}\) over the field \(N\).

  2. \((NL/N)^{pi}=N\bigg( \lambda_0^\frac{1}{p^{m_{f,N}+m_{f,N(\theta)}}}, \ldots , \lambda_{s-1}^\frac{1}{p^{m_{f,N}+m_{f,N(\theta)}}}\bigg)\supseteq NL^{pi}=N\bigg( \lambda_0^\frac{1}{p^{m_{f,N}}}, \ldots , \lambda_{s-1}^\frac{1}{p^{m_{f,N}}}\bigg)\) and \[\begin{align} [(NL)^{pi}:N]&=& p^{m_{f,N(\theta)}},\\ m_{f,N(\theta)}&=&\max\Big\{m'=0,1,\ldots , n-m_{f,N} \, | \, \theta^{p^{n-m_{f,N}-m'}}\in (NL)^{pi}(NL)^{sep} \Big\}\\ &=&\max\Big\{m'=0,1,\ldots , n-m_{f,N} \, | \, (NL)^{p^{n-m_{f,N} -m'}}\subseteq (NL)^{pi}(NL)^{sep} \Big\}. \end{align}\] In particular, the number \(m_{f,N(\theta)}\) is an isomorphism invariant of the field extension \(NL/N\).

  3. \((NL)^{pi}(NL)^{sep}=(NL)^{pi}\otimes_N (NL)^{sep}=(NL)^{pi}\Big(\theta^{p^{n-m_{f,N}-m_{f,N(\theta)}}}\Big)\simeq (NL)^{pi}[x]/(f^{sep}_{NL})\), \[\begin{align} [(NL)^{pi}(NL)^{sep}:(NL)^{pi}] &=& s,\;\; [(NL)^{pi}(NL)^{sep}:(NL)^{sep}] = p^{m_{f,N(\theta)}},\\ f^{sep}_{NL} &=& \sum_{i=0}^s\lambda_i^\frac{1}{p^{m_{f,N}+m_{f, N(\theta)}}}x^i\in {\rm Irr}_m((NL/N)^{pi}[x]) \end{align}\] is the minimal polynomial of the element \(\theta^{p^{n-m_{f,N}-m_{f,N(\theta)}}}\) over the field \((NL)^{pi}\).

  4. \(NL=(NL)^{pi}\otimes_N (NL)^{sep}(\theta)=(NL)^{pi}\otimes_N (NL)^{sep}[x]\bigg/\bigg(x^{p^{n-m_{f,N}-m_{f,N(\theta)}}}- \theta^{p^{n-m_{f,N}-m_{f,N(\theta)}}}\bigg)\), \[\begin{align} [NL:(NL)^{pi}\otimes_N (NL)^{sep}]&=& p^{n-m_{f,N}-m_{f,N(\theta)}},\\ x^{p^{n-m_{f,N}-m_{f,N(\theta)}}}- \theta^{p^{n-m_{f,N}-m_{f,N(\theta)}}}&\in & {\rm Irr}_m\Big((NL)^{pi}\otimes_N (NL)^{sep}[x]\Big) \end{align}\] is the minimal polynomial of the element \(\theta\) over the field \((NL)^{pi}\otimes_N (NL)^{sep}\). The finite field extension \(L/L^{pi}\otimes_N L^{sep}\) is a simple purely inseparable field extension of exponent \(n-m_{f,N}-m_{f,N(\theta)}\).

  5. \(\Big(NL/(NL)^{pi}\Big)^{sep}=(NL)^{pi}(NL)^{sep}/(NL)^{pi}\).

Proof. The theorem is Theorem 2 but for the field extension \(N(\theta)/N\) rather than \(K(\theta)/K\). It is obtained in a straightforward manner from Theorem 2 using Theorem 4. ◻

Criterion for \((NL)^{pi}=N\) for a simple field extension \(L/K\) and a purely inseparable field extension \(N/K\). For a simple field extension \(L/K\) and a purely inseparable field extension \(N/K\), Corollary 3 is an explicit criterion for \((NL)^{pi}=N\).

Corollary 3. Suppose that \(K\) is a field of prime characteristic \(p>0\), \(L/K\) is a simple finite field extension and \(L=K(\theta)=K[x]/(f(x))\) where \(f(x)=f^{sep}(x^{p^{n}})=\sum_{i=0}^s\lambda_ix^{ip^n}\in {\rm Irr}_m(K[x])\), \(\lambda_i\in K\), \(\lambda_s=1\) and \(N/K\) is a purely inseparable field extension. Then the following statements are equivalent:

  1. \((NL)^{pi}=N\).

  2. Either \(n=m_{f,N}\) or \(n>m_{f,N}\) and \(\lambda_i^\frac{1}{p^{m_{f,N}+1}}\not\in NL\) for some index \(i\in \{ 0,1,\ldots, s-1\}\).

  3. \(m_{f, N(\theta)}=0\).

  4. \([NL:(NL)^{sep}]=p^{n-m_{f,N}}\).

Proof. By Theorem 5 or diagram (12 ), \((NL)^{pi}=N\) iff \(m_{f, N(\theta)}=0\) iff either \(n=m_{f,N}\) or \(n>m_{f,N}\) and \(\lambda_i^\frac{1}{p^{m_{f,N}+1}}\not\in NL\) for some index \(i\in \{ 0,1,\ldots, s-1\}\). Clearly, \(m_{f, N(\theta)}=0\) iff \([NL:(NL)^{sep}]=p^{n-m_{f,N}}\). ◻

Example 4 (An example where \((NL)^{pi}=N\)). Let \(p=3\; ( > 2)\) be a prime, \(K = \mathbb{F}_p(u, v)\) be the field of rational functions in two variables over \(\mathbb{F}_p\) and \(L = K(\theta)\) where \(\theta\) is a root of the irreducible polynomial \[f(x) = x^{2p^n} + ux^{p^n}+ v.\] Clearly, \(f^{sep}(x)=x^2 + ux + v\) and \(n=\deg_{\rm ins}(f)\). Let \(N=\mathbb{F}_p(u^\frac{1}{p^m}, v^\frac{1}{p^l})\) for some natural numbers \(m\) and \(l\) such that \(1\leq m \leq l\) and \(m < n=m+1\). Then, by Theorem 4 or Example 3, \[f_N= x^{2p} + u^\frac{1}{p^m}x^p+ v^\frac{1}{p^m}, \;\; f_N^{sep}=x^2 + u^\frac{1}{p^m}x+ v^\frac{1}{p^m}, \;\; M_{f,N}=\mathbb{F}_p (u^\frac{1}{p^m}, v^\frac{1}{p^m}),\] \(m_{f,N}=m=n-1\) and \(N(\theta)=N[x]/(f_N)=\bigoplus_{i=0}^5 N\theta^i\).

Since \(m_{f,N}=m=n-1<n\), to prove that the equality \((NL)^{pi}=N\) holds it suffices to show that \(u^\frac{1}{p^{m+1}}\not\in NL\), by Corollary 3.(2). Suppose that \(u^\frac{1}{p^{m+1}}\in NL\). We seek a contradiction. Then \(u^\frac{1}{p^{m+1}}=\sum_{i=0}^5n_i\theta^i\) for some elements \(n_i\in N\). Hence, \[u^\frac{1}{p^m}=\Big(u^\frac{1}{p^{m+1}}\Big)^p=\bigg(\sum_{i=0}^5n_i\theta^i\bigg)^p=\sum_{i=0}^5n_i^p\theta^{ip}=n_0^p+n_1^p\theta^3+n_2^p\theta^6+n_3^p\theta^9+n_4^p\theta^{12}+n_5^p\theta^{15}.\] Notice that \(\theta^6=\alpha \theta^3+\beta\), where \(\alpha:= -u^\frac{1}{p^m}\) and \(\beta :=-v^\frac{1}{p^m}\), and \[\begin{align} \theta^9&=&\theta^3\theta^6=\theta^3(\alpha \theta^3+\beta)=\alpha (\alpha \theta^3+\beta)+\beta\theta^3=(\alpha^2+\beta)\theta^3 +\alpha\beta,\\ \theta^{12}&=& \theta^3\theta^9=(\alpha^2+\beta)\theta^6 +\alpha\beta\theta^3=(\alpha^2+\beta)(\alpha \theta^3+\beta) +\alpha\beta\theta^3=(\alpha^3+2\alpha\beta)\theta^3+(\alpha^2+\beta)\beta,\\ \theta^{15}&=&\theta^3\theta^9=(\alpha^3+2\alpha\beta)\theta^6+(\alpha^2+\beta)\beta\theta^3= (\alpha^3+2\alpha\beta)(\alpha \theta^3+\beta)+(\alpha^2+\beta)\beta\theta^3\\ &=&\Big((\alpha^3+2\alpha\beta)\alpha + (\alpha^2+\beta)\beta\Big)\theta^3+(\alpha^3+2\alpha\beta)\beta. \end{align}\] Therefore, \[\label{upm61th} u^\frac{1}{p^m}=n_0^p+n_2^p\beta+n_3^p\alpha\beta+n_4^p(\alpha^2+\beta)\beta+n_5^p(\alpha^3+2\alpha\beta)\beta.\qquad{(2)}\] The field \(M=\mathbb{F}_p(\alpha, \beta)=M_{f,N}\) contains the field \(M':=\mathbb{F}_p(\alpha^p, \beta^p)\). Since all the elements \(n_i^p\) belong to the field \(M'\) and \(M=\bigoplus_{i,j=0}^{p-1}M'\alpha^i\beta^j\), we see that \(M\backslash M'\ni u^\frac{1}{p^m}=n_0^p\in M'\), a contradiction.

Criteria for \(NL = (NL)^{pi}(NL)^{sep}\) where \(L/K\) is a simple finite field extension and \(N/K\) is a purely inseparable field extension. For a simple field extension \(L/K\) of prime characteristic \(p>0\) and \(N/K\) is a purely inseparable field extension, Theorem 6 presents new explicit criteria for \(NL=(NL)^{pi}(NL)^{sep}\).

Theorem 6. Suppose that \(K\) is a field of prime characteristic \(p>0\), \(L/K\) is a simple finite field extension and \(L=K(\theta)=K[x]/(f(x))\) where \(f(x)=f^{sep}(x^{p^{n}})=\sum_{i=0}^s\lambda_ix^{ip^n}\in {\rm Irr}_m(K[x])\), \(\lambda_i\in K\), \(\lambda_s=1\) and \(N/K\) is a purely inseparable field extension. Then the following statements are equivalent:

  1. \(NL = (NL)^{pi}(NL)^{sep}\Big(=(NL)^{pi}\otimes_N (NL)^{sep}\Big)\).

  2. \(\lambda_i^\frac{1}{p^n}\in NL\) for all \(i=1, \ldots , s-1\), i.e. \(n=m_{f,N}+m_{f, N(\theta)}\).

  3. \((NL)^{pi}=N\Big( \lambda_0^\frac{1}{p^n}, \ldots , \lambda_{s-1}^\frac{1}{p^n} \Big)\).

Proof. \((1\Leftrightarrow 2)\) By Theorem 5.(4), \([NL:(NL)^{pi}\otimes_N (NL)^{sep}]=p^{n-m_{f,L}-m_{f,NL}}\) and the result follows.

\((2\Leftrightarrow 3)\) By Theorem 5.(2), the equality \(n=m_{f,N}+m_{f, N(\theta)}\) is equivalent to the equality \((NL)^{pi}=N\Big( \lambda_0^\frac{1}{p^n}, \ldots , \lambda_{s-1}^\frac{1}{p^n} \Big)\). ◻

Example 5 (A counterexample where \(L \neq L^{pi}L^{sep}\)). Let \(L\) and \(N\) be as in Example 4. Then \(L \neq L^{pi}L^{sep}\): Since \(m_{f,N(\theta)}=0\) and \(m_{f,N}=n-1\) (see Example 4), we have that \[n\neq n-1= m_{f,N} +m_{f,N(\theta)}\] and the result follows from Theorem 6.(2).

4 New and old criteria for \(L = L^{pi}L^{sep}\) in finite field extensions↩︎

Each finite field extension \(L/K\) is the compositum \(L=L_1\cdots L_\nu\) of simple finite field extensions \(L_i=K(\theta_i)\simeq K[x]/(f_i)\) where \(f_i(x)=f_i^{sep}(x^{p^{n_i}})=\sum_{j=0}^{s_i}\lambda_{ij}x^{jp^{n_i}}\in {\rm Irr}_m(K[x])\) is the minimal polynomial of the element \(\theta_i\) over \(K\) and \(s_i=\deg (f_i)\). Theorem 8 is a new explicit criterion for \(L = L^{pi}L^{sep}\) which is given in terms of the coefficients \(\lambda_{ij}\) and the numbers \(s_i\) and \(n_i\). At the beginning of the section we recall known criteria for \(L = L^{pi}L^{sep}\).
Known Criteria for \(L = L^{pi}L^{sep}\). Let \(L/K\) be a finite field extension of a field \(K\) of prime characteristic \(p > 0\). Let \(L^{sep}\) denote the maximal separable subfield of \(L\) over \(K\) and let \(L^{pi}\) denote the maximal purely inseparable subfield of \(L\) over \(K\). Recall that \(L^{sep} \cap L^{pi} = K\) and \(L^{pi}L^{sep} \cong L^{sep} \otimes_K L^{pi}\). Because of this rigid structure and diagram (2), we have Theorem 7 that presents known criteria for \(L=L^{pi}L^{sep}\).

\[\tag{14} \begin{figure}\includegraphics[width=0.8\textwidth]{_pdflatex/mqdjgacv.png}\tag{15}\end{figure}\]

Theorem 7 comprises known criteria for \(L = L^{pi}L^{sep}\).

Theorem 7. Suppose that \(L/K\) is a finite field extension of prime characteristic \(p>0\). Then the following statements are equivalent:

  1. \(L = L^{pi}L^{sep}\).

  2. (The Degree Criterion) \([L:K] = [L^{pi}:K] \cdot [L^{sep}:K]\).

  3. (Separability over the Purely Inseparable Part) The extension \(L/L^{pi}\) is a separable field extension.

  4. (Equality of the Inseparable Degree) The maximal purely inseparable subfield accounts for the entirety of the inseparable degree of the extension: \[[L^{pi}:K] = [L:K]_i\] where \([L:K]_i\) denotes the inseparable degree of \(L/K\) (which is equal to \([L:L^{sep}]\)).

Proof. \((1\Leftrightarrow 2)\) Since \(L \supseteq L^{pi}L^{sep}=L^{pi}\otimes L^{sep}\), the equality \(L = L^{pi}\otimes L^{sep}\) holds iff \([L:K] = [L^{pi}:K] \cdot [L^{sep}:K]\).

\((1\Leftrightarrow 3)\) By diagram (2), \(L = L^{pi}\otimes L^{sep}\) iff \(L/L^{pi}\) is a separable field extension.

\((3\Leftrightarrow 4)\) The equivalence is obvious. ◻

Criteria for \(L = L^{pi}L^{sep}\) where \(L=L_1\cdots L_\nu\) is the compositum of simple finite field extensions \(L_i\).

Theorem 8. Suppose that \(L/K\) is a finite field extension of prime characteristic \(p>0\) which is the compositum \(L=L_1\cdots L_\nu\) of simple field extensions \(L_i=K(\theta_i)\simeq K[x]/(f_i)\), \(i=1, \ldots , \nu\) where \(f_i(x)=f_i^{sep}(x^{p^{n_i}})=\sum_{j=0}^{s_i}\lambda_{ij}x^{jp^{n_i}}\in {\rm Irr}_m(K[x])\) and \(\deg (f_i)=s_ip^{n_i}\). Then the following statements are equivalent:

  1. \(L = L^{pi}L^{sep}\).

  2. \(\lambda_{ij}^\frac{1}{p^{n_i}}\in L^{pi}\) for \(i=1, \ldots , \nu\) and \(j=0,1, \ldots , s_i-1\).

  3. \(L^{pi}= K\bigg(\lambda_{ij}^\frac{1}{p^{n_i}}\bigg| i=1, \ldots , \nu; j=0,1, \ldots , s_i-1\bigg)\).

  4. \(L^{pi}\supseteq K\bigg(\lambda_{ij}^\frac{1}{p^{n_i}}\bigg| i=1, \ldots , \nu; j=0,1, \ldots , s_i-1\bigg)\).

Proof. \((1\Leftrightarrow 2)\) By Theorem 7.(3), the equality \(L = L^{pi}L^{sep}\) holds iff the field extension \(L/L^{pi}\) is a separable field extension iff for each \(i=1, \ldots , \nu\), the polynomial \(f_{i, L^{pi}}(x)=\sum_{j=0}^{s_i}\lambda_{ij}^\frac{1}{p^{n_i}} x^j\) is the minimal polynomial of the element \(\theta_i\) over the field \(L^{pi}\), by Theorem 4.(1) (since \(L=L^{pi}(\theta_1,\ldots , \theta_\nu)\)).

\((3\Rightarrow 2\Leftrightarrow 4)\) Clear.

\((2\Rightarrow 3)\) Let \(N_i:=K\bigg(\lambda_{i,0}^\frac{1}{p^{n_i}}, \ldots, \lambda_{i,s_i-1}^\frac{1}{p^{n_i}} \bigg)\). Suppose that statement 2 holds. Then, by Theorem 3, \(L_i=L_i^{pi}L_i^{sep}\) where \(L_i^{pi}=N_i\) for \(i=1, \ldots , \nu\). Therefore, \[\begin{align} L&=&\prod_{i=1}^\nu L_i=\prod_{i=1}^\nu L_i^{pi}L_i^{sep}=\prod_{i=1}^\nu L_i^{pi} \prod_{i=1}^\nu L_i^{sep}\stackrel{{\rm Thm.}\, \ref{A27Apr26}}{=}\prod_{i=1}^\nu L_i^{pi}\otimes\prod_{i=1}^\nu L_i^{sep} \end{align}\] since \(\prod_{i=1}^\nu L^{pi}_i\subseteq L^{pi}\) and \(\prod_{i=1}^\nu L_i^{sep} \subseteq L^{sep}\) and \(L^{pi}L^{sep}=L^{pi}\otimes L^{sep}\) (Theorem 1). Now, two inclusions above and the inclusions \[L^{pi}\otimes L^{sep}=L^{pi}L^{sep}\subseteq L= \prod_{i=1}^\nu L_i^{pi}\otimes\prod_{i=1}^\nu L_i^{sep} \subseteq L^{pi}\otimes L^{sep} \subseteq L\] imply that \(L=L^{pi} L^{sep}=L^{pi}\otimes L^{sep}\), \[L^{pi}=\prod_{i=1}^\nu L_i^{pi}=\prod_{i=1}^\nu N_i=K\bigg(\lambda_{ij}^\frac{1}{p^{n_i}}\bigg| i=1, \ldots , \nu; j=0,1, \ldots , s_i-1\bigg)\] and \(L^{sep}= \prod_{i=1}^\nu L_i^{sep}\). ◻

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School of Mathematical and Physical Sciences

Division of Mathematics

University of Sheffield

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email: v.bavula@sheffield.ac.uk

References↩︎

[1]
S. Lang, Algebra. Revised third edition. Grad. Texts in Math., 211 Springer-Verlag, New York, 2002. xvi+914 pp.