June 01, 2026
Let \(\mathbb{k}\) denote a field. Extending the structural frameworks established in [1], this paper introduces novel techniques utilizing non-commutative reduction orders, factorization theory, and the generalized lifting methodology. We establish a definitive necessary and sufficient criterion for the affineness of Noetherian Hopf algebras, thereby providing a significant advancement toward resolving the long-standing Wu–Zhang question [2]. Specifically, we prove that a left or right Noetherian Hopf algebra over \(\mathbb{k}\) is affine if and only if its Hopf coradical is affine. This characterization fundamentally concentrates the burden of verification onto the first filtration step, yielding a criterion that is structurally transparent and highly operational.
To establish necessity, we provide an essential intrinsic result demonstrating that the Hopf coradical of an affine Hopf algebra inherits the property of being affine. Furthermore, as direct applications of this equivalence, we prove that a left or right Noetherian Hopf algebra \(H\) is affine provided that its coradical \(H_{(0)}\) forms a subalgebra (the dual Chevalley property), its coradical \(H_{(0)}\) is cocommutative, or its Hopf coradical \(H_{[0]}\) is commutative.
Keywords: Hopf algebra, Hopf coradical, Noetherian, affine, dual Chevalley property.
In 2003, Q.-S. Wu and J. J. Zhang proved that every Noetherian affine polynomial identity (PI) Hopf algebra is Artin–Schelter Gorenstein, and in doing so, they formulated the classical affineness question for the broader class of Noetherian Hopf algebras (see also [3]–[6]):
Question [2]. Is every Noetherian Hopf algebra over a field \(\mathbb{k}\) an affine \(\mathbb{k}\)-algebra?
Molnar [7] established the validity of this question in the commutative and cocommutative regimes. Beyond these foundational settings, however, the general problem has remained famously open, even for PI Hopf algebras, which share close geometric and algebraic ties to the commutative setting (see [4], [5]). In the graded framework, Jia and Zhang [8] recently showed that a Noetherian Hopf algebra that is graded as an algebra is affine if and only if its degree-zero homogeneous component is affine.
In the non-graded framework, Goodearl and Zhang [9] proved that a locally affine Noetherian Hopf algebra over an algebraically closed field of characteristic zero is affine, provided it is faithfully flat over all its Hopf subalgebras. As a direct consequence, any Noetherian pointed Hopf algebra over such a field is affine. Subsequently, Jia and Zhang [1] introduced the machinery of reduction orders, reduction-factorizations, and prime words, successfully establishing that every Noetherian pointed Hopf algebra over an arbitrary field is affine. In particular, their results imply that every Hopf subalgebra of a Noetherian pointed Hopf algebra inherits the property of being affine. In a subsequent survey [10], K. Brown pointed out that the original constraints requiring the base field to be algebraically closed and of characteristic zero in [9] could indeed be dropped.
However, the powerful field-independent machinery introduced in [1] extends naturally to the much broader framework of the present paper, after appropriate technical modifications. This extension underscores the robustness and general utility of the underlying rewriting principles in non-commutative algebra and the structural analysis of infinite-dimensional Hopf algebras.
In the present paper, we investigate the Wu–Zhang affineness question in the wider setting where the Hopf coradical of a Noetherian Hopf algebra is affine. The concept of the Hopf coradical, introduced by Andruskiewitsch and Cuadra [11], generalizes the celebrated lifting method of Andruskiewitsch and Schneider [12], which serves as a cornerstone in the classification theory of both finite- and infinite-dimensional Hopf algebras.
By employing mirror-reduction orderings, non-commutative factorization systems, prime-word rewriting machinery, and the generalized lifting technique, we prove that a left or right Noetherian Hopf algebra over a field is affine if and only if its Hopf coradical is affine. A vital component in demonstrating the necessity of this condition is an intrinsic structural result showing that the Hopf coradical of an affine Hopf algebra inherits the property of being affine.
The manuscript is organized as follows. Let \((X, <_{X})\) be a well-ordered set, let \(\langle X \rangle\) denote the free monoid generated by \(X\), and let \(\mathbb{k}\langle X \rangle\) be the free associative algebra on \(X\).
In Section 1, we review the required background material on Hopf algebras, the generalized lifting method, and the (mirror) lexicographic order. In Section 2, we introduce the mirror-reduction order on \(\langle X \rangle\) along with its associated reduction-factorization theory, thereby refining and generalizing the structural techniques originally developed in [1].
In Section 3, we analyze the properties of irreducible words with respect to the chosen reduction order. We show that if an augmented algebra is left Noetherian, the underlying set of its irreducible letters must be finite (Lemma 24). In Section 4, given a Hopf algebra \(H\) over \(\mathbb{k}\) whose Hopf coradical \(H_{[0]}\) is a Hopf subalgebra, we construct a generating set \(X\) extending a given base set \(O\) such that the coproduct \(\Delta_H\) lifts to a skew-triangular comultiplication on the free algebra \(\mathbb{k}\langle X \rangle\) (Definition 25, Lemma 26). By applying mirror reduction order, reduction-factorization, and prime words, we completely determine the comultiplication formulas for arbitrary words (Lemmas 29–30).
In Section 5, we establish two fundamental reduction results governing prime words (Lemmas 31–32). We then prove that every reducible letter of positive degree can be expanded as a linear combination of products consisting of strictly smaller letters (Lemma 33). As a consequence, every non-empty word admits a decomposition in terms of degree-zero letters and irreducible positive-degree letters (Theorem 35). Combining this rewriting framework with Lemma 24, we demonstrate that a left or right Noetherian Hopf algebra is affine whenever its Hopf coradical is affine (Theorem 36). More generally, this affineness property holds if the coradical is contained in any affine Hopf subalgebra (Remark 37).
In Section 6, we turn our attention to the converse direction and prove the following core result:
Theorem A. (Theorem 41) Let \(H\) be an affine Hopf algebra over \(\mathbb{k}\). If the Hopf coradical \(H_{[0]}\) is a Hopf subalgebra, then \(H_{[0]}\) is affine.
By consolidating Theorem 36 with Theorem A, we obtain a new, equivalent formulation of the Wu–Zhang question that shifts the focus onto the first filtration step:
Theorem B. (Theorem 43) Let \(H\) be a left or right Noetherian Hopf algebra over \(\mathbb{k}\). Then the following conditions are equivalent:
H is affine;
The Hopf coradical \(H_{[0]}\) is affine;
The coradical \(H_{(0)}\) is contained in an affine Hopf subalgebra of \(H\).
In this case, any Hopf subalgebra of \(H\) containing \(H_{(0)}\) is also affine.
Consequently, the remaining step in resolving the global affineness question is to establish the affineness of the Hopf coradical for arbitrary Noetherian Hopf algebras, or equivalently, to determine whether a Noetherian Hopf algebra that is generated as an algebra by its coradical is necessarily affine.
In Section 7, we explore the structural boundaries of this problem under further representation-theoretic conditions:
Theorem C. (Theorem 49) Let \(H\) be a left or right Noetherian Hopf algebra over \(\mathbb{k}\). Suppose that the Hopf coradical \(H_{[0]}\) is locally affine and faithfully flat over all its Hopf subalgebras. Then \(H_{[0]}\) is affine, and hence \(H\) is affine.
We note that these structural hypotheses are readily satisfied by many celebrated families of Hopf algebras (Remark 46). In particular, as explicit applications of this framework, we confirm the affineness of left or right Noetherian Hopf algebras that satisfy the dual Chevalley property, whose coradicals are cocommutative, or whose Hopf coradicals are commutative.
Finally, several conceptual techniques utilized in this work are inspired by the foundational frameworks in [13]–[17], particularly concerning irreducible words defined with respect to graded lexicographic orders, and the utility of comultiplications of free algebras in Poincaré–Birkhoff–Witt-type constructions.
Throughout, let \(\mathbb{k}^{*}=\mathbb{k}\setminus \{0\}\), \(\mathbb{Z}\) the ring of integers and \(\mathbb{N}\) the set of natural numbers. A \(\mathbb{k}\)-algebra is called affine if it is finitely generated as a \(\mathbb{k}\)-algebra.
We refer to [18]–[20] for basic concepts concerning coalgebras and Hopf algebras. Given a coalgebra \(C\) over \(\mathbb{k}\). \(\Delta_{C}\) is the coproduct and \(\epsilon_{C}\) is the counit. We use Sweedler’s notation \(\Delta_{C}(c) = \sum_{} c_{(1)} \otimes c_{(2)}\) for the coproduct. The coradical of \(C\), denoted by \(\operatorname{corad}(C)\), is the sum of all simple subcoalgebras of \(C\). The coradical filtration \(\{C_{(n)}\}_{n=0}^{\infty}\) of \(C\) is a coalgebra filtration of \(C\), which is defined recursively by \(C_{(0)}=\operatorname{corad}{C}\), and for \(n\ge 1\), \[C_{(n)} :=\bigwedge^{n+1} C_{(0)} = C_{(n-1)} \bigwedge C_{(0)}= \Delta_{C}^{-1}(C_{(n-1)} \otimes C + C \otimes C_{(0)}).\] For a Hopf algebra \(H\) over \(\mathbb{k}\), the coalgebra filtration \(\{H_{(n)}\}_{n\ge 0}\) of \(H\) is a Hopf algebra filtration of \(H\) if and only if the coradical \(H_{(0)}\) is a Hopf subalgebra of \(H\).
In general, a Hopf algebra \(H\) need not satisfy the dual Chevalley property; that is, the coradical \(H_{(0)}\) is not always a subalgebra of \(H\). To study such Hopf algebras, Andruskiewitsch and Cuadra introduced the generalized lifting method [11]. The Hopf coradical \(H_{[0]}\) of \(H\) is the subalgebra of \(H\) generated by the coradical \(H_{(0)}\). Denote by \(S_{H}\) the antipode of \(H\). Assume \(S_{H}(H_{[0]}) \subseteq H_{[0]}\) (this holds if \(S_{H}|_{H_{(0)}}\) is injective). The standard filtration \(\{H_{[n]}\}_{n\ge 0}\) of \(H\), defined recursively by \[H_{[n]}:= \bigwedge^{n+1} H_{[0]} = H_{[n-1]} \bigwedge H_{[0]},\] is a Hopf algebra filtration of \(H\). If the coradical \(H_{(0)}\) is a Hopf subalgebra of \(H\), then the standard filtration of \(H\) becomes the coradical filtration of \(H\). Denote by \[\operatorname{gr}_{\operatorname{s}} H := \bigoplus_{n\ge 0} H_{[n]}/ H_{[n-1]}\] the associated graded Hopf algebra with respect to \(\{H_{[n]}\}_{n\ge 0}\), and set \((\operatorname{gr}_{\operatorname{s}} H)_{n}:= H_{[n]}/ H_{[n-1]}\).
For a Hopf algebra \(H\) over \(\mathbb{k}\), \({_{H}^{H}\mathcal{YD}}\) is the category of left Yetter-Drinfel’d modules, whose objects are triples \((M, \cdot, \rho)\), where \((M, \cdot)\) is a left \(H\)-module and \((M, \rho)\) is a left \(H\)-comodule (write \(\rho(m) =\sum_{} m_{(-1)} \otimes m_{(0)}\)), satisfying the compatibility condition: \[\begin{align} h_{(1)} m_{(-1)} \otimes h_{(2)} \cdot m_{(2)} = (h_{(1)} \cdot m)_{(-1)} h_{(2)} \otimes (h_{(1)} \cdot m)_{(0)}, \quad h\in H,~ m\in M. \end{align}\] Let \(M, N \in {_{H}^{H}\mathcal{YD}}\). The module and the comodule of \(M \otimes N\) in \({_{H}^{H}\mathcal{YD}}\) are given by: \[\begin{align} h \cdot (m \otimes n) &= \sum_{} h_{(1)} \cdot m \otimes h_{(2)} \cdot n, \quad h \in H, ~m\in M, ~n \in N,\\ \rho( m \otimes n ) &= \sum_{} m_{(-1)} n_{(-1)} \otimes m_{(0)} \otimes n_{(0)}, \quad m\in M, ~n \in N. \end{align}\] The category \({_{H}^{H}\mathcal{YD}}\) is prebraided monoidal: the prebraiding \(c_{M,N}: M \otimes N \rightarrow N \otimes M\) for \(M,N \in {_{H}^{H}\mathcal{YD}}\) is given by \[\begin{align} c_{M,N} (m \otimes n) = \sum m_{(-1)} \cdot n \otimes m_{(0)}, \quad m \in M, ~n \in N. \end{align}\]
For a Hopf algebra whose Hopf coradical is a Hopf subalgebra, the graded associated Hopf algebra with respect to the standard filtration has the Radford biproduct decomposition [18], [21]:
::: {#lem:gr[c]H-Radford-biproduct .lemma} Lemma 1. [11] Let \(H\) be a Hopf algebra over \(\mathbb{k}\) such that \(S_{H}(H_{[0]}) \subseteq H_{[0]}\). Then there exists an \(\mathbb{N}\)-graded connected Hopf algebra \(B = \bigoplus_{n\ge 0} B_{n}\) in \({_{H_{[0]}}^{H_{[0]}}\mathcal{YD}}\) such that as Hopf algebras, \[\begin{align} \operatorname{gr}_{\operatorname{s}} H \cong B \sharp H_{[0]}, \end{align}\] where \(B = (\operatorname{gr}_{\operatorname{s}} H)^{co~\pi}\), \(B_{n} = B \cap (\operatorname{gr}_{\operatorname{s}} H)_{n}\) and \((\operatorname{gr}_{\operatorname{s}} H)_{n} = B_{n}H_{[0]}\) for every \(n\ge 0\). :::
The antipode of a Hopf algebra is often injective, and in many case even bijective. For any Noetherian Hopf algebra, Skryabin proved the injectivity of the antipode, and conjectured that it is bijective.
Lemma 2. [22]The antipode of a right or left Noetherian Hopf algebra is injective.
Evidently, the Hopf coradical of a Noetherian Hopf algebra is a Hopf subalgebra.
For a set \(X\), \(\langle X \rangle\) (resp. \(\langle X \rangle^{+}\), \(\mathbb{k}\langle X \rangle\)) is the free monoid (resp. free semigroup, free algebra) generated by \(X\). The empty word in \(\langle X \rangle\) is denoted by \(1\). Clearly, \(\langle X \rangle= \langle X \rangle^{+} \cup \{1\}\), and \(\mathbb{k}\langle X \rangle^{+}\) is the subspace of \(\mathbb{k}\langle X \rangle\) spanned by \(\langle X \rangle^{+}\). Write \(X^{*} := X \cup \{1\}\).
A word \(\beta\in \langle X \rangle\) is called a factor of \(\alpha\in \langle X \rangle\) if there exist \(\gamma,\eta\in \langle X \rangle\) such that \(\alpha=\gamma\beta\eta\). \(\beta\) is called a prefix (resp. suffix) of \(\alpha\) if \(\gamma=1\) (resp. \(\eta=1\)). If \(\beta\neq \alpha\), then \(\beta\) is called a proper factor of \(\alpha\).
For a word \(\alpha= x_{1} \cdots x_{n} \in \langle X \rangle\) with letters \(x_{1},\ldots,x_{n}\in X\), define
\(\alpha(y)\) as the number of occurrences of a letter \(y\in X\) in \(\alpha\), that is,
\(\alpha(y):=\# \{i \mid x_{i}=y,~1\le i\le n\}\);
\(r(\alpha)\) as the last letter of \(\alpha\), i.e. \(r(\alpha)=x_{n}\);
\(|\alpha|\) as the length of \(\alpha\), i.e. \(|\alpha|=n\).
For each \(m\ge 1\), write \(X^{m}:= \{\alpha \in \langle X \rangle\mid |\alpha| = m\}\).
Given a well-ordered set \((X, <_{X})\). The lexicographic order \(<_{\operatorname{lex}_{X}}\) on \(\langle X \rangle\) is defined as follows (see [23]). For words \(\alpha,\beta\in \langle X \rangle\), \[\begin{align} \alpha <_{\operatorname{lex}_{X}} \beta \Longleftrightarrow \left\{\begin{array}{l} \alpha \text{ is a proper prefix of } \beta, \text{ or } \\ \alpha=\gamma x \eta, ~\beta=\gamma y \zeta \text{ with } x, y \in X, ~x<_{X} y \text{ and } \gamma, \eta, \zeta \in\langle X\rangle. \end{array}\right. \end{align}\] Define a mirror lexicographic order \(<_{\operatorname{mlex}_{X}}\) on \(\langle X \rangle\) as follows. For words \(\alpha,\beta\in \langle X \rangle\), \[\begin{align} \alpha <_{\operatorname{mlex}_{X}} \beta \Longleftrightarrow \left\{\begin{array}{l} \alpha \text{ is a proper suffix of } \beta, \text{ or } \\ \alpha =\eta x \gamma, ~ \beta= \zeta y \gamma \text{ with } x, y \in X, ~x <_{X} y \text{ and } \gamma, \eta, \zeta \in\langle X \rangle. \end{array}\right. \end{align}\]
Note that the (mirror) lexicographic order is a total order on \(\langle X \rangle\) but not a well order.
Example 3. Let \(X=\{x,y\}\) with \(x <_{X} y\). By definition, we have \[\begin{align} & x <_{\operatorname{lex}_{X}} x^{2} <_{\operatorname{lex}_{X}} x^{3} <_{\operatorname{lex}_{X}} xy <_{\operatorname{lex}_{X}} y <_{\operatorname{lex}_{X}} yx <_{\operatorname{lex}_{X}} y^{2}; \\ & x <_{\operatorname{mlex}_{X}} x^{2} <_{\operatorname{mlex}_{X}} x^{3} <_{\operatorname{mlex}_{X}} yx <_{\operatorname{mlex}_{X}} y <_{\operatorname{mlex}_{X}} xy <_{\operatorname{mlex}_{X}} y^{2}. \end{align}\]
In this section, our analysis builds directly on the techniques, results, and proof arguments presented in [1], which we further modify here. Therefore, we omit restating those proofs unless specifically necessary for clarity.
Let \(O\) be a set equipped with a map \(t_{O}: O \rightarrow \mathbb{N}\). For each \(m \ge 0\), we denote the following subsets: \[\begin{align} O_{m} &:= \{y \in O \mid t_{O}(y) = m\}, \qquad O_{+} := \{y \in O \mid t_{O}(y) \ge 1\}. \end{align}\] Recall that \(1\) denotes the empty word. For each \(y \in O_{+}\), we adopt the convention \(y_{1} = y\), and define the following pairwise disjoint sets of formal symbols: \[\begin{align} C_{y} &:= \{y_{a} \mid a \in O^*_{0} \}, \qquad X := O_{0} \cup \left(\bigcup_{y\in O_{+}} C_{y}\right). \end{align}\] Evidently, \(O \subseteq X\). We define a map \(C: X \rightarrow O\) by \[\begin{align} C(a) = a, \quad C(y_{b}) = C(y) = y, \qquad \text{for } a,b \in O_{0}, ~ y \in O_{+}. \end{align}\] We refer to \(O\) as the original set of \(X\), and call \(y\) the original element of \(y_{b}\). The map \(C\) naturally lifts to a monoid map \(C:\langle X \rangle\rightarrow \langle O \rangle\).
Next, we define a map \(t_{X}: X \rightarrow \mathbb{N}\) by \[\begin{align} t_{X}(a) = t_{O}(a), \quad t_{X}(y_{b}) = t_{X}(y) = t_{O}(y), \qquad \text{for } a,b \in O_{0}, ~ y \in O_{+}. \end{align}\] For each \(m \ge 0\), we denote: \[\begin{align} X_{m} := \{x \in X \mid t_{X}(x) = m\}, \qquad X_{+} := \{x \in X \mid t_{X}(x) \ge 1\}. \end{align}\] It follows that \(X_{0} = O_{0}\), \(O_{+} \subseteq \bigcup_{y\in O_{+}} C_{y} \subseteq X_{+}\), and \(\langle O \rangle, \langle X_{0} \rangle, \langle X_{+} \rangle\subseteq \langle X \rangle\).
Let \((O, <_{O})\) be a well-ordered set. For each \(z \in O_{+}\), we define an order \(<_{C_{z}}\) on \(C_{z}\) as follows. For any \(x, y \in C_{z}\), \[\begin{align} x <_{C_{z}} y \Longleftrightarrow \left\{\begin{array}{l} x = z \text{ and } y = z_{a} \text{ for some } a \in O_{0}, \text{ or } \\ x = z_{b} \text{ and } y = z_{c} \text{ for some } b,c \in O_{0} \text{ with } b <_{O} c. \end{array}\right. \end{align}\] It is straightforward to verify that \((C_{z}, <_{C_{z}})\) is well-ordered.
Using this, we define an order \(<_{X}\) on \(X\) as follows. For any \(x, y \in X\), \[\begin{align} x <_{X} y \Longleftrightarrow \left\{\begin{array}{l} C(x) <_{O} C(y), \text{ or } \\ C(x) = C(y) = z \in O_{+} \text{ and } x <_{C_{z}} y. \end{array}\right. \end{align}\] Consequently, \(<_{X}\) is a total order on \(X\).
We introduce the following reduction orders on words.
Definition 4. The (mirror) reduction order \(<_{\langle O \rangle}\) on \(\langle O \rangle\) is defined as follows: for any non-empty words \(\alpha, \beta \in \langle O \rangle\), we set \(1 <_{\langle O \rangle} \alpha\), and \[\begin{align} \alpha <_{\langle O \rangle} \beta \Longleftrightarrow & \left\{\begin{array}{l} r(\alpha) <_{O} r(\beta), \text{ or } \\ r(\alpha) = r(\beta) \text{ and } \left\{\begin{array}{l} |\alpha| < |\beta|, \text{ or } \\ |\alpha| = |\beta| \text{ and } \alpha <_{\operatorname{mlex}_O} \beta. \end{array}\right. \end{array}\right. \end{align}\] The (mirror) reduction order \(<_{\langle X \rangle}\) on \(\langle X \rangle\) is defined as follows: for any words \(\alpha, \beta \in \langle X \rangle\), \[\begin{align} \alpha <_{\langle X \rangle} \beta \Longleftrightarrow & \left\{\begin{array}{l} C(\alpha) <_{\langle O \rangle} C(\beta), \text{ or } \\ C(\alpha) = C(\beta) \text{ and } \alpha <_{\operatorname{mlex}_{X}} \beta. \end{array}\right. \end{align}\]
Example 5. Let \(O = \{a, x, y\}\) with \(O_{0} = \{a\}\), \(O_{+} = \{x,y\}\), ordered as \(a <_{O} x <_{O} y\). By definition, we have \(C_{x} = \{x, x_{a}\}\), \(C_{y} = \{y, y_{a}\}\), and \(X = \{a, x, x_{a}, y, y_{a}\}\), where \[a <_{X} x <_{X} x_{a} <_{X} y <_{X} y_{a}.\] Moreover, the induced order yields: \[\begin{align} x <_{\langle X \rangle} x_{a} <_{\langle X \rangle} x^{2} <_{\langle X \rangle} x_{a}x <_{\langle X \rangle} xx_{a} <_{\langle X \rangle} x_{a}^{2}. \end{align}\]
We show that the following constructed sets preserve the well-ordering property.
Lemma 6. The ordered sets \((X, <_{X})\), \((\langle O \rangle, <_{\langle O \rangle})\), and \((\langle X \rangle, <_{\langle X \rangle})\) are well-ordered.
Proof. Let \(S\) be a non-empty subset of \(X\). Note that \(\emptyset \neq C(S) \subseteq O\) and \((O, <_{O})\) is well-ordered. Thus, \(C(S)\) possesses a unique least element with respect to \(<_{O}\), which we denote by \(a\). If \(a \in O_{0}\), then \(a\) is the least element of \(S\) with respect to \(<_{X}\). Alternatively, assume that \(a \in O_{+}\), and define the fiber \[\begin{align} S_{a} := \{s \in S \mid C(s) = a\}. \end{align}\] Since \(\emptyset \neq S_{a} \subseteq C_{a}\) and \((C_{a}, <_{C_{a}})\) is well-ordered, \(S_{a}\) contains a least element with respect to \(<_{C_{a}}\), say \(b\). By definition, \(b\) constitutes the least element of \(S\) with respect to \(<_{X}\). Therefore, \((X, <_{X})\) is well-ordered.
Next, let \(T\) be a non-empty subset of \(\langle O \rangle\), and define the set of rightmost letters: \[\begin{align} T_{r} := \{r(\alpha) \mid \alpha \in T\}. \end{align}\] Given that \(\emptyset \neq T_{r} \subseteq O\) and \((O, <_{O})\) is well-ordered, \(T_{r}\) has a least element with respect to \(<_{O}\), say \(c\). Let \[\begin{align} T_{r,c} := \{\alpha \in T \mid r(\alpha) = c\}. \end{align}\] Among the words in \(T_{r,c}\), choose those with minimal length \(m\), and set \[\begin{align} T_{r,c,m} := \{\alpha \in T \mid r(\alpha) = c, ~|\alpha| = m\}. \end{align}\] Observe that \(\emptyset \neq T_{r,c,m} \subseteq O^{m}\) and \((O^{m}, <_{\operatorname{mlex}_{O}})\) is well-ordered. Thus, \(T_{r,c,m}\) has a unique least element with respect to \(<_{\operatorname{mlex}_{O}}\), which can be expressed as \(\beta c\) for some word \(\beta\). By definition, \(\beta c\) is the least element of \(T\) with respect to \(<_{\langle O \rangle}\), and hence \((\langle O \rangle, <_{\langle O \rangle})\) is well-ordered.
Finally, let \(U\) be a non-empty subset of \(\langle X \rangle\). Since \(\emptyset \neq C(U) \subseteq \langle O \rangle\) and \((\langle O \rangle, <_{\langle O \rangle})\) is well-ordered, \(C(U)\) has a least element with respect to \(<_{\langle O \rangle}\), say \(\gamma\). Let \[\begin{align} U_{\gamma} := \{\alpha \in \langle X \rangle\mid C(\alpha) = \gamma\}. \end{align}\] Note that \(\emptyset \neq U_{\gamma} \subseteq X^{|\gamma|}\). Since \((X, <_{X})\) is well-ordered, the Cartesian power \((X^{|\gamma|}, <_{\operatorname{mlex}_{X}})\) is also well-ordered. Then \(U_{\gamma}\) contains a unique least element with respect to \(<_{\operatorname{mlex}_{X}}\), say \(\eta\). By definition, \(\eta\) is the least element of \(U\) with respect to \(<_{\langle X \rangle}\). Therefore, \((\langle X \rangle, <_{\langle X \rangle})\) is well-ordered. ◻
The following lemma establishes that these defined orders are mutually compatible.
Lemma 7. The following assertions hold:
\(<_{\langle O \rangle}\) is compatible with \(<_{O}\) on \(O\); that is, for any letters \(x, y \in O\), \(x <_{\langle O \rangle} y\) if and only if \(x <_{O} y\).
\(<_{X}\) is compatible with \(<_{O}\) on \(O\); that is, for any letters \(x, y \in O\), \(x <_{X} y\) if and only if \(x <_{O} y\).
\(<_{\langle X \rangle}\) is compatible with \(<_{X}\) on \(X\); that is, for any letters \(x, y \in X\), \(x <_{\langle X \rangle} y\) if and only if \(x <_{X} y\).
\(<_{\langle X \rangle}\) is compatible with \(<_{\langle O \rangle}\) on \(\langle O \rangle\); that is, for any words \(\alpha, \beta \in \langle O \rangle\), \(\alpha <_{\langle X \rangle} \beta\) if and only if \(\alpha <_{\langle O \rangle} \beta\).
Applying Lemma 7 to words yields the following immediate consequence:
Corollary 8. Let \(\alpha\) be a non-empty word in \(\langle X \rangle\) and let \(y\) be a letter in \(O\). Then the following conditions are equivalent:
\(\alpha <_{\langle X \rangle} y\);
\(r(\alpha) <_{X} y\);
\(r(C(\alpha)) = C(r(\alpha)) <_{O} y\);
\(C(\alpha) <_{\langle O \rangle} y\).
The following lemma demonstrates that the reduction orders \(<_{\langle O \rangle}\) and \(<_{\langle X \rangle}\) possess the property of left-compatibility:
Lemma 9. Let \(\alpha, \beta\) be non-empty words in \(\langle O \rangle\) \((\)resp. \(\langle X \rangle\) \()\) satisfying \(\alpha <_{\langle O \rangle} \beta\) \((\)resp. \(\alpha <_{\langle X \rangle} \beta\) \()\). Then \(\gamma\alpha <_{\langle O \rangle} \gamma\beta\) for any word \(\gamma\) in \(\langle O \rangle\) \((\)resp. \(\langle X \rangle\) \()\).
Remark 10. In general, the reduction order is not right-compatible. That is, given \(\alpha <_{\langle X \rangle} \beta\) (resp. \(\alpha <_{\langle O \rangle} \beta\)), the inequality \(\alpha\gamma <_{\langle X \rangle} \beta\gamma\) (resp. \(\alpha\gamma <_{\langle O \rangle} \beta\gamma\)) does not necessarily hold for an arbitrary word \(\gamma \in \langle X \rangle\) (resp. \(\gamma \in \langle O \rangle\)). For instance, Example 5 illustrates that \(x^{2} <_{\langle X \rangle} y\). However, we have \(x^{2} y_{a} >_{\langle X \rangle} yy_{a}\) because \(C(x^{2}y_{a}) = x^{2}y >_{\langle O \rangle} y^{2} = C(yy_{a})\).
By virtue of Lemma 7, we obtain the following minimality property for letters in \(O_{+}\).
Lemma 11. Let \(x \in O_{+}\) and define \(R_{x} := \{\alpha \in \langle X \rangle\mid C(r(\alpha)) = x\}\). Then \(x\) is the unique least element of the set \(R_{x}\) with respect to \(<_{\langle X \rangle}\). Moreover, for a letter \(\ell \in X_{+}\), the following conditions are equivalent:
\(\ell\) is the least non-empty word of \(\langle X_{+} \rangle\) with respect to \(<_{\langle X \rangle}\);
\(\ell\) is the least non-empty word of \(\langle O_{+} \rangle\) with respect to \(<_{\langle O \rangle}\);
\(\ell\) is the least letter of \(X_{+}\) with respect to \(<_{X}\);
\(\ell\) is the least letter of \(O_{+}\) with respect to \(<_{O}\).
We now introduce the canonical factorization of a word with respect to the reduction order \(<_{\langle X \rangle}\).
Definition 12. Let \(\alpha\) be a non-empty word in \(\langle X \rangle\). The (mirror) reduction-factorization of \(\alpha\) (or mr-factorization for short), denoted by \(\mathrm{mrf}(\alpha) = (\alpha_{L}, \alpha_{R})\), is the unique decomposition \[\alpha = \alpha_{L}\alpha_{R}\] where \(\alpha_{L}\) is the greatest prefix of \(\alpha\) with respect to the reduction order \(<_{\langle X \rangle}\).
A non-empty word \(\alpha \in \langle X \rangle\) is said to be prime if its decomposition satisfies \(\alpha_{L} = \alpha\) (or equivalently, \(\alpha_{R}=1\)). We denote the set of all prime words in \(\langle X \rangle\) by \(\langle X \rangle_{p}\).
By definition, every letter \(x \in X\) is trivially a prime word since \(x_{L} = x\) and \(x_{R} = 1\).
Example 13. Let \(O = \{x,y,z\}\) with \(O_{0} = \emptyset\) and \(x <_{O} y <_{O} z\). Then we have \(C_{x}=\{x\}\), \(C_{y}=\{y\}\), \(C_{z}=\{z\}\), and \(X=\{x,y,z\}\), ordered as \(x <_{X} y <_{X} z\). Observe that \[(x^{3})_{L} = x^{3}, \quad (yx)_{L} = y, \quad \text{and} \quad (xy)_{L} = xy.\] This indicates that the mr-factorization of a word is intrinsically related to the greatest letter it contains with respect to \(<_{X}\). Moreover, note that \(yxx >_{\langle X \rangle} zx\), whereas \((yxx)_{L} = y <_{\langle X \rangle} z = (zx)_{L}\). This demonstrates that a word with a higher reduction order may possess a prefix with a lower reduction order.
Example 14. Recall from Example 5 that \[\begin{align} C(y_{a}x) = yx <_{\langle O \rangle} y = C(y_{a}) <_{\langle O \rangle} yxy = C(y_{a}xy). \end{align}\] Hence, it follows that \[\begin{align} y_{a}x <_{\langle X \rangle} y_{a} <_{\langle X \rangle} y_{a}xy, \quad \text{and} \quad (y_{a}xy)_{L} = y_{a}xy. \end{align}\] This behavior contrasts with Example 13, as \(y\) is not the greatest letter of \(y_{a}xy\) with respect to \(<_{X}\).
For any word \(\alpha \in \langle X \rangle\), let \(m_{\alpha}\) denote the greatest letter occurring in \(\alpha\) with respect to \(<_{X}\). Similarly, for a polynomial \(p = \sum_{i} k_{i}\alpha_{i} \in \mathbb{k}\langle X \rangle\) with \(\alpha_{i} \in \langle X \rangle\), we denote by \(m_{p}\) the greatest letter across all support words \(\alpha_{i}\).
As illustrated by the preceding examples, the mr-factorization of a word depends closely on the original element of its greatest letter. In general, we establish the following properties:
Lemma 15. Let \(\alpha\) be a non-empty word in \(\langle X \rangle\), and let \(\mathrm{mrf}(\alpha)=(\alpha_{L},\alpha_{R})\). Set \(m:=C(m_{\alpha})\). Then the following assertions hold:
\(C(C(\alpha)) = C(\alpha)\), \(C(r(\alpha)) = r(C(\alpha))\), and \(C(m_{\alpha}) = m_{C(\alpha)}\).
\(C(\alpha_{R})(m) = 0\) and \(r(C(\alpha_{L})) = m\).
\(r(C(\alpha)) = m\) if and only if \(\alpha_{L} = \alpha\).
A decomposition \(\alpha = \alpha_{1}\alpha_{2}\) constitutes the mr-factorization of \(\alpha\) if and only if \(r(C(\alpha_{1})) = m\) and \(C(\alpha_{2})(m) = 0\).
The prefix \(\alpha_{L}\) is its own greatest factor with respect to the reduction order \(<_{\langle X \rangle}\). Consequently, \(\alpha_{L}\) is the greatest factor of \(\alpha\) with respect to \(<_{\langle X \rangle}\).
Lemma 16. Let \(\alpha, \beta\) be non-empty words in \(\langle X \rangle\). Then the following assertions hold:
\(C(\alpha_{L}) = C(\alpha)_{L}\), which implies \(\mathrm{mrf}(C(\alpha)) = (C(\alpha_{L}), C(\alpha_{R}))\).
If \(C(\alpha) = C(\beta)\), then \(C(\alpha_{L}) = C(\beta_{L})\).
The prefix \(C(\alpha_{L})\) is its own greatest factor with respect to \(<_{\langle O \rangle}\). Moreover, \(C(\alpha_{L})\) is the greatest factor of \(C(\alpha)\) with respect to \(<_{\langle O \rangle}\).
By applying Lemma 15, we deduce the following structural property for prime words:
Proposition 17. Let \(w_{1}, w_{2} \in \langle X \rangle_{p}\) such that \(w_{1} \le_{\langle X \rangle} w_{2}\). Then their product \(w = w_{1}w_{2}\) belongs to \(\langle X \rangle_{p}\) and satisfies \(w_{1} \le_{\langle X \rangle} w_{2} <_{\langle X \rangle} w\).
Consequently, every non-empty word admits a unique canonical factorization into prime words:
Proposition 18. Every non-empty word \(\omega \in \langle X \rangle\) can be uniquely decomposed into a strictly decreasing product of prime words with respect to the reduction order \(<_{\langle X \rangle}\); that is, \[\begin{align} \omega = \omega_{1}\omega_{2}\cdots \omega_{n}, \end{align}\] where \(\omega_{1},\ldots,\omega_{n} \in \langle X \rangle_{p}\), and \(\omega_{1} >_{\langle X \rangle} \ldots >_{\langle X \rangle} \omega_{n}\).
By virtue of Proposition 17, the unique factorization presented in Proposition 18 achieves the minimal length among all possible decompositions of a non-empty word into a product of prime words.
In this section, we investigate the properties of irreducible words with respect to the reduction order \(<_{\langle X \rangle}\). Throughout this section, we fix a well-ordered set \((O, <_{O})\) equipped with a map \(t_{O}: O \rightarrow \mathbb{N}\). Under this setting, the set \(X = O_{0} \cup \left(\bigcup_{y \in O_{+}} C_{y}\right)\) is well-ordered with respect to \(<_{X}\), and consequently, the free monoid \((\langle X \rangle, <_{\langle X \rangle})\) is well-ordered.
The leading word of a non-zero polynomial \(f \in \mathbb{k}\langle X \rangle\), denoted by \(\operatorname{LW}(f)\), is defined as the greatest word appearing in the support of \(f\) with respect to the reduction order \(<_{\langle X \rangle}\).
Let \(I\) be an ideal of \(\mathbb{k}\langle X \rangle\). A word \(\alpha \in \langle X \rangle\) is said to be \(I\)-reducible if \(\operatorname{LW}(f) = \alpha\) for some polynomial \(f \in I\). Conversely, a word in \(\langle X \rangle\) is called \(I\)-irreducible if it is not \(I\)-reducible.
We denote the corresponding sets of irreducible elements as follows: \[\begin{align} X_{I} &:= \{x \in X \mid x \text{ is I-irreducible} \}, \quad \qquad O_{I} := X_{I} \cap O, \\ X_{I,+} &:= \{x \in X_{+} \mid x \text{ is I-irreducible} \}, \qquad O_{I,+} := X_{I,+} \cap O, \\ \langle X \rangle_{I} &:= \{\omega \in \langle X \rangle\mid \omega \text{ is I-irreducible} \}. \end{align}\]
Example 19. Let \(I\) be a proper ideal of \(\mathbb{k}\langle X \rangle\). Assume that \(a \in O_{0}\), \(x \in O_{+}\), and \(a <_{O} x\). Suppose further that there exist elements \(a_{1}, a_{2} \in O_{0}^{*}\) such that \[\begin{align} ax \in \sum x_{a_{1}} a_{2} + I. \end{align}\] By applying the order properties, we observe that \[\begin{align} C(x_{a_{1}} a_{2}) \le_{\langle O \rangle} C((x_{a_{1}} a_{2})_{L}) = C(x_{a_{1}}) = C(x) <_{\langle O \rangle} C(ax). \end{align}\] This implies that \(x_{a_{1}} a_{2} <_{\langle X \rangle} ax\), from which it follows that \(\operatorname{LW}(f) = ax\) for some \(f \in I\). Hence, the word \(ax\) is \(I\)-reducible.
It is easily verified via a standard reduction argument that any word can be expressed modulo \(I\) as a linear combination of irreducible words. This leads to the following foundational basis property:
Proposition 20. Let \(I\) be an ideal of \(\mathbb{k}\langle X \rangle\). The residue classes of the \(I\)-irreducible words, given by \(\{\omega + I \mid \omega \in \langle X \rangle_{I} \}\), form a \(\mathbb{k}\)-basis of the quotient algebra \(\mathbb{k}\langle X \rangle/ I\).
Let \(\mathbb{k}\langle X \rangle\) be the augmented free algebra equipped with the canonical augmentation map \(\epsilon: \mathbb{k}\langle X \rangle\rightarrow \mathbb{k}\), where \(\epsilon(X) = 0\). We obtain the following structural consequence regarding subwords:
Proposition 21. Let \((\mathbb{k}\langle X \rangle, \epsilon)\) be the augmented free algebra on \(X\), and let \(I\) be a proper ideal of \(\mathbb{k}\langle X \rangle\) such that \(I \subseteq \ker \epsilon\). Then every suffix of an \(I\)-irreducible word in \(\langle X \rangle\) is also \(I\)-irreducible.
Remark 22. We note that the property of irreducibility is asymmetric with respect to word boundaries; specifically, a prefix of an \(I\)-irreducible word is not necessarily \(I\)-irreducible.
For any letter \(y \in X\), we introduce the following bounded subsets of letters: \[\begin{align} X^{< y} := \{x \in X \mid x <_{X} y\}, \qquad X_{I}^{< y} := \{x \in X_{I} \mid x <_{X} y \}. \end{align}\] Using these sets, we establish a linear independence property for irreducible letters in \(O\).
Lemma 23. Let \((\mathbb{k}\langle X \rangle, \epsilon)\) be the augmented free algebra on \(X\), and let \(I \subseteq \ker \epsilon\) be a proper ideal of \(\mathbb{k}\langle X \rangle\). If \(y\) is an \(I\)-irreducible letter in \(O\), then \[\begin{align} y \notin \mathbb{k}\langle X \rangle\cdot X^{< y} + I. \end{align}\]
Proof. Suppose for contradiction that the assertion is false. Then there exists an \(I\)-irreducible letter \(y \in O\) such that \[\begin{align} y \in \mathbb{k}\langle X \rangle\cdot X^{< y} + I. \end{align}\] Consequently, there exist polynomials \(f_{i} \in \mathbb{k}\langle X \rangle\), letters \(x_{i} \in X^{< y}\), and scalars \(k_{i} \in \mathbb{k}\) such that the polynomial \[\begin{align} p = y - \sum_{i} k_{i}f_{i}x_{i} \end{align}\] belongs to \(I\). Since the rightmost letter of each term satisfies \(r(f_{i}x_{i}) = x_{i} <_{X} y\), Corollary 8 ensures that \(C(f_{i}x_{i}) <_{\langle O \rangle} y = C(y)\) for all indices \(i\). From the definition of the reduction order on \(\langle X \rangle\), it follows that \(f_{i}x_{i} <_{\langle X \rangle} y\), which yields \(\operatorname{LW}(p) = y\). Since \(p \in I\), this implies that \(y\) is \(I\)-reducible, yielding the desired contradiction. ◻
Given an augmented algebra \((A, \epsilon_{A})\) over \(\mathbb{k}\), we select a generating set \(X\) of \(A\) such that \(X \subseteq \ker \epsilon_{A}\). By a slight abuse of notation, we also let \(X\) denote the generating set of the free algebra \(\mathbb{k}\langle X \rangle\). Let \(\pi: \mathbb{k}\langle X \rangle\rightarrow A\) be the canonical projection lifted from the assignment \(f_{X}: X \rightarrow A\). Under this construction, \((\mathbb{k}\langle X \rangle, \epsilon)\) becomes an augmented algebra whose augmentation map \(\epsilon: \mathbb{k}\langle X \rangle\rightarrow \mathbb{k}\) is given by the composition \(\epsilon = \epsilon_{A} \circ \pi\). Let \(I := \ker \pi\). It is immediate that \(X, I \subseteq \ker \epsilon\).
Assume that \(X = O_{0} \cup \left(\bigcup_{y \in O_{+}} C_{y}\right)\). We demonstrate that the corresponding set of irreducible letters is finite whenever the augmented algebra \(A\) satisfies the left Noetherian property.
Lemma 24. Let \((A, \epsilon_{A})\) be an augmented algebra generated by the set \(X = O_{0} \cup \left(\bigcup_{y \in O_{+}} C_{y}\right)\). Let \(\pi: \mathbb{k}\langle X \rangle\rightarrow A\) be the canonical projection and let \(I := \ker \pi\). If \(A\) is left Noetherian, then the sets \(O_{I}\) and \(O_{I,+}\) are finite.
Proof. Suppose for contradiction that \(O_{I}\) is infinite. We can therefore choose an infinite sequence of distinct letters \(x_{1}, x_{2}, \ldots, x_{n}, \ldots\) in \(O_{I}\) ordered such that \[x_{1} <_{O} x_{2} <_{O} \ldots <_{O} x_{n} <_{O} \ldots.\] Using these elements, we construct the following ascending chain of left ideals in \(\mathbb{k}\langle X \rangle\): \[\begin{align} \mathbb{k}\langle X \rangle\cdot x_{1} + I \subseteq \mathbb{k}\langle X \rangle\cdot \{x_{1},x_{2}\} + I \subseteq \ldots \subseteq \mathbb{k}\langle X \rangle\cdot \{x_{1},\ldots,x_{n}\} + I \subseteq \ldots. \end{align}\] Since \(X, I \subseteq \ker \epsilon\), it follows that \(1 \notin \mathbb{k}\langle X \rangle\cdot \{x_{1},\ldots,x_{n}\} + I\), ensuring that each left ideal in the chain is proper. Furthermore, Lemma 23 implies that \[\begin{align} x_{n+1} \notin \mathbb{k}\langle X \rangle\cdot \{x_{1},\ldots,x_{n}\} + I \qquad \text{for all } n \ge 1. \end{align}\] Consequently, the chain of left ideals is strictly ascending.
Since \(\pi\) is an algebra homomorphism, applying \(\pi\) to this sequence yields a strictly ascending chain of left ideals in \(A\): \[\begin{align} A \cdot \pi(x_{1}) \subsetneq A \cdot \{\pi(x_{1}),\pi(x_{2})\} \subsetneq \ldots \subsetneq A \cdot \{\pi(x_{1}),\ldots,\pi(x_{n})\} \subsetneq \ldots. \end{align}\] This directly contradicts the hypothesis that \(A\) is left Noetherian. Therefore, \(O_{I}\) must be finite, which immediately implies that its subset \(O_{I,+}\) is finite. ◻
This section utilizes the mirror reduction order, reduction-factorization, and prime words introduced in Section 2 to determine the action of comultiplication on arbitrary words.
For a set \(X\) equipped with a map \(t_{X}: X \rightarrow \mathbb{N}\), the free algebra \(\mathbb{k}\langle X \rangle\) on \(X\) admits a grading \(\mathbb{k}\langle X \rangle= \bigoplus_{n\ge 0} \mathbb{k}\langle X \rangle_{n}\) induced by setting \(\deg(x) = t_{X}(x)\) for each \(x \in X\).
Assume that \(X = O_{0} \cup \left(\bigcup_{y\in O_{+}} C_{y}\right)\) is the well-ordered set defined in Section 2, equipped with the map \(t_{X}\) and the well order \(<_{X}\). We introduce a algebraic comultiplication structure on the free algebra \(\mathbb{k}\langle X \rangle\) as follows.
Definition 25. A comultiplication on \(\mathbb{k}\langle X \rangle\) is an algebra homomorphism \(\Delta: \mathbb{k}\langle X \rangle\rightarrow \mathbb{k}\langle X \rangle\otimes \mathbb{k}\langle X \rangle\). A comultiplication \(\Delta\) on \(\mathbb{k}\langle X \rangle\) is said to be skew-triangular if it satisfies the following two conditions:
For each \(x \in X_{0}\), there exist letters \(x' \in X_{0}\) and polynomials \(r_{x}, x'' \in \mathbb{k}\langle X_{0} \rangle^{+}\) such that \[\begin{align} \Delta(x) = x \otimes (1 - r_{x}) + 1 \otimes x + \sum x' \otimes x'', \quad \text{with } x' \neq x; \end{align}\]
For each \(x \in X_{+}\), there exist elements \(x'_{+} \in X_{+}^{*}\), \(x'_{0} \in X_{0}^{*}\), \(r_{x} \in \mathbb{k}\langle X_{0} \rangle^{+}\) and \(x'' \in \mathbb{k}\langle X \rangle^{+}\) such that \[\begin{align} \Delta(x) = x \otimes 1 + 1 \otimes x + \sum x'_{+}x'_{0} \otimes x'', \end{align}\] where \(x'_{+}x'_{0} \neq 1\), \(t_{X}(x'_{+}) < t_{X}(x)\), and \(C(x'_{+}) <_{O} C(x)\).
For convenience, we set \(r_{x} := 0\) for each \(x \in X_{+}\). Given a word \(\omega = x_{1}\cdots x_{n} \in \langle X \rangle\) with \(x_{1},\ldots,x_{n} \in X\), we adopt the shorthand notation: \[\begin{align} [1-r_{\omega}] &:= \prod_{i=1}^{n}(1-r_{x_{i}}) \in \mathbb{k}\langle X_{0} \rangle. \end{align}\]
For a Hopf algebra whose coradical forms a Hopf subalgebra, we demonstrate that its coproduct can be lifted to a skew-triangular comultiplication on an appropriately constructed free algebra \(\mathbb{k}\langle X \rangle\).
Lemma 26. Let \(H\) be a Hopf algebra over \(\mathbb{k}\) satisfying \(S_{H}(H_{[0]}) \subseteq H_{[0]}\). Then there exist well-ordered generating sets \((O, <_O)\) and \((X, <_{X})\) of \(H\), accompanied by assignments \(f_{O}: O \rightarrow H\), \(f_{X}: X \rightarrow H\) and degree maps \(t_{O}: O \rightarrow \mathbb{N}\), \(t_{X}: X \rightarrow \mathbb{N}\), such that the following assertions hold:
\(X_{0} = O_{0}\), \(X = O_{0} \cup \left(\bigcup_{y \in O_{+}} C_{y}\right)\), and \(C_{y} = \{y_{a} \mid a \in O_{0}^{*}\}\);
\(f_{O}(O), f_{X}(X) \subseteq \ker \epsilon_{H}\), \(f_{X}(X_{0}) = f_{O}(O_{0})\), and for any \(a\in O_{0}^{*}\) and \(y \in O_{+}\), \[\begin{align} f_{X}(y_{a}) = \sum f_{O}(a)_{(1)} f_{O}(y) S_{H}(f_{O}(a)_{(2)}); \end{align}\]
\(\pi: \mathbb{k}\langle X \rangle\rightarrow H\) is the canonical projection lifted from \(f_{X}\);
\(\mathbb{k}\langle X \rangle\) admits a skew-triangular comultiplication \(\Delta\) and an augmentation \(\epsilon\) satisfying \[\begin{align} \Delta(I) \subseteq I \otimes \mathbb{k}\langle X \rangle+ \mathbb{k}\langle X \rangle\otimes I, \quad \text{and} \quad X, I \subseteq \ker \epsilon, \end{align}\] where \(I := \ker \pi\).
Proof. By Lemma 1, we have an isomorphism of graded Hopf algebras \(\operatorname{gr}_{\operatorname{s}} H \cong B \sharp H_{[0]}\), where \(B = \bigoplus_{n\ge 0} B_{n}\) is a graded connected Hopf algebra in the Yetter-Drinfel’d category \({^{H_{[0]}}_{H_{[0]}}\mathcal{YD}}\), and \((\operatorname{gr}_{\operatorname{s}} H)_{n} = B_{n}H_{[0]}\).
For each \(b \in B_{n}\) with \(n \ge 1\), there exist elements \(b_{1} \in B_{n-k}\) and \(b_{2} \in B_{k}\) (\(1 \le k \le n\)) such that \[\begin{align} \Delta_{B}(b) = b \otimes 1 + 1 \otimes b + \sum b_{1} \otimes b_{2}. \end{align}\] Consequently, there exist elements \(b_{(-1)}, b_{2(-1)} \in H_{[0]}\), \(b_{(0)} \in B_{n}\), and \(b_{2(0)} \in B_{k}\) (\(1 \le k \le n\)) such that \[\begin{align} \Delta_{\operatorname{gr}_{\operatorname{s}} H}(b) = b \otimes 1 + \sum b_{(-1)} \otimes b_{(0)} + \sum \sum b_{1}b_{2(-1)} \otimes b_{2(0)}. \end{align}\] Applying the counit axiom for \(H_{[0]}\)-comodules, we can express \(\rho_{B}(b) = (1-z_{b}) \otimes b + v\) for some elements \(z_{b} \in H_{[0]} \cap \ker \epsilon_{H}\) and \(v \in (H_{[0]} \cap \ker \epsilon_{H}) \otimes (\operatorname{gr}_{\operatorname{s}} H)_{n}\). Hence, we can write \[\begin{align} \Delta_{\operatorname{gr}_{\operatorname{s}} H}(b) = b \otimes 1 + 1 \otimes b + \sum b' \otimes b'' \end{align}\] for some \(b' \in (\operatorname{gr}_{\operatorname{s}} H)_{n-k} = B_{n-k}H_{[0]}\) and \(b'' \in (\operatorname{gr}_{\operatorname{s}} H)_{k} = B_{k}H_{[0]}\) (\(1 \le k \le n\)).
Next, define the homogeneous filtration components: \[\begin{align} H_{B,n} &:= \{ d \in H_{[n]} \mid 0 \neq d + H_{[n-1]} \in B_{n} \}, \quad n \ge 1, \qquad H_{B} := \bigcup_{n \ge 1} H_{B,n}. \end{align}\] It is straightforward to verify that \[\begin{align} H_{[n]} = \mathbb{k}H_{B,n}H_{[0]} + H_{[n-1]}, \qquad H = \mathbb{k}H_{B}H_{[0]} + H_{[0]}. \end{align}\] Thus, for each \(d \in H_{B,n} \cap \ker \epsilon_{H}\), there exist elements \(d'_{+} \in \bigcup_{k=1}^{n-1} H_{B,k} \cup \{1\}\), \(d'_{0} \in H_{[0]}\), and \(d'' \in H_{[n]} \cap \ker\epsilon_{H}\) such that \[\begin{align} \Delta_{H}(d) = d \otimes 1 + 1 \otimes d + \sum d'_{+} d'_{0} \otimes d'', \quad \text{with } d'_{+}d'_{0} \in \ker \epsilon_{H}. \end{align}\]
Let \(L\) be a basis of \(H_{[0]}\) such that \(\epsilon_{H}(b) \in \{0, 1\}\) for each \(b \in L\), and set \(L' := \{\epsilon_{H}(b)1 - b \mid b \in L\}\). One can verify that for each \(z \in L'\), there exist elements \(z' \in L'\) and \(r_{z}, z'' \in \mathbb{k}L'\) such that \[\begin{align} \Delta_{H}(z) = z \otimes (1-r_{z}) + 1 \otimes z + \sum z' \otimes z'', \quad \text{with } z' \neq z. \end{align}\]
We now choose a set \(O\) of formal variables to serve as a generating set for \(H\), equipped with an assignment map \(f_{O}: O \rightarrow H\) and a degree function \(t_{O}: O \rightarrow \mathbb{N}\) defined by \(t_{O}(y) = \min\{n \mid f_{O}(y) \in H_{[n]}\}\). Here, \(O_{0}\) denotes the set of formal variables corresponding to \(L'\), chosen such that \[\begin{align} f_{O}(O) \subseteq \ker \epsilon_{H} \quad \text{and} \quad f_{O}(O_{0}) = L'. \end{align}\] We define the expanded variable sets: \[\begin{align} X &:= O_{0} \cup \left(\bigcup_{y\in O_{+}} C_{y}\right), \qquad C_{y} := \{y_{a} \mid a \in O_{0}^{*}\} \quad \text{for } y \in O_{+}, \end{align}\] and define the assignment \(f_{X}: X \rightarrow H\) via \[\begin{align} f_{X}(x) &= f_{O}(x), \qquad \text{for } x \in O,\\ f_{X}(y_{a}) &= \sum f_{O}(a)_{(1)} f_{O}(y) S_{H}(f_{O}(a)_{(2)}), \qquad \text{for } y_{a} \in C_{y}, ~y \in O_{+}, ~ a \in O_{0}. \end{align}\] Evidently, \(f_{X}(X) \subseteq \ker \epsilon_{H}\). Let \(\pi: \mathbb{k}\langle X \rangle\rightarrow H\) be the canonical algebra projection lifted from \(f_{X}\), and let \(I := \ker \pi\). Recall that the induced map \(t_{X}: X \rightarrow \mathbb{N}\) satisfies \(t_{X}(a) = t_{O}(a)\) and \(t_{X}(y_{b}) = t_{X}(y) = t_{O}(y)\) for \(a,b \in O_{0}\) and \(y \in O_{+}\). It follows that \(X_{0} = O_{0}\), and the free algebra \(\mathbb{k}\langle X \rangle\) inherits the grading \(\mathbb{k}\langle X \rangle= \bigoplus_{n\ge 0} \mathbb{k}\langle X \rangle_{n}\) determined by \(\deg(x) = t_{X}(x)\) for \(x \in X\).
By the local finiteness of coalgebras, the generating sets \(O\) and \(X\) can be chosen such that \(\Delta_{H}\) lifts to an algebra homomorphism \(\Delta: \mathbb{k}\langle X \rangle\rightarrow \mathbb{k}\langle X \rangle\otimes \mathbb{k}\langle X \rangle\) satisfying \(\Delta_{H} \circ \pi = (\pi \otimes \pi) \circ \Delta\), subject to the following conditions:
For every \(x \in X_{0}\), there exist letters \(x' \in X_{0}\) and polynomials \(r_{x}, x'' \in \mathbb{k}\langle X_{0} \rangle^{+}\) such that \[\begin{align} \Delta(x) = x \otimes (1-r_{x}) + 1 \otimes x + \sum x' \otimes x'', \quad \text{with } x' \neq x; \end{align}\]
For every \(x \in X_{+}\), there exist elements \(x'_{+} \in X_{+}^{*}\), \(x'_{0} \in X_{0}^{*}\), and \(x'' \in \mathbb{k}\langle X \rangle^{+}\) such that \[\begin{align} \Delta(x) = x \otimes 1 + 1 \otimes x + \sum x'_{+}x'_{0} \otimes x'', \quad \text{with } x'_{+}x'_{0} \neq 1 \text{ and } \;t_{X}(x'_{+}) < t_{X}(x). \end{align}\]
By construction, \(\Delta\) defines a comultiplication on \(\mathbb{k}\langle X \rangle\) such that \(\Delta(I) \subseteq I \otimes \mathbb{k}\langle X \rangle+ \mathbb{k}\langle X \rangle\otimes I\). Analogously, the counit \(\epsilon_{H}\) lifts to an algebra map \(\epsilon: \mathbb{k}\langle X \rangle\rightarrow \mathbb{k}\) satisfying \(X, I \subseteq \ker \epsilon\).
Finally, we impose a total order \(<_{X}\) on \(X\). We first fix a well-ordering \(<_{O_{n}}\) on each homogeneous component \(O_{n}\) for \(n \ge 0\). For any \(x,y \in O\), we define: \[\begin{align} x <_{O} y \Longleftrightarrow \left\{\begin{array}{l} t_{O}(x) < t_{O}(y), \text{ or } \\ t_{O}(x) = t_{O}(y) = n \text{ and } x <_{O_{n}} y. \end{array}\right. \end{align}\] The induced total order \(<_{X}\) on \(X\) is then given as follows: for any \(x, y \in X\), \[\begin{align} x <_{X} y \Longleftrightarrow \left\{\begin{array}{l} t_{X}(x) < t_{X}(y), \text{ or } \\ t_{X}(x) = t_{X}(y) = n \text{ and } \left\{\begin{array}{l} C(x) <_{O_{n}} C(y), \text{ or }\\ C(x) = C(y) = z \in O_{+} \text{ and } x <_{C_{z}} y. \end{array}\right. \end{array}\right. \end{align}\] It is straightforward to verify that \((O, <_{O})\) forms a well-ordered set. By Lemma 6, the sets \((X, <_{X})\), \((\langle O \rangle, <_{\langle O \rangle})\), and \((\langle X \rangle, <_{\langle X \rangle})\) are well-ordered. Moreover, the lifted comultiplication \(\Delta\) is skew-triangular by construction. ◻
Remark 27. By the construction of \(X_{0}\) (or equivalently, \(O_{0}\)), it is clear that for any \(a, b \in X_{0}\), there exist elements \(c \in X_{0}\) and scalars \(k_{c} \in \mathbb{k}\) such that \[ab \in \sum k_{c} c + I.\]
Throughout the remainder of this section, we adopt the framework established in Lemma 26, preserving all conventions and notations introduced in its proof. We now establish the following result regarding the structure of products:
Lemma 28. Let \(a \in X_{0}\) and let \(\omega = x_{1} \cdots x_{n} \in \langle X_{+} \rangle\) with \(x_{i} \in X_{+}\). Set \(y_{i} := C(x_{i})\) for each \(1 \le i \le n\). Then there exist elements \(a_{1}, \ldots, a_{n}, a_{n+1} \in X_{0}^{*}\), letters \((y_{1})_{a_{1}} \in C_{y_{1}}, \ldots, (y_{n})_{a_{n}} \in C_{y_{n}}\), and coefficients \(k_{a_{1}, \ldots, a_{n}} \in \mathbb{k}\) such that \[\begin{align} a \omega \in \sum k_{a_{1},\ldots,a_{n}} (y_{1})_{a_{1}} \cdots (y_{n})_{a_{n}} a_{n+1} + I, \end{align}\] where \((y_{1})_{a_{1}} \cdots (y_{n})_{a_{n}} a_{n+1} \le_{\langle X \rangle} ((y_{1})_{a_{1}} \cdots (y_{n})_{a_{n}} a_{n+1})_{L} <_{\langle X \rangle} a\omega\). More precisely, \[\begin{align} C(((y_{1})_{a_{1}} \cdots (y_{n})_{a_{n}} a_{n+1})_{L}) = C((y_{1})_{a_{1}} \cdots (y_{n})_{a_{n}}) = C(\omega) <_{\langle O \rangle} C(a\omega). \end{align}\] Consequently, the word \(a\omega\) is \(I\)-reducible.
Proof. By induction on the word length, it suffices to consider the base case where \(\omega = y_{b} \in X_{+}\) for some \(y \in O_{+}\) and \(b \in O_{0}^{*}\). By utilizing the canonical algebra projection \(\pi\) constructed in Lemma 26, we obtain: \[\begin{align} \pi(ay_{b}) &= \pi(a) \pi(y_{b}) \\ & = \sum \pi(a) \pi(b)_{(1)} \pi(y) S_{H}(\pi(b)_{(2)}) \\ & = \sum \pi(a)_{(1)} \pi(b)_{(1)} \pi(y) S_{H}( \pi(b)_{(2)} ) S_{H}( \pi(a)_{(2)(1)} ) \pi(a)_{(2)(2)} \\ & = \sum \pi(a)_{(1)(1)} \pi(b)_{(1)} \pi(y) S_{H}( \pi(b)_{(2)} ) S_{H}( \pi(a)_{(1)(2)} ) \pi(a)_{(2)}. \end{align}\] By virtue of the comultiplication \(\Delta\) defined in Lemma 26, there exist elements \(a', a'' \in X_{0}^{*}\) such that \[\begin{align} \Delta_{H}(\pi(a)) &= (\pi \otimes \pi)(\Delta(a)) = \sum \pi(a') \otimes \pi(a''). \end{align}\] Substituting this expression into the identity for \(\pi(ay_{b})\) yields: \[\begin{align} \pi(ay_{b}) & = \sum \pi(a')_{(1)} \pi(b)_{(1)} \pi(y) S_{H}(\pi(b)_{(2)}) S_{H}(\pi(a')_{(2)}) \pi(a'') \\ & = \sum \pi(a'b)_{(1)} \pi(y) S_{H}(\pi( a'b)_{(2)} ) \pi(a''). \end{align}\] From Remark 27, it follows that each product \(a' b\) can be expressed modulo \(I\) as \(a' b \in \sum k_{a_{1}} a_{1}\) for some \(a_{1} \in X_{0}^{*}\) and \(k_{a_{1}} \in \mathbb{k}\). Setting \(a_{2} := a''\), we obtain: \[\begin{align} \pi(ay_{b}) = \sum k_{a_{1}} \pi(a_{1})_{(1)} \pi(y) S_{H}(\pi( a_{1})_{(2)} ) \pi(a_{2}) = \sum k_{a_{1}} \pi(y_{a_{1}}) \pi(a_{2}). \end{align}\] This equality implies that \(ay_{b} \in \sum k_{a_{1}} y_{a_{1}} a_{2} + I\). Furthermore, we observe that \(C(y_{a_{1}}a_{2}) <_{\langle O \rangle} C(ay_{b})\) holds because \[C(y_{a_{1}}a_{2}) \le_{\langle O \rangle} C( (y_{a_{1}}a_{2})_{L} ) = C(y_{a_{1}}) = y <_{\langle O \rangle} ay = C(ay_{b}).\] By definition of the reduction order on \(\langle X \rangle\), this inequality ensures that \(y_{a_{1}}a_{2} <_{\langle X \rangle} ay_{b}\). Consequently, the leading word of the corresponding relation in \(I\) is \(ay_{b}\), proving that \(ay_{b}\) is \(I\)-reducible. ◻
Next, we determine the action of comultiplication on the prime words in \(\langle X_{+} \rangle\).
Lemma 29. Let \(\omega\) be a prime word in \(\langle X_{+} \rangle\). Then there exist non-empty words \(\omega' \in \langle X_{+} \rangle\langle X_{0} \rangle\) and polynomials \(\omega'' \in \mathbb{k}\langle X \rangle^{+}\) such that \[\begin{align} \Delta(w) \in \omega \otimes 1 + 1 \otimes \omega + \sum \omega' \otimes \omega'' + I \otimes \mathbb{k}\langle X \rangle, \end{align}\] where \(C(\omega') \le_{\langle O \rangle} C((\omega')_{L}) <_{\langle O \rangle} C(\omega)\), which implies \(\omega' \le_{\langle X \rangle} (\omega')_{L} <_{\langle X \rangle} \omega\).
Proof. We proceed by induction on the length of the word \(\omega\). For \(|\omega| = 1\), the assertion follows immediately from the definition of the skew-triangular comultiplication on \(X\). Now, assume \(|\omega| \ge 2\) and decompose the word as \(\omega = x\alpha\) for some letter \(x \in X\). Since \(r(C(\alpha)) = r(C(\omega)) = C(m_{\omega}) = C(m_{\alpha})\), Lemma 15 (c) implies that \(\alpha_{L} = \alpha\).
Consequently, by the induction hypothesis (since \(|\alpha| < |\omega|\)), there exist elements \(x'_{+} \in X_{+}^{*}\), \(x'_{0} \in X_{0}^{*}\), \(\alpha'_{+} \in \langle X_{+} \rangle\), and \(\alpha'_{0} \in \langle X_{0} \rangle\) (setting \(\alpha' := \alpha'_{+}\alpha'_{0}\)), along with polynomials \(x'', \alpha'' \in \mathbb{k}\langle X \rangle^{+}\), such that \[\begin{align} \Delta(w) = & \Delta(x)\Delta(\alpha) \\ =& \left(x \otimes 1 + 1 \otimes x + \sum x'_{+}x'_{0} \otimes x''\right)\left(\alpha \otimes 1 + 1 \otimes \alpha + \sum \alpha' \otimes \alpha''\right)\\ =& x\alpha \otimes 1 + x \otimes \alpha + \sum x\alpha' \otimes \alpha''\\ & + \alpha \otimes x + 1 \otimes x\alpha + \sum \alpha' \otimes x\alpha''\\ & + \sum x'_{+}x'_{0} \alpha \otimes x'' + \sum x'_{+}x'_{0} \otimes x'' \alpha + \sum \sum x'_{+}x'_{0} \alpha' \otimes x''\alpha'', \end{align}\] where \(x'_{+}x'_{0} \neq 1\), \(\alpha' \neq 1\), \(C(x'_{+}) <_{O} C(x)\), and \(C(\alpha') \le_{\langle O \rangle} C((\alpha')_{L}) = C((\alpha'_{+})_{L}) <_{\langle O \rangle} C(\alpha)\).
By Lemma 28, there exist elements \(x'_{01}, x'_{02} \in X_{0}^{*}\), scalars \(k_{x_{01}'} \in \mathbb{k}\), and non-empty prime words \(\alpha_{x'_{01}} \in \langle X_{+} \rangle\) such that \[\begin{align} x_{0}' \alpha \in \sum k_{x_{01}'} \alpha_{x'_{01}} x'_{02} + I, \qquad \text{with } C(\alpha_{x'_{01}}) = C(\alpha). \end{align}\] Similarly, for each term \(\alpha'\) satisfying \(\alpha'_{+} \neq 1\), there exist scalars \(\ell_{x'_{01}} \in \mathbb{k}\) and non-empty prime words \((\alpha'_{+})_{x'_{01}} \in \langle X_{+} \rangle\) such that \[\begin{align} x_{0}' \alpha'_{+} \in \sum \ell_{x'_{01}}(\alpha'_{+})_{x'_{01}} x'_{02} + I, \qquad \text{with } C((\alpha'_{+})_{x'_{01}}) = C(\alpha'_{+}). \end{align}\] Substituting these relations back into the expression for \(\Delta(\omega)\), we obtain the following containment modulo \(I \otimes \mathbb{k}\langle X \rangle\): \[\begin{align} \Delta(w) \in \; & x \alpha \otimes 1 + x \otimes \alpha + \sum x\alpha' \otimes \alpha'' + \alpha \otimes x + 1 \otimes x\alpha + \sum \alpha' \otimes x\alpha''\\ & + \sum \sum k_{x_{01}'} x'_{+} \alpha_{x'_{01}} x'_{02} \otimes x'' + \sum x'_{+}x'_{0} \otimes x'' \alpha + \sum \sum_{\alpha'_{+} = 1} x'_{+} x'_{0} \alpha'_{0} \otimes x''\alpha'' \\ & + \sum \sum_{\alpha'_{+} \neq 1} \sum \ell_{x_{01}'} x'_{+}(\alpha'_{+})_{x'_{01}} x'_{02} \alpha'_{0} \otimes x''\alpha'' + I \otimes \mathbb{k}\langle X \rangle. \end{align}\]
By virtue of Lemma 16, it suffices to verify that every left-tensor word \(\omega'\) appearing in the sums above satisfies the condition \(C((\omega')_{L}) <_{\langle O \rangle} C(\omega)\). Since \(\omega\) is assumed to be a prime word, Lemma 16 ensures that \(C(\alpha) <_{\langle O \rangle} C(\omega)\) and \(C(x) <_{\langle O \rangle} C(\omega)\). We now check this condition case by case using Lemmas 9 and 16:
Case \(\omega' = x\): We have \(C(x_{L}) = C(x) <_{\langle O \rangle} C(\omega)\).
Case \(\omega' = x\alpha'\): Here, \(C((x\alpha')_{L}) = (C(x)C(\alpha'))_{L}\).
If \(m_{C(x)} >_{O} m_{C(\alpha')}\), then \((C(x)C(\alpha'))_{L} = C(x) <_{\langle O \rangle} C(\omega)\).
If \(m_{C(x)} \le_{O} m_{C(\alpha')}\), then \((C(x)C(\alpha'))_{L} = C(x) C(\alpha')_{L} <_{\langle O \rangle} C(x) C(\alpha) = C(\omega)\).
Case \(\omega' = \alpha\): We have \(C(\alpha_{L}) = C(\alpha) <_{\langle O \rangle} C(\omega)\).
Case \(\omega' = \alpha'\): We have \(C((\alpha')_{L}) <_{\langle O \rangle} C(\alpha) <_{\langle O \rangle} C(\omega)\).
Case \(\omega' = x'_{+} \alpha_{x'_{01}} x'_{02}\): Here, \(C((x'_{+} \alpha_{x'_{01}} x'_{02})_{L}) = (C(x'_{+})C(\alpha))_{L}\).
If \(m_{C(x'_{+})} >_{O} m_{C(\alpha)}\), then \((C(x'_{+})C(\alpha))_{L} = C(x'_{+}) <_{\langle O \rangle} C(x) <_{\langle O \rangle} C(\omega)\).
If \(m_{C(x'_{+})} \le_{O} m_{C(\alpha)}\), then \((C(x'_{+})C(\alpha))_{L} = C(x'_{+}) C(\alpha)_{L} = C(x'_{+}) C(\alpha) <_{\langle O \rangle} C(x) C(\alpha) = C(\omega)\).
Case \(\omega' = x'_{+}x'_{0}\): We have \(C((x'_{+}x'_{0})_{L}) = C(x'_{+}) <_{\langle O \rangle} C(x) <_{\langle O \rangle} C(\omega)\).
Case \(\omega' = x'_{+}x'_{0} \alpha'_{0}\): We have \(C((x'_{+}x'_{0} \alpha'_{0})_{L}) = C(x'_{+}) <_{\langle O \rangle} C(x) <_{\langle O \rangle} C(\omega)\).
Case \(\omega' = x'_{+}(\alpha'_{+})_{x'_{01}} x'_{02} \alpha'_{0}\) with \(\alpha_{+}' \neq 1\): Here, \(C((x'_{+}(\alpha'_{+})_{x'_{01}} x'_{02} \alpha'_{0})_{L}) = (C(x'_{+}) C(\alpha'_{+}))_{L}\).
If \(m_{C(x'_{+})} >_{O} m_{C(\alpha'_{+})}\), then \((C(x'_{+})C(\alpha'_{+}))_{L} = C(x'_{+}) <_{\langle O \rangle} C(x) <_{\langle O \rangle} C(\omega)\).
If \(m_{C(x'_{+})} \le_{O} m_{C(\alpha'_{+})}\), then \((C(x'_{+})C(\alpha'_{+}))_{L} = C(x'_{+}) C(\alpha'_{+})_{L} <_{\langle O \rangle} C(x'_{+})C(\alpha) <_{\langle O \rangle} C(x)C(\alpha) = C(\omega)\).
Combining all cases, it follows that every resulting term satisfies \(C(\omega') \le_{\langle O \rangle} C((\omega')_{L}) <_{\langle O \rangle} C(\omega)\), and consequently \(\omega' \le_{\langle X \rangle} (\omega')_{L} <_{\langle X \rangle} \omega\), completing the proof. ◻
We now determine the action of comultiplication on arbitrary non-prime words in \(\langle X_{+} \rangle\langle X_{0} \rangle\).
Lemma 30. Let \(\omega\) be a non-empty non-prime word in \(\langle X_{+} \rangle\langle X_{0} \rangle\), and let \(\mathrm{mrf}(\omega) = (\omega_{L}, \omega_{R})\). Then the following assertions hold:
There exist non-empty words \((\omega_{L})', (\omega_{R})' \in \langle X_{+} \rangle\langle X_{0} \rangle\) and polynomials \((\omega_{L})'', (\omega_{R})'' \in \mathbb{k}\langle X \rangle^{+}\) such that \[\begin{align} \Delta(\omega_{L}) &\in \omega_{L} \otimes 1 + 1 \otimes \omega_{L} + \sum (\omega_{L})' \otimes (\omega_{L})'' + I \otimes \mathbb{k}\langle X \rangle,\\ \Delta(\omega_{R}) &\in \omega_{R} \otimes [1-r_{\omega_{R}}] + 1 \otimes \omega_{R} + \sum (\omega_{R})' \otimes (\omega_{R})'' + I \otimes \mathbb{k}\langle X \rangle, \end{align}\] where the greatest letters satisfy \(C(m_{(\omega_{L})'}) \le_{O} C(m_{\omega_{L}}) = C(m_{\omega})\) and \(C(m_{(\omega_{R})'}) \le_{O} C(m_{\omega_{R}}) < C(m_{\omega})\), and the prime words satisfy \(C((\omega_{L})') \le_{\langle O \rangle} C(((\omega_{L})')_{L}) <_{\langle O \rangle} C(\omega_{L})\).
There exist non-empty words \(\omega' \in \langle X_{+} \rangle\langle X_{0} \rangle\) and polynomials \(\omega'' \in \mathbb{k}\langle X \rangle^{+}\) such that \[\begin{align} \Delta(\omega) &\in \omega \otimes [1-r_{\omega}] + \omega_{L} \otimes \omega_{R} + 1 \otimes \omega + \sum \omega' \otimes \omega'' + I \otimes \mathbb{k}\langle X \rangle, \end{align}\] where either \(C((\omega')_{L}) <_{\langle O \rangle} C(\omega_{L})\) holds, or \(\omega' = \omega_{L}f\) for some word \(f \in \langle X \rangle^{+}\) satisfying \(C(m_{f}) <_{O} C(m_{\omega_{L}})\).
Proof. Since \(\omega_{L}\) is a non-empty prime word in \(\langle X_{+} \rangle\), Part (a) follows directly from Lemmas 28 and 29. For Part (b), expanding the product via the algebra homomorphism property yields: \[\begin{align} \Delta(\omega) = & \Delta(\omega_{L}) \Delta(\omega_{R}) \\ \in & \left(\omega_{L} \otimes 1 + 1 \otimes \omega_{L} + \sum (\omega_{L})' \otimes (\omega_{L})''\right)\left(\omega_{R} \otimes [1-r_{\omega_{R}}] + 1 \otimes \omega_{R} + \sum (\omega_{R})' \otimes (\omega_{R})''\right) \\ & + I \otimes \mathbb{k}\langle X \rangle\\ \subseteq & \;\omega_{L}\omega_{R} \otimes [1-r_{\omega_{R}}] + \omega_{L} \otimes \omega_{R} + \sum \omega_{L} (\omega_{R})' \otimes (\omega_{R})'' + I \otimes \mathbb{k}\langle X \rangle\\ & + \omega_{R} \otimes \omega_{L} [1-r_{\omega_{R}}] + 1 \otimes \omega_{L} \omega_{R} + \sum (\omega_{R})' \otimes \omega_{L} (\omega_{R})'' \\ & + \sum (\omega_{L})' \omega_{R} \otimes (\omega_{L})'' [1-r_{\omega_{R}}] + \sum (\omega_{L})' \otimes (\omega_{L})'' \omega_{R} + \sum \sum (\omega_{L})' (\omega_{R})' \otimes \omega_{L}'' (\omega_{R})''. \end{align}\]
A straightforward application of Part (a) and Lemma 28 verifies that each left-tensor word \(\omega'\) arising in the expansion above satisfies the stated structural constraints. ◻
In this section, we utilize the comultiplication framework established in Section 4 to prove that every non-empty word can be expressed as a linear combination of products of degree-zero letters and positive-degree irreducible letters.
Throughout this section, we work within the framework of Lemma 26, retaining all notations introduced in its proof. We begin by establishing a foundational reduction lemma for prime words. This result plays a central role in proving Lemmas 32–33 and Theorem 35.
Lemma 31. Let \(\beta\) be a prime word in \(\langle X_{+} \rangle\). Suppose that there exist non-empty words \(f, g \in \langle X_{+} \rangle\langle X_{0} \rangle\) and scalars \(k_{f}, k_{g} \in \mathbb{k}\) such that \[\begin{align} \label{formula:wr-fwr-g-I} p_{\beta} := \beta + \sum_{f} k_{f} \beta f + \sum_{g} k_{g} g \in I, \qquad \text{with } C(m_{f}) <_{O} C(m_{\beta}) \text{ and } g_{L} <_{\langle X \rangle} \beta. \end{align}\qquad{(1)}\] Then there exist non-empty words \(h \in \langle X_{+} \rangle\langle X_{0} \rangle\), non-empty words \(q \in \langle X_{0} \rangle\), and scalars \(k_{q}, k_{h} \in \mathbb{k}\) such that \[\begin{align} \label{formula:beta-betaq-h-I} \beta + \sum_{q} k_{q} \beta q + \sum_{h} k_{h} h \in I, \qquad \text{with } h_{L} <_{\langle X \rangle} \beta. \end{align}\qquad{(2)}\]
Proof. Let us define the index set of the first summation and its maximal component degree by \[\begin{align} W_{1} := \{f \mid p_{\beta} \in I \text{ and } k_{f} \neq 0\}, \qquad d_{1} := \max \{\deg(f) \mid f \in W_{1}\}. \end{align}\] If \(d_{1} = 0\), the assertion holds immediately. Assume therefore that \(d_{1} \ge 1\). Recall from Lemma 30 that there exist non-empty words \(\beta', f', g' \in \langle X_{+} \rangle\langle X_{0} \rangle\) and polynomials \(\beta'', f'', g'' \in \mathbb{k}\langle X \rangle^{+}\) such that applying the comultiplication yields: \[\begin{align} & \Delta\left(\beta + \sum_{f \in W_{1}} k_{f} \beta f + \sum_{g} k_{g} g\right) \\ \in & \;\beta \otimes 1 + 1 \otimes \beta + \sum \beta' \otimes \beta'' \\ & + \sum_{f \in W_{1}} k_{f} \left(\beta \otimes 1 + 1 \otimes \beta + \sum \beta' \otimes \beta''\right)\left(f \otimes [1-r_{f}] + 1 \otimes f + \sum f' \otimes f''\right) \\ & + \sum k_{g} \left(g \otimes [1-r_{g}] + 1 \otimes g + \sum g' \otimes g''\right) + I \otimes \mathbb{k}\langle X \rangle\\ \subseteq & \;\beta \otimes 1 + 1 \otimes \beta + \sum \beta' \otimes \beta'' \\ & + \sum_{f \in W_{1}} k_{f} \Big(\beta f \otimes [1-r_{f}] + \beta \otimes f + \sum \beta f' \otimes f'' \\ & + f \otimes \beta [1-r_{f}] + 1 \otimes \beta f + \sum f' \otimes \beta f'' \\ & + \sum \beta' f \otimes \beta'' [1-r_{f}] + \sum \beta' \otimes \beta'' f + \sum \sum \beta' f' \otimes \beta'' f''\Big) \\ & + \sum k_{g} \left(g \otimes [1-r_{g}] + 1 \otimes g + \sum g' \otimes g''\right) + I \otimes \mathbb{k}\langle X \rangle, \end{align}\] where \(C((\beta')_{L}) <_{\langle O \rangle} C(\beta)\), \(C(m_{f'}) \le_{O} C(m_{f}) <_{O} C(m_{\beta})\), and \((g')_{L} \le_{\langle X \rangle} g_{L} <_{\langle X \rangle} \beta\).
Let \(p_{1} := 1 + \sum_{f\in W_{1}} k_{f} f\). Fix an element \(f_{0} \in W_{1}\), and partition the set \(W_{1}\) into \[\begin{align} W_{f_{0}} := \{f \in W_{1} \mid [1-r_{f}] \in [1-r_{f_{0}}] + I\}, \qquad W_{1}' := W_{1} \setminus W_{f_{0}}. \end{align}\] We now proceed by analyzing the following two cases.
Case 1: Suppose \([1-r_{f_{0}}] \in \mathbb{k}p_{1} + I\). By applying the canonical augmentation map \(\epsilon\), we deduce that \(p_{1} \in [1-r_{f_{0}}] + I\). Substituting this relation back into our initial hypothesis directly yields \[\begin{align} \beta[1-r_{f_{0}}] + \sum_{g} k_{g} g \in I, \end{align}\] which provides the desired form.
Case 2: Suppose \([1-r_{f_{0}}] \notin \mathbb{k}p_{1} + I\). Then the sum \(\mathbb{k}p_{1} + I + \mathbb{k}[1-r_{f_{0}}]\) is direct. We can therefore decompose the free algebra as \(\mathbb{k}\langle X \rangle= \mathbb{k}p_{1} \oplus I \oplus \mathbb{k}[1-r_{f_{0}}] \oplus U\) for some choosing complement subspace \(U \subseteq \mathbb{k}\langle X \rangle\). We define a linear functional \(\phi: \mathbb{k}\langle X \rangle\rightarrow \mathbb{k}\) by setting: \[\begin{align} \phi(p_{1}) = 1, \quad \phi(I) = \phi(U) = 0, \quad \text{and} \quad \phi([1-r_{f_{0}}]) = 0. \end{align}\]
Applying the linear map \(\operatorname{id}\otimes \phi\) to the containment \(\Delta(p_{\beta}) \in I \otimes \mathbb{k}\langle X \rangle+ \mathbb{k}\langle X \rangle\otimes I\), we find that there exist non-empty words \(g_{1} \in \langle X_{+} \rangle\langle X_{0} \rangle\) and scalars \(k_{g_{1}} \in \mathbb{k}\) such that \[\begin{align} \label{formula:beta-betaf-g1} \beta + \sum_{f \in W_{1}'} k_{f} \beta f \phi([1-r_{f}]) + \sum_{f\in W_{1}}\sum k_{f} \beta f' \phi(f'') + \sum_{g_{1}} k_{g_{1}} g_{1} \in I, \qquad \text{with } (g_{1})_{L} <_{\langle X \rangle} \beta. \end{align}\tag{1}\] By construction, the strict inequality \(|W_{1}'| < |W_{1}|\) holds. By iterating this reduction process, we can systematically eliminate the second term in equation 1 . This ensures the existence of non-empty words \(w, g_{2} \in \langle X_{+} \rangle\langle X_{0} \rangle\) and scalars \(k_{w}, k_{g_{2}} \in \mathbb{k}\) such that \[\begin{align} \label{formula:beta-betaf-g2} \beta + \sum_{w} k_{w} \beta w + \sum_{g_{2}} k_{g_{2}} g_{2} \in I, \end{align}\tag{2}\] where \(\deg(w) < d_{1}\), \(C(m_{w}) <_{O} C(m_{\beta})\), and \((g_{2})_{L} <_{\langle X \rangle} \beta\).
Now, let us define the new supporting index set: \[\begin{align} W_{2} := \{w \mid w \text{ appears in } \eqref{formula:beta-betaf-g2} \text{ and } k_{w} \neq 0\}, \qquad d_{2} := \max \{\deg(w) \mid w \in W_{2}\}. \end{align}\] Since \(d_{2} < d_{1}\), a standard induction argument on the degree \(d_{1}\) allows us to transition from equation 2 to the final required relation ?? , completing the proof. ◻
Recall the canonical projection \(\pi:\mathbb{k}\langle X \rangle\to H\) defined in Lemma 26. For any \(a \in \mathbb{k}\langle X \rangle\), we denote its image under \(\pi\) by \(\overline{w} := \pi(w)\).
Utilizing Lemma 31, we establish a stronger reduction result for prime words:
Lemma 32. Let \(\beta\) be a prime word in \(\langle X_{+} \rangle\). Suppose that there exist non-empty words \(h \in \langle X_{+} \rangle\langle X_{0} \rangle\), \(q \in \langle X_{0} \rangle\), and scalars \(k_{h}, k_{q} \in \mathbb{k}\) such that \[\begin{align} \beta + \sum_{q} k_{q} \beta q + \sum_{h} k_{h} h \in I, \qquad \text{with } h_{L} <_{\langle X \rangle} \beta. \end{align}\] Then there exist non-empty words \(\mu \in \langle X_{+} \rangle\langle X_{0} \rangle\) and scalars \(k_{\mu} \in \mathbb{k}\) such that \[\begin{align} \beta \in \sum k_{\mu} \mu + I, \qquad \text{with } \mu_{L} <_{\langle X \rangle} \beta. \end{align}\]
Proof. Applying the canonical projection \(\pi\) to the given relation yields the following identity in \(H\): \[\begin{align} \overline{\beta} \left(\overline{1} + \sum_{q} k_{q} \overline{q}\right) + \sum_{h} k_{h} \overline{h} = 0. \end{align}\] Let us define the right-hand factor and its coproduct decomposition by \[\begin{align} v := \overline{1} + \sum_{q} k_{q} \overline{q}, \quad r := \operatorname{rank}(\Delta_{H}(v)), \quad \Delta_{H}(v) = \sum_{i=1}^{r} v'_{i} \otimes v''_{i}, \end{align}\] and denote the set of right tensor factors by \(V'' := \{v''_{1}, \ldots, v''_{r}\}\). By Lemma 30, there exist non-empty words \(\beta', h' \in \langle X_{+} \rangle\langle X_{0} \rangle\) and polynomials \(\beta'', h'' \in \mathbb{k}\langle X \rangle^{+}\) such that applying the coproduct \(\Delta_{H}\) gives: \[\begin{align} &\Delta_{H}\left(\overline{\beta} v + \sum_{h} k_{h} \overline{h}\right) \\ = & \;\left(\overline{\beta} \otimes \overline{1} + \overline{1} \otimes \overline{\beta} + \sum \overline{\beta'} \otimes \overline{\beta''}\right)\left(\sum_{i=1}^{r} v'_{i} \otimes v''_{i}\right) + \sum_{h} k_{h} \left(\overline{h} \otimes (\overline{1} - \overline{r_{h}}) + \sum \overline{1} \otimes \overline{h} + \sum \overline{h'} \otimes \overline{h''}\right)\\ = & \;\sum_{i=1}^{r} \overline{\beta} v'_{i} \otimes v''_{i} + \sum_{i=1}^{r} v'_{i} \otimes \overline{\beta} v''_{i} + \sum_{i=1}^{r} \overline{\beta'} v'_{i} \otimes \overline{\beta''} v''_{i} \\ & + \sum_{h} k_{h} \left(\overline{h} \otimes (\overline{1} - \overline{r_{h}}) + \sum \overline{1} \otimes \overline{h} + \sum \overline{h'} \otimes \overline{h''}\right), \end{align}\] where \((\beta')_{L} <_{\langle X \rangle} \beta\), and \((h')_{L} \le_{\langle X \rangle} h_{L} <_{\langle X \rangle} \beta\).
Recall from [18] that the set \(V''\) is linearly independent in \(H\). We can therefore decompose the Hopf algebra as \(H = \left(\bigoplus_{i=1}^{r} \mathbb{k}v''_{i}\right) \oplus U\) for a choice of complement subspace \(U \subseteq H\). For each \(v''_{i} \in V''\), we define a linear functional \(\phi_{v''_{i}} : H \rightarrow \mathbb{k}\) by setting: \[\begin{align} \phi_{v''_{i}} (v''_{j}) = \delta_{i, j} \quad \text{for } v''_{j} \in V'', \qquad \text{and} \qquad \phi_{v''_{i}}(U) = 0. \end{align}\] Applying the linear map \(\operatorname{id}\otimes \phi_{v''_{i}}\) to the identity \(\Delta_{H}\left( \overline{\beta} v + \sum k_{h} \overline{h}\right) = 0\), we find that there exist elements \(\eta \in \langle X_{+} \rangle^{+}\), \(u, y \in H_{[0]}\), and scalars \(k_{\overline{\eta} u}, k_{y} \in \mathbb{k}\) such that \[\begin{align} \overline{\beta} v'_{i} + \sum k_{\overline{\eta} u} \overline{\eta} u + \sum k_{y} y = 0, \qquad \text{with } \eta_{L} <_{\langle X \rangle} \beta. \end{align}\] Right-multiplying this equation by \(S_{H}(v''_{i})\) and summing over all \(i\) yields: \[\begin{align} \sum_{i=1}^{r} \overline{\beta} v'_{i} S_{H}(v''_{i}) + \sum_{i=1}^{r} \sum k_{\overline{\eta} u} \overline{\eta} u S_{H}(v''_{i}) + \sum_{i=1}^{r} \sum k_{y} y S_{H}(v''_{i}) = 0. \end{align}\] Since \(\epsilon_{H}(v) = 1\), the antipode property guarantees that \(\sum_{i=1}^{r} v'_{i}S_{H}(v''_{i}) = 1\). The identity simplifies to: \[\begin{align} \overline{\beta} + \sum_{i=1}^{r} \sum k_{\overline{\eta} u} \overline{\eta} u S_{H}(v''_{i}) + \sum_{i=1}^{r} \sum k_{y} y S_{H}(v''_{i}) = 0. \end{align}\] Lifting this back to the free algebra and applying the augmentation map \(\epsilon\), we deduce the existence of words \(z_{1} \in \langle X_{0} \rangle\), \(z_{2} \in \langle X_{0} \rangle^{+}\), and scalars \(k_{\eta z_{1}}, k_{z_{2}} \in \mathbb{k}\) such that \[\begin{align} \beta + \sum k_{\eta z_{1}} \eta z_{1} + \sum k_{z_{2}} z_{2} \in I, \end{align}\] where \((\eta z_{1})_{L} = \eta_{L} <_{\langle X \rangle} \beta\), and \((z_{2})_{L} = z_{2} <_{\langle X \rangle} \beta\). Setting \(\mu\) to be the words appearing in the lower-order terms completes the proof. ◻
Now, we demonstrate that any reducible letter of positive degree can be factored modulo \(I\) into a linear combination of products of letters of strictly smaller order.
Lemma 33. Let \(x\) be an \(I\)-reducible letter in \(X_{+}\). Then there exist letters \(x_{1}, \ldots, x_{n} \in X\) and scalars \(k_{x_{1}\cdots x_{n}} \in \mathbb{k}\) such that \[\begin{align} x \in \sum k_{x_{1}\cdots x_{n}} x_{1} \cdots x_{n} + I, \qquad \text{with } x_{1}, \ldots, x_{n} <_{X} x. \end{align}\]
Proof. If \(x \in I\), the assertion holds vacuously. Assume therefore that \(x \notin I\). We proceed via case analysis based on the structural type of the letter \(x\).
Case 1: Suppose \(x \in O_{+}\). By Lemma 28 and application of the canonical augmentation map \(\epsilon\), there exist non-empty words \(\omega \in \langle X_{+} \rangle\langle X_{0} \rangle\) and scalars \(k_{\omega} \in \mathbb{k}\) such that \[\begin{align} x \in \sum k_{\omega} \omega + I, \qquad \text{with } \omega <_{\langle X \rangle} x, \end{align}\] or equivalently, by Corollary 8, \[\begin{align} x \in \sum k_{\omega} \omega + I, \qquad \text{with } C(r(\omega)) <_{O} x. \end{align}\] Let us define the support set and its associated prime word set by \[\begin{align} W := \{\omega \mid x \in \sum k_{\omega} \omega + I \text{ and } k_{\omega} \neq 0\}, \qquad W_{L} := \{\omega_{L} \mid \omega \in W\}. \end{align}\] Let \(\beta\) denote the greatest word of \(W_{L}\) with respect to the order \(<_{\langle X \rangle}\). We can thus isolate the leading structural components of \(x\) as \[\begin{align} x \in \sum_{\beta\alpha \in W} k_{\beta \alpha} \beta \alpha + \sum_{\substack{\omega \in W \\ \omega_{L} <_{\langle X \rangle} \beta}} k_{\omega} \omega + I, \qquad \text{where } C(r(\beta\alpha)), C(r(\omega)) <_{O} x. \end{align}\] Without loss of generality, we may assume that the leading sum satisfies \(\sum_{\beta \alpha \in W} k_{\beta \alpha} \beta \alpha \notin I\).
Since \((\langle X \rangle, <_{\langle X \rangle})\) is well-ordered by Lemma 6, we can proceed by induction on \(\beta\) with respect to \(<_{\langle X \rangle}\). If \(\beta <_{\langle X \rangle} x\), then Lemma 15 (e) implies that for every word \(\omega \in W\) and each constituent letter \(b\) of \(\omega\), the inequality \(b \le_{\langle X \rangle} \omega_{L} \le_{\langle X \rangle} \beta <_{\langle X \rangle} x\) holds. Lemma 7 then ensures that \(b <_{X} x\), completing this subcase.
Conversely, assume that \[\begin{align} \beta \ge_{\langle X \rangle} x \qquad (\text{which translates to } C(r(\beta)) \ge_{O} x \text{ by Corollary~\ref{cor:well-orders-compatibility-2}}). \end{align}\] This implies that \(\alpha \neq 1\) for every word \(\beta \alpha \in W\), because \(C(r(\beta\alpha)) <_{O} x\).
Let \(\ell\) denote the minimal non-empty word in \(\langle X_{+} \rangle\), which corresponds to the least letter in \(X_{+}\) under \(<_{X}\) via Lemma 11 (b). If \(\beta = \ell\), then \(x \in \sum k_{\ell\alpha} \ell\alpha + \sum k_{\omega} \omega + I\), where \(\alpha \in \langle X_{0} \rangle\) and \(\omega \in \langle X_{0} \rangle^{+}\). Since \(\ell \ge_{\langle X \rangle} x\) and \(x \in X_{+}\), it must be that \(x = \ell\), which gives \(\ell - \sum k_{\ell\alpha} \ell\alpha - \sum k_{\omega} \omega \in I\). Lemma 32 then guarantees the existence of non-empty words \(u \in \langle X_{+} \rangle\langle X_{0} \rangle\) and scalars \(k_{u} \in \mathbb{k}\) such that \[\begin{align} \ell \in \sum k_{u} u + I, \qquad \text{with } u_{L} <_{\langle X \rangle} \ell. \end{align}\] This forces \(u \in \langle X_{0} \rangle^{+}\), matching the claim.
Now, suppose \(\beta >_{\langle X \rangle} \ell\). By Lemma 30 and the comultiplication on \(X\), there exist elements \(x'_{+} \in X_{+}^{*}\), \(x'_{0} \in X_{0}^{*}\), non-empty words \((\beta\alpha)', \omega' \in \langle X_{+} \rangle\langle X_{0} \rangle\), and polynomials \(x'', (\beta\alpha)'', \omega'' \in \mathbb{k}\langle X \rangle^{+}\) such that \[\begin{align} & \Delta\left( \sum_{\beta\alpha \in W} k_{\beta\alpha} \beta\alpha + \sum_{\substack{\omega \in W \\ \omega_{L} <_{\langle X \rangle} \beta}} k_{\omega} \omega - x \right) \\ \in & \sum_{\beta\alpha \in W} k_{\beta\alpha} \left(\beta\alpha \otimes [1-r_{\alpha}] + \beta \otimes \alpha + 1 \otimes \beta\alpha + \sum (\beta\alpha)' \otimes (\beta\alpha)''\right) \\ & + \sum_{\substack{\omega \in W \\ \omega_{L} <_{\langle X \rangle} \beta}} k_{\omega}\left(\omega \otimes [1-r_{\omega}] + 1 \otimes \omega + \sum \omega' \otimes \omega''\right) \\ & - \left(x \otimes 1 + 1 \otimes x + \sum x'_{+}x'_{0} \otimes x''\right) + I \otimes \mathbb{k}\langle X \rangle, \end{align}\] where \(x'_{+}x'_{0} \neq 1\), \((\beta\alpha)' \neq 1\), \(C((x'_{+}x'_{0})_{L}) = C(x'_{+}) <_{O} C(x)\), \((\omega')_{L} \le_{\langle X \rangle} \omega_{L} <_{\langle X \rangle} \beta\), and either \(C(((\beta\alpha)')_{L}) <_{\langle O \rangle} C(\beta)\) or \((\beta\alpha)' = \beta c\) for some \(c \in \langle X \rangle^{+}\) satisfying \(C(m_{c}) <_{O} C(m_{\beta})\).
Note that the subspace \(\mathbb{k}(\sum_{\beta\alpha \in W} k_{\beta\alpha} \alpha) + I\) forms a direct sum because \(\sum_{\beta\alpha \in W} k_{\beta\alpha}\alpha \notin I\). Since \(\alpha \neq 1\) for all \(\beta\alpha \in W\), the application of the augmentation map \(\epsilon\) shows that the sum \(\mathbb{k}(\sum_{\beta\alpha \in W} k_{\beta\alpha} \alpha) + I + \mathbb{k}1\) is also direct. We can therefore choose a complement decomposition of the free algebra of the form \(\mathbb{k}\langle X \rangle= \mathbb{k}(\sum_{\beta\alpha \in W} k_{\beta\alpha} \alpha) \oplus I \oplus \mathbb{k}1 \oplus V\) for some subspace \(V \subseteq \mathbb{k}\langle X \rangle\).
Define a linear functional \(\varphi : \mathbb{k}\langle X \rangle\rightarrow \mathbb{k}\) by setting: \[\begin{align} \varphi\left(\sum_{\beta\alpha \in W} k_{\beta\alpha} \alpha\right) = 1, \quad \varphi(1) = 0, \quad \text{and} \quad \varphi(I) = \varphi(V) = 0. \end{align}\] Applying the linear map \(\operatorname{id}\otimes \varphi\) to the containment relation for the coproduct inside \(I \otimes \mathbb{k}\langle X \rangle+ \mathbb{k}\langle X \rangle\otimes I\), we find that there exist non-empty words \(f, g \in \langle X_{+} \rangle\langle X_{0} \rangle\) and scalars \(k_{f}, k_{g} \in \mathbb{k}\) satisfying \[\begin{align} \beta + \sum k_{f} \beta f + \sum k_{g} g \in I, \qquad \text{with } C(m_{f}) <_{O} C(m_{\beta}) \text{ and } g_{L} <_{\langle X \rangle} \beta. \end{align}\] By invoking Lemmas 31 and 32, there exist non-empty words \(\mu \in \langle X_{+} \rangle\langle X_{0} \rangle\) and scalars \(k_{\mu} \in \mathbb{k}\) such that \[\begin{align} \beta \in \sum k_{\mu} \mu + I, \qquad \text{with } \mu_{L} <_{\langle X \rangle} \beta. \end{align}\] We can now rewrite the element \(x\) modulo \(I\) as follows: \[\begin{align} x \in \sum_{\beta\alpha \in W} \sum_{\mu} k_{\beta \alpha} k_{\mu} \mu \alpha + \sum_{\substack{\omega \in W \\ \omega_{L} <_{\langle X \rangle} \beta}} k_{\omega} \omega + I, \end{align}\] where \(C(r( \mu \alpha)), C(r(\omega)) <_{O} x\), and \(\mu_{L} <_{\langle X \rangle} \beta\). Since \(\mu_{L} <_{\langle X \rangle} \beta\) and \(C(m_{\alpha}) <_{O} C(m_{\beta})\), it follows that \((\mu\alpha)_{L} <_{\langle X \rangle} \beta\). Applying Lemma 28, we establish that there exist non-empty words \(\nu \in \langle X_{+} \rangle\langle X_{0} \rangle\) and scalars \(k_{\nu} \in \mathbb{k}\) such that \[\begin{align} x \in \sum k_{\nu} \nu + I, \qquad \text{with } \nu_{L} <_{\langle X \rangle} \beta. \end{align}\] By our induction hypothesis on \(\beta\) (since \(\nu_{L} <_{\langle X \rangle} \beta\)), there exist letters \(x_{1}, \ldots, x_{n} \in X\) and scalars \(k_{x_{1}\cdots x_{n}} \in \mathbb{k}\) such that \[\begin{align} x \in \sum k_{x_{1}\cdots x_{n}} x_{1} \cdots x_{n} + I, \qquad \text{with } x_{1}, \ldots, x_{n} <_{X} x. \end{align}\]
Case 2: Suppose \(x_{a} \in X_{+} \setminus O_{+}\) with \(x \in O_{+}\) and \(a \in O_{0}\).
By Lemma 28 and the evaluation under \(\epsilon\), we have \(x_{a} \in \sum k_{\omega} \omega + I\) for some non-empty words \(\omega \in \langle X_{+} \rangle\langle X_{0} \rangle\) satisfying \(\omega <_{\langle X \rangle} x_{a}\) and scalars \(k_{\omega} \in \mathbb{k}\). By definition of the order \(<_{\langle X \rangle}\), there exist elements \(a_{1} \in O_{0}^{*}\) and \(a_{2}, \ldots, a_{s} \in O_{0}\) satisfying \(a_{1} <_{O} \cdots <_{O} a_{s} <_{O} a\) such that \[\begin{align} x_{a} \in \sum_{1 \le i \le s} k_{x_{a_{i}}} x_{a_{i}} + \sum k_{\omega} \omega + I, \qquad \text{with } \omega <_{\langle X \rangle} x. \end{align}\] An analogous reduction argument to Case 1 applies here by tracking the behavior of \(\Delta(x_{a} - \sum_{1 \le i \le s} k_{x_{a_{i}}} x_{a_{i}})\) instead of \(\Delta(x)\). It follows that there exist letters \(y_{1}, \ldots, y_{m} \in X\) and scalars \(k_{y_{1}\cdots y_{m}} \in \mathbb{k}\) such that \[\begin{align} x_{a} \in \sum_{1 \le i \le s} k_{x_{a_{i}}} x_{a_{i}} + \sum k_{y_{1}\cdots y_{m}} y_{1} \cdots y_{m} + I, \end{align}\] where \(y_{1}, \ldots, y_{m} <_{X} x \le_{X} x_{a_{1}} <_{X} \cdots <_{X} x_{a_{s}} <_{X} x_{a}\). This completes the proof. ◻
We show that the original element of every irreducible letter is itself irreducible.
Lemma 34. Let \(x \in O\). Then the following assertions hold:
If \(x\) is \(I\)-reducible, then \(x_{a}\) is \(I\)-reducible for every element \(a \in O_{0}\).
\(C(X_{I,+}) = O_{I,+}\).
Proof. Assume to the contrary that there exist an \(I\)-reducible letter \(x \in O\) and a letter \(a \in O_{0}\) such that \(x_{a}\) is \(I\)-irreducible. Since \(x\) is assumed to be \(I\)-reducible, Corollary 8 guarantees the existence of non-empty words \(\omega \in \langle X_{+} \rangle\langle X_{0} \rangle\) and scalars \(k_{\omega} \in \mathbb{k}\) such that \[\begin{align} x \in \sum k_{\omega} \omega + I, \qquad \text{with } C(r(\omega)) <_{O} x. \end{align}\] By utilizing the linear assignment \(f_{X}\) constructed in Lemma 26, we can express \(x_{a}\) modulo \(I\) as \(x_{a} \in \sum a_{1} x a_{2} + I\) for some elements \(a_{1}, a_{2} \in X_{0}^{*}\). This yields a polynomial relation of the form \[\begin{align} p := x_{a} - \sum k_{\omega} a_{1} \omega a_{2} \in I. \end{align}\] We now evaluate the rightmost factors of the terms appearing in the summation:
If \(a_{2} \neq 1\), then \(C(r(a_{1}\omega a_{2})) = a_{2} <_{O} x\).
If \(a_{2} = 1\), then \(C(r(a_{1}\omega)) = C(r(\omega)) <_{O} x\).
In either case, Corollary 8 implies that \(a_{1} \omega a_{2} <_{\langle X \rangle} x <_{\langle X \rangle} x_{a}\). Consequently, the leading word of the polynomial satisfies \(\mathrm{LW}(p) = x_{a}\), which forces \(x_{a}\) to be \(I\)-reducible, yielding a contradiction.
We now establish assertion (b). From the validity of Part (a), the inclusion \(C(X_{I,+}) \subseteq O_{I,+}\) follows directly. Conversely, since \(O_{I,+} = C(O_{I,+}) \subseteq C(X_{I,+})\), we obtain the reverse containment. Hence, the equality \(C(X_{I,+}) = O_{I,+}\) holds. ◻
Now, we show that every non-empty word can be decomposed as a linear combination of products consisting exclusively of degree-zero letters and positive-degree irreducible letters.
Theorem 35. With the notation established in Lemma 26, if \(x\) is an \(I\)-reducible letter in \(X_{+}\), then there exist letters \(x_{1}, \ldots, x_{n} \in X_{I,+} \cup X_{0}\) and scalars \(k_{x_{1}\cdots x_{n}} \in \mathbb{k}\) such that \[\begin{align} x \in \sum k_{x_{1}\cdots x_{n}} x_{1} \cdots x_{n} + I, \qquad \text{with } x_{1}, \ldots, x_{n} <_{X} x. \end{align}\] Consequently, every non-empty word in \(\langle X \rangle\) can be expressed modulo \(I\) as a linear combination of products of letters from \(X_{I,+} \cup X_{0}\), or more precisely, from \(O_{I,+} \cup X_{0}\).
Proof. Since \((X, <_{X})\) is well-ordered, we proceed by induction on reducible letters of \(X_{+}\) with respect to the order \(<_{X}\). By Lemma 33, there exist constituent letters \(x_{1}, \ldots, x_{n} \in X\) and scalars \(k_{x_{1}\cdots x_{n}} \in \mathbb{k}\) such that \[\begin{align} x \in \sum k_{x_{1}\cdots x_{n}} x_{1} \cdots x_{n} + I, \qquad \text{with } x_{1}, \ldots, x_{n} <_{X} x. \end{align}\] Applying the induction hypothesis to the terms on the right-hand side (since \(x_{i} <_{X} x\) for all \(i\)), there exist replacement letters \(y_{1}, \ldots, y_{m} \in X_{I,+} \cup X_{0}\) and scalars \(k_{y_{1} \cdots y_{m}} \in \mathbb{k}\) yielding the representation \[\begin{align} x \in \sum k_{y_{1}\cdots y_{m}} y_{1} \cdots y_{m} + I, \qquad \text{with } y_{1}, \ldots, y_{m} <_{X} x. \end{align}\] Thus, every reducible letter in \(X_{+}\) can be expressed modulo \(I\) as a linear combination of products of letters in \(X_{I,+} \cup X_{0}\). Since irreducible letters in \(X_{+}\) trivially satisfy the representation, it follows that all letters in \(X_{+}\) share this property.
By referencing the structural map \(f_{X}\) defined in Lemma 26, every letter in \(X_{+}\) can be written modulo \(I\) as a linear combination of products of elements from \(C(X_{I,+}) \cup X_{0}\). By Lemma 34, this is precisely the set \(O_{I,+} \cup X_{0}\). Extending this result factor by factor, it follows that any non-empty word in \(\langle X \rangle\) can be expressed modulo \(I\) as a linear combination of products of letters from \(O_{I,+} \cup X_{0}\), completing the proof. ◻
Applying the foundational results established above to the class of Hopf algebras whose Hopf coradical forms a Hopf subalgebra, we prove that a left or right Noetherian Hopf algebra is affine provided its Hopf coradical is affine.
Theorem 36. Let \(H\) be a Hopf algebra over \(\mathbb{k}\). Then the following assertions hold:
If \(S_{H}(H_{[0]}) \subseteq H_{[0]}\), then there exists a generating set \(X\) of \(H\) as described in Lemma 26 such that the set \(\pi(O_{I,+}) \cup G_{[0]}\) generates \(H\) as an algebra, where \(\pi: \mathbb{k}\langle X \rangle\rightarrow H\) is the canonical projection, \(I = \ker\pi\), and \(G_{[0]}\) is a choice of generating set for \(H_{[0]}\).
If \(H\) is left or right Noetherian and \(H_{[0]}\) is affine, then \(H\) is affine.
Proof. Assertion (a) follows directly from Lemma 26 and Theorem 35.
For assertion (b), first assume that \(H\) is left Noetherian. By Lemma 2, the Hopf coradical \(H_{[0]}\) is a Hopf subalgebra of \(H\). Since \(H_{[0]}\) is assumed to be affine, we may select a finite generating set \(G_{[0]}\) for \(H_{[0]}\). By virtue of Part (a), there exists a generating set \(X\) of \(H\) satisfying the conditions of Lemma 26 such that \(\pi(O_{I,+}) \cup G_{[0]}\) generates \(H\) as an algebra. Since \(H_{[0]}\) is left Noetherian, Lemma 24 guarantees that the set \(\pi(O_{I,+}) \cup G_{[0]}\) is finite, which implies that \(H\) is affine.
Conversely, if \(H\) is right Noetherian, then its opposite-coopposite Hopf algebra \(H^{\mathrm{op},\mathrm{cop}}\) is left Noetherian and consequently affine by the preceding argument. Since affineness is preserved under passing to the opposite-coopposite structure, it follows that \(H\) is also affine. ◻
Remark 37. Let \(H\) be a Hopf algebra and let \(K\) be a Hopf subalgebra of \(H\) containing the coradical, i.e., \(H_{(0)} \subseteq K\). Given a generating set \(G_{K}\) of \(K\), a straightforward application of the proof of Theorem 36 combined with the generalized lifting method establishes the existence of a finite set \(Q \subseteq \ker \epsilon_{H}\) such that \(Q \cup G_{K}\) generates \(H\) as an algebra.
As a consequence, \(H\) is affine if \(H\) is left or right Noetherian and \(K\) is affine. In other words, a left or right Noetherian Hopf algebra is affine whenever its coradical is contained in an affine Hopf subalgebra.
Combining Theorem 36 with [1], we obtain the following corollary:
Corollary 38. Let \(H\) be a left or right Noetherian Hopf algebra over \(\mathbb{k}\). Then every ascending chain of Hopf subalgebras of \(H\) containing \(H_{(0)}\) stabilizes.
In this section, we establish that a left or right Noetherian Hopf algebra is affine if and only if its Hopf coradical is affine. To achieve this, we first demonstrate that if the Hopf coradical of an affine Hopf algebra is a Hopf subalgebra, then the Hopf coradical itself must be affine.
We employ the notions of mirror reduction order, reduction-factorization and prime words from Section 2, and rebuild the overall framework accordingly. We also introduce some notation and adjust the underlying set structure.
Let \(O\) be a set equipped with a map \(t_{O}: O \rightarrow \mathbb{N}\). For each \(z\in O_{0}\), we choose pairwise disjoint sets of formal symbols \(D_{z}\) such that \(z \in D_{z}\), and define \[\begin{align} Y := (\bigcup_{z \in O_{0}} D_{z}) \cup O_{+}. \end{align}\] Define a map \(D: Y \rightarrow O\) by \[\begin{align} D(d) = z, \qquad D(y) = y, \qquad \text{for } d \in D_{z}, \;z \in O_{0}, \;y \in O_{+}. \end{align}\] The map \(D\) lifts to a monoid map \(D: \langle Y \rangle\rightarrow \langle O \rangle\).
We equip \(Y\) with a degree map \(t_Y: Y \rightarrow \mathbb{N}\) extending \(t_O\): \[\begin{align} t_{Y}(d) = t_{O}(z) = 0, \qquad t_{Y}(y) = t_{O}(y), \qquad \text{for } z \in O_{0}, \;d \in D_{z}, \;y \in O_{+}. \end{align}\] Evidently, \(Y_{0} = \bigcup_{z \in O_{0}} D_{z}\), and \(Y_{+} = O_{+}\).
For each \(n \ge 0\), let \(<_{O_{n}}\) be an arbitrary well-ordering on \(O_{n}\), and define a total order \(<_{O}\) on \(O\) as follows: for any \(x,y \in O\), \[\begin{align} x <_{O} y \Longleftrightarrow \left\{\begin{array}{l} t_{O}(x) < t_{O}(y), \text{ or } \\ t_{O}(x) = t_{O}(y) = n \text{ and } x <_{O_{n}} y. \end{array}\right. \end{align}\] For each \(z \in O_{0}\), let \(<_{D_z}\) be an arbitrary well-ordering on \(D_{z}\), and define a total order \(<_{Y}\) on \(Y\): for any \(x, y \in Y\), \[\begin{align} x <_{Y} y \Longleftrightarrow \left\{\begin{array}{l} D(x) <_{O} D(y), \text{ or } \\ D(x) = D(y) = z \in O_{0} \text{ and } x <_{D_{z}} y. \end{array}\right. \end{align}\]
The (mirror) reduction order \(<_{\langle O \rangle}\) on \(\langle O \rangle\) is defined as follows: for any non-empty words \(\alpha, \beta \in \langle O \rangle\), set \(1 <_{\langle O \rangle} \alpha\), and \[\begin{align} \alpha <_{\langle O \rangle} \beta \Longleftrightarrow & \left\{\begin{array}{l} r(\alpha) <_{O} r(\beta), \text{ or } \\ r(\alpha) = r(\beta) \text{ and } \left\{\begin{array}{l} |\alpha| < |\beta|, \text{ or } \\ |\alpha| = |\beta| \text{ and } \alpha <_{\operatorname{mlex}_O} \beta. \end{array}\right. \end{array}\right. \end{align}\] The (mirror) reduction order \(<_{\langle Y \rangle}\) on \(\langle Y \rangle\) is defined as follows: for any words \(\alpha, \beta \in \langle Y \rangle\), \[\begin{align} \alpha <_{\langle Y \rangle} \beta \Longleftrightarrow & \left\{\begin{array}{l} D(\alpha) <_{\langle O \rangle} D(\beta), \text{ or } \\ D(\alpha) = D(\beta) \text{ and } \alpha <_{\operatorname{mlex}_{Y}} \beta. \end{array}\right. \end{align}\] Evidently, the sets \((O, <_{O})\), \((Y, <_{Y})\), \((\langle O \rangle, <_{\langle O \rangle})\), and \((\langle Y \rangle, <_{\langle Y \rangle})\) are well-ordered.
For a non-empty word \(\alpha\) in \(\langle Y \rangle\), the (mirror) reduction-factorization of \(\alpha\), denoted by \(\mathrm{mrf}(\alpha) = (\alpha_{L}, \alpha_{R})\), is the unique decomposition \(\alpha = \alpha_{L}\alpha_{R}\) where \(\alpha_{L}\) is the greatest prefix of \(\alpha\) with respect to \(<_{\langle Y \rangle}\). The word \(\alpha\) is called prime if \(\alpha_{L} = \alpha\). Let \(m_{\alpha}\) denote the greatest letter occurring in \(\alpha\) with respect to \(<_{Y}\).
Suppose that \(H\) is an affine Hopf algebra over \(\mathbb{k}\) whose Hopf coradical \(H_{[0]}\) is a Hopf subalgebra (i.e., \(S_H(H_{[0]}) \subseteq H_{[0]}\)). Then we may choose a finite set of formal symbols \((O, <_{O})\) generating \(H\) via an assignment \(f_O: O \rightarrow H\) such that \(f_O(O) \subseteq \ker \epsilon_H\). Define a degree map \(t_O: O \rightarrow \mathbb{N}\) by \[t_O(y) = \min\{ n \in \mathbb{N} \mid f_O(y) \in H_{[n]} \}.\] This induces a well-ordered set \((O, <_{O})\) as constructed above.
By the local finiteness of coalgebras and the standard filtration of \(H\), we may choose:
Pairwise disjoint finite sets of formal symbols \(D_z\), where \(z \in O_0\);
An expanded finite set \(Y = \left( \bigcup_{z \in O_0} D_z \right) \cup O_+\);
An assignment \(f_Y: Y \rightarrow H\);
A degree map \(t_Y: Y \rightarrow \mathbb{N}\) induced by \(t_O\);
A comultiplication \(\Delta: \mathbb{k}\langle Y \rangle\rightarrow \mathbb{k}\langle Y \rangle\otimes \mathbb{k}\langle Y \rangle\);
such that all of the following conditions hold:
\(f_{Y}(Y) \subseteq \ker \epsilon_{H}\).
For each \(z \in O_0\) and each \(y \in D_z\), there exist elements \(y' \in D_z\) and \(y'', r_y \in \mathbb{k}D_z\) such that \[\Delta(y) = y \otimes (1 - r_y) + 1 \otimes y + \sum y' \otimes y'', \quad \text{ with } y' \neq y.\]
For each \(y \in Y_{n}\) with \(n \ge 1\), there exist homogeneous elements \(y' \in Y\), \(y''\in \mathbb{k}Y\) and \(r_{y} \in \mathbb{k}Y_{0}\) such that \[\Delta(y) = y \otimes (1-r_{y}) + 1 \otimes y + \sum y' \otimes y'',\] where \(t_{Y}(y') + t_{Y}(y'') \le n\), and \(t_{Y}(y') < n\) (which guarantees \(D(y') <_{O} D(y)\)).
\(\Delta_H \circ \pi = (\pi \otimes \pi) \circ \Delta\), where \(\pi: \mathbb{k}\langle Y \rangle\rightarrow H\) is the canonical algebra projection lifted by the assignment \(f_{Y}\).
Moreover, the free algebra \(\mathbb{k}\langle Y \rangle\) admits a grading defined by \(\deg(y) = t_{Y}(y)\) for each \(y \in Y\).
With the notation as above, we have the following comultiplication on words in \(\langle Y \rangle\):
Lemma 39. Let \(\omega\) be a prime word in \(\langle Y \rangle\) with \(\deg(w) \ge 1\). Then there exist words \(\omega' \in \langle Y \rangle\) and homogeneous polynomials \(\omega'' \in \mathbb{k}\langle Y \rangle\) such that \[\begin{align} \Delta(w) = \sum_{\substack{D(\omega')= D(\omega) \\ \deg(\omega'')=0}} \omega' \otimes \omega'' + \sum_{D(\omega') <_{\langle O \rangle} D(\omega)} \omega' \otimes \omega''. \end{align}\]
Lemma 40. Let \(\omega\) be a non-prime word in \(\langle Y \rangle\) with \(\deg(\omega) \ge 1\), and let \(\mathrm{mrf}(\omega) = (\omega_{L}, \omega_{R})\). Then there exist words \((\omega_{L})', (\omega_{R})' \in \langle Y \rangle\) and homogeneous polynomials \((\omega_{L})'', (\omega_{R})'' \in \mathbb{k}\langle Y \rangle\) such that \[\begin{align} \Delta(\omega) = \sum_{\substack{D((\omega_{L})')= D(\omega_{L}) \\ \deg((\omega_{L})'')=0}} (\omega_{L})'(\omega_{R})' \otimes (\omega_{L})''(\omega_{R})'' + \sum_{D((\omega_{L})') <_{\langle O \rangle} D(\omega_{L})} (\omega_{L})'(\omega_{R})' \otimes (\omega_{L})''(\omega_{R})''. \end{align}\] where the greatest letters satisfy \(D(m_{(\omega_{R})'}) \le_{O} D(m_{\omega_{R}}) <_{O} D(m_{\omega_{L}})\).
Under the constructive framework described above, we are now ready to show that the Hopf coradical of an affine Hopf algebra is affine:
Theorem 41. Let \(H\) be an affine Hopf algebra such that \(S_{H}(H_{[0]}) \subseteq H_{[0]}\). Then \(H_{[0]}\) is affine.
Proof. To demonstrate that \(H_{[0]}\) is affine, it is sufficient to show the equality \(H_{[0]} = \pi(\mathbb{k}\langle Y_{0} \rangle)\). The containment \(\pi(\mathbb{k}\langle Y_{0} \rangle) \subseteq H_{[0]}\) holds by definition. For the reverse containment, let \(C\) be a simple subcoalgebra of \(H\), and let \(M\) be a simple right \(C\)-subcomodule of \(C\). Choose a non-zero element \(z \in M\). We proceed via a case analysis on the counit evaluation of \(z\) to demonstrate that \(z \in \pi(\mathbb{k}\langle Y_{0} \rangle)\).
Case 1: Suppose \(\epsilon_{H}(z) = 0\). Let \(r := \mathrm{rank}(\Delta_{H}(z)) - 2\). By the standard properties of tensor rank and counitality, there exist elements \(z_{i}', z_{i}'', g, h \in M\) such that \[\begin{align} \Delta_{H}(z) = z \otimes g + h \otimes z + \sum_{i=1}^{r} z_{i}' \otimes z_{i}'', \end{align}\] where \(\epsilon_{H}(z_{i}') = \epsilon_{H}(z_{i}'') = 0\), and \(\epsilon_{H}(g) = \epsilon_{H}(h) = 1\).
Since \(\pi(X)\) forms a generating set of \(H\), there exist words \(\omega \in \langle Y \rangle\) and scalars \(k_{\omega} \in \mathbb{k}\) such that \(z = \pi\left(\sum k_{\omega} \omega\right)\). Let us define the support set and its corresponding prime word set by \[\begin{align} W := \left\{\omega \;\middle|\; z = \pi\left(\sum k_{\omega} \omega\right) \text{ and } k_{\omega} \neq 0\right\}, \qquad W_{L} := \{D(\omega_{L}) \mid \omega \in W\}. \end{align}\] Let \(D(\zeta)\) denote the greatest word of \(W_{L}\) with respect to the well-ordering \(<_{\langle O \rangle}\). We expand \(z\) in terms of this leading component as \[z = \pi \left(\sum_{\substack{\beta\alpha \in W \\ D(\beta) = D(\zeta)}} k_{\beta\alpha} \beta\alpha + \sum_{\substack{\omega \in W \\ D(\omega_{L}) <_{\langle O \rangle} D(\zeta)}} k_{\omega} \omega \right).\]
We proceed by induction on \(D(\zeta)\) with respect to \(<_{\langle O \rangle}\). Applying the coproduct \(\Delta_{H}\) yields: \[\Delta_{H}(z) = (\pi \otimes \pi) \circ \Delta \left(\sum_{\substack{\beta\alpha \in W \\ D(\beta) = D(\zeta)}} k_{\beta\alpha} \beta\alpha + \sum_{\substack{\omega \in W \\ D(\omega_{L}) <_{\langle O \rangle} D(\zeta)}} k_{\omega} \omega \right).\] If \(\deg(\zeta) = 0\), then it follows that \(\omega \in \langle Y_{0} \rangle\) for all \(\omega \in W\), which immediately yields \(z \in \pi(\mathbb{k}\langle Y_{0} \rangle)\). Now, assume \(\deg(\zeta) \ge 1\). By Lemmas 39 and 40, there exist words \(\beta', \alpha', \omega' \in \langle Y \rangle\) and homogeneous polynomials \(\beta'', \alpha'', \omega'' \in \mathbb{k}\langle Y \rangle\) such that \[\begin{align} \label{formula:mainthm4951} & \quad \;z \otimes g + h \otimes z + \sum_{i=1}^{r} z_{i}' \otimes z_{i}'' \\ &= (\pi \otimes \pi) \Bigg( \sum_{\substack{\beta\alpha \in W \\ D(\beta) = D(\zeta)}} k_{\beta\alpha} \bigg( \sum_{\substack{D(\beta')= D(\beta) \\ \deg(\beta'')=0}} \beta'\alpha' \otimes \beta''\alpha'' + \sum_{D(\beta') <_{\langle O \rangle} D(\beta)} \beta'\alpha' \otimes \beta''\alpha'' \bigg), \notag \\ & \quad + \sum_{\substack{\omega \in W \\ D(\omega_{L}) <_{\langle O \rangle} D(\zeta)}} \sum k_{\omega} \omega' \otimes \omega'' \Bigg), \notag \end{align}\tag{3}\] where \(D((\omega')_{L}) \le_{\langle O \rangle} D(\omega_{L}) <_{\langle O \rangle} D(\zeta)\), \(D(m_{\alpha'}) \le_{O} D(m_{\alpha}) <_{O} D(m_{\zeta})\), and for each summand \(\alpha' \otimes \alpha''\) in \(\Delta(\alpha)\), \(\deg(\alpha') \le \deg(\alpha)\), with strict inequality precisely whenever \(\deg(\alpha'') > 0\).
Let us define the maximal component degree \(d_{1}\) and the right component subspace \(U\) by \[\begin{align} d_{1} &:= \max\{\deg(\alpha) \mid \beta\alpha \in W\}, \\ U &:= \sum_{\substack{\beta\alpha \in W \\ D(\beta) = D(\zeta)}} \sum_{\substack{D(\beta')= D(\beta) \\ \deg(\beta'')=0}} \mathbb{k}\pi(\beta''\alpha''). \end{align}\] We now branch into two distinct structural sub-cases:
Case 1.1: Suppose \(d_{1} = 0\). This implies that \(\alpha, \alpha' \in \langle Y_{0} \rangle\) and \(\alpha'' \in \mathbb{k}\langle Y_{0} \rangle\) for all elements. We subdivide this condition as follows:
Case 1.1.1: Suppose \(\mathbb{k}z \cap U \neq 0\). Since \(\deg(\beta'') = 0\) for all \(\beta''\) appearing in \(U\), we have \(\beta'' \in \mathbb{k}\langle Y_{0} \rangle\), forcing \(z \in \pi(\mathbb{k}\langle Y_{0} \rangle)\).
Case 1.1.2: Suppose \(\mathbb{k}z \cap U = 0\). The sum \(\mathbb{k}z + U\) is therefore direct. We can decompose the entire Hopf algebra as \(H = \mathbb{k}z \oplus U \oplus R\) for a choice of complement subspace \(R \subseteq H\). Define a linear functional \(\psi: H \rightarrow \mathbb{k}\) by setting: \[\begin{align} \psi(z) = 1, \quad \psi(U) = 0, \text{ and } \psi(R) = 0. \end{align}\] Applying the linear map \(\operatorname{id}\otimes \psi\) to equation 3 , we find that there exist a non-zero element \(w \in M\), words \(\mu \in \langle Y \rangle\), and scalars \(k_{\mu} \in \mathbb{k}\) such that \(w = \pi \left(\sum k_{\mu} \mu \right)\) with \(D(\mu_{L}) <_{\langle O \rangle} D(\beta) = D(\zeta)\).
Since \(M\) is a simple left \(C^{*}\)-module of \(C\), there exists a linear form \(c^{*} \in C^{*}\) such that \(z = (\operatorname{id}\otimes c^{*})(\Delta_{H}(w))\). By Lemmas 39 and 40, there exist words \(\nu \in \langle Y \rangle\) and scalars \(k_{\nu} \in \mathbb{k}\) satisfying \(z = \pi\left(\sum k_{\nu} \nu\right)\) with \(D(\nu_{L}) <_{\langle O \rangle} D(\zeta)\). By applying our induction hypothesis (since \(D(\nu_{L}) <_{\langle O \rangle} D(\zeta)\)), the claim follows.
Case 1.2: Suppose \(d_{1} \ge 1\). Let us define the restricted target subspace \[\begin{align} V := \sum_{\substack{\beta\alpha \in W \\ D(\beta) = D(\zeta)}} \sum_{\substack{D(\beta')= D(\beta) \\ \deg(\beta''\alpha'')=0}} \mathbb{k}\pi(\beta''\alpha''). \end{align}\]
Case 1.2.1: If \(\mathbb{k}z \cap V \neq 0\), an argument analogous to Case 1.1.1 applies directly.
Case 1.2.2: If \(\mathbb{k}z \cap V = 0\), the sum \(\mathbb{k}z + V\) is direct. We express the space as \(H = \mathbb{k}z \oplus V \oplus T\) for a choice of complement subspace \(T \subseteq H\). Define a linear functional \(\varphi: H \rightarrow \mathbb{k}\) by setting: \[\begin{align} \varphi(z) = 1, \quad \varphi(V) = 0, \text{ and } \varphi(T) = 0. \end{align}\] Applying \(\operatorname{id}\otimes \varphi\) to equation 3 , we obtain a non-zero element \(v \in M\), words \(\tau \in \langle Y \rangle\), and scalars \(k_{\beta'\alpha'}', k_{\tau}' \in \mathbb{k}\) such that \[\begin{align} \label{formula:mainthm49511} v = \pi \left( \sum_{\substack{\beta\alpha \in W \\ D(\beta) = D(\zeta)}} \sum_{\substack{D(\beta')= D(\beta) \\ \deg(\beta'')=0 \\ \deg(\alpha'')>0}} k_{\beta'\alpha'}' \beta' \alpha' + \sum k_{\tau}' \tau \right), \end{align}\tag{4}\] where \(D(\tau_{L}) <_{\langle O \rangle} D(\zeta)\), and \(\deg(\alpha') < d_{1}\) (since \(\deg(\alpha'') > 0\)).
Since \(M\) is a simple left \(C^{*}\)-module, it follows from Lemmas 39 and 40 that there exist words \(\eta, f, \gamma \in \langle Y \rangle\) and scalars \(k_{\eta f}'', k_{\gamma}'' \in \mathbb{k}\) such that \[\begin{align} z = \pi\left(\sum k_{\eta f}'' \eta f + \sum k_{\gamma}'' \gamma \right), \end{align}\] where \(D(\eta) = D(\zeta)\), \(D(m_{f}) <_{O} D(m_{\zeta})\), \(D(\gamma_{L}) <_{\langle O \rangle} D(\zeta)\), and \(\deg(f) < d_{1}\).
Let us denote \(d_{2} := \max\{\deg(f) \mid z = \pi\left(\sum k_{\eta f}'' \eta f + \sum k_{\gamma}'' \gamma \right) \}\). Note that \(d_{2} < d_{1}\) holds strictly. Iterating this reduction process down the degree filtration yields elements \(q \in \langle Y_{0} \rangle\), \(\theta, \xi \in \langle Y \rangle\), and scalars \(k_{\theta q}''', k_{\xi}''' \in \mathbb{k}\) such that \[\begin{align} z = \pi\left(\sum k_{\theta q}''' \theta q + \sum k_{\xi}''' \xi \right), \end{align}\] where \(D(\theta) = D (\zeta)\), \(D(m_{q}) <_{O} D(m_{\zeta})\), and \(D(\xi_{L}) <_{\langle O \rangle} D(\zeta)\). The remaining verification follows precisely the same path as outlined in Case 1.1.
Case 2: Suppose \(\epsilon_{H}(z) = 1\) with \(z \neq 1\). Let \(r := \mathrm{rank}(\Delta_{H}(z)) - 1\). By tensor rank and counitality considerations, there exist elements \(z_{i}', z_{i}'' \in M \cap \ker \epsilon_H\) such that \[\begin{align} \Delta_{H}(z) = z \otimes z + \sum_{i=1}^{r} z_{i}' \otimes z_{i}''. \end{align}\] The proof concludes by applying the exact reduction machinery of Case 1 to \(z\) and adapting the sub-case analysis where necessary. ◻
Remark 42. The above result generalizes Zhuang’s result that the coradical of an affine pointed Hopf algebra is affine ([24]).
By combining Theorems 36 and 41, we deduce that a left or right Noetherian Hopf algebra is affine if and only if its Hopf coradical is affine. More generally, we establish the following equivalence criteria:
Theorem 43. Let \(H\) be a left or right Noetherian Hopf algebra over \(\mathbb{k}\). Then the following conditions are equivalent:
\(H\) is affine.
The Hopf coradical \(H_{[0]}\) is affine.
The coradical \(H_{(0)}\) is contained in an affine Hopf subalgebra of \(H\).
In this case, any Hopf subalgebra of \(H\) containing \(H_{(0)}\) is also affine.
Proof. The implication (a) \(\Rightarrow\) (b) follows from Theorem 41. The implication (b) \(\Rightarrow\) (c) follows immediately from Lemma 2. The implication (c) \(\Rightarrow\) (a) is guaranteed by Remark 37 and Theorem 36. Finally, the assertion that any Hopf subalgebra containing \(H_{(0)}\) is affine follows directly from the stabilization of ascending chains provided by Corollary 38. ◻
Combining the above theorem with Molnar’s results [7], we obtain the following sufficient conditions for a Noetherian Hopf algebra being affine.
Corollary 44. A left or right Noetherian Hopf algebra \(H\) over \(\mathbb{k}\) is affine provided that one of the following conditions holds:
\(H_{(0)}\) is cocommutative;
\(H_{[0]}\) is commutative.
\(H_{(0)}\) is finite-dimensional.
We note that Corollary 44 immediately implies that any left or right Noetherian pointed or copointed Hopf algebra is affine; for comprehensive treatments of the pointed framework, see [1], [9].
By virtue of Theorem 43, completing the verification of the affineness question reduces to showing that the Hopf coradical of a left or right Noetherian Hopf algebra is affine, or equivalently, that any Noetherian Hopf algebra generated as an algebra by its coradical is affine. Motivated by this connection, we investigate the structural properties governing the affineness of these Hopf algebras.
In the case where the Hopf coradical is locally affine and faithfully flat over all its Hopf subalgebras, it follows that the Hopf coradical is affine, which in turn implies that the entire Hopf algebra is affine. This scenario occurs, for example, if the coradical of the Hopf algebra \(H\) forms a subalgebra; that is, if \(H\) satisfies the dual Chevalley property.
Recall that a Hopf algebra \(H\) is called locally affine if each finite subset of \(H\) is contained in an affine Hopf subalgebra of \(H\). We record the following important result due to Goodearl and Zhang:
Lemma 45. [9] Let \(H\) be a left or right Noetherian Hopf algebra over \(\mathbb{k}\). Suppose that \(H\) is locally affine and faithfully flat over all its Hopf subalgebras. Then \(H\) is affine. Consequently, a left or right Noetherian pointed Hopf algebra is affine.
Remark 46. The conditions required by Lemma 45 are satisfied by several prominent classes of Hopf algebras. Specifically, let \(H\) be a Hopf algebra over \(\mathbb{k}\):
\(H\) is locally affine whenever:
\(H\) is faithfully flat over all its Hopf subalgebras whenever:
Utilizing Lemma 45 and standard structural results, we deduce that any Hopf subalgebra of a Noetherian cosemisimple Hopf algebra inherits the property of being affine:
Corollary 47. Let \(H\) be a cosemisimple Hopf algebra over \(\mathbb{k}\). If \(H\) is left or right Noetherian, then any Hopf subalgebra \(T\) of \(H\) is both Noetherian and affine.
Proof. Assume without loss of generality that \(H\) is left Noetherian. By [29], \(H\) is faithfully flat over \(T\). It then follows from [30] that \(T\) is left Noetherian. Evidently, \(T\) inherits cosemisimplicity from \(H\). By [25], the antipode \(S_{H}\) is bijective and satisfies \(S_{H}^{2}(C) = C\) for any simple subcoalgebra \(C\) of \(T\). Hence, \(T\) is Noetherian and locally affine. Since \(T\) is faithfully flat over all its Hopf subalgebras, Lemma 45 implies that \(T\) is affine. An analogous argument applies if \(H\) is right Noetherian. ◻
Combining Theorem 43 and Corollary 47, we obtain the following structural criterion:
Corollary 48. A left or right Noetherian Hopf algebra \(H\) over \(\mathbb{k}\) is affine provided that \(H_{(0)}\) is a subalgebra of \(H\); that is, \(H\) satisfies the dual Chevalley property.
Combining Theorem 43 and Lemma 45, we obtain general sufficient conditions for the affineness of Noetherian Hopf algebras based on their first filtration step:
Theorem 49. Let \(H\) be a left or right Noetherian Hopf algebra over \(\mathbb{k}\). Suppose that the Hopf coradical \(H_{[0]}\) is locally affine and faithfully flat over all its Hopf subalgebras. Then \(H_{[0]}\) is affine, and hence \(H\) is affine.
Proof. By invoking Lemma 2 and [1], the Hopf coradical \(H_{[0]}\) forms a left or right Noetherian Hopf subalgebra of \(H\). Lemma 45 then guarantees that \(H_{[0]}\) is affine. It follows immediately from Theorem 43 that the entire Hopf algebra \(H\) is affine. ◻