January 01, 1970
We construct canonical Steenrod square operations on the Geisser–Schmidt/Milne modified compactly supported étale cohomology of separated finite-type schemes over rings of \(S\)-integers in which \(2\) is invertible. This lets us extend Feng’s notion of the absolute étale Wu class from the finite-field setting to arithmetic bases away from \(2\). A key technical input is a modified compactly supported relative Wu formula, extending Benoist’s relative Wu formula to the arithmetic compact-support setting. Using this, we prove an absolute Wu formula for regular projective flat schemes over either finite fields of odd characteristic or rings of \(S\)-integers away from \(2\): if \(f\colon X\to B\) is such a scheme, then the absolute Wu class of \(X\) is the product of the relative Wu class \(\operatorname{Sq}^{-1}(w_{\mathrm{et}}(\tau_f))\) and the pullback of the absolute Wu class of the base. In the \(S\)-integer case, the base contribution is \(1+\beta_B\), where \(\beta_B\) is the Bockstein, equivalently the Kummer class of \(-1\). As an application, we obtain an infinite family of universal mod-\(2\) congruences among the Chern classes of regular projective flat schemes over such bases, governed by an arithmetic deformation of Hirzebruch’s \(2\)-Todd series; this is the generalized Hecke theorem. In low dimensions these congruences recover Hecke’s theorem on the different away from \(2\), Serre’s Riemann–Hurwitz theorem for spin bundles, Atiyah’s theorem on theta characteristics over finite fields, and the smooth \(3\)-manifold branched-cover analogue of the Shusterman–Sawin theorem, while yielding new higher-dimensional congruences over both finite and arithmetic bases.
At first glance, a number of results scattered across topology, geometry, and arithmetic seem to have little to do with one another. They are proved in different categories and by rather different methods. Representative examples include:
Hecke’s theorem that the ideal class of the different is a square;
Atiyah’s theorem on the existence of a square root of the canonical bundle of a compact Riemann surface;
Serre’s Riemann–Hurwitz formula for spin bundles on compact Riemann surfaces; and
the theorem of the second author and Sawin that the branch locus of a branched cover of closed \(3\)-manifolds is trivial mod \(2\).
the Lusztig–Milnor–Peterson formula expressing the semicharacteristic defect of a closed \(4d+1\)-manifold.
We refer to this family of statements as Hecke-type theorems. One of the guiding themes of this paper is that Hecke-type theorems admit a common explanation: they arise from Wu-type formulas. More precisely, once an appropriate analogue of Wu’s formula is available in a given cohomological setting, the corresponding Hecke-type theorem follows from the mod-\(2\) vanishing of certain universal polynomial expressions in characteristic classes.
This should not be understood literally as a direct consequence of Wu’s original theorem in algebraic topology—except for the last couple of examples; see § 5.1. Rather, there is a family of analogues of Wu’s formula, each living in a different cohomological theory, and the theorems listed above can be recovered by parallel arguments once the relevant Wu formula has been established. Furthermore, this framework allows results that were previously isolated to either topology, geometry, or arithmetic to be transported to the remaining settings via their underlying Wu formulas. We provide a concrete example of this in §5.1.6, where we deduce a function-field analogue of the Lusztig–Milnor–Peterson formula which, to the best of our knowledge, is new to the literature.
The first aim of this paper is to develop the arithmetic incarnation of this picture in the étale cohomology of projective regular flat schemes over arithmetic bases on which \(2\) is invertible. Our second main result is a complete description, in every dimension, of the mod-\(2\) congruences among Chern classes that arise formally from this arithmetic Wu formula. We refer to this collection of congruences as the generalized Hecke theorem. Before stating our results, we briefly recall Wu’s formula in topology.
Let \(M\) be a closed connected smooth \(n\)-manifold. The total Steenrod square \[\Sq \colon H^*(M;\mathbf{Z}/2)\longrightarrow H^*(M;\mathbf{Z}/2)\] is an automorphism of the cohomology ring, and decomposes as \(\Sq=\sum_{i\ge 0}\Sq^i\), where \(\Sq^i\) raises degree by \(i\). The instability relations assert that for \(x_j\in H^j(M;\mathbf{Z}/2)\), \[\label{eq:instability95intro} i>j \implies \Sq^i(x_j)=0.\tag{1}\] Moreover, if \(i=j\), then \(\Sq^i(x_j)=x_j^2\). Let \[\int_M \colon H^*(M;\mathbf{Z}/2)\to \mathbf{Z}/2\] denote the trace map furnished by Poincaré duality. The total Wu class of \(M\) is the unique element \(v_M\in H^*(M;\mathbf{Z}/2)\) such that \[\int_M \Sq(x)=\int_M x\smile v_M,\qquad \text{for all } x\in H^*(M;\mathbf{Z}/2).\] Write \[v_M=\sum_{i=0}^n v_{M,i},\qquad v_{M,i}\in H^i(M;\mathbf{Z}/2).\] Combining the instability relations 1 with Poincaré duality, one obtains the familiar “top-half” vanishing: \[v_{M,i}=0\qquad \text{for all } i>n/2.\]
To extract concrete congruences from this vanishing, one expresses the Wu class in terms of the Stiefel–Whitney class. Let \[\phi \colon H^*(M;\mathbf{Z}/2)\to H^{*+n}(TM,TM\setminus M;\mathbf{Z}/2)\] be the Thom isomorphism for the tangent bundle \(TM\), where \(M\subset TM\) denotes the zero section. The total Stiefel–Whitney class \(w_M\) is defined by \[w_M:=\phi^{-1}(\Sq(\phi(1))).\] Wu’s theorem then reads as follows.
Theorem 1 (Wu’s theorem [1], see also [2]). With notation as above, the total Wu and Stiefel–Whitney classes satisfy \[\Sq(v_M)=w_M.\]
Since \(\Sq\) is invertible, this may be rewritten as \(v_M=\Sq^{-1}(w_M)\). The relevance to Hecke-type theorems is already visible in the case of a compact Riemann surface \(M\). Here the top-half vanishing gives \(v_{M,2}=0\). On the other hand, if \(c_M\) denotes the total Chern class of \(M\), then the known relation between the total Stiefel–Whitney and Chern class for a complex variety reads as \(w_M\equiv \overline{c}_M \pmod 2\), and Wu’s formula implies \[\Sq(v_M) = v_{M,0}+v_{M,1}+v_{M,1}^2+v_{M,2} = w_{M,0}+w_{M,1}+w_{M,2} = w_M.\] Comparing degrees \(0,1,2\) yields \[v_{M,0}=w_{M,0},\qquad v_{M,1}=w_{M,1},\qquad v_{M,1}^2+v_{M,2}=w_{M,2}.\] Since \(M\) is complex, one has \(w_{M,1}=0\); since \(v_{M,2}=0\), it follows that \(w_{M,2}=0\), equivalently \(\overline{c}_1(M)=0\), which is not surprising as \[\int_M c_1(M) = \chi(M) = 2 - 2g = 0 \pmod 2.\] In § 5.1 we explain how the examples (1-4) above arise from the corresponding Wu formula in their respective settings. In particular, Hecke’s original theorem away from the prime \(2\) is recovered from our arithmetic Wu formula.
We now state our two main results.
Theorem 2 (Arithmetic Wu formula, see Theorem 9). Let \(B=\Spec \mathcal{O}_{K,S}\) be the spectrum of a ring of \(S\)-integers in a number field, and assume that \(2\in \Gamma(B,\mathcal{O}_B^\times)\). Let \[f\colon X\to B\] be a flat projective morphism with \(X\) regular. Then:
The modified compactly supported cohomology of \(X\) (in the sense of Geisser–Schmidt/Milne, see Definition 15) carries Steenrod square operations \[\widehat{\Sq}_c \colon \widehat H_c^*(X;\mathbf{Z}/2)\longrightarrow \widehat H_c^*(X;\mathbf{Z}/2).\]
There is a unique class \(v_X\in H^*(X;\mathbf{Z}/2)\), called the Wu class* of \(X\), characterized by the identity \[\int_X \widehat{\Sq}_c(x)=\int_X x\smile v_X,\qquad x\in \widehat H_c^*(X;\mathbf{Z}/2),\] where \(\int_X\) denotes the trace map furnished by Artin–Verdier duality. Likewise, \(B\) has a Wu class \(v_B\), and \[v_B=1+\beta_B,\] where \(\beta_B\in H^1_{\mathrm{\acute et}}(B;\mathbf{Z}/2)\) is the Bockstein class (see Definition 26), equivalently the Kummer class of \(-1\).*
There are well-defined étale Stiefel–Whitney classes \[w^{\mathrm{\acute et}}\colon K_0(X)\longrightarrow H^*_{\mathrm{\acute et}}(X;\mathbf{Z}/2).\]
(Arithmetic Wu formula) The total Wu class of \(X\) satisfies \[v_X=\Sq^{-1}\!\bigl(w^{\mathrm{\acute et}}(\tau_f)\bigr)\smile f^*(1+\beta_B) \in H^*_{\mathrm{\acute et}}(X;\mathbf{Z}/2),\] where \(\Sq\) denotes the total Steenrod square on ordinary étale cohomology, and \(\tau_f\) is the virtual relative tangent bundle of \(f\) (viewed in \(K^0(X)\)).
It is worth noting that Feng previously proved an étale Wu formula for smooth, proper, geometrically connected varieties over finite fields of odd characteristic in [3], and deduced from it Tate’s 1966 conjecture on the alternation of the Artin–Tate pairing on the Brauer group of surfaces over such fields. In [4], Feng and the first author treated the remaining characteristic-\(2\) case by establishing a syntomic Wu formula.
In § 4.2, Theorem 2 is established in the context of flat projective regular varieties over either rings of \(S\)-integers or finite fields, away from the prime \(2\). Although this yields a minor generalization of Feng’s result in the projective case, we note that the odd characteristic flat projective regular case remains well within the scope of his methods. In contrast, our arithmetic formulation is not.
It is natural to ask to what extent our arithmetic Wu formula can be recovered from Feng’s finite-field theorem. An immediate, naive obstruction is that the absolute Wu class does not restrict along inclusions. A topological example of this phenomenon is given by \(\mathbf{R}\mathbb{P}^2\hookrightarrow S^4\); an arithmetic example is provided in § 6. In contrast, the relative Wu class, defined via \[\label{eq:rel95wu95intro} v_{X/B} := v_X\cdot f^*v_B^{-1},\tag{2}\] is natural. In § 4.2.1, we prove a relative arithmetic Wu formula which:
establishes that \(v_{X/B} = \Sq^{-1}(w^{\text{\'{e}t}}(\tau_f))\), and
restricts to Feng’s Wu formula at every special fibre of good reduction.
It is tempting to assume that verifying \((1)\) for every special fibre implies it holds globally. However, in § 6, we identify an obstruction class measuring precisely why the arithmetic relative Wu formula does not follow formally from Feng’s finite-field analogue.
Now let \(B\) be either the spectrum of a ring of \(S\)-integers in a number field or the spectrum of a finite field, and assume again that \(2\in \Gamma(B,\mathcal{O}_B^\times)\).
Theorem 3 (Generalized Hecke theorem). Define \[T(z):=1+\sum_{i\ge 0} z^{2^i}\in \mathbb{F}_2[[z]], \qquad \Theta_\beta(z):=T(\beta)\cdot T\bigl(T(\beta)^{-2}z\bigr)\in \mathbb{F}_2[[\beta,z]].\] Let \(f\colon X\to B\) be a projective flat regular \(B\)-scheme of pure relative dimension \(d\), and let \(x_1,\dots,x_d\) be the Chern roots of the virtual relative tangent bundle \(\tau_f\) under the splitting principle; write \(\overline{x}_i\) for their reductions mod \(2\). Then \[v_X=f^*v_B\smile \prod_{i=1}^d \Theta_{\beta_X}(\overline{x}_i),\] where \(\beta_X\in H^1(X;\mathbf{Z}/2)\) is the Bockstein class. In particular, for every \(m\) there are homogeneous universal polynomials \[p_{m,d}^{\mathrm{abs}}(\beta,c_1,\dots,c_d)\] of degree \(m\) such that \[v_{X,m}=p_{m,d}^{\mathrm{abs}}\bigl(\beta_X,\overline{c}_1(\tau_f),\dots,\overline{c}_d(\tau_f)\bigr),\] and if \(X\) has cohomological degree \(N_X\), then \[p_{m,d}^{\mathrm{abs}}\bigl(\beta_X,\overline{c}_1(\tau_f),\dots,\overline{c}_d(\tau_f)\bigr)=0 \qquad\text{for all } m>N_X/2.\]
Example 1 (See also §5.1.5). Assume that \(f\colon X\to \Spec \mathbf{Z}[i,1/2]\) is projective, flat, regular, and pure of relative dimension \(4\), then \(\beta_X=f^*\beta_B = 0\), and \(\Theta_{\beta_X}(z)=T(z)\). Writing \(\overline{c}_i(X):=\overline{c}_i(\tau_f)\), the top-half vanishing of Wu classes yields the congruences \[\overline{c}_1(X)\,\overline{c}_2(X)=0, \qquad \overline{c}_1(X)^4+\overline{c}_1(X)\,\overline{c}_3(X)+\overline{c}_2(X)^2+\overline{c}_4(X)=0.\]
We call \(T(z)\) the \(2\)-Todd series, in view of its relation to the generating series of the ordinary Todd class; see Lemma 5. In the topological setting, Hirzebruch already observed in [5] that this series governs mod-\(2\) vanishing statements among Chern classes of complex manifolds. Our modified series \(\Theta_\beta(z)\) may be viewed as an arithmetic deformation of Hirzebruch’s series, incorporating the contribution of the Bockstein class.
We now sketch the proofs of Theorems 2 and 3. The arithmetic Wu formula is discussed in § 1.1.1, and the generalized Hecke theorem in § 1.1.2.
Let \(X\) be a regular projective flat scheme pure of relative dimension \(d\) over the base \(B\). By Definition 22, the absolute Wu class \(v_X\) is defined through the generalized Artin–Verdier pairing of Theorem 8, \[H_{\mathrm{\acute et}}^r(X;\mathbf{Z}/2) \times \widehat H_c^{2d+3-r}(X;\mu_2^{\otimes d+1}) \longrightarrow \mathbf{Z}/2.\] Accordingly, the proof of the arithmetic Wu formula has a preliminary step: the construction of Steenrod squares on modified compact-support cohomology.
The role of Chapter 2 is to construct relative cup-\(i\) products on Barnea–Schlank relative étale homotopy types. Applied to a pair \((\bar X,\partial X)\), this yields Steenrod squares on ordinary relative étale cohomology, hence on ordinary compact-support cohomology; see in particular §2.1.2 and §2.2.3. This part remains within the Barnea–Schlank formalism, and therefore only treats those coefficient objects which are accessible through relative pro-simplicial models.
The arithmetic refinement is carried out in §3. For the structural morphism \[s\colon X\to \Spec \mathbf{Z},\] we set \[R\Gamma_{c,\mathrm{fin}}(X,\mathbf{Z}/2) := R\Gamma(\Spec \mathbf{Z},Rs_!\mathbf{Z}/2),\] and we denote by \(R\Gamma_{\infty}(X,\mathbf{Z}/2)\) and \(\widehat R\Gamma_{\infty}(X,\mathbf{Z}/2)\) the ordinary and Tate real-boundary complexes attached to \[R\Gamma\!\bigl(\Spec(\mathbf{C}),v^*Rs_!\mathbf{Z}/2\bigr),\] where \(v: \Spec\,\mathbf{C}\to \Spec\,\mathbf{Z}\) is the geometric point (see Definition 14). Modified compact support is the cohomology of the fibre \[\widehat R\Gamma_c(X,\mathbf{Z}/2) = \Fib\Bigl( R\Gamma_{c,\mathrm{fin}}(X,\mathbf{Z}/2) \longrightarrow \widehat R\Gamma_{\infty}(X,\mathbf{Z}/2) \Bigr);\] cf. Definition 15, Remark [rem:ordinary-modified-boundary-triangles].
Written in this form, the obstruction to applying the Barnea–Schlank construction directly becomes transparent: the Tate correction is built from the non-locally constant object \(Rs_!\mathbf{Z}/2\) on \((\Spec(\mathbf{C}))_{\mathrm{\acute et}}\), and no pro-simplicial model is available for its Tate cochains.
What survives from the pro-simplicial description is the finite-boundary part. After choosing a dense compactification \[j\colon X\hookrightarrow \bar X\] with boundary immersion \[i\colon \partial_jX\hookrightarrow \bar X,\] Section 3.2 realizes \(R\Gamma_{c,\mathrm{fin}}(X,\FF_2)\) by the relative cochain complex \[C^\bullet_{c,\mathrm{fin},j}(X;\FF_2) = C^\bullet\!\bigl(h(i);\FF_2\bigr),\] and similarly realizes the geometric boundary by a relative pro-simplicial set model; see Definition 17 and Theorem 4. Since normalized cochains on simplicial sets are algebras over the Barratt–Eccles operad by Berger–Fresse, these relative cochains carry functorial non-unital \(E_\infty\)-structures; see Proposition [prop:finite-and-geometric-boundary-einfty] and Remark [rem:einfty-operads-are-adem-cartan]. This yields Steenrod squares on finite-boundary compact-support cohomology.
The same construction does not extend to the Tate term, since we do not know a realization of \(\widehat R\Gamma_{\infty}(X,\FF_2)\) as the cochains of a pro-simplicial set. At this point the natural framework is that of non-unital \(E_\infty\)-algebras in \(\Mod_{H\FF_2}\). In §3.1, especially Proposition [prop:generalized-cupi-from-nonunital-einfty] and Remark [rem:einfty-operads-are-adem-cartan], we explain that such a structure produces generalized cup-\(i\) operations, and hence generalized Steenrod squares, with the usual Cartan, Adem, and instability relations, but with no a priori restriction to nonnegative cohomological degrees. The boundary complexes arising from compactification-based pro-simplicial set models inherit these structures from the Barratt–Eccles operad via Berger–Fresse, while the ordinary and Tate real-boundary complexes inherit them from the lax symmetric monoidality of \((-)^{hG_{\mathbf{R}}}\) and \((-)^{tG_{\mathbf{R}}}\); for the Tate construction see [6], and in the \(H\FF_2\)-linear setting used here see also [7]. This is carried out in Definition 18 and Proposition [prop:real-boundary-einfty-structures]. Write \(C^\bullet_{\infty,j}(X;\FF_2)\) for the resulting (non-unital) \(E_{\infty}\)-model for the Tate cochains. Since the comparison morphism \[v_{X,j}\colon C^\bullet_{c,\mathrm{fin},j}(X;\FF_2) \longrightarrow C^\bullet_{\infty,j}(X;\FF_2)\] is a morphism of non-unital \(E_\infty\)-algebras, the fibre \[\widehat C^\bullet_{c,j}(X;\FF_2) = \Fib(v_{X,j}),\] inherits the induced cup-\(i\) structure of Definition 20. This is the origin of the operations \[\widehat\Sq_c^r\colon \widehat H_c^n(X;\FF_2)\longrightarrow \widehat H_c^{n+r}(X;\FF_2), \qquad r\in \mathbf{Z},\] whose canonicity and formal properties are proved in Definition 20, Theorem 5, Theorem 6, and Proposition [prop:sq0-sq1-boundary-operations]. In particular, negative squares occur on the Tate and modified theories, and \(\Sq^0\) is identified with the identity only in certain degree ranges, specified in Proposition [prop:sq0-sq1-boundary-operations].
It is worth noting that this is a major deviation point between our proof and Feng’s finite field argument, as the latter involves an elegant reduction to the topological Wu formula using the Barnea–Schlank/Harpaz–Schlank machine, and is heavily reliant on the shape of the absolute Galois group of a finite field (i.e. \(\hat{\mathbf{Z}}\)), and in particular the fact that it has a topologically dense generator. Since we do not have such an explicit description of the absolute Galois group of a ring of \(S\)-integers, we take an alternative route.
Our proof of the arithmetic Wu formula 2, or in its more general form, the absolute Wu formula 9, is divided into two parts: (i) proving a relative modified compact-support Wu formula, which is the substantial part, and (ii) determining \(v_B\), i.e. the absolute Wu class of the base (see §4.2.2) To clarify what we mean by a relative modified compact-support Wu formula, we introduce brief notations. Let \[f\colon Y\to X\] be a proper smoothable local complete intersection morphism of pure virtual relative dimension \(-c\). Definition 25 constructs modified compact-support pushforwards \[\widehat f_{*,c}\colon \widehat H_c^q\!\bigl(Y;\mu_2^{\otimes r}\bigr) \longrightarrow \widehat H_c^{q+2c}\!\bigl(X;\mu_2^{\otimes r+c}\bigr)\] from Riou’s Gysin morphisms on the modified boundary triangles. Theorem 10 asserts that \[\label{eq:mod-bdry-rel-wu-intro} \widehat\Sq_c\bigl(\widehat f_{*,c}(x)\bigr) = \widehat f_{*,c}\bigl( \widehat\Sq_c(x)\cdot w^{\mathrm{\acute et}}(\nu_f) \bigr),\tag{3}\] where \(\nu_f\) is the (virtual) relative normal bundle of \(f\). This is the main technical input in the proof of the absolute formula.
The proof of Theorem 10 is geometric in nature and follows the strategy of Benoist, who proved a relative Wu formula [8] \[\Sq\bigl(f_*(y)\bigr) = f_*\bigl( \Sq(y)\cdot w^{\mathrm{\acute et}}(\nu_f) \bigr)\] in ordinary étale cohomology, by factoring \(f\) into a regular closed immersion followed by a projective bundle. In these two cases, the corresponding modified compact-support Gysin morphisms simplify, and the general assertion for \(f\) follows by functoriality and the Whitney product property of Stiefel–Whitney classes.
Once the relative formula is available, the proof of Theorem 9 is formal. Setting \(f: X\to B\), it amounts to showing that the class \(\mathrm{Sq}^{-1}\bigl(w^{\mathrm{\acute et}}(\tau_f)\bigr)\cdot f^*v_B\) satisfies the defining identity of Definition 22; hence it is the absolute Wu class of \(X\).
It remains therefore to compute \(v_B\) for \[B=\Spec \mathcal{O}_{K,S}.\] This is the second part of the argument. By instability, only the degrees \(0\) and \(1\) can contribute, and in Theorem 9 we obtain, \[v_B=1+\beta_B,\] where \(\beta_B\) is the Bockstein class (the image of \(1\in H^0(B;\mathbf{Z/2})\) under the connecting homomorphism in cohomology associated to the sequence \(0\to \mathbf{Z}/2\to \mathbf{Z}/4\to \mathbf{Z}/2\to 0\)).
Benoist’s formula may be viewed as a Grothendieck–Riemann–Roch statement for the stable cohomology operation \(\Sq\). Just as the Todd class measures the failure of the Chern character to commute with proper pushforward, the relative Wu class \[\Sq^{-1}\!\bigl(w^{\mathrm{\acute et}}(\tau_f)\bigr)\] measures the failure of Steenrod squares to commute with proper pushforward. In this sense, it is the correction term mediating between the orientations on algebraic \(K\)-theory and on étale cohomology. As Benoist notes in [8], this perspective can also be extracted from the Grothendieck–Riemann–Roch formalisms of Panin [9] and Déglise [10]. Since our compact-support formula is ultimately reduced to Benoist’s theorem, we do not pursue this viewpoint further here.
Following Hirzebruch [5], we introduce the \(2\)-Todd class \[2td\colon K^0(X)\longrightarrow H^*(X;\mathbf{Z}/2), \qquad \xi\longmapsto \Sq^{-1}\!\bigl(w^{\mathrm{\acute et}}(\xi)\bigr).\] By construction, the \(2\)-Todd class of the virtual relative tangent bundle is the relative Wu class: \[2td(\tau_f)=v_{X/B}:=\Sq^{-1}\!\bigl(w^{\mathrm{\acute et}}(\tau_f)\bigr).\]
The main point is to show that this class admits the product expansion \[\Sq^{-1}\!\bigl(w^{\mathrm{\acute et}}(\xi)\bigr) = \prod_{i=1}^d \Theta_{\beta_X}\bigl(\overline{x}_i(\xi)\bigr),\] where \((\overline{x}_i(\xi))_{i=1}^d\) are the mod-\(2\) reductions of the Chern roots of \(\xi\), \(\beta_X\) is the Bockstein class, and \(\Theta_\beta(z)\) is the series appearing in Theorem 3. Since \(2td\) is natural and multiplicative (Proposition [prop:2td-basic]), the splitting principle (Remark [rem:etale-sw-splitting]) reduces the statement to the case of a line bundle \(L\). One is then reduced to proving \[\Sq\bigl(\Theta_{\beta_X}(\overline{x})\bigr)=w^{\mathrm{\acute et}}(L),\] where \(\overline{x}\) is the mod-\(2\) reduction of \(c_1(L)\). This is established in Lemma 6.
Chapter 2 recalls the necessary background on relative Steenrod squares, the Barnea–Schlank relative homotopy type, and Geisser–Schmidt/Milne modified compactly supported cohomology over arithmetic bases.
Chapter 3 constructs (generalized) Steenrod squares on modified, finite, ordinary and Tate-real boundary compact support cohomology, and establishes their usual properties.
Chapter 4 introduces étale Stiefel–Whitney and Wu classes, proves the absolute and relative arithmetic Wu formulas, and develops the formalism used throughout the paper.
Chapter 5 establishes the generalized Hecke theorem and discusses selected applications.
In Appendix 6 we clarify the relation between our absolute arithmetic Wu formula and Feng’s finite-field theorem.
Mark Shusterman’s and Sa’ar Zehavi’s research is co-funded by the European Union (ERC, Function Fields, 101161909).
Mark Shusterman is The Dr. A. Edward Friedmann Career Development Chair in Mathematics.
Shachar Carmeli is partially supported by ISF Beresheet grant 4093/25, BSF grant 2024766, Minerva grant 715294, and the Azrieli foundation through an Early Career Researcher Fellowship.
We thank Eric Chen, Tony Feng, and Artane Siad for helpful discussions.
The purpose of this chapter is to assemble the machinery needed for our construction of the modified compactly supported Steenrod squares, in §3. Following Feng, we begin with the classical cup-\(i\) construction on simplicial cochains and its extension to pro-simplicial sets, and then transport this algebro-topological machinery to étale cohomology via the Barnea–Schlank topological type, which provides us with a pro-simplicial model for the étale topoi of noetherian schemes.
Accordingly,
In § 2.1 we revisit relative Steenrod operations for maps of pro-simplicial sets.
In § 2.2 recall the passage from geometric morphisms of étale topoi to pro-simplicial sets.
In § 2.3 we review the finite-boundary and modified compact-support formalisms for arithmetic schemes.
In this section we develop the relative Steenrod-square formalism for maps of pro-simplicial sets. We begin in § 2.1.1 with the classical cup-\(i\) description on simplicial pairs and then, in 2.1.2, extend it to an arbitrary morphism \(f\colon A\to B\) in \(\Pro(\sSet)\) by representing \(f\) levelwise and replacing it by its mapping-fibre. In this way one obtains relative cochain complexes, relative cohomology groups, relative Steenrod operations, and recover the usual relative theory when \(f\) is represented by an inclusion; the absolute case is included as the special case \(\varnothing\to X\).
Throughout this subsection all cochains are normalized and carry coefficients in \(\FF_2\).
Definition 1 (Cup-\(i\) complex). A cup-\(i\) complex* over \(\FF_2\) is a cochain complex \(C^\bullet\) equipped with bilinear operations \[\cup_i\colon C^p\otimes C^q\longrightarrow C^{p+q-i} \qquad (i\in \mathbf{Z}),\] such that \(\cup_i=0\) for \(i<0\) and \[d(x\cup_i y) = dx\cup_i y + x\cup_i dy + x\cup_{i-1}y + y\cup_{i-1}x\] for all homogeneous \(x,y\in C^\bullet\). A morphism of cup-\(i\) complexes is a cochain map preserving all the operations \(\cup_i\).*
For \(x\in Z^n(C^\bullet)\) and \(r\ge 0\), we define \[\Sq_C^r([x]) := [x\cup_{n-r}x]\in H^{n+r}(C^\bullet).\]
For every simplicial set \(K\), the normalized cochain complex \(N^{\bullet}(K;\FF_2)\) carries a natural cup-\(i\) complex structure, functorial in maps of simplicial sets. The operations \(\Sq_C^r\) of Definition 1 coincide with the classical Steenrod squares on \(H^*(K;\FF_2)\).
Now let \(j\colon L\hookrightarrow K\) be a simplicial inclusion. Write \[N_{\bullet}(K,L;\FF_2):=N_{\bullet}(K;\FF_2)/N_{\bullet}(L;\FF_2)\] and \[N^{\bullet}(K,L;\FF_2) := \operatorname{Hom}\!\bigl(N_{\bullet}(K,L;\FF_2);\FF_2\bigr) \cong \ker\!\bigl(j^*\colon N^{\bullet}(K;\FF_2)\to N^{\bullet}(L;\FF_2)\bigr).\] Since \(j^*\) is a morphism of cup-\(i\) complexes by Proposition [prop:simplicial-cupi], the kernel \(N^{\bullet}(K,L;\FF_2)\) is a cup-\(i\) subcomplex of \(N^{\bullet}(K;\FF_2)\). Hence it inherits cup-\(i\) operations \[\cup_i\colon N^p(K,L;\FF_2)\otimes N^q(K,L;\FF_2)\longrightarrow N^{p+q-i}(K,L;\FF_2),\] and therefore Steenrod squares on relative cohomology.
Definition 2 (Classical relative Steenrod squares). Let \((K,L)\) be a simplicial pair. For \(u\in Z^n(N^{\bullet}(K,L;\FF_2))\) and \(r\ge 0\), define \[\Sq^r_{(K,L)}([u]) := [u\cup_{n-r}u] \in H^{n+r}(K,L;\FF_2).\]
More generally, if \(f\colon C^\bullet\to D^\bullet\) is a morphism of cup-\(i\) complexes, then the mapping fibre \[\Fib(f)=C^\bullet\oplus D^{\bullet-1}, \qquad d(x,a)=(dx,\;f(x)-da),\] is again a cup-\(i\) complex for the formula \[(x,a)\cup_i(y,b) = \bigl( x\cup_i y,\; a\cup_i f(y)+f(x)\cup_i b+a\cup_{i-1}b \bigr).\] A direct calculation verifies the cup-\(i\) identity.
Applied to \(f=j^*\colon N^{\bullet}(K;\FF_2)\to N^{\bullet}(L;\FF_2)\), the inclusion \[N^{\bullet}(K,L;\FF_2)\hookrightarrow \Fib(j^*), \qquad u\longmapsto (u,0),\] is a morphism of cup-\(i\) complexes. Moreover, there is a short exact sequence of cochain complexes \[0\longrightarrow N^{\bullet}(K,L;\FF_2)\longrightarrow \Fib(j^*) \longrightarrow \Fib(\mathrm{id}_{N^{\bullet}(L;\FF_2)})\longrightarrow 0,\] where the last map is \((x,a)\mapsto (j^*x,a)\). Since \(\Fib(\mathrm{id}_{N^{\bullet}(L;\FF_2)})\) is acyclic, the inclusion \(N^{\bullet}(K,L;\FF_2)\hookrightarrow \Fib(j^*)\) is a quasi-isomorphism (see [11]). Thus the relative cup-\(i\) structure may equivalently be realized on the mapping-fibre model.
Let \((K,L)\) be a simplicial pair.
Naturality. For every map of simplicial pairs \(f\colon (K,L)\to (K',L')\) and every \(r\ge 0\), \[f^*\circ \Sq^r_{(K',L')} = \Sq^r_{(K,L)}\circ f^* .\]
Cartan formula. For \(x\in H^m(K,L;\FF_2)\), \(y\in H^n(K,L;\FF_2)\), and every \(r\ge 0\), \[\Sq^r_{(K,L)}(x\smile y) = \sum_{a+b=r} \Sq^a_{(K,L)}(x)\smile \Sq^b_{(K,L)}(y).\]
Adem relations. For \(0<a<2b\), \[\Sq^a_{(K,L)}\Sq^b_{(K,L)} = \sum_{t=0}^{\lfloor a/2\rfloor} \binom{b-1-t}{a-2t} \Sq^{a+b-t}_{(K,L)}\Sq^t_{(K,L)},\] where the binomial coefficients are taken modulo \(2\).
Unstable relations. If \(x\in H^m(K,L;\FF_2)\), then \[\Sq^0_{(K,L)}(x)=x,\qquad \Sq^r_{(K,L)}(x)=0 \;\text{for } r>m,\qquad \Sq^m_{(K,L)}(x)=x\smile x.\]
The first square. The operation \(\Sq^1_{(K,L)}\) is the Bockstein \[\beta\colon H^m(K,L;\FF_2)\longrightarrow H^{m+1}(K,L;\FF_2)\] attached to the short exact sequence \[0\longrightarrow \mathbf{Z}/2\longrightarrow \mathbf{Z}/4\longrightarrow \mathbf{Z}/2\longrightarrow 0.\]
Proof. By construction, \(N^{\bullet}(K,L;\FF_2)\) is a cup-\(i\) subcomplex of the functorial cup-\(i\) complex \(N^{\bullet}(K;\FF_2)\), and \(\Sq^r_{(K,L)}\) is defined by the same cochain-level formula as in the absolute case. Consequently, the standard proofs of naturality, the Cartan formula, the Adem relations, the unstable identities, and the identification \(\Sq^1=\beta\) apply verbatim to \(N^{\bullet}(K,L;\FF_2)\); see [3]. ◻
We now pass from simplicial pairs to arbitrary maps of pro-simplicial sets. The basic reindexing and level-representation formalism is supplied by Barnea–Harpaz–Horel [12]. See also Feng [3], which summarizes the mapping-cylinder construction used by Friedlander in [13] to model cohomology with support conditions by a pro-simplicial set.
Definition 3 (pro-simplicial set, see [12]). A pro-simplicial set* is an object of the category \(\Pro(\sSet)\) of small cofiltered diagrams of simplicial sets.*
Definition 4 (Cochains and cohomology of a pro-simplicial set, see [3]). Let \(X=\{X_i\}_{i\in I}\) be a pro-simplicial set. Since the simplicial cochain functor \(C^{\bullet}(-;\FF_2)\) is contravariant, the cochain complexes \(C^{\bullet}(X_i;\FF_2)\) assemble into a diagram \[I^{\mathrm{op}} \longrightarrow \mathbf{Ch}_{\ge 0}(\FF_2).\] We define the cochain complex of \(X\) by \[C^{\bullet}(X;\FF_2):=\varinjlim_{i\in I^{\mathrm{op}}} C^{\bullet}(X_i;\FF_2),\] and its cohomology by \[H^n(X;\FF_2):=H^n(C^{\bullet}(X;\FF_2)).\] Since \(I^{\mathrm{op}}\) is filtered, filtered colimits are exact, and therefore \[H^n(X;\FF_2)\cong \varinjlim_{i\in I^{\mathrm{op}}} H^n(X_i;\FF_2).\]
Definition 5 (Relative cohomology of a map of pro-simplicial sets, cf. [3], see also [13]). Let \(f\colon A\to X\) be a morphism in \(\Pro(\sSet)\). By [12], after replacing \(A\) and \(X\) by reindexed isomorphic pro-simplicial sets, we may represent \(f\) by a natural transformation \[f_T\colon p^*A\longrightarrow q^*X\] over a common small cofiltered category \(T\), where \[p\colon T\to I_A, \qquad q\colon T\to I_X\] are coinitial functors to chosen indexing categories of \(A\) and \(X\). The resulting morphisms \[\nu_p\colon A\xrightarrow{\sim} p^*A, \qquad \nu_q\colon X\xrightarrow{\sim} q^*X\] are the reindexing isomorphisms of [12].
For each \(t\in T\), let \(M(f_t)\) be the simplicial mapping cylinder of the map \[f_t\colon A_{p(t)}\to X_{q(t)},\] and let \[C(f_t):=M(f_t)/A_{p(t)}\] be the corresponding mapping cone. Since mapping cylinders are functorial in commutative squares, the pairs \[\bigl(M(f_t),A_{p(t)}\bigr)\] form a diagram of simplicial pairs indexed by \(T\). Applying relative cochains gives a diagram \[T^{\mathrm{op}}\longrightarrow \mathbf{Ch}^{\ge 0}(\FF_2), \qquad t\longmapsto C^{\bullet}(M(f_t),A_{p(t)};\FF_2).\] We define the relative cochain complex* of \(f\) by \[C^{\bullet}(f;\FF_2):= \varinjlim_{t\in T^{\mathrm{op}}} C^{\bullet}(M(f_t),A_{p(t)};\FF_2),\] and the relative cohomology of \(f\) by \[H^n(f;\FF_2):=H^n(C^{\bullet}(f;\FF_2)).\] Equivalently, by exactness of filtered colimits, \[H^n(f;\FF_2) \cong \varinjlim_{t\in T^{\mathrm{op}}} H^n(M(f_t),A_{p(t)};\FF_2) \cong \varinjlim_{t\in T^{\mathrm{op}}} \widetilde{H}^n(C(f_t);\FF_2).\]*
If \(f\colon A\hookrightarrow X\) is represented levelwise by a monomorphism, then each mapping-cylinder pair \((M(f_t),A_{p(t)})\) is homotopy equivalent to the ordinary simplicial pair \((X_{q(t)},A_{p(t)})\). In that case \[H^n(f;\FF_2)\cong \varinjlim_{t\in T^{\mathrm{op}}} H^n(X_{q(t)},A_{p(t)};\FF_2),\] so the preceding definition reduces to ordinary relative cohomology.
Definition 6 (Steenrod squares for a map of pro-simplicial sets). Let \(f\colon A\to X\) be a morphism of pro-simplicial sets, and choose a level representation \(f_T\) as above. On each level pair \[\bigl(M(f_t),A_{p(t)}\bigr)\] there are the classical relative Steenrod squares (see Definition 2): \[\Sq^r_{(M(f_t),A_{p(t)})}\colon H^n(M(f_t),A_{p(t)};\FF_2) \longrightarrow H^{n+r}(M(f_t),A_{p(t)};\FF_2).\] These operations are natural in maps of simplicial pairs, hence compatible with the transition maps in the filtered system indexed by \(T^{\mathrm{op}}\). We therefore define \[\Sq_f^r\colon H^n(f;\FF_2)\longrightarrow H^{n+r}(f;\FF_2)\] by \[\Sq_f^r:= \varinjlim_{t\in T^{\mathrm{op}}} \Sq^r_{(M(f_t),A_{p(t)})}.\]
The relative cochain complex \(C^{\bullet}(f;\FF_2)\), the relative cohomology groups \(H^*(f;\FF_2)\), and the operations \(\Sq_f^r\) are independent, up to canonical isomorphism, of the chosen level representation of \(f\). Moreover, the maps \(\Sq_f^r\) satisfy the usual formal properties of relative Steenrod squares (naturality, Adem relations, and the Cartan formula whenever products are defined).
Proof. By Isaksen’s equivalence \[(\Pro(\sSet))^{[1]}\simeq \Pro(\sSet^{[1]})\] for the arrow category \([1]\), a level representation of \(f\) is the same thing as a diagram in \(\sSet^{[1]}\) representing the corresponding pro-object of \(\Pro(\sSet^{[1]})\); see [14]. Any two such presentations admit a common coinitial refinement by the standard reindexing formalism for pro-categories, and coinitial reindexing gives isomorphic pro-objects; see [12].
If \[\mu\colon T'\to T\] is coinitial, then \[\mu^{\op}\colon T^{\op}\to (T')^{\op}\] is cofinal, so restriction along \(\mu\) does not change the filtered colimit defining \(C^{\bullet}(f;\FF_2)\). After passing to a common coinitial refinement, the two resulting diagrams of simplicial pairs are levelwise identified, hence the associated filtered systems of relative cochain complexes are canonically isomorphic. It follows that \(C^{\bullet}(f;\\FF_2)\) and \(H^*(f;\FF_2)\) depend only on \(f\), up to canonical isomorphism.
The same argument applies to the Steenrod operations, since the classical relative Steenrod squares on simplicial pairs are natural in maps of pairs. The usual formal identities hold levelwise, and therefore pass to filtered colimits. ◻
In this section we explain how the relative Steenrod-square formalism of § 2.1 is transported from pro-simplicial sets to Grothendieck topoi, and hence to the étale setting relevant for our applications. In § 2.2.1 we recall the Barnea–Schlank topological type and Chough’s comparison with topos cohomology; in § 2.2.2 we use the induced maps on topological types to define relative cohomology and relative Steenrod squares for geometric morphisms; and in § 2.2.3 we specialize to open–closed decompositions and identify topos-theoretic local cohomology with the relative cohomology of the corresponding open/closed immersion, which will become important in our construction of modified compact supported Steenrod squares in § 3.
Let \(\mathcal{T}\) be a Grothendieck topos. Barnea and Schlank [15] endow the pro-category of simplicial objects in \(\mathcal{T}\) with a model structure, and define the topological realization of \(\mathcal{T}\) as a derived left adjoint of the constant simplicial sheaf functor. Chough [16] gives a convenient exposition of this construction.
Definition 7 (Topological type of a Grothendieck topos, see [15], and [16]). Let \[\Gamma^* \colon \sSet \longrightarrow \mathcal{T}^{\Delta^{\mathrm{op}}}\] be the constant simplicial sheaf functor. In the Barnea–Schlank model structure on \(\Pro(\mathcal{T}^{\Delta^{\mathrm{op}}})\), its prolongation \(\Pro(\Gamma^*)\) is right Quillen and admits a left derived adjoint. The topological type* of \(\mathcal{T}\) is the pro-simplicial set4 \[h(\mathcal{T}) := \mathbb{L} L_{\Gamma^*}(*) \in \Ho(\Pro(\sSet)).\]*
The following comparison isomorphism is taken from Chough.
For every abelian group \(\Lambda\) and every \(n\ge 0\), there is a canonical isomorphism \[H^n(\mathcal{T};\underline{\Lambda}) \xrightarrow{\sim} H^n(h(\mathcal{T});\Lambda),\] where \(\underline{\Lambda}\) denotes the constant \(\Lambda\)-sheaf on \(\mathcal{T}\).
Let \(g \colon \mathcal{Z} \to \mathcal{T}\) be a geometric morphism of Grothendieck topoi. Barnea–Schlank show that the topological realization extends naturally to a relative construction for maps of topoi; see [15]. For the applications below, it is enough to work with the induced map of topological types \[h(g) \colon h(\mathcal{Z}) \longrightarrow h(\mathcal{T}),\] which is available in the situations we need (in particular for localization morphisms and for open/closed immersions of topoi); see [16].
Definition 8 (Relative cohomology/Steenrod squares of an abstract map of topoi). Assume that \(g \colon \mathcal{Z} \to \mathcal{T}\) is a geometric morphism of Grothendieck topoi, and let \(h(g) \colon h(\mathcal{Z}) \to h(\mathcal{T})\) denote the induced map of topological types. Let \(\Lambda\) be an abelian group, and let \(\underline{\Lambda}_{\mathcal{T}}\) denote the corresponding locally constant sheaf on \(\mathcal{T}\). We define the relative cohomology of \(g\) with coefficients in \(\underline{\Lambda}_{\mathcal{T}}\) to be: \[H^n(g;\underline{\Lambda}_{\mathcal{T}}) := H^n(h(g);\Lambda),\] where the right-hand side denotes the relative cohomology of the map of pro-simplicial sets \(h(g)\) as in §2.1.2. Speciailizing to \(\Lambda := \FF_2\), we define the relative Steenrod squares by \[\Sq_g^r := \Sq_{h(g)}^r \colon H^n(g;\underline{\FF_2}_{\mathcal{T}}) \longrightarrow H^{n+r}(g;\FF_2).\]
Because the definition is made entirely on the pro-simplicial set side, all formal properties of Proposition [prop:classic95sq95properties] carry over immediately to \(\Sq_g^r\).
We now specialize the relative formalism of §2.2.2 to our two special cases of interest: open and closed immersions. For \(\Lambda=\FF_2\), these identifications define the corresponding Steenrod squares.
Definition 9 (Stable derived-categories). Let \(R\) be a commutative ring. We write \[\mathcal{D}(R)\] for the stable \(\infty\)-category obtained from the category of unbounded complexes of \(R\)-modules by inverting quasi-isomorphisms. Its homotopy category is the classical triangulated derived category \[D(R).\]
More generally, for a Grothendieck topos \(\mathcal{T}\), we write \[\mathcal{D}(\mathcal{T},R)\] for the stable derived \(\infty\)-category of sheaves of \(R\)-modules on \(\mathcal{T}\), and \[\mathcal{D}^b(\mathcal{T},R)\subset \mathcal{D}(\mathcal{T},R)\] for the full subcategory spanned by objects with bounded cohomology.
Definition 10 (Cohomology with support conditions). Let \[j\colon \mathcal{U}\hookrightarrow \mathcal{T} \qquad\text{and}\qquad i\colon \mathcal{Z}\hookrightarrow \mathcal{T}\] be an open–closed decomposition of Grothendieck topoi. Let \(\Lambda\) be an abelian group, and write \(\underline{\Lambda}_{\mathcal{R}}\) for the constant \(\Lambda\)-sheaf on \(\mathcal{R}\), for \(\mathcal{R}\in\{\mathcal{U},\mathcal{Z},\mathcal{T}\}\).
Define the corresponding support complexes in \(\mathcal{D}^b(\mathbf{Z})\) by \[R\Gamma_c(\mathcal{U}/\mathcal{T};\underline{\Lambda}_{\mathcal{U}}) := R\Gamma(\mathcal{T},j_!\underline{\Lambda}_{\mathcal{U}}),\] where \(j_!\) is extension by zero, and \[R\Gamma_{\mathcal{Z}}(\mathcal{T};\underline{\Lambda}_{\mathcal{T}}) := R\Gamma(\mathcal{T},i_*Ri^!\underline{\Lambda}_{\mathcal{T}}) \cong R\Gamma(\mathcal{Z},Ri^!\underline{\Lambda}_{\mathcal{T}}),\] where \(i^!\) is the right adjoint of \(i_*\); the displayed identification uses the exactness of \(i_*\). Their cohomology groups are \[H_c^n(\mathcal{U}/\mathcal{T};\underline{\Lambda}_{\mathcal{U}}) := H^n\bigl(R\Gamma_c(\mathcal{U}/\mathcal{T};\underline{\Lambda}_{\mathcal{U}})\bigr)\] and \[H_{\mathcal{Z}}^n(\mathcal{T};\underline{\Lambda}_{\mathcal{T}}) := H^n\bigl(R\Gamma_{\mathcal{Z}}(\mathcal{T};\underline{\Lambda}_{\mathcal{T}})\bigr).\]
With notation as above, there are canonical equivalences in \(\mathcal{D}(\mathbf{Z})\) \[\alpha_c\colon C^\bullet(h(i);\Lambda) \xrightarrow{\;\sim\;} R\Gamma_c(\mathcal{U}/\mathcal{T};\underline{\Lambda}_{\mathcal{U}})\] and \[\alpha_Z\colon C^\bullet(h(j);\Lambda) \xrightarrow{\;\sim\;} R\Gamma_{\mathcal{Z}}(\mathcal{T};\underline{\Lambda}_{\mathcal{T}}).\] These equivalences are functorial in morphisms of open–closed decompositions.
Proof. We use the derived form of the Barnea–Schlank–Chough comparison: for every Grothendieck topos \(\mathcal{R}\) occurring below, there is a natural equivalence \[\chi_{\mathcal{R}}\colon C^\bullet(h(\mathcal{R});\Lambda) \xrightarrow{\;\sim\;} R\Gamma(\mathcal{R},\underline{\Lambda}_{\mathcal{R}})\] in \(\mathcal{D}(\mathbf{Z})\), whose effect on cohomology is the inverse of the comparison isomorphism of Proposition [prop:chough95comp]. The naturality of \(h(-)\) gives commutative squares in \(\mathcal{D}(\mathbf{Z})\) \[\begin{tikzcd}[column sep=large] C^\bullet(h(\mathcal{T});\Lambda) \arrow[r] \arrow[d,"\chi_{\mathcal{T}}"'] & C^\bullet(h(\mathcal{Z});\Lambda) \arrow[d,"\chi_{\mathcal{Z}}"] \\ R\Gamma(\mathcal{T},\underline{\Lambda}_{\mathcal{T}}) \arrow[r] & R\Gamma(\mathcal{Z},\underline{\Lambda}_{\mathcal{Z}}) \end{tikzcd}\] and \[\begin{tikzcd}[column sep=large] C^\bullet(h(\mathcal{T});\Lambda) \arrow[r] \arrow[d,"\chi_{\mathcal{T}}"'] & C^\bullet(h(\mathcal{U});\Lambda) \arrow[d,"\chi_{\mathcal{U}}"] \\ R\Gamma(\mathcal{T},\underline{\Lambda}_{\mathcal{T}}) \arrow[r] & R\Gamma(\mathcal{U},\underline{\Lambda}_{\mathcal{U}}). \end{tikzcd}\]
By the definition of relative cochains for a map of pro-simplicial sets, the object \(C^\bullet(h(i);\Lambda)\) is the homotopy fiber of the restriction morphism \[C^\bullet(h(\mathcal{T});\Lambda) \longrightarrow C^\bullet(h(\mathcal{Z});\Lambda).\] On the topos side, the recollement triangle \[j_!\underline{\Lambda}_{\mathcal{U}} \longrightarrow \underline{\Lambda}_{\mathcal{T}} \longrightarrow i_*\underline{\Lambda}_{\mathcal{Z}} \longrightarrow\] gives, after applying \(R\Gamma(\mathcal{T},-)\), a fiber sequence \[R\Gamma_c(\mathcal{U}/\mathcal{T};\underline{\Lambda}_{\mathcal{U}}) \longrightarrow R\Gamma(\mathcal{T},\underline{\Lambda}_{\mathcal{T}}) \longrightarrow R\Gamma(\mathcal{Z},\underline{\Lambda}_{\mathcal{Z}}).\] Thus \[R\Gamma_c(\mathcal{U}/\mathcal{T};\underline{\Lambda}_{\mathcal{U}}) \simeq \operatorname{Fib}\!\left( R\Gamma(\mathcal{T},\underline{\Lambda}_{\mathcal{T}}) \longrightarrow R\Gamma(\mathcal{Z},\underline{\Lambda}_{\mathcal{Z}}) \right).\] The first commutative square above therefore induces an equivalence on fibers, \[\alpha_c\colon C^\bullet(h(i);\Lambda) \xrightarrow{\;\sim\;} R\Gamma_c(\mathcal{U}/\mathcal{T};\underline{\Lambda}_{\mathcal{U}}).\]
The same argument applied to the open immersion gives the second comparison. Functoriality follows from the functoriality of the absolute comparison morphisms \(\chi_{\mathcal{R}}\), of the recollement triangles, and of the fiber construction in \(\mathcal{D}(\mathbf{Z})\). ◻
Definition 11 (Steenrod squares with support conditions). Specialize to \(\Lambda=\FF_2\). Let \(\Sq_i^r=\Sq_{h(i)}^r\) and \(\Sq_j^r=\Sq_{h(j)}^r\) be the relative Steenrod squares of §2.2.2. Define \[\Sq_c^r := H^n(\alpha_c)\circ \Sq_i^r\circ H^n(\alpha_c)^{-1} \colon H_c^n(\mathcal{U}/\mathcal{T};\underline{\FF_2}_{\mathcal{U}}) \longrightarrow H_c^{n+r}(\mathcal{U}/\mathcal{T};\underline{\FF_2}_{\mathcal{U}})\] and \[\Sq_Z^r := H^n(\alpha_Z)\circ \Sq_j^r\circ H^n(\alpha_Z)^{-1} \colon H_{\mathcal{Z}}^n(\mathcal{T};\underline{\FF_2}_{\mathcal{T}}) \longrightarrow H_{\mathcal{Z}}^{n+r}(\mathcal{T};\underline{\FF_2}_{\mathcal{T}}).\] Thus \(\Sq_c^r\) is the Steenrod square on compactly supported cohomology transported from the relative cohomology of the closed immersion, whereas \(\Sq_Z^r\) is the Steenrod square on cohomology with supports in \(\mathcal{Z}\) transported from the relative cohomology of the open immersion. All formal properties recorded in §2.2.2 apply verbatim to these operations.
We recall the Geisser–Schmidt–Milne modified compact-support formalism in the intrinsic Tate form. Throughout, \[G_{\mathbf{R}}:=\operatorname{Gal}(\mathbf{C}/\mathbf{R}), \qquad v\colon \Spec(\mathbf{C})\longrightarrow \Spec(\mathbf{Z})\] denotes the geometric point at infinity.
Definition 12 (The Tate construction; cf. [6] and [7]). Let \(G\) be a finite group. Put \[\mathcal{D}(\mathbf{Z})^G := \operatorname{Fun}(BG,\mathcal{D}(\mathbf{Z})).\] For \(M\in\mathcal{D}(\mathbf{Z})^G\), set \[M_{hG}:=\operatorname*{colim}_{BG}M, \qquad M^{hG}:=\operatorname*{lim}_{BG}M.\] Let \[N_M\colon M_{hG}\longrightarrow M^{hG}\] be the norm morphism. The Tate construction is \[M^{tG} := \operatorname{cofib}\!\left( M_{hG}\xrightarrow{\,N_M\,}M^{hG} \right).\] The canonical ordinary-to-Tate morphism is denoted \[\operatorname{can}_M\colon M^{hG}\longrightarrow M^{tG}.\]
Definition 13 (Unmodified and modified cohomology over \(\Spec(\mathbf{R})\); cf. [17]). Under the standard equivalence between sheaves on \((\Spec\mathbf{R})_{\acute et}\) and \(G_{\mathbf{R}}\)-modules, an object \[\mathcal{H}^\bullet\in \mathcal{D}^b((\Spec\mathbf{R})_{\acute et},\mathbf{Z})\] will also be viewed as an object of \[\mathcal{D}(\mathbf{Z})^{G_{\mathbf{R}}}.\] Define \[R\Gamma_{\acute et}(\Spec(\mathbf{R}),\mathcal{H}^\bullet) := (\mathcal{H}^\bullet)^{hG_{\mathbf{R}}}, \qquad \widehat R\Gamma_{\acute et}(\Spec(\mathbf{R}),\mathcal{H}^\bullet) := (\mathcal{H}^\bullet)^{tG_{\mathbf{R}}}.\] The corresponding cohomology groups are \[H^n_{\acute et}(\Spec(\mathbf{R});\mathcal{H}^\bullet) := H^n\!\left( R\Gamma_{\acute et}(\Spec(\mathbf{R}),\mathcal{H}^\bullet) \right),\] and \[\widehat H^n_{\acute et}(\Spec(\mathbf{R});\mathcal{H}^\bullet) := H^n\!\left( \widehat R\Gamma_{\acute et}(\Spec(\mathbf{R}),\mathcal{H}^\bullet) \right).\]
Definition 14 (Finite, real-boundary, Artin–Verdier, and modified complexes over \(\Spec(\mathbf{Z})\); cf. [17], [18]). Let \[\mathcal{G}^\bullet\in \mathcal{D}^b((\Spec\mathbf{Z})_{\acute et},\mathbf{Z})\] and put \[R\Gamma_{\mathrm{fin}}(\mathcal{G}^\bullet) := R\Gamma_{\acute et}(\Spec\mathbf{Z},\mathcal{G}^\bullet), \qquad M_\infty(\mathcal{G}^\bullet) := R\Gamma_{\acute et}(\Spec\mathbf{C},v^*\mathcal{G}^\bullet) \in \mathcal{D}(\mathbf{Z})^{G_{\mathbf{R}}}.\] Define the ordinary and Tate real-boundary complexes by \[R\Gamma_\infty(\mathcal{G}^\bullet) := M_\infty(\mathcal{G}^\bullet)^{hG_{\mathbf{R}}}, \qquad \widehat R\Gamma_\infty(\mathcal{G}^\bullet) := M_\infty(\mathcal{G}^\bullet)^{tG_{\mathbf{R}}}.\] Restriction along \(v\colon\Spec\mathbf{C}\to\Spec\mathbf{Z}\) gives, by adjunction, the ordinary boundary morphism \[\delta^{\mathrm{ord}}_{\mathcal{G}}\colon R\Gamma_{\mathrm{fin}}(\mathcal{G}^\bullet) \longrightarrow R\Gamma_\infty(\mathcal{G}^\bullet).\] The Tate and modified boundary morphisms are \[\delta^{\mathrm{Tate}}_{\mathcal{G}} := \operatorname{can}_{M_\infty(\mathcal{G}^\bullet)} \colon R\Gamma_\infty(\mathcal{G}^\bullet) \longrightarrow \widehat R\Gamma_\infty(\mathcal{G}^\bullet), \qquad \delta^{\mathrm{mod}}_{\mathcal{G}} := \delta^{\mathrm{Tate}}_{\mathcal{G}}\circ \delta^{\mathrm{ord}}_{\mathcal{G}}.\] Finally define \[\begin{array}{rcl} R\Gamma_{c}(\mathcal{G}^\bullet) &:=& \operatorname{Fib}\!\left( R\Gamma_{\mathrm{fin}}(\mathcal{G}^\bullet) \xrightarrow{\;\delta^{\mathrm{ord}}_{\mathcal{G}}\;} R\Gamma_\infty(\mathcal{G}^\bullet) \right), \\[0.8em] \widehat R\Gamma_{\acute et}(\Spec\mathbf{Z},\mathcal{G}^\bullet) &:=& \operatorname{Fib}\!\left( R\Gamma_{\mathrm{fin}}(\mathcal{G}^\bullet) \xrightarrow{\;\delta^{\mathrm{mod}}_{\mathcal{G}}\;} \widehat R\Gamma_\infty(\mathcal{G}^\bullet) \right). \end{array}\]
The assignment \[\mathcal{G}^\bullet \longmapsto \widehat R\Gamma_{\acute et}(\Spec(\mathbf{Z}),\mathcal{G}^\bullet)\] defines an exact functor \[\mathcal{D}^b((\Spec\mathbf{Z})_{\acute et},\mathbf{Z}) \longrightarrow \mathcal{D}(\mathbf{Z}).\] The same holds for \[R\Gamma_{\mathrm{fin}}, \quad R\Gamma_\infty, \quad \widehat R\Gamma_\infty, \quad R\Gamma_{c}.\]
Proof. The functors \[R\Gamma_{\acute et}(\Spec(\mathbf{Z}),-), \qquad v^*, \qquad R\Gamma_{\acute et}(\Spec(\mathbf{C}),-)\] are exact. The functors \[(-)^{hG_{\mathbf{R}}}, \qquad (-)^{tG_{\mathbf{R}}}\] are exact on \(\mathcal{D}(\mathbf{Z})^{G_{\mathbf{R}}}\): homotopy fixed points are a limit functor between stable \(\infty\)-categories, and the Tate construction is the cofiber of the norm transformation from homotopy orbits to homotopy fixed points. Hence \[R\Gamma_{\mathrm{fin}}, \quad R\Gamma_\infty, \quad \widehat R\Gamma_\infty\] are exact.
The morphisms \[\delta^{\mathrm{ord}}_{\mathcal{G}}, \qquad \delta^{\mathrm{mod}}_{\mathcal{G}}\] are functorial in \(\mathcal{G}^\bullet\). Thus they define exact functors from \(\mathcal{D}^b((\Spec\mathbf{Z})_{\acute et},\mathbf{Z})\) to the arrow category \[\operatorname{Fun}(\Delta^1,\mathcal{D}(\mathbf{Z})).\] Since this arrow category is stable and the fiber functor is exact, both \[R\Gamma_{c} \qquad\text{and}\qquad \widehat R\Gamma_{\acute et}(\Spec(\mathbf{Z}),-)\] are exact. ◻
Let \[f\colon X\longrightarrow B, \qquad a\colon B\longrightarrow \Spec(\mathbf{Z}), \qquad s:=a\circ f,\] where \(B=\Spec O_{K,S}\) and \(2\in \Gamma(B,\mathcal{O}_B^\times)\).
Definition 15 (Compact support over \(X\)). Let \[F^\bullet\in\mathcal{D}^b(X_{\acute et},\mathbf{Z})\] be a bounded torsion complex such that \[\mathcal{G}_X^\bullet:=Rs_!F^\bullet \in \mathcal{D}^b((\Spec\mathbf{Z})_{\acute et},\mathbf{Z}).\] The compact-support, finite-boundary, and real-boundary complexes attached to \((X,F^\bullet)\) are obtained by applying the constructions of Definition 14 to \(\mathcal{G}_X^\bullet\): \[\begin{array}{rclcrcl} R\Gamma_{c,\mathrm{fin}}(X,F^\bullet) &:=& R\Gamma_{\mathrm{fin}}(\mathcal{G}_X^\bullet), && M_\infty(X,F^\bullet) &:=& M_\infty(\mathcal{G}_X^\bullet), \\[0.4em] R\Gamma_\infty(X,F^\bullet) &:=& R\Gamma_\infty(\mathcal{G}_X^\bullet), && \widehat R\Gamma_\infty(X,F^\bullet) &:=& \widehat R\Gamma_\infty(\mathcal{G}_X^\bullet), \\[0.4em] R\Gamma_c(X,F^\bullet) &:=& R\Gamma_{c}(\mathcal{G}_X^\bullet), && \widehat R\Gamma_c(X,F^\bullet) &:=& \widehat R\Gamma_{\acute et}(\Spec\mathbf{Z},\mathcal{G}_X^\bullet). \end{array}\] Their cohomology groups are denoted, respectively, \[H^n_{c,\mathrm{fin}}(X;F^\bullet),\quad H^n_\infty(X;F^\bullet),\quad \widehat H^n_\infty(X;F^\bullet),\quad H^n_c(X;F^\bullet),\quad \widehat H^n_c(X;F^\bullet).\] The boundary morphisms are defined by transport from \(\mathcal{G}_X^\bullet\): \[\delta^{\mathrm{ord}}_{X,F}:=\delta^{\mathrm{ord}}_{\mathcal{G}_X}, \qquad \delta^{\mathrm{Tate}}_{X,F}:=\delta^{\mathrm{Tate}}_{\mathcal{G}_X}, \qquad \delta^{\mathrm{mod}}_{X,F}:=\delta^{\mathrm{mod}}_{\mathcal{G}_X}.\]
There is a canonical morphism of fiber sequences in \(\mathcal{D}(\mathbf{Z})\) \[\begin{tikzcd}[column sep=large,row sep=large] R\Gamma_c(X,F^\bullet) \arrow[r] \arrow[d,"\gamma_{X,F}"'] & R\Gamma_{c,\mathrm{fin}}(X,F^\bullet) \arrow[r,"\delta^{\mathrm{ord}}_{X,F}"] \arrow[d,equal] & R\Gamma_\infty(X,F^\bullet) \arrow[d,"\delta^{\mathrm{Tate}}_{X,F}"] \\ \widehat R\Gamma_c(X,F^\bullet) \arrow[r] & R\Gamma_{c,\mathrm{fin}}(X,F^\bullet) \arrow[r,"\delta^{\mathrm{mod}}_{X,F}"] & \widehat R\Gamma_\infty(X,F^\bullet). \end{tikzcd}\]
Geisser–Schmidt show that the modified contribution over \(\Spec(\mathbf{R})\) is Tate cohomology, that it vanishes after base change to \(\Spec(\mathbf{C})\), and that the non-archimedean local terms are unchanged; see [17]. Hence the only nontrivial correction relative to Artin–Verdier compact support is the Tate correction at the real boundary.
In this chapter we develop Steenrod squares on the boundary and modified compact-support versions of étale cohomology attached to an arithmetic noetherian \(\mathbf{Z}[1/2]\)-scheme, namely ordinary and modified compact-support cohomology, finite-boundary compact-support cohomology, and ordinary and Tate real-boundary cohomology. The key point is to recast the construction of cup-\(i\) products in these theories as an operadic problem: by endowing the relevant cochain models with suitable non-unital \(E_\infty\)-structures over \(H\FF_2\), we obtain the Steenrod squares together with their expected formal properties—naturality, the Cartan formula, the Adem relations, instability, and the low-degree identities—without having to verify each of these relations by separate technical calculations.
In §3.1 we recall the operadic background on non-unital \(E_\infty\)-algebras over \(H\FF_2\), cup-\(i\) products, and Adem–Cartan data. In §3.2 we construct boundary cochain models attached to a compactification, equip the finite-boundary, geometric-boundary, ordinary real-boundary, and Tate real-boundary complexes with functorial non-unital \(E_\infty\)-structures, and compare these models with the corresponding arithmetic boundary cohomology theories. Finally, in §3.3 we define the resulting Steenrod squares, prove that they are independent of the chosen compactification and of all auxiliary choices, and establish their basic properties, including proper naturality, the Cartan formula, the Adem relations, instability, and the descriptions of \(\Sq^0\) and \(\Sq^1\).
All cochain complexes are cohomologically graded complexes of \(\FF_2\)-vector spaces, and all tensor products are taken over \(\FF_2\).
Definition 16 (Convention, cf. [19]). Let \(\Mod_{H\FF_2}\) denote the symmetric monoidal stable \(\infty\)-category of module spectra over the Eilenberg–Mac Lane spectrum \(H\FF_2\). A (non) unital \(E_\infty\)-algebra over \(H\FF_2\)* is a (resp. non-unital) commutative algebra object of \(\Mod_{H\FF_2}\).*
If \(\mathcal{O}\) is a dg operad over \(\FF_2\), we write \(\bar{\mathcal{O}}\) for its reduction, \[\bar{\mathcal{O}}(0):=0, \qquad \bar{\mathcal{O}}(r):=\mathcal{O}(r)\quad (r\geq 1).\] Whenever a chain-level model is required, a non-unital \(E_\infty\)-algebra will mean an algebra over \(\bar{\mathcal{O}}\) for some dg \(E_\infty\)-operad \(\mathcal{O}\) over \(\FF_2\). Morphisms are understood similarly.
In the notation of Definition 9, we use the canonical symmetric monoidal equivalence \[\mathcal{D}(\FF_2)\simeq \Mod_{H\FF_2}.\] Thus a cochain complex of \(\FF_2\)-vector spaces, its image in \(\mathcal{D}(\FF_2)\), and the corresponding \(H\FF_2\)-module will not be distinguished notationally.
All \(E_\infty\)-algebras below are commutative algebra objects in \(\mathcal{D}(\FF_2)\simeq \Mod_{H\FF_2}\), or non-unital variants thereof. Whenever strict chain-level formulas are required, we choose dg operadic models representing the corresponding objects and morphisms in \(\mathcal{D}(\FF_2)\).
Relative cochain complexes are naturally non-unital. Indeed, if \[i^*\colon C^\bullet(K;\FF_2)\longrightarrow C^\bullet(L;\FF_2)\] is a restriction map, then the unit \(1\in C^0(K;\FF_2)\) maps to the unit of \(C^0(L;\FF_2)\); hence \(1\notin \ker(i^*)\) unless \(L=\varnothing\). This is the sole reason that the boundary and relative complexes considered below carry non-unital, rather than unital, \(E_\infty\)-structures. Where it should not cause any confusion, we shall ignore this distinction, and simply refer to all unital/non-unital \(E_{\infty}\)-algebras as \(E_{\infty}\)-algebras.
Let \(\mathcal{O}\) be an Adem–Cartan operad over \(\FF_2\), let \(\bar{\mathcal{O}}\) be its reduction, and let \(A^\bullet\) be a non-unital \(\bar{\mathcal{O}}\)-algebra. Let \[\theta_2\colon \mathcal{O}(2)\otimes A^\bullet\otimes A^\bullet\longrightarrow A^\bullet\] denote the binary structure map, and let \[e_i\in \mathcal{O}(2)^{-i}, \qquad i\geq 0,\] be the distinguished binary cells of the Adem–Cartan structure. Set \(e_{-1}:=0\). For homogeneous elements \(x\in A^p\) and \(y\in A^q\), define \[x\cup_i y:=\theta_2(e_i\otimes x\otimes y)\in A^{p+q-i} \qquad (i\geq 0),\] and set \(x\cup_i y:=0\) for \(i<0\).
Then the following hold.
For every homogeneous \(x,y\in A^\bullet\) and every \(i\in \mathbf{Z}\), \[d(x\cup_i y) = dx\cup_i y + x\cup_i dy + x\cup_{i-1}y + y\cup_{i-1}x.\]
Every morphism of non-unital \(\bar{\mathcal{O}}\)-algebras is a morphism of the resulting cup-\(i\) complexes.
If \(x\in Z^n(A^\bullet)\) is a cocycle and \(r\geq 0\), then \[\Sq_A^r([x]):=[x\cup_{n-r}x]\in H^{n+r}(A^\bullet)\] is well-defined.
Proof. Let \(\tau=(12)\in \Sigma_2\). By the defining relation for the binary cells of an Adem–Cartan operad, one has \[d e_i=e_{i-1}+\tau e_{i-1} \qquad (i\geq 0);\] see [20]. Since \(\theta_2\) is a morphism of complexes, for homogeneous \(x,y\in A^\bullet\) we obtain \[\begin{align} d(x\cup_i y) &= d\,\theta_2(e_i\otimes x\otimes y) \\ &= \theta_2(de_i\otimes x\otimes y) + \theta_2(e_i\otimes dx\otimes y) + \theta_2(e_i\otimes x\otimes dy) \\ &= \theta_2(e_{i-1}\otimes x\otimes y) + \theta_2(\tau e_{i-1}\otimes x\otimes y) + dx\cup_i y + x\cup_i dy \\ &= x\cup_{i-1}y + y\cup_{i-1}x + dx\cup_i y + x\cup_i dy. \end{align}\] This proves \((1)\).
If \(f\colon A^\bullet\to B^\bullet\) is a morphism of non-unital \(\bar{\mathcal{O}}\)-algebras, then \[f(x\cup_i y) = f\bigl(\theta_2(e_i\otimes x\otimes y)\bigr) = \theta_2(e_i\otimes f(x)\otimes f(y)) = f(x)\cup_i f(y),\] which proves \((2)\).
Let \(x\in Z^n(A^\bullet)\). Taking \(y=x\) and \(i=n-r\) in \((1)\), and using \(dx=0\), gives \[d(x\cup_{n-r}x)=0.\] Thus \(x\cup_{n-r}x\) is a cocycle. It remains to show independence of the representative. Let \(x'=x+da\) with \(dx=0\), and set \(k:=n-r\). A direct computation using \((1)\) gives \[x'\cup_k x' + x\cup_k x = d\bigl(a\cup_k x + x\cup_k a + a\cup_k da + a\cup_{k-1}a\bigr).\] Hence \(x'\cup_k x'\) and \(x\cup_k x\) define the same class in cohomology. This proves \((3)\). ◻
Every \(E_\infty\)-operad over \(\FF_2\) is an Adem–Cartan operad. Consequently Proposition [prop:generalized-cupi-from-nonunital-einfty] applies to every non-unital \(E_\infty\)-algebra over \(H\FF_2\), after passage to any dg operadic model. The resulting cohomology operations satisfy the Cartan formula and the Adem relations; equivalently, the cohomology is an unstable level algebra over the extended Steenrod algebra.
In the applications below we shall take \(\mathcal{O}\) to be the Barratt–Eccles operad. By Berger–Fresse, normalized cochains on a simplicial set are functorially algebras over the Barratt–Eccles operad [21]; passing to the reduced operad then yields the non-unital structures on relative cochains.
In this subsection we show how a dense compactification \[j\colon X\hookrightarrow \bar X\] over \(\mathbf{Z}\) gives rise to explicit cochain models for the boundary cohomology theories: finite-boundary, ordinary and Tate-real boundary compact supported cohomologies. The advantage of these compactification-based models is that they are derived from the relative cochains of the boundary inclusion, so the Barratt–Eccles action on normalized cochains supplies functorial non-unital \(E_\infty\)-structures from the outset. In §3.2.1 we define the finite-boundary and geometric-boundary complexes and endow them with these operadic structures, in §3.2.2 we construct the ordinary and Tate real-boundary complexes as the homotopy fixed points and the Tate construction associated with a (naive) \(G_{\mathbf{R}} := \Gal(\mathbf{C}/\mathbf{R})\)-equivariant refinement of the geometric-boundary complex, and in §3.2.3 we compare the cohomology of all these compactification-based models with the corresponding arithmetic boundary cohomology groups.
Fix a dense compactification \[j\colon X \hookrightarrow \bar X, \qquad i\colon \partial_jX:=\bar X\setminus X \hookrightarrow \bar X\] of \(X\) over \(\mathbf{Z}\). Base change along the geometric point at infinity \[v\colon \Spec(\mathbf{C})\longrightarrow \Spec(\mathbf{Z})\] yields a dense compactification \[j_{\mathbf{C}}\colon X_{\mathbf{C}}\hookrightarrow \bar X_{\mathbf{C}}\] with complementary closed immersion \[i_{\mathbf{C}}\colon (\partial_jX)_{\mathbf{C}}\hookrightarrow \bar X_{\mathbf{C}}.\] For the purposes of the present subsection, fix representatives in \(\Pro(\sSet)\) of the arrows of topological types induced by \(i\) and \(i_{\mathbf{C}}\). Recall from §2.1.2 that for a morphism \(f\) in \(\Pro(\sSet)\) we write \[C^\bullet(f;\FF_2)\] for the associated relative cochain complex with coefficients in \(\FF_2\).
Definition 17 (Finite-boundary and geometric-boundary cochain models). We define \[C^\bullet_{c,\mathrm{fin},j}(X;\FF_2) := C^\bullet\!\bigl(h(i);\FF_2\bigr), \qquad C^\bullet_{\mathbf{C},j}(X;\FF_2) := C^\bullet\!\bigl(h(i_{\mathbf{C}});\FF_2\bigr).\]
We postpone the identification: \[H^n\!\bigl(C^\bullet_{c,\mathrm{fin},j}(X;\FF_2)\bigr) \xrightarrow{\sim} H^n_{c,\mathrm{fin}}(X;\FF_2),\qquad H^n\!\bigl(C^\bullet_{\mathbf{C},j}(X;\FF_2)\bigr) \xrightarrow{\sim} H^n_{\et}\!\bigl(\bar X_{\mathbf{C}};j_{\mathbf{C},!}\FF_2\bigr)\] to Theorem 4.
Let \(E\) denote the Barratt–Eccles operad over \(\FF_2\), and let \(\bar E\) be its reduced operad, then the complexes \[C^\bullet_{c,\mathrm{fin},j}(X;\FF_2) \qquad\text{and}\qquad C^\bullet_{\mathbf{C},j}(X;\FF_2)\] carry natural structures of \(\bar E\)-algebras. Equivalently, they are natural non-unital \(E_\infty\)-algebras.
More generally, for every morphism \(f\) in \(\Pro(\sSet)\), the relative cochain complex \[C^\bullet(f;\FF_2)\] is functorially a non-unital \(\bar E\)-algebra. In particular, the two compactification-based models above are contravariantly functorial in the arrows
\[h(i) \qquad\text{and}\qquad h(i_{\mathbf{C}}).\]
Proof. By Berger–Fresse, for every simplicial set \(K\) the normalized cochain complex \[N^\bullet(K;\FF_2)\] is functorially an algebra over the Barratt–Eccles operad \(E\); see [21]. Let \[u\colon L\hookrightarrow K\] be a simplicial inclusion. Since the induced restriction morphism \[u^*\colon N^\bullet(K;\FF_2)\longrightarrow N^\bullet(L;\FF_2)\] is a morphism of \(E\)-algebras, its kernel \[N^\bullet(K,L;\FF_2) = \ker\!\bigl(u^*\colon N^\bullet(K;\FF_2)\to N^\bullet(L;\FF_2)\bigr)\] is stable under all operations of strictly positive arity. Hence \[N^\bullet(K,L;\FF_2)\] is naturally an algebra over the reduced operad \(\bar E\), i.e. a non-unital \(E_\infty\)-algebra.
Now let \[f\colon A\longrightarrow B\] be a morphism in \(\Pro(\sSet)\), represented on a common small cofiltered index category by a natural transformation of simplicial sets. By construction, the relative complex \[C^\bullet(f;\FF_2)\] is the filtered colimit of the relative normalized cochain complexes of the associated levelwise mapping-cylinder pairs; see §2.1.2. By the preceding paragraph, each levelwise relative cochain complex is a \(\bar E\)-algebra, and the transition morphisms are morphisms of \(\bar E\)-algebras. Since filtered colimits in \(\Ch(\FF_2)\) commute with finite tensor products, the \(\bar E\)-action passes to the colimit. Functoriality is inherited from the functoriality of the mapping-cylinder construction and of the Berger–Fresse operad action.
Applying this to the morphisms \[h(i) \qquad\text{and}\qquad h(i_{\mathbf{C}})\] gives the claim. ◻
There exists a morphism \[\widetilde{h}(i_{\mathbf{C}})\colon \mathcal{A}_j\longrightarrow \mathcal{B}_j\] in \(\Pro(\sSet^{G_{\mathbf{R}}})\) whose underlying arrow in \(\Ho(\Pro(\sSet))\) is identified with \[h(i_{\mathbf{C}})\colon h\bigl((\partial_jX)_{\mathbf{C},\et}\bigr) \longrightarrow h\bigl(\bar X_{\mathbf{C},\et}\bigr).\]
Consequently, after reindexing on a common cofiltered category, the geometric-boundary complex may be computed by a filtered colimit of relative cochains of \(G_{\mathbf{R}}\)-equivariant simplicial pairs. In particular, there exists a cochain complex \[\widetilde{C}^\bullet_{\mathbf{C},j}(X;\FF_2),\] canonically quasi-isomorphic to \[C^\bullet_{\mathbf{C},j}(X;\FF_2),\] and endowed with a naive \(G_{\mathbf{R}}\)-action by automorphisms of non-unital \(E_\infty\)-algebras.
Proof. Let \[i_{\mathbf{R}}\colon (\partial_jX)_{\mathbf{R}}\hookrightarrow \bar X_{\mathbf{R}}\] be the base change of \(i\) to \(\Spec(\mathbf{R})\). Harpaz and Schlank associate to every finite-type \(\mathbf{R}\)-scheme \(Y\) a relative étale homotopy type \[\Et_{/\mathbf{R}}(Y),\] functorial in \(Y\), which is a pro-object in the homotopy category of simplicial \(G_{\mathbf{R}}\)-sets; see [22]. Applying this construction to the morphism \(i_{\mathbf{R}}\) yields an arrow \[\Et_{/\mathbf{R}}\bigl((\partial_jX)_{\mathbf{R}}\bigr) \longrightarrow \Et_{/\mathbf{R}}(\bar X_{\mathbf{R}})\] in the corresponding pro-homotopy category. Forgetting the \(G_{\mathbf{R}}\)-action, Harpaz–Schlank identify the resulting underlying pro-simplicial set with the absolute étale homotopy type of the geometric fiber; see [22]. Barnea and Schlank show that the relative étale homotopy type admits a lift from the homotopy category to an honest pro-category of simplicial \(G_{\mathbf{R}}\)-sets; see [15]. We therefore obtain a representative \[\widetilde{h}(i_{\mathbf{C}})\colon \mathcal{A}_j\longrightarrow \mathcal{B}_j\] of \(h(i_{\mathbf{C}})\) in \(\Pro(\sSet^{G_{\mathbf{R}}})\).
After reindexing source and target on a common small cofiltered category, as in §2.1.2, we may assume that \(\widetilde{h}(i_{\mathbf{C}})\) is level-wise represented by a natural transformation of simplicial \(G_{\mathbf{R}}\)-sets. Form the associated relative cochain complex \[\widetilde{C}^\bullet_{\mathbf{C},j}(X;\FF_2)\] by the mapping-cylinder construction of §2.1.2. By Proposition [prop:finite-and-geometric-boundary-einfty], the induced action on relative cochains is through automorphisms of non-unital \(\bar E\)-algebras. Passing to the filtered colimit yields a naive \(G_{\mathbf{R}}\)-action on \[\widetilde{C}^\bullet_{\mathbf{C},j}(X;\FF_2)\] by automorphisms of non-unital \(E_\infty\)-algebras.
Finally, \(\widetilde{h}(i_{\mathbf{C}})\) and the chosen representative of \(h(i_{\mathbf{C}})\) determine the same arrow of \(\Ho(\Pro(\sSet))\). The independence statement for the relative cochain construction of §2.1.2 therefore gives a canonical quasi-isomorphism \[\widetilde{C}^\bullet_{\mathbf{C},j}(X;\FF_2) \xrightarrow{\sim} C^\bullet_{\mathbf{C},j}(X;\FF_2).\] This proves the claim. ◻
Fix once and for all such a \(G_{\mathbf{R}}\)-equivariant refinement, and, by abuse of notation, continue to denote the resulting \(G_{\mathbf{R}}\)-equivariant cochain complex by \[C^\bullet_{\mathbf{C},j}(X;\FF_2).\]
This is the same device used by Feng in [3]; we refer to loc.cit.for an alternative discussion of this aspect of the Harpaz–Schlank/Barnea–Schlank formalism.
By Proposition [prop:finite-and-geometric-boundary-einfty] and Proposition [prop:geometric-boundary-gr-equivariant-refinement], the geometric-boundary complex \[C^\bullet_{\mathbf{C},j}(X;\FF_2)\] is naturally a non-unital \(E_\infty\)-algebra object of \(\Fun(BG_{\mathbf{R}},\mathcal{D}(\FF_2))\). Moreover, the Cartesian square \[\begin{tikzcd} (\partial_jX)_{\mathbf{C}} \ar[r] \ar[d,"i_{\mathbf{C}}"'] & \partial_jX \ar[d,"i"] \\ \bar X_{\mathbf{C}} \ar[r] & \bar X \end{tikzcd}\] induces an equivariant morphism of pro-simplicial set arrows \[\rho_j\colon h(i_{\mathbf{C}})\longrightarrow h(i),\] hence, by functoriality of relative cochains, a \(G_{\mathbf{R}}\)-equivariant morphism \[\rho_j^*\colon \mathrm{triv}\!\bigl(C^\bullet_{c,\mathrm{fin},j}(X;\FF_2)\bigr) \longrightarrow C^\bullet_{\mathbf{C},j}(X;\FF_2)\] of non-unital \(E_\infty\)-algebras in \(\Fun(BG_{\mathbf{R}},\mathcal{D}(\FF_2))\), where \(\mathrm{triv}\) is the functor which associates a ring spectrum with the naive \(G_{\mathbf{R}}\)-equivariant spectrum, equipped with the trivial \(G_{\mathbf{R}}\)-action.
Definition 18 (Ordinary and Tate real-boundary objects). The ordinary real-boundary object and the Tate real-boundary object attached to \(j\) are defined in \(\mathcal{D}(\mathbb{F}_2)\) by \[C^\bullet_{R,j}(X;\mathbb{F}_2) := C^\bullet_{\mathbf{C},j}(X;\mathbb{F}_2)^{hG_{\mathbf{R}}},\] and \[C^\bullet_{\infty,j}(X;\mathbb{F}_2) := C^\bullet_{\mathbf{C},j}(X;\mathbb{F}_2)^{tG_{\mathbf{R}}},\] respectively.
Definition 19 (Canonical comparison morphisms, cf. [6], [7]). The canonical comparison morphisms attached to the dense compactification \(j\) are the following.
The finite-boundary to ordinary real-boundary morphism \[u^{\mathrm{ord}}_{X,j}\colon C^\bullet_{c,\mathrm{fin},j}(X;\mathbb{F}_2) \longrightarrow C^\bullet_{R,j}(X;\mathbb{F}_2)\] is the adjoint of \[\rho_j^*\colon \operatorname{triv} \bigl(C^\bullet_{c,\mathrm{fin},j}(X;\mathbb{F}_2)\bigr) \longrightarrow C^\bullet_{\mathbf{C},j}(X;\mathbb{F}_2)\] under the adjunction \[\operatorname{triv}\colon \mathcal{D}(\mathbb{F}_2) \rightleftarrows \operatorname{Fun}(BG_{\mathbf{R}},\mathcal{D}(\mathbb{F}_2)) :(-)^{hG_{\mathbf{R}}}.\]
The ordinary-to-Tate real-boundary morphism \[\vartheta_{X,j}\colon C^\bullet_{R,j}(X;\mathbb{F}_2) \longrightarrow C^\bullet_{\infty,j}(X;\mathbb{F}_2)\] is the canonical map from homotopy fixed points to the Tate construction: \[\vartheta_{X,j} := \operatorname{can}_{C^\bullet_{\mathbf{C},j}(X;\mathbb{F}_2)} \colon C^\bullet_{\mathbf{C},j}(X;\mathbb{F}_2)^{hG_{\mathbf{R}}} \longrightarrow C^\bullet_{\mathbf{C},j}(X;\mathbb{F}_2)^{tG_{\mathbf{R}}} .\]
The finite-boundary to Tate real-boundary morphism* is \[v_{X,j} := \vartheta_{X,j}\circ u^{\mathrm{ord}}_{X,j}\colon C^\bullet_{c,\mathrm{fin},j}(X;\mathbb{F}_2) \longrightarrow C^\bullet_{\infty,j}(X;\mathbb{F}_2).\]*
The objects \[C^\bullet_{R,j}(X;\mathbb{F}_2), \qquad C^\bullet_{\infty,j}(X;\mathbb{F}_2)\] carry canonical structures of non-unital \(E_\infty\)-algebras in \(\mathcal{D}(\mathbb{F}_2)\). Moreover, the morphisms \[u^{\mathrm{ord}}_{X,j}, \qquad \vartheta_{X,j}, \qquad v_{X,j}\] of Definition 19 are morphisms of non-unital \(E_\infty\)-algebras.
Proof. By Propositions [prop:finite-and-geometric-boundary-einfty] and [prop:geometric-boundary-gr-equivariant-refinement], the geometric-boundary complex \[C^\bullet_{\mathbf{C},j}(X;\mathbb{F}_2)\] is a non-unital \(E_\infty\)-algebra object of \[\operatorname{Fun}(BG_{\mathbf{R}},\mathcal{D}(\mathbb{F}_2)).\] Moreover, \[\rho_j^*\colon \operatorname{triv} \bigl(C^\bullet_{c,\mathrm{fin},j}(X;\mathbb{F}_2)\bigr) \longrightarrow C^\bullet_{\mathbf{C},j}(X;\mathbb{F}_2)\] is a morphism of non-unital \(E_\infty\)-algebras in \(\operatorname{Fun}(BG_{\mathbf{R}},\mathcal{D}(\mathbb{F}_2))\).
The constant-action functor \[\operatorname{triv}\colon \mathcal{D}(\mathbb{F}_2) \longrightarrow \operatorname{Fun}(BG_{\mathbf{R}},\mathcal{D}(\mathbb{F}_2))\] is symmetric monoidal. Its right adjoint \[(-)^{hG_{\mathbf{R}}}\colon \operatorname{Fun}(BG_{\mathbf{R}},\mathcal{D}(\mathbb{F}_2)) \longrightarrow \mathcal{D}(\mathbb{F}_2)\] is therefore lax symmetric monoidal. Hence it carries non-unital \(E_\infty\)-algebras to non-unital \(E_\infty\)-algebras. Applying this to \(C^\bullet_{\mathbf{C},j}(X;\mathbb{F}_2)\) gives the canonical non-unital \(E_\infty\)-structure on \[C^\bullet_{R,j}(X;\mathbb{F}_2) = C^\bullet_{\mathbf{C},j}(X;\mathbb{F}_2)^{hG_{\mathbf{R}}}.\] Under the induced adjunction on non-unital \(E_\infty\)-algebras, the morphism \(\rho_j^*\) corresponds to \[u^{\mathrm{ord}}_{X,j}\colon C^\bullet_{c,\mathrm{fin},j}(X;\mathbb{F}_2) \longrightarrow C^\bullet_{R,j}(X;\mathbb{F}_2).\] Thus \(u^{\mathrm{ord}}_{X,j}\) is a morphism of non-unital \(E_\infty\)-algebras.
By the lax symmetric monoidality of the Tate construction, \[(-)^{tG_{\mathbf{R}}}\colon \operatorname{Fun}(BG_{\mathbf{R}},\mathcal{D}(\mathbb{F}_2)) \longrightarrow \mathcal{D}(\mathbb{F}_2),\] the object \[C^\bullet_{\infty,j}(X;\mathbb{F}_2) = C^\bullet_{\mathbf{C},j}(X;\mathbb{F}_2)^{tG_{\mathbf{R}}}\] inherits a canonical non-unital \(E_\infty\)-algebra structure. Moreover, the canonical natural transformation \[\operatorname{can}\colon (-)^{hG_{\mathbf{R}}} \longrightarrow (-)^{tG_{\mathbf{R}}}\] is lax symmetric monoidal. Therefore its value on \(C^\bullet_{\mathbf{C},j}(X;\mathbb{F}_2)\), \[\vartheta_{X,j} = \operatorname{can}_{C^\bullet_{\mathbf{C},j}(X;\mathbb{F}_2)} \colon C^\bullet_{R,j}(X;\mathbb{F}_2) \longrightarrow C^\bullet_{\infty,j}(X;\mathbb{F}_2),\] is a morphism of non-unital \(E_\infty\)-algebras.
Finally, \[v_{X,j} = \vartheta_{X,j}\circ u^{\mathrm{ord}}_{X,j}\] is a composition of morphisms of non-unital \(E_\infty\)-algebras, and is therefore again a morphism of non-unital \(E_\infty\)-algebras. ◻
Theorem 4 (Comparison with arithmetic boundary complexes; cf. [16], [18], [17]). There is a commutative diagram in \(\mathcal{D}(\FF_2)\) \[\begin{tikzcd}[column sep=large, row sep=large] C^\bullet_{c,\mathrm{fin},j}(X;\FF_2) \arrow[r,"u^{\mathrm{ord}}_{X,j}"] \arrow[rr,"v_{X,j}",bend left=20] \arrow[d,"\sim"'] & C^\bullet_{R,j}(X;\FF_2) \arrow[r,"\vartheta_{X,j}"] \arrow[d,"\sim"'] & C^\bullet_{\infty,j}(X;\FF_2) \arrow[d,"\sim"] \\ R\Gamma_{c,\mathrm{fin}}(X,\FF_2) \arrow[r,"\delta^{\mathrm{ord}}_{X,\FF_2}"'] \arrow[rr,"\delta^{\mathrm{mod}}_{X,\FF_2}"',bend right=20] & R\Gamma_\infty(X,\FF_2) \arrow[r,"\delta^{\mathrm{Tate}}_{X,\FF_2}"'] & \widehat R\Gamma_\infty(X,\FF_2). \end{tikzcd}\] In particular, the arrow \[v_{X,j}\colon C^\bullet_{c,\mathrm{fin},j}(X;\FF_2) \longrightarrow C^\bullet_{\infty,j}(X;\FF_2)\] is identified in \(\operatorname{Fun}(\Delta^1,\mathcal{D}(\FF_2))\) with the arithmetic modified-boundary morphism \[\delta^{\mathrm{mod}}_{X,\FF_2}\colon R\Gamma_{c,\mathrm{fin}}(X,\FF_2) \longrightarrow \widehat R\Gamma_\infty(X,\FF_2).\] Consequently there is a canonical equivalence \[\operatorname{Fib}(v_{X,j}) \simeq \widehat R\Gamma_c(X,\FF_2)\] in \(\mathcal{D}(\FF_2)\).
Proof. Let \[\bar s\colon \bar X\longrightarrow \Spec(\mathbf{Z})\] be the structural morphism of the chosen compactification, and let \[\bar s_{\mathbf{C}}\colon \bar X_{\mathbf{C}}\longrightarrow \Spec(\mathbf{C})\] be its base change. Since \(s=\bar s\circ j\) and \(\bar s\) is proper, there is a canonical identification \[Rs_!\FF_2 \simeq R\bar s_*j_!\FF_2 .\]
For the finite-boundary term, Proposition [prop:relative-comparison], applied to the open–closed decomposition \[X\subset \bar X, \qquad i\colon \partial_jX\hookrightarrow \bar X,\] gives an equivalence \[C^\bullet_{c,\mathrm{fin},j}(X;\FF_2) = C^\bullet(h(i);\FF_2) \xrightarrow{\;\sim\;} R\Gamma_{\acute et}(\bar X,j_!\FF_2).\] Composing with \[R\Gamma_{\acute et}(\bar X,j_!\FF_2) \simeq R\Gamma_{\acute et}(\Spec(\mathbf{Z}),R\bar s_*j_!\FF_2) \simeq R\Gamma_{\acute et}(\Spec(\mathbf{Z}),Rs_!\FF_2) = R\Gamma_{c,\mathrm{fin}}(X,\FF_2)\] gives the desired equivalence \[\alpha_{c,\mathrm{fin},j}\colon C^\bullet_{c,\mathrm{fin},j}(X;\FF_2) \xrightarrow{\;\sim\;} R\Gamma_{c,\mathrm{fin}}(X,\FF_2).\]
We next construct the real-boundary comparisons. Applying Proposition [prop:relative-comparison] after base change to \(\Spec(\mathbf{C})\) gives a comparison equivalence \[C^\bullet_{\mathbf{C},j}(X;\FF_2) = C^\bullet(h(i_{\mathbf{C}});\FF_2) \xrightarrow{\;\sim\;} R\Gamma_{\acute et}(\bar X_{\mathbf{C}},j_{\mathbf{C},!}\FF_2).\] By Proposition [prop:geometric-boundary-gr-equivariant-refinement] and by the functoriality of the comparison for maps of open–closed decompositions, this equivalence is \(G_{\mathbf{R}}\)-equivariant.
By proper base change, \[v^*Rs_!\FF_2 \simeq v^*R\bar s_*j_!\FF_2 \simeq R\bar s_{\mathbf{C},*}j_{\mathbf{C},!}\FF_2 .\] Hence \[R\Gamma_{\acute et}(\bar X_{\mathbf{C}},j_{\mathbf{C},!}\FF_2) \simeq R\Gamma_{\acute et} \!\left( \Spec(\mathbf{C}),v^*Rs_!\FF_2 \right) = M_\infty(X,\FF_2)\] as objects of \[\operatorname{Fun}(BG_{\mathbf{R}},\mathcal{D}(\FF_2)).\] Thus we obtain a \(G_{\mathbf{R}}\)-equivariant equivalence \[\alpha_{\mathbf{C},j}\colon C^\bullet_{\mathbf{C},j}(X;\FF_2) \xrightarrow{\;\sim\;} M_\infty(X,\FF_2).\]
Applying homotopy fixed points gives \[\alpha_{R,j}:= \alpha_{\mathbf{C},j}^{hG_{\mathbf{R}}}\colon C^\bullet_{\mathbf{C},j}(X;\FF_2)^{hG_{\mathbf{R}}} \xrightarrow{\;\sim\;} M_\infty(X,\FF_2)^{hG_{\mathbf{R}}}.\] By Definitions 18 and 15, this is precisely an equivalence \[C^\bullet_{R,j}(X;\FF_2) \xrightarrow{\;\sim\;} R\Gamma_\infty(X,\FF_2).\]
Similarly, applying the Tate construction gives \[\alpha_{\infty,j}:= \alpha_{\mathbf{C},j}^{tG_{\mathbf{R}}}\colon C^\bullet_{\mathbf{C},j}(X;\FF_2)^{tG_{\mathbf{R}}} \xrightarrow{\;\sim\;} M_\infty(X,\FF_2)^{tG_{\mathbf{R}}},\] i.e. \[C^\bullet_{\infty,j}(X;\FF_2) \xrightarrow{\;\sim\;} \widehat R\Gamma_\infty(X,\FF_2).\]
It remains to verify compatibility with the boundary morphisms. The morphism \[\rho_j^*\colon \operatorname{triv} \bigl(C^\bullet_{c,\mathrm{fin},j}(X;\FF_2)\bigr) \longrightarrow C^\bullet_{\mathbf{C},j}(X;\FF_2)\] is induced by the Cartesian square \[\begin{tikzcd} (\partial_jX)_{\mathbf{C}} \arrow[r] \arrow[d,"i_{\mathbf{C}}"'] & \partial_jX \arrow[d,"i"] \\ \bar X_{\mathbf{C}} \arrow[r] & \bar X . \end{tikzcd}\] By the functoriality of the comparison equivalences above, the square \[\begin{tikzcd}[column sep=large] \operatorname{triv} C^\bullet_{c,\mathrm{fin},j}(X;\FF_2) \arrow[r,"\rho_j^*"] \arrow[d,"\operatorname{triv}(\alpha_{c,\mathrm{fin},j})"'] & C^\bullet_{\mathbf{C},j}(X;\FF_2) \arrow[d,"\alpha_{\mathbf{C},j}"] \\ \operatorname{triv} R\Gamma_{c,\mathrm{fin}}(X,\FF_2) \arrow[r] & M_\infty(X,\FF_2) \end{tikzcd}\] commutes in \[\operatorname{Fun}(BG_{\mathbf{R}},\mathcal{D}(\FF_2)),\] where the lower horizontal morphism is restriction to the geometric point at infinity.
Passing to the right adjoint \[(-)^{hG_{\mathbf{R}}}\] and using the definition of \[u^{\mathrm{ord}}_{X,j}\] as the adjoint of \(\rho_j^*\), we obtain the commutative square \[\begin{tikzcd}[column sep=large] C^\bullet_{c,\mathrm{fin},j}(X;\FF_2) \arrow[r,"u^{\mathrm{ord}}_{X,j}"] \arrow[d,"\alpha_{c,\mathrm{fin},j}"'] & C^\bullet_{R,j}(X;\FF_2) \arrow[d,"\alpha_{R,j}"] \\ R\Gamma_{c,\mathrm{fin}}(X,\FF_2) \arrow[r,"\delta^{\mathrm{ord}}_{X,\FF_2}"'] & R\Gamma_\infty(X,\FF_2). \end{tikzcd}\] This proves compatibility with the ordinary real-boundary map.
The compatibility with the ordinary-to-Tate map is the naturality of \[\operatorname{can}\colon (-)^{hG_{\mathbf{R}}} \longrightarrow (-)^{tG_{\mathbf{R}}}\] applied to the \(G_{\mathbf{R}}\)-equivariant equivalence \[\alpha_{\mathbf{C},j}\colon C^\bullet_{\mathbf{C},j}(X;\FF_2) \xrightarrow{\;\sim\;} M_\infty(X,\FF_2).\]
Finally, \[v_{X,j} = \vartheta_{X,j}\circ u^{\mathrm{ord}}_{X,j}, \qquad \delta^{\mathrm{mod}}_{X,\FF_2} = \delta^{\mathrm{Tate}}_{X,\FF_2}\circ \delta^{\mathrm{ord}}_{X,\FF_2}.\] Thus the outer square comparing \(v_{X,j}\) with \(\delta^{\mathrm{mod}}_{X,\FF_2}\) commutes in \(\mathcal{D}(\FF_2)\), equivalently the two arrows are identified in \(\operatorname{Fun}(\Delta^1,\mathcal{D}(\FF_2))\).
Taking fibers and using the modified boundary triangle of Remark [rem:ordinary-modified-boundary-triangles] gives \[\operatorname{Fib}(v_{X,j}) \simeq \operatorname{Fib}(\delta^{\mathrm{mod}}_{X,\FF_2}) = \widehat R\Gamma_c(X,\FF_2).\] ◻
In this subsection we pass from the compactification-based cup-\(i\) structures constructed above to canonical generalized Steenrod squares on finite-boundary compact-support cohomology, ordinary and Tate real-boundary cohomology, and modified compact-support cohomology. Because the Tate and modified theories are not confined to nonnegative cohomological degrees, the resulting operations are naturally indexed by all integers.
In §3.3.1, we introduce the compactification-based operations attached to a chosen dense compactification; in §3.3.2 we prove that these operations are independent of the compactification and of all auxiliary operadic choices, and hence canonical; and in §3.3.3 we establish their expected formal properties, namely proper naturality, the Cartan formula, the Adem relations, and instability. Along the way we also identify \(\Sq^0\) and \(\Sq^1\) with the identity and the Bockstein, respectively, in the degree ranges where these formulas hold.
Definition 20 (Compactification-based Steenrod operations; cf. Proposition [prop:generalized-cupi-from-nonunital-einfty], Remark [rem:einfty-operads-are-adem-cartan], and [20]). Fix a dense compactification \[j\colon X\hookrightarrow \bar X.\] In the \(\infty\)-category of non-unital \(E_\infty\)-algebras in \(\mathcal{D}(\FF_2)\), define the ordinary and modified compact-support models by \[C^\bullet_{c,j}(X;\FF_2) := \Fib\!\left( C^\bullet_{c,\mathrm{fin},j}(X;\FF_2) \xrightarrow{\;u^{\mathrm{ord}}_{X,j}\;} C^\bullet_{R,j}(X;\FF_2) \right),\] and \[\widehat C^\bullet_{c,j}(X;\FF_2) := \Fib\!\left( C^\bullet_{c,\mathrm{fin},j}(X;\FF_2) \xrightarrow{\;v_{X,j}\;} C^\bullet_{\infty,j}(X;\FF_2) \right).\] The forgetful functor to \(\mathcal{D}(\FF_2)\) preserves these fibers, and the comparison theorem together with Remark [rem:ordinary-modified-boundary-triangles] identifies their underlying objects with \[R\Gamma_c(X,\FF_2), \qquad \widehat R\Gamma_c(X,\FF_2),\] respectively.
Choose dg Adem–Cartan models for the non-unital \(E_\infty\)-algebras \[C^\bullet_{c,\mathrm{fin},j}(X;\FF_2),\quad C^\bullet_{R,j}(X;\FF_2),\quad C^\bullet_{\infty,j}(X;\FF_2),\quad C^\bullet_{c,j}(X;\FF_2),\quad \widehat C^\bullet_{c,j}(X;\FF_2).\] For any one of these models \(A^\bullet\), Proposition [prop:generalized-cupi-from-nonunital-einfty] and Remark [rem:einfty-operads-are-adem-cartan] give cup-\(i\) products and hence operations \[\Sq_A^r([u]) := [u\cup_{n-r}u], \qquad u\in Z^n(A^\bullet).\] Transporting these operations through the comparison equivalences gives the compactification-based operations \[\Sq^r_{c,\mathrm{fin},j},\qquad \Sq^r_{\infty,j},\qquad \widehat\Sq^r_{\infty,j},\qquad \Sq^r_{c,j},\qquad \widehat\Sq^r_{c,j}\] on \[H^*_{c,\mathrm{fin}}(X;\FF_2),\quad H^*_{\infty}(X;\FF_2),\quad \widehat H^*_{\infty}(X;\FF_2),\quad H^*_c(X;\FF_2),\quad \widehat H^*_c(X;\FF_2),\] respectively.
These operations depend a priori on the dense compactification \(j\) and on the chosen operadic model. Their canonicality will be established in Subsection 3.3.2. The reason negatively indexed Steenrod squares arise is since Tate cocycles can appear in negative degrees.
Lemma 1 (Comparison under a dominating dense compactification). Let \[j\colon X\hookrightarrow \bar X, \qquad j'\colon X\hookrightarrow \bar X'\] be dense compactifications, and assume that \(j'\) dominates \(j\) through a proper morphism \[\bar\pi\colon \bar X'\longrightarrow \bar X\] such that \[\bar\pi\circ j'=j, \qquad \bar\pi^{-1}(X)=X .\] Then, for every \(r\in\mathbf{Z}\), the compactification-based operations attached to \(j\) and to \(j'\) agree: \[\Sq^r_{c,\mathrm{fin},j} = \Sq^r_{c,\mathrm{fin},j'}, \qquad \Sq^r_{\infty,j} = \Sq^r_{\infty,j'}, \qquad \widehat\Sq^r_{\infty,j} = \widehat\Sq^r_{\infty,j'},\] and \[\Sq^r_{c,j} = \Sq^r_{c,j'}, \qquad \widehat\Sq^r_{c,j} = \widehat\Sq^r_{c,j'}.\]
Proof. Write \[i\colon \partial_jX\hookrightarrow \bar X, \qquad i'\colon \partial_{j'}X\hookrightarrow \bar X'\] for the complementary closed immersions. Since \[\bar\pi^{-1}(X)=X,\] the morphism \(\bar\pi\) induces morphisms of open–closed decompositions \[(\bar X',\partial_{j'}X)\longrightarrow(\bar X,\partial_jX)\] and, after base change, \[(\bar X'_{\mathbf{C}},(\partial_{j'}X)_{\mathbf{C}}) \longrightarrow (\bar X_{\mathbf{C}},(\partial_jX)_{\mathbf{C}}) .\] By functoriality of relative pro-simplicial cochains, these give morphisms of non-unital \(E_\infty\)-algebras \[\bar\pi^*_{c,\mathrm{fin}}\colon C^\bullet_{c,\mathrm{fin},j}(X;\FF_2) \longrightarrow C^\bullet_{c,\mathrm{fin},j'}(X;\FF_2),\] and \[\bar\pi^*_{\mathbf{C}}\colon C^\bullet_{\mathbf{C},j}(X;\FF_2) \longrightarrow C^\bullet_{\mathbf{C},j'}(X;\FF_2).\] After passing to a common \(G_{\mathbf{R}}\)-equivariant refinement, the second morphism is a morphism in \[\operatorname{Fun}(BG_{\mathbf{R}},\mathcal{D}(\FF_2)).\] Applying the lax symmetric monoidal functors \[(-)^{hG_{\mathbf{R}}}, \qquad (-)^{tG_{\mathbf{R}}},\] gives morphisms of non-unital \(E_\infty\)-algebras \[\bar\pi^*_{R}\colon C^\bullet_{R,j}(X;\FF_2) \longrightarrow C^\bullet_{R,j'}(X;\FF_2),\] and \[\bar\pi^*_{\infty}\colon C^\bullet_{\infty,j}(X;\FF_2) \longrightarrow C^\bullet_{\infty,j'}(X;\FF_2).\] By functoriality of the adjunction \[\operatorname{triv}\dashv (-)^{hG_{\mathbf{R}}}\] and by naturality of \[\operatorname{can}\colon (-)^{hG_{\mathbf{R}}}\longrightarrow (-)^{tG_{\mathbf{R}}},\] these morphisms are compatible with \[u^{\mathrm{ord}}_{X,j}, \qquad \vartheta_{X,j}, \qquad v_{X,j}.\] Thus they induce morphisms of non-unital \(E_\infty\)-algebras on the two fiber models \[\bar\pi^*_c\colon C^\bullet_{c,j}(X;\FF_2) \longrightarrow C^\bullet_{c,j'}(X;\FF_2),\] and \[\widehat{\bar\pi}^{\,*}_c\colon \widehat C^\bullet_{c,j}(X;\FF_2) \longrightarrow \widehat C^\bullet_{c,j'}(X;\FF_2).\]
It remains only to identify the induced maps on arithmetic cohomology. Since \(\bar\pi\) is proper and restricts to the identity on \(X\), extension by zero satisfies \[j_!\FF_2 \xrightarrow{\;\sim\;} R\bar\pi_*j'_!\FF_2\] in \(\mathcal{D}(\bar X_{\acute et},\FF_2)\), and similarly after base change to \(\Spec(\mathbf{C})\). By the functoriality of Proposition [prop:relative-comparison] and Theorem 4, the maps \[\bar\pi^*_{c,\mathrm{fin}}, \qquad \bar\pi^*_{R}, \qquad \bar\pi^*_{\infty}\] identify with the identity maps on \[R\Gamma_{c,\mathrm{fin}}(X,\FF_2), \qquad R\Gamma_\infty(X,\FF_2), \qquad \widehat R\Gamma_\infty(X,\FF_2).\] Taking fibers of the corresponding identity squares identifies \[\bar\pi^*_c \quad\text{and}\quad \widehat{\bar\pi}^{\,*}_c\] with the identity maps on \[R\Gamma_c(X,\FF_2) \qquad\text{and}\qquad \widehat R\Gamma_c(X,\FF_2),\] respectively.
Thus all five comparison morphisms induce the identity on the corresponding arithmetic cohomology groups. Since they are morphisms of non-unital \(E_\infty\)-algebras, after passing to common dg Adem–Cartan models they commute with the operations \[[u]\longmapsto [u\cup_{n-r}u].\] Because the induced maps on cohomology are the identity, the operations transported from the models attached to \(j\) and \(j'\) coincide. ◻
Theorem 5 (Independence of compactification and auxiliary choices). The compactification-based Steenrod operations of Definition 20 \[\Sq^r_{c,\mathrm{fin},j}, \qquad \Sq^r_{\infty,j}, \qquad \widehat\Sq^r_{\infty,j}, \qquad \Sq^r_{c,j}, \qquad \widehat\Sq^r_{c,j}\] are independent of the dense compactification \(j\) and of all auxiliary choices entering the construction. Thus, for every \(r\in\mathbf{Z}\), they define canonical operations \[\Sq^r_{c,\mathrm{fin}}, \qquad \Sq^r_{\infty}, \qquad \widehat\Sq^r_{\infty}, \qquad \Sq^r_c, \qquad \widehat\Sq^r_c\] on \[H^*_{c,\mathrm{fin}}(X;\FF_2), \qquad H^*_{\infty}(X;\FF_2), \qquad \widehat H^*_{\infty}(X;\FF_2), \qquad H^*_c(X;\FF_2), \qquad \widehat H^*_c(X;\FF_2),\] respectively. We shall henceforth omit the compactification subscript \(j\).
Proof. Let \[j_1\colon X\hookrightarrow \bar X_1, \qquad j_2\colon X\hookrightarrow \bar X_2\] be dense compactifications. By [11], the category of compactifications of \(X\) is cofiltered, and the full subcategory of dense compactifications is initial. Hence there exists a dense compactification \[j_3\colon X\hookrightarrow \bar X_3\] dominating both \(j_1\) and \(j_2\). Applying Lemma 1 to the two domination morphisms \[\bar X_3\longrightarrow \bar X_1, \qquad \bar X_3\longrightarrow \bar X_2\] shows that the operations attached to \(j_1\) and to \(j_2\) both agree with those attached to \(j_3\). Hence they agree with each other.
It remains only to remove the auxiliary choices for a fixed compactification \[j\colon X\hookrightarrow \bar X.\] The choices of representatives of pro-simplicial arrows, cofiltered reindexings, and \(G_{\mathbf{R}}\)-equivariant refinements admit common refinements. The identity morphism of \(\bar X\), after passing to such a common refinement, gives comparison morphisms between the corresponding compactification-based models. By the same argument as in Lemma 1, with \[\bar\pi=\id_{\bar X},\] these comparison morphisms are morphisms of non-unital \(E_\infty\)-algebras and identify with the identity maps on \[R\Gamma_{c,\mathrm{fin}}(X,\FF_2), \qquad R\Gamma_\infty(X,\FF_2), \qquad \widehat R\Gamma_\infty(X,\FF_2), \qquad R\Gamma_c(X,\FF_2), \qquad \widehat R\Gamma_c(X,\FF_2).\] Thus they induce the identity on the five cohomology theories above.
Finally, any two dg Adem–Cartan representatives of the same non-unital \(E_\infty\)-algebra may be compared after passing to a common dg operadic refinement. The resulting comparison morphisms are morphisms of cup-\(i\) complexes, hence commute with the operations \[[u]\longmapsto [u\cup_{n-r}u]\] by Proposition [prop:generalized-cupi-from-nonunital-einfty]. Since the comparison maps induce the identity on cohomology, the resulting Steenrod operations are independent of all auxiliary choices.
The notation without the compactification subscript is therefore well-defined. ◻
Theorem 6 (Formal properties of the canonical Steenrod operations). Let \[\mathscr H^*(-;\FF_2)\in \left\{ H^*_{c,\mathrm{fin}}(-;\FF_2),\; H^*_{\infty}(-;\FF_2),\; \widehat H^*_{\infty}(-;\FF_2),\; H^*_c(-;\FF_2),\; \widehat H^*_c(-;\FF_2) \right\}.\] For every noetherian \(X/\Spec\mathbf{Z}\) and every \(r\in\mathbf{Z}\), let \[\Sq^r_{\mathscr H,X}\colon \mathscr H^n(X;\FF_2) \longrightarrow \mathscr H^{n+r}(X;\FF_2)\] denote the canonical operation of Definition 20 and Theorem 5. Write \(x\cdot y\) for the product on \(\mathscr H^*(X;\FF_2)\) induced by \(\cup_0\).
Then the following hold.
**Proper naturality.* For every proper morphism \[f\colon Y\longrightarrow X,\] there are canonical pullback maps \[f^*_{\mathscr H}\colon \mathscr H^*(X;\FF_2) \longrightarrow \mathscr H^*(Y;\FF_2)\] such that \[f^*_{\mathscr H}\circ \Sq^r_{\mathscr H,X} = \Sq^r_{\mathscr H,Y}\circ f^*_{\mathscr H} \qquad (r\in\mathbf{Z}).\]*
**Cartan formula.* For every \(X\), the operations satisfy \[\Sq^r_{\mathscr H,X}(x\cdot y) = \sum_{u+v=r} \Sq^u_{\mathscr H,X}(x)\cdot \Sq^v_{\mathscr H,X}(y).\]*
**Adem relations.* For \(a,b\in\mathbf{Z}\) with \(a<2b\), \[\Sq^a_{\mathscr H,X}\Sq^b_{\mathscr H,X} = \sum_{t\in\mathbf{Z}} \binom{b-t-1}{a-2t} \Sq^{a+b-t}_{\mathscr H,X}\Sq^t_{\mathscr H,X}.\]*
**Instability.* For every homogeneous class \(x\in \mathscr H^n(X;\FF_2)\), \[\Sq^r_{\mathscr H,X}(x)=0 \qquad (r>n), \qquad\text{and}\qquad \Sq^n_{\mathscr H,X}(x)=x^2.\]*
Proof. We first prove proper naturality. Let \[f\colon Y\longrightarrow X\] be proper, and write \[s_X\colon X\to \Spec(\mathbf{Z}), \qquad s_Y=s_X\circ f\colon Y\to \Spec(\mathbf{Z}).\] Since \(f\) is proper, \(Rf_!=Rf_*\). The adjunction unit \[\FF_2\longrightarrow Rf_*\FF_2=Rf_!\FF_2\] induces a morphism \[\eta_f\colon Rs_{X,!}\FF_2 \longrightarrow Rs_{Y,!}\FF_2\] in \[\mathcal{D}((\Spec\mathbf{Z})_{\acute et},\FF_2).\] Applying the functors of Definition 15 and Remark [rem:ordinary-modified-boundary-triangles] gives morphisms \[R\Gamma_{c,\mathrm{fin}}(f),\qquad R\Gamma_\infty(f),\qquad \widehat R\Gamma_\infty(f),\] and, by taking fibers of the ordinary and modified boundary morphisms, \[R\Gamma_c(f),\qquad \widehat R\Gamma_c(f).\] Passing to cohomology gives canonical pullback maps on the five theories \[H^*_{c,\mathrm{fin}},\quad H^*_\infty,\quad \widehat H^*_\infty,\quad H^*_c,\quad \widehat H^*_c .\]
Choose a dense compactification \[j_X\colon X\hookrightarrow \bar X.\] By [11], there exist a dense compactification \[j_Y\colon Y\hookrightarrow \bar Y\] and a proper morphism \[\bar f\colon \bar Y\longrightarrow \bar X\] such that \[\bar f\circ j_Y=j_X\circ f, \qquad \bar f^{-1}(X)=Y.\] The induced morphisms of open–closed decompositions, and their base changes to \(\Spec(\mathbf{C})\), give morphisms of non-unital \(E_\infty\)-algebras \[f^*_{c,\mathrm{fin},j}\colon C^\bullet_{c,\mathrm{fin},j_X}(X;\FF_2) \longrightarrow C^\bullet_{c,\mathrm{fin},j_Y}(Y;\FF_2),\] and \[f^*_{\mathbf{C},j}\colon C^\bullet_{\mathbf{C},j_X}(X;\FF_2) \longrightarrow C^\bullet_{\mathbf{C},j_Y}(Y;\FF_2)\] in the \(G_{\mathbf{R}}\)-equivariant setting after passing to a common refinement. Applying the lax symmetric monoidal functors \[(-)^{hG_{\mathbf{R}}}, \qquad (-)^{tG_{\mathbf{R}}},\] and using the naturality of \[\operatorname{can}\colon (-)^{hG_{\mathbf{R}}}\to(-)^{tG_{\mathbf{R}}},\] gives a commutative diagram of non-unital \(E_\infty\)-algebras \[\begin{tikzcd}[column sep=large,row sep=large] C^\bullet_{c,\mathrm{fin},j_X}(X;\FF_2) \arrow[r,"u^{\mathrm{ord}}_{X,j_X}"] \arrow[rr,"v_{X,j_X}",bend left=18] \arrow[d,"f^*_{c,\mathrm{fin},j}"'] & C^\bullet_{R,j_X}(X;\FF_2) \arrow[r,"\vartheta_{X,j_X}"] \arrow[d,"f^*_{R,j}"'] & C^\bullet_{\infty,j_X}(X;\FF_2) \arrow[d,"f^*_{\infty,j}"] \\ C^\bullet_{c,\mathrm{fin},j_Y}(Y;\FF_2) \arrow[r,"u^{\mathrm{ord}}_{Y,j_Y}"'] \arrow[rr,"v_{Y,j_Y}"',bend right=18] & C^\bullet_{R,j_Y}(Y;\FF_2) \arrow[r,"\vartheta_{Y,j_Y}"'] & C^\bullet_{\infty,j_Y}(Y;\FF_2). \end{tikzcd}\] Taking fibers in \[\operatorname{CAlg}^{\mathrm{nu}}_{E_\infty}(\mathcal{D}(\FF_2))\] gives morphisms of non-unital \(E_\infty\)-algebras \[f^*_{c,j}\colon C^\bullet_{c,j_X}(X;\FF_2) \longrightarrow C^\bullet_{c,j_Y}(Y;\FF_2),\] and \[\widehat f^*_{c,j}\colon \widehat C^\bullet_{c,j_X}(X;\FF_2) \longrightarrow \widehat C^\bullet_{c,j_Y}(Y;\FF_2).\]
By the functoriality of Proposition [prop:relative-comparison] and Theorem 4, these five compactification-based morphisms identify with the five canonical arithmetic pullback morphisms above. Since they are morphisms of non-unital \(E_\infty\)-algebras, after choosing dg Adem–Cartan models they are morphisms of cup-\(i\) complexes. Therefore their induced maps on cohomology commute with the operations \[[u]\longmapsto [u\cup_{n-r}u].\] Transporting through the comparison equivalences and using Theorem 5, proper naturality follows for all five theories.
It remains to prove the Cartan formula, the Adem relations, and instability. Fix \(X\) and a dense compactification \[j\colon X\hookrightarrow \bar X.\] The five compactification-based models \[C^\bullet_{c,\mathrm{fin},j}(X;\FF_2),\quad C^\bullet_{R,j}(X;\FF_2),\quad C^\bullet_{\infty,j}(X;\FF_2),\quad C^\bullet_{c,j}(X;\FF_2),\quad \widehat C^\bullet_{c,j}(X;\FF_2)\] are non-unital \(E_\infty\)-algebras in \(\mathcal{D}(\FF_2)\). Choose dg Adem–Cartan models for them. By Remark [rem:einfty-operads-are-adem-cartan] and Proposition [prop:generalized-cupi-from-nonunital-einfty], their cohomologies carry the extended Steenrod operations given by \[[u]\longmapsto [u\cup_{n-r}u], \qquad u\in Z^n.\] The Cartan formula, Adem relations, and instability relations hold on these model cohomologies by the Adem–Cartan formalism. Transporting the identities through the comparison equivalences, and using Theorem 5, gives the stated identities on \[H^*_{c,\mathrm{fin}}(X;\FF_2),\quad H^*_\infty(X;\FF_2),\quad \widehat H^*_\infty(X;\FF_2),\quad H^*_c(X;\FF_2),\quad \widehat H^*_c(X;\FF_2).\] ◻
We shall typically omit the subscript \(X\) from our Steenrod square notations where the ambient scheme is clear from the context.
We shall use the Cartan formula also for the natural module pairings induced by \[\mu_2^{\otimes r}\otimes \mu_2^{\otimes s} \longrightarrow \mu_2^{\otimes(r+s)}.\] Thus there are products \[\widehat H_c^a(T;\mu_2^{\otimes r}) \otimes H_{\acute et}^b(T;\mu_2^{\otimes s}) \longrightarrow \widehat H_c^{a+b}(T;\mu_2^{\otimes(r+s)}),\] and, for a closed immersion \(g\colon Z\hookrightarrow T\), \[\widehat H_c^a(Z;\mu_2^{\otimes r}) \otimes H_Z^b(T;\mu_2^{\otimes s}) \longrightarrow \widehat H_{c,Z}^{a+b}(T;\mu_2^{\otimes(r+s)}), \qquad \widehat H_{c,Z}^*(T;M):=\widehat H_c^*(Z;Rg^!M).\]
On compactification-based models these pairings are the usual cup-\(i\)-compatible module pairings on relative cochains; on the ordinary and Tate real-boundary terms they are obtained by applying the lax symmetric monoidal functors \[(-)^{hG_{\mathbf{R}}}, \qquad (-)^{tG_{\mathbf{R}}},\] with compatibility given by the natural lax symmetric monoidal transformation \[\operatorname{can}\colon (-)^{hG_{\mathbf{R}}}\longrightarrow (-)^{tG_{\mathbf{R}}}.\] The modified compact-support pairings are then obtained by taking fibers of the compatible boundary arrows. Hence, after choosing dg Adem–Cartan representatives, the usual cup-\(i\) proof of Cartan applies to these mixed pairings.
Consequently, for \[x\in \widehat H_c^*(T;\mu_2^{\otimes r}), \qquad \alpha\in H_{\acute et}^*(T;\mu_2^{\otimes s}),\] one has \[\widehat{\Sq}_c^n(x\cdot \alpha) = \sum_{u+v=n} \widehat{\Sq}_c^u(x)\cdot \Sq^v(\alpha),\] and, for \[x\in \widehat H_c^*(Z;\mu_2^{\otimes r}), \qquad \alpha\in H_Z^*(T;\mu_2^{\otimes s}),\] one has \[\widehat{\Sq}_{c,Z}^n(x\cdot \alpha) = \sum_{u+v=n} \widehat{\Sq}_c^u(x)\cdot \Sq_Z^v(\alpha).\] Equivalently, \[\widehat{\Sq}_c(x\cdot\alpha) = \widehat{\Sq}_c(x)\cdot\Sq(\alpha), \qquad \widehat{\Sq}_{c,Z}(x\cdot\alpha) = \widehat{\Sq}_c(x)\cdot\Sq_Z(\alpha).\] The sums are finite because the ordinary operations on \(\alpha\) are non-negatively indexed and satisfy instability.
Let \[\mathscr H^*(-;\FF_2)\in \left\{ H^*_{c,\mathrm{fin}}(-;\FF_2),\; H^*_{\infty}(-;\FF_2),\; \widehat H^*_{\infty}(-;\FF_2),\; H^*_c(-;\FF_2),\; \widehat H^*_c(-;\FF_2) \right\}.\] Let \[\Sq^r_{\mathscr H,X}\colon \mathscr H^n(X;\FF_2) \longrightarrow \mathscr H^{n+r}(X;\FF_2)\] be the canonical operation of Definition 20 and Theorem 5. Let \[\beta_{\mathscr H,X}\colon \mathscr H^n(X;\FF_2) \longrightarrow \mathscr H^{n+1}(X;\FF_2)\] denote the Bockstein attached to \[0\longrightarrow \FF_2 \longrightarrow \mathbf{Z}/4 \longrightarrow \FF_2 \longrightarrow 0\] in the corresponding cohomology theory.
Put \[M_\infty(X,\FF_2) := R\Gamma_{\acute et} \!\left(\Spec(\mathbf{C}),v^*Rs_!\FF_2\right) \in \operatorname{Fun}(BG_{\mathbf{R}},\mathcal{D}(\FF_2)),\] and let \(N_X\) be any integer such that \[H^q\!\left(M_\infty(X;\FF_2)\right)=0 \qquad(q>N_X).\] For instance, if \(\dim X_{\mathbf{C}}=d\), one may take \(N_X=2d\).
Then \[\Sq^0_{\mathscr H,X}=\id, \qquad \Sq^1_{\mathscr H,X}=\beta_{\mathscr H,X}\] on \[H^*_{c,\mathrm{fin}}(X;\FF_2), \qquad H^*_{\infty}(X;\FF_2), \qquad H^*_c(X;\FF_2),\] and on \[\bigoplus_{n>N_X}\widehat H^n_{\infty}(X;\FF_2), \qquad \bigoplus_{n>N_X+1}\widehat H^n_c(X;\FF_2).\]
Proof. Fix a dense compactification \[j\colon X\hookrightarrow \bar X .\] By Theorem 5, it suffices to work with the compactification-based models attached to \(j\).
The finite-boundary model \[C^\bullet_{c,\mathrm{fin},j}(X;\FF_2) = C^\bullet(h(i);\FF_2)\] is a filtered colimit of relative normalized cochains of simplicial pairs. The ordinary real-boundary model \[C^\bullet_{R,j}(X;\FF_2) = C^\bullet_{\mathbf{C},j}(X;\FF_2)^{hG_{\mathbf{R}}}\] is computed by the Borel construction on a \(G_{\mathbf{R}}\)-equivariant relative pro-simplicial set model. Finally, \[C^\bullet_{c,j}(X;\FF_2) = \Fib\!\left( C^\bullet_{c,\mathrm{fin},j}(X;\FF_2) \xrightarrow{u^{\mathrm{ord}}_{X,j}} C^\bullet_{R,j}(X;\FF_2) \right)\] is represented by relative cochains of the induced map from the Borel real-boundary model to the finite-boundary model. Thus all three ordinary models are obtained, after filtered colimits, from relative normalized cochains of simplicial pairs. Proposition [prop:classic95sq95properties](4)–(5) therefore gives \[\Sq^0=\id, \qquad \Sq^1=\beta\] on their cohomology. Transporting through the comparison equivalences of Theorem 4 and the ordinary boundary fiber sequence gives the identities on \[H^*_{c,\mathrm{fin}}(X;\FF_2), \qquad H^*_\infty(X;\FF_2), \qquad H^*_c(X;\FF_2).\]
It remains to treat the Tate and modified theories. Set \[M:=M_\infty(X,\FF_2).\] By definition, \[R\Gamma_\infty(X,\FF_2)=M^{hG_{\mathbf{R}}}, \qquad \widehat R\Gamma_\infty(X,\FF_2)=M^{tG_{\mathbf{R}}},\] and \[\delta^{\mathrm{Tate}}_{X,\FF_2} = \operatorname{can}_M\colon M^{hG_{\mathbf{R}}} \longrightarrow M^{tG_{\mathbf{R}}}.\] The cofiber sequence defining the Tate construction, \[M_{hG_{\mathbf{R}}} \xrightarrow{\,N_M\,} M^{hG_{\mathbf{R}}} \xrightarrow{\operatorname{can}_M} M^{tG_{\mathbf{R}}},\] and the homotopy-orbit spectral sequence \[E_2^{-p,q} = H_p\!\left(G_{\mathbf{R}},H^q(M)\right) \Longrightarrow H^{q-p}\!\left(M_{hG_{\mathbf{R}}}\right), \qquad p\ge0,\] show that \[H^m(M_{hG_{\mathbf{R}}})=0 \qquad(m>N_X).\] Hence \[H^n(\operatorname{can}_M)\colon H^n_\infty(X;\FF_2) \xrightarrow{\;\sim\;} \widehat H^n_\infty(X;\FF_2) \qquad(n>N_X).\] Since \[\operatorname{can}\colon (-)^{hG_{\mathbf{R}}}\longrightarrow (-)^{tG_{\mathbf{R}}}\] is natural and lax symmetric monoidal, it commutes with the Steenrod operations. The Bockstein is functorial for the same comparison. Therefore the identities already proved on \(H^*_\infty(X;\FF_2)\) transfer to \[\widehat H^n_\infty(X;\FF_2) \qquad(n>N_X).\]
The ordinary-to-modified compact-support morphism \[\gamma_X\colon R\Gamma_c(X,\FF_2) \longrightarrow \widehat R\Gamma_c(X,\FF_2)\] is induced by the identity on \(R\Gamma_{c,\mathrm{fin}}(X,\FF_2)\) and by \(\operatorname{can}_M\) on the real boundary. Comparing the long exact cohomology sequences of the ordinary and modified boundary fiber sequences gives \[H^n(\gamma_X)\colon H^n_c(X;\FF_2) \xrightarrow{\;\sim\;} \widehat H^n_c(X;\FF_2) \qquad(n>N_X+1),\] because the real-boundary comparison is an isomorphism in degrees \(n-1\) and \(n\). Moreover, \(\gamma_X\) is induced by a morphism of non-unital \(E_\infty\)-fiber models, and therefore commutes with Steenrod operations; the Bockstein is again functorial. The identities on \(H^*_c(X;\FF_2)\) consequently transfer to \[\widehat H^n_c(X;\FF_2) \qquad(n>N_X+1).\] ◻
In this chapter we introduce the main characteristic classes studied in this paper—the étale Stiefel–Whitney classes and the Wu classes—and establish one of our main theorems, Theorem 2, which relates them for flat projective regular schemes over bases that are either finite fields or rings of \(S\)-integers, under the standing assumption that \(2\) is invertible on the base. We begin in §4.1 by defining étale Stiefel–Whitney classes, and then in §4.2 we introduce Wu classes and prove Theorem 2.
We follow Benoist [8]; see also Feng [3] for the finite-field case. Let \(X\) be a regular Noetherian \(\mathbf{Z}[1/2]\)-scheme. By \(\mathbf{Z}[1/2]\)-scheme, we mean that we allow either a finite field or ring of \(S\)-integer base, away from the prime \(2\). Let \(p\colon E\to X\) be a vector bundle of rank \(r\), and write \(i\colon X\hookrightarrow E\) for the zero section. We denote by \(H^*_{X,\mathrm{\acute{e}t}}(E;-)\) the étale cohomology of \(E\) with supports in \(i(X)\).
By (Gabber’s) absolute purity there is a Gysin (Thom) isomorphism \[\phi_E\colon H^m_{\mathrm{\acute{e}t}}(X;\mathbf{Z}/2\mathbf{Z}) \xrightarrow{\;\sim\;} H^{m+2r}_{X,\mathrm{\acute{e}t}}(E;\mu_2^{\otimes r}),\] and we set \[s_{X/E}:=\phi_E(1)\in H^{2r}_{X,\mathrm{\acute{e}t}}(E;\mu_2^{\otimes r}).\] This is the Thom class of \(E\); see Riou [23].
Definition 21 (See Benoist [8]). For \(j\ge 0\), the \(j\)-th étale Stiefel–Whitney class of \(E\) is \[w_j(E):=\phi_E^{-1}\bigl(\Sq^j(s_{X/E})\bigr)\in H^j_{\mathrm{\acute{e}t}}(X;\mathbf{Z}/2\mathbf{Z}),\] where \(\Sq^j\) denotes the \(j\)-th étale Steenrod square on \(H^{2r}_{X,\mathrm{\acute{e}t}}(E;\mu_2^{\otimes r})\). We write \[w(E):=\sum_{j\ge 0} w_j(E)\in H^*_{\mathrm{\acute{e}t}}(X;\mathbf{Z}/2\mathbf{Z})\] for the total étale Stiefel–Whitney class. Equivalently, \(w_j(E)\) is characterized by \[\Sq^j(s_{X/E})=p^*\bigl(w_j(E)\bigr)\smile s_{X/E},\] and, after summing over \(j\), \[\Sq(s_{X/E})=p^*\bigl(w(E)\bigr)\smile s_{X/E}, \qquad \Sq:=\sum_{j\ge 0}\Sq^j.\]
The classes \(w_j(E)\) satisfy the following properties.
One has \(w_0(E)=1\) and \(w_j(E)=0\) for \(j>2r\).
(Naturality) If \(f\colon Y\to X\) is a morphism of regular Noetherian \(\mathbf{Z}[1/2]\)-schemes, then \[f^*w_j(E)=w_j(f^*E)\in H^j_{\mathrm{\acute{e}t}}(Y;\mathbf{Z}/2\mathbf{Z}).\]
(Whitney product formula) For every short exact sequence \[0\longrightarrow E'\longrightarrow E\longrightarrow E''\longrightarrow 0\] of vector bundles on \(X\), one has \[w(E)=w(E')\smile w(E'').\] In particular, \[w(E'\oplus E'')=w(E')\smile w(E'').\]
Proof. For (i), this is immediate from Definition 21 and the standard properties of Steenrod squares: one has \(\Sq^0=\mathrm{id}\), hence \[w_0(E)=\phi_E^{-1}\bigl(\Sq^0(s_{X/E})\bigr)=\phi_E^{-1}(s_{X/E})=1,\] and the instability relation \(\Sq^j(x)=0\) for \(j>\deg(x)\) applied to \(x=s_{X/E}\in H^{2r}_{X,\mathrm{\acute{e}t}}(E;\mu_2^{\otimes r})\) gives \(w_j(E)=0\) for \(j>2r\); see [8].
For (ii), let \(\widetilde{f}\colon f^*E\to E\) be the canonical morphism of total spaces. Since the square defined by the zero sections is cartesian, the compatibility of Gysin morphisms (equivalently, of Thom classes) with base change implies \[\widetilde{f}^*(s_{X/E})=s_{Y/f^*E};\] see [23]. On the other hand, étale Steenrod squares commute with pullback; see [8]. Therefore \[f^*w_j(E) =\phi_{f^*E}^{-1}\bigl(\widetilde{f}^*\Sq^j(s_{X/E})\bigr) =\phi_{f^*E}^{-1}\bigl(\Sq^j(\widetilde{f}^*s_{X/E})\bigr) =\phi_{f^*E}^{-1}\bigl(\Sq^j(s_{Y/f^*E})\bigr) =w_j(f^*E).\]
(iii) is exactly [8]. ◻
Let \(\pi\colon \operatorname{Fl}(E)\to X\) be the complete flag bundle of \(E\). By repeated use of the projective bundle formula, the pullback \[\pi^*\colon H^*_{\mathrm{\acute{e}t}}(X;\mathbf{Z}/2\mathbf{Z}) \longrightarrow H^*_{\mathrm{\acute{e}t}}(\operatorname{Fl}(E);\mathbf{Z}/2\mathbf{Z})\] is injective. Moreover, \(\pi^*E\) admits a filtration by subbundles \[0=E_0\subset E_1\subset \cdots \subset E_r=\pi^*E\] whose successive quotients \(L_i:=E_i/E_{i-1}\) are line bundles. Consequently, any universal polynomial identity among characteristic classes may be checked after pullback to \(\operatorname{Fl}(E)\). If \(\overline{c}_i(E)\in H^{2i}_{\mathrm{\acute{e}t}}(X;\mathbf{Z}/2\mathbf{Z})\) denotes the reduction modulo \(2\) of the étale Chern class \(c_i(E)\), and if we set \[\overline{c}(E):=1+\overline{c}_1(E)+\cdots+\overline{c}_r(E),\] then on \(\operatorname{Fl}(E)\) one may write formally \[\pi^*\overline{c}(E)=\prod_{i=1}^r \bigl(1+\lambda_i\bigr), \qquad \lambda_i:=\overline{c}_1(L_i).\] See Grothendieck [24]; see also Riou [23].
The following Theorem relates (étale) Stiefel–Whitney classes to the mod 2 reductions of Chern classes. It follows from Grothendieck’s splitting principle together with Proposition [prop:etale-sw-basic](ii). A similar theorem in the case of varieties over finite fields of odd characteristic appears in [3].
Theorem 7 (Benoist [8]). Let \(\beta_X\in H^1_{\mathrm{\acute{e}t}}(X;\mathbf{Z}/2\mathbf{Z})\) be the Bockstein element (see Definition 26). Let \(\pi\colon \operatorname{Fl}(E)\to X\) be the complete flag bundle of Remark [rem:etale-sw-splitting], and let \(L_1;\dots,L_r\) be the successive line-bundle quotients of \(\pi^*E\). Then \[\pi^*w(E)=\prod_{i=1}^r \bigl(1+\pi^*\beta_X+\overline{c}_1(L_i)\bigr)\] in \(H^*_{\mathrm{\acute{e}t}}(\operatorname{Fl}(E);\mathbf{Z}/2\mathbf{Z})\). Equivalently, under the splitting principle one may write \[w(E)=\prod_{i=1}^r \bigl(1+\beta_X+\lambda_i\bigr), \qquad \pi^*\overline{c}(E)=\prod_{i=1}^r(1+\lambda_i).\] In particular, if \(\beta_X=0\) (for instance, if \(X\) is a scheme over a ring containing \(\mu_4\)), then \[w(E)=\overline{c}(E).\]
Theorem 7 shows that \(w(E) = \sum_{k=0}^r(1+\beta_X)^{r-k}\overline{c}_k(E)\). When \(\beta_X^2 = 0\) so that \((1+\beta_X)^2 = 1\), e.g. when the base is a finite field, one recovers Feng’s formula [3].
We continue to work with Noetherian \(\mathbf{Z}[1/2]\)-schemes, as in the previous section, allowing bases that are either rings of \(S\)-integers or smooth curves over finite fields. The goal of this subsection is to introduce Wu classes—characteristic classes encoding the failure of proper pushforwards to commute with Steenrod squares—and to prove the absolute Wu formula, Theorem 9. We begin by setting up the duality-theoretic framework in which absolute Wu classes are defined and by recalling the virtual tangent and normal bundles needed to state the formula. We then reduce the absolute formula to a relative Wu formula; in the \(S\)-integer case, the required modified compactly supported relative Wu formula is proved in §4.2.1 and forms the main technical part of this section. Finally, in §4.2.2 we determine the absolute Wu class of a ring of \(S\)-integers.
Throughout, let \(X\) be a regular separated scheme, flat and pure of relative dimension \(d\) over such a base \(B\). Wu classes are naturally defined via the generalized Artin–Verdier pairing.
Theorem 8 (Generalized Artin–Verdier duality, cf. [17], see also [25]). Let \(F\) be a constructible sheaf of \(\mathbf{Z}/2\)-modules on \(X_{\et}\). Then, for every \(r\in\mathbf{Z}\), the Yoneda/cup-product \[\label{eq:av} \Ext^r_{X,\mathbf{Z}/2}\bigl(F,\mu_2^{\otimes(d+1)}\bigr) \times \widehat H_c^{2d+3-r}(X;F) \longrightarrow \mathbf{Z}/2,\qquad{(1)}\] is a perfect pairing of finite groups.
Here the notation \(\widehat H_c^*(X; -)\) means the Geisser–Schmidt/Milne modified compact support cohomology as in Definition 15 in the \(S\)-integer case, and ordinary compact support cohomology in the finite field case.
Definition 22 (Absolute Wu class). The absolute Wu class* of \(X\) is the unique class \[v_X\in H^*_{\text{\'{e}t}}(X;\mathbf{Z}/2)\] such that for every \(x\in \widehat H_c^*(X; \mu_2^{\otimes d+1}) \overset{\text{AV}}{\cong} \left(H_{\text{\'{e}t}}^{2d+3-*}(X; \mathbf{Z}/2)\right)^{\vee}\), one has \[\label{eq:wu95formula} \int_X \widehat {\Sq}_c(x)=\int_X (x\cdot v_X).\tag{4}\] *
The existence and uniqueness of the absolute Wu class follows from the fact that the generalized Artin–Verdier duality is perfect.
We require the definition of the virtual relative tangent and normal bundles for smoothable lci morphisms.
Definition 23 (Virtual tangent and normal bundles, cf. [26], see also [11]). Let \[f\colon Y\to X\] be a smoothable local complete intersection morphism, i.e. a morphism admitting a factorization as \[Y \xhookrightarrow{i} P \xrightarrow{p} X\] with \(i\) a regular closed immersion and \(p\) smooth. The virtual tangent bundle* of \(f\) is the class: \[\tau_f=[i^*T_{P/X}]-[N_{Y/P}] \in K_0(Y),\] where \(T_{P/X}\) and \(N_{Y/P}\) are the honest tangent and normal bundles associated to the maps \(i\) and \(p\), respectively. We define the virtual normal bundle of \(f\) to be the class \[\nu_f:=-\tau_f\in K_0(Y).\] In particular:*
if \(f\) is smooth, then \[\tau_f = [T_{Y/X}],\qquad \nu_f = -[T_{Y/X}].\]
if \(f=i\) is a regular closed immersion, then \[\tau_f = -[N_{Y/X}],\qquad \nu_f=[N_{Y/X}].\]
The goal of this chapter is to prove the absolute Wu formula.
Theorem 9 (Absolute Wu formula). Let \(f: X\to B\) be a flat projective morphism with \(X\) regular. Denote the absolute Wu class of \(B\) by \(v_B\). Then \[v_X = \mathrm{\Sq}^{-1}(w^{\text{\'{e}t}}(\tau_f))\cdot f^*v_B\in H^*_{\text{\'{e}t}}(X; \mathbf{Z}/2)\] is the absolute Wu class of \(X\).
In the odd characteristic finite field setting, Theorem 9 is proven by Feng in [3]. A reader curious as to why our formula is not a formal corollary of the finite field Wu formula is deferred to § 6, where we carry such an extended discussion. In both finite field and ring of \(S\)-integer settings, the absolute Wu formula may be deduced as a formal corollary of the relevant relative Wu formula. In the finite field setting, a relevant relative Wu formula is Benoist’s relative Wu formula for \(\mathbf{Z}[1/2]\)-schemes; see [8], see also Theorem 12. In the \(S\)-integer base setting, the relevant relative Wu formula is the modified compact support relative Wu formula, whose proof is carried out in §4.2.1, and shall be the main focus of the rest of this chapter. In order to state it correctly, we require the notion of the modified compact support pushforward (see Definition 25); a functor, which associates a proper morphism \(f: X\to Y\) of pure virtual dimension \(-c\), with \(X\) and \(Y\) separated of finite type over \(\mathcal{O}_{K,S}\) admitting ample invertible sheaves, a homomorphism of the form: \[\widehat f_{*,c}\colon \widehat H_c^q(Y;\mu_2^{\otimes r}) \longrightarrow \widehat H_c^{q+2c}(X;\mu_2^{\otimes r+c}).\]
Theorem 10 (Modified compactly supported relative Wu formula). Let \[f\colon Y\to X\] be a proper morphism of regular Noetherian \(\mathcal{O}_{K,S}\)-schemes admitting ample invertible sheaves, pure of virtual relative dimension \(-c\), and let \[\nu_f\in K_0(Y)\] be its virtual normal bundle. Then, for every \(x\in \widehat H_c^*(Y;\mu_2^{\otimes *})\), \[\widehat{\Sq}_c\bigl(\widehat f_{*,c}(x)\bigr) = \widehat f_{*,c}\bigl(\widehat{\Sq}_c(x)\cdot w^{\mathrm{\acute et}}(\nu_f)\bigr).\]
We are now ready to establish the absolute Wu formula. We carry out its proof in the level of generality of an arbitrary flat projective \(f: X\to B\) pure of relative dimension \(d\), with \(X\) regular and \(B\) again either a smooth curve over a finite field or a ring of \(S\)-integers away from \(2\). In the finite field setting, the notations \(\widehat H_c^*\) and \(\widehat f_{*,c}\) are to be read as \(H_c^*\) and \(f_{*,c}\), and, as stated above, the alternative to Theorem 10 is Benoist’s relative Wu formula.
Proof of Theorem 9. Let \(x\in \widehat H_c^*(X;\mu_2^{\otimes d+1})\). Our goal is to show: \[\int_X \widehat{\mathrm{\Sq}}_c(x) = \int_X \bigl(x\cdot \mathrm{\Sq}^{-1}(w^{\text{\'{e}t}}(\tau_f))\cdot f^*v_B\bigr).\]
By the projection formula and the defining property of \(v_B\), we have \[\int_X \bigl(x\cdot \mathrm{\Sq}^{-1}(w^{\text{\'{e}t}}(\tau_f))\cdot f^*v_B\bigr) = \int_B \bigl(\widehat{f_{*,c}}(x\cdot \mathrm{\Sq}^{-1}(w^{\text{\'{e}t}}(\tau_f)))\cdot v_B\bigr) = \int_B \widehat{\mathrm{\Sq}}_c\bigl(\widehat{f_{*,c}}(x\cdot \mathrm{\Sq}^{-1}(w^{\text{\'{e}t}}(\tau_f)))\bigr).\] Theorem 10 and the mixed Cartan formula give \[\begin{align} \widehat{\mathrm{\Sq}}_c\bigl(\widehat{f_{*,c}}(x\cdot \mathrm{\Sq}^{-1}(w^{\text{\'{e}t}}(\tau_f)))\bigr)&= \widehat{f_{*,c}}\Bigl(\widehat{\mathrm{\Sq}}_c\bigl(x\cdot \mathrm{\Sq}^{-1}(w^{\text{\'{e}t}}(\tau_f))\bigr)\cdot w^{\text{\'{e}t}}(\nu_f)\Bigr)\\ &= \widehat{f_{*,c}}\bigl(\widehat{\mathrm{\Sq}}_c(x)\cdot w^{\text{\'{e}t}}(\tau_f)\cdot w^{\text{\'{e}t}}(\nu_f)\bigr)\\ &= \widehat{f_{*,c}}\bigl(\widehat{\mathrm{\Sq}}_c(x)\bigr), \end{align}\] Therefore \[\int_X \bigl(x\cdot \mathrm{\Sq}^{-1}(w^{\text{\'{e}t}}(\tau_f))\cdot f^*v_B\bigr) = \int_B \widehat{f_{*,c}}\bigl(\widehat{\mathrm{\Sq}}_c(x)\bigr) = \int_X \widehat{\mathrm{\Sq}}_c(x),\] which completes the proof. ◻
Theorem 11 (Absolute arithmetic Wu formula). If \[B=\Spec \mathcal{O}_{K,S}\] and \(\beta_B\in H^1_{\text{\'{e}t}}(B; \mathbf{Z}/2)\) denotes the Bockstein class of \(B\) (see Definition 26), then the absolute Wu class \(v_B\) of \(B\) satisfies: \[v_B = 1 + \beta_B.\]
The Bockstein class can also be described in terms of the Kummer class of \(-1\), see §4.2.2 for an extended discussion.
We prove the absolute arithmetic Wu formula in § 4.2.2.
Our goal is to prove the modified compactly supported relative Wu formula stated above in Theorem 10. The proof essentially follows the same strategy as the proof of the ordinary relative Wu formula given by Benoist.
We recall the ordinary formula.
Theorem 12 (Benoist’s relative Wu formula [8]). Let \(f \colon Y \to X\) be a proper morphism of regular Noetherian \(\mathbf{Z}[1/2]\)-schemes admitting ample invertible sheaves, and let \(\nu_f \in K_0(Y)\) be its virtual normal bundle. Then for every \[x\in H_{\mathrm{\acute et}}^q(Y;\mu_2^{\otimes r}),\] one has \[Sq(f_*x)=f_*\bigl(Sq(x)\cdot w^{\mathrm{\acute et}}(\nu_f)\bigr).\]
Since the modified formula concerns only \(S\)-integer bases, we shall henceforth assume implicitly throughout this subsection that all schemes admit a dense compactification over \(\Spec\,\mathbf{Z}\).
Definition 24 (Riou’s Gysin morphism cf. [23]). Let \[f\colon Y\to X\] be a smoothable local complete intersection morphism of separated schemes of finite type over \(\Spec \mathbf{Z}[1/2]\), such that \(X\) and \(Y\) admit ample invertible sheaves, and assume \(f\) has pure virtual relative dimension \(-c\). Let \(r\in \mathbf{Z}\).
Riou’s \(r\)-twisted Gysin class of \(f\) is a canonical morphism: \[Cl_f^r\colon \mu_2^{\otimes r} \longrightarrow Rf^!\mu_2^{\otimes r+c}[2c].\]
Define the \(r\)-twisted Gysin morphism of \(f\) to be its adjoint, under the adjunction \(Rf_!\dashv Rf^!\): \[\label{eq:riou95gysin} \mathrm{gys}_f^r\colon Rf_!\mu_2^{\otimes r} \longrightarrow \mu_2^{\otimes r+c}[2c].\qquad{(2)}\]
When \(f\) is a regular closed immersion, \(Cl_f^r\) and \(\mathrm{gys}_f^r\) are isomorphisms; see [23].
Definition 25 (Gysin morphism of modified boundary triangles). Retain the hypotheses of Definition 24, and further assume \(f: Y\to X\) is proper. Since \(s_Y=s_X\circ f\), the canonical identification \[Rs_{Y,!}\simeq Rs_{X,!}\,Rf_!\] induces a commutative diagram of triangles in \(D(\FF_2)\) (see Remark [rem:ordinary-modified-boundary-triangles]): \[\begin{tikzcd}[column sep=large,row sep=large] \widehat R\Gamma_c\!\bigl(Y,\mu_2^{\otimes r}\bigr) \ar[r] \ar[d, swap, "{\widehat R\Gamma_c(X,\mathrm{gys}_f^r)}"] & R\Gamma_{c,\mathrm{fin}}\!\bigl(Y,\mu_2^{\otimes r}\bigr) \ar[r] \ar[d, swap, "{R\Gamma_{c,\mathrm{fin}}(X,\mathrm{gys}_f^r)}"] & \widehat R\Gamma_{\infty}\!\bigl(Y,\mu_2^{\otimes r}\bigr) \ar[d, "{\widehat R\Gamma_{\infty}(X,\mathrm{gys}_f^r)}"] \\ \widehat R\Gamma_c\!\bigl(X,\mu_2^{\otimes r+c}\bigr)[2c] \ar[r] & R\Gamma_{c,\mathrm{fin}}\!\bigl(X,\mu_2^{\otimes r+c}\bigr)[2c] \ar[r] & \widehat R\Gamma_{\infty}\!\bigl(X,\mu_2^{\otimes r+c}\bigr)[2c]. \end{tikzcd}\] We call this diagram the Gysin morphism of modified boundary triangles* associated with \(f\).*
Passing to cohomology, we denote the induced morphisms by \[\widehat f_{*,c}\colon \widehat H_c^q\!\bigl(Y;\mu_2^{\otimes r}\bigr) \longrightarrow \widehat H_c^{q+2c}\!\bigl(X;\mu_2^{\otimes r+c}\bigr),\] \[f_{*,c,\mathrm{fin}}\colon H_{c,\mathrm{fin}}^q\!\bigl(Y;\mu_2^{\otimes r}\bigr) \longrightarrow H_{c,\mathrm{fin}}^{q+2c}\!\bigl(X;\mu_2^{\otimes r+c}\bigr),\] and \[\widehat f_{*,\infty}\colon \widehat H_{\infty}^q\!\bigl(Y;\mu_2^{\otimes r}\bigr) \longrightarrow \widehat H_{\infty}^{q+2c}\!\bigl(X;\mu_2^{\otimes r+c}\bigr).\]
These pushforwards are compatible with composition. This follows from the functoriality of \(\widehat R\Gamma_c(X,-)\), \(R\Gamma_{c,\mathrm{fin}}(X,-)\), and \(\widehat R\Gamma_{\infty}(X,-)\), together with Riou’s compatibility of Gysin morphisms with composition; see [23].
We are now ready to prove the modified compact-support relative Wu formula.
Proof of Theorem 10. Following Benoist, we decompose \(f\) into (see [11]): \[Y\xhookrightarrow{g} \mathbb{P}^n_X\xrightarrow{p} X,\] where \(g\) is a regular closed immersion, and \(p\) is the structure morphism. Riou’s compatibility of Gysin morphisms with composition (see Remark [rem:riou-composition]), together with the mixed Cartan formula (See Remark [rem:mixed-cartan-formulas]) for \(\widehat{\Sq}_c\), the multiplicativity of \(w^{\mathrm{\acute et}}\), and the additivity of virtual normal bundles, gives: \[\begin{align} \widehat{\Sq}_c(\widehat{f}_{*,c}x) &=\widehat{\Sq}_c(\widehat{p}_{*,c}\widehat{g}_{*,c}x)\\ &=\widehat{p}_{*,c}\Bigl(\widehat{\Sq}_c(\widehat{g}_{*,c}x)\cdot w^{\mathrm{\acute et}}(\nu_p)\Bigr)\\ &=\widehat{p}_{*,c}\Bigl(\widehat{g}_{*,c}\bigl(\widehat{\Sq}_c(x)\cdot w^{\mathrm{\acute et}}(\nu_g)\bigr)\cdot w^{\mathrm{\acute et}}(\nu_p)\Bigr)\\ &=\widehat{f}_{*,c}\bigl(\widehat{\Sq}_c(x)\cdot w^{\mathrm{\acute et}}(\nu_g)\cdot g^*w^{\mathrm{\acute et}}(\nu_p)\bigr)\\ &=\widehat{f}_{*,c}\bigl(\widehat{\Sq}_c(x)\cdot w^{\mathrm{\acute et}}(\nu_f)\bigr), \end{align}\] which is the desired formula.
Therefore, it suffices to prove Theorem 10 in the two special families of morphisms: regular closed immersions, and projective bundles.
Case 1: regular closed immersions. Let \[g\colon Z\hookrightarrow T\] be a regular closed immersion of codimension \(d\).
For any \(M^{\bullet}\in D^+(T_{\mathrm{\acute et}},\Lambda)\), set \[\widehat{R}\Gamma_{c,Z}(T,M^{\bullet}) := \widehat{R}\Gamma_{c}\!\bigl(T,Rg_*Rg^!M^{\bullet}\bigr),\qquad R\Gamma_{\text{\'{e}t},Z}(T,M^{\bullet}) := R\Gamma_{\text{\'{e}t}}\!\bigl(T,Rg_*Rg^!M^{\bullet}\bigr).\] Since \(g\) is proper, we have \[\widehat{R}\Gamma_{c,Z}(T,M^{\bullet}) = \widehat{R}\Gamma_{c}\!\bigl(Z,Rg^!M^{\bullet}\bigr),\qquad R\Gamma_{\text{\'{e}t},Z}(T,M^{\bullet}) = R\Gamma_{\text{\'{e}t}}\!\bigl(Z,Rg^!M^{\bullet}\bigr).\]
Riou’s \(r\)-twisted gysin class for \(g\) is an isomorphism: \[Cl_g^{r}\colon \mu_2^{\otimes r} \xrightarrow{\;\sim\;} Rg^!\mu_2^{\otimes r+d}[2d].\] Applying \(\widehat{R}\Gamma_{c}(Z,-)\) and \(R\Gamma_{\text{\'{e}t}}(Z,-)\), and passing to cohomology gives the Thom isomorphisms: \[\widehat\phi_{g,c}^{r}\colon \widehat{H}_{c}^q(Z;\mu_2^{\otimes r}) \xrightarrow{\sim} \widehat{H}_{c,Z}^{q+2d}(T;\mu_2^{\otimes r+d}),\qquad \phi_g^{r}\colon H_{\mathrm{\acute et}}^q(Z;\mu_2^{\otimes r}) \xrightarrow{\sim} H_Z^{q+2d}(T;\mu_2^{\otimes r+d}).\]
We denote the corresponding ordinary Thom class by \[s_{g,Z}:=\phi_g^0(1)\in H_Z^{2d}(T;\mu_2^{\otimes d}).\] The point we shall use is that Riou’s purity classes are compatible with tensoring coefficients. Namely, \(Cl_g^r\) is the composite \[\mu_2^{\otimes r} \simeq g^*\mu_2^{\otimes r}\otimes \FF_{2,Z} \xrightarrow{\;\id\otimes Cl_g^0\;} g^*\mu_2^{\otimes r}\otimes Rg^!\mu_2^{\otimes d}[2d] \longrightarrow Rg^!\mu_2^{\otimes r+d}[2d],\] where the last arrow is the natural \(g^*(-)\)-module structure on \(Rg^!(-)\). Thus, under the identifications \[H_Z^*(T;-)=H^*(Z;Rg^!(-)),\qquad \widehat H_{c,Z}^*(T;-)=\widehat H_c^*(Z;Rg^!(-)),\] the maps induced by \(Cl_g^r\) are multiplication by the class represented by \(Cl_g^0\), namely \(s_{g,Z}\). Hence, for all \(y\in H_{\acute et}^q(Z;\mu_2^{\otimes r})\) and \(x\in \widehat H_c^q(Z;\mu_2^{\otimes r})\), \[\phi_g^r(y)=y\cdot s_{g,Z},\qquad \widehat\phi_{g,c}^r(x)=x\cdot s_{g,Z},\] where the second product is the mixed product between modified compact-support cohomology and ordinary cohomology with support in \(Z\).
This allows us to reduce the regular closed-immersion case to Benoist’s computation. More precisely, Benoist proves that for a regular closed immersion \(g\), one has5 \[\Sq_Z\bigl(\phi_g^{r}(y)\bigr) = \phi_g^{r}\bigl(Sq(y)\cdot w^{\mathrm{\acute et}}(N_g)\bigr)\] in \(H_Z^*(T;\mu_2^{\otimes *})\); see [8]. Taking \(r=0\), \(y=1\), we obtain \[\Sq_Z(s_{g,Z})=w^{\mathrm{\acute et}}(N_g)\cdot s_{g,Z}.\] Now let \[x\in \widehat H_c^q(Z;\mu_2^{\otimes r}).\] Using Cartan, we compute \[\begin{align} \widehat{\Sq}_{c,Z}\bigl(\widehat\phi_{g,c}^{r}(x)\bigr) &= \widehat{\Sq}_{c,Z}(x\cdot s_{g,Z})\\ &= \widehat{\Sq}_c(x)\cdot \Sq_Z(s_{g,Z})\\ &= \widehat{\Sq}_c(x)\cdot w^{\mathrm{\acute et}}(N_g)\cdot s_{g,Z}\\ &= \widehat\phi_{g,c}^{r}\bigl(\widehat{\Sq}_c(x)\cdot w^{\mathrm{\acute et}}(N_g)\bigr). \end{align}\] Finally, by construction \(\widehat g_{*,c}\) is the composite of \(\widehat\phi_{g,c}^{r}\) with the forget-support morphism \[\widehat H_{c,Z}^*(T;\mu_2^{\otimes *}) \longrightarrow \widehat H_c^*(T;\mu_2^{\otimes *}),\] so forgetting support yields \[\widehat{\Sq}_c(\widehat g_{*,c}x) = \widehat g_{*,c}\bigl(\widehat{\Sq}_c(x)\cdot w^{\mathrm{\acute et}}(N_g)\bigr).\] This proves the formula for regular closed immersions.
Case 2: projective bundles. Let \[p\colon P:=\mathbb{P}^n_X\longrightarrow X\] be the projection. Since \(p\) is smooth of relative dimension \(n\), its virtual normal bundle is \[\nu_p=-[T_{P/X}]\in K_0(P).\] We write \[\lambda:=c_1^{\mathrm{\acute et}}\!\bigl(\mathcal{O}_P(1)\bigr)\in H_{\mathrm{\acute et}}^2(P;\mu_2).\]
For every integers \(q,r\), Riou’s projective bundle formula gives an isomorphism in \(D(X_{\mathrm{\acute et}},\mathbf{Z}/2)\) \[\bigoplus_{m=0}^n \mu_2^{\otimes (r-m)}[-2m] \xrightarrow{\;\sim\;} Rp_*\mu_2^{\otimes r},\] whose \(m\)-th component is cup product with \(\lambda^m\) [23]. Applying \[\widehat R\Gamma_c(X,-)\] yields an isomorphism \[\widehat\Phi_{p,c}^{q,r}\colon \bigoplus_{m=0}^n \widehat H_c^{q-2m}(X;\mu_2^{\otimes (r-m)}) \xrightarrow{\;\sim\;} \widehat H_c^{q}(P;\mu_2^{\otimes r}),\] given by \[(y_0,\dots,y_n)\longmapsto \sum_{m=0}^n \widehat p_c^*(y_m)\cdot \lambda^m,\] where \(\widehat p_c^*\) denotes the pullback on modified compact-support cohomology induced by \(p\). Thus it is enough to prove the desired identity for a class of the form \[x=\widehat p_c^*(y)\cdot \lambda^m, \qquad 0\le m\le n,\] with \[y\in \widehat H_c^{q-2m}(X;\mu_2^{\otimes (r-m)}).\]
We first compute \(\widehat p_{*,c}(x)\). Let \[p_*\colon H_{\mathrm{\acute et}}^a(P;\mu_2^{\otimes b}) \longrightarrow H_{\mathrm{\acute et}}^{a-2n}(X;\mu_2^{\otimes (b-n)})\] denote the ordinary Gysin pushforward. Because \(p\) is smooth, Riou’s Gysin map is induced by the trace map [23]. Under the projective bundle formula, this pushforward extracts the \(\lambda^n\)-coefficient; equivalently, \[p_*(\lambda^m)=0 \quad (0\le m<n), \qquad p_*(\lambda^n)=1\in H_{\mathrm{\acute et}}^0(X;\mathbf{Z}/2),\] the normalization of the top class being fixed by [23]. Hence, by the modified compact-support projection formula, \[\widehat p_{*,c}(x) = \widehat p_{*,c}\bigl(\widehat p_c^*(y)\cdot \lambda^m\bigr) = y\cdot p_*(\lambda^m) = \begin{cases} 0,& 0\le m<n,\\ y,& m=n. \end{cases}\] Therefore \[\label{eq:lhs-benoist-modified-projective-case} \widehat{\Sq}_c\bigl(\widehat p_{*,c}(x)\bigr) = \begin{cases} 0,& 0\le m<n,\\ \widehat{\Sq}_c(y),& m=n. \end{cases}\tag{5}\]
We now compute the right-hand side. By naturality of \(\widehat{\Sq}_c\) with respect to proper-pullback and by the mixed Cartan formula, one has \[\widehat{\Sq}_c(x) = \widehat{\Sq}_c\bigl(\widehat p_c^*(y)\cdot \lambda^m\bigr) = \widehat p_c^*\bigl(\widehat{\Sq}_c(y)\bigr)\cdot \Sq(\lambda^m),\] where \(\Sq(\lambda^m)\) is the ordinary (total) Steenrod square of the ordinary class \(\lambda^m\in H_{\mathrm{\acute et}}^{2m}(P;\mu_2^{\otimes m})\). Multiplying by the ordinary class \(w^{\mathrm{\acute et}}(\nu_p)\) and applying the modified compact-support projection formula again gives \[\widehat p_{*,c}\bigl(\widehat{\Sq}_c(x)\cdot w^{\mathrm{\acute et}}(\nu_p)\bigr) = \widehat{\Sq}_c(y)\cdot p_*\bigl(\Sq(\lambda^m)\cdot w^{\mathrm{\acute et}}(\nu_p)\bigr).\]
At this point we reduce to Benoist’s ordinary theorem. Since \(X\) is regular Noetherian and admits an ample invertible sheaf, the same holds for \(P=\mathbb{P}^n_X\). Thus Benoist’s ordinary relative Wu formula, recalled above as Theorem 12 and originally proved in [8], applies to the proper morphism \(p\colon P\to X\) and to the ordinary class \[\lambda^m\in H_{\mathrm{\acute et}}^{2m}(P;\mu_2^{\otimes m}).\] It yields \[p_*\bigl(\Sq(\lambda^m)\cdot w^{\mathrm{\acute et}}(\nu_p)\bigr) = \Sq\bigl(p_*(\lambda^m)\bigr).\] Using the above computation of \(p_*(\lambda^m)\), and the identity \(\Sq(1)=1\), we obtain \[p_*\bigl(\Sq(\lambda^m)\cdot w^{\mathrm{\acute et}}(\nu_p)\bigr) = \begin{cases} 0,& 0\le m<n,\\ 1,& m=n. \end{cases}\] Consequently, \[\widehat p_{*,c}\bigl(\widehat{\Sq}_c(x)\cdot w^{\mathrm{\acute et}}(\nu_p)\bigr) = \begin{cases} 0,& 0\le m<n,\\ \widehat{\Sq}_c(y),& m=n. \end{cases}\] Comparing with 5 , we conclude that \[\widehat{\Sq}_c(\widehat p_{*,c}x) = \widehat p_{*,c}\bigl(\widehat{\Sq}_c(x)\cdot w^{\mathrm{\acute et}}(\nu_p)\bigr)\] for all \(x\in \widehat H_c^*(P;\mu_2^{\otimes *})\). This proves the projective bundle case, and completes the proof of the theorem. ◻
Let \(q = p^k\) be odd. Since the absolute Wu class of \(\Spec\,\FF_q\) is \(1\), the absolute Wu formula of a finite type projective \(\FF_q\)-scheme collapses to the relative Wu formula over the base. Our goal is to prove Theorem 11, which identifies the absolute arithmetic Wu class of a ring of \(S\)-integers in terms of its Bockstein class. Throughout this subsection, we fix an \(S\)-integer base: \[B=\Spec \mathcal{O}_{K,S},\qquad 2\in \Gamma(B, \mathcal{O}_B^{\times}).\]
For every \(r\in \mathbf{Z}\) and every \(q\ge 0\), let \[\delta_r \colon H^q(B;\mu_2^{\otimes r}) \longrightarrow H^{q+1}(B;\mu_2^{\otimes r})\] and \[\widehat{\delta}_r \colon \widehat H_c^q(B;\mu_2^{\otimes r}) \longrightarrow \widehat H_c^{q+1}(B;\mu_2^{\otimes r})\] be the connecting morphisms associated with the short exact sequence \[\label{eq:absolute-bockstein-sequence} 0 \longrightarrow \mu_2^{\otimes r} \longrightarrow \mu_4^{\otimes r} \longrightarrow \mu_2^{\otimes r} \longrightarrow 0, \qquad (\mu_n^{\otimes 0}:=\mathbf{Z}/n).\tag{6}\] Since \(\mu_2 \simeq \mathbf{Z}/2\) canonically, we shall use this identification, and the induced identifications \(\mu_2^{\otimes r}\simeq \mathbf{Z}/2\), without further comment.
Definition 26 (Bockstein class). Let \(1_{\mu}\in H^0(B;\mu_2)\) be the image of the generator \[1\in H^0(B;\mathbf{Z}/2)\] under the canonical identification \(\mathbf{Z}/2\simeq \mu_2\). Equivalently, \(1_{\mu}\) is the section \(-1\in \mu_2(B)\). The Bockstein class* of \(B\) is \[\beta_B:=\delta_1(1_{\mu})\in H^1(B;\mu_2)\simeq H^1(B;\mathbf{Z}/2).\]*
We shall later identify \(\beta_B\) with the Kummer image of \(-1\in \mathcal{O}_{K,S}^\times\).
For later reference, we record Benoist’s comparison between the twisted and untwisted Bocksteins; in [8] the class \(\beta_B\) below is denoted by \(\varpi\).
Lemma 2 (See [8]). For every \(r\in \mathbf{Z}\) and every \(x\in H^q(B;\mu_2^{\otimes r})\), one has \[\delta_0(x)=\delta_r(x)-r\,\beta_B\cup x,\] where \(r\) is viewed modulo \(2\).
Lemma 3. Let \((-)^\vee:=\Hom_{\mathbf{Z}/2}(-;\mathbf{Z}/2)\). Under the Artin–Verdier duality isomorphisms \[H^1(B;\mathbf{Z}/2)\simeq \widehat H_c^2(B;\mu_2)^\vee \qquad\text{and}\qquad H^0(B;\mu_2)\simeq \widehat H_c^3(B;\mathbf{Z}/2)^\vee,\] the map \[\delta_1 \colon H^0(B;\mu_2)\longrightarrow H^1(B;\mu_2)\simeq H^1(B;\mathbf{Z}/2)\] is the transpose of \[\widehat{\delta}_0 \colon \widehat H_c^2(B;\mu_2)\longrightarrow \widehat H_c^3(B;\mathbf{Z}/2).\] Equivalently, for all \(a\in H^0(B;\mu_2)\) and \(x\in \widehat H_c^2(B;\mu_2)\), \[\langle \delta_1(a),x\rangle = \langle a,\widehat{\delta}_0(x)\rangle.\]
Proof. Set \(D(F):=\underline{\Hom}(F;\mathbf{G}_m)\). Since \(2\) is invertible on \(B\), we have canonical identifications \[D(\mu_\ell)\simeq \mathbf{Z}/\ell, \qquad D(\mathbf{Z}/\ell)\simeq \mu_\ell,\] and the short exact sequence \[0\longrightarrow \mu_2\longrightarrow \mu_4\longrightarrow \mu_2\longrightarrow 0\] is Cartier dual to \[0\longrightarrow \mathbf{Z}/2\longrightarrow \mathbf{Z}/4\longrightarrow \mathbf{Z}/2\longrightarrow 0.\]
By Artin–Verdier duality, for every constructible sheaf \(F\) on \(B\) there is a functorial perfect pairing \[H^i(B;D(F))\times \widehat H_c^{3-i}(B;F)\longrightarrow \mathbf{Q}/\mathbf{Z}.\] Applying this to the above dual pair of short exact sequences, we obtain a diagram, which is commutative up to a sign [27]; see also [25] \[\begin{tikzcd} H^0(B;\mu_2) \arrow[r,"\delta_1"] \arrow[d,"\sim"'] & H^1(B;\mu_2)\arrow[d,"\sim"]\\ \widehat H_c^3(B;\mathbf{Z}/2)^\vee \arrow[r,"(\widehat\delta_0)^\vee"'] & \widehat H_c^2(B;\mathbf{Z}/2)^\vee. \end{tikzcd}\] Since we are working modulo \(2\), there is no sign ambiguity, hence the diagram commutes. ◻
Write the total absolute Wu class of \(B\) as \[v_B=\sum_{i\ge 0} v_{B,i}, \qquad v_{B,i}\in H^i(B;\mathbf{Z}/2).\] The next proposition is precisely the absolute arithmetic Wu formula of Theorem 11.
One has \[v_{B,0}=1,\qquad v_{B,1}=\beta_B,\qquad v_{B,i}=0\;\text{for } i\ge 2.\] Equivalently, \[v_B=1+\beta_B.\]
Proof. By Artin–Verdier duality for arithmetic curves, the trace pairings \[H^i(B;\mathbf{Z}/2)\times \widehat H_c^{3-i}(B;\mu_2)\longrightarrow \mathbf{Z}/2\] are perfect for every \(i\); see [25], see also Theorem 8. We need to be a little careful due to the fact that the Steenrod algebra on modified compact support cohomology is the extended Steenrod algebra, hence supported in negative indices as well. It turns out however that these negative indexed Steenrod squares shall not play a role.
Indeed, let \(x\in H_c^{3-i}(B;\mu_2)\) be arbitrary. Then \[\int_B \widehat{\Sq}_c(x) = \int_B \sum_j\widehat{\Sq}^j_c(x) = \int_B \widehat{\Sq}^{i}_c(x),\] since the trace pairing only detects classes of degree \(3\). By the instability relations, \(\widehat{\Sq}^{i}_c(x) = 0\) if \(i > 3-i\iff i \ge 2\). Hence, we may assume \(i \le 1\) so that \(|x|\ge 2\). Since \(\widehat H_c^{k}(B;\mu_2) \cong H_c^{k}(B;\mu_2)\) for \(k\ge 2\) (see Proposition [prop:sq0-sq1-boundary-operations]), and since the Steenrod algebra on \(H_c^{k}(B;\mu_2)\) is non-negatively graded, \[|x| > 3 \implies \widehat{\Sq}_c(x) = 0.\] Hence \[\int_B \widehat{\Sq}_c(x) \neq 0\implies 2\le |x|\le 3,\] and consequentially, we have \[v_{B,i}=0\qquad (i<0\quad \text{or}\quad i>2).\] Now let \(x\in \widehat H_c^3(B;\mu_2)\). Since \(\widehat{\Sq}_c^0=\id\) on \(x\) of degree at least \(2\), we conclude that \(v_{B,0}=1\).
Finally, let \(x\in \widehat H_c^2(B;\mu_2)\). By Proposition [prop:sq0-sq1-boundary-operations] and Lemma 3, \[\int_B \widehat{\Sq}_c^1(x) = \langle 1,\widehat{\delta}_0(x)\rangle = \langle \delta_1(1_{\mu}),x\rangle = \langle \beta_B,x\rangle = \int_B \beta_B\cup x,\] where \(1\in H^0(B;\mathbf{Z}/2)\) corresponds to \(1_{\mu}\in H^0(B;\mu_2)\) under the canonical identification \(\mathbf{Z}/2\simeq \mu_2\). It follows that \(v_{B,1}=\beta_B\), and combining this with the vanishing of \(v_{B,i}\) for \(i\ge 2\) and the identity \(v_{B,0}=1\), we conclude that \[v_B=1+\beta_B.\] ◻
Definition 27 (Kummer class). Since \(2\) is invertible on \(B\), the étale Kummer sequence \[0\longrightarrow \mu_2 \longrightarrow \mathbf{G}_m \xrightarrow{(\cdot)^2} \mathbf{G}_m \longrightarrow 0\] is exact; see [11]. Let \[\partial_K\colon \Gamma(T,\mathcal{O}_T^\times)\longrightarrow H^1(T;\mu_2)\] be the associated boundary map. For \[u\in \Gamma(T,\mathcal{O}_T^\times),\] we write \[\kappa_T(u):=\partial_K(u)\in H^1(T;\mu_2)\] for the Kummer class of \(u\).
Lemma 4. One has \[\beta_T=\kappa_T(-1).\]
Proof. Consider the commutative diagram of short exact sequences of étale sheaves on \(T\): \[\begin{array}{ccccccccc} 0 & \longrightarrow & \mu_2 & \longrightarrow & \mu_4 & \xrightarrow{(\cdot)^2} & \mu_2 & \longrightarrow & 0 \\ && \Vert && \downarrow && \downarrow \\ 0 & \longrightarrow & \mu_2 & \longrightarrow & \mathbf{G}_m & \xrightarrow{(\cdot)^2} & \mathbf{G}_m & \longrightarrow & 0. \end{array}\] Applying cohomology and using the naturality of connecting morphisms for the section \[1_\mu=-1\in H^0(T;\mu_2)\subseteq H^0(T;\mathbf{G}_m)\] shows that the Bockstein class \(\beta_T\) agrees with the Kummer class of \(-1\). ◻
Corollary 1. One has \[v_T=1+\kappa_T(-1).\]
Proof. This is immediate from Proposition [prop:absolute-arithmetic-wu-formula] and Lemma 4. ◻
The Kummer exact sequence yields an exact sequence \[0\longrightarrow \mathcal{O}_{K,S}^\times/(\mathcal{O}_{K,S}^\times)^2 \longrightarrow H^1(T;\mu_2) \longrightarrow \mathrm{Pic}(T)[2] \longrightarrow 0;\] see [11]. Thus the degree-\(1\) part of \(v_T\) lies in the unit part of \(H^1(T;\mu_2)\), and is represented by the distinguished global unit \(-1\).
If \(S\subseteq S'\), set \[T':=\Spec \mathcal{O}_{K,S'},\] and let \[j\colon T' \hookrightarrow T\] be the induced open immersion. Then \[j^*v_T=v_{T'}\] because \[j^*\kappa_T(-1)=\kappa_{T'}(-1).\] Thus enlarging \(S\) changes only the ambient cohomology group in which the class lives; the class itself is always the Kummer class of the same unit \(-1\). In particular, the degree-\(1\) part of \(v_T\) vanishes if and only if \(-1\) is a square in \(K\), equivalently if and only if \(i\in K\).
Let \(\mathfrak p\notin S\) be a finite prime of \(K\), let \(D_{\mathfrak p}\) be a decomposition group, and let \(I_{\mathfrak p}\subset D_{\mathfrak p}\) be its inertia subgroup. Since \(\beta_T\in H^1(T;\mu_2)\), its restriction to \(D_{\mathfrak p}\) is unramified and hence factors through \[D_{\mathfrak p}/I_{\mathfrak p}\simeq \mathrm{Gal}(\overline{\kappa(\mathfrak p)}/\kappa(\mathfrak p)).\] The resulting class in \[H^1(\kappa(\mathfrak p);\mu_2)\] is precisely Feng’s class \(\alpha_{\kappa(\mathfrak p)}\), since both are obtained by applying the connecting morphism for \[0\to \mu_2\to \mu_4\to \mu_2\to 0\] to the section \(1_\mu=-1\). By [3], this class vanishes if and only if \[\#\kappa(\mathfrak p)\equiv 1 \pmod 4.\] When \(\kappa(\mathfrak p)=\mathbb{F}_p\), this is equivalent to \[\left(\frac{-1}{p}\right)=1,\] that is, to \(p\equiv 1 \pmod 4\); equivalently, the local class is nonzero exactly when \(p\equiv 3 \pmod 4\).
We end our chapter with a brief discussion of the arithmetic interpretation of the second Bockstein power, \(\beta_B^2\), and conclude with a proof, following a computation of Ahlqvist–Carlson [28], that \(\beta_B\) is not nilpotent in the étale cohomology ring \(H^*_{\text{\'{e}t}}(B;\mathbf{Z}/2)\), which is already very different than the odd characteristic finite field case, in which the Bockstein square is already \(0\).
Notations as above, let \(j\colon \eta=\Spec K\hookrightarrow B\) denote the generic point, and write \[(\beta_B^2)|_\eta = j^*(\beta_B^2) \in H^2_{\acute et}(K;\mathbf{Z}/2)\] for the restriction of \(\beta_B^2\).
Under the identification \[H^2_{\acute et}(K;\mathbf{Z}/2)\cong \Br(K)[2]\] coming from \(\omega=-1\), the class \(j^*(\beta_B^2)\) is the Brauer class of the quaternion algebra \[(-1,-1):= K\langle i,j\rangle/(i^2+1,\;j^2+1,\;ij+ji),\] i.e. the \(K\)-algebra generated by \(i,j\) with relations \(i^2=j^2=-1\) and \(ij=-ji\). In particular, \[(\beta_B^2)|_\eta=[(-1,-1)]\in \Br(K)[2].\]
Corollary 2. With notation as above, \[(\beta_B^2)|_\eta=0 \iff (-1,-1)\;\text{is split over }K \iff -1\in N_{K(i)/K}\bigl(K(i)^\times\bigr).\]
Proof. By Proposition [prop:beta-square-generic-point], \((\beta_B^2)|_\eta\) is the Brauer class of \(({-1},{-1})\), so it vanishes if and only if \(({-1},{-1})\) is split. By [29], a quaternion algebra \((a,b)\) is split if and only if \(b\) is a norm from \(K(\sqrt a)\). Applying this with \(a=b=-1\) gives the last equivalence. ◻
The vanishing of \((\beta_B^2)|_\eta\) already fails for \(K=\mathbf{Q}\), hence for \(B=\Spec \mathbf{Z}[1/2]\). Indeed, if \(({-1},{-1})\) were split over \(\mathbf{Q}\), then after extension of scalars it would also be split over \(\mathbf{R}\). But by [29], the algebra \(({-1},{-1})\) over \(\mathbf{R}\) is split if and only if \(-1\in N_{\mathbf{C}/\mathbf{R}}(\mathbf{C}^\times)\). This is impossible, since \[N_{\mathbf{C}/\mathbf{R}}(z)=z\bar z=|z|^2>0 \qquad (z\in \mathbf{C}^\times).\] Therefore \(({-1},{-1})\) is not split over \(\mathbf{Q}\), and so \[(\beta_{\Spec \mathbf{Z}[1/2]}^2)|_{\Spec \mathbf{Q}}\neq 0.\]
We proceed to consider \(\beta_B^3\).
Notations as above, let \(k\ge 3\), then \[\beta_B^k\neq 0 \qquad\Longleftrightarrow\qquad K \text{ has a real embedding.}\]
Proof. Let \(\Omega_R\) be the set of real places of \(K\), and put \(r=|\Omega_R|\). Since \(2\) is invertible on \(B\), every place of \(K\) above \(2\) lies in \(S\); in particular \(S\neq \varnothing\). Hence \(B\) is exactly the open subscheme \(U=X\setminus S\) covered by [28], and that theorem gives \[H^i_{\acute et}(B;\mathbf{Z}/2)\cong (\mathbf{Z}/2)^r \qquad\text{for all }i\ge 3.\] If \(r=0\), then \(H^3_{\acute et}(B;\mathbf{Z}/2)=0\), so \(\beta_B^k=0\).
Assume now that \(r>0\). By the discussion in [28], for every \(i\ge 3\) the restriction map \[\rho_i\colon H^i_{\acute et}(B;\mathbf{Z}/2) \xrightarrow{\;\sim\;} \prod_{\nu\in \Omega_R} H^i_{\acute et}(K_\nu;\mathbf{Z}/2)\] is an isomorphism, and cup products in total degree \(\ge 3\) are computed after restriction to the real places.
For each real place \(\nu\), the restriction of \(\beta_B\) to \(H^1_{\acute et}(K_\nu;\mathbf{Z}/2)=H^1_{\acute et}(\mathbf{R};\mathbf{Z}/2)\) is the Kummer class of \(-1\in \mathbf{R}^\times\), hence is the unique nonzero class \(u_\nu\). Since \(\Gal(\mathbf{C}/\mathbf{R})\cong \mathbf{Z}/2\), the standard computation of the cohomology ring of \(\mathbf{Z}/2\) gives \[H^\ast_{\acute et}(\mathbf{R};\mathbf{Z}/2)\cong \mathbb{F}_2[u_\nu], \qquad \deg(u_\nu)=1,\] so \(u_\nu^k\neq 0\) in \(H^k_{\acute et}(\mathbf{R};\mathbf{Z}/2)\). Therefore \[\rho_k(\beta_B^k) = \bigl(u_\nu^k\bigr)_{\nu\in \Omega_R} \neq 0.\] Since \(\rho_k\) is injective, it follows that \(\beta_B^k\neq 0\). ◻
The aim of this chapter is to prove our Generalized Hecke Theorem 3. More concretely, we isolate the mechanism behind the Hecke-type mod-\(2\) congruences between Chern classes of a regular projective flat \(B\)-scheme \(f\colon X\to B\), in a form that applies uniformly over finite and arithmetic bases on which \(2\) is invertible. As it turns out, our sought-after mod-\(2\) congrences are another way of expressing the vanishing of the upper half of the Wu classes of \(X\). If \(X\) satisfies generalised Artin–Verdier duality in total degree \(N_X\), the instability relations for Steenrod squares imply that \[v_{X,i}=0,\qquad \frac{N_X}{2}<i\le N_X,\] where \(v_X=\sum_i v_{X,i}\) denotes the total Wu class, and our task is to rewrite these Wu classes in terms of the Bockstein and Chern classes of \(X\).
By Theorem 9 together with Theorem 11, one has \[\label{eq:explicit95wu} v_X = \Sq^{-1}\bigl(w^{\mathrm{\acute et}}(\tau_f)\bigr)\cdot \begin{cases} (1+\beta_X) & B = \Spec\,\mathcal{O}_{K,S}\\ 1 & B = \Spec\,\mathbb{F}_q. \end{cases}\tag{7}\] Accordingly, the essential point is to express \[\Sq^{-1}\bigl(w^{\mathrm{\acute et}}(\tau_f)\bigr)\] in terms of \(\beta_X\) and the Chern classes of \(X\). This may be viewed as an analogue of Theorem 7, which expresses \(w^{\mathrm{\acute et}}(\tau_f)\) in terms of the same data.
The chapter is organised as follows. We first introduce the étale \(2\)-Todd class and record its formal properties. We then analyse the generating series that governs this class and compute it explicitly modulo \(2\). Finally, we prove Theorem 13, an arithmetic analogue of Hirzebruch’s formula; in § 5.1 we give applications and examples of this theorem.
Following Hirzebruch, we package the inverse image of the Stiefel–Whitney class under the total Steenrod square into a characteristic class.
Definition 28. Let \(X\) be a regular noetherian \(B\)-scheme and let \(\xi\in K^0(X)\). The total étale \(2\)-Todd class* of \(\xi\) is \[2td(\xi):=\Sq^{-1}\bigl(w^{\mathrm{\acute et}}(\xi)\bigr) \in H^*_{\mathrm{\acute et}}(X;\mathbf{Z}/2).\] We write \[2td(\xi)=\sum_{m\ge 0} 2td(\xi)_m, \qquad 2td(\xi)_m\in H^m_{\mathrm{\acute et}}(X;\mathbf{Z}/2).\]*
For every morphism \(g\colon Y\to X\) of regular noetherian \(B\)-schemes and every \(\xi,\eta\in K^0(X)\), one has \[g^*2td(\xi)=2td(g^*\xi), \qquad 2td(\xi+\eta)=2td(\xi)\cdot 2td(\eta).\] In particular, if \[0\longrightarrow \xi'\longrightarrow \xi\longrightarrow \xi''\longrightarrow 0\] is a short exact sequence of vector bundles on \(X\), then \[2td(\xi)=2td(\xi')\cdot 2td(\xi'').\]
Proof. This is immediate from the corresponding properties of \(w^{\mathrm{\acute et}}\) and the fact that \(\Sq^{-1}\) is a ring automorphism. ◻
To make the class \(2td\) explicit, we introduce the associated generating series. Let \[Q(z):=\frac{z}{1-e^{-z}} =\sum_{m\ge 0}\frac{B_m}{m!}z^m \in \mathbf{Q}[[z]]\] be the Todd power series. The following lemma is elementary, and is mentioned by Hirzebruch without proof in [5].
Lemma 5. The power series \(Q(2z)\) is \(2\)-integral, and its reduction modulo \(2\), \[\label{eq:T-series} T(z):=Q(2z)\bmod 2 \in \mathbb{F}_2[[z]],\qquad{(3)}\] has the form \[\label{eq:T-expansion} T(z)=1+\sum_{r\ge 0} z^{2^r}.\qquad{(4)}\]
Proof. Write \[Q(2z)=\sum_{m\ge 0} a_m z^m, \qquad a_m=\frac{2^m B_m}{m!}.\] We have \(a_0=1\) and \(a_1=2B_1=-1\). If \(m>1\) is odd, then \(B_m=0\), so \(a_m=0\). It therefore remains to consider the coefficients \(a_{2n}\) with \(n\ge 1\).
By the von Staudt–Clausen theorem (see, for example, [30]), one has \(v_2(B_{2n})=-1\). Hence \[v_2(a_{2n})=2n-1-v_2((2n)!).\] Let \(s_2(N)\) denote the sum of the binary digits of \(N\). By Legendre’s formula, \[v_2((2n)!)=2n-s_2(2n)=2n-s_2(n),\] and therefore \[v_2(a_{2n})=s_2(n)-1\ge 0.\] This proves that \(Q(2z)\) is \(2\)-integral.
Moreover, \(a_{2n}\) is odd if and only if \(s_2(n)=1\), that is, if and only if \(n\) is a power of \(2\), it follows that the reduction modulo \(2\) of \(Q(2z)\) is \[1+\sum_{r\ge 0} z^{2^r},\] as claimed. ◻
In the complex topological setting, Hirzebruch proved that the multiplicative class determined by the power series \(T(z)\) is the inverse image under \(\Sq\) of the Stiefel–Whitney class; see [5]. The theorem below is the corresponding arithmetic statement.
Lemma 6. Let \(L\) be a line bundle on a regular noetherian \(B\)-scheme \(X\), and put \[\bar x:=\overline{c}_1(L)\in H^2_{\mathrm{\acute et}}(X;\mathbf{Z}/2).\] Define \[\Theta_\beta(x):=T(\beta)\cdot T\!\bigl(T(\beta)^{-2}x\bigr) \in \mathbb{F}_2[[\beta,x]],\] where \(T(z)=1+\sum_{r\ge 0} z^{2^r}\) and \(T(\beta)^{-1}\) denotes the inverse of \(T(\beta)\) in \(\mathbb{F}_2[[\beta]]\). Then \[2td(L)=\Theta_{\beta_X}(\bar x).\]
Proof. All formal power series below are evaluated degreewise in the completed graded ring \(\prod_{m\ge 0} H^m_{\mathrm{\acute et}}(X;\mathbf{Z}/2)\). Write \[\beta:=\beta_X,\qquad x:=\bar x,\qquad A:=T(\beta).\] Since \(T(z)\) has constant term \(1\), the class \(A\) is invertible.
First note that, by ?? , one has the formal identity \[T(z+z^2) = 1+\sum_{r\ge 0}(z+z^2)^{2^r} = 1+\sum_{r\ge 0}\bigl(z^{2^r}+z^{2^{r+1}}\bigr) = 1+z.\] Since \(\deg(\beta)=1\), one has \(\Sq(\beta)=\beta+\beta^2\), hence \[\Sq(A)=T(\Sq(\beta))=T(\beta+\beta^2)=1+\beta.\]
Next, because \(\deg(x)=2\), the instability relations give \[\Sq(x)=x+\Sq^1(x)+x^2.\] By Lemma 2, \[\Sq^1(a)=\delta_1(a)+\beta\cdot a,\] where \(\delta_1\) is the Bockstein attached to the exact sequence \[0\longrightarrow \mu_2\longrightarrow \mu_4\longrightarrow \mu_2\longrightarrow 0.\] Now \(x\) is the reduction of \(c_1(L)\in H^2_{\mathrm{\acute et}}(X;\mathbf{Z}_2(1))\), so its reduction modulo \(4\) lifts to \(H^2_{\mathrm{\acute et}}(X;\mathbf{Z}/4(1)) \cong H^2_{\mathrm{\acute et}}(X;\mu_4)\). Therefore \(\delta_1(x)=0\), and so \[\Sq(x)=x+\beta x+x^2=x(1+\beta+x).\]
Since \[2td(L)=\Sq^{-1}\bigl(w^{\mathrm{\acute et}}(L)\bigr),\] it is enough to prove that \[\Sq\bigl(\Theta_\beta(x)\bigr)=w^{\mathrm{\acute et}}(L).\] By Theorem 7, \[w^{\mathrm{\acute et}}(L)=1+\beta+x.\]
Now \[\begin{align} \Sq\bigl(\Theta_\beta(x)\bigr) &= \Sq(A)\cdot \Sq\!\left(T\!\bigl(A^{-2}x\bigr)\right) \\ &= (1+\beta)\cdot T\!\left(\Sq(A)^{-2}\Sq(x)\right) \\ &= (1+\beta)\cdot T\!\left(\frac{x(1+\beta+x)}{(1+\beta)^2}\right). \end{align}\] Since \(1+\beta\) is invertible in \(\widehat H^*_{\mathrm{\acute et}}(X;\mathbf{Z}/2)\), we may set \[u:=\frac{x}{1+\beta}.\] Then \[\frac{x(1+\beta+x)}{(1+\beta)^2}=u+u^2.\] Using the identity \(T(u+u^2)=1+u\), we obtain \[\Sq\bigl(\Theta_\beta(x)\bigr) = (1+\beta)\bigl(1+u\bigr) = 1+\beta+x.\] This is exactly \(w^{\mathrm{\acute et}}(L)\), and the result follows. ◻
Assume that \(\beta_X=0\). This happens, for instance, when \(B=\Spec \mathbb{F}_q\) with \(q\equiv 1\pmod 4\), or when \(B=\Spec \mathcal{O}_{K,S}\) and \(i\in K\). In this case \[\Theta_{\beta_X}(x)=T(x)=Q(2x)\bmod 2,\] and there is no difference between our arithmetic \(2td\)-generating function, and that of Hirzebruch.
Theorem 13 (cf. Hirzebruch [5]). Let \(X\) be a regular noetherian \(B\)-scheme and let \(\xi\) be a vector bundle of rank \(r\) on \(X\). Let \[\pi\colon \mathrm{Fl}(\xi)\longrightarrow X\] be the complete flag bundle, and let \(L_1,\dots,L_r\) be the successive quotient line bundles of \(\pi^*\xi\). Put \[x_i:=\overline{c}_1(L_i)\in H^2_{\mathrm{\acute et}}(\mathrm{Fl}(\xi);\mathbf{Z}/2).\] Then, in \(H^*_{\mathrm{\acute et}}(\mathrm{Fl}(\xi);\mathbf{Z}/2)\), one has \[\label{eq:2td-splitting} \pi^*2td(\xi)=\prod_{i=1}^r \Theta_{\pi^*\beta_X}(x_i).\qquad{(5)}\]
Proof. By Proposition [prop:2td-basic] and Grothendieck’s splitting principle (see Remark [rem:etale-sw-splitting]), \[\pi^*2td(\xi)=2td(\pi^*\xi)=\prod_{i=1}^r 2td(L_i).\] Lemma 6 identifies each factor with \(\Theta_{\pi^*\beta_X}(x_i)\), which proves ?? . ◻
Corollary 3. For every pair of integers \(m,r\ge 0\) there exists a unique universal polynomial \[P_{m,r}\in \mathbb{F}_2[\beta,c_1,\dots,c_r]\] with the following property: for every regular noetherian \(B\)-scheme \(f: X\to B\) and every rank-\(r\) vector bundle \(\xi\) on \(X\), \[2td(\xi)_m = P_{m,r}\bigl(\beta_X,\overline{c}_1(\xi),\dots,\overline{c}_r(\xi)\bigr) \in H^m_{\mathrm{\acute et}}(X;\mathbf{Z}/2).\] Likewise, if \(f\colon X\to B\) is regular flat projective and pure of relative dimension \(d\), there is a unique universal polynomial \[P^{\mathrm{abs}}_{m,d}\in \mathbb{F}_2[\beta,c_1,\dots,c_d]\] such that \[v_{X,m} = P^{\mathrm{abs}}_{m,d}\bigl(\beta_X,\overline{c}_1(\tau_f),\dots, \overline{c}_d(\tau_f)\bigr).\]
Proof. Since \(P_r(\beta_X, \overline{x}_1,\dots,\overline{x}_r) := \prod_{i=1}^r\Theta_{\beta_X}(\overline{x}_i)\) is a unique polynomial, whose \(m\)’th homogeneous piece computes the degree \(m\)’th \(2td\) class of any bundle \(\xi\) upon the substitution \(\overline{x}_i \mapsto \overline{x}_i(\xi)\), where the \(\overline{x}_i(\xi)\) denote the Chern roots of \(\xi\), and since \(P_r\) is invariant under permutations of the \(\overline{x}_i\), it follows that \(P_r\) may be expanded uniquely in terms of homogenous symmetric functions in the Chern roots (with coefficients in \(\FF_2\)), and hence may be rewritten as a polynomial in the mod-\(2\) reductions of the Chern classes (with coefficients in \(\FF_2\)). This proves the first part of the corollary.
For the second part, recall that by 7 , \[v_X = f^*v_B\cdot \Sq^{-1}(w^{\text{\'{e}t}}(\tau_f)) = Q_B(\beta_X)\cdot P_d(\beta_X, \overline{x}_1(\tau_f),\dots,\overline{x}_d(\tau_f)),\] where \[Q_B(\beta) = \begin{cases} 1+\beta_B& B = \Spec\,\mathcal{O}_{K,S}\\ 1& B = \Spec\,\mathbb{F}_{q}, \end{cases}\] and take the \(m\)’th homogeneous part of \(Q_B(\beta)\cdot P_d(\beta, \overline{x}_1,\dots,\overline{x}_d)\) for \(P^{\mathrm{abs}}_{m,d}\). ◻
Our generalized Hecke theorem is now immediate from Corollary 3 and the instability relations of Steenrod squares.
Theorem 14 (The Generalized Hecke Theorem). Notations as above, let \(f: X\to B\) be a regular projective scheme, flat and pure of relative dimension \(d\) over \(B\), such that \(X\) admits Artin–Verdier duality in total degree \(N_X\). With \(P^{\mathrm{abs}}_{m,d}\) the universal polynomials in the Chern and Bockstein classes of Corollary 3, the instability relations of Steenrod squares induce the congruences: \[\forall m > N_X/2: \qquad P^{\mathrm{abs}}_{m,d}\bigl(\beta_X,\overline{c}_1(\tau_f),\dots, \overline{c}_d(\tau_f)\bigr) = 0.\] 0◻
We now explain how one derives the various theorems we recalled in the introduction as corollaries of the absolute Wu formula. This section is divided as follows:
In §5.1.1 we consider Hecke’s theorem for the different.
In §5.1.2 we consider the Atiyah’s theta characteristics theorem.
In §5.1.3 we consider Serre’s Riemann–Hurwitz formula for spin bundles.
In §5.1.4 we consider the Shusterman–Sawin theorem on branched covers of topological \(3\)-folds.
In §5.1.5 we consider higher dimensional examples.
Let \(B=\Spec \mathcal{O}_{K,S}\), and let \[f\colon X=\Spec \mathcal{O}_{L,S_L}\longrightarrow B\] be the finite flat morphism attached to a finite number field extension \(L/K\), with \(S_L\) the set of places of \(L\) lying above \(S\).
A well known theorem of Hecke, reads as follows.
Theorem 15 (Hecke’s theorem on the different; see [31] (or, in English translation, [32]).). Let \(\mathfrak D_{X/B}\) denote the relative different of the extension \(f: X\to B\). Then the class of \(\mathfrak D_{X/B}\) in \(\operatorname{Pic}(X)\) is a square.
Hecke’s approach is very different from ours, and he reduces the problem to the study of certain Gauss sums with square odd denominator, which he evaluates explicitly.
We shall recover Hecke’s theorem away from the prime \(2\) as a corollary to the arithmetic (absolute) Wu formula/our generalized Hecke theorem.
Theorem 16. Notations as above, assume furthermore that \(2\) is invertible in \(B\), then the class of \(\mathfrak D_{X/B}\) in \(\operatorname{Pic}(X)\) is a square.
Proof. \(X\) satisfies Artin–Verdier duality in total degree \[N_X=3.\]
Let \(\tau_f\in K^0(X)\) denote the virtual relative tangent class of \(f\). By the absolute formula, \[v_X=(1+\beta_X)\cdot 2td(\tau_f).\]
We first identify the degree-\(2\) part of this class. For a line bundle \(M\) on \(X\), Lemma 6 gives \[2td(M)=1+\beta_X+\beta_X^2 + \overline{c}_1(M)+\text{(terms of degree \ge 3)}.\] Using multiplicativity and the splitting principle, it follows that for every \(\xi\in K^0(X)\), \[2td(\xi)= 1+\rk(\xi)\beta_X+\Bigl(\binom{\rk(\xi)+1}{2}\beta_X^2+\bar c_1(\xi)\Bigr)+\text{(terms of degree \ge 3)}.\] Since \(\rk(\tau_f)=0\), we obtain \[v_{X,2} = \bigl((1+\beta_X)\cdot 2td(\tau_f)\bigr)_2 = 2td(\tau_f)_2 = \overline{c}_1(\tau_f).\]
Now let \(\mathfrak D_{X/B}\subset \mathcal{O}_X\) be the different ideal, and write \[\mathfrak D_{X/B}=\mathcal{O}_X(-R)\] for the associated effective divisor \(R\) on \(X\). Thus \(R\) is the different divisor of \(f\).
By [11], the different ideal sheaf is the inverse of the relative dualizing sheaf, i.e. \[\omega_{X/B}\cong \mathcal{O}_X(R).\] On the other hand, \[\det(\tau_f)\cong \omega_{X/B}^{-1},\] hence \[\overline{c}_1(\tau_f) = \overline{c}_1(\det \tau_f) = \overline{c}_1(\omega_{X/B}^{-1}) = \overline{c}_1(\mathcal{O}_X(R)),\] the last equality because signs disappear modulo \(2\). Therefore \[v_{X,2}=\overline{c}_1(\mathcal{O}_X(R)).\]
Finally, since \(N_X=3\), the instability relations imply \[v_{X,2}=0.\] Consequently, \[\overline{c}_1(\mathcal{O}_X(R))=0 \qquad\text{in }H^2_{\acute et}(X;\mathbf{Z}/2).\] By the Kummer exact sequence, this is equivalent to the existence of a line bundle \(M\) on \(X\) such that \[\mathcal{O}_X(R)\cong M^{\otimes 2}.\] Equivalently, the class of the different divisor \(R\) is even in \(\Pic(X)\). For the Dedekind scheme \(X\), this is the usual statement that the ideal class of the different is a square. ◻
A classical theorem of Atiyah states that the canonical bundle on a Riemann surface admits a theta characteristic; see [33]. Atiyah’s statement may be viewed as an absolute (as opposed to relative) version of Hecke’s theorem in the category of Riemann surfaces, and has essentially been proven in the introduction. We now consider its finite field analog.
Theorem 17 (cf. [33]). Let \(k=\FF_q\) with \(q\) odd, and let \(X/k\) be a smooth projective curve. Then the class of \(\omega_X\) in \(\Pic(X)\) is a square. Equivalently, there exists a line bundle \(\vartheta\) on \(X\) such that \[\vartheta^{\otimes 2}\cong \omega_X.\]
Proof. Since \(X\) satisfies Artin–Verdier duality in total degree \(N_X=3\), Theorem 14 gives \[v_{X,2}=0.\]
The proof is the same as that of Theorem 16, one minor difference is that now the virtual relative tangent bundle \(\tau_f\) is an honest vector bundle, which we denote by \(T_X\). The only new point is that \(\rk(T_X)=1\), so the degree-\(2\) term is \[v_{X,2}= \overline{c}_1(T_X).\] Hence \[0=v_{X,2}=\overline{c}_1(T_X)=\overline{c}_1(\omega_X),\] because \(T_X\cong \omega_X^{-1}\) and signs disappear modulo \(2\). As \(2\in k^\times\), the Kummer exact sequence shows that \(\omega_X\in 2\Pic(X)\), equivalently that \(\omega_X\cong \vartheta^{\otimes 2}\) for some line bundle \(\vartheta\) on \(X\). ◻
Let \[f\colon X\longrightarrow Y\] be a generically étale morphism of smooth proper curves over a finite field \(k\) with \(2\in k^\times\). Let \(R_f\) be the effective Cartier divisor cut out by the different of \(f\); equivalently, \(R_f\) is the vanishing divisor of \[df\colon f^*\Omega_{Y/k}\longrightarrow \Omega_{X/k}.\] Then the Riemann–Hurwitz formula gives an isomorphism \[\omega_X\cong f^*\omega_Y\otimes \mathcal{O}_X(R_f).\] A classical theorem of Serre, stated for Riemann surfaces (so that tameness is automatic) in [34], reads as follows.
Theorem 18 (Serre’s Riemann–Hurwitz theorem for spin bundles). Further assume that \(f\) is tamely ramified and that every ramification index \(e_x\) is odd. Then the different divisor is even: \[R_f=2D_f, \qquad D_f=\sum_{x\in X}\frac{e_x-1}{2}[x].\] Hence \[\omega_X\cong f^*\omega_Y\otimes \mathcal{O}_X(2D_f).\] Consequently, for every theta characteristic \(\vartheta_Y\) on \(Y\), the line bundle \[\vartheta_X:=f^*\vartheta_Y\otimes \mathcal{O}_X(D_f)\] is a theta characteristic on \(X\). Equivalently, the assignment \[\vartheta_Y\longmapsto f^*\vartheta_Y\otimes \mathcal{O}_X(D_f)\] defines a canonical lift of theta characteristics from \(Y\) to \(X\).
Serre moreover proves a parity formula for the induced theta characteristic; see [34]. We shall not consider that refinement here. Also related, albeit in a somewhat different direction, Esnault–Kahn–Viehweg [35] compute the Hasse–Witt classes of the associated pushforward bundle, \(E=f_*\mathcal{O}_X(D_f)\), for a general tame cover of Dedekind schemes.
Proof. Theorem 17 shows that both \(X\) and \(Y\) have theta-characteristics. A repeat of the argument in the proof of Theorem 16 but in the category of varieties over finite fields in odd characteristics shows that (Riemann–Hurwitz) \[\omega_X \cong f^*\omega_Y\otimes\mathcal{O}_X(R_f),\] and that the divisor class of the line bundle \(\mathcal{O}_X(R_f)\) admits a square root (generalized Hecke). The odd tame ramification assumption implies (see [11]) that \[R_f = \sum_{x\in X}(e_x-1)\cdot [x] = 2\cdot \sum_{x\in X}\frac{e_x-1}{2}\cdot [x] =: 2D_f \in \mathrm{Div}(X)\] in the divisor group, hence \(R_f\) admits a square root not only in \(\Pic(X)\), but in \(\mathrm{Div}(X)\) itself. This \(D_f\) gives us a canonical square root of the different/ramification divisor \(R_f\), which allows us to produce a canonical lift to any theta characteristic on \(Y\).
Indeed, let \(\vartheta_Y\) be a theta characteristic on \(Y\), and set \(\vartheta_X := f^*\vartheta_Y\otimes \mathcal{O}_X(D_f)\). Clearly, \[\vartheta_X^{\otimes 2} := (f^*\vartheta_Y\otimes \mathcal{O}_X(D_f))^{\otimes 2} = f^*\vartheta_Y^{\otimes 2}\otimes \mathcal{O}_X(2D_f) = f^*\omega_Y\otimes \mathcal{O}_X(R_f),\] which is a canonical bundle representative on \(X\) by Riemann–Hurwitz, making \(\vartheta_X\) into a theta characteristic on \(X\). ◻
Sawin and the second author prove a topological analogue of Theorem 16 for closed topological \(3\)-folds. To state their analog, we require the notion of smooth branched covers, in the sense of Viro.
Definition 29 (Smooth branched covering, cf. [36]). Let \(X\) and \(Y\) be smooth \(n\)-folds, and let \[P\colon Y\to X\] be a surjective smooth map. We say that \(P\) is a smooth branched covering* if every point \(x\in X\) admits an open neighbourhood \(U\subseteq X\) such that \[P^{-1}(U)=\coprod_{\alpha} V_\alpha\] is a disjoint union of open subsets \(V_\alpha\subseteq Y\), and for each \(\alpha\) the restricted map \[P|_{V_\alpha}\colon V_\alpha\to U\] is either a diffeomorphism, or there exist local coordinates identifying \(U\) and \(V_\alpha\) with open subsets of \(\mathbb{R}^{n-2}\times \mathbb{C}\) in which \(P|_{V_\alpha}\) is given by \[(u,z)\longmapsto (u,z^m)\] for some integer \(m\ge 2\).*
Theorem 19 (Generalized Hecke for smooth branched covers of \(3\)-folds [37]). Let \[f\colon M\longrightarrow N\] be a smooth branched cover of closed smooth \(3\)-folds (in the sense of Viro), branched over a link \(L\subset N\), then the associated branch divisor is trivial in \(H_1(M;\mathbf{Z}/2)\).
More precisely, let \(\widetilde{L}:=f^{-1}(L)\), and for each connected component \(\widetilde{K}\subset \widetilde{L}\) let \(e_{\widetilde{K}}\geq 1\) denote the ramification index of \(f\) along \(\widetilde{K}\). Since we work modulo \(2\), no choice of orientations is needed, and one may define the branch divisor class \[D_f:=\sum_{\widetilde{K}\subset \widetilde{L}} (e_{\widetilde{K}}-1)[\widetilde{K}] \in H_1(M;\mathbf{Z}/2).\] Then [37] asserts that \[D_f=0\qquad\text{in }H_1(M;\mathbf{Z}/2).\]
The proof of Theorem 19 is completely different from the one below. It pairs \(D_f\) with arbitrary classes in \(H^1(M;\mathbf{Z}/2)\), passes to the corresponding double covers, and then analyzes the resulting monodromy by means of a central extension of the hyperoctahedral group; see [37].
We now demonstrate how Theorem 19 follows from the topological Wu formula.
Proof. Write \(\widetilde{L}:=f^{-1}(L)\) and \(U:=M\setminus \widetilde{L}\). For each connected component \(\widetilde{K}\subset \widetilde{L}\), let \(e_{\widetilde{K}}\geq 1\) denote the ramification index of \(f\) along \(\widetilde{K}\). Since \(f\) is a smooth branched cover in the sense of Definition 29, the ramification index is locally constant on the branch locus, hence constant on each connected component \(\widetilde{K}\).
All cohomology groups below are taken with coefficients in \(\mathbf{Z}/2\), unless explicitly indicated otherwise.
Let \[\tau_f:=[T_M]-f^*[T_N]\in KO^0(M)\] be the virtual relative tangent bundle. By definition, \[w(\tau_f)=w(T_M)\,w(f^*T_N)^{-1}.\]
We first prove that \(w_2(\tau_f)=0\). By the instability relations, we find that \(v_{X,2} = 0\). The Wu formula \[w(T_X)=\Sq(v_X)\] therefore yields \[w_1(T_X)=v_{X,1}, \qquad w_2(T_X)=v_{X,2}+\Sq^1(v_{X,1})=\Sq^1(v_{X,1})=v_{X,1}^2=w_1(T_X)^2.\] Thus, for every closed smooth \(3\)-manifold \(X\), \[\label{eq:w2-w1-square} w_2(T_X)=w_1(T_X)^2.\tag{8}\]
Next we claim that \[w_1(T_M)=f^*w_1(T_N)\qquad\text{in }H^1(M).\] Indeed, on \(U=M\setminus \widetilde{L}\) the differential is an isomorphism \[df\colon T_M|_U \xrightarrow{\sim} f^*T_N|_U,\] so the two classes agree after restriction to \(U\).
Let \(\nu(\widetilde{L})\) be a tubular neighbourhood of \(\widetilde{L}\) in \(M\). By excision and the Thom isomorphism for the normal \(2\)-plane bundle of \(\widetilde{L}\subset M\), \[H^1(M;U) \cong H^1\!\bigl(\nu(\widetilde{L});\nu(\widetilde{L})\setminus \widetilde{L}\bigr) \cong H^{-1}(\widetilde{L}) =0.\] Hence the restriction map \[H^1(M)\longrightarrow H^1(U)\] is injective, and the claim follows. In particular, \[w_1(\tau_f)=w_1(T_M)+f^*w_1(T_N)=0.\]
Now set \[x:=f^*w_1(T_N),\qquad y:=f^*w_2(T_N).\] Up to degree \(2\), one has \[w(f^*T_N)=1+x+y, \qquad w(f^*T_N)^{-1}=1+x+x^2+y,\] since \[(1+x+y)(1+x+x^2+y)=1\] modulo terms of degree \(\ge 3\). Therefore \[w_2(\tau_f)=w_2(T_M)+w_1(T_M)x+x^2+y.\] Using \(w_1(T_M)=x\) and 8 for \(X=M\) and \(X=N\), we obtain \[w_2(\tau_f)=x^2+x^2+x^2+x^2=0.\]
We now compute the same class \(w_2(\tau_f)\) by localizing it along the ramification link \(\widetilde{L}\).
Since \(df\) is an isomorphism over \(U\), it gives a stable trivialization of \(\tau_f|_U\). Let \[w_2^{\mathrm{rel}}(\tau_f,df)\in H^2(M;U)\] denote the corresponding relative second Stiefel–Whitney class. By construction, its image under the natural map \[H^2(M;U)\longrightarrow H^2(M)\] is the absolute class \(w_2(\tau_f)\).
Choose pairwise disjoint tubular neighbourhoods \(T_{\widetilde{K}}\) of the connected components \(\widetilde{K}\subset \widetilde{L}\). Excision gives \[H^2(M;U) \cong \bigoplus_{\widetilde{K}\subset \widetilde{L}} H^2(T_{\widetilde{K}};T_{\widetilde{K}}\setminus \widetilde{K}).\] For each \(\widetilde{K}\), let \[u_{\widetilde{K}}\in H^2(T_{\widetilde{K}};T_{\widetilde{K}}\setminus \widetilde{K})\] be the Thom class of the normal bundle of \(\widetilde{K}\subset M\). Since \(\widetilde{K}\) is connected, the Thom isomorphism identifies \[H^2(T_{\widetilde{K}};T_{\widetilde{K}}\setminus \widetilde{K}) \cong H^0(\widetilde{K})\cong \mathbf{Z}/2,\] with generator \(u_{\widetilde{K}}\). Hence there are unique coefficients \(a_{\widetilde{K}}\in \mathbf{Z}/2\) such that \[w_2^{\mathrm{rel}}(\tau_f,df) = \sum_{\widetilde{K}\subset \widetilde{L}} a_{\widetilde{K}}\,u_{\widetilde{K}}.\] Under the map \(H^2(M;U)\to H^2(M)\), the class \(u_{\widetilde{K}}\) maps to \(\mathrm{PD}([\widetilde{K}])\). Consequently, \[\label{eq:w2-sum-ak} w_2(\tau_f) = \sum_{\widetilde{K}\subset \widetilde{L}} a_{\widetilde{K}}\,\mathrm{PD}([\widetilde{K}]).\tag{9}\]
It remains to determine \(a_{\widetilde{K}}\) for a fixed component \(\widetilde{K}\subset \widetilde{L}\).
Fix a point \(p\in \widetilde{K}\), and let \[\iota_p\colon (\Delta,\partial\Delta)\hookrightarrow (T_{\widetilde{K}},T_{\widetilde{K}}\setminus \widetilde{K})\] be the inclusion of a meridional disk, i.e. of a fiber disk of the normal bundle over \(p\). By the defining property of the Thom class, \[\iota_p^*(u_{\widetilde{K}})\] is the generator of \[H^2(\Delta;\partial\Delta)\cong \mathbf{Z}/2.\] Since both source and target are \(1\)-dimensional over \(\mathbf{Z}/2\), the map \[\iota_p^*\colon H^2(T_{\widetilde{K}};T_{\widetilde{K}}\setminus \widetilde{K}) \longrightarrow H^2(\Delta;\partial\Delta)\] is an isomorphism. Therefore \(a_{\widetilde{K}}\) is exactly the image of \(w_2^{\mathrm{rel}}(\tau_f,df)\) in \(H^2(\Delta;\partial\Delta)\).
By Definition 29, after shrinking neighbourhoods of \(p\) and \(f(p)\), there exist local coordinates \[(-\varepsilon,\varepsilon)\times D \subset \mathbf{R}\times \mathbf{C}\] centered at \(p\) and \(f(p)\) in which \(\widetilde{K}\) and \(L\) are given by \((-\varepsilon,\varepsilon)\times\{0\}\), and \(f\) is given by \[f(u,z)=(u,z^{e_{\widetilde{K}}}).\] Take \(\Delta=\{0\}\times D\). Over \(\Delta\), the tangent bundles split as \[T_M|_\Delta \cong \varepsilon^1\oplus T_\Delta, \qquad f^*T_N|_\Delta \cong \varepsilon^1\oplus (f|_\Delta)^*T_\Delta,\] where the first summand is the tangent line in the \(u\)-direction. On \(\Delta^\times:=\Delta\setminus\{0\}\), the isomorphism \(df\) is the identity on the first summand and the differential of \(z\mapsto z^{e_{\widetilde{K}}}\) on the second. By Whitney additivity for relative Stiefel–Whitney classes, adjoining the common trivial line \(\varepsilon^1\) does not affect the degree-\(2\) class. Thus the restriction of \(w_2^{\mathrm{rel}}(\tau_f,df)\) to \(H^2(\Delta;\partial\Delta)\) is the relative second Stiefel–Whitney class of the rank-\(2\) datum \[\bigl(T_\Delta,(f|_\Delta)^*T_\Delta,df|_{\partial\Delta}\bigr).\]
Collapsing \(\partial\Delta\) to a point identifies \(H^2(\Delta;\partial\Delta)\) with \(H^2(S^2)\). Under this identification, the preceding relative class becomes the ordinary \(w_2\) of the oriented real \(2\)-plane bundle \(\xi_{\widetilde{K}}\to S^2\) obtained by clutching the two trivial bundles \(T_\Delta\) and \((f|_\Delta)^*T_\Delta\) along \(\partial\Delta=S^1\) via the boundary isomorphism \(df\).
Using the complex coordinate \(z\) to orient and trivialize both bundles, the clutching map is \[S^1\longrightarrow \mathbf{C}^\times, \qquad \zeta\longmapsto e_{\widetilde{K}}\zeta^{\,e_{\widetilde{K}}-1},\] because \[d(z^{e_{\widetilde{K}}})=e_{\widetilde{K}}z^{e_{\widetilde{K}}-1}dz.\] Since multiplication by the positive real number \(e_{\widetilde{K}}\) is homotopic to the identity in \(\mathbf{C}^\times\), this loop is homotopic to \[\zeta\longmapsto \zeta^{\,e_{\widetilde{K}}-1}.\] Hence \(\xi_{\widetilde{K}}\) is the underlying real bundle of the complex line bundle on \(S^2\cong \mathbf{CP}^1\) with clutching function \(\zeta\mapsto \zeta^{\,e_{\widetilde{K}}-1}\). Its first Chern class is therefore \((e_{\widetilde{K}}-1)\) times the positive generator of \(H^2(S^2;\mathbf{Z})\), and so \[w_2(\xi_{\widetilde{K}}) \equiv e_{\widetilde{K}}-1 \pmod 2\] in \(H^2(S^2)\cong \mathbf{Z}/2\). It follows that \[a_{\widetilde{K}}=e_{\widetilde{K}}-1\in \mathbf{Z}/2.\]
Substituting this into 9 , we obtain \[w_2(\tau_f) = \sum_{\widetilde{K}\subset \widetilde{L}} (e_{\widetilde{K}}-1)\,\mathrm{PD}([\widetilde{K}]) = \mathrm{PD}\!\left( \sum_{\widetilde{K}\subset \widetilde{L}} (e_{\widetilde{K}}-1)[\widetilde{K}] \right) = \mathrm{PD}(D_f).\] Since we already proved that \(w_2(\tau_f)=0\), we conclude that \[\mathrm{PD}(D_f)=0.\] By Poincaré duality over \(\mathbf{Z}/2\), this implies \[D_f=0\qquad\text{in }H_1(M;\mathbf{Z}/2).\] ◻
Thus, the theorem of Sawin–Shusterman is the smooth-\(3\)-manifold analogue of Hecke’s theorem.
Let \(f\colon X\to B\) be a smooth projective morphism pure of relative dimension \(d\), where \(B\) is either the spectrum of a finite field or the spectrum of a ring of \(S\)-integers \(\mathcal{O}_{K,S}\). Assume that \(2\in \Gamma(B,\mathcal{O}_B^\times)\), and that \(\beta_X = 0\), which holds, e.g. when \(\mu_4 \subset \Gamma(B,\mathcal{O}_B^\times)\). Our aim is to make explicit the resulting congruences between the mod-\(2\) Chern classes of \(T_{X/B}\), generalizing the low dimensional examples explored in the previous subsections to higher dimensions.
By Remark [rem:untwisted-case] and Theorem 13, if \[x_1,\dots,x_d\] denote the Chern roots of the class \([T_{X/B}]\), then \[2td([T_{X/B}])=\prod_{i=1}^d T(x_i), \qquad T(z)=1+\sum_{k\ge 0} z^{2^k}.\] Write \[\overline{c}_i:=c_i(T_{X/B}) \pmod 2, \qquad 2td_{B,m}(X):=2td([T_{X/B}])_m.\] Expanding \(\prod_{i=1}^d T(x_i)\) and rewriting the result in terms of the mod-\(2\) Chern classes, one finds, up to cohomological degree \(16\), \[\begin{align} 2td_{B,6}(X) &= \overline{c}_1\,\overline{c}_2,\\ 2td_{B,8}(X) &= \overline{c}_1^4+\overline{c}_1\,\overline{c}_3 +\overline{c}_2^2+\overline{c}_4,\\ 2td_{B,10}(X) &= \overline{c}_1^3\,\overline{c}_2+\overline{c}_1^2\,\overline{c}_3 +\overline{c}_1\,\overline{c}_2^2+\overline{c}_1\,\overline{c}_4,\\ 2td_{B,12}(X) &= \overline{c}_1^2\,\overline{c}_2^2+\overline{c}_1^3\,\overline{c}_3 +\overline{c}_1\,\overline{c}_2\,\overline{c}_3+\overline{c}_3^2 +\overline{c}_1^2\,\overline{c}_4+\overline{c}_2\,\overline{c}_4,\\ 2td_{B,14}(X) &= \overline{c}_1^2\,\overline{c}_2\,\overline{c}_3 +\overline{c}_1\,\overline{c}_3^2 +\overline{c}_1\,\overline{c}_2\,\overline{c}_4,\\ 2td_{B,16}(X) &= \overline{c}_1^8+\overline{c}_2^4+\overline{c}_1^2\,\overline{c}_3^2 +\overline{c}_1^2\,\overline{c}_2\,\overline{c}_4 +\overline{c}_1\,\overline{c}_3\,\overline{c}_4+\overline{c}_4^2\\ &\qquad +\overline{c}_1^3\,\overline{c}_5+\overline{c}_3\,\overline{c}_5 +\overline{c}_1^2\,\overline{c}_6+\overline{c}_2\,\overline{c}_6 +\overline{c}_1\,\overline{c}_7+\overline{c}_8. \end{align}\]
Theorem 14 therefore implies that these classes vanish from cohomological degree \(d+1\) onward when \(B\) is the spectrum of a finite field, and from cohomological degree \(d+2\) onward when \(B=\Spec \mathcal{O}_{K,S}\). Since \(\deg(x_i)=2\), only even cohomological degrees occur. We now record the resulting congruences for \(4\le d\le 8\).
Example 2 (Untwisted fourfolds). Assume \(d=4\). Then the vanishing range starts in cohomological degree \(5\) when \(B\) is the spectrum of a finite field, and in degree \(6\) when \(B=\Spec \mathcal{O}_{K,S}\). Hence in either case \[\overline{c}_1\,\overline{c}_2=0, \qquad \overline{c}_1^4+\overline{c}_1\,\overline{c}_3 +\overline{c}_2^2+\overline{c}_4=0.\]
Example 3 (Untwisted fivefolds). Assume \(d=5\). Over a finite field one obtains \[\begin{align} \overline{c}_1\,\overline{c}_2&=0,\\ \overline{c}_1^4+\overline{c}_1\,\overline{c}_3 +\overline{c}_2^2+\overline{c}_4&=0,\\ \overline{c}_1^3\,\overline{c}_2+\overline{c}_1^2\,\overline{c}_3 +\overline{c}_1\,\overline{c}_2^2+\overline{c}_1\,\overline{c}_4&=0. \end{align}\] Over \(B=\Spec \mathcal{O}_{K,S}\) one obtains \[\begin{align} \overline{c}_1^4+\overline{c}_1\,\overline{c}_3 +\overline{c}_2^2+\overline{c}_4&=0,\\ \overline{c}_1^3\,\overline{c}_2+\overline{c}_1^2\,\overline{c}_3 +\overline{c}_1\,\overline{c}_2^2+\overline{c}_1\,\overline{c}_4&=0. \end{align}\]
Example 4 (Untwisted sixfolds). Assume \(d=6\). Then the vanishing range starts in cohomological degree \(7\) when \(B\) is the spectrum of a finite field, and in degree \(8\) when \(B=\Spec \mathcal{O}_{K,S}\). Since only even degrees occur, in either case one obtains \[\begin{align} \overline{c}_1^4+\overline{c}_1\,\overline{c}_3 +\overline{c}_2^2+\overline{c}_4&=0,\\ \overline{c}_1^3\,\overline{c}_2+\overline{c}_1^2\,\overline{c}_3 +\overline{c}_1\,\overline{c}_2^2+\overline{c}_1\,\overline{c}_4&=0,\\ \overline{c}_1^2\,\overline{c}_2^2+\overline{c}_1^3\,\overline{c}_3 +\overline{c}_1\,\overline{c}_2\,\overline{c}_3+\overline{c}_3^2 +\overline{c}_1^2\,\overline{c}_4+\overline{c}_2\,\overline{c}_4&=0. \end{align}\]
Example 5 (Untwisted sevenfolds). Assume \(d=7\). Over a finite field one obtains \[\begin{align} \overline{c}_1^4+\overline{c}_1\,\overline{c}_3 +\overline{c}_2^2+\overline{c}_4&=0,\\ \overline{c}_1^3\,\overline{c}_2+\overline{c}_1^2\,\overline{c}_3 +\overline{c}_1\,\overline{c}_2^2+\overline{c}_1\,\overline{c}_4&=0,\\ \overline{c}_1^2\,\overline{c}_2^2+\overline{c}_1^3\,\overline{c}_3 +\overline{c}_1\,\overline{c}_2\,\overline{c}_3+\overline{c}_3^2 +\overline{c}_1^2\,\overline{c}_4+\overline{c}_2\,\overline{c}_4&=0,\\ \overline{c}_1^2\,\overline{c}_2\,\overline{c}_3 +\overline{c}_1\,\overline{c}_3^2 +\overline{c}_1\,\overline{c}_2\,\overline{c}_4&=0. \end{align}\] Over \(B=\Spec \mathcal{O}_{K,S}\) one obtains \[\begin{align} \overline{c}_1^3\,\overline{c}_2+\overline{c}_1^2\,\overline{c}_3 +\overline{c}_1\,\overline{c}_2^2+\overline{c}_1\,\overline{c}_4&=0,\\ \overline{c}_1^2\,\overline{c}_2^2+\overline{c}_1^3\,\overline{c}_3 +\overline{c}_1\,\overline{c}_2\,\overline{c}_3+\overline{c}_3^2 +\overline{c}_1^2\,\overline{c}_4+\overline{c}_2\,\overline{c}_4&=0,\\ \overline{c}_1^2\,\overline{c}_2\,\overline{c}_3 +\overline{c}_1\,\overline{c}_3^2 +\overline{c}_1\,\overline{c}_2\,\overline{c}_4&=0. \end{align}\]
Example 6 (Untwisted eightfolds). Assume \(d=8\). Then the vanishing range starts in cohomological degree \(9\) when \(B\) is the spectrum of a finite field, and in degree \(10\) when \(B=\Spec \mathcal{O}_{K,S}\). Since only even degrees occur, in either case one obtains \[\begin{align} \overline{c}_1^3\,\overline{c}_2+\overline{c}_1^2\,\overline{c}_3 +\overline{c}_1\,\overline{c}_2^2+\overline{c}_1\,\overline{c}_4&=0,\\ \overline{c}_1^2\,\overline{c}_2^2+\overline{c}_1^3\,\overline{c}_3 +\overline{c}_1\,\overline{c}_2\,\overline{c}_3+\overline{c}_3^2 +\overline{c}_1^2\,\overline{c}_4+\overline{c}_2\,\overline{c}_4&=0,\\ \overline{c}_1^2\,\overline{c}_2\,\overline{c}_3 +\overline{c}_1\,\overline{c}_3^2 +\overline{c}_1\,\overline{c}_2\,\overline{c}_4&=0,\\ \overline{c}_1^8+\overline{c}_2^4+\overline{c}_1^2\,\overline{c}_3^2 +\overline{c}_1^2\,\overline{c}_2\,\overline{c}_4 +\overline{c}_1\,\overline{c}_3\,\overline{c}_4+\overline{c}_4^2&\\ \qquad +\overline{c}_1^3\,\overline{c}_5+\overline{c}_3\,\overline{c}_5 +\overline{c}_1^2\,\overline{c}_6+\overline{c}_2\,\overline{c}_6 +\overline{c}_1\,\overline{c}_7+\overline{c}_8&=0. \end{align}\]
We conclude with a function-field analogue of the semicharacteristic formula of Lusztig–Milnor–Peterson [38]. Classically, if \(M^{4d+1}\) is an orientable closed topological manifold, Lusztig, Milnor, and Peterson show that the defect between the mod-\(2\) and rational semicharacteristics is computed via the the Wu characteristic number \[\chi_{1/2}(M;\mathbb{F}_2)-\chi_{1/2}(M;\mathbf{Q}) = \bigl\langle v_r(M)\,Sq^1v_r(M),[M]\bigr\rangle.\]
Throughout, let \(k=\mathbb{F}_q\), \(q\) odd, and let \(X/k\) be smooth, projective, and geometrically connected of dimension \(2d\). All cohomology groups are ordinary étale cohomology groups. We write \[H^i(X;\mathbf{Z}_2(d)) := \varprojlim_n H^i(X;\mathbf{Z}/2^n(d)), \qquad H^i(X;\mathbf{Q}_2(d)) := H^i(X;\mathbf{Z}_2(d))\otimes_{\mathbf{Z}_2}\mathbf{Q}_2.\] We also use \[H^i(X;\mathbf{Q}_2/\mathbf{Z}_2(d)) := \varinjlim_n H^i(X;\mathbf{Z}/2^n(d)).\] Let \[\int_X: H^{4d+1}(X;\mathbf{Q}_2/\mathbf{Z}_2(2d)) \longrightarrow \mathbf{Q}_2/\mathbf{Z}_2\] denote the trace map furnished by Poincaré duality. After reducing modulo \(2\) and using \(\mu_2^{\otimes 2d}\simeq \mathbb{F}_2\), we also write \[\int_X: H^{4d+1}(X;\mathbb{F}_2) \longrightarrow \mathbb{F}_2\] for the induced mod-\(2\) trace map. Finally, let \[\beta_X\in H^1(X;\mathbb{F}_2)\] be the Bockstein class.
Definition 30 (The semicharacteristics). For a field \(F\in \{\mathbb{F}_2, \mathbf{Q}_2\}\), define the semicharacteristic by \[\chi_{1/2}(X;F) := \sum_{i=0}^{2d} \dim_F H^i_{\mathrm{\acute et}}(X;F(d)) \pmod 2.\]
Definition 31 (The semicharacteristic defect). The \(2\)-adic semicharacteristic defect is \[\Delta_2(X) := \chi_{1/2}(X;\mathbb{F}_2) - \chi_{1/2}(X;\mathbf{Q}_2) \in \mathbb{F}_2.\]
We are now ready to state our function-field analogue of the Lusztig–Milnor–Peterson formula.
Theorem 20 (The function-field the Lusztig–Milnor–Peterson formula). With \(\delta_d\) the shifted Bockstein operator of Lemma 2, and \(v_{2d}(X)\) the middle Wu class of \(X\), one has: \[\Delta_2(X) = \int_X v_{2d}(X)\,\delta_d(v_{2d}(X)).\]
The rest of this subsubsection is dedicated to the proof of this result (see Theorem 21).
Definition 32. Put \[\mathcal{T}_X := H^{2d+1}(X;\mathbb{Z}_2(d))_{\mathrm{tors}},\] The \(2\)-primary middle linking parity of \(X\) is \[\epsilon_2(X):= \dim_{\mathbb{F}_2}\bigl(\mathcal{T}_X/2\mathcal{T}_X\bigr)\pmod 2.\]
With notation as above, \[\Delta_2(X) = \epsilon_2(X).\]
Proof. For each \(i\), set \[A^i:=H^i(X;\mathbf{Z}_2(d)).\] By the finiteness theorem for smooth proper étale cohomology over finite fields, each \(A^i\) is a finitely generated \(\mathbf{Z}_2\)-module. Write \[A^i\simeq \mathbf{Z}_2^{b_i}\oplus T^i,\] where \(T^i\) is finite \(2\)-primary, and put \[\tau_i:=\dim_{\mathbb{F}_2}(T^i/2T^i).\] The long exact sequence in cohomology associated to the coefficient short exact sequence \[0\to \mathbf{Z}_2(d)\xrightarrow{\cdot 2} \mathbf{Z}_2(d)\longrightarrow \mathbb{F}_2\to 0,\] gives a natural short exact sequence \[0 \longrightarrow A^i\otimes_{\mathbf{Z}_2}\mathbb{F}_2 \longrightarrow H^i(X;\mathbb{F}_2) \longrightarrow A^{i+1}[2] \longrightarrow 0.\] Hence \[\dim_{\mathbb{F}_2}H^i(X;\mathbb{F}_2) = b_i+\tau_i+\tau_{i+1}.\] On the other hand, \[\dim_{\mathbf{Q}_2}H^i(X;\mathbf{Q}_2(d))=b_i.\] Therefore \[\begin{align} \Delta_2(X) &= \sum_{i=0}^{2d}(\tau_i+\tau_{i+1}) \pmod 2 \\ &= \tau_0+\tau_{2d+1} \pmod 2. \end{align}\] The group \[A^0=H^0(X;\mathbf{Z}_2(d))\] is torsion-free, possibly zero, so \(\tau_0=0\). Thus \[\Delta_2(X) = \tau_{2d+1} = \dim_{\mathbb{F}_2} \bigl(H^{2d+1}(X;\mathbf{Z}_2(d))_{\mathrm{tors}}/2\bigr) = \epsilon_2(X).\] ◻
Definition 33 (The \(2\)-primary Artin–Tate linking form, cf. [39], [40], [3]). Let \[\widetilde{\delta}: H^{2d}(X;\mathbf{Q}_2/\mathbf{Z}_2(d))_{\mathrm{nd}} \longrightarrow H^{2d+1}(X;\mathbf{Z}_2(d))_{\mathrm{tors}} = \mathcal{T}_X\] be the boundary map associated with \[0 \longrightarrow \mathbf{Z}_2(d) \longrightarrow \mathbf{Q}_2(d) \longrightarrow \mathbf{Q}_2/\mathbf{Z}_2(d) \longrightarrow 0.\] It is an isomorphism. Following the Artin–Tate–Jahn–Feng construction, define first \[\langle x,y\rangle_{\mathrm{AT}} := \int_X x\cup \widetilde{\delta}(y), \qquad x,y\in H^{2d}(X;\mathbf{Q}_2/\mathbf{Z}_2(d))_{\mathrm{nd}},\] where the subscript \(\mathrm{nd}\) denotes quotient by the maximal divisible subgroup. Transporting this form along \(\widetilde{\delta}\), we obtain a pairing \[\lambda_X:\mathcal{T}_X\times \mathcal{T}_X\longrightarrow \mathbf{Q}_2/\mathbf{Z}_2.\] Explicitly, for \(a,b\in \mathcal{T}_X\), choose \[\widetilde{a} \in H^{2d}(X;\mathbf{Q}_2/\mathbf{Z}_2(d))_{\mathrm{nd}}\] with \(\widetilde{\delta}(\widetilde{a})=a\), and set \[\lambda_X(a,b) := \int_X \widetilde{a}\cup b.\] This is the \(2\)-primary Artin–Tate linking form on the middle torsion group \(\mathcal{T}_X\).
The form \(\lambda_X\) is independent of the choice of \(\widetilde{b}\) and is nonsingular by Poincaré duality. Since the total duality degree is \(4d+1\), it is skew-symmetric in the linking-form sense: \[\lambda_X(a,b)=-\lambda_X(b,a).\] Feng’s alternation theorem strengthens this in the finite-field setting: if \(X/k\) is smooth, projective, geometrically connected, and of even dimension over a finite field of odd characteristic, then the higher Artin–Tate pairing is alternating; see [3].
Lemma 7 (Elementary divisors of \(2\)-primary linking forms). Let \(T\) be a finite \(2\)-primary abelian group equipped with a nonsingular skew-symmetric form \[\lambda:T\times T\longrightarrow \mathbf{Q}_2/\mathbf{Z}_2.\] Write \[T\simeq \bigoplus_{e\ge 1} (\mathbf{Z}/2^e\mathbf{Z})^{m_e}.\] Then \(m_e\) is even for every \(e\ge 2\). In particular, \[\dim_{\mathbb{F}_2}(T/2T)\equiv m_1\pmod 2.\] If, moreover, \(\lambda\) is alternating, then \(m_e\) is even for every \(e\ge 1\), and \[\dim_{\mathbb{F}_2}(T/2T)\equiv 0\pmod 2.\]
Proof. For \(e\ge 1\), set \[V_e := T[2^e]\Big/\bigl(T[2^{e-1}]+2T[2^{e+1}]\bigr).\] A direct check from the elementary divisor decomposition shows that \[\dim_{\mathbb{F}_2}V_e=m_e.\] The form induces a bilinear pairing \[\lambda_e:V_e\times V_e \longrightarrow \tfrac12\mathbf{Z}_2/\mathbf{Z}_2\simeq \mathbb{F}_2\] by the formula \[\lambda_e(\overline{x},\overline{y}) := 2^{e-1}\lambda(x,y).\] This is well-defined. If \(x\) is changed by an element of \(T[2^{e-1}]\), then \(2^{e-1}\lambda(x,y)=0\). If \(x\) is changed by an element \(2z\), with \(z\in T[2^{e+1}]\), then \[2^{e-1}\lambda(2z,y) = 2^e\lambda(z,y) = \lambda(z,2^ey) = 0,\] because \(y\in T[2^e]\). The same argument applies in the second variable.
The form \(\lambda_e\) is nonsingular. Suppose that \(\overline{x}\in V_e\) pairs trivially with every element of \(V_e\). Then \[2^{e-1}\lambda(x,y)=0 \qquad \text{for all } y\in T[2^e],\] or equivalently \[\lambda(2^{e-1}x,y)=0 \qquad \text{for all } y\in T[2^e].\] For a nonsingular form, the annihilator of \(T[2^e]\) is \(2^eT\). Thus \(2^{e-1}x\in 2^eT\). Choose \(z\in T\) such that \[2^{e-1}x=2^ez.\] Since \(x\in T[2^e]\), multiplying by \(2\) gives \(z\in T[2^{e+1}]\). Hence \[x-2z\in T[2^{e-1}],\] and therefore \[x\in T[2^{e-1}]+2T[2^{e+1}].\] Thus \(\overline{x}=0\), proving nonsingularity.
Assume first only that \(\lambda\) is skew-symmetric. Then \[2\lambda(x,x)=0 \qquad \text{for all }x\in T.\] If \(e\ge 2\), it follows that \[\lambda_e(\overline{x},\overline{x}) = 2^{e-1}\lambda(x,x) = 2^{e-2}\bigl(2\lambda(x,x)\bigr) = 0.\] Thus \(\lambda_e\) is nonsingular and alternating over \(\mathbb{F}_2\), so \(V_e\) has even dimension. Hence \(m_e\) is even for every \(e\ge 2\).
If \(\lambda\) is alternating, then \(\lambda(x,x)=0\) for all \(x\), and the same argument applies also for \(e=1\). Since \[\dim_{\mathbb{F}_2}(T/2T)=\sum_{e\ge 1}m_e,\] the assertion follows. ◻
For \(r\in\mathbf{Z}\), let \[\delta_r: H^m(X;\mathbb{F}_2) \longrightarrow H^{m+1}(X;\mathbb{F}_2)\] denote the twisted Bockstein \(\delta_r\) of Lemma 2. This is the connecting morphism associated with the short exact sequence \[0 \longrightarrow \mathbf{Z}/2(r) \longrightarrow \mathbf{Z}/4(r) \longrightarrow \mathbf{Z}/2(r) \longrightarrow 0.\] By Lemma 2, for every \(x\in H^m(X;\mathbb{F}_2)\), one has \[\label{eq:twisted95bockstein} \delta_r(x) = Sq^1(x)+r\,\beta_Xx.\tag{10}\]
Definition 34 (The twisted middle Bockstein form). Define \[B_X^{(d)}: H^{2d}(X;\mathbb{F}_2)\times H^{2d}(X;\mathbb{F}_2) \longrightarrow \mathbb{F}_2\] by \[B_X^{(d)}(x,y) := \int_X x\,\delta_d(y).\] We write \[\operatorname{rank}_{\mathbb{F}_2}B_X^{(d)}\] for the rank of the adjoint linear map \[H^{2d}(X;\mathbb{F}_2) \longrightarrow H^{2d}(X;\mathbb{F}_2)^\vee.\]
One has \[\operatorname{rank}_{\mathbb{F}_2}B_X^{(d)} \equiv \epsilon_2(X) \pmod 2.\]
Proof. By Poincaré duality, the adjoint of \(B_X^{(d)}\) is precisely \[\delta_d: H^{2d}(X;\mathbb{F}_2) \longrightarrow H^{2d+1}(X;\mathbb{F}_2).\] Therefore \[\operatorname{rank}B_X^{(d)} = \operatorname{rank}\delta_d.\]
Write \[H^{2d+1}(X;\mathbf{Z}_2(d))_{\mathrm{tors}} \simeq \bigoplus_{e\ge 1} (\mathbf{Z}/2^e\mathbf{Z})^{m_e}.\] We first compute the rank of \(\delta_d\). Let \[A^i:=H^i(X;\mathbf{Z}_2(d)).\] For \(n=2,4\), the universal coefficient sequence gives \[0 \longrightarrow A^{2d}/n \longrightarrow H^{2d}(X;\mathbf{Z}/n(d)) \longrightarrow A^{2d+1}[n] \longrightarrow 0.\] The reduction map from \(n=4\) to \(n=2\) gives a morphism between these short exact sequences, and the left vertical map \[A^{2d}/4\longrightarrow A^{2d}/2\] is surjective. Hence the cokernel of \[H^{2d}(X;\mathbf{Z}/4(d)) \longrightarrow H^{2d}(X;\mathbf{Z}/2(d))\] is naturally identified with the cokernel of \[A^{2d+1}[4]\longrightarrow A^{2d+1}[2].\] The image of the Bockstein \(\delta_d\) is exactly this cokernel.
It remains to compute this cokernel on elementary divisors. A free \(\mathbf{Z}_2\)-summand contributes nothing. For a summand \(\mathbf{Z}/2^e\mathbf{Z}\), the target \(A^{2d+1}[2]\) is one-dimensional over \(\mathbb{F}_2\). If \(e=1\), then the induced map \[A^{2d+1}[4]\longrightarrow A^{2d+1}[2]\] is zero; if \(e\ge 2\), it is surjective. Thus \[\operatorname{rank}_{\mathbb{F}_2}\delta_d=m_1.\]
On the other hand, \[\epsilon_2(X) = \dim_{\mathbb{F}_2}(\mathcal{T}_X/2\mathcal{T}_X) \equiv \sum_{e\ge 1}m_e \pmod 2.\] The Artin–Tate linking form \(\lambda_X\) is nonsingular and skew-symmetric. By Lemma 7, \(m_e\) is even for every \(e\ge 2\). Hence \[\epsilon_2(X) \equiv m_1 = \operatorname{rank}_{\mathbb{F}_2}B_X^{(d)} \pmod 2.\] ◻
We now introduce the Wu-theoretic expression for the same parity. Let \[v_X=1+v_1(X)+v_2(X)+\cdots \in H^\ast(X;\mathbb{F}_2)\] be the absolute étale Wu class of \(X\), characterized by \[\int_X Sq(z) = \int_X z\,v_X\] for all \(z\in H^\ast(X;\mathbb{F}_2)\), where both sides mean the component of total degree \(4d+1\). Instability gives the top-half vanishing \[v_i(X)=0 \qquad (i>2d).\] Write \(T_{X/k}\) for the tangent bundle of \(X\) relative to \(\Spec\,k\). By the finite-field absolute Wu formula, \[v_X = Sq^{-1}\bigl(w^{\mathrm{\acute et}}(T_{X/k})\bigr).\] In particular, because \(T_{X/k}\) has even rank \(2d\), one has (see Theorem 7): \[w^{\mathrm{\acute et}}_1(T_{X/k})=0, \qquad v_1(X)=0.\] We shall call \[v_{2d}(X) = \Bigl(Sq^{-1}w^{\mathrm{\acute et}}(T_{X/k})\Bigr)_{2d} \in H^{2d}(X;\mathbb{F}_2)\] the middle Wu class of \(X\).
Lemma 8 (Rank parity and characteristic vectors). Let \(V\) be a finite-dimensional \(\mathbb{F}_2\)-vector space equipped with a symmetric bilinear form \(B\). Suppose that \(c\in V\) is characteristic, i.e. \[B(x,x)=B(c,x) \qquad \text{for every }x\in V.\] Then \[\operatorname{rank}(B)\equiv B(c,c)\pmod 2.\]
Proof. Quotienting by the radical does not change the rank. The image of \(c\) is again characteristic for the induced nondegenerate symmetric form. Thus we may assume that \(B\) is nondegenerate.
If \(B(c,c)=1\), then the line \(\mathbb{F}_2c\) is nondegenerate, and its orthogonal complement has characteristic vector \(0\). Hence the orthogonal complement is alternating and has even dimension. Therefore \(\operatorname{rank}(B)\) is odd.
If \(B(c,c)=0\), then either \(c=0\), in which case \(B\) is alternating and therefore has even rank, or \(c\neq 0\). In the latter case choose \(x\) with \(B(c,x)=1\). The span of \(c\) and \(x\) is a hyperbolic plane, and its orthogonal complement has characteristic vector \(0\). Again the total rank is even. Thus in all cases \[\operatorname{rank}(B)\equiv B(c,c)\pmod 2.\] ◻
The class \[v_{2d}(X)\in H^{2d}(X;\mathbb{F}_2)\] is characteristic for the twisted Bockstein form \(B_X^{(d)}\). Consequently, \[\operatorname{rank}_{\mathbb{F}_2}B_X^{(d)} \equiv B_X^{(d)}(v_{2d}(X),v_{2d}(X)) \pmod 2.\] 0◻
This may be regarded as the finite-field version of Browder’s characteristic-vector identity, which states that the middle Wu class of a closed smooth manifold of dimension \(4d+1\) is characteristic for the middle Steenrod square; see [41].
Theorem 21 (Function-field semicharacteristic-defect formula). Let \(X/\mathbb{F}_q\) be smooth, projective, and geometrically connected of dimension \(2d\), with \(q\) odd. Then \[\Delta_2(X) = \epsilon_2(X) = \operatorname{rank}_{\mathbb{F}_2}B_X^{(d)} = \int_X v_{2d}(X)\,\delta_d(v_{2d}(X)).\]
Proof. By Proposition [prop:function-field-defect-middle-torsion], \[\Delta_2(X)=\epsilon_2(X).\] By Proposition [prop:function-field-derham-milnor-parity], \[\epsilon_2(X) \equiv \operatorname{rank}_{\mathbb{F}_2}B_X^{(d)} \pmod 2.\] By Proposition [prop:function-field-middle-wu-characteristic], \[\operatorname{rank}_{\mathbb{F}_2}B_X^{(d)} \equiv B_X^{(d)}(v_{2d}(X),v_{2d}(X)) \pmod 2.\] By definition of \(B_X^{(d)}\), this last expression is \[\int_X v_{2d}(X)\,\delta_d(v_{2d}(X)).\] This completes the proof. ◻
In particular, Theorem 21, together with Feng’s alternation theorem for the Artin–Tate linking form [3], shows that \[\Delta_2(X)=0.\]
We now address Remark [rem:feng95vs95us], and discuss what formal implications the finite field relative Wu formula has on the arithmetic one. Let \[B=\Spec \mathcal{O}_{K,S}, \qquad f\colon X\to B\] be a smooth projective morphism with geometrically connected fibres; as usual, assume that \(2\in \Gamma(B,\mathcal{O}_B)^\times\).
A first observation is that absolute Wu classes do not, in general, restrict along closed embeddings. This already occurs for \[i_p\colon \Spec \mathbb{F}_p\hookrightarrow \Spec \mathbf{Z}[1/2].\] Indeed, \[v_{\mathbf{Z}[1/2]}=1+\beta_{\mathbf{Z}[1/2]},\] and \(\beta_{\mathbf{Z}[1/2]}\neq 0\). If \(p\not\equiv 1\pmod 4\), then \[i_p^*v_{\mathbf{Z}[1/2]}=1+\beta_{\mathbb{F}_p},\] and \(\beta_{\mathbb{F}_p}\neq 0\). By contrast, \(v_{\mathbb{F}_p}=1\): the cohomology of \(\Spec \mathbb{F}_p\) satisfies Poincaré duality in degree \(2\), so instability forces \(v_{\mathbb{F}_p,1}=0\). A topological example of this same phenomenon is given by the inclusion \(\mathbf{R}\mathbb{P}^2\hookrightarrow S^4\).
What does restrict are the relative Wu classes. We define the relative Wu class via \[v_{X/B} := v_X\cdot f^*v_B^{-1} \cong \Sq^{-1}(w^{\text{\'{e}t}}(\tau_f)).\] Recall that according to Proposition [prop:2td-basic], the relative Wu class is natural. Throughout this section, write \(\Lambda\) for the constant \(\mathbb{F}_2\)-sheaf.
Definition 35. We define the obstruction class: \[\Delta:=w^{\text{\'{e}t}}(T_{X/B})-\Sq\bigl(v_{X/B}\bigr)\in H^*(X;\Lambda), \qquad \Delta=\sum_{i\geq 0}\Delta_i, \qquad \Delta_i\in H^i(X;\Lambda).\]
Write \(s: \mathbb{F}_q\hookrightarrow B\), denote by \(X_s:= X\times_{B,s}\Spec\,\mathbb{F}_q\) the associated fibre of \(X\), and by \(i_s: X_s\hookrightarrow X\) the associated closed embedding. Feng’s theorem shows that the obstruction class \(\Delta\) vanishes on every closed fibre, i.e.: \[\label{eq:fibrewise-delta-vanishes} i_s^*\Delta=0 \qquad \text{for every closed point }s\in B.\tag{11}\] The point of the discussion below is that this fibrewise vanishing does not force \(\Delta=0\) globally, in other words, Feng’s finite field absolute Wu formula does not recover Benoist’s arithmetic relative Wu formula.
In contrast, for the degree \(1\) obstruction, we have:
Assume 11 . Then the degree-one piece \(\Delta_1\in H^1(X;\Lambda)\) vanishes.
Proof. The Leray spectral sequence \[E_2^{a,b}=H^a\bigl(B;R^bf_*\Lambda\bigr) \Longrightarrow H^{a+b}(X;\Lambda)\] yields the low-degree exact sequence \[0\to H^1(B;\Lambda) \xrightarrow{f^*} H^1(X;\Lambda) \xrightarrow{\epsilon} H^0\bigl(B;R^1f_*\Lambda\bigr) \xrightarrow{d_2^{0,1}} H^2(B;\Lambda),\] because \(f_*\Lambda=\Lambda\). By proper and smooth base change, \(R^1f_*\Lambda\) is a finite locally constant sheaf on \(B\), and for every geometric point \(\bar s\to B\) there is a canonical identification \[\bigl(R^1f_*\Lambda\bigr)_{\bar s}\simeq H^1(X_{\bar s};\Lambda).\] Under this identification, the stalk of \(\epsilon(\Delta_1)\) at \(\bar s\) is the image of \(i_s^*(\Delta_1)\) in \(H^1(X_{\bar s};\Lambda)\). By 11 , this stalk is zero for every closed point \(s\), hence \(\epsilon(\Delta_1)=0\). Therefore there exists a class \(\chi\in H^1(B;\Lambda)\) such that \[\Delta_1=f^*\chi.\] Suppose that \(\chi\neq 0\). Since \[H^1(B;\Lambda)\cong \operatorname{Hom}_{\mathrm{cont}}\bigl(\pi_1^{\text{\'{e}t}}(B);\Lambda\bigr),\] Chebotarev’s density theorem yields a closed point \(s\in B\) such that \(\chi(\Frob_s)\neq 0\). On the other hand, for the geometrically connected fibre \(X_s/k(s)\), the exact sequence of étale fundamental groups \[1\to \pi_1^{\text{\'{e}t}}(X_{\bar s})\to \pi_1^{\text{\'{e}t}}(X_s)\to G_{k(s)}\to 1\] implies, by the associated low-degree sequence in cohomology, that the pullback map \[H^1\bigl(k(s);\Lambda\bigr)\longrightarrow H^1(X_s;\Lambda)\] is injective. Hence \[i_s^*(\Delta_1)=f_s^*\bigl(\chi|_{k(s)}\bigr)\neq 0,\] contrary to 11 . Thus \(\chi=0\), and therefore \(\Delta_1=0\). ◻
The first genuinely arithmetic obstruction seems to appear in degree \(2\). Set \[\Obs_2(X/B) := \ker\Bigl( H^2(X;\Lambda) \longrightarrow \prod_{s\in B^{(0)}} H^2(X_s;\Lambda) \Bigr),\] where \(B^{(0)}\) denotes the set of closed points of \(B\). By 11 , the class \(\Delta_2\) lies in \(\Obs_2(X/B)\).
For the Leray spectral sequence of \(f\), let \[0\subseteq F^2H^2(X;\Lambda)\subseteq F^1H^2(X;\Lambda)\subseteq H^2(X;\Lambda)\] denote the induced filtration on \(H^2(X;\Lambda)\). Then \[F^2H^2(X;\Lambda)=\operatorname{im}\bigl(H^2(B;\Lambda)\to H^2(X;\Lambda)\bigr) \cong \operatorname{coker}\!\bigl(d_2^{0,1}\colon H^0(B;R^1f_*\Lambda)\to H^2(B;\Lambda)\bigr).\] While \[F^1H^2(X;\Lambda)=\operatorname{ker}\bigl(H^2(X;\Lambda)\to H^0(B;R^2f_*\Lambda)\bigr),\] and there is a short exact sequence \[\label{eq:leray-degree-two} 0\to F^2H^2(X;\Lambda) \to F^1H^2(X;\Lambda) \xrightarrow{\rho} \ker\!\bigl(d_2^{1,1}\colon H^1(B;R^1f_*\Lambda)\to H^3(B;\Lambda)\bigr) \to 0.\tag{12}\] For each closed point \(s\in B\), we write \[\operatorname{loc}_s\colon H^1(B;R^1f_*\Lambda)\longrightarrow H^1\bigl(k(s);(R^1f_*\Lambda)_{\bar s}\bigr)\] for the restriction map. We also define the fibrewise Shafarevich–Tate group \[\Sha^1_{\mathrm{fib}}(B;R^1f_*\Lambda) := \ker\Bigl( H^1(B;R^1f_*\Lambda) \xrightarrow{(\operatorname{loc}_s)_s} \prod_{s\in B^{(0)}} H^1\bigl(k(s);(R^1f_*\Lambda)_{\bar s}\bigr) \Bigr).\]
There is a natural short exact sequence \[0\to \operatorname{coker}\!\bigl(d_2^{0,1}\colon H^0(B;R^1f_*\Lambda)\to H^2(B;\Lambda)\bigr) \longrightarrow \Obs_2(X/B) \xrightarrow{\rho} \ker\!\bigl(d_2^{1,1}\bigr)\cap \Sha^1_{\mathrm{fib}}(B;R^1f_*\Lambda) \to 0.\] In particular, after Feng’s fibrewise formula is imposed, the remaining degree-two obstruction has two independent parts: a pure base term coming from \(H^2(B;\Lambda)\), and a genuinely arithmetic (Shafarevich) term lying in \(H^1(B;R^1f_*\Lambda)\).
Proof. Fix \(\alpha\in \Obs_2(X/B)\). By proper and smooth base change, \(R^2f_*\Lambda\) is a finite locally constant sheaf, and the edge map \[H^2(X;\Lambda)\longrightarrow H^0\bigl(B;R^2f_*\Lambda\bigr)\] has the property that its stalk at \(\bar s\) is the image of \(i_s^*(\alpha)\) in \(H^2(X_{\bar s};\Lambda)\). Since \(i_s^*(\alpha)=0\) for every closed \(s\), all these stalks vanish, so the image of \(\alpha\) in \(H^0(B;R^2f_*\Lambda)\) is zero. Thus \(\alpha\in F^1H^2(X;\Lambda)\). By 12 , its image \(\rho(\alpha)\) lies in \(\ker(d_2^{1,1})\).
Now fix a closed point \(s\in B\). Because \(k(s)\) is a finite field, it has cohomological dimension \(1\) for torsion coefficients prime to \(\operatorname{char} k(s)\). Hence the Leray spectral sequence for \(X_s\to \Spec k(s)\) yields a short exact sequence \[\label{eq:HS-fibre-degree-two} 0\to H^1\bigl(k(s);H^1(X_{\bar s};\Lambda)\bigr) \to H^2(X_s;\Lambda) \to H^0\bigl(k(s);H^2(X_{\bar s};\Lambda)\bigr) \to 0.\tag{13}\] Using proper base change again, we identify \[H^1(X_{\bar s};\Lambda)\simeq (R^1f_*\Lambda)_{\bar s}, \qquad H^2(X_{\bar s};\Lambda)\simeq \bigl(R^2f_*\Lambda\bigr)_{\bar s}.\] By functoriality of the Leray spectral sequence, the image of \(\operatorname{loc}_s\bigl(\rho(\alpha)\bigr)\) in \(H^2(X_s; \Lambda)\) under the inclusion of 13 is precisely \(i_s^*(\alpha)\), hence vanishes. As this holds for every closed \(s\), we obtain \[\rho(\alpha)\in \ker\!\bigl(d_2^{1,1}\bigr)\cap \Sha^1_{\mathrm{fib}}(B;R^1f_*\Lambda).\] This defines a homomorphism \[\Obs_2(X/B) \longrightarrow \ker\!\bigl(d_2^{1,1}\bigr)\cap \Sha^1_{\mathrm{fib}}(B;R^1f_*\Lambda).\] Its kernel consists exactly of those classes in \(\Obs_2(X/B)\) lying in \(F^2H^2(X;\Lambda)\), which is all of \(F^2H^2(X;\Lambda)\). Indeed, due to the functoriality of Leray with respect to the filtration, we have \(i_s^*: F^2H^2(X;\Lambda)\to F^2H^2(X_s;\Lambda) = 0\). Therefore, the kernel is isomorphic to \(F^2H^2(X;\Lambda) \cong \operatorname{coker}(d_2^{0,1})\). This implies the exactness of the sequence: \[0\to \operatorname{coker}\!\bigl(d_2^{0,1}\colon H^0(B;R^1f_*\Lambda)\to H^2(B;\Lambda)\bigr) \longrightarrow \Obs_2(X/B) \xrightarrow{\rho} \ker\!\bigl(d_2^{1,1}\bigr)\cap \Sha^1_{\mathrm{fib}}(B;R^1f_*\Lambda).\]
It remains to show that the map \(\Obs_2(X/B) \xrightarrow{\rho} \ker\!\bigl(d_2^{1,1}\bigr)\cap \Sha^1_{\mathrm{fib}}(B;R^1f_*\Lambda)\) is surjective. Let \[\beta\in \ker\!\bigl(d_2^{1,1}\bigr)\cap \Sha^1_{\mathrm{fib}}(B;R^1f_*\Lambda).\] By 12 , choose a lift \(\alpha\in F^1H^2(X;\Lambda)\) with \(\rho(\alpha)=\beta\). For every closed point \(s\), the image of \(i_s^*(\alpha)\) in \(H^0(k(s);H^2(X_{\bar s};\Lambda))\) is zero because \(\alpha\in F^1H^2(X;\Lambda)\), and the image of \(i_s^*(\alpha)\) in \(H^1(k(s);H^1(X_{\bar s};\Lambda))\) is \(\operatorname{loc}_s(\beta)=0\). By the exact sequence 13 , this implies \(i_s^*(\alpha)=0\) for every \(s\). Thus \(\alpha\in \Obs_2(X/B)\), and the displayed map is surjective. This proves the proposition. ◻
Example 7. To see that \(\Obs_2(X/B)\) can be nonzero, consider the case \(B=\Spec \mathbf{Z}[1/2]\) and let \(f\colon \mathbb{P}^1_B\to B\) be the structural morphism. Then \[R^1f_*\Lambda=0,\] so Proposition [prop:obs2-exact-sequence] gives a canonical isomorphism \[\Obs_2(\mathbf{P}^1_B/B) \cong H^2(B;\Lambda).\] The non-vanishing of \(H^2(B;\Lambda)\) now follows from the non-vanishing of \(\beta_B^2\) (see Remark [rem:beta-square-Q]).
Thus the degree-two obstruction group can be nonzero. Consequently, fibrewise vanishing on all closed fibres does not force global vanishing already in degree \(2\), at least not formally via a standard spectral sequence argument.
shachar.carmeli@gmail.com↩︎
mark.shusterman@weizmann.ac.il↩︎
saarzehavi@gmail.com↩︎
Following the conventions of Barnea–Schlank and Chough, we shall refer to the topological type as a pro-simplicial set; to select an honest pro-simplicial set representative, choose a cofibrant replacement \(Q(*_{\mathcal{T}})\to *_{\mathcal{T}}\), and apply \(L_{\Gamma^*}\) to \(Q(*_{\mathcal{T}})\) directly.↩︎
Defining cohomology with supports as the mapping fibre of the restriction map from the cohomology of the total space to that of its (open) complement, we get an obvious definition of Steenrod squares on (ordinary/finite boundary) cohomology with supports.↩︎