June 10, 2026
We prove a large-diameter fundamental-gap lower bound for compact horoconvex domains in real hyperbolic space of curvature \(-1\). The geometric part reduces large horoconvex domains to a fixed-width radial-height problem in all dimensions. The analytic part proves the needed radial-height theorem by comparing the low-energy Dirichlet form with a limiting angular operator on the sphere, while the radial complement is separated by a one-dimensional branch gap and endpoint Green estimates. The result gives the polynomial \(D^{-3}\) scale matching the Nguyen–Stancu–Wei large-diameter upper bound.
The present project was publicly announced by Ennis on May 30, 2026; a May 31, 2026 follow-up post stated that the \(D^{-3}\) lower-bound theorem had been proved and displayed the manuscript abstract. While the exposition of this manuscript was being revised, Park posted a contemporaneous preprint on June 9, 2026 [1], deriving the same \(D^{-3}\) scale by a different asymptotic route; Park’s preprint also notes the public announcement. We cite Park here to record the contemporaneous work and clarify the public chronology.
For a bounded domain \(\Omega\), the fundamental gap \(\lambda_2(\Omega)-\lambda_1(\Omega)\) measures the separation between the ground state and the first excited Dirichlet state. In Euclidean space, Andrews–Clutterbuck proved the sharp fundamental-gap conjecture for convex domains [2], building on the log-concavity tradition initiated by Brascamp–Lieb [3]. On the sphere, sharp positive-curvature analogues and refinements were obtained by Seto–Wang–Wei [4], He–Wei–Zhang [5], and Dai–Seto–Wei [6]; see also the probabilistic approach of Cho–Wei–Yang [7] and the surface modulus-of-concavity work of Khan–Tuerkoen–Wei [8]. These results show how strongly the sign of curvature interacts with convexity and first-eigenfunction concavity.
Negative curvature changes the picture. Ordinary geodesic convexity is not strong enough to force any diameter-only lower bound: Bourni–Clutterbuck–Nguyen–Stancu–Wei–Wheeler showed that convex domains in hyperbolic space can have arbitrarily small fundamental gap [9]. Khan–Nguyen extended this negative-curvature failure mechanism beyond the constant-curvature hyperbolic model [10]. Related recent work of Clutterbuck–Jäckel–Nguyen and Jäckel shows that constant potentials do not minimize the fundamental gap on convex domains in negative curvature [11], [12]. Nguyen–Stancu–Wei proposed horoconvexity as the natural stronger replacement in \(\mathbb{H}^n\), studied geodesic balls and large horoconvex domains, and proved the upper bound \(\lambda_2-\lambda_1\le C(n)D^{-3}\) for large horoconvex domains [13]. In a recent paper framed in the broader setting of conformally flat manifolds, Khan–Tuerkoen give a qualitative positive lower bound for compact horoconvex domains using conformal log-concavity estimates [14], building on the conformal-concavity framework of Khan–Saha–Tuerkoen [15], [16]. Their explicit large-diameter bound is much smaller than the expected \(D^{-3}\) scale; in particular, it decays doubly exponentially in the diameter, and they raise the true diameter rate as an open question.
Using Kristály’s large-radius expansion and the identification of the first nonradial branch [13], [17], for geodesic balls we prove \[\lambda_2(B_R^{\mathbb{H}^n})-\lambda_1(B_R^{\mathbb{H}^n}) \sim {4\pi^2\over (n-1)R^3} \qquad (R\to\infty).\]
More generally, for horoconvex domains, Theorem 1 gives the polynomial large-diameter lower bound matching the Nguyen–Stancu–Wei upper-bound power. The proof uses radius control and a radial-height spectral reduction. The Borisenko–Miquel radius estimate first puts every large horoconvex domain in a fixed-width annulus about a common center. The horospherical support representation then converts the boundary to a uniformly bounded Lipschitz radial height. After smoothing and a varying-domain squeeze, the proof reduces to a radial-height spectral theorem in every dimension. The limiting first-radial-branch form is a nonlocal angular operator on \(\mathbb{S}^{n-1}\). A compactness argument, using positivity improvement of the subordinated Poisson semigroup, supplies a uniform angular gap. For comparison, we also record the simpler direct inball/circumball proof that already gives the theorem in dimensions \(n=2,3\).
In fact, Theorem 2 establishes the same large-diameter lower bound for a class of domains going beyond the horoconvex category.
Large-diameter degeneration also appears in work on stable large-scale structure under Ricci lower bounds, including universal-cover stability [18]–[21], fundamental-group structure [22], and semi-local simple connectedness [23]. That topological literature is not used below, but it motivates the same organizing habit: identify a stable auxiliary object before estimating a degenerating sequence. Here the stable object is the fixed-width radial-height class with its limiting angular operator.
This leaves the broader hyperbolic log-concavity question open. Related positive-curvature surface results were obtained by Khan–Nguyen–Tuerkoen–Wei [24]. Wei–Xiao recently proved super log-concavity of the first eigenfunction for horoconvex domains of sufficiently small diameter and showed the sharpness of that diameter restriction [25]. The result below addresses the opposite large-diameter spectral regime; it does not prove even the weaker ordinary log-concavity inequality \(\operatorname{Hess}\log\psi_1\le0\) for general horoconvex domains.
All hyperbolic spaces below have constant sectional curvature \(-1\). For compact domains, Dirichlet eigenvalues are taken on the interior.
Theorem 1 (Large-diameter horoconvex gap). For every \(n\geq 2\) there exist constants \[c_n>0,\qquad D_n<\infty\] such that every compact horoconvex domain \(\Omega\subset \mathbb{H}^n\) with diameter \(D\geq D_n\) satisfies \[\lambda_2(\Omega)-\lambda_1(\Omega)\geq c_n D^{-3}.\]
Remark 1. The theorem is only asserted in the large-diameter regime. No all-scale \(cD^{-3}\) statement is intended; small hyperbolic domains have the Euclidean \(D^{-2}\) scaling. The constant \(c_n\) produced here is not effective; the proof identifies the sharp large-diameter power rather than an optimal coefficient. The compactness proof of Lemma 5 gives no quantitative lower bound for \(\delta_{\rm eff}(n,C)\), so this argument does not by itself produce an effective \(c_n\).
Remark 2. Khan–Tuerkoen [14] gives a positive lower bound for compact horoconvex domains depending on dimension and diameter, in the sense of the qualitative Nguyen–Stancu–Wei question. Their explicit large-diameter bound decays doubly exponentially in the diameter, and they ask for the optimal diameter rate. The point of Theorem 1 is the sharper polynomial large-diameter scale \(D^{-3}\), matching the power in the Nguyen–Stancu–Wei upper bound [13] and in the ball asymptotic.
In fact, the proof establishes the following more general radial-height estimate. Theorem 1 follows from it after the horoconvex geometric reduction and the support-to-radial bridge.
Fix a base point \(o\in \mathbb{H}^n\), let \((\rho, \theta)\in R^+\times S^{n-1}\) denote the geodesic polar coordinates centered at \(o\).
Theorem 2 (Lipschitz radial-height theorem). Fix \(n\geq 2\), \(C<\infty\), and \(L<\infty\). There exist constants \[c(n,C)>0,\qquad R_0(n,C,L)<\infty\] such that for every Lipschitz radial-height domain \[\Omega_R(h)=\{0\leq \rho<R-h(\theta)\},\qquad 0\leq h\leq C,\qquad \operatorname{Lip}(h)\leq L,\] and every \(R\geq R_0(n,C,L)\), \[\lambda_2(\Omega_R(h))-\lambda_1(\Omega_R(h))\geq c(n,C)R^{-3}.\] The constant \(c(n,C)\) is independent of \(L\); the Lipschitz constant affects only the threshold \(R_0\).
Note that \(B_{R-C}(o) \subset \Omega_R(h) \subset B_{R}(o)\). Most importantly, \(\Omega_R(h)\) need not be horoconvex, requiring only the boundedness and Lipschitz condition for \(h\). It is also worth pointing out that the proof actually establishes the following. For any \(\epsilon>0\), there exists \(R_0(n,C,L, \epsilon)<\infty\) such that \[\lambda_2(\Omega_R(h))-\lambda_1(\Omega_R(h))\geq (1-\epsilon) (\mu_2(L_h)- \mu_1(L_h)) R^{-3},\] for all \(R\geq R_0(n,C,L, \epsilon)\). Here \(L_h\) is the effective angular operator introduced in Section 6.2.
The proof of Theorem 1 uses the same radial-height route in every dimension. First, the Borisenko–Miquel inradius/circumradius estimate, in the form used by Nguyen–Stancu–Wei, gives \(R-r\le\log 2\). An elementary triangle argument then shows that every sufficiently large compact horoconvex domain lies between two concentric balls whose radii differ by \(2\log 2\). The horospherical support representation gives a radial height \(h\) over the circumcenter sphere with \(0\le h\le2\log 2\) and a Lipschitz bound depending only on this width.
Theorem 2 proves the uniform radial-height estimate for this Lipschitz class in every dimension \(n\ge2\). Its proof first treats smooth heights and then uses spherical mollification together with the offset-domain squeeze, using individual eigenvalue convergence rather than any monotonicity of the fundamental gap. The first radial branch is lifted degree-by-degree, which is why the limiting angular operator is the diagonal multiplier \(T_nY_l=(b_{n+2l}-b_n)Y_l\), not the ordinary spherical Laplacian. The constant \(c(n,C)\) is independent of the Lipschitz constant \(L\), while \(L\) only enlarges the large-\(R\) threshold. Thus the Lipschitz bound produced by the horospherical support step affects only how far out one must go before the estimate applies, not the gap constant. The constants and the analytic proof of the radial-height theorem are recorded in Section 6, before the final discussion.
We also record an elementary shortcut in dimensions \(n=2,3\): Proposition 1 uses the sharper nonconcentric inball/circumball comparison and domain monotonicity of indexed Dirichlet eigenvalues to give the \(R^{-3}\) lower bound directly. This proposition is not needed for the all-dimensional final assembly, but it is a useful check on the geometry and the large-ball coefficient arithmetic.
Let \(R\) be the circumradius of \(\Omega\), let \(o\) be a circumcenter, let \(r\) be the inradius, and let \(a\) be the center of an inball. Thus \[B_r(a)\subset \Omega\subset B_R(o).\] The inclusion \(B_r(a)\subset B_R(o)\) forces \(d(o,a)+r\leq R\), hence \(d(o,a)\leq R-r\), by taking the point of \(B_r(a)\) on the geodesic ray from \(o\) through \(a\) farthest from \(o\).
The Borisenko–Miquel inradius/circumradius estimate [26], as quoted and used by Nguyen–Stancu–Wei [13], gives \[R-r\leq\log 2\] for compact horoconvex domains in curvature \(-1\). More precisely, [13] gives \[R-r \le \log\frac{(1+\sqrt{\tau})^2}{1+\tau} <\log 2,\qquad \tau=\tanh(r/2),\] and we use only the weaker universal bound quoted in [13]. Nguyen–Stancu–Wei work with compact horoconvex domains in the supporting-horoball sense of their Definition 4.1. If one instead starts from a smooth principal-curvature formulation and approximates, the radius inequality itself passes under Hausdorff limits because inradius and circumradius are Hausdorff-continuous; this observation does not require asserting a separate preservation theorem for the differential formulation of horoconvexity. For the rest of the reduction we impose the large-diameter threshold \[R>2\log 2 .\] Since \(R-r\le\log 2\), we have \[2r-R=R-2(R-r)\ge R-2\log 2.\] The threshold makes \(2r-R>0\), so the inner radius \[r-d(o,a)\ge2r-R\] is positive. For any \(y\) with \(d(y,o)<r-d(o,a)\), the triangle inequality gives \[d(y,a)\leq d(y,o)+d(o,a)<r,\] and hence \[B_{r-d(o,a)}(o)\subset B_r(a).\] Since \(r-d(o,a)\geq2r-R\), we obtain \[B_{2r-R}(o)\subset \Omega\subset B_R(o).\] Therefore \[B_{R-2\log 2}(o)\subset \Omega\subset B_R(o).\] This fixed-width common-center annulus is the only place where the universal width \(2\log 2\) enters.
Proposition 1 (Low-dimensional ball comparison). Let \(n=2\) or \(n=3\). There are constants \[c_n^{\rm ball}>0,\qquad R_n^{\rm ball}<\infty\] such that every compact horoconvex domain \(\Omega\subset\mathbb{H}^n\) with circumradius \(R\ge R_n^{\rm ball}\) satisfies \[\lambda_2(\Omega)-\lambda_1(\Omega)\ge c_n^{\rm ball}R^{-3}.\]
Proof. Let \(R\) be the circumradius, let \(r\) be the inradius, and choose centers \(o,a\) so that \[B_r(a)\subset \Omega\subset B_R(o).\] Domain monotonicity of indexed Dirichlet eigenvalues gives \[\lambda_2(\Omega)\ge \lambda_2(B_R(o)),\qquad \lambda_1(\Omega)\le \lambda_1(B_r(a)).\] Therefore \[\lambda_2(\Omega)-\lambda_1(\Omega) \ge \lambda_2(B_R^{\mathbb{H}^n})-\lambda_1(B_r^{\mathbb{H}^n}).\] Set \(\alpha_R=R-r\). The inradius/circumradius estimate gives \(0\le\alpha_R\le\log 2\). Kristály’s large-radius first-eigenvalue expansion [17], together with the \(n\mapsto n+2\) dimension shift for the first \(l=1\) branch and the Benguria–Linde identification of the second ball eigenvalue [27], gives the ball-gap asymptotic. Using also \((r+\alpha)^{-2}=r^{-2}-2\alpha r^{-3}+O(r^{-4})\) uniformly for bounded \(\alpha\), we obtain, uniformly for \(0\le\alpha\le\log2\), \[\lambda_2(B_{r+\alpha}^{\mathbb{H}^n})-\lambda_1(B_r^{\mathbb{H}^n}) = \left({4\pi^2\over n-1}-2\alpha\pi^2\right)r^{-3}+o(r^{-3}).\] The little-\(o(r^{-3})\) term is uniform for \(\alpha\in[0,\log2]\), since the expansion is evaluated at \(r+\alpha\in[r,r+\log2]\). For \(n=2,3\), \[\gamma_n:=\pi^2\left({4\over n-1}-2\log2\right)>0.\] After increasing \(R_n^{\rm ball}\), the preceding expansion with \(\alpha=\alpha_R\) gives \[\lambda_2(B_R^{\mathbb{H}^n})-\lambda_1(B_r^{\mathbb{H}^n}) \ge {\gamma_n\over 2}r^{-3}.\] Since \(r\le R\), this is at least \((\gamma_n/2)R^{-3}\). ◻
This proposition is not used in the final all-dimensional proof below. It is important, however, that the shortcut uses the original, not concentric, inball. The comparison uses the nonconcentric inball and circumball, so the radius shift is only \(\log2\). If one first replaced the domain by the concentric annulus \(B_{R-2\log2}(o)\subset\Omega\subset B_R(o)\), the same ball arithmetic would use the cruder shift \(2\log2\), and the \(n=3\) coefficient would already have the wrong sign. The radial-height proof avoids this scalar radius-loss by keeping the angular boundary displacement as part of the limiting problem.
Use the horospherical support function for horoconvex domains. The Andrews–Chen–Wei framework defines the horoballs \(B_e(s)\) in Section 5.1 and the horospherical support function in Section 5.2; in the published JEMS version, equations (5.1)–(5.2) define the support value and recover a compact horoconvex domain as the intersection of its supporting horoballs [28]. We use this representation only to obtain a uniform Lipschitz bound for the polar radial height. The later smoothing is ordinary spherical mollification of that radial height; the smooth approximating domains do not need to remain horoconvex. Thus, for compact nonsmooth sets, horoconvexity below is used in this supporting-horoball intersection sense. To keep notation fixed, we denote the same supporting horoballs by \(\mathcal{H}_e(u)\) below rather than switching between \(B_e(s)\) and \(\mathcal{H}_e(u)\).
The annular containment gives a polar radial-height description about \(o\). Writing the boundary as \[\rho(\theta)=R-h(\theta),\qquad \theta\in \mathbb{S}^{n-1},\] the fixed annular width gives \[0\leq h\leq 2\log 2.\] Figure 1 summarizes this representation.
Lemma 1 (Radial representation from supporting horoballs). Fix \(R>C>0\), and suppose \[B_{R-C}(o)\subset \Omega\subset B_R(o)\] with \(\Omega\) compact and horoconvex. Then \(\Omega\) is star-shaped with respect to \(o\), its radial function \[\rho(\theta)=\sup\{t\ge0:\exp_o(t\theta)\in\Omega\}\] is single-valued and finite, and \[\rho(\theta)=\inf_{e\in\mathbb{S}^{n-1}} \rho_{R,\sigma(e)}(\theta,e),\qquad h(\theta)=R-\rho(\theta) =\sup_{e\in\mathbb{S}^{n-1}} H_{R,\sigma(e),+}(\theta,e),\] where \(u_{\Omega}(e)=R-\sigma(e)\), \(e\in\mathbb{S}^{n-1}\), is the horospherical support function and \(\rho_{R,\sigma(e)}(\theta,e)\) is the radial boundary of the supporting horoball with support value \(R-\sigma(e)\).
Proof. Every supporting horoball in the ACW representation contains \(\Omega\), hence contains \(B_{R-C}(o)\). In particular it contains \(o\) in its interior. Since horoballs are geodesically convex, each supporting horoball meets a geodesic ray from \(o\) in an interval containing the initial point. The endpoint may be included or excluded depending on the open-domain convention; only the radial endpoint matters here. Intersecting these intervals over all supporting horoballs shows that \(\Omega\) meets each ray in an interval \([0,\rho(\theta))\). The outer inclusion \(\Omega\subset B_R(o)\) makes \(\rho\) finite, and the inner inclusion gives \(\rho(\theta)\ge R-C\). The intersection formula for \(\Omega\) then gives the infimum formula for \(\rho\). Subtracting from \(R\) gives the supremum formula for \(h\), and the positive part may be inserted because \(\Omega\subset B_R(o)\) implies \(h\ge0\). ◻
Lemma 2 (Support-to-radial Lipschitz bound). Fix \(C<\infty\). Suppose a compact horoconvex domain satisfies \[B_{R-C}(o)\subset \Omega\subset B_R(o).\] Then, for all \(R\geq C+1\), its polar radial height \(h(\theta)=R-\rho(\theta)\) satisfies \[0\leq h\leq C,\qquad \operatorname{Lip}(h)\leq L(C), \qquad L(C)=\sqrt{2}\,e^{C/2}+1.\]
Proof. The \(L^\infty\) bound follows from the annulus and Lemma 1. Use the ACW support convention [28] \[u_{\Omega}(e) = \sup_{x\in \Omega} \log\bigl(\cosh\rho(x)-\sinh\rho(x)\langle\theta(x),e\rangle\bigr).\] The centered ball \(B_a(o)\) has support value \(a\), and monotonicity gives \[R-C\leq u_{\Omega}(e)\leq R.\] Write \(u_{\Omega}(e)=R-\sigma(e)\), with \(0\leq \sigma(e)\leq C\). Since \(\Omega\) is the intersection of its supporting horoballs, it is enough to estimate one supporting wall and then take suprema. Here the centered geodesic balls \(B_a(o)\) are used only to normalize the support range; the single-wall kernel below is the boundary of a horoball \[\mathcal{H}_e(u) = \left\{ \log(\cosh\rho-\sinh\rho\,\langle\theta,e\rangle)\leq u \right\}.\] This is exactly ACW’s hyperboloid convention: if \(X=(\sinh\rho\,\theta,\cosh\rho)\), then \(-X\cdot(e,1)=\cosh\rho-\sinh\rho\langle\theta,e\rangle\).
For a single supporting horoball with support value \(R-\sigma\), put \(c=\langle\theta,e\rangle\). Its radial boundary is determined by \[\cosh\rho-\sinh\rho\,c=e^{R-\sigma}.\] Solving the resulting quadratic in \(e^\rho\) gives, for \(c<1\), \[\rho_{R,\sigma}(\theta,e) = \log \frac{e^{R-\sigma}+\sqrt{e^{2(R-\sigma)}-(1-c^2)}}{1-c}.\] Thus the height relative to \(B_R(o)\) is \[H_{R,\sigma}(\theta,e) = \sigma+\log(1-c) -\log\!\left(1+\sqrt{1-e^{-2(R-\sigma)}(1-c^2)}\right).\] Let \[q=\sqrt{1-e^{-2(R-\sigma)}(1-c^2)}.\] On the active set \(H_{R,\sigma}\geq0\), \[1-c\geq e^{-\sigma}(1+q)\geq e^{-C}.\] Indeed, \(H_{R,\sigma}\ge0\) is equivalent to \[e^{\rho_{R,\sigma}}\le e^R,\] and the quadratic solution \[e^{\rho_{R,\sigma}} = \frac{e^{R-\sigma}(1+q)}{1-c}\] then gives the displayed lower bound for \(1-c\). Moreover \(R\geq C+1\) implies \(q\geq\sqrt{1-e^{-2}}\). Using \[|\nabla_{\mathbb{S}^{n-1}}c|^2=1-c^2,\] one obtains the exact identity \[\frac{dH_{R,\sigma}}{dc} = -\frac{1}{1-c} -\frac{e^{-2(R-\sigma)}c}{q(1+q)} = -\frac{q+c}{(1-c^2)q}, \qquad |\nabla_{\mathbb{S}^{n-1}}H_{R,\sigma}| = \frac{|q+c|}{q\sqrt{1-c^2}}.\] The apparent singularity at \(c=-1\) is removable because \[q^2-c^2=(1-c^2)(1-e^{-2(R-\sigma)}),\] or, equivalently, \[\frac{dH_{R,\sigma}}{dc} = -\frac{1-e^{-2(R-\sigma)}}{(q-c)q}\] where the right side has a finite limit as \(c\to-1\), while the active-set lower bound on \(1-c\) keeps the kernel away from the singular direction \(c=1\). Equivalently, the differentiated formula gives the crude estimate \[|\nabla_{\mathbb{S}^{n-1}}H_{R,\sigma}| \leq \sqrt{\frac{1+c}{1-c}} +\frac{e^{-2(R-\sigma)}|c|\sqrt{1-c^2}}{q(1+q)} \leq \sqrt{\frac{1+c}{1-c}} +\frac{e^{-2(R-\sigma)}}{q(1+q)} \leq \sqrt{2}\,e^{C/2}+1.\] In the last step, the first term is bounded on the active set by \(1-c\ge e^{-C}\), which gives \((1+c)/(1-c)\le2e^C\). The second term is bounded by \(1\) because \(R-\sigma\ge1\) and \(q\ge\sqrt{1-e^{-2}}\). This estimate is only needed on the active side of the truncation. Indeed, the contrapositive of the active-set bound gives \[1-c<e^{-C}\quad\Longrightarrow\quad H_{R,\sigma}<0.\] Thus the possible large-gradient region near \(c=1\) is killed by the positive-part truncation. On the open set \(\{H_{R,\sigma}>0\}\) the displayed gradient bound holds, while on \(\{H_{R,\sigma}<0\}\) the positive part is identically zero. The preceding implication gives an open neighborhood of the only singular direction \(c=1\) on which the positive part is identically zero; on the complement \(H_{R,\sigma}\) is smooth away from the removable point \(c=-1\). Hence the weak spherical gradient of \(H_{R,\sigma,+}\) is \[\nabla_{\mathbb{S}^{n-1}}H_{R,\sigma}\, \mathbf{1}_{\{H_{R,\sigma}>0\}}\] and is bounded in \(L^\infty\) by \(L(C)\). Equivalently, \(H_{R,\sigma,+}\in W^{1,\infty}(\mathbb{S}^{n-1})\) with weak gradient bounded by \(L(C)\), and integration along minimizing spherical geodesics gives the same global Lipschitz bound. Equivalently, the standard absolutely-continuous-on-lines property for \(W^{1,\infty}\) functions on the sphere integrates the weak-gradient bound along geodesic arcs, and continuity fixes the representative. Therefore \(H_{R,\sigma,+}=\max\{0,H_{R,\sigma}\}\) is globally \(L(C)\)-Lipschitz.
By Lemma 1, the radial boundary is the infimum of the supporting horoball boundaries: \[\rho(\theta)=\inf_e \rho_{R,\sigma(e)}(\theta,e).\] Consequently \[h(\theta)=R-\rho(\theta) = \sup_e H_{R,\sigma(e)}(\theta,e) = \sup_e H_{R,\sigma(e),+}(\theta,e),\] where the last equality uses \(\Omega\subset B_R(o)\). A supremum of functions with a common Lipschitz constant has the same Lipschitz constant; no regularity of the index map \(e\mapsto\sigma(e)\), nor uniqueness of a maximizing supporting wall, is used. This proves the lemma. ◻
Choose a positive smooth approximate identity \(K_j\) on \(SO(n)\) and set \[h_j(\theta)=\int_{SO(n)}h(A\theta)K_j(A)\,dA.\] Here \(dA\) is the normalized Haar measure on \(SO(n)\). Then \(h_j\in C^\infty(\mathbb{S}^{n-1})\), \(h_j\to h\) uniformly, \[0\leq h_j\leq 2\log 2, \qquad \operatorname{Lip}(h_j)\leq \operatorname{Lip}(h)\leq L(2\log 2).\] The Lipschitz contraction follows because rotations are isometries of the sphere. Thus the original domain is approximated by smooth radial-height domains \[\Omega_R(h_j)=\{0\leq \rho<R-h_j(\theta)\}\] with common bounds \[0\leq h_j\leq 2\log 2,\qquad \operatorname{Lip}(h_j)\leq L(2\log 2).\]
In this section, we prove Theorem 1 using Theorem 2 together with the geometric reduction and the support-to-radial bridge. The proof of Theorem 2 will be given in Section 6.
For the horoconvex theorem, set \[C_*=2\log 2,\qquad L_*=L(2\log 2),\qquad R_n^{\rm main}=R_0(n,C_*,L_*).\] Enlarge \(R_n^{\rm main}\), if necessary, so that \[R_n^{\rm main}>\max\{2\log 2,C_*+1\}.\] Define \(c_n=c(n,C_*)\). Thus the final theorem constants are the radial-height constants in all dimensions, and depend only on \(n\). Choose \[D_n=\max(2R_n^{\rm main},4\log 2).\]
Let \(\Omega\subset\mathbb{H}^n\) be compact and horoconvex, with diameter \(D\ge D_n\). Let \(R\) be its circumradius and \(o\) a circumcenter. Since \(\Omega\subset B_R(o)\), one has \(D\le 2R\), hence \[R\ge D/2\ge R_n^{\rm main}.\] Conversely, any point of \(\Omega\) is the center of a ball of radius \(D\) containing \(\Omega\), so the minimality of the circumradius gives \(R\le D\). Thus \(R^{-3}\ge D^{-3}\). The inequality \(R\ge R_n^{\rm main}\) also makes the radial-height threshold available. By the geometric reduction, \[B_{R-2\log 2}(o)\subset \Omega\subset B_R(o).\] Write the radial boundary as \(\rho(\theta)=R-h(\theta)\). Lemmas 1 and 2 give \[0\le h\le C_*=2\log 2,\qquad \operatorname{Lip}(h)\le L_*=L(2\log 2).\] Because \(h\) is continuous, the interior of the compact domain is exactly the open radial set \[\Omega_R(h)=\{0\le \rho<R-h(\theta)\}.\] Apply Theorem 2 to the Lipschitz radial-height domain \(\Omega=\Omega_R(h)\) with \(C=C_*\) and \(L=L_*\). Since \(R\ge R_n^{\rm main}\), \[\lambda_2(\Omega)-\lambda_1(\Omega) \geq c(n,C_*)R^{-3}.\] Since \(c_n=c(n,2\log2)\) and \(R\le D\), this gives \[\lambda_2(\Omega)-\lambda_1(\Omega)\ge c_nD^{-3}.\]
This section proves Theorem 2. The argument first proves the estimate for smooth heights with constants depending only on \(n,C,L\) as specified below; Lemma 15 then passes the estimate to Lipschitz heights by smooth spherical mollification.
To reduce collisions in the long radial-height proof, we keep the following conventions fixed. The capital operator \(D_S\) is the spherical degree operator and the lower-case \(D_s\) is the conjugated radial derivative. The symbol \(\psi\) denotes the Euler digamma function only inside the spectral multiplier \(\phi_n\); radial eigenfunctions are written with indexed symbols such as \(\psi_k\) or \(\psi_{k,l,R}\). The letter \(\rho\) denotes the polar radius in the geometric reduction, while \(\rho_k\) denotes finite-box frequency roots and \(\rho_{\rm res}\) is the high-mode reserve fraction. The unadorned \(\epsilon\) appears only in the auxiliary truncation used to prove the radial branch gap, whereas the collar scale in the main form estimates is \(\varepsilon_R=R^{-\delta_{\rm cut}}\). The height bound is always the fixed constant \(C\); local inequalities may use new constants \(c_0,C_0,c_1,C_1\) when they would otherwise collide with that height bound.
The proof of the smooth-height estimate in Theorem 2 begins by pulling the radial graph \[\Omega_R(h)=\{0\le \rho<R-h(\theta)\}\] back to the fixed cylinder \([0,R]\times\mathbb{S}^{n-1}\), after the usual radial Schrodinger conjugation. The pullback uses a cutoff flattening \[r=F_h(s,\theta)=s-\beta_R(s)h(\theta),\] which is the identity near the singular endpoint, equals the boundary shift at \(s=R\), and keeps all forms on a fixed Hilbert space. This pullback is a fixed-coordinate model of the same radial-height domain.
In that fixed space, an arbitrary test vector is decomposed into \[w=J_R f_{\leq}+q_{\rm rad,\leq}+w_>.\] Here \(J_Rf_{\leq}\) is the finite angular part of the degree-adapted first radial branch, \(q_{\rm rad,\leq}\) is the finite angular radial complement, and \(w_>\) contains the high angular modes. The rest of the proof controls these three pieces separately:
| piece | estimate | purpose |
|---|---|---|
| \(J_R f_{\leq}\) | finite first-branch Hadamard flux | produces \(T_n+2\pi^2h+b_n\) |
| \(q_{\rm rad,\leq}\) | radial branch gap and projected Green/Jost bounds | keeps radial complements above the low block |
| \(w_>\) | high angular reserve and error absorption | keeps high modes above the low block |
The final lower-form assembly combines these three controls and then compares the compressed low block with the effective angular operator. The last step of the section is only a passage from smooth heights to Lipschitz heights by the offset-domain squeeze.
The constants are fixed in the order \[\delta_{\rm eff}\to \eta_{\rm gap}\to N_A\to c_A\to \rho_{\rm res} \to c_{\rm rad}^0,R_{\rm rad}\to c_{\rm rad}\to \eta_{\rm form} \to \delta_{\rm cut}\to M_C\to N\to R_0.\] Here \(N_A=N_A(n)\) is the dimension-only floor after which the unperturbed centrifugal coefficient satisfies \(c_l\ge\lambda_l/2\), and \(c_A=c_A(n)=1/2\) is the structural high-angular comparison constant, \(c_{\rm rad}^0=c_{\rm rad}^0(n)\) and \(R_{\rm rad}=R_{\rm rad}(n)\) come from the one-dimensional radial branch gap, and \(c_{\rm rad}\le c_{\rm rad}^0\) denotes the post-reservation radial-complement margin used later. The final \(R_0\) is enlarged past \(R_{\rm rad}\). The constant \(M_C\) records the bounded low/high first-branch coupling and depends only on \(C\). The Lipschitz constant \(L\) enters through the fixed high-mode cutoff \(N\) and the final threshold \(R_0\), not through the gap constant \(\delta_{\rm eff}(n,C)\). Two analytic inputs are especially important. The angular effective gap is a compactness statement for \(T_n+2\pi^2h\) on the sphere, proved from positivity of a subordinated Poisson semigroup. The radial branch gap is a one-dimensional separated estimate; its critical two-dimensional channel is kept inside the all-dimensional radial-height theorem used by Theorem 1.
We now fix the constants used in the smooth-height estimate. The estimates below use only the height and its first angular derivatives. Whenever a displayed coordinate expansion contains \(\Delta_{\mathbb{S}^{n-1}}h\), the term is integrated by parts on the sphere before constants are fixed.
The constant choices in Theorem 2 are made before the large-\(R\) limit. We first define the limiting angular operator. Let \(D_S\) be the spherical degree operator. The subscript \(S\) refers to the sphere; this operator is not the lower-case radial derivative \(D_s\) used later in this section. It is characterized by \[D_SY_l=lY_l, \qquad D_S=\sqrt{-\Delta_{\mathbb{S}^{n-1}}+\left(\frac{n-2}{2}\right)^2} -\frac{n-2}{2}.\] Thus \(D_S\) is the usual first-order self-adjoint pseudodifferential operator obtained from the spherical Laplacian by spectral calculus. Now set \[T_n=\phi_n(D_S),\qquad \phi_n(x)=2\pi^2 \left[ \psi\!\left(\frac{n-1}{2}+x\right) -\psi\!\left(\frac{n-1}{2}\right) \right],\] where \(\psi\) is the digamma function. Thus \(T_n\) is a self-adjoint spectral multiplier on the sphere. The displayed formula is the definition: the diagonal action on spherical harmonics is the corresponding spectral-theorem description: \[T_nY_l=\tau_{n,l}Y_l,\qquad \tau_{n,l}=b_{n+2l}-b_n,\] where \(b_m\) is the \(R^{-3}\) coefficient in the large-radius ball first-eigenvalue expansion in \(\mathbb{H}^m\). The equality \(\tau_{n,l}=\phi_n(l)\) follows from the digamma recurrence; in even dimensions the \(-\log 2\) terms in the coefficients \(b_m\) cancel. The proof below writes out this check explicitly. The operator \(T_n\) is the \(R^{-3}\)-scale angular kinetic operator obtained from the first radial branches of the separated ball operators \(H_{l,R}\). It is nonlocal in the same sense that a fractional power of the Laplacian is nonlocal, since functional calculus builds it from the spherical harmonic decomposition. With this notation let \[L_h=T_n+2\pi^2h+b_n.\] The additive scalar \(b_n\) is kept so that the limiting operator records the correct absolute \(R^{-3}\) coefficient, but it cancels from all spectral gaps. The proof below supplies \[\mu_2(L_h)-\mu_1(L_h)\geq \delta_{\rm eff}(n,C)>0\] uniformly for \(0\leq h\leq C\). Then set \[\eta_{\rm gap}=\delta_{\rm eff}(n,C)/32.\] Choose once and for all a dimension-only high-mode floor \(N_A(n)\) so that the angular coefficient \[c_l=l(l+n-2)+\frac{(n-1)(n-3)}{4}\] satisfies \(c_l\ge \lambda_l/2\) for every \(l>N_A(n)\), where \(\lambda_l=l(l+n-2)\). Then the high-angular reserve estimate below holds with the dimension-only constant \[c_A(n)=1/2.\] Choose a reserve fraction \[\rho_{\rm res}\in(0,1/4)\] for the high-angular separated form before choosing the form-loss parameter. Let \(c_{\rm rad}^0(n)>0\) and \(R_{\rm rad}(n)<\infty\) be constants supplied by Lemma 6. These are fixed at this stage; later \(R_0\) is enlarged so that \(R_0\ge R_{\rm rad}(n)\). We reserve a fixed fraction of the radial-complement form for the first-branch/radial-complement mixed terms in Lemma 12. After this reservation choose a smaller constant \[0<c_{\rm rad}(n)\le c_{\rm rad}^0(n)\] for the post-reservation radial-complement margin. Every later displayed \(c_{\rm rad}R^{-2}\|q_{\rm rad}\|^2\) uses this smaller constant. The parameter \(\eta\) in Lemma 12 is fixed before \(\delta_{\rm cut}\) and \(N\) are chosen. Choose \(\eta_{\rm form}=\eta_{\rm form}(n,C,\rho_{\rm res})\) so the scale-invariant form losses leave at least half of the radial-complement margin. The finite-low costs produced by these routings are \(o(R^{-3})\) after the final \(R_0\) enlargement. The only fixed order-\(R^{-3}\) loss kept on the low first-branch block below is the \(\eta_{\rm gap}\) Young loss from the bounded low/high first-branch coupling. Choose the transition exponent \[\delta_{\rm cut}\in(1/2,2/3),\qquad \varepsilon_R=R^{-\delta_{\rm cut}},\] where \(\delta_{\rm cut}<1\), and hence the stricter upper bound \(\delta_{\rm cut}<2/3\), gives \(R^{-1}\varepsilon_R^{-1}=R^{\delta_{\rm cut}-1}=o(1)\) in the endpoint mass controls. The lower bound fixes the endpoint collar on the small scale used in the cutoff estimates below, and all local remainders may depend on this already-chosen \(\delta_{\rm cut}\). Let \(M_C\) denote a fixed constant in the bounded low/high first-branch cross estimate in Lemma 13. For definiteness one may take \[M_C=4\pi^2 C+1 .\] This depends only on the height bound \(C\). Since \(\|2\pi^2M_h\|_{L^2\to L^2}\le2\pi^2C\) and \(M_C=4\pi^2C+1>2\pi^2C\), this constant dominates the leading order-\(R^{-3}\) bounded multiplication part of the low/high first-branch coupling with no large-\(R\) enlargement. The non-leading low/high corrections are routed separately into \(\tau'_{N,R}\operatorname{Sep}_>\) and the \(o_{N,C,L}(R^{-3})\) remainder in Lemma 13: \[|\operatorname{Coupl}_{\le,>}(f_{\leq},w_>)| \le M_CR^{-3}\|f_{\leq}\|\,\|w_>\|.\] Then choose the angular cutoff \[N=N(n,C,L,\eta_{\rm gap},\eta_{\rm form},\rho_{\rm res},M_C)\ge N_A(n),\] large enough to satisfy the high-mode reserve and compression requirements below, and also large enough that the finite-block ground-state energy approximates the full effective ground-state energy uniformly in \(0\le h\le C\): \[\mu_1(P_NL_hP_N|_{P_NL^2}) \le \mu_1(L_h)+\delta_{\rm eff}/32 .\] This last uniform approximation follows from a uniform truncation estimate for the ground states of \(T_n+2\pi^2h\). Let \(u_h\) be a normalized ground state of \(L_h\). The min-max estimate with the constant test function gives \(\langle u_h,T_nu_h\rangle\le 2\pi^2C\), so the spectral theorem for \(T_n\) gives \[\|(I-P_N)u_h\|_2^2 \le 2\pi^2C\,\tau_{n,N+1}^{-1} =:\kappa_N^2,\qquad \kappa_N\to0\] uniformly for \(0\le h\le C\). Write \(g=P_Nu_h\). Then \(\|g\|_2^2\ge1-\kappa_N^2\), and truncation does not increase the kinetic term: \[\langle g,T_ng\rangle\le \langle u_h,T_nu_h\rangle .\] For the potential term, \(0\le2\pi^2h\le2\pi^2C\) gives \[\bigl|2\pi^2\langle g,hg\rangle -2\pi^2\langle u_h,hu_h\rangle\bigr| \le 2\pi^2C(2\|(I-P_N)u_h\|_2+\|(I-P_N)u_h\|_2^2) \le 6\pi^2C\,\kappa_N\] after increasing \(N\) so \(\kappa_N\le1\). Hence \[\langle g,L_hg\rangle \le \mu_1(L_h)+6\pi^2C\,\kappa_N,\] and therefore, using \(\|g\|_2^2\ge1-\kappa_N^2\), \[\mu_1(P_NL_hP_N|_{P_NL^2})-\mu_1(L_h) \le {6\pi^2C\,\kappa_N+|\mu_1(L_h)|\kappa_N^2 \over 1-\kappa_N^2}.\] Moreover \(b_n\le\mu_1(L_h)\le b_n+2\pi^2C\), so \(\mu_1(L_h)\) is uniformly bounded for \(0\le h\le C\). Choosing \(N\) large enough makes the last display at most \(\delta_{\rm eff}/32\), uniformly in \(0\le h\le C\). Finally \[R_0=R_0(n,C,L,\rho_{\rm res},\eta_{\rm form},\delta_{\rm cut},N).\] This threshold is also enlarged past the dimension-only radial threshold \(R_{\rm rad}(n)\). After the previous choices are fixed, write it as \(R_0(n,C,L)\). The final radial-height constant may be taken as \[c(n,C)=\delta_{\rm eff}(n,C)/4.\] This is the point where the \(L\)-dependence has disappeared from the constant. The Lipschitz bound affects the proof only by enlarging the finite cutoff \(N\), the constants in the shear/Jacobian and low/high routing estimates, and the final threshold needed to absorb the corresponding \(o_{N,C,L}(R^{-3})\) remainders. It does not enter the angular compactness gap \(\delta_{\rm eff}(n,C)\), the dimension-only radial branch constants, or the final value of \(c(n,C)\). Explicitly, after \(N\) and all earlier parameters are fixed, each occurrence of \(o_{N,C,L}(R^{-3})\) below means \[\epsilon_{N,C,L}(R)R^{-3},\qquad \epsilon_{N,C,L}(R)\to0\] as \(R\to\infty\), with \(N,C,L\) held fixed. The final threshold \(R_0(n,C,L)\) is enlarged so that the finitely many such remainders appearing in the assembly are smaller than the displayed reserved fractions of \(\delta_{\rm eff}(n,C)R^{-3}\). This enlargement changes only the threshold, not \(c(n,C)\). When a local lemma records the already-fixed collar exponent explicitly as \(o_{N,C,L,\delta_{\rm cut}}(R^{-3})\), this is absorbed into the aggregate notation \(o_{N,C,L}(R^{-3})\) below after \(\delta_{\rm cut}\) has been chosen.
For the unperturbed separated model, write the radial variable as \(s\). Start from the hyperbolic metric \[g=ds^2+\sinh^2(s)\gamma_{AB}d\theta^A d\theta^B\] and perform the physical radial Schrodinger conjugation: multiplication by \((\sinh s)^{(n-1)/2}\) carries the physical radial \(L^2\) measure \(\sinh^{n-1}s\,ds\) to the flat measure \(ds\). With \[a_n=(n-1)/2,\qquad c_n^0=(n-1)(n-3)/4,\] set \[E_R=a_n^2+\pi^2/R^2.\] The separated radial operator in angular degree \(l\) is \[H_{l,R} = -\frac{d^2}{ds^2}+a_n^2+ \bigl(l(l+n-2)+c_n^0\bigr)\sinh^{-2}(s),\] with the Dirichlet condition at \(s=R\) and the Friedrichs endpoint condition at \(s=0\). Let \(y_{l,R}\) be the normalized positive first eigenfunction of \(H_{l,R}\). For \[f(\theta)=\sum_{l,m}f_{l,m}Y_{l,m}(\theta),\] define the degree-adapted first-radial-branch lift \[J_R f=\sum_{l,m}f_{l,m}y_{l,R}(s)Y_{l,m}(\theta).\] The normalization is the \(L^2(0,R;ds)\) normalization after the physical radial Schrodinger conjugation, and the spherical harmonics are orthonormal in \(L^2(\mathbb{S}^{n-1})\). Hence \(J_R\) is an exact isometry from \(L^2(\mathbb{S}^{n-1})\) into the fixed flattened Hilbert space: \[\|J_Rf\|_{L^2(ds\,d\theta)}=\|f\|_{L^2(\mathbb{S}^{n-1})}.\] All shifted forms below are written in this unitarily pulled-back Hilbert space; in physical variables this is the same equality after undoing the unitary radial conjugation. The lift is defined in the flattened coordinate \(s\); hence \(y_{l,R}(R)=0\) imposes the Dirichlet condition on the graph boundary after the pullback. This degree adaptation is essential: it produces the multiplier \(T_n\), not the ordinary angular Laplacian. In the later boundary-flattening calculation, \(r\) denotes the physical radial coordinate and \(s\in[0,R]\) denotes the fixed flattened coordinate, with \(r=F_h(s,\theta)\).
These two estimates are the local pullback tools used later to route the shear and angular-Jacobian coefficient classes. They are stated before the finite-mode analysis because they depend only on the flattening map, the height bounds, and the first angular derivatives of the height, not on the later radial branch or finite-block estimates. We use the cutoff field \[F_h(s,\theta)=s-\beta_R(s)h(\theta),\] with \(\beta_R=0\) near the singular endpoint, \(\beta_R=s/R\) on the regular bulk, \(\beta_R(R)=1\), and \[\beta_R'=O(R^{-1}),\qquad \beta_R''=O(R^{-1}\varepsilon_R^{-1})\] on the transition layer \(\varepsilon_R\le s\le2\varepsilon_R\). The same field is used in the coefficient-class bookkeeping below.
Lemma 3 (Flattened shear form). Let \(z\) be a smooth test function on the physical graph domain and set \(\widetilde{z}(s,\theta)=z(F_h(s,\theta),\theta)\), where \[F_h(s,\theta)=s-\beta_R(s)h(\theta).\] Assume \(|\beta_R'|\le C_\beta/R\), so that \(F_s=\partial_sF_h\ge1/2\) on the full cylinder once \(R\) is large in terms of \(C\) and \(C_\beta\). Then the physical Dirichlet form pulls back as \[\begin{align} \int |\nabla z|^2\sinh^{n-1}r\,dr\,d\theta &= \int F_s^{-1}\sinh^{n-1}(F_h)|\partial_s\widetilde{z}|^2\,ds\,d\theta \\ &\quad+ \int F_s\sinh^{n-3}(F_h) \left|\nabla_\theta\widetilde{z} +\frac{\beta_R}{F_s}\partial_s\widetilde{z}\,\nabla h\right|^2 ds\,d\theta . \end{align}\] Consequently, if \(0\le h\le C\), \(\operatorname{Lip}(h)\le L\), and \(R\) is large enough in terms of \(C\), then for every \(\eta>0\) \[\begin{align} &\left| \int 2\beta_R\sinh^{n-3}(F_h)\, \partial_s\widetilde{z}\,\nabla h\cdot\nabla_\theta\widetilde{z} \,ds\,d\theta\right| \\ &\qquad\le \eta\int F_s^{-1}\sinh^{n-1}(F_h)|\partial_s\widetilde{z}|^2 +C_{C,L}\eta^{-1}R^{-2} \int F_s\sinh^{n-3}(F_h)|\nabla_\theta\widetilde{z}|^2 . \end{align}\] The principal shear loss is therefore a small radial or angular kinetic loss, depending on the Young routing. It is not a scalar \(\sinh^{-2}(F_h)|\widetilde{z}|^2\) term. Weighted scalar terms enter only from lower-order Jacobian and radial half-density coefficients after the fixed Schrodinger conjugation.
Proof. The chain rule gives \[\partial_r z=F_s^{-1}\partial_s\widetilde{z},\qquad \nabla_\theta z=\nabla_\theta\widetilde{z} +\frac{\beta_R}{F_s}\partial_s\widetilde{z}\,\nabla h .\] Multiplying the radial and angular gradient terms by the pulled-back volume element \(F_s\sinh^{n-1}(F_h)\,ds\,d\theta\) gives the displayed identity. Since \(\beta_R=0\) near the singular endpoint and \(\beta_R\le s/R\) elsewhere, while \(F_h\ge s/2\) after increasing \(R\), \[\frac{\beta_R|\nabla h|}{\sinh(F_h)}\le \frac{C_{C,L}}{R}.\] Thus the mixed integral is bounded by \[\frac{C_{C,L}}{R} \left(\int F_s^{-1}\sinh^{n-1}(F_h)|\partial_s\widetilde{z}|^2\right)^{1/2} \left(\int F_s\sinh^{n-3}(F_h)|\nabla_\theta\widetilde{z}|^2\right)^{1/2},\] and Young’s inequality with parameter \(t=\eta R/C_{C,L}\), followed by renaming the constant, proves the stated asymmetric estimate. ◻
Lemma 4 (Angular Jacobian integration by parts). Let \(h_j\) be smooth heights with \(0\le h_j\le C\) and \(|\nabla h_j|\le L\), converging uniformly to a Lipschitz height \(h\). Set \(F_j=s-\beta_R(s)h_j(\theta)\). Suppose an angular Jacobian or half-density expansion produces a scalar term of the form \[I_j[w]= \int b_j(s,\theta)w^2\,\Delta_{\mathbb{S}^{n-1}}h_j\,ds\,d\theta, \qquad b_j=\beta_R(s)\coth(F_j)\sinh^{-2}(F_j),\] or the same expression with \(b_j\) multiplied by a smooth coefficient of \(F_j\) whose value and first derivative are uniformly bounded. Define \[\alpha_j(s,\theta) = \beta_R(s)^2 \bigl(\coth^2(F_j)+\operatorname{csch}^2(F_j)\bigr).\] Then \(\alpha_j\le C_C\), and \(\alpha_j\le C_CR^{-2}\) on \(s\le1\). For every \(\eta>0\), \[|I_j[w]| \le \eta\int \sinh^{-2}(F_j)|\nabla_\theta w|^2\,ds\,d\theta +C_{C,L}\eta^{-1} \int \alpha_j\sinh^{-2}(F_j)|w|^2\,ds\,d\theta ,\] with constants independent of \(j\) and \(R\) large.
Proof. Integrate by parts on the sphere. Since \(\Delta_{\mathbb{S}^{n-1}}h_j=\operatorname{div}\nabla h_j\), \[I_j[w]= -\int \nabla h_j\cdot\nabla_\theta(b_jw^2)\,ds\,d\theta .\] The derivative falling on \(w^2\) is bounded by \[C_L\int \beta_R\coth(F_j)\sinh^{-2}(F_j) |w|\,|\nabla_\theta w|\,ds\,d\theta .\] Because \(\beta_R=0\) near \(s=0\), \(\beta_R\le s/R\), and \(F_j\ge s/2\) after increasing \(R\), the factor \((\beta_R\coth(F_j))^2\) is bounded by \(\alpha_j\). Young’s inequality gives the stated angular kinetic loss and the \(\alpha_j\sinh^{-2}(F_j)|w|^2\) scalar remainder.
When the derivative falls on \(b_j\), the identity \[\nabla_\theta\{\coth(F_j)\sinh^{-2}(F_j)\} = O\!\left((\operatorname{csch}^2(F_j)+\coth^2(F_j))\sinh^{-2}(F_j)\right) \beta_R\nabla h_j\] and \(|\nabla h_j|\le L\) give \[|\nabla_\theta b_j| \le C_{C,L}\alpha_j\sinh^{-2}(F_j),\] again using \(\alpha_j=\beta_R^2(\coth^2(F_j)+\operatorname{csch}^2(F_j))\). This proves the scalar bound. The version with a bounded smooth coefficient has the same proof: when the derivative falls on the coefficient, it supplies one factor \(\beta_R|\nabla h_j|\), while \(b_j\) already supplies the factor \(\beta_R\coth(F_j)\sinh^{-2}(F_j)\), and the product is again controlled by \(\alpha_j\sinh^{-2}(F_j)\). Finally, \(\alpha_j\le C_C\) everywhere, while on \(s\le1\) the estimate \(\beta_R\le s/R\) and \(\coth^2(F_j)+\operatorname{csch}^2(F_j)\le C/s^2\) give \(\alpha_j\le C_CR^{-2}\). ◻
These give the first-radial-branch coefficients. In angular degree \(l\), the singular coefficient is \[l(l+n-2)+\frac{(n-1)(n-3)}{4} = \frac{(n+2l-1)(n+2l-3)}{4},\] which is exactly the radial first-eigenvalue coefficient in dimension \(m=n+2l\). This matches the full coefficient, not only the inner factor in parentheses. Thus the tempting shift obtained by matching only \(l(l+n-2)\) is wrong; for \(l=1\) the admissible shift is \(n+2\), not \(n+4\). If \(e_{l,R}^{(n)}\) is the first radial eigenvalue in degree \(l\) for the dimension-\(n\) ball, then \[e_{l,R}^{(n)} = \lambda_1^{(n+2l)}(R) -\bigl(a_{n+2l}^2-a_n^2\bigr).\] Kristály’s large-radius first-eigenvalue expansion [17] Theorem 1.1, Remark 1.1(i), and the root asymptotics derived in equations (3.13), (3.23) therefore gives, for each fixed \(l\), \[e_{l,R}^{(n)} = a_n^2+\pi^2/R^2+b_{n+2l}R^{-3}+o_l(R^{-3}).\] The appeal to Remark 1.1(i) is used here with the following precision: after the fixed dimension shift \(m=n+2l\), the first four terms of the ball-root expansion leave a genuine little-\(o_m(R^{-3})\) remainder, not merely a bounded \(O_m(R^{-3})\) error. This is the precision needed later when a finite set of degrees is maximized after \(N\) has been fixed. Explicitly, for odd \(m=2p+1\), \[b_m=2\pi^2\sum_{j=1}^{p-1}\frac{1}{j}\] with the empty sum equal to \(0\), while for even \(m=2p\), \[b_m=4\pi^2 \left(\sum_{j=1}^{p-1}\frac{1}{2j-1}-\log 2\right).\] These are just the \(R^{-3}\) coefficients obtained by expanding the squares in Kristály’s odd and even asymptotic formulas; the case \(m=2\) uses the stated empty-sum convention. Only finitely many degrees \(l\le N\) enter the lower-form reduction, and \(N\) is fixed before \(R_0\); hence the maximum of these fixed-degree remainders is still \(o(R^{-3})\). The diagonal operator is then defined by the exact coefficient identity \(T_nY_l=(b_{n+2l}-b_n)Y_l\). Combining Kristály’s odd and even coefficient formulas gives the algebraic digamma form used below, where \(\psi(x)=\Gamma'(x)/\Gamma(x)\) denotes the Euler digamma function, \[b_{n+2l}-b_n =2\pi^2 \left[ \psi\!\left(\frac{n-1}{2}+l\right) -\psi\!\left(\frac{n-1}{2}\right) \right].\] Indeed, if \(n=2p+1\) is odd then \[b_{n+2l}-b_n = 2\pi^2\sum_{j=p}^{p+l-1}{1\over j} = 2\pi^2[\psi(p+l)-\psi(p)].\] If \(n=2p\) is even, the \(-\log 2\) terms cancel and \[b_{n+2l}-b_n = 4\pi^2\sum_{j=p}^{p+l-1}{1\over 2j-1} = 2\pi^2 \left[\psi\!\left(p+l-\frac{1}{2}\right) -\psi\!\left(p-\frac{1}{2}\right)\right].\] These are the displayed formula with \((n-1)/2=p\) in the odd case and \((n-1)/2=p-\frac{1}{2}\) in the even case. In particular, the \(l=1\) coefficient is \[b_{n+2}-b_n =2\pi^2\left(\frac{2}{n-1}\right) =\frac{4\pi^2}{n-1},\] using \(\psi(x+1)-\psi(x)=1/x\), matching the ball gap asymptotic. Benguria–Linde [27] identifies the second Dirichlet eigenvalue of a hyperbolic ball with the first \(l=1\) branch. Equivalently, for the large-\(R\) calibration needed here, the radial branch gap proved below puts the second \(l=0\) radial level at distance at least \(cR^{-2}\) above the ground state, for some \(c>0\), while the first \(l=1\) level has gap \(4\pi^2((n-1)R^3)^{-1}+o(R^{-3})\). The \(R^{-3}\) coefficients above come from Kristály through the dimension shift.
Lemma 5 (Angular effective gap). Fix \(n\ge2\) and \(C<\infty\). There is a constant \(\delta_{\rm eff}(n,C)>0\) such that, for every measurable \(h:\mathbb{S}^{n-1}\to[0,C]\), \[\mu_2(T_n+2\pi^2h+b_n)-\mu_1(T_n+2\pi^2h+b_n) \geq \delta_{\rm eff}(n,C).\]
Proof. The scalar \(b_n\) does not affect gaps, so write \[A_h=T_n+2\pi^2h .\] We first record that the first eigenvalue of \(A_h\) is simple for every measurable \(h\) with \(0\le h\le C\). We use the functional-calculus definition of \(T_n\) from Subsection 6.2: if \(D_S\) is the spherical degree operator, \(D_SY_l=lY_l\), equivalently \[D_S=\sqrt{-\Delta_{\mathbb{S}^{n-1}}+\left(\frac{n-2}{2}\right)^2} -\frac{n-2}{2}.\] Again, this is an angular operator on \(\mathbb{S}^{n-1}\), not the radial derivative \(D_s\) used in the one-dimensional estimates below. The operator \(T_n\) is defined from \(D_S\) by spectral calculus, and the dimension-shift asymptotic identifies the scalar function: \[T_n=\phi_n(D_S),\qquad \phi_n(x)=2\pi^2 \left[ \psi\!\left(\frac{n-1}{2}+x\right) -\psi\!\left(\frac{n-1}{2}\right) \right],\] so \(T_nY_l=(b_{n+2l}-b_n)Y_l\). For \(a=(n-1)/2\), the integral representation \[\psi(a+x)-\psi(a) = \int_0^\infty \frac{e^{-at}(1-e^{-xt})}{1-e^{-t}}\,dt\] shows that \(\phi_n\) is a Bernstein function. Hence \(e^{-\sigma T_n}\) is a Bochner subordinate of the spherical Poisson semigroup \(e^{-tD_S}\) [29]. For \(r=e^{-t}\), this semigroup agrees with integration against the spherical Poisson kernel \[P_r(\theta,\eta) = |\mathbb{S}^{n-1}|^{-1} \frac{1-r^2}{(1-2r\,\theta\cdot\eta+r^2)^{n/2}},\] with respect to surface measure \(d\eta\). Indeed, by the standard Poisson-kernel expansion, equivalently by Funk–Hecke, the degree \(l\) zonal component of \(P_r\) is \(r^l\), so the integral operator acts on degree \(l\) harmonics by the multiplier \(r^l=e^{-tl}\). Let \(\mu_\sigma\) be the subordinator law. Since \(\phi_n(0)=0\) and \(\phi_n(\lambda)\to\infty\), \[\mu_\sigma(\{0\}) = \lim_{\lambda\to\infty}\int_0^\infty e^{-\lambda t}\,d\mu_\sigma(t) = \lim_{\lambda\to\infty}e^{-\sigma\phi_n(\lambda)} =0 .\] Thus there is a compact interval \([t_0,t_1]\subset(0,\infty)\) with \(\mu_\sigma([t_0,t_1])>0\). On this interval the Poisson kernel is bounded below by a positive constant; for instance \[P_{e^{-t}}(\theta,\eta) \ge |\mathbb{S}^{n-1}|^{-1}\frac{1-e^{-2t_0}}{2^n} =:p_* .\] Therefore, for \(f\ge0\), \[(e^{-\sigma T_n}f)(\theta) = \int_0^\infty (e^{-tD_S}f)(\theta)\,d\mu_\sigma(t) \ge m_\sigma\int_{\mathbb{S}^{n-1}}f(\eta)\,d\eta,\qquad m_\sigma:=\mu_\sigma([t_0,t_1])p_*>0 .\] Let \(V_h=2\pi^2h\). Since \(T_n\) is self-adjoint and nonnegative and \(V_h\) is a bounded symmetric multiplication operator, \(A_h=T_n+V_h\) is semibounded self-adjoint. The semigroup Trotter product formula [30], together with the inequalities \[e^{-2\pi^2C\sigma/k}I\le e^{-(\sigma/k)V_h}\le I\] give, first for the positive Trotter products and then by strong \(L^2\) convergence, \[e^{-\sigma A_h}f \ge e^{-2\pi^2C\sigma}e^{-\sigma T_n}f \ge e^{-2\pi^2C\sigma}m_\sigma \int_{\mathbb{S}^{n-1}}f\] for every nonzero \(f\ge0\). Since \(T_n\) has compact resolvent and \(V_h\) is bounded, \(e^{-\sigma A_h}\) is compact. The last display makes it positivity improving. By the Perron–Frobenius theorem for compact positivity-improving operators [31], the spectral radius of \(e^{-\sigma A_h}\) is a simple eigenvalue with a strictly positive eigenvector. Equivalently, the first eigenvalue of \(A_h\) is simple for every such \(h\). Since \(A_h\) is real and self-adjoint, this real simplicity is the same as complex simplicity: the real and imaginary parts of any complex first eigenfunction are real first eigenfunctions.
We now prove uniformity by compactness. Let \[\mathcal{H}_C=\{h\in L^\infty(\mathbb{S}^{n-1}):0\le h\le C\}.\] The unit ball of \(L^\infty\) is weak-\(*\) compact, and here it is sequentially compact on bounded sets because \(L^1(\mathbb{S}^{n-1})\) is separable. Suppose, to the contrary, that the gaps of \(A_h\) are not uniformly bounded below on \(\mathcal{H}_C\). Then there are \(h_j\in \mathcal{H}_C\) such that \[\mu_2(A_{h_j})-\mu_1(A_{h_j})\to0 .\] After passing to a subsequence, \(h_j\to h\) weak-\(*\) in \(L^\infty\) for some \(h\in\mathcal{H}_C\).
Let \(u_j,v_j\) be \(L^2\)-orthonormal eigenfunctions for the first two eigenvalues of \(A_{h_j}\). The min-max principle and \(0\le V_{h_j}\le 2\pi^2C\) give \[\mu_2(A_{h_j})\le \mu_2(T_n)+2\pi^2C,\] so \[\langle u_j,T_nu_j\rangle,\;\langle v_j,T_nv_j\rangle \le \mu_2(T_n)+2\pi^2C .\] Thus \(u_j\) and \(v_j\) are bounded in the form domain \[\mathcal{Q}=\operatorname{Dom}(T_n^{1/2}),\qquad \|w\|_{\mathcal{Q}}^2=\|w\|_2^2+\langle w,T_nw\rangle .\] Since \(T_n\) has eigenvalues tending to infinity and each spherical-harmonic degree has finite multiplicity, the eigenvalue list with multiplicity tends to infinity. Hence the embedding \(\mathcal{Q}\hookrightarrow L^2(\mathbb{S}^{n-1})\) is compact. Passing to a further subsequence, \[u_j\to u,\qquad v_j\to v \quad\text{strongly in }L^2,\] and weakly in \(\mathcal{Q}\). The limits are still orthonormal. Passing to a further subsequence, the two eigenvalues converge to a common value \(\lambda\), because their difference tends to zero.
For each fixed \(\varphi\in\mathcal{Q}\), the products \(u_j\overline{\varphi}\) and \(v_j\overline{\varphi}\) converge in \(L^1\). For instance, \[\begin{align} &\left|\int h_j u_j\overline{\varphi} -\int h u\overline{\varphi}\right| \\ &\qquad\le C\|(u_j-u)\overline{\varphi}\|_{L^1} +\left|\int (h_j-h)u\overline{\varphi}\right| \to0 . \end{align}\] The same argument applies to \(v_j\). Together with weak convergence in \(\mathcal{Q}\), this allows passage to the limit in the weak eigenvalue equations. More explicitly, the equations are used in form-pairing form: for every \(\varphi\in\mathcal{Q}\), \[\langle T_n^{1/2}u_j,T_n^{1/2}\varphi\rangle +2\pi^2\int h_ju_j\overline{\varphi} = \mu_1(A_{h_j})\langle u_j,\varphi\rangle,\] and similarly for \(v_j\). Weak convergence in \(\mathcal{Q}\) gives convergence of the kinetic half-power pairing, while the displayed \(L^1\) estimate gives convergence of the potential term. Hence \[A_hu=\lambda u,\qquad A_hv=\lambda v .\] It remains to identify \(\lambda\) as the first eigenvalue of \(A_h\). For any normalized \(\varphi\in\mathcal{Q}\), \[\mu_1(A_{h_j})\le \langle\varphi,T_n\varphi\rangle +2\pi^2\int_{\mathbb{S}^{n-1}}h_j|\varphi|^2 \to \langle\varphi,T_n\varphi\rangle +2\pi^2\int_{\mathbb{S}^{n-1}}h|\varphi|^2 .\] Taking the infimum over \(\varphi\) gives \(\lambda\le\mu_1(A_h)\). Since \(\lambda\) is an eigenvalue of \(A_h\), it is not below the bottom of the spectrum, so \(\mu_1(A_h)\le\lambda\). Thus \(\lambda=\mu_1(A_h)\), and \(u,v\) are two orthonormal first eigenfunctions of \(A_h\). This contradicts the simplicity proved above. Therefore \[\inf_{h\in\mathcal{H}_C}\bigl(\mu_2(A_h)-\mu_1(A_h)\bigr)>0 .\] This infimum is the required \(\delta_{\rm eff}(n,C)\), and adding the scalar \(b_n\) does not change the gap. ◻
Choose one cutoff \[N=N(n,C,L,\eta_{\rm gap},\eta_{\rm form},\rho_{\rm res},M_C)\] with \(N\ge N_A(n)\), before the large-\(R\) threshold is chosen.
The next technical block has four separate jobs. The angular effective gap above is a compactness statement on the sphere: after the radial first branch has been reduced to the angular form \(T_n+2\pi^2h+b_n\), it supplies a uniform first-to-second angular gap. The radial branch gap below is a one-dimensional statement for each separated radial row; its only delicate case is the critical \((n,l)=(2,0)\) channel, where the second eigenvalue is controlled by a critical Bessel comparison and the first eigenvalue by a simple sine trial. The finite-box Jost data lemma then records the ODE and Volterra estimates needed for normalized radial eigenfunctions on the long interval. Finally, the finite first-branch Hadamard lemma converts those radial endpoint estimates into the \(2\pi^2h\) boundary-flux matrix used in the lower form. Thus the first two lemmas create the gap/reserve, while the last two lemmas compute the finite first-branch coefficient to order \(R^{-3}\).
Lemma 6 (Radial branch gap and critical channel). For each \(n\ge2\) there are constants \[c_{\rm rad}^0(n)>0,\qquad R_{\rm rad}(n)<\infty\] such that, for every angular degree \(l\ge0\) and every \(R\ge R_{\rm rad}(n)\), the first two Friedrichs-Dirichlet eigenvalues of the separated radial operator \(H_{l,R}\) satisfy \[\lambda_{2,l,R}-\lambda_{1,l,R}\ge c_{\rm rad}^0(n)R^{-2}.\]
Proof. Write \[c_l=l(l+n-2)+\frac{(n-1)(n-3)}{4}.\] Except in the critical channel \((n,l)=(2,0)\), one has \(c_l\ge0\), and the only zero case is \((n,l)=(3,0)\). For \(c_l\ge0\), the potential \(c_l\sinh^{-2}s\) is convex on \((0,\infty)\), since \[\frac{d^2}{ds^2}\sinh^{-2}s = 4\coth^2s\,\sinh^{-2}s+2\sinh^{-4}s>0.\] This includes the zero potential in the \((n,l)=(3,0)\) channel. Truncate the endpoint to \((\epsilon,R)\) and impose Dirichlet conditions at both endpoints. The one-dimensional convex-potential gap theorem [2], [32] then gives \[\lambda_2(H_{l,R}^{\epsilon})-\lambda_1(H_{l,R}^{\epsilon}) \ge 3\pi^2(R-\epsilon)^{-2}.\] Extend \(H_0^1(\epsilon,R)\) functions by zero to \((0,R)\). As \(\epsilon\downarrow0\) these closed form domains increase monotonically, and their union is dense in the Friedrichs form domain, the completion of \(C_c^\infty(0,R)\) under the form norm. The corresponding eigenvalues therefore converge to the singular-endpoint Friedrichs eigenvalues by monotone form convergence. For each \(\epsilon\), \[\lambda_2(H_{l,R}^{\epsilon}) \geq \lambda_1(H_{l,R}^{\epsilon})+3\pi^2(R-\epsilon)^{-2}.\] Taking limits in this inequality gives \(\lambda_{2,l,R}\geq\lambda_{1,l,R}+3\pi^2R^{-2}\). The right side of the truncated gap bound depends only on the interval length, not on the coefficient \(c_l\). Consequently the same limiting inequality holds for every noncritical angular degree with the same constant \(3\pi^2\). No uniform-in-\(l\) convergence rate as \(\epsilon\downarrow0\) is being used; the limit is taken degree by degree after a bound whose right side is already independent of \(l\).
For the exceptional critical channel, where \((n,l)=(2,0)\), first subtract the harmless additive constant \(a_2^2=1/4\): \[\widehat H_R=H_R-\frac{1}{4} =-\frac{d^2}{ds^2}-\frac{1}{4}\sinh^{-2}s.\] This does not change the branch gap. Compare \(\widehat H_R\) with the exact critical Bessel operator \[B_R=-\frac{d^2}{ds^2}-\frac{1}{4}s^{-2}\] with the same Friedrichs endpoint at \(0\) and Dirichlet endpoint at \(R\). Because \[\sinh^{-2}s=s^{-2}-\frac{1}{3}+O(s^2)\qquad(s\downarrow0),\] the difference \(\frac{1}{4}(s^{-2}-\sinh^{-2}s)\) extends to a bounded potential at the singular endpoint. Thus \(\widehat H_R\) and \(B_R\) are closures of the same critical Friedrichs core, and have the same form domain: the bounded potential perturbation is continuous with respect to the closed critical Friedrichs form and does not change its closure. Since \(\sinh s\ge s\), one has \(\widehat H_R\ge B_R\) in form order on that common domain, and the Courant–Fischer min-max monotonicity for closed semibounded forms therefore gives \(\lambda_k(\widehat H_R)\ge\lambda_k(B_R)\) for every indexed eigenvalue \(k\). In particular, the critical Bessel spectrum gives \[\lambda_2(\widehat H_R)\ge j_{0,2}^2R^{-2}.\] Here the Friedrichs eigenfunctions of \(B_R\) are \(\sqrt{s}\,J_0(j_{0,k}s/R)\); the companion \(\sqrt{s}\,Y_0(j_{0,k}s/R)\sim\sqrt{s}\log s\) branch is excluded by the critical Friedrichs endpoint condition. For the first eigenvalue, the simpler Dirichlet trial \[u_R(s)=\sin(\pi s/R)\] is admissible in the same critical Friedrichs form domain: it vanishes at \(R\), has \(u_R(s)=O(s)\) at the singular endpoint, and has finite critical form energy. Since the potential in \(\widehat H_R\) is nonpositive, \[\begin{align} \lambda_1(\widehat H_R) &\le \frac{\int_0^R |u_R'(s)|^2\,ds -\frac{1}{4}\int_0^R\sinh^{-2}s\,|u_R(s)|^2\,ds}{\int_0^R |u_R(s)|^2\,ds} \\ &\le \frac{\int_0^R |u_R'(s)|^2\,ds}{\int_0^R |u_R(s)|^2\,ds} = \pi^2R^{-2}. \end{align}\] The second positive zero of \(J_0\) satisfies \(j_{0,2}>5>\pi\) [33], so \[j_{0,2}^2-\pi^2>0 .\] Thus \(\widehat H_R\), and hence \(H_R\), has a critical branch gap \(\ge c_{\rm crit}R^{-2}\) with, for instance, \[c_{\rm crit}=\frac{1}{2}\bigl(j_{0,2}^2-\pi^2\bigr)>0 .\] Combining this with the noncritical channels fixes the dimension-only constants \(c_{\rm rad}^0(n)>0\) and \(R_{\rm rad}(n)<\infty\) used in the lower form. This uses the Bessel zero reference cited above, together with the standard Friedrichs-extension and Sturm–Liouville endpoint framework [30]. ◻
Lemma 7 (Finite-box Jost data). Fix the angular cutoff \(N\). For the finitely many separated radial operators \(H_{l,R}\), \(0\le l\le N\), the regular finite-box construction has constants \(R_N<\infty\) and \(0<c_0<C_0<\infty\), depending only on \(N\) and \(n\), with the following properties. First, the normalized first branch satisfies, uniformly for \(l\le N\), \[\partial_s y_{l,R}(R) = -\sqrt{2/R}\,\pi/R+O_N(R^{-5/2}).\] Second, in the critical channel \((n,l)=(2,0)\), let \((\lambda_{k,0,R},\psi_k)\) be the \(L^2(0,R)\)-normalized eigenpairs, ordered increasingly, and set \[\rho_k^2=\lambda_{k,0,R}-a_2^2,\qquad \mu_k=\lambda_{k,0,R}-\lambda_{1,0,R} =\rho_k^2-\rho_1^2 .\] There is a number \(\rho_0>0\) such that, for \(R\ge R_N\) and \(k\ge2\), \[\mu_k\ge c_0k^2R^{-2},\qquad c_0\,\frac{k}{R}\le \rho_k\le C_0\,\frac{k}{R},\] and \[\begin{array}{ll} |\psi_k(s)|\le CkR^{-3/2}s^{1/2}, & \rho_k<\rho_0/2,\\[3pt] |\psi_k(s)|\le Ck^{1/2}R^{-1}s^{1/2}, & \rho_k\ge\rho_0/2,\;\rho_k s\le1,\\[3pt] |\psi_k(s)|\le CR^{-1/2}, & \rho_k s\ge1, \end{array} \qquad 0<s\le1 .\]
Orientation for this lemma. This lemma supplies the finite-box ODE data used later by the Hadamard and projected-Green estimates. Its first output is the common first-branch boundary slope \(-\sqrt{2/R}\,\pi/R+O_N(R^{-5/2})\). Its second output, needed only in the critical \((n,l)=(2,0)\) channel, is a controlled list of radial spectral gaps, root-growth bounds, and endpoint amplitudes for the radial complement. The proof chooses the regular tail and Volterra parameters, normalizes the first branch, compares the critical roots with the Bessel model and the sine-trial first-root bound, and proves the endpoint amplitude bounds in the low-frequency and bounded-away-from-zero frequency regimes.
Zero-energy critical solution for later estimates. For the later finite-box Jost and endpoint estimates, we record the positive zero-energy Friedrichs solution of the shifted critical equation \[\left(-\partial_s^2-\frac{1}{4}\sinh^{-2}s\right)y=0.\] It is \[y(s)=\sqrt{\tanh(s/2)} F\!\left(\frac{1}{2},\frac{1}{2};1;\tanh^2(s/2)\right).\] Near the critical endpoint, \[y(s)=2^{-1/2}s^{1/2}+O(s^{5/2}),\] with no \(s^{1/2}\log s\) component. At infinity, the logarithmic case \(c=a+b\) in the DLMF connection formula [33], with \(a=b=1/2\), gives \[y(s)=\pi^{-1}s+O(1).\] This record is not used as the first-eigenvalue branch-gap trial above; it is used only in the finite-box and endpoint normalization estimates below.
Proof. This lemma is proved before the projected Green estimate below; it uses only the regular Sturm–Liouville construction, Bessel comparison, and Volterra estimates for the finite-box radial equation. No later projected endpoint estimate is used here. We separate the standard regular-solution construction from the two local normalization calculations. For each fixed \(l\le N\), subtract the common constant \(a_n^2\) and write the finite-box equation in the form \[\bigl(-\partial_s^2+V_l(s)\bigr)u=\rho^2u,\qquad u(s)\sim s^{\nu_l+1/2}\quad(s\downarrow0).\] Here \[V_l(s)=\bigl(l(l+n-2)+c_n^0\bigr)\sinh^{-2}s.\] The choice order in this lemma is: fix \(N\), choose \(S_N\), then choose \(\rho_0\), and finally choose \(R_N\). On the regular tail \(s\ge S_N\), the potentials \(V_l\) are exponentially decaying, uniformly over the finite set \(l\le N\). The zero-energy critical regular solution is nonconstant, so on the regular tail the zeros of its derivative are isolated. Choose \(S_N\) away from those zeros and large enough that the Volterra operator built from the free sine kernel is a small contraction, for example by making \[\sup_{l\le N}\int_{S_N}^\infty (1+t)|V_l(t)|\,dt\] sufficiently small. The bound \[|\rho^{-1}\sin\rho(y-x)|\le y-x\] also covers the limiting case \(\rho=0\), so \(S_N\) is fixed before any positive-frequency threshold. After \(S_N\) is fixed, choose \(\rho_0>0\) by continuity of the Cauchy data on \([0,S_N]\), and then choose \(R_N\) large enough for the phase averages on \([S_N,R]\). The Volterra construction and spectral-parameter continuity are the standard Sturm–Liouville construction [30]; the Bessel comparisons at the critical endpoint use the large- and small-argument estimates for \(J_0,Y_0\) recorded in [33].
For the first branch, the regular solution on the tail is a perturbation of a single sine mode with frequency \(\pi/R+O_N(R^{-2})\). Its \(L^2(0,R)\)-normalization has amplitude \(\sqrt{2/R}+O_N(R^{-3/2})\). More explicitly, if \(U_R\) is the unnormalized regular solution and \(A_R\) is its sine-tail amplitude on \([S_N,R]\), then \(A_R\asymp_N R\) and tail averaging gives \[\|U_R\|_{L^2(0,R)}^2 = \frac{1}{2}A_R^2R+O_N(A_R^2)+O_N(R^2) = \frac{1}{2}A_R^2R\bigl(1+O_N(R^{-1})\bigr).\] Here the fixed endpoint interval contributes lower order mass, and the Volterra dressing on the exponentially small tail contributes the displayed lower-order error. Thus the normalized tail amplitude is \(\sqrt{2/R}(1+O_N(R^{-1}))\). Since the Dirichlet endpoint phase is \(\sin(\rho_{1,l,R}(R-s))\) up to the same Volterra dressing and \(\rho_{1,l,R}=\pi/R+O_N(R^{-2})\), differentiating at \(s=R\) gives \[\partial_s y_{l,R}(R) = -\sqrt{2/R}\,\pi/R+O_N(R^{-5/2}),\] uniformly for the finite set \(l\le N\). This includes the critical channel \((n,l)=(2,0)\): after \(S_N\) is fixed, the critical Friedrichs endpoint only determines the fixed Cauchy data at \(S_N\), while the long interval \([S_N,R]\) is governed by the same low-frequency Volterra tail and the same linear zero-frequency growth that sets the \(R^{3/2}\) normalization scale.
It remains to record the critical-channel estimates. In this paragraph \((n,l)=(2,0)\), \(V_0(s)=-\frac{1}{4}\sinh^{-2}s\), and we use the \(\rho_k,\mu_k,\psi_k\) notation from the statement. The lower root growth is a comparison with the exact critical Bessel operator \[B_R=-\frac{d^2}{ds^2}-\frac{1}{4}s^{-2}\] with the same Friedrichs endpoint at \(0\) and Dirichlet endpoint at \(R\). Since \(\sinh s\ge s\), \(V_0(s)\ge -\frac{1}{4}s^{-2}\), hence \[\rho_k^2\ge j_{0,k}^2R^{-2}.\] The first critical eigenvalue estimate proved in Lemma 6 gives \(\rho_1^2\le \pi^2R^{-2}\). Since \(j_{0,k}=(k-\frac{1}{4})\pi+O(k^{-1})\), there are \(k_0\) and \(c>0\) such that \(j_{0,k}^2-\pi^2\ge ck^2\) for \(k\ge k_0\). For the finitely many \(2\le k<k_0\), the strict inequality \(\pi^2<j_{0,2}^2\le j_{0,k}^2\) gives the same bound after decreasing \(c\). Therefore, after enlarging \(R_N\), \[\mu_kR^2=\rho_k^2R^2-\rho_1^2R^2 \ge j_{0,k}^2-\pi^2\ge ck^2,\qquad k\ge2.\] The separate lower root bound follows from \(j_{0,k}\ge ck\): \[\rho_k\ge c\,k/R,\qquad k\ge2 .\] The upper root growth is the min-max half of the argument. On \((S_N,R)\), take the \(k\)-dimensional space spanned by the first \(k\) Dirichlet sine modes, vanishing at \(S_N\) and \(R\), and extend it by zero to \((0,R)\). These functions lie in the Friedrichs form domain, and on this space \[\frac{\int |\phi'|^2+V_0|\phi|^2}{\int |\phi|^2} \le C_N k^2R^{-2}\] for \(R\ge R_N\), because \(S_N\) is fixed and \(V_0\le0\) on the tail. Thus \(\rho_k\le Ck/R\).
The endpoint amplitudes use two normalizations of the same Friedrichs-regular solution. If \(\rho_k<\rho_0/2\), the bounded-frequency Volterra expansion and the zero-energy critical solution give \[|u_0(s,\rho_k)|\le Cs^{1/2},\qquad 0<s\le1 .\] The normalization needs the small-frequency Cauchy amplitude at the fixed matching point \(S_N\). Let \[\mathcal{A}_0(\rho)^2 = u_0(S_N,\rho)^2+\rho^{-2}\partial_su_0(S_N,\rho)^2 .\] As \(\rho\downarrow0\), the regular solution converges in Cauchy data on \([0,S_N]\) to the zero-energy Friedrichs solution. The matching point \(S_N\) is chosen on the tail where this zero-energy solution has nonzero slope. Hence, after decreasing \(\rho_0\) if needed, \[\rho^2\mathcal{A}_0(\rho)^2 \longrightarrow |\partial_su_0(S_N,0)|^2>0, \qquad \mathcal{A}_0(\rho)\ge c_N\rho^{-1}, \qquad 0<\rho<\rho_0/2 .\] Equivalently, after using the Dirichlet condition to write the tail phase from \(R\), the sine tail has amplitude comparable to \(\rho_k^{-1}\). Write \(\zeta_k=\rho_kR\). The lower root bound gives \(\zeta_k\ge c k\), hence \(\zeta_k\ge c_*>0\) for \(k\ge2\). If \(\zeta_k\) is bounded, the rescaled sine-tail integral has a positive lower bound by compactness on \(\zeta_k\in[c_*,K]\); if \(\zeta_k>K\), the same lower bound follows from averaging over many half-periods. Equivalently, the tail Volterra solution is a perturbed sinusoid of amplitude comparable to \(\mathcal{A}_0(\rho_k)\), and the same reverse-triangle estimate used below absorbs the relative sup-norm Volterra error into the principal sinusoidal term. The preceding compactness/phase-averaging argument gives \[\int_{S_N}^{R}|u_0(s,\rho_k)|^2\,ds \ge c(R-S_N)\mathcal{A}_0(\rho_k)^2 \ge c\rho_k^{-2}R .\] Enlarging \(K\) and then \(R_N\) gives, uniformly over all low roots, \[\|u_0(\cdot,\rho_k)\|_{L^2(0,R)}\ge c\rho_k^{-1}R^{1/2}.\] Therefore the normalized eigenfunction satisfies \[|\psi_k(s)|\le C\rho_kR^{-1/2}s^{1/2} \le CkR^{-3/2}s^{1/2}.\] For \(\rho_k\ge\rho_0/2\), write \[V_0(s)=-\frac{1}{4}s^{-2}+W(s),\] where \(W\) is bounded on \((0,S_N]\). We first record the a priori critical Bessel-Volterra bound, before using it in the Cauchy-data lower estimate. Let \(u_B(s,\rho)=s^{1/2}J_0(\rho s)\), and write the regular solution on \((0,S_N]\) as \[u_0(s,\rho)=u_B(s,\rho)+\int_0^sK_\rho(s,t)W(t)u_0(t,\rho)\,dt,\] where \(K_\rho\) is the Green kernel built from \(s^{1/2}J_0(\rho s)\) and \(s^{1/2}Y_0(\rho s)\). The small- and large-argument Bessel bounds in DLMF Sections 10.8 and 10.17, together with the Wronskian normalization in DLMF Section 10.5, give \[|K_\rho(s,t)| \le C_N \bigl(s^{1/2}\wedge\rho^{-1/2}\bigr) \bigl(t^{1/2}\wedge\rho^{-1/2}\bigr) \bigl(1+\mathbf{1}_{\{\rho t\le1\}}|\log(\rho t)|\bigr), \qquad 0<t\le s\le S_N .\] With the weighted norm \[\|u\|_\rho = \sup_{0<s\le S_N} {|u(s)|\over s^{1/2}\wedge\rho^{-1/2}},\] and \(m_\rho(t)=t^{1/2}\wedge\rho^{-1/2}\), the kernel estimate gives \[\int_0^{S_N} m_\rho(t)^2 \bigl(1+\mathbf{1}_{\{\rho t\le1\}}|\log(\rho t)|\bigr)\,dt \le C(S_N,\rho_0),\qquad \rho\ge\rho_0/2.\] Indeed, the part \(0<t\le\rho^{-1}\) is \(O(\rho^{-2})\) after the change of variables \(y=\rho t\), while the remaining part is bounded by \(S_N\rho^{-1}\). The Volterra operator is triangular, so its iterated norms are bounded by the usual factorial estimate with constants depending only on \(S_N\), \(\rho_0\), and \(\|W\|_\infty\). Picard iteration gives, uniformly in \(\rho\ge\rho_0/2\), \[|u_0(s,\rho)|\le \begin{cases} Cs^{1/2}, & \rho s\le1,\\ C\rho^{-1/2}, & \rho s\ge1 . \end{cases}\] This a priori bound for the unnormalized regular solution is independent of the normalization estimate below. We next make the Cauchy-data lower bound explicit. At the fixed matching point \(S_N\), set \[\mathcal{A}(\rho)^2 = u_0(S_N,\rho)^2+\rho^{-2}\partial_su_0(S_N,\rho)^2 .\] For the model solution \(u_B(s,\rho)=s^{1/2}J_0(\rho s)\), \[\rho^{-1}\partial_su_B(S_N,\rho) = \frac{1}{2\rho\sqrt{S_N}}J_0(\rho S_N) -\sqrt{S_N}\,J_1(\rho S_N).\] The large-argument expansions of \(J_0\) and \(J_1\), with \(x=\rho S_N\) and \(S_N\) fixed, give \[\begin{align} S_NJ_0(x)^2 &+ \left( \frac{1}{2\rho\sqrt{S_N}}J_0(x) -\sqrt{S_N}\,J_1(x) \right)^2 \\ &=\frac{2}{\pi\rho}+O_N(\rho^{-2}). \end{align}\] Indeed \(J_0(x)=\sqrt{2/(\pi x)}\cos(x-\pi/4)+O(x^{-3/2})\) and \(J_1(x)=\sqrt{2/(\pi x)}\sin(x-\pi/4)+O(x^{-3/2})\), so the two leading Cauchy components are phase-shifted and their squares add to \(2/(\pi\rho)\); in particular they cannot vanish simultaneously. The Bessel Volterra equation for the bounded residual \(W\) perturbs this scaled Cauchy vector by only \(O_N(\rho^{-3/2})\): splitting the integral at \(t=\rho^{-1}\), the collar \(0<t<\rho^{-1}\) uses \[|K_\rho(S_N,t)|+\rho^{-1}|\partial_sK_\rho(S_N,t)| \le C_N\rho^{-1/2}t^{1/2}(1+|\log(\rho t)|),\] so the logarithmic small-argument \(Y_0\) bound and the regular estimate \(u_0(t,\rho)=O(t^{1/2})\) give an \(O_N(\rho^{-5/2})\) contribution, while \(\rho^{-1}\le t\le S_N\) contributes \(O_N(\rho^{-3/2})\) by the large-argument Bessel bounds and the compact-collar high-window bound \(u_0(t,\rho)=O_N(\rho^{-1/2})\). Therefore \[\mathcal{A}(\rho)\ge c\rho^{-1/2}\] for all sufficiently large \(\rho\). On the remaining compact interval \(\rho_0/2\le\rho\le\rho_1\), the same lower bound follows after decreasing \(c\), because the regular solution depends continuously on \(\rho\) and vanishing of both Cauchy data at \(S_N\) would force the solution to be identically zero.
The free-region Volterra construction on the fixed tail transfers this amplitude to \[u_0(s,\rho) = \mathcal{A}(\rho)\cos(\rho(s-S_N)-\theta(\rho))+E(s,\rho), \qquad \sup_{S_N\le s\le R}|E(s,\rho)| \le\epsilon\,\mathcal{A}(\rho),\] where \(\epsilon\in(0,1/8)\) is fixed by the original choice of \(S_N\); the tail Volterra operator built from the free sine kernel is an \(\epsilon\)-contraction in the sup norm, uniformly for \(\rho\ge\rho_0/2\). Hence \[\int_{S_N}^{R}|E(s,\rho)|^2\,ds \le \epsilon^2\mathcal{A}(\rho)^2(R-S_N).\] The reverse triangle inequality in \(L^2(S_N,R)\) gives \[\begin{align} \|u_0(\cdot,\rho)\|_{L^2(S_N,R)} &\ge \mathcal{A}(\rho) \left(\int_{S_N}^{R} \cos^2(\rho(s-S_N)-\theta(\rho))\,ds \right)^{1/2} \\ &\qquad -\left(\int_{S_N}^{R}|E(s,\rho)|^2\,ds\right)^{1/2}. \end{align}\] For \(\rho=\rho_k\ge\rho_0/2\) and \(R\ge R_N\), \[\int_{S_N}^R \cos^2(\rho_k(s-S_N)-\theta(\rho_k))\,ds \ge \frac{R-S_N}{2}-\frac{1}{2\rho_k} \ge \frac{R}{8},\] after enlarging \(R_N\) so that \(R-S_N\ge R/2\) and \((2\rho_k)^{-1}\le R/8\). Since \(R-S_N\le R\), the preceding reverse triangle inequality gives \[\|u_0(\cdot,\rho_k)\|_{L^2(S_N,R)} \ge \mathcal{A}(\rho_k)R^{1/2} \left(\frac{1}{\sqrt8}-\epsilon\right) \ge c\mathcal{A}(\rho_k)R^{1/2}.\] Here \(c>0\) because \(\epsilon<1/8<1/\sqrt8\). Since \(\mathcal{A}(\rho_k)^2\ge c/\rho_k\), this gives \[\|u_0(\cdot,\rho_k)\|_{L^2(0,R)}^2\ge cR/\rho_k .\] Normalizing and using the upper root bound \(\rho_k\le Ck/R\) gives \[|\psi_k(s)|\le C\rho_k^{1/2}R^{-1/2}s^{1/2} \le Ck^{1/2}R^{-1}s^{1/2} \quad(\rho_ks\le1),\] while the large-argument Bessel estimate gives \[|\psi_k(s)|\le CR^{-1/2}\quad(\rho_ks\ge1).\] Taking the maximum of the finitely many thresholds and the minimum of the positive constants gives the stated uniform constants. ◻
Lemma 8 (Finite-\(N\) projected Green and Jost estimates). Fix \(1/2<\delta_{\rm cut}<2/3\) and the angular cutoff \(N\), and set \(\varepsilon_R=R^{-\delta_{\rm cut}}\). For every \(0\le l\le N\), the projected radial complement of \(H_{l,R}\) satisfies the endpoint collar estimates below, with constants and \(o_R(1)\) rates allowed to depend on the fixed cutoff \(N\) and on \(\delta_{\rm cut}\). All radial functions in this lemma are in the flattened \(L^2(0,R;ds)\) normalization, and all projections are orthogonal for that inner product. It is enough to display the critical radial channel. In the noncritical channels the inverse-square coefficient is strictly above the Friedrichs critical value, the endpoint powers are stronger, and the radial branch gap from Lemma 6, established independently before this projected Green estimate, supplies the needed complement coercivity. In the critical channel \((n,l)=(2,0)\), let \(\lambda_{k,0,R}\) and \(\psi_k\) denote the eigenvalues and normalized eigenfunctions of \(H_{0,R}\), put \[\mu_k=\lambda_{k,0,R}-\lambda_{1,0,R},\] and write \(\rho_k\) for the corresponding finite-box roots. There are constants \(\rho_0>0\), \(R_N<\infty\), and \(0<c_0<C_0<\infty\), depending only on the fixed cutoff \(N\), such that for all \(R\ge R_N\) \[\mu_k\ge c_0k^2R^{-2},\qquad c_0\,\frac{k}{R}\le \rho_k\le C_0\,\frac{k}{R},\qquad k\ge2.\] Moreover the endpoint amplitudes satisfy \[\begin{array}{ll} |\psi_k(s)|\le CkR^{-3/2}s^{1/2}, & \rho_k<\rho_0/2,\\[3pt] |\psi_k(s)|\le Ck^{1/2}R^{-1}s^{1/2}, & \rho_k\ge\rho_0/2,\;\rho_k s\le1,\\[3pt] |\psi_k(s)|\le CR^{-1/2}, & \rho_k s\ge1, \end{array} \qquad 0<s\le1,\] and the projected Green diagonal \[G_R(s,s)=\sum_{k\ge2}\frac{|\psi_k(s)|^2}{\mu_k}\] satisfies \[\sup_{\varepsilon_R\le s\le1}G_R(s,s)\le C .\] If \(Q_{0,R}\) is the projection away from the first critical radial branch and \[k[q]= \langle q,Q_{0,R}(H_{0,R}-\lambda_{1,0,R})Q_{0,R}q\rangle ,\] then every \(q=Q_{0,R}q\) in the projected critical radial complement satisfies \[R^{-1}\int_{\varepsilon_R}^{1}s^{-2}|q(s)|^2\,ds \le o_R(1)k[q], \qquad R^{-2}\int_{\varepsilon_R}^{1}|D_sq|^2\,ds \le o_R(1)k[q],\] where the \(o_R(1)\) rate may depend on the fixed collar exponent \(\delta_{\rm cut}\) and on the fixed cutoff \(N\). The smallness comes from \(\delta_{\rm cut}<1\), in particular from \(R^{-1}\varepsilon_R^{-1}=R^{\delta_{\rm cut}-1}\to0\).
Proof. We begin with the finite-box input, then derive the projected Green estimates and the endpoint collar bounds.
Finite-box Jost supply. In the critical channel write \[\rho_k=\rho_{k,0,R},\qquad \psi_k=\psi_{k,0,R},\qquad \mu_k=\lambda_{k,0,R}-\lambda_{1,0,R}.\] Here \(\lambda_{k,l,R}\) and \(\psi_{k,l,R}\) denote the eigenvalues and normalized eigenfunctions of the separated radial operator \(H_{l,R}\) on \((0,R)\), so that \(\lambda_{1,l,R}=e_{l,R}\) and \(\psi_{1,l,R}=y_{l,R}\). Let \(u_l(s,\rho)\) be the Friedrichs-regular solution of \[\bigl(-\partial_s^2+V_l(s)\bigr)u=\rho^2u,\qquad u_l(s,\rho)\sim s^{\nu_l+1/2}\quad (s\downarrow0),\] and write \(u_0\) for the critical channel. After subtracting the common constant \(a_n^2\), the finite-box equation has potential \[V_l(s)=\bigl(l(l+n-2)+c_n^0\bigr)\sinh^{-2}s ;\] in the critical channel \((n,l)=(2,0)\), this is \(V_0(s)=-\frac{1}{4}\sinh^{-2}s\). For each fixed \(l\le N\) the same construction is run with \(V_l\) in place of \(V_0\). Since only finitely many degrees \(l\le N\) occur, the common constants below are obtained by taking the maximum of the resulting thresholds and the minimum of the resulting positive lower constants. The displayed argument is written in the critical channel, where the logarithmic endpoint companion is the binding case. Lemma 7 supplies constants \(\rho_0>0\), \(R_N<\infty\), and \(0<c_0<C_0<\infty\), depending only on the fixed angular cutoff, such that for \(R\ge R_N\) and \(k\ge2\), \[\mu_k\ge c_0k^2R^{-2},\qquad c_0\,\frac{k}{R}\le \rho_k\le C_0\,\frac{k}{R},\] together with the three endpoint amplitude regimes \[\begin{array}{ll} |\psi_k(s)|\le CkR^{-3/2}s^{1/2}, & \rho_k<\rho_0/2,\\[3pt] |\psi_k(s)|\le Ck^{1/2}R^{-1}s^{1/2}, & \rho_k\ge\rho_0/2,\;\rho_k s\le1,\\[3pt] |\psi_k(s)|\le CR^{-1/2}, & \rho_k s\ge1, \end{array} \qquad 0<s\le1 .\] These finite-box estimates are the only Jost input used in the rest of this lemma. The choice order \(S_N\to\rho_0\to R_N\), the high-window Cauchy-data normalization, and the first-branch boundary slope have all been packaged in Lemma 7; the projected Green argument below uses only the displayed root-growth and endpoint-amplitude consequences.
Projected Green diagonal. If \(Q_{0,R}\) denotes projection away from the first critical radial branch, set \[k[q]=\langle q,Q_{0,R}(H_{0,R}-\lambda_{1,0,R})Q_{0,R}q\rangle .\] The projection is essential: without removing the first critical branch, the right side could vanish while the endpoint mass is positive. For \[G_R(s,s)=\sum_{k\ge2}\frac{|\psi_k(s)|^2}{\mu_k},\] Cauchy–Schwarz in the projected spectral expansion gives \(|q(s)|^2\le k[q]G_R(s,s)\): indeed, if \(q=\sum_{k\ge2}a_k\psi_k\), then \[|q(s)|^2 \le \left(\sum_{k\ge2}\mu_k|a_k|^2\right) \left(\sum_{k\ge2}\frac{|\psi_k(s)|^2}{\mu_k}\right) =k[q]G_R(s,s).\] The diagonal bound \(\sup_{\varepsilon_R\le s\le1}G_R(s,s)\le C\) is proved by splitting the sum according to the global frequency threshold \(\rho_0/2\) and the local collar product \(\rho_k s\): \[G_R(s,s)=\Sigma_{\rm low}(s)+\Sigma_{\rm seam}(s)+\Sigma_{\rm high}(s), \qquad \varepsilon_R\le s\le1 .\] The index enlargements used below are \[\begin{array}{c|c} \text{regime} & \text{consequence of the root bounds} \\ \hline \rho_k<\rho_0/2 & k\le C R,\\ \rho_k\ge\rho_0/2,\;\rho_k s\le1 & cR\le k\le C R/s,\\ \rho_k s\ge1 & k\ge c R/s . \end{array}\] Let \(k_\ast\) be the first index with \(\rho_{k_\ast}\ge\rho_0/2\). The root bounds give \(c_0R\le k_\ast\le K_{\rm root}R\), and the upper root-growth bound \(\rho_k\le Ck/R\) is used only for \(k\ge k_\ast\). For genuinely low roots \(\rho_k<\rho_0/2\), the lower root-growth bound \(\rho_k\ge ck/R\) gives \(k\le \rho_0R/(2c)\), hence \(O(R)\) such indices, and \[\Sigma_{\rm low}(s) \le \sum_{\rho_k<\rho_0/2} \frac{Ck^2R^{-3}s}{ck^2R^{-2}} \le \sum_{\rho_k<\rho_0/2}CR^{-1}s \le Cs .\] For seam roots \(\rho_k\ge\rho_0/2\) and \(\rho_k s\le1\), the lower root-growth bound gives \(k\le C_1R/s\). The lower endpoint \(k\ge c_0R\) follows from \(\rho_k\ge\rho_0/2\) and the upper root-growth bound \(\rho_k\le Ck/R\). Thus the actual seam index set is contained in \(c_0R\le k\le C_1R/s\). The following sum is therefore over a superset of the actual seam indices; indices in this range with \(\rho_k s>1\) are not in \(\Sigma_{\rm seam}\) and are handled by \(\Sigma_{\rm high}\). Hence \[\Sigma_{\rm seam}(s) \le \sum_{k_\ast\le k\le C_1R/s} \frac{CkR^{-2}s}{ck^2R^{-2}} \le C_2s\sum_{c_0R\le k\le C_1R/s}\frac{1}{k} \le C_3s\bigl(1+\log(C_4/s)\bigr)\le C_5 .\] The second inequality only enlarges the index range, using \(k_\ast\ge c_0R\). The last inequality uses the elementary bound \(\sup_{0<s\le1}s\log(1/s)=e^{-1}\). For high local-Bessel roots \(\rho_k s\ge1\), the upper root-growth bound \(\rho_k\le Ck/R\) gives \(k\ge cR/s\), so the actual high index set is contained in that tail. Therefore \[\Sigma_{\rm high}(s) \le \sum_{k\ge cR/s} \frac{CR^{-1}}{ck^2R^{-2}} \le CR\sum_{k\ge cR/s}\frac{1}{k^2} \le Cs .\] In fact these three estimates give the sharper bound \[G_R(s,s)\le Cs\bigl(1+\log(C/s)\bigr),\qquad 0<s\le1,\] and in particular the projected diagonal is uniformly bounded on \([\varepsilon_R,1]\). The point of the genuinely low/seam/high local-Bessel split is to keep distinct the global frequency dichotomy controlling box normalization from the local Bessel dichotomy controlling endpoint size. On the transition layer \(I_R=[\varepsilon_R,2\varepsilon_R]\), the same bound gives \[\int_{I_R}|q|^2\,ds \le C\varepsilon_R^2\log(C/\varepsilon_R)\,k[q]\] for every projected vector \(q\). This is the estimate used when \(G_s'=O(R^{-1}\varepsilon_R^{-2})\) is routed in the transition coefficient class.
Endpoint form controls. For the collar scale \(\varepsilon_R=R^{-\delta_{\rm cut}}\), \(1/2<\delta_{\rm cut}<2/3\), the cruder uniform diagonal bound gives the weighted collar mass estimate \[R^{-1}\int_{\varepsilon_R}^{1}s^{-2}|q(s)|^2\,ds \le C R^{-1}\varepsilon_R^{-1}k[q] =O(R^{\delta_{\rm cut}-1})k[q] =o_R(1)k[q].\] Here the last equality uses \(\delta_{\rm cut}<1\). The derivative estimate is not obtained by differentiating a singular projected Green kernel. On the endpoint collar write \(q=yv\), where \(y\) is the positive zero-energy critical solution for the shifted operator \(\widehat H=H_{0,R}-a_2^2\); equivalently \(H_{0,R}y=a_2^2y\). The local ground-state identity needed here is \[\langle yv,(H_{0,R}-\lambda_{1,0,R})yv\rangle = \int y^2|v'|^2 -(\lambda_{1,0,R}-a_2^2)\|yv\|^2 .\] For \(v\in C_c^\infty((0,R))\), expand \(q=yv\): \[|q'|^2+V_0q^2 = y^2|v'|^2+y'^2v^2+2yy'vv'+V_0y^2v^2 .\] Integrating \(2yy'vv'=yy'(v^2)'\) by parts gives the bulk contribution \(-(yy')'v^2=-(y'^2+yy'')v^2\). Since \(-y''+V_0y=a_2^2y\), the remaining zero-order terms collapse to \(a_2^2y^2v^2\), and no endpoint contribution appears because \(v\) is compactly supported. Subtracting \(\lambda_{1,0,R}\|yv\|^2\) gives the displayed identity. For finite spectral sums and then for a general projected complement vector, this identity is closed in the critical Friedrichs form sense, not by evaluating a classical endpoint trace. Insert the standard logarithmic cutoff at the critical endpoint \(s=0\), use the Dirichlet trace at \(R\), and let the cutoff tend to one. The cutoff cost tends to zero because \(y^2\sim s\) and the Friedrichs endpoint excludes the \(s^{1/2}\log s\) branch. Thus no singular-endpoint boundary term is produced in the closed-form identity. Keeping the closure inside the projected spectral subspace, write \[q=\sum_{k\ge2}a_k\psi_k,\qquad q^{(M)}=\sum_{2\le k\le M}a_k\psi_k .\] The finite sums \(q^{(M)}\) lie in the Friedrichs operator domain and in \(\operatorname{Ran}Q_{0,R}\). The compact-core identity, closed in the operator graph norm on these finite sums, gives \[\int y^2\left|\left(q^{(M)}/y\right)'\right|^2 = k[q^{(M)}]+(\lambda_{1,0,R}-a_2^2)\|q^{(M)}\|^2 .\] Since \(q^{(M)}=Q_{0,R}q^{(M)}\) is projected off the first critical branch, the branch gap \(\lambda_{2,0,R}-\lambda_{1,0,R}\ge c_{\rm rad}^0R^{-2}\) from Lemma 6 gives the same inequality with the smaller post-reservation constant \(c_{\rm rad}\le c_{\rm rad}^0\). Thus, through the spectral expansion, \[k[q^{(M)}]\ge c_{\rm rad}R^{-2}\|q^{(M)}\|^2, \qquad \|q^{(M)}\|^2\le c_{\rm rad}^{-1}R^2k[q^{(M)}].\] Together with \(k[q^{(M)}]\to k[q]\), \(q^{(M)}\to q\) in \(L^2\), and the critical first-eigenvalue estimate \(\lambda_{1,0,R}-a_2^2=O(R^{-2})\), this makes the right side bounded by \(Ck[q]\) and Cauchy. This defines the closed \(h\)-transform derivative for \(q=yv\) and yields \[\int y^2|v'|^2\le Ck[q].\] Thus no pointwise singular endpoint trace is evaluated for the limiting function, and the closure uses the projected form norm for which \(k[\cdot]\) is the exact energy. The shifted critical endpoint expansion gives \(y(s)=c_0s^{1/2}+O(s^{5/2})\) and \(|y'/y|\le Cs^{-1}\), while the conjugated radial derivative \(D_s\) has its Jacobian/log-derivative coefficient absorbed into the same \(s^{-2}|q|^2\) term. Hence \[|D_sq|^2\le C y^2|v'|^2+C s^{-2}|q|^2\] on the fixed collar, and therefore \[R^{-2}\int_{\varepsilon_R}^{1}|D_sq|^2\,ds \le CR^{-2}k[q] +CR^{-1} \left(R^{-1}\int_{\varepsilon_R}^{1}s^{-2}|q|^2\,ds\right) =o_R(1)k[q].\] On the regular tail \(s\ge1\), the coefficient-error terms carry an exponentially decaying factor, bounded by \(Ce^{-2s}(1+s)^2\). The same projected Jost split, now in the bounded-potential region, gives the corresponding exponentially weighted tail estimates beyond the endpoint collar. Thus this local estimate uses a projected Green diagonal and a closed \(h\)-transform, not a critical Hardy inequality. ◻
Lemma 9 (Finite first-branch Hadamard boundary-flux matrix). Fix the dimension, the height and Lipschitz bounds \(C,L<\infty\), the collar exponent \(\delta_{\rm cut}\in(1/2,2/3)\), and the angular cutoff \(N\). Set \(\varepsilon_R=R^{-\delta_{\rm cut}}\). For every smooth \(h\) with \(0\le h\le C\) and \(\operatorname{Lip}(h)\le L\), use the cutoff flattening field \(F_h(s,\theta)=s-\beta_R(s)h(\theta)\), where \(\beta_R=0\) near the origin, \(\beta_R=s/R\) on the regular bulk \(s\ge2\varepsilon_R\), \(\beta_R(R)=1\), and \(\beta_R'=O(R^{-1})\), \(\beta_R''=O(R^{-1}\varepsilon_R^{-1})\) on the transition layer. For \(l,l'\le N\), let \(M_{ll',R}\) denote the radial coefficient in the polarized first variation of the shifted physical Dirichlet form on the finite first branches \(u_{l,R}\) and \(u_{l',R}\), after separating the angular factor \(\int_{\mathbb{S}^{n-1}}hY_l\overline{Y_{l'}}\,d\theta\). Thus \(M_{ll',R}\) is the radial-only scalar multiplying this angular integral; the angular integral is not included in \(M_{ll',R}\). It records only the Rellich normal-derivative boundary flux contribution. The skew-adjointness boundary formula for \(A_X\), whose boundary integral contains \(u\overline{v}\) rather than \(\partial_\nu u\,\partial_\nu v\), vanishes for Dirichlet eigenfunctions and does not contribute to \(M_{ll',R}\). Then, uniformly for \(l,l'\le N\) and uniformly over all such heights \(h\), \[M_{ll',R} = \partial_s y_{l,R}(R)\,\partial_s y_{l',R}(R) +o_{N,C,L,\delta_{\rm cut}}(R^{-3}) = 2\pi^2R^{-3}+o_{N,C,L,\delta_{\rm cut}}(R^{-3}).\] Consequently, if \(f_{\le}=\sum_{\alpha\le N}c_\alpha Y_\alpha\), then \[\sum_{\alpha,\beta\le N}c_\alpha\overline{c_\beta} \int_{\mathbb{S}^{n-1}}hY_\alpha\overline{Y_\beta}\,d\theta\, M_{\alpha\beta,R} = 2\pi^2R^{-3}\langle f_{\le},hf_{\le}\rangle +o_{N,C,L,\delta_{\rm cut}}(R^{-3})\|f_{\le}\|^2 .\] Moreover, for the finite first-branch vector \(w_{\le}=J_Rf_{\le}\), the exact shifted pulled-back form satisfies \[Q_h[w_{\le}]-E_R\|w_{\le}\|^2 = R^{-3}\langle f_{\le}, P_N(T_n+2\pi^2h+b_n)P_Nf_{\le}\rangle +o_{N,C,L,\delta_{\rm cut}}(R^{-3})\|f_{\le}\|^2 .\]
Orientation for this lemma. This lemma is the finite first-branch coefficient calculation. Its statement says that, after flattening the graph boundary and restricting to the fixed angular degrees \(l,l'\le N\), the only order-\(R^{-3}\) height-dependent matrix is the Rellich normal-derivative boundary flux, whose radial scalar is \(2\pi^2R^{-3}+o(R^{-3})\). The proof is organized into named stages: Hadamard identity and sign convention; finite-height reduction; boundary-flux coefficient; spectral-defect commutator and cutoff flow; endpoint, transition, and shear remainders; and assembly of the finite first-branch block. To verify this, the finite-height issue is isolated in Stage 2: it is exactly the uniform second-\(t\)-derivative bound for the pulled-back form along \(F_t(s,\theta)=s-t\beta_R(s)h(\theta)\). Once that bound is in place, the finite graph displacement has the same leading coefficient as the infinitesimal Hadamard variation, and the rest of the lemma only routes the named remainder classes.
Proof. Stage 1: Hadamard identity and sign convention. The matrix is computed for the physical hyperbolic Dirichlet form before comparing the separated \(l\)-rows. Let \(L=-\Delta_{\mathbb{H}^n}\) on \(B_R\), and let \(u_{l,R}\) and \(u_{l',R}\) be exact ball eigenfunctions with eigenvalues \(e_{l,R}\) and \(e_{l',R}\). Introduce the path \[F_t(s,\theta)=s-t\beta_R(s)h(\theta),\qquad 0\le t\le1,\] and let \(X_h=-\beta_Rh\,\partial_s\) be its velocity field at \(t=0\). On \(\partial B_R\), \(X_h\cdot\nu=-h\). Let \(B_h^{E_R}\) denote the derivative at \(t=0\) of the \(L^2\)-unitarily pulled-back shifted physical form \(q_{E_R}=q-E_R\|\cdot\|^2\). We use the local-height sign convention: positive \(h\) is inward motion of the boundary. Thus the outward normal velocity is \(V=X_h\cdot\nu=-h\), and the Dirichlet Hadamard sign is \(-V\). In polarized form, for Dirichlet eigenfunctions \(u\) and \(v\) with eigenvalues \(e_u\) and \(e_v\), the exact Hadamard–Rellich identity is \[B_h^{E_R}(u,v) = -\int_{\partial B_R}(X_h\cdot\nu)\, \partial_\nu u\,\partial_\nu v\,d\sigma_R +\mathcal{C}_X^{E_R}(u,v).\] Here \[A_X=-X\cdot\nabla-\frac{1}{2}\operatorname{div}_gX,\] denotes the skew-adjoint operator associated with the unitary pullback. With this orientation of the unitary, \[\mathcal{C}_X^{E_R}(u,v) = (e_u-E_R)\langle A_Xu,v\rangle +(e_v-E_R)\langle u,A_Xv\rangle = (e_u-e_v)\langle A_Xu,v\rangle .\] The inverse unitary convention changes only the sign of the final commutator. This sign is immaterial below; the proof uses only the exact diagonal cancellation and the absolute value of the off-diagonal term. The mass part has no boundary term because \(u=v=0\) on \(\partial B_R\). The boundary part of the identity is therefore \[\int_{\partial B_R}h\,\partial_\nu u\,\partial_\nu v\,d\sigma_R,\] so an inward deformation gives the positive first variation expected from domain monotonicity. The flux is evaluated on the unperturbed sphere \(s=R\), because it is the first-variation coefficient at \(t=0\); the remaining effects of moving to the graph boundary \(s=R-h(\theta)\) are absorbed into the finite-block remainders \(\Delta_{ll',R}\) controlled in Stage 5. Here is the calculation behind the identity. Before the half-density unitary is inserted, differentiating the pulled-back Dirichlet energy gives the integrand \[(\operatorname{div}X)\langle\nabla u,\nabla v\rangle -\langle\nabla_{\nabla u}X,\nabla v\rangle -\langle\nabla_{\nabla v}X,\nabla u\rangle -E_R(\operatorname{div}X)uv .\] Writing \(Xu=X\cdot\nabla u\), define the Rellich vector field \[\mathcal{R}_X(u,v) = \langle\nabla u,\nabla v\rangle X -(Xu)\nabla v-(Xv)\nabla u .\] Then \[\begin{align} \operatorname{div}\mathcal{R}_X(u,v) &= (\operatorname{div}X)\langle\nabla u,\nabla v\rangle -\langle\nabla_{\nabla u}X,\nabla v\rangle -\langle\nabla_{\nabla v}X,\nabla u\rangle \\ &\qquad -(Xu) \Delta_{\mathbb{H}^n}v-(Xv)\Delta_{\mathbb{H}^n}u . \end{align}\] Because \(\beta_R=0\) on a neighborhood of the origin, \(X_h\) and \(\mathcal{R}_{X_h}(u,v)\) vanish there. Thus the divergence theorem produces no inner-boundary contribution from the singular polar endpoint. On \(\partial B_R\), \(u=v=0\), their tangential derivatives vanish there, and \[\mathcal{R}_X(u,v)\cdot\nu =-(X\cdot\nu)\partial_\nu u\,\partial_\nu v .\] Integrating the divergence identity therefore gives the boundary term above. The two \(J_t^{1/2}\) factors in the \(L^2\)-unitary pullback add the corresponding \(-\frac{1}{2}(\operatorname{div}X)\) contributions in the two slots. Thus the remaining bulk terms are exactly the skew-adjoint commutator terms encoded by \(A_X=-X\cdot\nabla-\frac{1}{2}\operatorname{div}X\). Pairing these terms with \((-\Delta_{\mathbb{H}^n}-E_R)u=(e_u-E_R)u\) and \((-\Delta_{\mathbb{H}^n}-E_R)v=(e_v-E_R)v\) gives the displayed \(\mathcal{C}_X^{E_R}(u,v)\), up to the harmless global sign determined by which of the two inverse unitary conventions is used. For the fixed finite first-branch block, the off-diagonal commutator part is lower order: \[(e_{l,R}-e_{l',R})\langle A_Xu_{l,R},u_{l',R}\rangle =O_{N,C,L}(R^{-4}),\] as verified below from the branch asymptotics and the \(O_N(R^{-1})\) size of the radial generator. Thus the leading \(R^{-3}\) term in the first variation comes only from the Rellich boundary flux.
Stage 2: finite-height reduction. The displayed identity supplies the first derivative at the round ball. To use it for the actual finite graph displacement, let \(\mathcal{B}_t^{E_R}\) be the shifted pulled-back finite-sector form obtained from the path \(F_t(s,\theta)=s-t\beta_R(s)h(\theta)\), evaluated on the fixed first-branch inputs. Then \[\mathcal{B}_1^{E_R}-\mathcal{B}_0^{E_R} = \dot{\mathcal{B}}_0^{E_R} +\int_0^1(1-t)\ddot{\mathcal{B}}_t^{E_R}\,dt .\] The estimates below are uniform in \(t\), because \(0\le th\le C\) and \(\operatorname{Lip}(th)\le L\). Each second \(t\)-derivative term contains either a second height/Jacobian factor, an extra \(R^{-1}\), a transition coefficient on \([\varepsilon_R,2\varepsilon_R]\), or a tangential correction carrying \(\sinh^{-2}(F_t)\). More explicitly, after writing \(a_t=\partial_sF_t=1-t\beta_R'h\) and expanding the Schrodinger-flat pullback, \(\ddot{\mathcal{B}}_t^{E_R}\) is a finite sum of bilinear integrals of the following five types: \[\begin{array}{ll} \text{endpoint:} & R^{-1}s^{-2}\beta_Rh \text{ or its differentiated transition version},\\ \text{transition:} & \beta_R'',\,(\beta_R')^2,\text{ or }G_s' \text{ on } [\varepsilon_R,2\varepsilon_R],\\ \text{shear:} & \beta_R^2|\nabla h|^2\sinh^{-2}(F_t)D_sy\,D_sy',\\ \text{Jacobian:} & (a_t-1)^2,\;\partial_s\log a_t,\text{ and angular half-density factors},\\ \text{extra height:} & \beta_R^2h^2 \text{ multiplying a regular-bulk coefficient.} \end{array}\] These are exactly the term families later routed through the endpoint, transition, shear, Jacobian, and extra-height-factor estimates; no second derivative introduces a new order-\(R^{-3}\) coefficient family. The endpoint, transition, and regular-bulk bounds displayed below therefore give, uniformly for \(l,l'\le N\), \[|\ddot{\mathcal{B}}_t^{E_R}(u_{l,R},u_{l',R})| \le C_{N,C,L}R^{-4}.\] Thus the finite-height displacement has the same leading coefficient as the round-sphere first variation, and the integral remainder is included in \(\Delta_{ll',R}\).
Applying this to \(u_{l,R}\) and \(u_{l',R}\), the shifted spectral part is \[(e_{l,R}-E_R)\langle A_Xu_{l,R},u_{l',R}\rangle +(e_{l',R}-E_R)\langle u_{l,R},A_Xu_{l',R}\rangle .\] For Dirichlet eigenfunctions \(u\) and \(v\), integration by parts gives the skew-adjointness identity \[\langle A_Xu,v\rangle+\langle u,A_Xv\rangle = -\int_{\partial B_R}(X\cdot\nu)u\overline{v}\,d\sigma_R=0,\] because \(u=v=0\) on \(\partial B_R\), with no inner-boundary contribution since \(\beta_R=0\) near the origin. Taking \(v=u\) gives the diagonal vanishing, and taking \(u=u_{l,R}\), \(v=u_{l',R}\) gives the off-diagonal skew relation on the finite first-branch span. This skew-adjointness identity is distinct from the Hadamard–Rellich boundary flux identity, which involves the normal derivatives \(\partial_\nu u\,\partial_\nu v\). The off-diagonal commutator term \[(e_u-E_R)\langle A_Xu,v\rangle +(e_v-E_R)\langle u,A_Xv\rangle\] therefore simplifies to \((e_u-e_v)\langle A_Xu,v\rangle\) by this skew relation, not by a boundary flux calculation. The normal-derivative flux \(-(X\cdot\nu)\partial_\nu u\,\partial_\nu v\) was produced above by the Rellich vector field \(\mathcal{R}_X(u,v)\). Thus for \(l\ne l'\), the shifted spectral part rewrites as \[(e_{l,R}-e_{l',R})\langle A_Xu_{l,R},u_{l',R}\rangle,\] which is an off-diagonal error absorbed into the Stage 5 remainder estimates. Therefore the leading coefficient is the boundary flux; row-dependent separated Schrodinger centrifugal terms have already canceled in the physical Hadamard identity before the \(l\)-rows are read off.
Stage 3: boundary-flux coefficient. If \(u_{l,R}=(\sinh s)^{-(n-1)/2}y_{l,R}Y_l\), then \(y_{l,R}(R)=0\). Hence the hyperbolic boundary measure cancels the Schrodinger half-density, and the boundary-flux scalar, after the angular factor is separated, is \[\partial_s y_{l,R}(R)\,\partial_s y_{l',R}(R)\] with the sign convention fixed above. Indeed, \[\begin{align} \partial_\nu u_{l,R}|_{s=R} &= (\sinh R)^{-(n-1)/2} \partial_s y_{l,R}(R)Y_l(\theta), \\ &\int_{\partial B_R} h\,\partial_\nu u_{l,R}\,\partial_\nu u_{l',R}\,d\sigma_R \\ &\qquad = \partial_s y_{l,R}(R)\partial_s y_{l',R}(R) \int_{\mathbb{S}^{n-1}} h\,Y_l\overline{Y_{l'}}\,d\theta , \end{align}\] because the derivative of the half-density term is multiplied by \(y_{l,R}(R)=0\), and the two factors \((\sinh R)^{-(n-1)/2}\) cancel the boundary measure \(d\sigma_R=\sinh^{n-1}R\,d\theta\) exactly. The Hadamard derivative is taken at the round sphere, where the normal is radial. Since \(y_{l,R}(R)=0\), the tangential derivatives of \((\sinh s)^{-(n-1)/2}y_{l,R}(s)Y_l(\theta)\) vanish on the unperturbed boundary. If one instead expands the graph normal for \(r=R-h(\theta)\), the remaining tangential correction carries a factor \(\sinh^{-2}R\) and bounded finite-sector angular derivatives, hence contributes only \(O_{N,L}(e^{-2R}R^{-3})\).
Stage 4: spectral-defect commutator and cutoff flow. For \(l\ne l'\), the first branches are not exactly \(E_R\)-eigenvectors. The fixed-degree ball asymptotics give \[e_{l,R}-E_R=b_{n+2l}R^{-3}+o_l(R^{-3})=O_N(R^{-3})\] uniformly for \(l\le N\). Here we use Kristály’s fixed-dimension expansion with a genuine \(o_m(R^{-3})\) remainder after the dimension shift \(m=n+2l\), as encoded by the first-four-terms statement in [17]; the set \(\{b_{n+2l}:l\le N\}\) is finite, and the finitely many fixed-degree remainders have maximum \(o_N(R^{-3})\). Hence \(e_{l,R}-e_{l',R}=O_N(R^{-3})\). The resulting shifted-form generator terms are lower order. More precisely, after the angular factor has been separated, the radial part of the Schrodinger-conjugated generator for the reference scaling field is, up to the harmless global sign determined by the height-variation convention, \[G_R=-(s/R)\partial_s-\frac{1}{2R}.\] The fixed-sector endpoint and bulk estimates from Lemma 7 give \[\|G_Ry_{l,R}\|_2 \le \|(s/R)\partial_s y_{l,R}\|_2+\frac{1}{2R}\|y_{l,R}\|_2 \le C_NR^{-1}.\] This is an \(L^2\)-operator-vector bound, so by Cauchy–Schwarz it applies to off-diagonal matrix elements. Hence the off-diagonal generator term is \(O_N(R^{-3})O_N(R^{-1})=O_N(R^{-4})\). In the diagonal case the Dirichlet boundary cancellation above gives zero before any estimate is needed. Here the Schrodinger-conjugated flat generator is computed as follows. If \(X=X^s\partial_s\), then \[\operatorname{div}_gX=\partial_sX^s+(n-1)\coth(s)X^s .\] Conjugating \(-X^s\partial_s-\frac{1}{2}\operatorname{div}_g X\) by \((\sinh s)^{(n-1)/2}\) gives \[-X^s\partial_s-\frac{1}{2}\partial_s X^s .\] The \((n-1)\coth(s)X^s\) term cancels exactly against the derivative of the half-density, so a field \(X^s=\sigma(s)h(\theta)\) has flat generator \[-\sigma(s)h\partial_s-\frac{1}{2}\sigma'(s)h .\] It contains no angular derivative. The actual cutoff flattening is compared with the pure normal flow at the level of the physical shifted form, before the separated rows are read off. The generator estimate keeps the actual weighted derivative: \[\|(s/R)\partial_s y_{l,R}\|_2\le C_NR^{-1}.\] On \([S_N,R]\) the common finite-box profile gives \[|\partial_s y_{l,R}(s)|\le C_NR^{-3/2}, \qquad \int_{S_N}^R|\partial_s y_{l,R}|^2\,ds\le C_NR^{-2}.\] On the endpoint interval the factor \(s/R\) is essential in the critical channel; the endpoint bound below gives a contribution \(O_N(R^{-5/2})\) to the \(L^2\)-norm of \((s/R)\partial_s y_{l,R}\) there.
Thus the radial interior extension affects the finite first-branch block only through the displayed eigenvalue-defect commutators. If one instead writes a nonradial graph-normal extension, the tangential boundary polarization is a symmetric finite-dimensional angular bilinear form, with typical terms such as \(\sinh^{-2}R\langle\nabla_S Y_l,h\nabla_S Y_{l'}\rangle\). Hence it is bounded by \[C_{N,L}\sinh^{-2}R\,|\partial_s y_{l,R}(R)|\,|\partial_s y_{l',R}(R)| =O_{N,L}(e^{-2R}R^{-3}).\] The cutoff field \(-\beta_R h\partial_s\) and the reference scaling field \(-(s/R)h\partial_s\) are radial, have the same boundary normal component, and coincide on the regular bulk \(s\ge2\varepsilon_R\). Their difference is radial, vanishes at \(s=R\), has zero boundary normal trace, and has a unitary generator vector of \(L^2\)-size \(O_{N,L}(R^{-1})\) on first-branch inputs. Indeed, if \(\sigma_{\rm diff}=s/R-\beta_R\), then the flat generator contains \(-\sigma_{\rm diff}h\partial_s-\frac{1}{2}\sigma_{\rm diff}'h\), but no \(\sigma_{\rm diff}''\); the second-derivative transition coefficients are absorbed into the Stage 5 finite-block remainders. On the protected origin \(\sigma_{\rm diff}=s/R\), and on the transition layer \(\sigma_{\rm diff}=O(\varepsilon_R/R)\), \(\sigma_{\rm diff}'=O(R^{-1})\), so the same endpoint and transition estimates give the stated \(O_{N,L}(R^{-1})\) vector bound. The zero boundary trace means the difference field contributes no boundary flux. Its bulk contribution is instead the commutator \[(e_{l,R}-e_{l',R}) \langle A_{X_{\rm diff}}u_{l,R},u_{l',R}\rangle = O_N(R^{-3})O_{N,L}(R^{-1}) = O_{N,L}(R^{-4}),\] which is \(o_{N,C,L,\delta_{\rm cut}}(R^{-3})\).
Therefore the first-order cutoff-to-normal-flow difference is already \(O_{N,L}(R^{-4})\) globally. The remaining finite first-branch coefficient remainders after subtracting the first-order local-height model are only endpoint, transition, and higher-order terms.
Stage 5: endpoint, transition, and shear remainders. On the transition layer \(I_R=[\varepsilon_R,2\varepsilon_R]\), the fixed-sector endpoint estimates give, uniformly for \(l\le N\), \[|y_{l,R}(s)|\le C_NR^{-3/2}s^{1/2},\qquad |s\partial_s y_{l,R}(s)|\le C_NR^{-3/2}s^{1/2}, \qquad 0<s\le2\varepsilon_R,\] with stronger powers of \(s\) in noncritical channels. These are normalized first-branch bounds, not projected-complement estimates. For each fixed \(l\le N\), the regular finite-box solution \[u_l(s,\rho),\qquad \rho=\pi/R+O_N(R^{-2}),\] is a small-energy perturbation of the positive zero-energy regular solution on \(0<s\le2\varepsilon_R\). That zero-energy solution has endpoint behavior \(s^{\nu_l+1/2}\) and a nonzero linear coefficient at infinity; hence its \((0,R)\)-norm is of order \(R^{3/2}\). The finite-box Jost normalization from Lemma 7, the same input used for the boundary-slope asymptotic, transfers this uniformly for \(l\le N\) to the actual normalized first eigenfunctions: \[|y_{l,R}(s)|+|s\partial_s y_{l,R}(s)| \le C_NR^{-3/2}s^{\nu_l+1/2} \le C_NR^{-3/2}s^{1/2}, \qquad 0<s\le2\varepsilon_R .\] In the critical \((n,l)=(2,0)\) channel this says that the comparison solution is \(s^{1/2}\) at the endpoint and grows like \(s\) at infinity, so the normalized endpoint coefficient is \(O(R^{-3/2})\). The same fixed-sector normalization gives the boundary-slope size \(R^{-3/2}\). Together with the finite-box bulk profile \(|\partial_s y_{l,R}|\le C_NR^{-3/2}\) on \([S_N,R]\), this yields \[\|(s/R)\partial_s y_{l,R}\|_2\le C_NR^{-1}.\] Thus the worst critical transition scalar satisfies \[R^{-1}\varepsilon_R^{-2}\int_{I_R}|y_{l,R}y_{l',R}|\,ds \le C_NR^{-4},\] and the mixed transition term satisfies \[R^{-1}\varepsilon_R^{-1} \int_{I_R}\bigl(|\partial_s y_{l,R}|\,|y_{l',R}| +|y_{l,R}|\,|\partial_s y_{l',R}|\bigr)\,ds \le C_NR^{-4}.\] The \(G_s^2\), quadratic metric, and cutoff-square terms are smaller, since they contain an additional factor \(R^{-1}\), \(\varepsilon_R\), or a positive local majorant. There is no hidden \(O(R^{-2})\) finite-height bulk term here. The constant-height case is a consistency check on the linear coefficient and on the constant-direction quadratic scale: if \(h\equiv c\), the domain is exactly \(B_{R-c}(o)\), and \[\frac{\pi^2}{(R-c)^2} = \frac{\pi^2}{R^2} +2\pi^2cR^{-3} +O_C(R^{-4});\] hence the quadratic height contribution is \(O_C(R^{-4})\), not \(O(R^{-2})\). The genuinely variable-height quadratic pieces are controlled separately. In the exact coordinate pullback the radial metric quadratic remainder is bounded, on fixed first-branch inputs, by \[\int \frac{(\beta_R'h)^2}{1-\beta_R'h}\, |\partial_s y_{l,R}|^2\,ds \le C_{C}R^{-2}\int|\partial_s y_{l,R}|^2\,ds =O_{N,C}(R^{-4}).\] On the endpoint transition collar the displayed endpoint bounds give the same or smaller order. In the critical channel the displayed endpoint bound gives \(|\partial_s y_{l,R}|\le C_NR^{-3/2}s^{-1/2}\), so on \([\varepsilon_R,2\varepsilon_R]\) \[\int_{I_R}(\beta_R')^2|\partial_s y_{l,R}|^2\,ds \le C_NR^{-5}\int_{\varepsilon_R}^{2\varepsilon_R}s^{-1}\,ds =O_N(R^{-5})=o_N(R^{-4}).\] The noncritical channels have better endpoint powers. The shear-square term has schematic size \[\int \frac{\beta_R^2|\nabla h|^2}{\sinh^2(F_h)} |D_sy_{l,R}|\,|D_sy_{l',R}|\,ds .\] Splitting at a fixed \(S_N\), the endpoint/Jost bounds on \([\varepsilon_R,S_N]\) and the exponential factor \(\sinh^{-2}(F_h)\) on \([S_N,R]\) give \[\int \frac{\beta_R^2|\nabla h|^2}{\sinh^2(F_h)} |D_sy_{l,R}|\,|D_sy_{l',R}|\,ds \le C_{N,C,L}R^{-4}.\] Here \(D_s\) is the conjugated radial derivative appearing in the Schrodinger pullback; the protected origin has \(\beta_R=0\), and the transition collar is covered by the same endpoint estimates. In the critical endpoint channel this estimate is borderline but smaller than required. On \([\varepsilon_R,S_N]\) one has \(\beta_R=O(s/R)\), \(\sinh(F_h)\simeq s\), and \(|D_sy_{l,R}|\le C_NR^{-3/2}s^{-1/2}\), hence the endpoint integrand is bounded by \(C_{N,C,L}R^{-5}s^{-1}\). Its integral is \[C_{N,C,L}R^{-5}\log(S_N/\varepsilon_R)=O_{N,C,L}(R^{-5}\log R)=o(R^{-4}).\] On \([S_N,R]\) the same derivative factors are \(O_N(R^{-3})\) and \(\sinh^{-2}(F_h)\) is exponentially small after enlarging \(S_N\), giving an even smaller contribution. The pulled-back mass term after the physical radial Schrodinger conjugation has coefficient \(1-\beta_R'h\) and is strictly linear in \(h\). Although the unitary generator \(A_Xu_{l,R}\) has \(L^2\)-size \(O_N(R^{-1})\), the exact Hadamard–Rellich identity uses only the skew-adjoint spectral-defect commutator. The identity may be written in physical \(L^2(dV_{\mathbb{H}^n})\); after the radial Schrodinger conjugation, \(A_X\) is unitarily equivalent to the flat radial generator used in the size estimate. No angular derivative is hidden here: \(X_h=-\beta_Rh\,\partial_s\) has only a radial component, so \(X_h\cdot\nabla\) differentiates only in \(s\), while \(\operatorname{div}X_h\) contains \(h(\theta)\) as a multiplier and no \(\nabla_\theta h\) term. Thus the relevant term is \[(e_{l,R}-e_{l',R}) \langle A_Xu_{l,R},u_{l',R}\rangle =O_N(R^{-3})O_{N,C,L}(R^{-1}) =O_{N,C,L}(R^{-4}),\] not an independent \(\|A_Xu_{l,R}\|^2\) term.
The estimate uses only the \(C^0\) and Lipschitz bounds on the smooth height. If angular second derivatives of \(h\) appear in a coordinate expansion of this finite block, one integrates by parts on the sphere at this stage; the derivatives then fall on the fixed finite set of spherical harmonics or on the weak gradient of \(h\), giving constants depending only on \(N\) and \(L\). Thus no \(C^2\) norm of a smooth approximating height enters \(\Delta_{ll',R}\). Let \(\Delta_{ll',R}\) denote the sum of these finite-block remainders after the boundary flux and the skew-adjoint commutator have been subtracted. Consequently \[|\Delta_{ll',R}|=o_{N,C,L,\delta_{\rm cut}}(R^{-3})\] uniformly for \(l,l'\le N\). Hence the cutoff-flattened matrix has the same leading flux coefficient as the normal-flow derivative.
Stage 6: assembly of the finite first-branch block. The common finite-sector boundary-slope asymptotic is the fixed-\(l\) first-branch part of Lemma 7. It does not rely on the projected Green estimates in Lemma 8: \[\partial_s y_{l,R}(R) = -\sqrt{2/R}\,\pi/R+O_N(R^{-5/2}),\] and therefore, uniformly for \(l,l'\le N\), \[\partial_s y_{l,R}(R)\partial_s y_{l',R}(R) = \left(\sqrt{2/R}\,\pi/R\right)^2+O_N(R^{-4}) = 2\pi^2R^{-3}+O_N(R^{-4}).\] Thus, in particular, \[B_h^{E_R}(u_{l,R},u_{l,R}) = 2\pi^2R^{-3}\int_{\mathbb{S}^{n-1}}h|Y_l|^2\,d\theta +o_{N,C,L,\delta_{\rm cut}}(R^{-3}),\] and the polarized version gives the same \(2\pi^2h\) boundary matrix coefficient on the whole finite first-branch block. This gives \(M_{ll',R}=2\pi^2R^{-3}+o_{N,C,L,\delta_{\rm cut}}(R^{-3})\), uniformly for \(l,l'\le N\). The finite-dimensional angular form identity follows by summing the displayed matrix identity against \(\int hY_\alpha\overline{Y_\beta}\,d\theta\); the error is uniform on the finite \(P_N\) space and over \(0\le h\le C\). The exact finite-block form is obtained by adding this first-variation matrix and the finite-block remainders to the unperturbed separated first-branch energies. Since \[e_{l,R}-E_R=b_{n+2l}R^{-3}+o_l(R^{-3}) = R^{-3}(b_n+\tau_{n,l})+o_l(R^{-3}),\] the unperturbed finite block contributes \[R^{-3}\langle f_{\le},P_N(T_n+b_n)P_Nf_{\le}\rangle +o_N(R^{-3})\|f_{\le}\|^2 .\] Combining this with the boundary-flux matrix identity and the bound on \(\Delta_{ll',R}\) gives the exact shifted finite-block form asserted in the statement. ◻
Remark 3 (Separated-coordinate artifacts). The row-dependent centrifugal terms that appear in separated Schrodinger coordinates are artifacts of expanding the already self-adjoint physical Hadamard variation after separation. The proof of Lemma 9 applies the signed polarized Hadamard identity to the physical Dirichlet form before the rows are separated; that identity says that the first variation is the boundary normal flux, plus the skew-adjoint spectral-defect commutator displayed in the proof. If the same calculation is expanded in separated Schrodinger coordinates, apparent off-diagonal Wronskian or \((V_l-V_{l'})\) bulk terms must be grouped with the angular-metric, Jacobian, and half-density pieces of the physical variation. Their aggregate contribution is precisely the commutator \((e_l-e_{l'})\langle A_Xu_l,u_{l'}\rangle\), which is \(O_N(R^{-4})\) for fixed \(N\). Thus no independent degree-difference bulk integral contributes to the leading \(2\pi^2\) coefficient.
For \[w=J_Rf_{\leq}+q_{\rm rad,\leq}+w_{>},\qquad f_{\leq}=P_Nf,\] the term \(q_{\rm rad,\leq}\) lies in the direct sum of the radial spectral complements to the first radial branch in the finite angular sector \(l\le N\), and \(w_>\) is the projection of \(w\) onto angular degrees \(>N\). We write \({\mathcal{Q}}_{\rm rad}\) for the corresponding post-reservation positive radial-complement form on the finite angular sector. Its precise fiberwise expression is not needed in the assembly below; the property used is \[{\mathcal{Q}}_{\rm rad}[q_{\rm rad,\leq}] \ge c_{\rm rad}R^{-2}\|q_{\rm rad,\leq}\|^2,\] after the fixed mixed-term reserve has already been removed. The formal all-degree estimate used in the conclusion is recorded below as Lemma 13. Combining Lemmas 10, 11, and 12 with the six-class routing in Definition 1, the lower form gives the estimate \[Q_h[w]-E_R\|w\|^2 \geq R^{-3}B_N^h[f_{\leq},w_{>}] -(\delta_{\rm eff}/32)R^{-3}\|f_{\leq}\|^2 +c_{\rm rad}R^{-2}\|q_{\rm rad,\leq}\|^2 -o_{N,C,L}(R^{-3})\|w\|^2.\] Here \(B_N^h\) is the pre-compression form \[\begin{align} B_N^h[f_{\leq},w_{>}] &= \langle f_{\leq},P_NL_hP_Nf_{\leq}\rangle +R^3(1-\rho_{\rm res})\operatorname{Sep}_>[w_{>}] -\frac{M_C^2}{4\eta_{\rm gap}}\|w_>\|^2. \end{align}\] The finite Hadamard boundary-flux matrix is used only on the finite block \(P_NL^2(\mathbb{S}^{n-1})\). We do not identify a leading \(2\pi^2h\) boundary matrix for pairs with one degree above \(N\). The bounded order-\(R^{-3}\) low/high coupling is instead Young-split as \[-M_CR^{-3}\|f_{\leq}\|\,\|w_>\| \ge -\eta_{\rm gap}R^{-3}\|f_{\leq}\|^2 -\frac{M_C^2}{4\eta_{\rm gap}}R^{-3}\|w_>\|^2.\] The finite-low side is the displayed \(\delta_{\rm eff}/32=\eta_{\rm gap}\) loss; the high-side scalar penalty is the negative term included in \(B_N^h\). The remaining low/high physical cross terms, after this bounded-multiplication part is separated, have a finite-low side \(o_{N,C,L}(R^{-3})\|f_{\leq}\|^2\) and a high side that is an \(R\)-vanishing multiple \(\tau'_{N,R}\operatorname{Sep}_>\), with \(\tau'_{N,R}\to0\) for fixed \(N\). This additional vanishing high-side fraction is included in the same \(\rho_{\rm res}\operatorname{Sep}_>\) reserve before the clean \((1-\rho_{\rm res})\operatorname{Sep}_>\) summand is passed to compression. This is the output of the high-mode reserve step, not its input. Before the reserve is spent, the high-mode contribution has the form \[\operatorname{Sep}_>[w_{>}]+\operatorname{Err}_{\rm hi}[w_{>}] = (1-\rho_{\rm res})\operatorname{Sep}_>[w_{>}] + \bigl(\rho_{\rm res}\operatorname{Sep}_>[w_{>}] +\operatorname{Err}_{\rm hi}[w_{>}]\bigr).\] Lemma 11 is applied only to the parenthesized reserve summand, giving \[\rho_{\rm res}\operatorname{Sep}_>[w_{>}] +\operatorname{Err}_{\rm hi}[w_{>}] \ge -o_{N,C,L}(R^{-3})\|w_{>}\|^2.\] Thus the high term retained in \(B_N^h\) is precisely the unspent summand \((1-\rho_{\rm res})\operatorname{Sep}_>\); it is not used in the error absorption. Any favorable high-high boundary-height contribution has been discarded in this lower bound. The notation suppresses the harmless \(R\)-dependence of this pre-compression form; it is replaced below by a fixed scalar high block using the high-mode compression estimate. The finite first-branch/radial-complement terms have already been absorbed in this display by Lemma 12. A fixed fraction of the finite radial-complement form was reserved for the \(\eta{\mathcal{Q}}_{\rm rad}\) term in that lemma and is absorbed into the post-reservation notation \(c_{\rm rad}\); the remaining finite first-branch cost is \(o_{N,C,L}(R^{-3})\). The finite-box Jost normalization supplies the projected Green-kernel and endpoint-normalization estimates, but the branch gap itself uses the simpler Bessel comparison. The high-angular reserve is applied before compression: a fixed fraction of the raw high separated form absorbs the high-mode coefficient errors, and only the remaining positive form is compressed to the coefficient \((1-\rho_{\rm res})(b_n+\tau_{n,N+1})\). The subsequent Young step does not reuse the high-mode error absorption. The coefficient remainder is organized into three bounded components. The finite first-branch block keeps the fixed \(\eta_{\rm gap}=\delta_{\rm eff}/32\) Young loss from the bounded low/high coupling; after that coupling has been separated, the remaining finite-low coefficient errors are \(o_{N,C,L}(R^{-3})\). Finite radial complements may use a fixed \(\eta_{\rm form}\) fraction of the radial-complement form. High modes, before compression, absorb bounded errors through a cutoff-small and \(R\)-vanishing reserve \[(\sigma_N+\sigma_{N,R})\operatorname{Ang}[w_{>}] +\tau_{N,R}\operatorname{Sep}_>[w_{>}], \qquad \sigma_N\to0\;(N\to\infty),\quad \sigma_{N,R},\tau_{N,R}\to0\;(R\to\infty)\] after the cutoff \(N\) has been chosen. This notation is taken in the boundary-flattened coordinates \[r=F_h(s,\theta)=s-\beta_R(s)h(\theta),\] where one may take \[\beta_R(s)=\frac{s}{R}\chi(s/\varepsilon_R)\] with a fixed smooth cutoff \(\chi=0\) on \([0,1]\), \(\chi=1\) on \([2,\infty)\), and \(0\le\chi\le1\). Hence \(\beta_R=0\) near the singular endpoint, \(\beta_R=s/R\) on the regular bulk, \(\beta_R(R)=1\), and the transition derivatives have size \[\beta_R'=O(R^{-1}),\qquad \beta_R''=O(R^{-1}\varepsilon_R^{-1})\] on \(\varepsilon_R\le s\le2\varepsilon_R\). The terms produced by these transition derivatives are routed through classes (5) and (6) below. The symbol \(w_l\) denotes the spherical-degree \(l\) radial component of \(w_{>}=\sum_{l>N}w_lY_l\). With \(|\beta_R'|\le C_\beta/R\), the Jacobian \(\partial_sF_h=1-\beta_R'h\) satisfies \[\partial_sF_h\ge 1-C_\beta C/R\ge \frac{1}{2}\] after enlarging \(R_0\). Thus the boundary-flattening map is a diffeomorphism throughout the range where the form estimates are used. With \(\lambda_l=l(l+n-2)\), \[\operatorname{Ang}[w_{>}] =\sum_{l>N}\lambda_l\int \sinh^{-2}(F_h)|w_l|^2\] and \(\operatorname{Sep}_>\) denotes the shifted raw high separated form in the fixed-cylinder Schrodinger-flattened coordinates: \[\operatorname{Sep}_>[w_>] = \sum_{l>N} \left\{ \int\left(|\partial_sw_l|^2-\pi^2R^{-2}|w_l|^2\right) +c_l\int\sinh^{-2}(F_h)|w_l|^2 \right\}.\] The form domain is still the fixed-cylinder Dirichlet domain. Indeed \(\beta_R(R)=1\), so \(F_h(R,\theta)=R-h(\theta)\); hence the physical boundary condition \(z=0\) on the graph boundary pulls back to \(\widetilde{z}(R,\theta)=0\). The half-density factors used in the Schrodinger conjugation are nonzero there, so every spherical coefficient appearing in \(w_>\) has trace \(w_l(R)=0\). Thus “raw” here refers only to removing the perturbative Jacobian, metric, shear, and half-density coefficient errors from the pulled-back form; it does not change the fixed Dirichlet endpoint at \(s=R\). The \(a_n^2\) part of \(E_R=a_n^2+\pi^2R^{-2}\) has been cancelled by the radial Schrodinger conjugation. The remaining \(-\pi^2R^{-2}\) mass is included in the displayed shifted radial kinetic term. Perturbative Jacobian, metric, and half-density differences between the pulled-back physical form and this raw separated form are precisely the coefficient classes routed below. In these classes \(a\) denotes only the coordinate Jacobian \(a=\partial_sF_h\). The full hyperbolic volume factor has already been removed by the physical radial Schrodinger conjugation, so it is not an additional order-one mass multiplier in the fixed flat Hilbert space.
Lemma 10 (High-mode angular reserve). Assume \(N\ge N_A(n)\). For every high-mode function \(w_>\), the raw high separated form satisfies \[\operatorname{Sep}_>[w_>]\ge c_A(n)\operatorname{Ang}[w_>], \qquad c_A(n)=1/2.\] Here \(\operatorname{Sep}_>\) is the raw high separated form with the bare centrifugal coefficient \(c_l\) evaluated in the flattened coordinate \(F_h\). Perturbative differences, Jacobian factors, multiplicative coefficient errors, and finite-\(R\) remainders are not part of this reserve; they are charged separately in classes (2), (3), (4), (5), and (6).
Proof. Before the bounded coefficient-error classes are routed, the raw high separated form contains the nonnegative shifted radial kinetic part and the unperturbed centrifugal term \[\sum_{l>N}\int\left(|\partial_sw_l|^2-\pi^2R^{-2}|w_l|^2\right) + \sum_{l>N}c_l\int\sinh^{-2}(F_h)|w_l|^2 .\] The first sum is nonnegative by the one-dimensional Dirichlet–Friedrichs Poincaré inequality on \((0,R)\): high angular modes have the zero-trace Friedrichs behavior at \(s=0\) and Dirichlet trace at \(s=R\). More explicitly, for \(l>N_A(n)\) the inverse-square endpoint exponent satisfies \(\nu_l>1/2\). This holds for all \(l\ge1\), hence for \(l>N_A(n)\), because the coefficient satisfies \(c_l>0\) and \(c_l=\nu_l^2-1/4\). Functions in the Friedrichs form domain therefore have ordinary \(H^1\) trace \(w_l(0)=0\); the graph boundary gives \(w_l(R)=0\). Thus \[\int_0^R|\partial_sw_l|^2\,ds \ge \pi^2R^{-2}\int_0^R|w_l|^2\,ds .\] This is the Dirichlet–Dirichlet constant, not the mixed Neumann–Dirichlet constant. The coefficient \(F_h\) occurs only in the centrifugal weight above; the Jacobian perturbations of the radial kinetic term are not part of the raw reserve and are charged in classes (3)–(6). Since \(c_l\ge\lambda_l/2\) for \(l>N_A(n)\), this part alone gives \[\operatorname{Sep}_>[w_>]\ge c_A(n)\operatorname{Ang}[w_>], \qquad c_A(n)=1/2.\] ◻
Definition 1 (Routed coefficient classes). After the boundary flattening \(F_h\), the radial Schrodinger conjugation, and the subtraction of the unperturbed separated first-branch energies, the coefficient bookkeeping used below is summarized schematically by \[\label{eq:pulled-back-six-class-decomposition} Q_h^{\rm flat}[w]-E_R\|w\|^2 = Q_{\rm low}^{\rm Had}[J_RP_Nf] +Q_{\rm sep}^{\rm raw}[q_{\rm rad,\leq}+w_>] +\sum_{j=1}^{6}{\mathcal{E}}_j[w] +{\mathcal{R}}_{N,R}[w].\qquad{(1)}\] Here \(Q_{\rm low}^{\rm Had}\) is the finite first-branch Hadamard block of Lemma 9, \(Q_{\rm sep}^{\rm raw}\) is the raw separated radial-complement/high-mode form before perturbative coefficient errors, the six \({\mathcal{E}}_j\) are exactly the classes listed below, and \({\mathcal{R}}_{N,R}\) denotes only the fixed-\(N\) little-\(o(R^{-3})\) remainders already isolated in the local lemmas. Equation ?? is an identity used to organize the estimates; once a term is assigned to one of the six classes, it is routed exactly once.
The six coefficient classes are allocated as follows. On the finite first-branch block \(J_RP_Nf\), classes (2)–(6) are not estimated as separate absolute-value errors. Their net contribution, after subtracting the constant-height model, is part of the physical finite-Hadamard variation in Lemma 9. The separate absolute-value routing in classes (2)–(6) applies to the radial complement and high-mode blocks.
**Global scaling.* After subtracting the exact constant-height model, the remaining scaling coefficient is \(O_C(R^{-4})\) on finite first branches and \(O_C(R^{-1})\) relative to the radial-complement form. For \(l,l'\le N\), the regular local-height matrix satisfies, by Lemma 9, \[M_{ll',R}=2\pi^2R^{-3}+o_{N,C,L,\delta_{\rm cut}}(R^{-3}).\] Thus the leading \(2\pi^2h\) term is the full finite angular multiplication matrix on the low block \(P_NL^2\), while the finite first-branch class-(1) remainder is only \(o_{N,C,L,\delta_{\rm cut}}(R^{-3})\). The protected origin where \(\beta_R=0\), the endpoint displacement, and the transition derivatives are kept in classes (2) and (5), so no singular endpoint term is hidden in this flux computation. The radial-complement part gives \[o_{N,C,L}(R^{-3})\|f_{\leq}\|^2 +\eta_{\rm form}\,{\mathcal{Q}}_{\rm rad}[q_{\rm rad}]\] after \(R_0\) is large.*
**Singular-potential displacement.* For the complement and high-mode routing, on \(\varepsilon_R\le s\le1\) this has exterior size \(O_C(R^{-1}s^{-2})\), and for \(s\ge1\) it is exponentially weighted. Radial complements use the projected Green/Jost estimates from Lemma 8. In high modes the pure centrifugal displacement has the favorable sign and is not a negative error term: for \(N\ge N_A(n)\) one has \(c_l\ge0\), while \(0\le\beta_Rh\) gives \(F_h=s-\beta_Rh\le s\) and hence \[c_l\bigl(\sinh^{-2}(F_h)-\sinh^{-2}s\bigr)|w_l|^2\ge0 .\] Thus this piece is discarded in lower bounds. The remaining multiplicative and Jacobian errors from the pullback are routed through classes (3), (5), and (6), where their high-mode errors are charged to the \((\sigma_N+\sigma_{N,R})\operatorname{Ang} +\tau_{N,R}\operatorname{Sep}_>\) reserve.*
**Factors of \(a-1\).* Multiplicative coefficient errors of size \(O_C(R^{-1})\) are included in the physical finite-Hadamard remainder on the finite first-branch block after the constant-height model is removed. On complement/high blocks they are estimated relatively. They contribute an \(\eta_{\rm form}\) radial-complement loss and a vanishing \(\tau_{N,R}\operatorname{Sep}_>\) error in high modes.*
**Unitary shear.* The mixed term has schematic form \[\frac{\beta_R}{\sinh^2(F_h)}\,\nabla h\cdot D_sw\,\nabla_\theta w .\] On the finite first-branch block this term is not estimated separately by an absolute-value bound. It is grouped with the companion metric, Jacobian, and half-density terms in the physical finite-Hadamard variation of Lemma 9; the apparent separated-coordinate bulk terms cancel before the angular matrix is read off. On the radial-complement and high-mode blocks, Lemma 3 is applied before angular projection. On finite radial complements, the derivative part of the shear is charged to a fixed \(\eta_{\rm form}\) portion of the radial-complement kinetic form. On high modes the Young parameter is instead chosen to vanish with \(R\); for instance \(\eta_R=R^{-1/2}\) gives \[\eta_R\operatorname{Sep}_>[w_>] +C_{C,L}\eta_R^{-1}R^{-2}\operatorname{Ang}[w_>], \qquad \eta_R\to0,\quad \eta_R^{-1}R^{-2}\to0.\] Thus high shear contributes only to \(\tau_{N,R}\operatorname{Sep}_>\) and \(\sigma_{N,R}\operatorname{Ang}\); it never spends a fixed \(\eta_{\rm form}\) portion of the high block passed to compression.*
**Radial-Jacobian endpoint and transition terms.* The endpoint scalar has size \(O(R^{-1}s^{-2})\), while transition derivatives are supported on \(\varepsilon_R\le s\le2\varepsilon_R\). Here \(G_s\) denotes the radial logarithmic Jacobian coefficient arising in the unitary pullback, for instance \(G_s=\partial_s\log(\partial_sF_h)\) up to uniformly bounded smooth factors. Thus it is controlled by \(\beta_R''\), not merely by \(\beta_R'\), and \[G_s=O_C(R^{-1}\varepsilon_R^{-1}),\qquad G_s'=O_C(R^{-1}\varepsilon_R^{-2}).\] On the finite first-branch block these terms are part of Lemma 9. On finite radial complements, critical diagonal transition terms are integrated by parts with the smooth cutoff. Because the cutoff derivative is compactly supported inside \((\varepsilon_R,2\varepsilon_R)\), the boundary terms vanish at the transition endpoints, and the remaining \(G_s'\) and \(G_s^2\) scalars are controlled by the projected Green estimates from Lemma 8. Indeed, on the layer \(I_R=[\varepsilon_R,2\varepsilon_R]\), the sharper Green diagonal from Lemma 8 gives \[\int_{I_R}|q|^2\,ds \le C\varepsilon_R^2\log(C/\varepsilon_R)\,k[q],\] for projected critical complements and hence \[R^{-1}\varepsilon_R^{-2}\int_{I_R}|q|^2\,ds \le C R^{-1}\log(C/\varepsilon_R) k[q]=o_R(1)k[q].\] The \(G_s^2\) scalar is smaller, and mixed \(G_sD_sq\,q\) terms are reduced to the same scalar form by this smooth-cutoff integration by parts. The conjugated difference \(D_s-\partial_s=O(s^{-1})\) is absorbed into the same \(O(R^{-1}\varepsilon_R^{-2})\) transition scalar bound. In high modes the corresponding endpoint and transition scalars are routed through the relative \(\tau_{N,R}\operatorname{Sep}_>\) bound or through the scalar-to-angular conversion used in Lemma 11.*
**Angular and mixed Jacobian terms.* Angular Jacobian coefficients satisfy \(G_A=O_L(R^{-1})\). The principal gradient shear was already separated in class (4), via Lemma 3. On the finite first-branch block, the lower-order angular Jacobian and half-density terms are grouped in Lemma 9, together with the shear and radial-Jacobian artifacts. On the radial-complement and high-mode blocks, they are first routed by Lemma 4 above; the angular-kinetic part is charged to the class-(4) reserve, and the true scalar remainder has size \[C_{C,L}\alpha_h\sinh^{-2}(F_h)|w|^2,\qquad \alpha_h=\beta_R^2 \bigl(\coth^2(F_h)+\operatorname{csch}^2(F_h)\bigr).\] Here \(\alpha_h\le C_C\) everywhere and \(\alpha_h\le C_CR^{-2}\) in the endpoint collar; the regular bulk is exponentially weighted by \(\sinh^{-2}(F_h)\). The residual carries no angular derivative. Although the weight \(\sinh^{-2}(F_h)\) depends on \(\theta\), the bounds \(0\le h\le C\), the protected origin where \(\beta_R=0\), and large \(R\) give a uniform comparison constant \(K(C)\) with \[K(C)^{-1}\sinh^{-2}s\le \sinh^{-2}(F_h)\le K(C)\sinh^{-2}s .\] Flat spherical orthogonality, this two-sided comparability, and \(\lambda_l\ge\lambda_{N+1}\) for \(l>N\) give the legitimate high-mode scalar-to-angular conversion \[C_{C,L}\int \alpha_h\sinh^{-2}(F_h)|w_>|^2 \le C_{C,L}\lambda_{N+1}^{-1}\operatorname{Ang}[w_>],\] because these lower-order residuals no longer carry an angular derivative.*
No entry in this routing uses a critical Hardy inequality: critical finite-low diagonal or mixed terms are routed through the projected Green/Jost estimates from Lemma 8.
Lemma 11 (High-mode error absorption and reserve). Fix \(N\ge N_A(n)\), the reserve fraction \(\rho_{\rm res}\in(0,1/4)\), and the collar exponent \(\delta_{\rm cut}\). For \(0\le h\le C\) with \(\operatorname{Lip}(h)\le L\), let \(\operatorname{Err}_{\rm hi}\) denote the aggregate high-mode error from the routed coefficient classes after discarding the nonnegative pure high-mode singular-potential displacement. This is a quadratic form on the high-angular subspace: it is the finite sum of the perturbative high-mode pieces left by the six coefficient classes, and it does not include the clean separated form \(\operatorname{Sep}_>\), the finite first-branch block, or the pure favorable-sign term just discarded. There are quantities \(\sigma_N,\sigma_{N,R},\tau_{N,R}\), uniformly for the admissible heights \(h\), with \[\sigma_N\to0\quad(N\to\infty),\qquad \sigma_{N,R},\tau_{N,R}\to0\quad(R\to\infty\text{ for fixed }N),\] such that \[|\operatorname{Err}_{\rm hi}[w_>]| \leq \tau_{N,R}\operatorname{Sep}_>[w_>] +(\sigma_N+\sigma_{N,R})\operatorname{Ang}[w_>] +o_{N,C,L}(R^{-3})\|w_>\|^2 .\] After choosing \(N\) so that \(\sigma_N/c_A(n)\le\rho_{\rm res}/2\), and then enlarging \(R_0\) so that \[\tau_{N,R}+\sigma_{N,R}/c_A(n)\le \rho_{\rm res}/2,\] the reserve absorption inequality \[\rho_{\rm res}\operatorname{Sep}_>[w_>] +\operatorname{Err}_{\rm hi}[w_>] \ge -o_{N,C,L}(R^{-3})\|w_>\|^2\] holds. Thus only the clean remainder \((1-\rho_{\rm res})\operatorname{Sep}_>[w_>]\) is passed to the block-form compression step. When this lemma is used together with the low/high physical cross routing in Lemma 13, the same statement allows an additional term \(\tau'_{N,R}\operatorname{Sep}_>[w_>]\), with \(\tau'_{N,R}\to0\) as \(R\to\infty\) for fixed \(N\), by replacing the last threshold condition with \[\tau_{N,R}+\tau'_{N,R}+\sigma_{N,R}/c_A(n) \le \rho_{\rm res}/2.\]
Proof. The high-mode classes fix the accounting. The symbol \(\operatorname{Err}_{\rm hi}\) denotes a finite sum of the high-mode pieces left after the six coefficient classes have been expanded once and each piece has been assigned to exactly one route: favorable sign, scalar high-angular conversion, \(R\)-vanishing shear reserve, transition reserve, or exponentially weighted tail. This classification organizes the perturbative part of the pulled-back form; it is not a second decomposition of the clean separated form \(\operatorname{Sep}_>\). By definition, \(\operatorname{Err}_{\rm hi}\) excludes the pure high-mode singular-potential displacement. This exclusion is legitimate because class (2) gives \[c_l\bigl(\sinh^{-2}(F_h)-\sinh^{-2}s\bigr)|w_l|^2\ge0\] for \(N\ge N_A(n)\), because \(c_l\ge0\), \(0\le\beta_Rh\), and \(F_h=s-\beta_Rh\le s\). Thus this term is removed before the reserve estimate is applied and is not used as an additional positive term in the absorption inequality. In contrast, the lower-order scalar residuals from the angular Jacobian and half-density coefficients have no angular derivative, so the scalar-to-angular conversion is legitimate and gives \[C_{C,L}\lambda_{N+1}^{-1}\operatorname{Ang}[w_{>}].\] Here the factor \(C_{C,L}\lambda_{N+1}^{-1}\) is one contribution to \(\sigma_N\), and it tends to zero when the high cutoff \(N\) is increased. The principal shear contribution is instead a kinetic error controlled by Lemma 3, before angular projection; it contributes vanishing multiples of \(\operatorname{Ang}[w_>]\) and \(\operatorname{Sep}_>[w_>]\) to the reserve. The mollifier-sensitive angular Jacobian scalar is resolved by Lemma 4, uniformly in the smooth approximation to \(h\). The remaining high-mode errors come only from multiplicative, transition, and Jacobian errors, and are absorbed by the cutoff-small and \(R\)-vanishing reserve before the remaining high block is compressed. Equivalently, after \(N\) is fixed the high-mode error satisfies \[|\operatorname{Err}_{\rm hi}[w_>]| \leq \tau_{N,R}\operatorname{Sep}_>[w_>] +(\sigma_N+\sigma_{N,R})\operatorname{Ang}[w_>] +o_{N,C,L}(R^{-3})\|w_>\|^2 .\] Here \(\sigma_N\to0\) as \(N\to\infty\), while \(\sigma_{N,R},\tau_{N,R}\to0\) as \(R\to\infty\) for fixed \(N\). Since \(\operatorname{Ang}[w_>]\le c_A(n)^{-1}\operatorname{Sep}_>[w_>]\) by Lemma 10, \(N\) is chosen so large that \(\sigma_N/c_A(n)\le\rho_{\rm res}/2\), and then the final \(R\)-threshold is enlarged so that \[\tau_{N,R}+\sigma_{N,R}/c_A(n)\le \rho_{\rm res}/2.\] Then \[\rho_{\rm res}\operatorname{Sep}_>[w_>] +\operatorname{Err}_{\rm hi}[w_>] \ge -o_{N,C,L}(R^{-3})\|w_>\|^2.\] Only the clean remainder \((1-\rho_{\rm res})\operatorname{Sep}_>[w_>]\) is passed to the block-form compression step. This is a scalar decomposition of the nonnegative separated high-mode form: \[\operatorname{Sep}_> = \rho_{\rm res}\operatorname{Sep}_> +(1-\rho_{\rm res})\operatorname{Sep}_>.\] The first summand is spent only in this reserve absorption estimate. The finite-block scalar compression below uses only the second summand, so the high-mode reserve is not reopened or counted twice. If the low/high physical cross terms in Lemma 13 contribute an additional \(\tau'_{N,R}\operatorname{Sep}_>\), this is treated exactly like \(\tau_{N,R}\operatorname{Sep}_>\): for fixed \(N\) the coefficient \(\tau'_{N,R}\) tends to zero as \(R\to\infty\), and the last threshold is replaced by \[\tau_{N,R}+\tau'_{N,R}+\sigma_{N,R}/c_A(n) \le \rho_{\rm res}/2.\] ◻
Lemma 12 (First-branch/radial-complement mixed terms). Fix \(N,C,L\) and the collar exponent. Let \(p=J_Rf_{\leq}\) be a finite first-branch vector and let \(q_{\rm rad}\) be in the corresponding finite angular radial complement, both written in the flat unitary representation used above. For every fixed \(\eta>0\), the mixed part of the shifted pulled-back form, after the finite first-branch Hadamard block has been separated, satisfies \[|\operatorname{Mix}_R(p,q_{\rm rad})| \le \eta\,{\mathcal{Q}}_{\rm rad}[q_{\rm rad}] +o_{N,C,L,\eta}(R^{-3})\|f_{\leq}\|^2 +o_{N,C,L,\eta}(R^{-3})\|q_{\rm rad}\|^2 .\] Here \({\mathcal{Q}}_{\rm rad}\) denotes the positive radial-complement form whose spectral margin is \[{\mathcal{Q}}_{\rm rad}[q_{\rm rad}] \ge c_{\rm rad}R^{-2}\|q_{\rm rad}\|^2\] after the coefficient losses have been assigned.
Proof. In the exact coordinate-unitary flat representation the mass form is the reference \(L^2(ds\,d\theta)\) inner product. Hence the mass cross term between \(J_Rf_{\leq}\) and \(q_{\rm rad}\) vanishes exactly. The unperturbed separated shifted form has no first-branch/radial-complement cross term either, because \(J_R\) uses the first eigenfunction of each fixed degree and \(q_{\rm rad}\) is projected off that branch in the same flat fiber.
All remaining mixed terms are perturbative coefficient classes. For the regular coefficient, angular-drift, and shear classes, the first branch satisfies, uniformly on the fixed finite angular sector, \[\int |D_sp|^2\le C_NR^{-2}\|f_{\leq}\|^2,\qquad \int\sinh^{-2}(F_h)|p|^2\le C_NR^{-3}\|f_{\leq}\|^2,\] and its angular form is \(O_N(R^{-3})\|f_{\leq}\|^2\). The shear coefficient has \[{\beta_R|\nabla h|\over \sinh(F_h)}\le C_{C,L}R^{-1}.\] Cauchy–Schwarz and Young’s inequality therefore route the derivative factor on \(q_{\rm rad}\) into \(\eta{\mathcal{Q}}_{\rm rad}[q_{\rm rad}]\), while the first-branch side costs at most \[C_{\eta,N,C,L}R^{-2}\int |D_sp|^2 +C_{\eta,N,C,L}R^{-2}\int\sinh^{-2}(F_h)|p|^2 = o_{N,C,L,\eta}(R^{-3})\|f_{\leq}\|^2 .\] The purely angular first-order drift terms are even smaller on the finite first branch, because their coefficients are \(O_L(R^{-1})\) and the weighted first-branch scalar or angular forms are \(O_N(R^{-3})\).
It remains to check the endpoint coefficient classes, where pointwise smallness is false. In the critical channel the finite first-branch Jost bounds give, on \(0<s\le2\varepsilon_R\) and then on the fixed collar, \[|p(s,\theta)|+|sD_sp(s,\theta)| \le C_NR^{-3/2}s^{1/2}\|f_{\leq}\|.\] The projected Green estimates of Lemma 8 give \[R^{-1}\int_{\varepsilon_R}^{1}s^{-2}|q_{\rm rad}|^2=o_R(1){\mathcal{Q}}_{\rm rad}[q_{\rm rad}], \qquad R^{-2}\int_{\varepsilon_R}^{1}|D_sq_{\rm rad}|^2=o_R(1){\mathcal{Q}}_{\rm rad}[q_{\rm rad}]\] in the critical projected complement, and stronger estimates hold in the noncritical finite set of degrees. Thus a typical scalar cross term with coefficient \(O(R^{-1}s^{-2})\) is bounded by \[\begin{align} R^{-1}\int_{\varepsilon_R}^{1}s^{-2}|p\,q_{\rm rad}| &\le \left(R^{-1}\int_{\varepsilon_R}^{1}s^{-2}|q_{\rm rad}|^2\right)^{1/2} \left(R^{-1}\int_{\varepsilon_R}^{1}s^{-2}|p|^2\right)^{1/2} \\ &\le o_R(1)^{1/2}{\mathcal{Q}}_{\rm rad}[q_{\rm rad}]^{1/2} \,O_N(R^{-2}\sqrt{\log R})\|f_{\leq}\|. \end{align}\] Young’s inequality makes this \[\eta{\mathcal{Q}}_{\rm rad}[q_{\rm rad}] +o_{N,C,L,\eta}(R^{-3})\|f_{\leq}\|^2 .\] The transition terms are the same calculation on \([\varepsilon_R,2\varepsilon_R]\), using \(\int_{I_R}|q_{\rm rad}|^2\le C\varepsilon_R{\mathcal{Q}}_{\rm rad}[q_{\rm rad}]\) for scalar transition coefficients. For mixed transition terms with a derivative on \(q_{\rm rad}\), no integration by parts is needed. Since \(|G_s|\le C_CR^{-1}\varepsilon_R^{-1}\) on \(I_R\), \[\begin{align} \int_{I_R}|G_s p\,D_sq_{\rm rad}| &\le C_CR^{-1}\varepsilon_R^{-1} \left(\int_{I_R}|p|^2\right)^{1/2} \left(\int_{I_R}|D_sq_{\rm rad}|^2\right)^{1/2} \\ &\le o_R(1)^{1/2}R^{-3/2} \|f_{\leq}\|\,{\mathcal{Q}}_{\rm rad}[q_{\rm rad}]^{1/2}. \end{align}\] Here \(\int_{I_R}|p|^2\le C_NR^{-3}\varepsilon_R^2\|f_{\leq}\|^2\), while Lemma 8 gives \(\int_{I_R}|D_sq_{\rm rad}|^2\le o_R(1)R^2{\mathcal{Q}}_{\rm rad}[q_{\rm rad}]\) in the critical channel, with stronger estimates in the noncritical finite set. Young’s inequality again gives \[\eta{\mathcal{Q}}_{\rm rad}[q_{\rm rad}] +o_{N,C,L,\eta}(R^{-3})\|f_{\leq}\|^2.\] The conjugated difference \(D_s-\partial_s=O(s^{-1})\) is absorbed into the same scalar transition estimates above. The regular tail \(s\ge1\) carries an exponentially decaying weight and is controlled by the same Young splitting with an \(o(R^{-3})\) first-branch cost.
Choosing \(\eta\) as part of the fixed radial-complement reserve, absorbing the finite first-branch \(o(R^{-3})\) cost into the trailing remainder, and then enlarging \(R_0\) proves the stated mixed estimate. ◻
Lemma 13 (All-degree lower-form assembly). With the constants chosen in the order recorded in Subsection 6.2, write \[w=J_Rf_{\leq}+q_{\rm rad,\leq}+w_{>},\qquad f_{\leq}=P_Nf .\] Then, uniformly for \(0\le h\le C\) and \(\operatorname{Lip}(h)\le L\), the pulled-back shifted physical Dirichlet form satisfies \[Q_h[w]-E_R\|w\|^2 \geq R^{-3}B_N^h[f_{\leq},w_{>}] -(\delta_{\rm eff}/32)R^{-3}\|f_{\leq}\|^2 +c_{\rm rad}R^{-2}\|q_{\rm rad,\leq}\|^2 -o_{N,C,L}(R^{-3})\|w\|^2,\] where \[B_N^h[f_{\leq},w_{>}] = \langle f_{\leq},P_NL_hP_Nf_{\leq}\rangle +R^3(1-\rho_{\rm res})\operatorname{Sep}_>[w_{>}] -\frac{M_C^2}{4\eta_{\rm gap}}\|w_>\|^2.\]
Proof. Start from the exact physical coordinate pullback \(r=F_h(s,\theta)=s-\beta_R(s)h(\theta)\), followed by the fixed radial Schrodinger half-density conjugation. The radial and angular gradient principal parts are given by Lemma 3; the remaining metric, Jacobian, half-density, and singular-potential differences are precisely the six coefficient classes in Definition 1. The finite first-radial block \(J_RP_Nf\) is treated as a physical finite-dimensional Hadamard problem, not by termwise separated-coordinate estimates. The exact-form conclusion of Lemma 9 gives the finite low block \[R^{-3}\langle f_{\leq},P_N(T_n+2\pi^2h+b_n)P_Nf_{\leq}\rangle +o_{N,C,L}(R^{-3})\|f_{\leq}\|^2 .\]
Terms with one factor in the finite first branch \(J_RP_Nf\) and one factor in the high block \(w_>\) are not identified with the angular multiplication matrix \(2\pi^2h\). The finite Hadamard lemma gives that coefficient only for pairs of degrees \(\le N\). Instead these low/high physical cross terms are estimated in the pulled-back form before compression. The genuinely order-\(R^{-3}\) part is the bounded multiplication coupling generated by the boundary-height coefficient on the first-radial part of the high angular sector. Writing, only for this estimate, the high block as \(w_>=J_R^{>}g_>+q_>\), where \(J_R^{>}\) is the degree-adapted first-radial lift in degrees \(>N\), this leading part has the form \[2\pi^2R^{-3}\langle f_{\leq},h\,g_>\rangle_{L^2(\mathbb{S}^{n-1})},\] up to finite-\(R\) normalization errors. Those errors are only the mismatch between the exact degree-dependent first-branch boundary slopes and the common \(2\pi^2R^{-3}\) flux coefficient, together with the difference between the flattened \(L^2\) normalization of \(J_R^{>}g_>\) and the angular norm of \(g_>\). The fixed-degree boundary-slope asymptotic makes the former \(o_{N,C,L}(R^{-3})\|f_{\leq}\|\,\|g_>\|\) for the finite side, and the latter is an \(R\)-vanishing perturbation of the high separated form after Cauchy–Schwarz. Hence both are assigned to the same finite-low \(o_{N,C,L}(R^{-3})\) cost and high-side \(\tau'_{N,R}\operatorname{Sep}_>\) reserve as the other non-leading low/high classes. The high radial-complement part \(q_>\), transition pieces, and the non-leading boundary-trace corrections are likewise among the remaining low/high classes routed below into \(\tau'_{N,R}\operatorname{Sep}_>\) and the finite-low \(o_{N,C,L}(R^{-3})\) remainder. Since \(\|M_h\|_{2\to2}\le C\), the choice \(M_C=4\pi^2C+1\) in Subsection 6.2 dominates the displayed bounded multiplication coupling after the final enlargement of \(R_0\). Hence it is bounded below by \[-M_CR^{-3}\|f_{\leq}\|\,\|w_>\|.\] Young’s inequality with parameter \(\eta_{\rm gap}\) gives \[-M_CR^{-3}\|f_{\leq}\|\,\|w_>\| \ge -\eta_{\rm gap}R^{-3}\|f_{\leq}\|^2 -\frac{M_C^2}{4\eta_{\rm gap}}R^{-3}\|w_>\|^2 .\] This is the fixed low/high Schur cost recorded in \(B_N^h\); it is not an \(o(R^{-3})\) term.
The remaining regular, shear, Jacobian, and transition low/high classes have an additional small coefficient after the leading bounded multiplication coupling has been separated. The finite-low first branch has \[\int |D_sJ_RP_Nf|^2\le C_NR^{-2}\|f_{\leq}\|^2,\qquad \int\sinh^{-2}(F_h)|J_RP_Nf|^2\le C_NR^{-3}\|f_{\leq}\|^2,\] and finite angular form \(O_NR^{-3}\|f_{\leq}\|^2\). Applying Cauchy–Schwarz and Young’s inequality to the regular, shear, Jacobian, and transition coefficient classes after the fixed bounded-multiplication part has been removed gives a high-side contribution of the form \[\tau'_{N,R}\operatorname{Sep}_>[w_>], \qquad \tau'_{N,R}\to0\quad(R\to\infty,\;N\text{ fixed}),\] and a low-side contribution \[o_{N,C,L}(R^{-3})\|f_{\leq}\|^2 .\] The high-side term is folded into the reserve absorption by using the strengthened threshold \[\tau_{N,R}+\tau'_{N,R}+\sigma_{N,R}/c_A(n) \le \rho_{\rm res}/2\] from Lemma 11; this is allowed after enlarging \(R_0\) because all three quantities tend to zero for fixed \(N\). The low-side term is charged to the trailing \(o_{N,C,L}(R^{-3})\) remainder, not to an additional fixed fraction of \(\delta_{\rm eff}\). The only fixed low-side loss from the low/high coupling is the Young loss \(\eta_{\rm gap}R^{-3}\|f_{\leq}\|^2 =(\delta_{\rm eff}/32)R^{-3}\|f_{\leq}\|^2\) already displayed in the statement of the lemma. The endpoint pieces use the same first-branch endpoint bounds and projected endpoint controls as Lemma 12; the high angular factor is controlled by Lemma 10.
On the pure high block, the nonnegative singular-potential displacement is discarded, and the remaining high errors are absorbed by Lemma 11. This spends only the reserved \(\rho_{\rm res}\operatorname{Sep}_>\) summand and leaves the clean \((1-\rho_{\rm res})\operatorname{Sep}_>\) term appearing in \(B_N^h\). On finite radial complements and first-branch/radial-complement mixed terms, Lemma 8 and Lemma 12 route the critical endpoint mass and derivative contributions into a fixed radial-complement reserve; after this reserve is removed the remaining radial-complement form has the post-reservation lower bound \({\mathcal{Q}}_{\rm rad}\ge c_{\rm rad}R^{-2}\|q_{\rm rad,\leq}\|^2\).
Summing the six routed classes, the finite Hadamard low block, the high reserve absorption, and the radial-complement mixed estimate gives the displayed lower bound. All constants have already been fixed before the final enlargement of \(R_0\), so the remaining fixed-\(N\) and fixed-parameter remainders are \(o_{N,C,L}(R^{-3})\). ◻
Lemma 14 (Finite-block compression). With the constants chosen as above, the scalar compression of the high angular block gives \[\nu_2(\widetilde{B}_N^h)\ge \mu_2(L_h)\] uniformly for \(0\le h\le C\) and \(\operatorname{Lip}(h)\le L\), after the final enlargement of \(R_0\).
Proof. After the physical low/high cross terms have already been Young-routed in Lemma 13, the remaining high block is compressed by a scalar lower bound. Let \(\widetilde{B}_N^h\) be the block-diagonal form obtained from \(B_N^h\) after this scalar compression. Set \[\Gamma_N = (1-\rho_{\rm res})(b_n+\tau_{n,N+1}) -\frac{M_C^2}{4\eta_{\rm gap}}.\] After the high-mode compression estimate below, \(\widetilde{B}_N^h\) is the block-diagonal form on \[P_NL^2(\mathbb{S}^{n-1})\oplus {\mathcal{H}}_{>,R},\] where \({\mathcal{H}}_{>,R}\) denotes the flattened fixed-cylinder Hilbert subspace of angular degrees \(>N\), with the same Dirichlet–Friedrichs endpoint conditions as in the high separated form. It is given by \[\widetilde{B}_N^h[g_{\leq}+z_{>}] = \langle g_{\leq},P_NL_hP_Ng_{\leq}\rangle +\Gamma_N\|z_{>}\|^2.\] Thus the full high cylinder block has been replaced by the scalar level \(\Gamma_N\), repeated with the multiplicity of \({\mathcal{H}}_{>,R}\); no identification of \(z_>\) with a purely angular function is being made. This step does not reopen \(\operatorname{Sep}_>\), does not reabsorb class-2, class-4, class-6, or low/high physical cross errors, and uses only the already reduced scalar high coefficient \((1-\rho_{\rm res})(b_n+\tau_{n,N+1})\), minus the fixed Young penalty \(M_C^2/(4\eta_{\rm gap})\) from the bounded low/high first-branch coupling. The positive coefficient comes from the single clean summand \((1-\rho_{\rm res})\operatorname{Sep}_>\), not from a second use of the reserve summand. Indeed, after the raw high form has been split as \[\operatorname{Sep}_> = \rho_{\rm res}\operatorname{Sep}_> +(1-\rho_{\rm res})\operatorname{Sep}_>,\] the first summand is used only in Lemma 11. This is a scalar split of the full nonnegative quadratic-form value, not a decomposition into separate kinetic and centrifugal subenergies. Consequently the reserve inequality and the compression floor may use different lower bounds for \(\operatorname{Sep}_>\), because they are applied to the disjoint scalar multiples \(\rho_{\rm res}\operatorname{Sep}_>\) and \((1-\rho_{\rm res})\operatorname{Sep}_>\), respectively. For the second summand, monotonicity in angular degree and the favorable inequality \(\sinh^{-2}(F_h)\ge\sinh^{-2}s\) give, for \(l>N\), \[\begin{align} \operatorname{Sep}_{l}[w_l] &= \int\left(|\partial_sw_l|^2-\pi^2R^{-2}|w_l|^2\right) +c_l\int\sinh^{-2}(F_h)|w_l|^2 \\ &\ge \int\left(|\partial_sw_l|^2-\pi^2R^{-2}|w_l|^2\right) +c_{N+1}\int\sinh^{-2}(s)|w_l|^2 \\ &= \langle w_l,(H_{N+1,R}-E_R)w_l\rangle \\ &\ge \bigl((b_n+\tau_{n,N+1})R^{-3}+o_N(R^{-3})\bigr)\|w_l\|^2 . \end{align}\] The last inequality is the Rayleigh–Ritz lower bound for the fixed-degree operator \(H_{N+1,R}-E_R\), together with the fixed-\(N\) first-eigenvalue asymptotic; no decomposition of \(w_l\) into radial eigenfunctions is needed. Here \(c_l\) is increasing for \(l\ge1\), \(N\ge N_A(n)\ge1\), and \(N\) is fixed before \(R_0\). The asymptotic in this last line is the fixed-degree \(N+1\) ball asymptotic. Since \(b_n+\tau_{n,N+1}=b_{n+2(N+1)}\), this is exactly the degree-\(N+1\) shifted coefficient. Thus compression uses only \[(1-\rho_{\rm res}) \bigl((b_n+\tau_{n,N+1})R^{-3}+o_N(R^{-3})\bigr)\|w_>\|^2 .\] All radial-bottom and centrifugal contributions in this scalar floor have already been discounted by the factor \(1-\rho_{\rm res}\). Here the compression estimate is fixed by the same choice of \(N\). Let \[U_{n,C}=b_n+\tau_{n,1}+2\pi^2C .\] The two-dimensional space spanned by a constant spherical harmonic and any degree-one harmonic gives, uniformly for \(0\le h\le C\), \[\mu_2(L_h)\le U_{n,C}.\] Since \(\tau_{n,N+1}=b_{n+2(N+1)}-b_n\to\infty\), the cutoff \(N\) is chosen large enough, after \(\eta_{\rm gap}\) and \(\rho_{\rm res}\) are fixed, that \[(1-\rho_{\rm res})(b_n+\tau_{n,N+1}) -\frac{M_C^2}{4\eta_{\rm gap}} \ge U_{n,C}+\delta_{\rm eff}/8 .\] This is a simultaneous finite list of requirements on \(N\): we enlarge the same cutoff so that \(N\ge N_A(n)\), \(\sigma_N/c_A(n)\le\rho_{\rm res}/2\), the strengthened displayed compression inequality holds, and the finite-block ground-state energy approximation recorded in Subsection 6.2 holds. The later threshold \(R_0\) then handles only the \(R\)-dependent remainders \(\sigma_{N,R}\), \(\tau_{N,R}\), and the fixed-\(N\) asymptotic errors. For this fixed \(N\), the scalar compression estimate has an additional \(o_N(1)\) contribution after multiplication by \(R^3\). The norm \(\|w_>\|\) is the flattened Schrodinger \(L^2(ds\,d\theta)\) norm used in the high separated form. After one further enlargement of \(R_0\), the fixed-\(N\) scalar error is bounded below by \(-\delta_{\rm eff}/16\). Hence the actual compressed high block is above \(U_{n,C}+\delta_{\rm eff}/16\), and therefore above \(\mu_2(L_h)+\delta_{\rm eff}/16\). On the low block, min-max for the restricted form gives \[\mu_2(P_NL_hP_N|_{P_NL^2})\ge \mu_2(L_h),\] because the form domain has been restricted. The form \(\widetilde{B}_N^h\) is block diagonal on \[P_NL^2(\mathbb{S}^{n-1})\oplus {\mathcal{H}}_{>,R},\] so its eigenvalue list is the union of the eigenvalues of the low block \(P_NL_hP_N|_{P_NL^2}\) and the scalar high level \(\Gamma_N\), with \(\Gamma_N\) repeated with the multiplicity of \({\mathcal{H}}_{>,R}\). The compression-floor choice above gives \[\Gamma_N\ge U_{n,C}+\delta_{\rm eff}/16 \ge \mu_2(L_h)+\delta_{\rm eff}/16 .\] Therefore \[\nu_2(\widetilde{B}_N^h) \ge \min\{\mu_2(P_NL_hP_N|_{P_NL^2}),\Gamma_N\} \ge \mu_2(L_h).\] The low-block Young loss is not included in \(\widetilde{B}_N^h\); it remains the single external \(\eta_{\rm gap}\) loss in Lemma 13. The compression margin \(\delta_{\rm eff}/16\) is used only to keep the high scalar block away from the low spectral window. ◻
The ground-state upper trial uses the same fixed angular cutoff \(N\): \(f_{1,N}\in P_NL^2(\mathbb{S}^{n-1})\) is the normalized compressed effective ground state. By the choice of \(N\), \[\langle f_{1,N},L_hf_{1,N}\rangle = \mu_1(P_NL_hP_N|_{P_NL^2}) \le \mu_1(L_h)+\delta_{\rm eff}/32 .\] The trial is the degree-adapted lift \(w_{\le}=J_R f_{1,N}\). The isometry of \(J_R\) gives \(\|w_{\le}\|=\|f_{1,N}\|=1\), so the additive shifted-form estimate below is exactly the Rayleigh quotient estimate used to bound \(\lambda_1\). Since \(P_NL^2(\mathbb{S}^{n-1})\) is finite-dimensional, all angular derivatives of \(f_{1,N}\) needed in the finite first-branch estimate are bounded by constants depending on \(N\) and \(n\), not on \(R\). The exact shifted pulled-back form is evaluated directly for this finite trial. By the exact finite-block shifted-form conclusion of Lemma 9, \[Q_h[w_{\le}]-E_R\|w_{\le}\|^2 = R^{-3} \langle f_{1,N},P_N(T_n+2\pi^2h+b_n)P_Nf_{1,N}\rangle +o_{N,C,L,\delta_{\rm cut}}(R^{-3}).\] Because \(L_h=T_n+2\pi^2h+b_n\), the upper trial obtains the full operator energy without using radial-complement routing or the high-mode reserve.
Lemma 15 (Offset-domain spectral squeeze). Fix \(R>C>0\), and let \(h:\mathbb{S}^{n-1}\to[0,C]\) be Lipschitz. If \(h_j:\mathbb{S}^{n-1}\to[0,C]\) are continuous and converge uniformly to \(h\), then, for the radial-height domains \[\Omega=\{0\leq \rho<R-h(\theta)\},\qquad \Omega_j=\{0\leq \rho<R-h_j(\theta)\},\] one has \[\lambda_k(\Omega_j)\to\lambda_k(\Omega)\] for every fixed \(k\ge1\), with Dirichlet eigenvalues counted with multiplicity.
Proof. Let \(\varepsilon_j=\|h_j-h\|_\infty\). Define the offset radial domains \[\Omega^-(\varepsilon)=\{0\leq \rho<R-h(\theta)-\varepsilon\}, \qquad \Omega^+(\varepsilon)=\{0\leq \rho<R-h(\theta)+\varepsilon\}.\] Then \(\varepsilon_j\to0\). Discarding finitely many indices, assume \(\varepsilon_j<\min\{R-C,1\}\), so the inner offsets are nonempty and all offset domains lie in \(B_{R+1}(o)\). Daners is applied to the monotone one-parameter offset families as \(\varepsilon\downarrow0\), and the resulting convergence holds along the sequence \(\varepsilon=\varepsilon_j\). The monotonicity here is in the continuous parameter \(\varepsilon\); after Daners gives convergence as \(\varepsilon\downarrow0\), we evaluate that convergence on the particular sequence \(\varepsilon_j=\|h_j-h\|_\infty\). Because \(h-\varepsilon_j\leq h_j\leq h+\varepsilon_j\), \[\Omega^-(\varepsilon_j)\subset \Omega_j\subset \Omega^+(\varepsilon_j).\] To invoke Daners’ Euclidean varying-domain results, freeze this value of \(R\) and use the Poincaré ball model with \(o\) mapped to the Euclidean origin. Then \(B_{R+1}(o)\) is the Euclidean ball \[|x|<\tanh((R+1)/2)<1,\] and the hyperbolic metric is conformal to the Euclidean metric with conformal factor \(4(1-|x|^2)^{-2}\). On the compact closure of this fixed Euclidean ball the coefficients are smooth, bounded, and uniformly elliptic; there is no polar-coordinate singularity at \(o\). The ellipticity constants may depend on this frozen \(R\), which is harmless because only the limit \(j\to\infty\) is being taken in the domain squeeze. If \(w=\sqrt{\det g}\) is the hyperbolic volume density in this chart, the map \(U\psi=w^{1/2}\psi\) is a unitary identification from \(L^2(dV_{\mathbb{H}^n})\) to Euclidean \(L^2(dx)\). Since \(w^{1/2}\) is smooth, bounded, and bounded away from zero on the fixed chart, this unitary identifies the Dirichlet form domain with the Euclidean \(H_0^1\) domain and preserves the Dirichlet spectrum. It conjugates the Dirichlet hyperbolic Laplacian to a symmetric uniformly elliptic operator \[-\operatorname{div}(A\nabla\cdot)+V\] with \(A\) smooth and uniformly elliptic and \(V\) smooth and bounded on the fixed chart. The domain-theoretic point is the Mosco convergence of the Dirichlet spaces \(H_0^1(\Omega^\pm(\varepsilon))\) for this one fixed uniformly elliptic form. The coefficients do not vary with \(\varepsilon\), and the graph norm of the principal part is equivalent to the standard \(H_0^1\) norm on every offset domain. Daners’ monotone convergence and stability hypotheses therefore give uniform-resolvent convergence for the fixed principal form; the bounded symmetric potential term \(\int V|u|^2\) is form-continuous on \(L^2\) and is carried through the same resolvent convergence after shifting by a constant if needed. The eigenvalue convergence used below is then the standard finite-eigenvalue consequence of this resolvent convergence, via Daners’ spectral-continuity corollaries. The value of \(R\) is fixed throughout this domain-convergence step. In the Poincaré chart the radial graph \(\rho=R-g(\theta)\) has Euclidean radius \[\varrho_g(\theta)=\tanh((R-g(\theta))/2),\] and hence \[|\nabla_{\mathbb{S}^{n-1}}\varrho_g| \le \frac{1}{2} \operatorname{sech}^2((R-C-\varepsilon_0)/2)\, \operatorname{Lip}(g)\] whenever \(-\varepsilon_0\le g\le C+\varepsilon_0\). Thus the inner and outer offset radial graphs, corresponding to \(g=h+\varepsilon\) and \(g=h-\varepsilon\), have Euclidean Lipschitz constants bounded uniformly for \(0<\varepsilon<\varepsilon_0\). In particular, both offset families are bounded Lipschitz domains in the fixed chart with a uniform Lipschitz bound; this is the regularity input used in the decreasing-domain convergence step below.
The inner domains \(\Omega^-(\varepsilon)\) increase to \(\Omega\), so Daners’ monotone-inside criterion [34], followed by uniform resolvent convergence and finite-eigenvalue continuity [34], gives convergence of the indexed eigenvalues \[\lambda_k(\Omega^-(\varepsilon))\to\lambda_k(\Omega)\] for every fixed \(k\). For the decreasing outer family, the domains \(\Omega^+(\varepsilon)\) decrease in the fixed chart and have uniformly bounded Lipschitz constants as noted above. Since \(h\) is Lipschitz and \(R>C\), the open limit domain \[\Omega=\{0\le\rho<R-h(\theta)\}\] is a bounded Lipschitz domain in this chart. Hence its closure \(\overline{\Omega}\) has Lipschitz boundary, satisfies the segment property, and is stable in Daners’ sense by the Lipschitz-domain stability criterion [34]. Moreover \[\operatorname{int}\left(\bigcap_{\varepsilon>0}\Omega^+(\varepsilon)\right)=\Omega\] because \(h\) is continuous. Therefore Daners’ outside convergence criterion, applied to the decreasing outer family with open limit \(\Omega\), stable closed limit \(\overline{\Omega}\), the displayed interior-intersection identity, the bounded-domain uniform-resolvent corollary, and the finite-eigenvalue continuity result [34] Proposition 7.4, Proposition 7.3(1), Corollaries 4.7, 4.2 and Remark 4.3 give \[\lambda_k(\Omega^+(\varepsilon))\to\lambda_k(\Omega)\] for every fixed \(k\). The last step is indexed eigenvalue convergence counting multiplicity: Corollary 4.2 gives persistence of the corresponding finite spectral projections under uniform resolvent convergence, and Remark 4.3 states the resulting continuity of each finite eigenvalue system. Thus the assertion applies to \(k=2\) even if eigenvalue multiplicities cross. In particular, along \(\varepsilon=\varepsilon_j\), \[\lambda_k(\Omega^-(\varepsilon_j))\to\lambda_k(\Omega), \qquad \lambda_k(\Omega^+(\varepsilon_j))\to\lambda_k(\Omega).\] Domain monotonicity of indexed Dirichlet eigenvalues in the inclusions above gives \[\lambda_k(\Omega^+(\varepsilon_j)) \leq \lambda_k(\Omega_j) \leq \lambda_k(\Omega^-(\varepsilon_j)),\] and hence \(\lambda_k(\Omega_j)\to\lambda_k(\Omega)\). ◻
By Lemma 13, and with constants chosen in the order \[\delta_{\rm eff}\to \eta_{\rm gap}\to N_A\to c_A\to \rho_{\rm res} \to c_{\rm rad}^0,R_{\rm rad}\to c_{\rm rad}\to \eta_{\rm form} \to \delta_{\rm cut}\to M_C\to N\to R_0,\] the shifted form is bounded below by the sum of the finite low block, the finite radial-complement block, and the high angular block, up to the single displayed low Young loss and the \(o_{N,C,L}(R^{-3})\) remainder. The compression step replaces the high block by the scalar block \(\Gamma_N\|w_>\|^2\), so the min-max principle may be applied to this assembled lower form before the final subtraction. Thus it remains only to locate the second level of the lower form. After the choice of \(N\) and the subsequent enlargement of \(R_0\), the scalar compression after the Young split leaves the high block above the common energy offset by \[E_R+R^{-3}\bigl(U_{n,C}+\delta_{\rm eff}/16\bigr),\] while the radial-complement block lies above the first radial level in the same angular degree by at least \(c_{\rm rad}R^{-2}\). This comparison is uniform in the angular degree by Lemma 6. The first radial level is nondecreasing in angular degree, since the centrifugal coefficient \(c_l\) is nondecreasing in \(l\). Hence \[\lambda_{1,l,R}\ge \lambda_{1,0,R} =E_R+b_nR^{-3}+o_n(R^{-3})\] for every \(l\), and the radial-complement block lies above \[E_R+c_{\rm rad}R^{-2}-|b_n|R^{-3}-o_n(R^{-3}).\] The two-dimensional trial bound gives \(\mu_2(L_h)\le U_{n,C}\). After enlarging \(R_0\) past \((U_{n,C}+1+|b_n|)/c_{\rm rad}\) and absorbing the fixed-dimensional remainder, \[E_R+c_{\rm rad}R^{-2}-|b_n|R^{-3}-o_n(R^{-3}) > E_R+R^{-3}(U_{n,C}+1).\] Thus neither the high angular block nor the radial complement can create the second min-max level below the compressed low block; the \(o_{N,C,L}(R^{-3})\) remainder is absorbed after the same final enlargement of \(R_0\). Therefore the min-max principle and the lower form give \[\lambda_2(\Omega_R(h)) \geq E_R+R^{-3}\nu_2(\widetilde{B}_N^h) -(\delta_{\rm eff}/32)R^{-3} -o_{N,C,L}(R^{-3}).\] The explicit \(\delta_{\rm eff}/32\) loss here is the fixed low side of the bounded low/high Young split. The finite-low coefficient remainders are \(o_{N,C,L}(R^{-3})\), and the high-mode reserve coefficients \(\sigma_N,\sigma_{N,R},\tau_{N,R}\) and \(\tau'_{N,R}\) are made small in the \(N\)-then-\(R\) choices and are absorbed before compression, so no unabsorbed high-mode loss remains in the displayed finite block. The ground-state upper trial gives \[\lambda_1(\Omega_R(h)) \leq E_R+R^{-3}\bigl[\mu_1(L_h)+\delta_{\rm eff}/32\bigr] +o_{N,C,L}(R^{-3}).\] Lemma 14 gives \[\nu_2(\widetilde{B}_N^h) \ge \mu_2(L_h).\] Subtracting the upper trial from the lower form and then using this compression estimate gives the explicit loss display \[\begin{align} \lambda_2-\lambda_1 &\geq R^{-3}\bigl[\mu_2(L_h)-\mu_1(L_h)\bigr] -(\delta_{\rm eff}/32)R^{-3} -(\delta_{\rm eff}/32)R^{-3} -o_{N,C,L}(R^{-3}) \\ &\geq (15\delta_{\rm eff}/16)R^{-3}-o_{N,C,L}(R^{-3}). \end{align}\] The two displayed losses are, respectively, the external \(\eta_{\rm gap}=\delta_{\rm eff}/32\) low-side Young loss from the bounded low/high first-branch splitting and the ground-state upper-trial slack. The finite-low coefficient remainders are \(o_{N,C,L}(R^{-3})\), while the radial-complement and high-mode coefficient losses have already been absorbed by the post-reservation radial margin and by the high-mode reserve before compression. After increasing \(R_0\), this is at least \[(\delta_{\rm eff}/4)R^{-3}.\]
This proves the asserted gap for smooth heights satisfying \(0\le h\le C\) and \(\operatorname{Lip}(h)\le L\), with constants depending on \(n,C,L\) only through the choices above and with final gap constant \(c(n,C)=\delta_{\rm eff}(n,C)/4\). For a Lipschitz height \(h\), choose a positive smooth approximate identity \(K_j\) on \(SO(n)\) and set \[h_j(\theta)=\int_{SO(n)}h(A\theta)K_j(A)\,dA .\] Then \(h_j\in C^\infty(\mathbb{S}^{n-1})\), \(h_j\to h\) uniformly, \[0\le h_j\le C,\qquad \operatorname{Lip}(h_j)\le L,\] because rotations are isometries of the sphere and \(K_j\) is positive with unit mass. The smooth estimate applies to \(\Omega_R(h_j)\) with the same \(c(n,C)\) and \(R_0(n,C,L)\). Lemma 15 gives \(\lambda_k(\Omega_R(h_j))\to\lambda_k(\Omega_R(h))\) for \(k=1,2\), and passing to the limit proves Theorem 2.
The theorem answers the large-diameter rate question for compact horoconvex domains by supplying a lower bound with the same \(D^{-3}\) power as the Nguyen–Stancu–Wei upper construction. Khan–Tuerkoen already give a qualitative diameter-dependent lower bound for horoconvex domains, but their displayed large-diameter rate is much smaller. The present proof identifies the polynomial scale by replacing the domain with a fixed-width radial-height problem and proving a uniform gap for the limiting angular family in all dimensions. A direct ball comparison gives a shorter independent proof in dimensions \(n=2,3\). This section records the scope of the theorem and the remaining questions.
The theorem gives the lower bound at the same diameter scale as the Nguyen–Stancu–Wei examples. Earlier lower bounds for horoconvex domains show positivity, but their explicit dependence on the diameter is much smaller in the large-diameter limit. The present argument rules out a gap below a fixed multiple of \(D^{-3}\) for large horoconvex domains. It leaves the sharp constant and extremal geometry open.
The theorem is a large-diameter rate bound for horoconvex domains in \(\mathbb{H}^n\). General geodesic convexity and first-eigenfunction log-concavity remain separate problems. The proof uses the geodesic ball as calibration, while a general large horoconvex domain retains the angular boundary height in the limiting problem.
The proof does not identify the sharp constant. The constant produced here comes from the compactness gap of the effective angular operator \(T_n+2\pi^2h+b_n\) over the bounded height class \(0\le h\le2\log 2\), and from several nonsharp reserves in the radial-height theorem. Thus the result should be read as a scale theorem. It proves that the diameter decay cannot be worse than order \(D^{-3}\) for large horoconvex domains, but it does not identify the infimum of \(D^3(\lambda_2-\lambda_1)\) in the large-diameter limit.
Ball asymptotics fix the expected scale and provide the calibration. The scalar radius comparison by itself does not control a large horoconvex domain whose boundary height depends on direction. The proof keeps that height as part of the limiting problem. The large-domain gap is then reduced to a uniform spectral gap for an angular operator, rather than to a one-parameter radius comparison.
In small diameter the Euclidean \(D^{-2}\) scale is the relevant model. For large horoconvex domains, Nguyen–Stancu–Wei’s ball and model-domain examples show that \(D^{-3}\) is the only possible diameter power for a uniform lower bound. The present argument supplies that power from below. It improves the previously known qualitative large-diameter lower bounds, while leaving the optimal coefficient and extremal geometry open.
A first estimate suggested by the inradius/circumradius theorem is to compare \(\Omega\) with concentric balls of radii \(R-2\log 2\) and \(R\). This correctly detects the ball asymptotic and gives a useful check on the coefficient arithmetic, but by itself it is too crude in dimensions \(n\ge3\). The reason is simple: shifting the radius of the first eigenvalue changes the \(R^{-2}\) correction at order \(R^{-3}\), and in higher dimension this loss is of the same order as the ball-gap coefficient and need not be smaller. The radial-height argument keeps the boundary displacement as an angular variable instead of replacing the domain by its inner ball. This is the step which recovers a positive uniform \(D^{-3}\) lower bound in all dimensions.
More explicitly, the ball calculation gives, for every fixed \(a\), \[\lambda_2(B_{r+a}^{\mathbb{H}^n})-\lambda_1(B_r^{\mathbb{H}^n}) = \left({4\pi^2\over n-1}-2a\pi^2\right)r^{-3}+o(r^{-3}).\] This check is sensitive to the precise shift. With the sharper nonconcentric shift \(\log 2\), Proposition 1 gives the large-diameter rate in dimensions \(n=2,3\). In dimensions \(n\ge4\), the same coefficient is negative. With the cruder \(2\log 2\) concentric annular comparison it is already negative for \(n\ge3\), so the \(n=3\) sign is reversed. This sensitivity is exactly why the scalar radius-shift comparison cannot prove a uniform \(D^{-3}\) lower bound in every dimension. The theorem instead uses the effective angular operator for the full radial height in all dimensions. Nor can this be repaired in dimensions \(n\ge4\) by sharpening the inradius/circumradius pinching: the sharp Borisenko–Miquel expression \[\log{(1+\sqrt{\tau})^2\over 1+\tau}, \qquad \tau=\tanh(r/2),\] still tends to \(\log2\) as \(r\to\infty\). Thus the large-diameter coefficient obstruction in Proposition 1 is not an artifact of using a nonsharp radius estimate.
The proof also avoids the interior rolling-ball or quantitative-boundary hypotheses which appear in several boundary-neighborhood methods; compare, for example, the integral-Ricci gap estimates of Ramos Olivé–Rose–Wang–Wei [35]. Horoconvexity supplies the needed large-scale control in a different way: it gives a common-center annulus and, through horospherical support functions, a uniformly Lipschitz radial height. The analytic estimates are then made on this radial-height family rather than on a tubular neighborhood of a smooth boundary with a uniform interior ball condition.
The argument also explains why the existing exponentially small bounds do not see the expected large-diameter behavior. After the common-center annulus reduction, a bounded radial-height perturbation of a large ball shifts the first radial branch at order \(R^{-3}\). The high angular modes and the radial complement remain separated, so the low-energy spectral problem reduces to a compact angular problem. This is the mechanism behind the polynomial scale. Horoconvexity enters through the Borisenko–Miquel radius control and the horospherical-support representation; together they provide a uniform radial-height class without imposing an interior rolling-ball condition.
This also points to the main limitation of the argument. The compactness proof of the angular gap is qualitative. It proves that some positive constant survives uniformly over all admissible radial heights, but it does not reveal which height profiles nearly minimize the gap. An effective version of this proof would require a quantitative spectral gap for the family \(T_n+2\pi^2h+b_n\) with \(0\le h\le2\log 2\). More direct semigroup or kernel-pinching approaches may also be possible, provided the corresponding cone-contraction step can be made quantitative. None of those effective questions is needed for the large-diameter power proved here.
The geodesic ball remains the calibration case. Kristály’s large-radius first-eigenvalue expansion, combined with the \(n\mapsto n+2\) branch shift for the \(l=1\) mode, gives \[\lambda_2(B_R^{\mathbb{H}^n})-\lambda_1(B_R^{\mathbb{H}^n}) \sim {4\pi^2\over (n-1)R^3}.\] For a general horoconvex domain the boundary height \(h\) enters the limiting angular operator. The proof shows that this operator has a uniform spectral gap over the compact admissible height class. It does not show that the round height minimizes the leading constant, nor does it rule out a different large-diameter extremal profile.
The same radial-height block structure also suggests a stronger individual eigenvalue asymptotic. For fixed \(k\), one expects the first \(k\) branches to be governed by the first \(k\) eigenvalues of the effective angular operator \(T_n+2\pi^2h+b_n\). The present proof does not state that refinement. It uses fixed finite reserves and records only the estimates needed for the gap lower bound. A separate expansion theorem would require an \(\varepsilon\)-version of the low/high compression, uniform finite-angular truncation for the relevant effective spectral subspaces, and matching upper trial spaces, already for the two-dimensional space controlling \(\lambda_2\). This is a natural companion refinement, but it is not part of the theorem proved here.
Several refinements remain. An effective or sharp value of the constant \(c_n\) would require a quantitative lower bound for the angular gap over all admissible heights, replacing the compactness argument used here. Numerical exploration of the limiting height problem can guide this question, but no computation is used in the proof of the present lower bound.
A sharper asymptotic problem asks for the infimum of the gap among large horoconvex domains. The present proof shows the correct power but does not identify a minimizing angular height.
The log-concavity problem is separate. The large-diameter gap proof does not prove \(\operatorname{Hess}\log\psi_1\le0\). Wei–Xiao’s small-diameter theorem and the conformal-concavity estimates of Khan–Saha–Tuerkoen suggest useful tools, but the present argument uses a spectral reduction rather than a pointwise Hessian estimate. A perturbative question remains: whether the first eigenfunction of a bounded radial-height perturbation of a large ball is governed, to leading order, by the positive ground state of the effective angular operator, and whether such structure can be converted into a global hyperbolic log-concavity principle.
The authors used AI systems and AI-assisted search and review tools, including ChatGPT/Codex, Gemini, Claude, Grok, OpenRouter-routed models, Manus, and Exa, for brainstorming, source triage, objection generation, notation and exposition review, and repository/paper-editing assistance. AI output was not treated as mathematical authority. The authors reviewed, edited, and remain responsible for all theorem statements, proofs, constants, citations, and final prose.
https://dlmf.nist.gov/10, https://dlmf.nist.gov/15.