Growth of coamenable normal subgroups
in higher rank


Abstract

Roblin’s theorem asserts that, in rank one, coamenable normal subgroups have the same critical exponent as the ambient group. We investigate the higher-rank analogue of this rigidity phenomenon.

In higher rank, growth is directional, and there is no single analogue of Roblin’s theorem. Instead, the answer splits into three complementary phenomena. First, the full directional invariants are not preserved: for every odd integer \(n\ge 3\), we construct a non-empty open family of Zariski dense Borel-Anosov Schottky subgroups of \(\operatorname{SL}_n(\mathbb{R})\) admitting cocyclic normal subgroups with strictly smaller limit cones, and hence with different growth indicators. Second, the ordinary Riemannian critical exponent remains rigid: every coamenable normal subgroup of a Zariski dense Borel-Anosov subgroup of a connected semisimple real algebraic group has the same Riemannian critical exponent as the ambient group. Third, the surviving directional rigidity is governed by the opposition involution: for any such coamenable normal subgroup, the two growth indicators agree on the fixed-point locus of the opposition involution. We also show that this symmetry condition is sharp, even for examples in which the two limit cones are the same.

1 Introduction↩︎

Let \(G\) be a connected semisimple real algebraic group, and let \((X,d)\) be the associated Riemannian symmetric space. Fix a Cartan decomposition \[G=K\exp(\mathfrak a^+)K,\] where \(K\) is a maximal compact subgroup and \(\mathfrak a^+\) is a positive Weyl chamber. For \(g\in G\), we denote by \(\mu(g)\in\mathfrak a^+\) its Cartan projection, so that \(g\in K\exp(\mu(g))K.\) If \(o=[K]\in X=G/K\), then \[d(o,go)=\lVert\mu(g)\rVert.\] Thus the Cartan projection may be regarded as a vector-valued distance.

In this paper, we study the growth of a discrete subgroup \(\Gamma\) of \(G\) in various directions recorded by its Cartan projections \(\mu(\Gamma)\). The ordinary Riemannian critical exponent \(\delta_\Gamma\) records only the exponential growth rate of \(\Gamma\) with respect to the Riemannian distance: \[\label{delta} \delta_\Gamma \mathrel{\vcenter{:}}= \limsup_{T\to\infty} \frac{1}{T} \log \#\{\gamma\in\Gamma:d(o,\gamma o)<T\}.\tag{1}\] By contrast, two basic invariants that capture the directional growth of \(\Gamma\) are the limit cone \(\mathcal{L}_\Gamma\subset\mathfrak a^+\) and the growth indicator function \(\psi_{\Gamma}\) on \(\mathfrak a^+\). The limit cone is the asymptotic cone of \(\mu(\Gamma)\); it records all possible asymptotic Cartan directions in which the group \(\Gamma\) has growth. The growth indicator refines this by recording the exponential growth rate of \(\Gamma\) in each such direction; its support is precisely \(\mathcal{L}_\Gamma\).

The purpose of this paper is to understand which parts of the rank-one coamenability rigidity theorem survive in this higher-rank, directional setting. Recall that a normal subgroup \(N\lhd\Gamma\) is called coamenable if \(\Gamma/N\) is amenable, equivalently if there exists a \(\Gamma\)-invariant mean on \(\ell^\infty(\Gamma/N)\). In rank one, Roblin [1] proved that coamenable normal subgroups preserve the critical exponent: if \(N\lhd\Gamma\) is coamenable in a non-elementary discrete subgroup, then \(\delta_N=\delta_\Gamma\); see also [2].

In higher rank there is no single analogue of this statement. The answer is instead split into three complementary phenomena. First, the full directional invariants are not preserved: even cocyclic normal subgroups may have strictly smaller limit cones, and hence different growth indicators. Second, the Riemannian critical exponent remains rigid: for Zariski dense Borel-Anosov subgroups, every coamenable normal subgroup has the same Riemannian critical exponent as the ambient group. Third, the part of the growth indicator which is forced to remain rigid is exactly the part fixed by the opposition involution. We also show that this symmetry condition is sharp, even for examples in which the two limit cones are the same.

We now state these results in detail.

Coamenable normal subgroups with smaller limit cones↩︎

Let \(G=\operatorname{SL}_n(\mathbb{R})\) and \[\mathfrak a^+=\{v=\operatorname{diag}(v_1,\ldots,v_n): \sum_{i=1}^n v_i=0,\;v_1\ge \cdots \ge v_n\}.\] For a discrete subgroup \(\Gamma<\operatorname{SL}_n(\mathbb{R})\), the limit cone of \(\Gamma\), introduced by Benoist, is \[\label{lc} \mathcal{L}_\Gamma =\{ \lim_i t_i\mu(\gamma_i)\in\mathfrak a^+: t_i\to0,\;\gamma_i\in\Gamma \}.\tag{2}\] When \(\Gamma\) is Zariski dense, \(\mathcal{L}_\Gamma\) is a convex cone with non-empty interior [3].

Let \(F_2\) be the free group on two generators, and let \(\operatorname{Hom}(F_2,\operatorname{SL}_n(\mathbb{R}))\) be the space of representations of \(F_2\) into \(\mathrm{SL}_n(\mathbb{R})\), identified with \(\mathrm{SL}_n(\mathbb{R})\times \mathrm{SL}_n(\mathbb{R})\).

Theorem 1. Let \(\mathcal{N}\) be the normal closure of one generator in \(F_2\). For every odd integer \(n\ge 3\), there exists a non-empty open subset \[\Omega\subset \operatorname{Hom}(F_2,\operatorname{SL}_n(\mathbb{R}))\] such that, for any \(\rho\in\Omega\), the following hold:

  1. \(\rho(F_2)\) is a Zariski dense discrete subgroup of \(\operatorname{SL}_n(\mathbb{R})\);

  2. \(\rho(F_2)/\rho(\mathcal{N})\simeq \mathbb{Z}\);

  3. \(\mathcal{L}_{\rho(\mathcal{N})}\subsetneq \mathcal{L}_{\rho(F_2)}\).

Moreover, \(\rho(F_2)\) is Borel-Anosov.

Here a finitely generated subgroup \(\Gamma<\operatorname{SL}_n(\mathbb{R})\) is Borel-Anosov if there exists \(C>1\) such that, for every \(\gamma\in\Gamma\) and every \(1\le i\le n-1\), \[\label{borel} \alpha_i(\mu(\gamma))\ge C^{-1}|\gamma|-C,\tag{3}\] where \(\alpha_i(v)=v_i-v_{i+1}\) and \(|\gamma|\) denotes word length with respect to a fixed finite generating set of \(\Gamma\); see [4], [5].

Theorem 1 shows that Roblin’s rank-one rigidity has no full directional analogue in higher rank. In fact, it already fails for the smallest infinite amenable quotient, namely \(\mathbb{Z}\), and the failure is stable under perturbation.

We recall the growth indicator in order to spell out the consequence of Theorem 1. For a non-zero vector \(v\in\mathfrak a^+\), Quint’s growth indicator is \[\label{gr} \psi_\Gamma(v) = \lVert v\rVert\cdot \inf_{\mathcal{C}} \limsup_{T\to\infty} \frac{1}{T} \log \#\{\gamma\in\Gamma: \lVert\mu(\gamma)\rVert<T,\;\mu(\gamma)\in\mathcal{C}\},\tag{4}\] where the infimum is taken over all open cones \(\mathcal{C}\subset\mathfrak a^+\) containing \(v\). This definition is independent of the choice of norm on \(\mathfrak a\), and we set \(\psi_\Gamma(0)=0\). The support of \(\psi_\Gamma\) is \(\mathcal{L}_\Gamma\). Hence Theorem 1 immediately gives:

Corollary 1. With the notation of Theorem 1, for any \(\rho\in\Omega\), \[\psi_{\rho(F_2)}\ne \psi_{\rho(\mathcal{N})}.\]

This first separation of growth indicators comes from the separation of their supports. A more delicate separation, where the limit cones are the same, is given in Theorem 4 below.

Riemannian critical exponents of coamenable subgroups↩︎

The preceding examples show that the directional growth of a higher-rank group is not preserved under passage to a coamenable normal subgroup. Nevertheless, the scalar Riemannian critical exponent is preserved. This is the higher-rank analogue of Roblin’s theorem at the level of the Riemannian metric.

Theorem 2. Let \(G\) be a connected semisimple real algebraic group, and let \(\Gamma<G\) be a Zariski dense Borel-Anosov subgroup. If \(N\lhd \Gamma\) is coamenable in \(\Gamma\), then \[\delta_N=\delta_\Gamma.\]

Here Borel-Anosov is defined as in 3 , with the simple roots of \(G\) replacing the roots \(\{\alpha_i\}\) of \(\operatorname{SL}_n(\mathbb{R})\). In real rank one, Borel-Anosov subgroups are precisely convex cocompact subgroups [4]. Further examples include Hitchin representations into real split semisimple groups [6], [7], Schottky subgroups [8], and self-joinings of convex cocompact representations into products of rank-one groups. The same argument also applies in the cusped Hitchin setting; see Remark 13.

Growth indicators and the opposition involution↩︎

We next describe the part of the growth indicator which remains rigid. Let \(\operatorname{i}\) denote the opposition involution of \(\mathfrak a^+\); see 20 . It is known to be trivial if and only if \(G\) has no simple factor of type \(A_n\) \((n\ge2)\), \(D_{2n+1}\) \((n\ge2)\), or \(E_6\) [9]. The relevance of this involution is already visible at the level of limit cones: for Zariski dense normal subgroups, the \(\operatorname{i}\)-fixed parts of the limit cones coincide (2). Under coamenability, this becomes a rigidity theorem for the growth indicator itself.

Theorem 3. Let \(G\) be a connected semisimple real algebraic group, and let \(\Gamma<G\) be a Zariski dense Borel-Anosov subgroup. Let \(N\lhd\Gamma\) be coamenable in \(\Gamma\). Then \[\psi_N=\psi_\Gamma \quad\text{on }\{v\in\mathfrak a^+:\;\operatorname{i}(v)=v\}.\] In particular, if \(\operatorname{i}\) is trivial, then \[\psi_N=\psi_\Gamma.\]

The symmetry condition in Theorem 3 is best possible.

Theorem 4. There exists a Zariski dense Borel-Anosov subgroup \(\Gamma<\operatorname{SL}_3(\mathbb{R})\) and a cocyclic Zariski dense normal subgroup \(N\lhd\Gamma\) such that \[\mathcal{L}_N=\mathcal{L}_\Gamma \quad\text{and}\quad \psi_N(v)\ne\psi_\Gamma(v) \quad\text{for some }v\in\operatorname{int}\mathcal{L}_N.\]

Thus, even when the normal subgroup has the same limit cone as the ambient group, the growth indicator can distinguish the two groups away from the opposition-fixed locus. Theorems 3 and 4 give the precise higher-rank replacement for the rank-one coamenability theorem: the scalar exponent is preserved, and the directional invariant is preserved exactly in the symmetric directions.

Ideas of the proofs↩︎

We first describe the construction behind Theorem 1. Let \(F_2=\langle a,b\rangle\), and let \(\chi:F_2\to\mathbb{Z}\) be the homomorphism with \(\chi(a)=1\) and \(\chi(b)=0\). Starting from a Schottky representation \(j:F_2\to\operatorname{SL}_2(\mathbb{R})\), we form representations into \(\operatorname{SL}_{2d+1}(\mathbb{R})\) by combining the irreducible \(2d\)-dimensional representation of \(\operatorname{SL}_2\) with a one-dimensional character twist depending on \(\chi\). The twist is chosen so that the middle Jordan coordinate records \(\chi\). Hence this coordinate vanishes on \(\ker\chi\), while it is non-zero on suitable elements outside \(\ker\chi\). It follows that the limit cone of the normal subgroup is contained in the \(\operatorname{i}\)-invariant hyperplane \({v_{d+1}=0}\), whereas the ambient limit cone is not. A uniform perturbation estimate for Schottky-type free groups then shows that this separation of Jordan directions persists on a non-empty open set of nearby Borel-Anosov representations.

The main tool for the positive results is a coamenability theorem for directional critical exponents. If \(\varphi\in \mathfrak a^*\) is positive on \(\mathcal{L}_\Gamma-\{0\}\), set \[\delta_{\Gamma,\varphi} := \limsup_{T\to\infty} \frac{1}{T} \log \#\{\gamma\in\Gamma:\varphi(\mu(\gamma))<T\}.\] We prove that, if \(N\lhd\Gamma\) is coamenable, then \[\delta_{\Gamma,\bar\varphi} \le \delta_{N,\varphi} \le \delta_{\Gamma,\varphi}, \qquad \bar\varphi=\frac{1}{2}(\varphi+\varphi\circ\operatorname{i}).\] The upper bound is immediate from \(N\subset\Gamma\). The lower bound is a higher-rank analogue of Roblin’s argument. The Patterson-Sullivan measures are replaced by weighted Poincar’e series for the coarse distance \[d_\varphi(\gamma_1,\gamma_2) = \varphi(\mu(\gamma_1^{-1}\gamma_2)).\] Coarse additivity of the Cartan projection for Anosov groups gives shadow estimates and a weighted convolution inequality over cosets of \(N\). Coamenability supplies an invariant mean on \(\Gamma/N\); averaging the logarithmic distortion of the weights produces a character on \(\Gamma\). Applying the same estimate to \(\varphi\circ\operatorname{i}\) and combining the two estimates cancels this character, leaving precisely the symmetrized form \(\bar\varphi\).

Theorem 2 follows by applying this inequality to the linear form determined by the maximal growth direction of \(N\). Theorem 3 follows from the same inequality by convex duality: symmetric supporting forms for \(\psi_\Gamma\) are also supporting for \(\psi_N\), and the strict concavity of growth indicators for Borel-Anosov groups forces the same maximizing ray.

Finally, Theorem 4 is proved by explicit examples in \(\operatorname{SL}_3(\mathbb{R})\). For the model representation and a non-negative linear combination of fundamental weights \(\varphi=s_1\omega_1+s_2\omega_2\), the dual critical exponent is governed by the perturbed Schottky length \[\ell+ \frac{\kappa(s_2-s_1)}{2(s_1+s_2)}\chi.\] A pressure argument shows that this perturbation strictly increases the critical exponent whenever \(s_1\ne s_2\). After adjoining a large Schottky generator, the normal subgroup has non-symmetric interior directions in its limit cone, while the critical exponent gap persists. This gives a point \(v\in\operatorname{int}\mathcal{L}_N\) with \(\operatorname{i}(v)\ne v\) and \(\psi_N(v)\ne\psi_\Gamma(v)\). A finite-index refinement then gives examples with \(\mathcal{L}_N=\mathcal{L}_\Gamma\).

Organization↩︎

Section 2 proves a perturbation estimate for Schottky-type free groups, which gives uniform control of Jordan projections under small perturbations. Section 3 uses this estimate to prove Theorem 1. Section 4 proves the directional critical exponent estimate 10, the main coamenability input. Section 5 derives the consequences for growth indicators and Riemannian critical exponents. Section 6 proves the sharpness of the symmetry condition by constructing examples in \(\operatorname{SL}_3(\mathbb{R})\). The appendix by the third named author proves the lower bound \(\delta_N\ge \delta_\Gamma/2\) for arbitrary infinite normal subgroups; the same argument, localized in cones, also yields the growth-indicator inequality in 49 .

Acknowledgement↩︎

This material is based upon work supported by the National Science Foundation under Grant No. DMS-2424139, while the authors were in residence at the Simons Laufer Mathematical Sciences Institute in Berkeley, California, during the Spring 2026 semester.

We would like to thank Fanny Kassel for asking whether the examples in 4 can be arranged to satisfy \(\mathcal{L}_N=\mathcal{L}_\Gamma\).

2 A perturbation estimate for Schottky-type free groups↩︎

In this section, we obtain a perturbation estimate for Schottky-type free groups. This estimate will later allow us to control the Jordan projections of nearby representations uniformly over all words in \(F_2\).

Fix \(n\ge 2\). For a matrix \(g\in \operatorname{SL}_n(\mathbb{R})\), we denote by \(\lambda_1(g)\geq \cdots \geq \lambda_n(g)\) the logarithms of the moduli of the eigenvalues of \(g\), arranged in non-increasing order. The Jordan projection \(\lambda(g)\) is defined as \[\lambda(g)=\operatorname{diag}(\lambda_1(g),\ldots,\lambda_n(g)).\]

We denote by \((e_1,\ldots,e_n)\) the canonical basis of \(\mathbb{R}^n\). We equip \(\mathbb{R}^n\) with the standard Euclidean norm \(\|\cdot\|\); the same notation will also be used for the induced operator norm on \(\operatorname{SL}_n(\mathbb{R})\). We shall equip the projective space \(\mathbb{P}(\mathbb{R}^n)\) with the angle metric \(d_{\mathbb{P}}\) defined as follows \[d_{\mathbb{P}}([u],[v])=\sqrt[]{1-\langle u,v\rangle^2}, \qquad ||u||=||v||=1\] where \(\langle \cdot, \cdot\rangle\) is the standard Euclidean inner product on \(\mathbb{R}^n\). Given two compact subsets \(S_1,S_2\subset \mathbb{P}(\mathbb{R}^n)\), \(\mathrm{dist}(S_1,S_2)\) denotes the Hausdorff distance between \(S_1\) and \(S_2\).

Proximal elements↩︎

A matrix \(g\in \operatorname{SL}_n(\mathbb{R})\) is called proximal if \(\lambda_1(g)>\lambda_2(g)\). In this case, \(g\) has a unique attracting point \(x_g^+\in \mathbb{P}(\mathbb{R}^n)\) and a repelling hyperplane \(V_g^-\) such that, for any \(x\in \mathbb{P}(\mathbb{R}^n)- \mathbb{P}(V_g^-)\), \[\lim_{k\to\infty} g^k x=x_g^+.\] A matrix \(g\) is called biproximal if both \(g\) and \(g^{-1}\) are proximal. In this case we use the notation \[x_g^-\mathrel{\vcenter{:}}= x_{g^{-1}}^+, \qquad V_g^+\mathrel{\vcenter{:}}= V_{g^{-1}}^-.\]

Denote by \(\mathcal{F}_{1,n-1}(\mathbb{R})\) the space of \((1,n-1)\)-flags in \(\mathbb{R}^n\). Two such flags \((x_1,V_1)\) and \((x_2,V_2)\) are antipodal if \(x_1\notin V_2\) and \(x_2\notin V_1\). For a biproximal element \(g\in \operatorname{SL}_n(\mathbb{R})\), the pair \((x_g^+,V_g^+) \in \mathcal{F}_{1,n-1}(\mathbb{R})\) is the attracting fixed flag of \(g\), where \(x_g^+\) is the attracting fixed point of \(g\) on \(\mathbb{P}(\mathbb{R}^n)\), and \(V_g^+\) is the attracting fixed hyperplane of \(g\), equivalently the attracting fixed point of \(\wedge^{n-1}g\) under the Plücker embedding. Similarly, \((x_g^-,V_g^-)\in \mathcal{F}_{1,n-1}(\mathbb{R})\) is the repelling fixed flag.

The following elementary fact records the stability of attracting and repelling data under small perturbations.

Lemma 1. Let \(h_0\in \operatorname{SL}_n(\mathbb{R})\), \(n\geq 2\), be a biproximal matrix of the form \[h_0= g \begin{pmatrix} \mu_1 & &\\ & A &\\ & & \mu_n \end{pmatrix} g^{-1}, \qquad g\in \operatorname{SL}_n(\mathbb{R}),\quad A\in \operatorname{GL}_{n-2}(\mathbb{R}).\] with attracting and repelling fixed flags \[\big([ge_1],\langle ge_1,\ldots,ge_{n-1}\rangle\big) \quad\text{and}\quad \big([ge_n],\langle ge_2,\ldots,ge_n\rangle\big),\] respectively. Given any \(\varepsilon>0\), there exists a neighborhood of \(h_0\) in \(\operatorname{SL}_n(\mathbb{R})\) contained in the set \[\begin{gather} \Omega(h_0,\varepsilon)\\ \mathrel{\vcenter{:}}= \left\{ gh {\setlength{\arraycolsep}{2pt} \begin{pmatrix} \mu_1' & &\\ & A' &\\ & & \mu_n' \end{pmatrix} (gh)^{-1}: \begin{array}{ll} |\mu_1-\mu_1'|<\varepsilon,& \|A^{\pm1}-(A')^{\pm1}\|<\varepsilon,\\ \|h-I_n\|<\varepsilon,& |\mu_n^{-1}-(\mu_n')^{-1}|<\varepsilon \end{array}} \right\}. \end{gather}\]

Proof. This follows from the fact that, for any sequence \((h_n)_{n\in \mathbb{N}}\) in \(\mathrm{GL}_n(\mathbb{R})\) with \(\lim_n h_n=h_0\), then \(h_n\) is also biproximal for large \(n\), \(\lim_n x_{h_n}^{\pm}=x_{h_0}^{\pm}\), \(\lim_n V_{h_n}^{\pm}=V_{h_0}^{\pm}\) and \(\lim_n V_{h_n}^{+}\cap V_{h_n}^{-}=V_{h_0}^{+}\cap V_{h_0}^{-}\). ◻

Projective Anosov condition↩︎

A word hyperbolic group \(\Gamma<\mathrm{SL}_n(\mathbb{R})\) is called projective Anosov if there exist \(c_0, c_1>0\) such that for all \(\gamma\in \Gamma\), the Cartan projection \(\mu(\gamma)\) satisfies \[\alpha_1(\mu(\gamma)) \geq c_0|\gamma|-c_1\] where \(\alpha_1(\operatorname{diag}(v_1, \cdots, v_n))=v_1-v_2\) and \(|\cdot |\) is the word length in \(\Gamma\) [4][6]. By [10], this is equivalent to the existence of a constant \(c>0\) such that, for all \(\gamma\in \Gamma\), \[\lambda_1(\gamma)-\lambda_{2}(\gamma)\geq c|\gamma|_{\infty},\] where \(|\gamma|_{\infty}=\lim_{n\to \infty} \frac{|\gamma^n|}{n}\) is the stable translation length of \(\gamma\in \Gamma\).

Perturbative control of Jordan projections↩︎

The next proposition provides the perturbative estimate needed to construct the open family in Theorem 1. It says that, after replacing two biproximal generators by sufficiently large powers, the first Jordan coordinate of every word changes only by a prescribed multiplicative error under small perturbations of the generators. Although limit cones of Borel-Anosov subgroups are known to vary continuously [11][13], this continuity cannot be applied directly to the infinite-index normal subgroup, which is not Anosov. The proposition below gives the required substitute: it controls the relevant Jordan directions for all words in the normal subgroup under small perturbations.

The proof is a standard ping-pong argument, following ideas of Abels-Margulis-Soifer [14] and Benoist [3], [15].

Proposition 5 (Perturbative control of the top Jordan coordinate). Let \(F_2\) be a free group generated by \(a\) and \(b\). Let \({\mathsf a},{\mathsf b}\in \operatorname{SL}_n(\mathbb{R})\), \(n\geq 2\), be two biproximal matrices such that the four flags \((x_{\mathsf a}^\pm,V_{\mathsf a}^\pm)\), \((x_{\mathsf b}^\pm,V_{\mathsf b}^\pm)\) in \(\mathcal{F}_{1,n-1}(\mathbb{R})\) are pairwise antipodal. Given \(\varepsilon>0\), there exists \(m_0>0\) with the following property: for any \(m\geq m_0\), there exists an open neighborhood \(\Omega_m\) of the representation \[F_2\to \operatorname{SL}_n(\mathbb{R}), \qquad a\mapsto {\mathsf a}^m,\quad b\mapsto {\mathsf b}^m,\] such that:

  1. every representation in \(\Omega_m\) is projective Anosov;

  2. for any \(\rho_1,\rho_2\) in \(\Omega_m\) and any \(h\in F_2\), \[(1-\varepsilon)\lambda_1(\rho_1(h)) \leq \lambda_1(\rho_2(h)) \leq (1+\varepsilon)\lambda_1(\rho_1(h)).\]

Proof. The existence of \(m_0>1\) such that, for all \(m\geq m_0\), the subgroup \(\langle {\mathsf a}^m,{\mathsf b}^m\rangle\) is free and projective Anosov follows from [16]. We now check that, after increasing \(m_0\) and shrinking the neighborhood \(\Omega_m\), if necessary, the estimate in ([prop-item2]) also holds.

By the hypotheses on \({\mathsf a}\) and \({\mathsf b}\), after conjugating in \(\operatorname{SL}_n(\mathbb{R})\), we may assume that \[{\mathsf a}= \begin{pmatrix} \nu_1 & &\\ & A &\\ & & \nu_n \end{pmatrix}, \qquad {\mathsf b}= g \begin{pmatrix} \mu_1 & &\\ & B &\\ & & \mu_n \end{pmatrix} g^{-1},\] where \(A,B\in \operatorname{GL}_{n-2}(\mathbb{R})\) and \(g\in \operatorname{SL}_n(\mathbb{R})\). Here \(\nu_1\) and \(\nu_n\) are the eigenvalues of \({\mathsf a}\) of maximum and minimum moduli, respectively, and \(\mu_1\) and \(\mu_n\) are the corresponding eigenvalues of \({\mathsf b}\). With this normalization, \[(x_{\mathsf a}^+,V_{\mathsf a}^+) = \big([e_1],\langle e_1,\ldots,e_{n-1}\rangle\big), \qquad (x_{\mathsf a}^-,V_{\mathsf a}^-) = \big([e_n],\langle e_2,\ldots,e_n\rangle\big),\] \[(x_{\mathsf b}^+,V_{\mathsf b}^+) = \big([ge_1],\langle ge_1,\ldots,ge_{n-1}\rangle\big), \qquad (x_{\mathsf b}^-,V_{\mathsf b}^-) = \big([ge_n],\langle ge_2,\ldots,ge_n\rangle\big).\]

The antipodality assumption implies that there exists \(0<\theta<10^{-2}\) such that all unit vectors in the directions of \(g^{\pm1}e_1\) and \(g^{\pm1}e_n\) have first and \(n\)-th coordinates of modulus at least \(\theta\).

For \(g\in \operatorname{SL}_n(\mathbb{R})\), set \[C_g:=2\|g\|\,\|g^{-1}\|\ge1.\] Then both \(g\) and \(g^{-1}\) act \(C_g\)-Lipschitzly on \(\mathbb{P}(\mathbb{R}^n)\): for unit vectors \(v_1,v_2\), \[d_{\mathbb{P}}([gv_1],[gv_2]) \le \left\| \frac{gv_1}{\|gv_1\|} - \frac{gv_2}{\|gv_2\|} \right\| \le C_g\|v_1-v_2\|.\]

Fix \(m>1\) large and choose \(\varepsilon=\varepsilon(m)>0\) satisfying \[\label{bound-epsilon} 0<\varepsilon< \min\left\{ \|A^{\pm m}\|,\, \|B^{\pm m}\|,\, (10^2C_g)^{-4},\, \theta^{10} \right\}.\tag{5}\]

For \(M\in \operatorname{SL}_{n-2}(\mathbb{R})\), \(\xi_1,\xi_n\in\mathbb{R}^\times\), and \(\varepsilon>0\), set \[\mathcal{B}(M,\xi_1,\xi_n;\varepsilon) := \left\{ h \begin{pmatrix} t_1 & &\\ & M' &\\ & & t_n \end{pmatrix} h^{-1} \;\middle|\; \substack{ |t_1-\xi_1|<\varepsilon,\; \|(M')^{\pm1}-M^{\pm1}\|<\varepsilon\\ \|h-I_n\|<\varepsilon,\; |t_n^{-1}-\xi_n^{-1}|<\varepsilon } \right\}.\]

Then define \[\begin{align} \Omega({\mathsf a}^m,\varepsilon) &\mathrel{\vcenter{:}}= \mathcal{B}(A^m,\nu_1^m,\nu_n^m;\varepsilon);\\ \Omega({\mathsf b}^m,\varepsilon) &\mathrel{\vcenter{:}}= g\,\mathcal{B}(B^m,\mu_1^m,\mu_n^m;\varepsilon)\,g^{-1}. \end{align}\] For the rest of the proof, if \(h\in \operatorname{SL}_n(\mathbb{R})\), we denote by \[\ell_1(h)\ge \ell_2(h)\] the two largest moduli of the eigenvalues of \(h\). We now record several estimates.

(i) Any two matrices \(C\in \Omega({\mathsf a}^m,\varepsilon)\) and \(D\in \Omega({\mathsf b}^m,\varepsilon)\) are biproximal. Moreover, their two largest eigenvalue moduli satisfy \[\label{obs1-ineq1} \min\Bigg\{ \frac{\ell_1(C^{\pm1})}{\ell_2(C^{\pm1})}, \frac{\ell_1(D^{\pm1})}{\ell_2(D^{\pm1})} \Bigg\} \geq E(m),\tag{6}\] where \[\label{obs1-ineq2} E(m)\mathrel{\vcenter{:}}= \frac{1}{4} \min\Bigg\{ \frac{|\nu_1|^m}{\|A^m\|},\; \frac{1}{|\nu_n|^m\|A^{-m}\|},\; \frac{|\mu_1|^m}{\|B^m\|},\; \frac{1}{|\mu_n|^m\|B^{-m}\|} \Bigg\}.\tag{7}\] In addition, by the choice of \(\varepsilon>0\) and the definition of the projective metric \(d_{\mathbb{P}}\), the attracting and repelling fixed points and hyperplanes of \(C\) and \(D\) satisfy

\[\begin{align} \operatorname{dist}(x_C^\pm,x_{\mathsf a}^\pm) &\le \max_{\|h-I_n\|\le\varepsilon}\max_{i=1,n} d_{\mathbb{P}}([he_i],[e_i]) \le 10\varepsilon \le \sqrt\varepsilon,\\ \operatorname{dist}(x_D^\pm,x_{\mathsf b}^\pm) &\le \max_{\|h-I_n\|\le\varepsilon}\max_{i=1,n} d_{\mathbb{P}}([ghe_i],[ge_i]) \le 10C_g\varepsilon \le \sqrt\varepsilon,\\ \operatorname{dist}(\mathbb{P}(V_C^\pm),\mathbb{P}(V_{\mathsf a}^\pm)) &\le \max_{\|h-I_n\|\le\varepsilon}\max_{i=1,n} d_{\mathbb{P}}([h^{-t}e_i],[e_i]) \le 10\varepsilon \le \sqrt\varepsilon,\\ \operatorname{dist}(\mathbb{P}(V_D^\pm),\mathbb{P}(V_{\mathsf b}^\pm)) &\le \max_{\|h-I_n\|\le\varepsilon}\max_{i=1,n} d_{\mathbb{P}}([(gh)^{-t}e_i],[g^{-t}e_i]) \le 10C_g\varepsilon \le \sqrt\varepsilon, \end{align}\] where \((\cdot)^{-t}\) denotes the inverse transpose.

(ii) Recall that every unit vector representing one of the four lines \[[ge_1],\;[ge_n],\;[g^{-1}e_1],\;[g^{-1}e_n]\] has first and \(n\)-th coordinates of modulus at least \(\theta\). Define \[\mathcal{C}_1 \mathrel{\vcenter{:}}= B_{5\sqrt{\varepsilon}}(x_{\mathsf a}^+) \cup B_{5\sqrt{\varepsilon}}(x_{\mathsf a}^-), \qquad \mathcal{C}_2 \mathrel{\vcenter{:}}= B_{5\sqrt{\varepsilon}}(x_{\mathsf b}^+) \cup B_{5\sqrt{\varepsilon}}(x_{\mathsf b}^-).\]

Since \(\lim_{m\to\infty} E(m)^{1/m}>1\), after increasing \(m_0\) we may assume that, for every \(m\ge m_0\), the following hold:

  1. \[\min\left\{ \ell_1({\mathsf a}^{\pm1})^{m\varepsilon}, \ell_1({\mathsf b}^{\pm1})^{m\varepsilon} \right\} \geq 2^{40}\|g\|^{10}\cdot\|g^{-1}\|^{10}\theta^{-10};\]

  2. for any \(C\in \Omega({\mathsf a}^m,\varepsilon)\), any \(D\in \Omega({\mathsf b}^m,\varepsilon)\), and any \(p\in \mathbb{Z}^\ast\), the ratios \[\frac{\ell_1(C^{\pm1})}{\ell_2(C^{\pm1})}, \qquad \frac{\ell_1(D^{\pm1})}{\ell_2(D^{\pm1})}\] are sufficiently large so that \[C^p \left( \mathbb{P}(\mathbb{R}^n) - \mathcal{N}_{\theta/2}\big(\mathbb{P}(V_C^+\cup V_C^-)\big) \right) \subset B_{\sqrt{\varepsilon}}(x_{C}^{\pm}) \subset \mathcal{C}_1;\] \[D^p \left( \mathbb{P}(\mathbb{R}^n) - \mathcal{N}_{\theta/2}\big(\mathbb{P}(V_D^+\cup V_D^-)\big) \right) \subset B_{\sqrt{\varepsilon}}(x_{D}^{\pm})\subset \mathcal{C}_2.\]

For the rest of the proof, fix \(m\geq m_0\) and \(\varepsilon>0\) satisfying 5 . Then \[\mathrm{dist}(\mathcal{C}_1,\mathbb{P}(V_D^\pm)) \geq \mathrm{dist}(x_{\mathsf a}^\pm,\mathbb{P}(V_{\mathsf b}^+\cup V_{\mathsf b}^-))-6\sqrt{\varepsilon} \geq {\theta}/{2},\] and similarly, \[\mathrm{dist}(\mathcal{C}_2,\mathbb{P}(V_C^\pm))\geq {\theta}/{2}.\] Consequently, for any \(p\in \mathbb{Z}^\ast\), \[\label{pp-incl} C^p\mathcal{C}_2\subset \mathcal{C}_1, \qquad D^p\mathcal{C}_1\subset \mathcal{C}_2.\tag{8}\]

Fix \(h\in \operatorname{SL}_n(\mathbb{R})\) with \(\|h-I_n\|<\varepsilon\). For any \([u_2]\in \mathcal{C}_2\), the first and \(n\)-th coordinates of the unit vector \(\frac{h^{-1}u_2}{\|h^{-1}u_2\|}\) have moduli at least \(\theta/10\). Similarly, for any \([u_1]\in \mathcal{C}_1\), the first and \(n\)-th coordinates of the unit vector \(\frac{h^{-1}g^{-1}u_1}{\|h^{-1}g^{-1}u_1\|}\) have moduli at least \(\theta/10\). For any \(C\in \Omega({\mathsf a}^m,\varepsilon)\), any \(D\in \Omega({\mathsf b}^m,\varepsilon)\) and any \(p\in \mathbb{Z}^\ast\), \[\begin{align} \frac{1}{4}\ell_1(C^p) &\leq ||C^p||\leq 4\ell_1(C^p); \\ \frac{\ell_1(D^p)}{4||g||\cdot||g^{-1}||} &\leq ||D^p||\leq 4||g||\cdot||g^{-1}||\ell_1(D^p). \end{align}\]

Thus, for any \([u_i]\in \mathcal{C}_i\), \(i=1,2\) and \(p\in \mathbb{Z}^{\ast}\), we have \[\begin{align} \begin{aligned}\label{pp-ineq1} \|C^pu_2\| &\geq \frac{\theta\,\ell_1(C^p)\|u_2\|}{10^2} \geq \frac{\theta}{10^3}\|C^p\|\cdot \|u_2\|;\\ \|D^pu_1\| &\geq \frac{\theta\,\ell_1(D^p)\|u_1\|}{10^2\|g\|\cdot\|g^{-1}\|} \geq \frac{\theta\,\|D^p\|\cdot \|u_1\|}{(10^2\|g\|\cdot\|g^{-1}\|)^2}. \end{aligned} \end{align}\tag{9}\]

(iii) Set \[c:=(10^2\|g\|\cdot\|g^{-1}\|)^{-2}\theta.\] By the previous choices, for any \[C,C'\in \Omega({\mathsf a}^m,\varepsilon), \qquad D,D'\in \Omega({\mathsf b}^m,\varepsilon),\] and any \(p\in \mathbb{Z}^\ast\), we have \[\label{obs-iii} \frac{\|C^p\|}{\|{C'}^p\|^{1-\varepsilon}}\geq \frac{1}{c}, \qquad \frac{\|D^p\|}{\|{D'}^p\|^{1-\varepsilon}}\geq \frac{1}{c}.\tag{10}\]

Indeed, let \(\delta\in\{-1,1\}\) and \(p\in \mathbb{N}\). By the choice of \(\varepsilon\), \[\frac{\ell_1(C^{\delta p})}{\ell_1({C'}^{\delta p})} = \frac{\ell_1(C^\delta)^p}{\ell_1({C'}^\delta)^p} \geq \frac{1}{4^p}, \qquad \frac{\ell_1(D^{\delta p})}{\ell_1({D'}^{\delta p})} = \frac{\ell_1(D^\delta)^p}{\ell_1({D'}^\delta)^p} \geq \frac{1}{4^p}.\] Moreover, since \(\frac{1}{2}\ell_1({\mathsf a}^{\delta})^m \leq \ell_1(C^{\delta})\leq 2\ell_1({\mathsf a}^{\delta})^m\), \(\frac{1}{2}\ell_1({\mathsf b}^{\delta})^m \leq \ell_1(D^{\delta})\leq 2\ell_1({\mathsf b}^{\delta})^m\), we conclude that \[\frac{\ell_1({\mathsf a}^\delta)^{mp}}{2^{p+2}} \leq \|C^{\delta p}\| \leq 2^{p+2}\ell_1({\mathsf a}^\delta)^{mp},\] and \[\frac{\ell_1({\mathsf b}^\delta)^{mp}}{2^{p+2}\|g\|\cdot\|g^{-1}\|} \leq \|D^{\delta p}\| \leq 2^{p+2}\|g\|\cdot\|g^{-1}\|\ell_1({\mathsf b}^\delta)^{mp}.\] Using these bounds for the matrices \(C,D\) (and also for \(C',D'\)), we obtain \[\frac{\|C^{\delta p}\|}{\|{C'}^{\delta p}\|^{1-\varepsilon}} \geq \frac{\|{C'}^{\delta p}\|^\varepsilon}{4^{2p}} \geq \frac{\ell_1({\mathsf a}^\delta)^{mp\varepsilon}}{2^{10p}} \geq \frac{1}{c},\] and similarly \[\frac{\|D^{\delta p}\|}{\|{D'}^{\delta p}\|^{1-\varepsilon}} \geq \frac{\|{D'}^{\delta p}\|^\varepsilon}{4^{2p}||g||^2\cdot||g^{-1}||^2} \geq \frac{\ell_1({\mathsf b}^\delta)^{mp\varepsilon}}{2^{10p}\|g\|^3\cdot\|g^{-1}\|^3} \geq \frac{1}{c}.\]

We now prove the desired comparison estimate. Let \(F_2=\langle a\rangle\ast \langle b\rangle\) and let \(\rho_1,\rho_2:F_2\to \operatorname{SL}_n(\mathbb{R})\) be representations such that \[\rho_i(a)\in \Omega({\mathsf a}^m,\varepsilon), \qquad \rho_i(b)\in \Omega({\mathsf b}^m,\varepsilon), \qquad i=1,2.\] We show that \(\rho_1\) and \(\rho_2\) satisfy the estimate in ([prop-item2]), assuming \(0<2\varepsilon<1\). Since \(\ell_1(\cdot)\) is conjugacy invariant, it suffices to consider cyclically reduced words. For this, let \[h=\prod_{j=1}^{l} a^{p_j}b^{q_j}, \qquad p_j,q_j\neq 0.\] The other cyclically reduced forms are handled in the same way, after interchanging the roles of \(a\) and \(b\) if necessary. Using the ping-pong inclusions 8 and the estimates in 9 , we obtain \[\label{pp-ineq3} \|\rho_1(h)\| \geq \prod_{j=1}^{l} \big(c\|\rho_1(a)^{p_j}\|\big) \big(c\|\rho_1(b)^{q_j}\|\big).\tag{11}\]

Therefore, by 11 and the submultiplicativity of the operator norm, \[\frac{\|\rho_1(h)\|}{\|\rho_2(h)\|^{1-\varepsilon}} \geq \prod_{j=1}^{l} \left( c\frac{\|\rho_1(a)^{p_j}\|}{\|\rho_2(a)^{p_j}\|^{1-\varepsilon}} \right) \left( c\frac{\|\rho_1(b)^{q_j}\|}{\|\rho_2(b)^{q_j}\|^{1-\varepsilon}} \right).\] By 10 , each factor on the right-hand side is at least \(1\). Hence \[{\|\rho_1(h)\|}\ge {\|\rho_2(h)\|^{1-\varepsilon}}.\] Applying this inequality to \(h^r\), \(r\geq 1\), and using the fact that \[\lim_{r\to\infty}\|\rho_i(h^r)\|^{1/r} = \ell_1(\rho_i(h)),\] we get \[\ell_1(\rho_1(h)) \geq \ell_1(\rho_2(h))^{1-\varepsilon}.\] Since \(\rho_1\) and \(\rho_2\) were arbitrary, switching their roles gives \[\ell_1(\rho_1(h)) \leq \ell_1(\rho_2(h))^{1/(1-\varepsilon)} \leq \ell_1(\rho_2(h))^{1+2\varepsilon},\] provided \(\varepsilon\) is sufficiently small. Taking logarithms, we obtain \[(1-\varepsilon)\lambda_1(\rho_2(h)) \leq \lambda_1(\rho_1(h)) \leq (1+2\varepsilon)\lambda_1(\rho_2(h)).\] This proves the desired estimate. Finally, since \({\mathsf a}^m\) and \({\mathsf b}^m\) are biproximal, Lemma 1, together with the openness of the projective Anosov property [4], gives an open neighborhood \(\Omega_m\subset \mathrm{Hom}(F_2,\operatorname{SL}_n(\mathbb{R}))\) of the representation \(a\mapsto {\mathsf a}^m, b\mapsto {\mathsf b}^m,\) consisting entirely of projective Anosov representations and contained in \(\Omega({\mathsf a}^m,\varepsilon)\times \Omega({\mathsf b}^m,\varepsilon)\). This completes the proof. ◻

The preceding proposition controls the first Jordan coordinate. For the proof of Theorem 1, we need a corresponding estimate for the full Jordan projection. This follows by applying Proposition 5 to the fundamental representations.

Recall that \(g\in \operatorname{SL}_n(\mathbb{R})\) is called loxodromic if it is conjugate to a diagonal matrix whose eigenvalues have pairwise distinct moduli. For \(1\le k\le n-1\), the \(k\)-th exterior power representation \(\tau_k=\wedge^k\mathbb{R}^n\) is the \(k\)-th fundamental representation of \(\operatorname{SL}_n(\mathbb{R})\), and \[\lambda_1(\tau_k(g)) = \lambda_1(g)+\cdots+\lambda_k(g).\] If two loxodromic elements have antipodal fixed flags in the full flag variety, then their images under each \(\tau_k\) are biproximal with antipodal attracting and repelling flags. Applying Proposition 5 simultaneously to all \(\tau_k\), and using that the full Jordan projection is determined by the partial sums \(\lambda_1+\cdots+\lambda_k\), we obtain the following:

Proposition 6 (Perturbative control of the Jordan projection). Let \({\mathsf a},{\mathsf b}\in \operatorname{SL}_n(\mathbb{R})\), \(n\geq 2\), be two loxodromic elements with antipodal fixed flags in the full flag space \(\mathcal{F}(\mathbb{R}^n)\). Given \(\varepsilon>0\), there exist \(m>1\) and open neighborhoods \(\Omega_1,\Omega_2\subset \operatorname{SL}_n(\mathbb{R})\) of \({\mathsf a}^m\) and \({\mathsf b}^m\), respectively, such that any two representations \(\rho,\rho':F_2\to \operatorname{SL}_n(\mathbb{R})\) with \(\rho(a),\rho'(a)\in \Omega_1\) and \(\rho(b),\rho'(b)\in \Omega_2\), are Borel-Anosov and satisfy \[\|\lambda(\rho(h))-\lambda(\rho'(h))\| \leq \varepsilon\|\lambda(\rho(h))\| \quad\text{for any h\in F_2.}\]

3 Cocyclic subgroups with different limit cones↩︎

In this section we construct cocyclic normal subgroups whose limit cones are strictly smaller than those of the ambient groups. The construction takes place in the odd-dimensional special linear groups and is based on perturbations of suitable Borel-Anosov representations of a free group. The key point is to arrange that one coordinate of the Jordan projection detects the quotient map onto \(\mathbb{Z}\), while this coordinate vanishes on the kernel.

Let \(F_2=\langle a\rangle\ast \langle b\rangle\) be a free group and let \[{\chi}:F_2\to \mathbb{Z}\] be the unique homomorphism satisfying \({\chi}(a)=1\) and \({\chi}(b)=0\). Then \[{\mathcal{N}}\mathrel{\vcenter{:}}=\ker{\chi}\] is the normal closure of \(b\) in \(F_2\). Write \(n=2d+1\) for \(d\geq 1\).

Theorem 7. There exists a non-empty open subset \[\Omega\subset \operatorname{Hom}(F_2,\operatorname{SL}_n(\mathbb{R}))\] such that for every \(\rho\in\Omega\), the subgroup \(\rho(F_2)\) is Zariski dense and Borel-Anosov in \(\operatorname{SL}_n(\mathbb{R})\), \[\rho(F_2)/\rho(\mathcal{N})\simeq \mathbb{Z}\quad\text{and}\quad \mathcal{L}_{\rho(\mathcal{N})} \subsetneq \mathcal{L}_{\rho(F_2)}.\]

Proof. Fix a convex cocompact representation \(j:F_2\to \operatorname{SL}_2(\mathbb{R})\), or equivalently, a projective Anosov representation. Since \(j\) is projective Anosov, there exists \(c>0\) such that \[\lambda_1(j(\gamma))\ge c|\gamma|_\infty \qquad(\gamma\in F_2).\] On the other hand, since \(\chi\) is a homomorphism with \(|\chi(\eta)|\le |\eta|\) for all \(\eta\in F_2\), we have that, for all \(k\in \mathbb{N}\), \[k|\chi(\gamma)| = |\chi(\gamma^k)| \le |\gamma^k|.\] and hence \[|\chi(\gamma)|\le |\gamma|_\infty .\] It follows that \[\label{sup} \sup_{\gamma\in F_2-\{e\}} \frac{|\chi(\gamma)|}{\lambda_1(j(\gamma))} <\infty.\tag{12}\]

Let \[\tau_{2d}:\operatorname{SL}_2(\mathbb{R})\to \operatorname{SL}_{2d}(\mathbb{R})\] be the unique irreducible representation of dimension \(2d\), up to conjugation. Then \[\tau_{2d}\circ j:F_2\to \operatorname{SL}_{2d}(\mathbb{R})\] is Borel-Anosov. Moreover, for any \(\gamma\in F_2\), \[\lambda_d(\tau_{2d}(j(\gamma)))=\lambda_1(j(\gamma)).\]

For \(\kappa>0\), define a representation \(\rho_\kappa:F_2\to \operatorname{SL}_{2d+1}(\mathbb{R})\) by \[\label{rk} \rho_\kappa(\gamma) = \begin{pmatrix} e^{-\frac{\kappa{\chi}(\gamma)}{2d}} \tau_{2d}(j(\gamma)) &\\ & e^{\kappa{\chi}(\gamma)} \end{pmatrix}, \qquad \gamma\in F_2.\tag{13}\] By 12 , we may choose \(\kappa>0\) sufficiently small so that \[\label{choice} \kappa\frac{2d+1}{2d} \sup_{\gamma\in F_2\smallsetminus\{e\}} \frac{|{\chi}(\gamma)|}{\lambda_1(j(\gamma))} <1.\tag{14}\] By [17], this condition ensures that \(\rho_\kappa\) is Borel-Anosov in \(\operatorname{SL}_{2d+1}(\mathbb{R})\).

We claim that \[\label{middle} \lambda_{d+1}(\rho_\kappa(\gamma)) = \kappa{\chi}(\gamma) \quad\text{ for any \gamma\in F_2.}\tag{15}\] Indeed, let \(\gamma\ne e\), and set \(L:=\lambda_1(j(\gamma))>0\) and \(q:=\chi(\gamma)\). The Jordan coordinates of \(\tau_{2d}(j(\gamma))\) are \[(2d-1)L,\;(2d-3)L,\ldots, L,\;-L,\ldots, -(2d-3)L,\;-(2d-1)L.\] After multiplying this \(2d\)-dimensional block by \(e^{-\kappa q/(2d)}\), all these coordinates are shifted by \(-\kappa q/(2d)\). Hence the middle two coordinates of the twisted \(\tau_{2d}\)-block are \[L-\frac{\kappa q}{2d} \qquad\text{and}\qquad -L-\frac{\kappa q}{2d}.\] The remaining one-dimensional block has logarithmic eigenvalue modulus \[\kappa q.\] By the choice of \(\kappa\) as in 14 , we have \[\frac{2d+1}{2d}\kappa |q|<L.\] Equivalently, \[-L-\frac{\kappa q}{2d} < \kappa q < L-\frac{\kappa q}{2d}.\] Thus the coordinate \(\kappa q\) lies strictly between the \(d\)-th and \((d+1)\)-st coordinates of the twisted \(2d\)-dimensional block. Therefore, after arranging all \(2d+1\) logarithmic eigenvalue moduli in decreasing order, the middle coordinate is precisely \[\lambda_{d+1}(\rho_\kappa(\gamma))=\kappa\chi(\gamma).\] The case \(\gamma=e\) is immediate.

Recall that any infinite order element of a Borel-Anosov group is loxodromic. Since \(\rho_\kappa(a)\) and \(\rho_\kappa(b)\) are loxodromic with antipodal fixed flags in the full flag space \(\mathcal{F}(\mathbb{R}^n)\), 6 gives an integer \(m>0\) and an open neighborhood \(\Omega_m\subset \mathrm{Hom}(F_2,\operatorname{SL}_{2d+1}(\mathbb{R}))\) of the representation \(\rho_\kappa':F_2\to \operatorname{SL}_{2d+1}(\mathbb{R})\) defined by \[\rho_\kappa'(a)=\rho_\kappa(a^m), \qquad \rho_\kappa'(b)=\rho_\kappa(b^m),\] such that any representation in \(\Omega_m\) is Borel-Anosov and, for any \(\sigma\in \Omega_m\) and any \(w\in F_2\), \[\|\lambda(\sigma(w))-\lambda(\rho_\kappa'(w))\| \leq \frac{\kappa}{80d^2\,\lambda_1(j(a))} \|\lambda(\rho_\kappa'(w))\|.\] We shall use the elementary inequality \[\left\| \frac{x}{\|x\|}-\frac{y}{\|y\|} \right\| \le 2\frac{\|x-y\|}{\|y\|}\] for nonzero vectors \(x,y\). Applying this with \(x=\lambda(\sigma(w))\) and \(y=\lambda(\rho_\kappa'(w))\), and using the preceding estimate, we obtain that for any non-trivial \(w\in F_2\), \[\label{main1-ineq1} \left\| \frac{\lambda(\sigma(w))}{\|\lambda(\sigma(w))\|} - \frac{\lambda(\rho_\kappa'(w))}{\|\lambda(\rho_\kappa'(w))\|} \right\| \leq \frac{\kappa}{40d^2\,\lambda_1(j(a))}.\tag{16}\]

Fixing \(\sigma\in \Omega_m\), we claim \[\label{mL} \mathcal{L}_{\sigma({\mathcal{N}})} \subsetneq \mathcal{L}_{\sigma(F_2)}\tag{17}\]

We will first show: \[\label{hN} \inf_{h\in {\mathcal{N}}- \{e\}} \left\| \frac{\lambda(\sigma(h))}{\|\lambda(\sigma(h))\|} - \frac{\lambda(\sigma(a))}{\|\lambda(\sigma(a))\|} \right\| \ge \frac{\kappa}{5d^2\,\lambda_1(j(a))}.\tag{18}\] Let \(h=\prod_{j=1}^{l} a^{s_j}b^{t_j} \in {\mathcal{N}}\) be any non-trivial element. Then \(s_1+\cdots+s_l=0\) and hence, by the definition of \(\rho_\kappa'\), \[\lambda_{d+1}(\rho_\kappa'(h))=\lambda_{d+1} ( \prod_{j=1}^{l}\rho_{\kappa}(a^{ms_j}b^{m t_j}))=\kappa \,{\chi}( \prod_{j=1}^{l} a^{ms_j}b^{mt_j})=\kappa m\sum_{i=1}^l s_i=0.\] Therefore 16 implies: \[\sup_{h\in N\smallsetminus\{e\}} \frac{|\lambda_{d+1}(\sigma(h))|}{\|\lambda(\sigma(h))\|} \leq \frac{\kappa}{40d^2\,\lambda_1(j(a))}.\]

On the other hand, since \(\chi(a)=1\), we obtain from 15 and the choice of \(\kappa\): \[\lambda_{d+1}(\rho_\kappa(a))=\kappa \quad\text{and}\quad \frac{\kappa}{2d}\le \frac{\lambda_1(j(a))}{2d+1}.\] The largest absolute value of a Jordan coordinate of \(\tau_{2d}(j(a))\) is \((2d-1)\lambda_1(j(a))\). Since the \(2d\)-dimensional block in \(\rho_\kappa(a)\) is shifted by \(-\kappa/(2d)\), and the remaining one-dimensional block contributes \(\kappa\), we get that for any \(1\leq j\leq 2d+1\), \[|\lambda_{j}(\rho_k(a))|\leq |\lambda_{1}(\tau_{2d}(j(a)))|+\frac{\kappa}{2d} \le \left( (2d-1) +\tfrac{1}{(2d+1)}\right)\lambda_1(j(a)) \leq 2d\lambda_1(j(a)).\] Hence \[||\lambda(\rho_{\kappa}(a))||\leq 2d\sqrt{2d+1}\lambda_1(\rho_{\kappa}(a))\leq{ 4 d^2 }\lambda_1(j(a)).\] Since \(\rho'_\kappa(a)=\rho_\kappa(a^m)\), we conclude that \[\frac{\lambda_{d+1}(\rho_\kappa'(a))}{\|\lambda(\rho_\kappa'(a))\|} = \frac{m\lambda_{d+1}(\rho_\kappa(a))}{\|m\lambda(\rho_\kappa(a))\|} \geq \frac{\kappa}{4d^2\,\lambda_1(j(a))}.\] Again applying 16 , we get \[\frac{\lambda_{d+1}(\sigma(a))}{\|\lambda(\sigma(a))\|} \ge \frac{\lambda_{d+1}(\rho_\kappa'(a))}{\|\lambda(\rho_\kappa'(a))\|} - \frac{\kappa}{40d^2\,\lambda_1(j(a))} \ge \frac{9\kappa}{40d^2\,\lambda_1(j(a))}.\] It follows that, for every \(h\in\mathcal{N}-\{e\}\), \[\begin{align} \left\| \frac{\lambda(\sigma(a))}{\|\lambda(\sigma(a))\|} - \frac{\lambda(\sigma(h))}{\|\lambda(\sigma(h))\|} \right\| &\ge \left| \frac{\lambda_{d+1}(\sigma(a))}{\|\lambda(\sigma(a))\|} - \frac{\lambda_{d+1}(\sigma(h))}{\|\lambda(\sigma(h))\|} \right| \\ &\ge \frac{9\kappa}{40d^2\,\lambda_1(j(a))} - \frac{\kappa}{40d^2\,\lambda_1(j(a))} \\ &= \frac{\kappa}{5d^2\,\lambda_1(j(a))}. \end{align}\] This proves 18 . It follows that the direction of \(\lambda(\sigma(a))\) is not contained in the set of accumulation directions of the Jordan projections of elements of \(\sigma(\mathcal{N})\). By Theorem 9 below, 18 implies 17 .

Since every representation in \(\Omega_m\) is Borel-Anosov and \(F_2\) has no torsion, it is faithful. Therefore \[\sigma(F_2)/\sigma(N)\simeq F_2/N\simeq \mathbb{Z}.\] Finally, Zariski dense representations form an open dense subset of the set \(\mathrm{Hom}(F_2,\operatorname{SL}_{2d+1}(\mathbb{R}))\) [18], and it is clearly non-empty for \(F_2\). After shrinking \(\Omega_m\), we may therefore choose a non-empty open subset \(\Omega\subset \Omega_m\) consisting entirely of Zariski dense representations. Since \(\sigma({\mathcal{N}})\) is normal in \(\sigma (F_2)\) for any \(\sigma\in \Omega\), its Zariski closure is a normal and infinite subgroup of \(\operatorname{SL}_{2d+1}(\mathbb{R})\). Since \(\operatorname{SL}_{2d+1}(\mathbb{R})\) is a simple algebraic group, its Zariski closure is all of \(\operatorname{SL}_{2d+1}(\mathbb{R})\). ◻

Remark 8. The construction necessarily exploits the fact that the opposition-involution is not trivial for \(\operatorname{SL}_n(\mathbb{R})\) (see 2).

4 Dual critical exponents and coamenability↩︎

Let \(G\) be a connected semisimple real algebraic group. Let \(A\) be a maximal real split torus of \(G\). Let \(\mathfrak g\) and \(\mathfrak a\) respectively denote the Lie algebras of \(G\) and \(A\).

Cartan and Jordan projections↩︎

Fix a positive Weyl chamber \(\mathfrak a^+ \subset \mathfrak a\) and set \(A^+=\exp \mathfrak a^+\), and a maximal compact subgroup \(K< G\) such that the Cartan decomposition \(G=K A^+ K\) holds in the sense that for any \(g\in G\), there exists a unique element \(\mu(g)\in \mathfrak a^+\) such that \[g\in K \exp \mu(g) K.\] The map \(G\to \mathfrak a^+\) given by \(g\mapsto \mu(g)\) is called the Cartan projection. Its basic property ([3]) is that for any compact subset \(Q \subset G\), there exists \(C=C(Q)>0\) such that for all \(g \in G\), \[\label{lem46cptcartan} \sup_{q_1, q_2\in Q} \| \mu(q_1gq_2) -\mu(g)\| \le C .\tag{19}\]

We also use the Jordan projection. If \(g=g_e g_h g_u\) is the multiplicative Jordan decomposition of \(g\), with \(g_e\) elliptic, \(g_h\) hyperbolic, and \(g_u\) unipotent, then \(g_h\) is conjugate to a unique element \(\exp\lambda(g)\) with \(\lambda(g)\in\mathfrak a^+\). The vector \(\lambda(g)\) is called the Jordan projection of \(g\). Equivalently, \[\lambda(g)=\lim_{m\to\infty}\frac{1}{m}\mu(g^m).\]

Opposition involution↩︎

Let \(N_K(A)\) denote the normalizer of \(A\) in \(K\). Fix an element \(w_0\in N_K(A)\) of order \(2\) representing the longest Weyl element so that \(\operatorname{Ad}_{w_0}\mathfrak a^+= -\mathfrak a^+\). The map \[\label{oppo} \operatorname{i}= -\operatorname{Ad}_{w_0}:\mathfrak a\to \mathfrak a\tag{20}\] is called the opposition involution. It preserves \(\mathfrak a^+\). We have \[\label{inverse} \mu(g^{-1})=\operatorname{i}(\mu(g))\quad \text{ and } \quad \lambda(g^{-1})=\operatorname{i}(\lambda(g))\quad\text{ for all g\in G. }\tag{21}\] It follows that the limit cone \(\mathcal{L}_\Gamma\) of any closed subgroup \(\Gamma<G\), defined in 2 , is preserved under \(\operatorname{i}\).

We also have the following theorem of Benoist:

Theorem 9. [3]Let \(\Gamma<G\) be a Zariski dense discrete subgroup. Then \(\mathcal{L}_\Gamma\) is the smallest closed cone containing the Jordan projections of elements of \(\Gamma\). Equivalently, it is the smallest closed cone containing the Jordan projections of the loxodromic elements of \(\Gamma\).

Symmetric directions from normality↩︎

The opposition involution plays an important role in what follows. The reason is that normality always forces the \(\operatorname{i}\)-symmetric part of the ambient limit cone to appear in the normal subgroup. Thus the phenomenon in 1 is possible only in directions which are not fixed by \(\operatorname{i}\) In particular, this explains why the construction requires a group for which the opposition involution is non-trivial.

For any cone \(\mathcal{C}\subset \mathfrak a^+\), let \({\mathcal{C}}^{\operatorname{i}}=\{x\in \mathcal{C}:\operatorname{i}(x)=x\}\) be its \(\operatorname{i}\)-fixed part.

Lemma 2. Let \(G\) be a connected semisimple real algebraic group, and let \(\Gamma<G\) be a Zariski dense discrete subgroup. Let \(N\lhd \Gamma\) be a Zariski dense normal subgroup. Then \[\mathcal{L}_N^{\operatorname{i}}=\mathcal{L}_\Gamma^{\operatorname{i}}.\]

Proof. Let \(\gamma\in\Gamma\) be loxodromic. Since \(N\) is Zariski dense, we may choose a loxodromic element \(h\in N\) in general position with respect to \(\gamma\). In particular, the attracting and repelling flags of \(h\) are transverse to those of \(\gamma\). For \(m\geq 1\), set \[w_m=[\gamma^m,h]=\gamma^m h\gamma^{-m}h^{-1}.\] Then \(w_m\in N\). By the standard Schottky product estimate for loxodromic elements in general position [3], we have \[\mu(w_m) = \mu(\gamma^m)+\mu(\gamma^{-m})+O(1),\] where the error is independent of \(m\). Dividing by \(m\), and using \[\frac{1}{m}\mu(\gamma^m)\to \lambda(\gamma), \qquad \frac{1}{m}\mu(\gamma^{-m})\to \lambda(\gamma^{-1}) = \operatorname{i}(\lambda(\gamma)),\] we obtain \[\frac{1}{m}\mu(w_m) \to \lambda(\gamma)+\operatorname{i}(\lambda(\gamma)).\] Since \(w_m\in N\), the limit belongs to \(\mathcal{L}_N\). By 9, the claim follows. ◻

Dual critical exponents↩︎

We say that a subgroup of \(G\) is non-elementary if it contains a non-abelian free subgroup. By the Tits alternative, this is equivalent to not being virtually solvable. In the word-hyperbolic setting, such a subgroup has limit set in the Gromov boundary with at least three points; in particular, it cannot fix a single boundary point.

Let \(\Gamma<G\) be a non-elementary discrete subgroup. We denote by \(\mathfrak a^*=\operatorname{Hom}(\mathfrak a, \mathbb{R})\), the space of linear forms on \(\mathfrak a\). For \(\varphi\in\mathfrak a^*\), define the critical exponent of \(\Gamma\) associated to the linear form \(\varphi\) by \[\label{dp} \delta_{\Gamma,\varphi} \mathrel{\vcenter{:}}= \limsup_{T\to \infty} \frac{1}{T} \log \#\{\gamma\in \Gamma : \varphi(\mu(\gamma))<T\} \in [0,\infty].\tag{22}\]

Define the dual critical exponent function \(\delta_\Gamma^*:\mathfrak a^*\to [0,\infty]\) by \[\delta_\Gamma^*(\varphi)=\delta_{\Gamma,\varphi}.\]

Corollary 2. In the examples of Theorem 1, for every \(\rho\in\Omega\), \[\delta_{\rho(F_2)}^*\ne \delta_{\rho(\mathcal{N})}^* .\]

Proof. By Theorem 1, we can choose \(v\in \mathcal{L}_{\rho(F_2)}- \mathcal{L}_{\rho(\mathcal{N})}\). Since \(\rho(\mathcal{N})\) is Zariski dense, \(\mathcal{L}_{\rho(\mathcal{N})}\) is a closed convex cone with non-empty interior. By the separating hyperplane theorem, there exists a linear form \(\psi \in \mathfrak a^*\) which is positive on \(\mathcal{L}_{\rho(\mathcal{N})}-\{0\}\) but satisfies \(\psi(v)<0\). Then \[\delta_{\rho(\mathcal{N}),\psi}<\infty \qquad\text{whereas}\qquad \delta_{\rho(F_2),\psi}=\infty.\] ◻

On the other hand, we will show that the dual critical exponents agree for symmetric linear forms which are positive on \(\mathcal{L}_\Gamma-\{0\}\) (see Theorem 10).

The growth indicator and the dual critical exponent function are related by convex duality: for Zariski dense subgroups with common limit cone \(\mathcal{L}\), equality of the growth indicators on the interior \(\operatorname{int}\mathcal{L}\) is equivalent to equality of the dual critical exponent functions on \(\operatorname{int}\mathcal{L}^{\vee}\). Here \(\operatorname{int}\mathcal{L}^{\vee}\) is the interior of the dual cone, namely the set of linear forms on \(\mathfrak a\) which are positive on \(\mathcal{L}-\{0\}\). W will use the following variational formula.

Lemma 3. [KMO95tent?][] If \(\varphi\in \operatorname{int}\mathcal{L}_\Gamma^\vee\), then \[\label{var} 0<\delta_{\Gamma, \varphi} =\sup_{v\in \mathcal{L}_\Gamma-\{0\}}\frac{\psi_\Gamma(v)}{\varphi(v)} <\infty\tag{23}\]

Coamenability and symmetrization↩︎

For \(\varphi\in\mathfrak a^*\), set \[\bar\varphi := \frac{1}{2}(\varphi+\varphi\circ\operatorname{i}).\] The goal of this section is to prove the following theorem:

Theorem 10. Let \(\Gamma<G\) be a Zariski dense Borel-Anosov subgroup and \(N\lhd\Gamma\) be a coamenable normal subgroup. For any \(\varphi\in\mathfrak a^*\) which is positive on \(\mathcal{L}_\Gamma-\{0\}\), we have \[\delta_{\Gamma,\bar\varphi}\le \delta_{N,\varphi}\le \delta_{\Gamma,\varphi}.\] In particular, if \(\varphi\) is symmetric, we have \(\delta_{N,\varphi}= \delta_{\Gamma,\varphi}\).

We note that unless \(\varphi\) is symmetric, the equality \(\delta_{N,\varphi}=\delta_{\Gamma,\varphi}\) does not hold in general; see [ns0].

The rest of this section is devoted to the proof of Theorem 10. Let \(\Gamma<G\) and \(N\lhd\Gamma\) be as in Theorem 10. Fix \(\varphi\in\mathfrak a^*\) which is positive on \(\mathcal{L}_\Gamma-\{0\}\).

We may assume that \(\Gamma\) is torsion-free without loss of generality. Fix a word metric \(d_w\) on \(\Gamma\) and write \[|\gamma|=d_w(e, \gamma).\] Since \(\Gamma\) is Borel-Anosov, it is word hyperbolic. We denote by \(\partial\Gamma\) its Gromov boundary and by \[\overline{\Gamma}:=\Gamma\cup\partial\Gamma\] its Gromov compactification.

The pseudo-distance \(d_\varphi\)↩︎

For \(\gamma_1, \gamma_2\in \Gamma\), set \[\label{tri} d_\varphi(\gamma_1,\gamma_2)\mathrel{\vcenter{:}}=\varphi( \mu(\gamma_1^{-1}\gamma_2)).\tag{24}\]

We shall use the following coarse comparison with the word metric.

Lemma 4. There exist \(A_\varphi\ge1\) and \(B_\varphi'\ge0\) such that, for all \(\gamma_1,\gamma_2\in\Gamma\), \[A_\varphi^{-1}d_w(\gamma_1,\gamma_2)-B_\varphi \le d_\varphi(\gamma_1,\gamma_2) \le A_\varphi d_w(\gamma_1,\gamma_2)+B_\varphi .\]

Proof. Indeed, since \(\Gamma\) is Borel-Anosov, the orbit map of \(\Gamma\) into the symmetric space is a quasi-isometric embedding. Equivalently, there exist constants \(A\ge1\) and \(B\ge0\) such that \[A^{-1}|\gamma|-B \le \|\mu(\gamma)\| \le A|\gamma|+B \qquad(\gamma\in\Gamma).\] On the other hand, since \(\varphi\) is positive on \(\mathcal{L}_\Gamma-\{0\}\), there exists \(c_\varphi>0\) such that \[\varphi(v)\ge c_\varphi\|v\| \qquad(v\in\mathcal{L}_\Gamma).\] Since \(\mu(\Gamma)\) stays within a bounded distance of \(\mathcal{L}_\Gamma\) [3], there exists \(B'_\varphi\ge0\) such that \[\varphi(\mu(\gamma)) \ge c_\varphi\|\mu(\gamma)\|-B'_\varphi \qquad(\gamma\in\Gamma).\] The reverse inequality \(\varphi(\mu(\gamma))\le \|\varphi\|\,\|\mu(\gamma)\|\) is immediate. This proves the lemma. ◻

Proposition 11. [19] Given \(C\ge 0\), there exists \(L>0\) such that, for any \(\gamma_1,\gamma_2\in\Gamma\) satisfying \(\big||\gamma_1\gamma_2|-|\gamma_1|-|\gamma_2|\big|\leq C\), we have \[\big\| \mu(\gamma_1\gamma_2)-\mu(\gamma_1)-\mu(\gamma_2) \big\| \leq L.\]

Strictly speaking, [19] was stated for \(C=0\), but its proof works for a general \(C>0\). Proposition 11 implies that there exists \(D>0\) such that whenever \(u\) lies on a word geodesic from \(x\) to \(z\), \[\label{t2} \left|d_\varphi(x,z)-d_\varphi(x,u)-d_\varphi(u,z)\right|\le D.\tag{25}\]

Using the Gromov hyperbolicity, one can also deduce the following coarse triangle inequality for \(d_\varphi\) from Proposition 11. See [20] where a more general version was obtained:

Proposition 12. [20] For all \(x,y,z\in\Gamma\), \[\label{eq:coarse-triangle} d_\varphi(x,z)\le d_\varphi(x,y)+d_\varphi(y,z)+D.\qquad{(1)}\]

Shadow estimate↩︎

For \(R>0\), let \(\mathcal{O}_R(x,y)\) denote the word-shadow \[\mathcal{O}_R(x,y) = \{z\in\overline{\Gamma}: \text{ some word geodesic }[x,z]\text{ meets }B_w(y,R)\}\] where \(B_w(y,R)=\{x\in \Gamma: d_w(x,y)<R\}\).

Lemma 5. Assume that \(N\lhd\Gamma\) is non-elementary. Fix \(a>\delta_{N,\varphi}\). For a coset \(C=gN\subset\Gamma\) and \(x\in\Gamma\), define a finite measure on \(\overline{\Gamma}\), supported on \(C\), by \[\mu_x^C \mathrel{\vcenter{:}}= \sum_{c\in C} e^{-a d_\varphi(x,c)}\mathsf D_c,\] where \(\mathsf D_c\) denotes the Dirac measure at \(c\).

Then there exist \(R>0\) and \(A\ge1\) such that, for every coset \(C=gN\) and all \(x,y\in\Gamma\), \[\label{eq:shadow-estimate} A^{-1}|\mu_y^C|e^{-a d_\varphi(x,y)} \le \mu_x^C(\mathcal{O}_R(x,y)) \le A|\mu_y^C|e^{-a d_\varphi(x,y)}.\tag{26}\]

Proof. For fixed \(x,g\in\Gamma\), we have \[\sup_{n\in N} \|\mu(x^{-1}ng)-\mu(n)\|<\infty.\] Since \(a>\delta_{N,\varphi}\), it follows that the measures \(\mu_x^C\) are finite.

We first prove the upper bound in 26 . Let \(c\in C\cap\mathcal{O}_R(x,y)\), and choose \(u\in[x,c]\) with \(d_w(u,y)\le R\). By 25 , applied to the word geodesic \([x,c]\), we have \[d_\varphi(x,c)\ge d_\varphi(x,u)+d_\varphi(u,c)-D.\] Since \(d_w(u,y)\le R\), both \(d_\varphi(u,y)\) and \(d_\varphi(y,u)\) are bounded by a constant depending only on \(R\). Using Proposition 12, we get \[d_\varphi(x,u)\ge d_\varphi(x,y)-O_R(1) \quad\text{and}\quad d_\varphi(u,c)\ge d_\varphi(y,c)-O_R(1).\] Therefore \[d_\varphi(x,c)\ge d_\varphi(x,y)+d_\varphi(y,c)-O_R(1).\] It follows that \[e^{-a d_\varphi(x,c)} \le A e^{-a d_\varphi(x,y)}e^{-a d_\varphi(y,c)}\] for some \(A=A(R)>0\). Summing over \(c\in C\cap\mathcal{O}_R(x,y)\) gives the upper bound.

We prove the lower bound by contradiction. Suppose it fails. Then there are \(R_i\to\infty\), cosets \(C_i=g_i N\), and \(x_i,y_i\in\Gamma\) such that \[\label{eq:shadow-contra} e^{a d_\varphi(x_i,y_i)} \frac{\mu_{x_i}^{C_i}(\mathcal{O}_{R_i}(x_i,y_i))}{|\mu_{y_i}^{C_i}|} \to 0.\tag{27}\] Left-translating by \(x_i^{-1}\), and using normality of \(N\), we may assume that \(x_i=e\). Write \(h_i=y_i\). Since \(d_\varphi\) is quasi-isometric to the word metric, \(h_i\to\infty\); otherwise, for large \(i\), the shadow \(\mathcal{O}_{R_i}(e,h_i)\) would be all of \(\overline{\Gamma}\), contradicting 27 . Passing to a subsequence, we may assume that the sequence \(h_i^{-1}\) converges to some \(\xi\in\partial\Gamma\).

Define probability measures on \(\overline{\Gamma}\): \[\nu_i \mathrel{\vcenter{:}}= \frac{1}{|\mu_{h_i}^{C_i}|}(h_i^{-1})_*\mu_{h_i}^{C_i}.\] After passing to a subsequence, \(\nu_i\to\nu\) weakly. We claim that \(\nu=\delta_\xi\). Let \(V\subset\overline{\Gamma}\) be a compact subset such that \(V\cap\{\xi\}=\varnothing\). Since \(h_i^{-1}\to\xi\), word hyperbolicity gives \[V\subset \mathcal{O}_{R_i}(h_i^{-1},e) \quad\text{for all large i.}\] Equivalently, \(h_iV\subset \mathcal{O}_{R_i}(e,h_i)\). For \(z\in h_iV\), Proposition 12, applied to the triple \((e,h_i,z)\), gives \[d_\varphi(h_i,z)\ge d_\varphi(e,z)-d_\varphi(e,h_i)-D.\]

Therefore \[\begin{align} \nu_i(V) &= \frac{\mu_{h_i}^{C_i}(h_iV)}{|\mu_{h_i}^{C_i}|} \le e^{aD}e^{a d_\varphi(e,h_i)} \frac{\mu_e^{C_i}(\mathcal{O}_{R_i}(e,h_i))}{|\mu_{h_i}^{C_i}|}. \end{align}\] By 27 , the right-hand side tends to \(0\). Hence \(\nu_i(V)\to0\), and so \(\nu(V)=0\). This implies that \(\nu=\delta_\xi\).

We claim that for any \(n\in N\), there exists \(C_n\ge1\), independent of \(i\), such that for any non-negative continuous function \(f\) on \(\overline{\Gamma}\), \[\label{cn} C_n^{-1}\nu_i(f)\le (n_*\nu_i)(f)\le C_n\nu_i(f).\tag{28}\] Indeed, the support of \(\nu_i\) is \(h_i^{-1}C_i\), which is left \(N\)-invariant by normality.

Moreover, Proposition 12 gives a uniform comparison of the weights on the support. For \(z\in\Gamma\), we get \[d_\varphi(e,n^{-1}z) \le d_\varphi(e,n^{-1})+d_\varphi(n^{-1},n^{-1}z)+D = d_\varphi(e,n^{-1})+d_\varphi(e,z)+D,\] and \[d_\varphi(e,z) \le d_\varphi(e,n)+d_\varphi(e,n^{-1}z)+D.\] Hence \[|d_\varphi(e,n^{-1}z)-d_\varphi(e,z)| \le \max\{d_\varphi(e,n),d_\varphi(e,n^{-1})\}+D.\] Thus, for a constant \(C_n\ge1\), independent of \(i\), \[C_n^{-1}e^{-a d_\varphi(e,z)} \le e^{-a d_\varphi(e,n^{-1}z)} \le C_n e^{-a d_\varphi(e,z)}.\] Since \(h_i^{-1}C_i\) is left \(N\)-invariant, changing variables \(w=nz\) in the sum defining \(\nu_i\) gives, for any non-negative continuous function \(f\) on \(\overline{\Gamma}\), \[C_n^{-1}\int f\,d\nu_i \le \int f(nz)\,d\nu_i(z) \le C_n\int f\,d\nu_i .\] This proves 28 . Passing to the weak limit gives \[C_n^{-1}\nu(f) \le n_*\nu (f) \le C_n \nu (f)\quad \text{ for all n\in N.}\] Since \(\nu=\delta_\xi\), it follows that any \(n\in N\) fixes \(\xi\). This contradicts the non-elementarity of \(N\). Hence this proves the lower bound. ◻

Weighted convolution estimate↩︎

We next convert the shadow estimate into a weighted convolution inequality. This is the estimate to which coamenability will be applied in the next lemma.

Lemma 6. With \(a>\delta_{N,\varphi}\) as above, define, for any \(x\in \Gamma\), \[U(x)\mathrel{\vcenter{:}}=|\mu_x^N|=\sum_{n\in N}e^{-a d_\varphi(x,n)}<\infty.\] Then for any \(s>a\), there exists \(b_s<\infty\) such that, for all \(x\in\Gamma\), \[\sum_{y\in\Gamma}U(y)e^{-s d_\varphi(x,y)} \le b_sU(x).\]

Proof. Let \(R,A\) be the constants from Lemma 5. By 4, we may choose a negative integer \(m_0\) such that \(d_\varphi(x,y)\ge m_0\) for all \(x,y\in\Gamma\), and set \[S_m(x)\mathrel{\vcenter{:}}=\{y\in\Gamma:m\le d_\varphi(x,y)<m+1\}, \qquad m\ge m_0.\]

We first note that the family \[\{\mathcal{O}_R(x,y):y\in S_m(x)\}\] has uniformly bounded multiplicity, independently of \(x\) and \(m\). Indeed, suppose \[z\in\mathcal{O}_R(x,y)\cap\mathcal{O}_R(x,y') \qquad\text{with }y,y'\in S_m(x).\] Choose points \(u,u'\) on a word geodesic \([x,z]\) such that \(d_w(u,y)\le R\) and \(d_w(u',y')\le R\). Since \(d_\varphi\) is quasi-isometric to \(d_w\), all \(d_\varphi\)-distances between points at \(d_w\)-distance at most \(R\) are uniformly bounded. Hence, by Proposition 12, \[d_\varphi(x,u)=d_\varphi(x,y)+O_R(1) \quad\text{ and}\quad d_\varphi(x,u')=d_\varphi(x,y')+O_R(1).\] Since \(y,y'\in S_m(x)\), it follows that \[d_\varphi(x,u)=d_\varphi(x,u')+O_R(1).\] After interchanging \(u\) and \(u'\) if necessary, assume that \(u\) lies between \(x\) and \(u'\) on the geodesic \([x,z]\). Applying 25 to the geodesic segment \([x,u']\), we obtain \[d_\varphi(u,u') \le d_\varphi(x,u')-d_\varphi(x,u)+D = O_R(1).\] By 4, this implies \(d_w(u,u')=O_R(1)\). Therefore \(d_w(y,y')=O_R(1)\). Properness of the word metric gives a uniform multiplicity bound; call it \(M\).

Using the lower bound in 26 for the coset \(C=N\), we get \[U(y)e^{-a d_\varphi(x,y)} \le A\,\mu_x^N(\mathcal{O}_R(x,y)).\] Therefore, for any \(m\ge m_0\), \[\sum_{y\in S_m(x)} U(y)e^{-a d_\varphi(x,y)} \le A\sum_{y\in S_m(x)}\mu_x^N(\mathcal{O}_R(x,y)) \le AMU(x).\] Since \(d_\varphi(x,y)\ge m\) for \(y\in S_m(x)\), we obtain \[\sum_{y\in S_m(x)} U(y)e^{-s d_\varphi(x,y)} \le AMe^{-(s-a)m}U(x).\] Summing over \(m\ge m_0\) proves the lemma. ◻

Amenable averaging over \(\Gamma/N\)↩︎

The next lemma is where coamenability enters the proof. Since \(\Gamma/N\) is amenable, there exists a right \(\Gamma\)-invariant mean \[\label{mean} \mathfrak m:\ell^\infty(\Gamma/N)\to\mathbb{R}\tag{29}\] where \(\Gamma\) acts on \(\Gamma/N\) by right multiplication: \((\gamma N)\cdot\gamma_0=\gamma\gamma_0N.\) Here a mean on \(\ell^\infty(\Gamma/N)\) means a positive normalized linear functional. Thus \(\mathfrak m(f)\ge0\) whenever \(f\ge0\), and \(\mathfrak m(1)=1\). Right \(\Gamma\)-invariance means that \[\mathfrak m(f\cdot\gamma_0)=\mathfrak m(f) \qquad (f\in\ell^\infty(\Gamma/N),\;\gamma_0\in\Gamma),\] where \((f\cdot\gamma_0)(\gamma N)=f(\gamma\gamma_0N)\). The existence of such a mean is equivalent to the amenability of \(\Gamma/N\).

The idea, following Roblin [1], is to use an invariant mean on \(\Gamma/N\) to average the logarithmic distortion of the weight \(U\) under right translation; this produces a character \(\chi:\Gamma\to\mathbb{R}\). The two resulting twisted Poincaré series, for \(\varphi\) and for \(\varphi\circ\operatorname{i}\), can then be combined so that the character cancels and the symmetrized exponent \(\bar\varphi\) appears.

The following lemma concludes the proof of Theorem 10.

Lemma 7. For any \(s>\delta_{N,\varphi}\), \[\label{eq:sym-series} \sum_{\gamma\in\Gamma}e^{-s d_{\bar\varphi}(e,\gamma)}<\infty.\tag{30}\]

In particular, \(\delta_{N,\varphi}\ge \delta_{\Gamma,\bar\varphi}.\)

Proof. Fix \(s>\delta_{N,\varphi}\), and choose \(a\) such that \[\delta_{N,\varphi}<a<s.\] Let \(U\) be the function defined in Lemma 6 for this choice of \(a\). First observe that \(U\) descends to a function on \(\Gamma/N\). Indeed, for \(n_0\in N\), \[\begin{align} U(\gamma n_0) &= \sum_{n\in N}e^{-a d_\varphi(\gamma n_0,n)} = \sum_{n\in N}e^{-a d_\varphi(e,n_0^{-1}\gamma^{-1}n)} \\ &= \sum_{n\in N} e^{-a d_\varphi(e,\gamma^{-1}(\gamma n_0^{-1}\gamma^{-1})n)} = \sum_{n'\in N}e^{-a d_\varphi(e,\gamma^{-1}n')} = U(\gamma), \end{align}\] where normality of \(N\) was used in the third equality. Hence we may write \(U(\gamma N)\mathrel{\vcenter{:}}= U(\gamma)\).

For \(\gamma_0\in\Gamma\), define a function \(b_{\gamma_0}\) on \(\Gamma/N\): \[b_{\gamma_0}(\gamma N) \mathrel{\vcenter{:}}= \log U(\gamma\gamma_0)-\log U(\gamma),\] which is well-defined by the normality of \(N\). Moreover, \(b_{\gamma_0}\) is bounded. To see this, let \(\gamma\in \Gamma\) and \(n\in N\). By Proposition 12, \[d_\varphi(\gamma\gamma_0,n) \ge d_\varphi(\gamma,n)-d_\varphi(e,\gamma_0)-D,\] and hence, summing over \(n\in N\) gives \[U(\gamma\gamma_0) \le e^{a(d_\varphi(e,\gamma_0)+D)}U(\gamma).\] The reverse inequality follows similarly, using \(\gamma=\gamma\gamma_0\gamma_0^{-1}\). Thus \[|b_{\gamma_0}(\gamma N)| \le a\max\{d_\varphi(e,\gamma_0),d_\varphi(e,\gamma_0^{-1})\}+O(1),\] proving the boundedness of \(b_{\gamma_0}\). So \(b_{\gamma_0}\in \ell^\infty(\Gamma/N)\).

Using the mean \(\mathfrak m:\ell^\infty(\Gamma/N)\to\mathbb{R}\) given by 29 , define \(\chi:\Gamma\to \mathbb{R}\) by \[\chi(\gamma_0)\mathrel{\vcenter{:}}=\mathfrak m(b_{\gamma_0}) \quad\text{ for \gamma_0\in \Gamma}.\] The identity \(b_{\gamma_0\gamma_1}(\gamma N) = b_{\gamma_1}(\gamma\gamma_0N)+b_{\gamma_0}(\gamma N)\) and the right \(\Gamma\)-invariance of \(\mathfrak m\) imply \[\chi(\gamma_0\gamma_1)=\chi(\gamma_1)+\chi(\gamma_0) \quad\text{for all \gamma_0, \gamma_1\in \Gamma.}\] Therefore \(\chi:\Gamma\to\mathbb{R}\) is a character. Moreover, \(\chi|_N=0\) since \(b_{\gamma_0}=0\) for any \(\gamma_0\in N\).

By Jensen’s inequality for the positive normalized mean \(\mathfrak m\), \[e^{\chi(\gamma_0)} = e^{\mathfrak m(b_{\gamma_0})} \le \mathfrak m(e^{b_{\gamma_0}}) = \mathfrak m\left( \gamma N\mapsto \frac{U(\gamma\gamma_0)}{U(\gamma)} \right).\] Let \(F\subset\Gamma\) be finite and let \(s>a\). For every \(\gamma,\gamma_0\in\Gamma\), we have \[d_\varphi(\gamma,\gamma\gamma_0) = \varphi(\mu(\gamma^{-1}\gamma\gamma_0)) = \varphi(\mu(\gamma_0)) = d_\varphi(e,\gamma_0).\] Hence, by Jensen’s inequality, for each \(\gamma_0\in F\), \[e^{\chi(\gamma_0)}e^{-s d_\varphi(e,\gamma_0)} \le \mathfrak m\left( \gamma N\mapsto \frac{U(\gamma\gamma_0)}{U(\gamma)} e^{-s d_\varphi(\gamma,\gamma\gamma_0)} \right).\] Summing over \(\gamma_0\in F\), and using the positivity and linearity of \(\mathfrak m\), we obtain \[\begin{align} \sum_{\gamma_0\in F} e^{\chi(\gamma_0)}e^{-s d_\varphi(e,\gamma_0)} &\le \mathfrak m\left( \gamma N\mapsto \frac{1}{U(\gamma)} \sum_{\gamma_0\in F} U(\gamma\gamma_0)e^{-s d_\varphi(\gamma,\gamma\gamma_0)} \right). \end{align}\] By [eq:conv-estimate], applied with \(x=\gamma\), we have \[\sum_{\gamma_0\in F} U(\gamma\gamma_0)e^{-s d_\varphi(\gamma,\gamma\gamma_0)} \le \sum_{y\in\Gamma} U(y)e^{-s d_\varphi(\gamma,y)} \le b_sU(\gamma).\] Therefore the function inside the mean is bounded above by \(b_s\), and so \[\sum_{\gamma_0\in F} e^{\chi(\gamma_0)}e^{-s d_\varphi(e,\gamma_0)} \le b_s\quad\text{ and hence } \quad \sum_{\gamma\in\Gamma} e^{\chi(\gamma)}e^{-s d_\varphi(e,\gamma)}<\infty.\]

Changing variables \(\gamma\mapsto\gamma^{-1}\) and using \(\chi(\gamma^{-1})=-\chi(\gamma)\), gives \[\label{eq:opposite-twisted-series} \sum_{\gamma\in\Gamma} e^{-\chi(\gamma)}e^{-s d_\varphi(e,\gamma^{-1})} = \sum_{\gamma\in\Gamma} e^{-\chi(\gamma)}e^{-s d_{\varphi\circ\operatorname{i}}(e,\gamma)} <\infty.\tag{31}\] Combining these estimates and applying the arithmetic-geometric mean inequality, we get \[\begin{align} \infty &> \sum_{\gamma\in\Gamma} \left( e^{\chi(\gamma)}e^{-s d_\varphi(e,\gamma)} + e^{-\chi(\gamma)}e^{-s d_{\varphi\circ\operatorname{i}}(e,\gamma)} \right) \\ &\ge 2\sum_{\gamma\in\Gamma} \exp\left( -\frac{s}{2} \bigl(d_\varphi(e,\gamma)+d_{\varphi\circ\operatorname{i}}(e,\gamma)\bigr) \right) = 2\sum_{\gamma\in\Gamma} e^{-s d_{\bar\varphi}(e,\gamma)}. \end{align}\] This proves 30 . ◻

Remark 13. The key ingredient for the proof of Theorem 10 is Proposition 12. This is known to be true for relatively Morse subgroups and for linear forms which are positive on the Morse limit cone [20]. For instance, our results apply to cusped Hitchin subgroups. They also apply to \(\theta\)-Anosov and \(\theta\)-Morse subgroups as well, provided we replace the corresponding critical exponents and growth indicators by their \(\theta\)-versions as introduced in [21].

5 Growth indicators of coamenable subgroups↩︎

In this section, we deduce Theorems 2 and [fd] from Theorem 10. Let \(G\) be a connected semisimple real algebraic group. For a discrete subgroup \(\Gamma<G\) and for any vector \(u\in \mathfrak a^+\), set \[\label{grow} \psi_{\Gamma}(u):=\|u\| \inf_{\underset{u \in{\mathcal{C}}}{\mathrm{open\;cones\;}{\mathcal{C}}\subset \mathfrak a^+}} \tau_{\mathcal{C}}\tag{32}\] where \(\tau_{\mathcal{C}}\) is the abscissa of convergence of the series \(\sum_{\gamma\in\Gamma,\,\mu(\gamma)\in\mathcal{C}}e^{-t\lVert\mu(\gamma)\rVert}\). This definition is independent of the choice of a norm on \(\mathfrak a\). Set \(\psi_{\Gamma}(0)=0\). The resulting function \(\psi_{\Gamma}\) on \(\mathfrak a^+\) is the growth indicator of \(\Gamma\), which coincides with the one given in 4 for non-elementary discrete subgroups. Quint [22] showed that \(\psi_{\Gamma}\) is concave, upper-semicontinuous, and its support is precisely the limit cone: \[\mathcal{L}_\Gamma= \{u\in \mathfrak a^+: \psi_{\Gamma}(u)\ge 0\}.\] Moreover, \({\psi_{\Gamma}}\) is positive on \(\operatorname{int}\mathcal{L}_\Gamma\). We have \(\psi_{\Gamma} \circ \operatorname{i}=\psi_{\Gamma}\).

Growth indicators of coamenable subgroups↩︎

In the rest of this section, let \(\Gamma<G\) be a Zariski dense Borel-Anosov subgroup, and let \(N\lhd\Gamma\) be a coamenable normal subgroup, which is necessarily Zariski dense.

We will use the following basic properties of Zariski dense Borel-Anosov subgroups:

Theorem 14. We have \(\mathcal{L}_\Gamma-\{0\}\subset \operatorname{int}\mathfrak a^+\) and \(\psi_\Gamma\) is strictly concave on \(\operatorname{int}\mathcal{L}_\Gamma\).

The first assertion follows from [5]; the strict concavity follows from [23] and [24].

We now prove Theorem [fd].

Theorem 15. We have \[\psi_{N}=\psi_{\Gamma} \qquad\text{on \{v\in \mathfrak a^+: \operatorname{i}(v)=v\}}.\]

In particular, if \(\operatorname{i}\) is trivial, then \[\psi_N=\psi_\Gamma.\]

Proof. By 2, \(\mathcal{L}_N^{\operatorname{i}}=\mathcal{L}_\Gamma^{\operatorname{i}}\). Since \(\psi_{N}=-\infty\) outside \(\mathcal{L}_N\), it suffices to show that \(\psi_N(v)=\psi_\Gamma(v)\) for all \(v\in \mathcal{L}_N\) and \(\operatorname{i}(v)=v\). First consider the case where \(\operatorname{int}\mathcal{L}_\Gamma\). Let \(\varphi\in\mathfrak a^*\) be a linear form tangent to \(\psi_{\Gamma}\) at \(v\), that is, \(\varphi\ge \psi_{\Gamma}\) and \(\varphi(v)=\psi_{\Gamma}(v)\). Such a form exists since \(v\in \operatorname{int}\mathcal{L}_\Gamma\) and \(\psi_{\Gamma}\) is concave (cf. [8]). Since \(\psi_{\Gamma}\) is invariant under \(\operatorname{i}\) and \(\operatorname{i}(v)=v\), the linear form \(\varphi\circ\operatorname{i}\) is also tangent to \(\psi_{\Gamma}\) at \(v\). Hence replacing \(\varphi\) with \(\bar{\varphi}\), we may assume that \(\varphi=\varphi\circ\operatorname{i}\). Moreover, since \(\Gamma\) is Borel-Anosov, a tangent form to \(\psi_{\Gamma}\) at an interior point of \(\mathcal{L}_\Gamma\) is positive on \(\mathcal{L}_\Gamma-\{0\}\). Because \(\varphi\) is tangent to \(\psi_{\Gamma}\), we have \(\delta_{\Gamma,\varphi}=1\). Since \(\varphi\) is symmetric, Theorem 10 gives \[\delta_{N,\varphi}=\delta_{\Gamma,\varphi}=1.\]

Since \(\varphi >0\) on \(\mathcal{L}_N-\{0\}\) and \(\delta_{N,\varphi}=1\), it follows that \(\varphi\) is tangent to \(\psi_{N}\) at some \(u\in \mathcal{L}_N\) (see [21]). Now \[\varphi(u)=\psi_{N}(u)\le \psi_{\Gamma}(u)\le \varphi(u),\] and hence \(\psi_{\Gamma}(u)=\varphi(u)\). We claim that \(u\) lies on the ray \(\mathbb{R}_{>0}v\). Suppose not. For \(0<t<1\), set \[w_t=(1-t)v+tu.\] Since \(v\in\operatorname{int}\mathcal{L}_\Gamma\) and \(u\in\mathcal{L}_\Gamma\), we have \(w_t\in\operatorname{int}\mathcal{L}_\Gamma\). By concavity of \(\psi_{\Gamma}\) and the inequalities \(\psi_{\Gamma}\le\varphi\), we get \[\psi_{\Gamma}(w_t) \ge (1-t)\psi_{\Gamma}(v)+t\psi_{\Gamma}(u) = (1-t)\varphi(v)+t\varphi(u) = \varphi(w_t) \ge \psi_{\Gamma}(w_t).\] Therefore equality holds throughout. Hence \(\psi_{\Gamma}\) is affine on the segment joining \(v\) to \(u\), whose interior lies in \(\operatorname{int}\mathcal{L}_\Gamma\). Since \(\psi_{\Gamma}\) is strictly concave on \(\operatorname{int}\mathcal{L}_\Gamma\), this is possible only if \(u\) and \(v\) lie on the same ray. Thus \(u=tv\) for some \(t>0\). By homogeneity, we get \(\psi_{N}(v)=\psi_{\Gamma}(v)\), as desired.

We now extend this to the case when \(v\) lies in the boundary of \(\mathcal{L}_\Gamma\). Since \(\mathcal{L}_N\) has non-empty interior and \(\operatorname{i}\)-invariant, we can choose \(w\in \operatorname{int}\mathcal{L}_N\) with \(\operatorname{i}(w)=w\). For \(0<t\le 1\), define \(v_t=(1-t)v+tw\). Then for all \(0<t<1\), \(\operatorname{i}(v_t)=v_t\) and \(v_t\in \operatorname{int}\mathcal{L}_N\subset \operatorname{int}\mathcal{L}_\Gamma\), and hence \(\psi_N(v_t)=\psi_\Gamma(v_t)\). We use the elementary fact that a finite concave upper-semicontinuous function on a compact interval is continuous. Applying this to the restrictions of \(\psi_N\) and \(\psi_\Gamma\) to the line segment \(\{v_t: 0\le t\le 1\}\), we get \(\psi_N(v)=\psi_\Gamma(v)\). ◻

The hypothesis that \(v\) is symmetric cannot be dropped: see 20.

Riemannian critical exponents↩︎

Consider the associated Riemannian symmetric space \((G/K, d)\) and set \(o = [K]\). Fix a \(K\)-invariant inner product \(\langle \cdot, \cdot \rangle\) on \(\mathfrak g\) induced from the Killing form on \(\mathfrak g\) so that the induced norm \(\|\cdot \|\) satisfies \[d(go, ho)=\|\mu(g^{-1}h)\|\quad\text{ for any g, h \in G.}\]

Since \(\psi_{\Gamma}\) is concave, upper-semicontinuous, and the unit norm ball in \(\mathfrak a\) is strictly convex, there exists a unique unit vector \({{u_\Gamma}}\in \mathcal{L}_\Gamma\) (called the maximal growth direction) such that the critical exponent \(\delta_\Gamma\) with respect to the Riemannian distance \(d\) satisfies: \[\label{tug}\delta_\Gamma=\max_{u\in\mathfrak a^+,\lVert u\rVert=1}\psi_{\Gamma}(u)=\psi_{\Gamma}({u_\Gamma}).\tag{33}\] We have \(\operatorname{i}(u_{\Gamma})=u_\Gamma\).

Theorem 16. We have \[\delta_N=\delta_\Gamma .\]

Proof. Let \(v_N\in\mathcal{L}_N\) be the maximal growth direction of \(N\). By Quint’s theorem [22], the linear form \[\varphi_{N}(u)\mathrel{\vcenter{:}}=\langle u,v_N\rangle\] satisfies \[\delta_{N,\varphi_{N}}=\delta_N.\] Since \(\Gamma\) is Borel-Anosov, we have \(\mathcal{L}_\Gamma-\{0\}\subset \operatorname{int}\mathfrak a^+\) and hence \(v_N\in\operatorname{int}\mathfrak a^+\). Since \(\mathfrak a^+\) is acute with respect to the inner product \(\langle \cdot, \cdot\rangle\), \(\varphi_{N}\) is positive on \(\mathcal{L}_{\Gamma} -\{0\}\). . Since both \(\psi_N\) and \(v_N\) are invariant under \(\operatorname{i}\), the uniqueness of the maximal growth direction implies \(\operatorname{i}(v_N)=v_N\) and hence \(\varphi_N\) is symmetric. Therefore Theorem 10 gives \[\label{pre}\delta_{\Gamma,\varphi_{N}}=\delta_{N,\varphi_{N}}=\delta_N .\tag{34}\] On the other hand, since \(\|v_N\|=1\), the Cauchy–Schwarz inequality gives \[\varphi_{N}(\mu(\gamma))=\langle \mu(\gamma),v_N\rangle \le \|\mu(\gamma)\| \quad\text{ for all }\gamma\in\Gamma.\] Hence \[\{\gamma\in\Gamma:\|\mu(\gamma)\|<T\} \subset \{\gamma\in\Gamma:\varphi_{N}(\mu(\gamma))<T\},\] and therefore \[\delta_\Gamma\le \delta_{\Gamma,\varphi_{N}}.\] Combining this with 34 gives \(\delta_\Gamma\le \delta_N\). Hence \(\delta_N=\delta_\Gamma\). ◻

Indeed, the same proof works for the following: if \(\|\cdot\|\) is any norm on \(\mathfrak a\) which is \(\operatorname{i}\)-invariant and \(\delta_{\star, \|\cdot\|}:=\limsup_{T\to \infty}\frac{1}{T}\log \#\{g\in \star: \|\mu(g)\|<T\}\), then \[\delta_{\Gamma, \|\cdot\|}=\delta_{N, \|\cdot\|}.\]

6 Sharpness of the symmetry condition↩︎

In this section, we construct examples showing that the symmetry condition in Theorem [fd] is sharp.

Let \(G=\operatorname{SL}_3(\mathbb{R})\). We denote by \((\mathfrak a^+)^\vee\) the closed dual cone of \(\mathfrak a^+\), namely \[(\mathfrak a^+)^\vee = \{\varphi\in\mathfrak a^*:\varphi(v)\ge 0 \text{ for all } v\in\mathfrak a^+\}.\]

We prove two sharpness results. First, for every fixed non-symmetric \(\varphi\in(\mathfrak a^+)^\vee-\{0\}\), there is a Zariski dense Borel-Anosov group \(\Gamma<\operatorname{SL}_3(\mathbb{R})\) with a cocyclic Zariski dense normal subgroup \(N\lhd\Gamma\) such that \[\label{counter} \delta_{N,\varphi}<\delta_{\Gamma,\varphi}.\tag{35}\] Second, there is such a pair \(N\lhd\Gamma\) for which the growth indicators differ at a non-symmetric interior direction of the normal subgroup’s limit cone.

The following elementary pressure lemma is the key input for producing a strict gap for non-symmetric linear forms. By a Schottky representation \(j:F_2=\langle a\rangle *\langle b\rangle\to\operatorname{SL}_2(\mathbb{R})\), we mean a faithful (convex cocompact) representation such that \(j(a)\) and \(j(b)\) form a classical ping-pong pair on \(\mathbb{P}^1(\mathbb{R})\): there are pairwise disjoint intervals \(I_a^\pm,I_b^\pm\) around their attracting and repelling fixed points such that \[j(a)^{\pm1}\bigl(\mathbb{P}^1(\mathbb{R})- I_a^{\mp}\bigr) \subset I_a^\pm, \qquad j(b)^{\pm1}\bigl(\mathbb{P}^1(\mathbb{R})- I_b^{\mp}\bigr) \subset I_b^\pm .\]

Lemma 8. Let \(j:F_2\to\operatorname{SL}_2(\mathbb{R})\) be a Schottky representation, and let \(\ell:F_2\to\mathbb{R}_{\ge0}\) be defined by \[\label{defl} \mu(j(\gamma))=\operatorname{diag}(\ell(\gamma),-\ell(\gamma)) \qquad(\gamma\in F_2).\tag{36}\] Let \(\chi_0:F_2\to\mathbb{R}\) be a non-trivial homomorphism. Then, for all sufficiently small \(t\ne0\), \[\delta_{F_2,\ell+t\chi_0} > \delta_{F_2,\ell}.\] Here, for a proper function \(f:F_2\to\mathbb{R}\), \[\delta_{F_2,f} := \limsup_{T\to\infty} \frac{1}{T} \log\#\{\gamma\in F_2:f(\gamma)<T\}.\]

Proof. Let \(S=\{a^{\pm1},b^{\pm1}\}\) be the free generating set of \(F_2\), and let \[\Sigma=\{(x_i)_{i\ge 0}\in S^{\mathbb{N}}: x_{i+1}\ne x_i^{-1}\}\] be the one-sided subshift coding reduced words. We denote by \(\sigma\) the shift map. By Quint’s Schottky coding for orbital counting [25], there exists a positive Hölder function \(L:\Sigma\to\mathbb{R}\) with the following property: there is a constant \(C>0\) such that, for every reduced word \(\gamma=s_0s_1\cdots s_{n-1}\in F_2\) and every \(x\in\Sigma\) beginning with the block \(s_0s_1\cdots s_{n-1}\), we have \[\left| \sum_{k=0}^{n-1} L(\sigma^k x)-\ell(\gamma) \right|\le C.\]

Since \(\chi_0:F_2\to\mathbb{R}\) is a homomorphism, it is represented by the locally constant function \[\mathcal{X}(x)=\chi_0(x_0),\qquad x=(x_i)_{i\ge0}\in\Sigma.\] Thus, if \(x\) begins with the reduced word \(\gamma=s_0\cdots s_{n-1}\), then \[\sum_{k=0}^{n-1}\mathcal{X}(\sigma^k x)=\chi_0(\gamma).\] Therefore, for every \(t\in\mathbb{R}\), \[\left| \sum_{k=0}^{n-1}(L+t\mathcal{X})(\sigma^k x) - \bigl(\ell(\gamma)+t\chi_0(\gamma)\bigr) \right| \le C.\]

Since \(L\) is positive and continuous on the compact space \(\Sigma\), there is \(c_0>0\) such that \(L\ge c_0\). Hence, for all sufficiently small \(|t|\), the function \[L_t:=L+t\mathcal{X}\] is still positive. In particular, \(\ell+t\chi_0\) is proper on \(F_2\), and the bounded error above does not change the exponential growth exponent. Thus \[H(t):=\delta_{F_2,\ell+t\chi_0}\] is characterized by the pressure equation \[p(-H(t)L_t)=0,\] where \(p\) denotes topological pressure for \((\Sigma,\sigma)\).

The map \((s,t)\mapsto p(-sL_t)\) is real analytic. Moreover, \[\frac{\partial}{\partial s}p(-sL_t) = -\int L_t\,dm_{s,t}<0,\] where \(m_{s,t}\) is the equilibrium state of \(-sL_t\). Hence the implicit function theorem implies that \(H(t)\) is real analytic for \(|t|\) small.

We next observe that \(H\) is even. Since \(\ell(\gamma^{-1})=\ell(\gamma)\) and \(\chi_0(\gamma^{-1})=-\chi_0(\gamma)\), the change of variables \(\gamma\mapsto\gamma^{-1}\) gives \[\#\{\gamma\in F_2:\ell(\gamma)+t\chi_0(\gamma)<T\} = \#\{\gamma\in F_2:\ell(\gamma)-t\chi_0(\gamma)<T\}.\] Therefore \(H(t)=H(-t)\) and hence \(H'(0)=0.\)

Let \(h=H(0)=\delta_{F_2,\ell}\), and let \(m\) be the equilibrium state for the potential \(-hL\). Differentiating \(p\bigl(-H(t)(L+t\mathcal{X})\bigr)=0\) at \(t=0\), and using the pressure derivative formula, gives \[0 = \int \bigl(-H'(0)L-h\mathcal{X}\bigr)\,dm.\] Since \(H'(0)=0\), we obtain \(\int \mathcal{X}\,dm=0\). Differentiating a second time and using the standard pressure Hessian formula gives \[0 = -H''(0)\int L\,dm + h^2\operatorname{Var}_m(\mathcal{X}),\] where \(\operatorname{Var}_m(\mathcal{X})\) is the asymptotic variance of \(\mathcal{X}\) with respect to the equilibrium state \(m\). Hence \[H''(0)\int L\,dm = h^2\operatorname{Var}_m(\mathcal{X}).\] Since \(L>0\), we have \(\int L\,dm>0\). It remains to show that \(\operatorname{Var}_m(\mathcal{X})>0\).

By the Livsic degeneracy criterion for a topologically mixing subshift of finite type, \(\operatorname{Var}_m(\mathcal{X})=0\) if and only if \(\mathcal{X}\) is cohomologous to a constant. Suppose, for contradiction, that \[\mathcal{X}=c+u-u\circ\sigma\] for some continuous function \(u\) and some constant \(c\). Then for every periodic word \(w\) of period \(n\), \[\chi_0(w)=\sum_{k=0}^{n-1}\mathcal{X}(\sigma^k x)=cn.\] Applying this to \(w^{-1}\), which has the same period \(n\), gives \(\chi_0(w)=-cn.\) Thus \(\chi_0(w)=0\) for every cyclically reduced word \(w\). This is impossible because \(\chi_0\) is a non-trivial homomorphism on \(F_2\). Therefore \[\operatorname{Var}_m(\mathcal{X})>0\quad \text{ and hence}\quad H''(0)>0.\]

Since \(H\) is real analytic, even, and satisfies \(H''(0)>0\), the point \(t=0\) is a strict local minimum of \(H\). Hence, for all sufficiently small \(t\ne0\), \[\delta_{F_2,\ell+t\chi_0}> \delta_{F_2,\ell}.\] This proves the lemma. ◻

The model representation↩︎

For \(v=\operatorname{diag}(v_1,v_2,v_3)\in\mathfrak a^+\) for \(\operatorname{SL}_3(\mathbb{R})\), define \[\omega_1(v):=v_1 \quad\text{ and } \quad \omega_2(v):=v_1+v_2.\] These are the fundamental weights.

In the rest of this section, fix a linear form \[\varphi\in(\mathfrak a^+)^\vee-\{0\}, \qquad \varphi=s_1\omega_1+s_2\omega_2, \qquad s_1,s_2\ge0,\quad s_1+s_2>0.\] Then \(\varphi\) is non-symmetric if and only if \(s_1\ne s_2\).

In order to construct an example satisfying 35 , we begin with a Schottky representation \[j:F_2= \langle a\rangle *\langle b\rangle\to\operatorname{SL}_2(\mathbb{R})\] and the function \(\ell:F_2\to \mathbb{R}_{\ge 0}\) defined in 36 . Let \(\chi:F_2 \rightarrow \mathbb{R}\) be the homomorphism with \(\chi(a)=1\) and \(\chi(b)=0\), and set \[\mathcal{N}:=\ker{\chi}=\langle\!\langle b\rangle\!\rangle_{F_2}.\]

For \(\kappa\ge 0\), define \(\rho_{\kappa}:F_2\to\operatorname{SL}_3(\mathbb{R})\) by \[\label{rhokappa} \rho_{\kappa}(\gamma) = \begin{pmatrix} e^{-\kappa{\chi}(\gamma)/2}j(\gamma)&0\\ 0&e^{\kappa{\chi}(\gamma)} \end{pmatrix}.\tag{37}\]

Set \[\Gamma_{\kappa}:=\rho_{\kappa}(F_2), \qquad N_{\kappa}:=\rho_{\kappa}(\mathcal{N}).\]

Theorem 17 (Model representation: all non-symmetric positive forms). For all sufficiently small \(\kappa>0\), we have \[\delta_{\Gamma_{\kappa},\varphi} = {1\over s_1+s_2}\, \delta_{F_2,\ell+\frac{\kappa(s_2-s_1)}{2(s_1+s_2)}{\chi}}\qquad \text{and}\qquad \delta_{N_{\kappa},\varphi} = {1\over s_1+s_2}\,\delta_{F_2,\ell}.\] Consequently, \(\varphi\) is non-symmetric if and only if \[\delta_{N_{\kappa},\varphi} <\delta_{\Gamma_{\kappa},\varphi}.\]

Proof. By Lemma 8, applied to \(j\) and \({\chi}\), there exists \(\eta>0\) such that \[\label{eq:pressure-gap-all-positive-forms} \delta_{F_2,\ell+t{\chi}} > \delta_{F_2,\ell} \quad\text{for all 0<|t|<\eta.}\tag{38}\] Choose \(\kappa>0\) sufficiently small so that \(\kappa/2<\eta\) and, for all \(\gamma\in F_2-\{e\}\), \[\label{eq:kappa-choice-all-positive-forms} \ell(\gamma)>\frac{3\kappa}{2}|{\chi}(\gamma)|.\tag{39}\] This is possible because \(j\) is convex cocompact, so \(\ell(\gamma)\) grows linearly in the word length, while \(|{\chi}(\gamma)|\) is bounded above linearly in the word length. The choice of \(\kappa\) ensures that, for every non-trivial \(\gamma\in F_2\), the Cartan projection of \(\rho_{\kappa}(\gamma)\) is \[\mu(\rho_{\kappa}(\gamma)) = \operatorname{diag}\left( \ell(\gamma)-\frac{\kappa}{2}{\chi}(\gamma),\, \kappa{\chi}(\gamma),\, -\ell(\gamma)-\frac{\kappa}{2}{\chi}(\gamma) \right).\]

Hence, for all \(\gamma\in F_2-\{e\}\), \[\varphi(\mu(\rho_{\kappa}(\gamma))) = (s_1+s_2) \left( \ell(\gamma) + t_{\varphi} {\chi}(\gamma) \right)\] where \(t_{\varphi}:= \frac{\kappa(s_2-s_1)}{2(s_1+s_2)}\). Thus we obtain \[\delta_{\Gamma_{\kappa},\varphi} = \tfrac{1}{s_1+s_2}\, \delta_{F_2,\ell+t_{\varphi}{\chi}}.\]

On the other hand, \({\chi}=0\) on \(\mathcal{N}\). Hence, for every \(h\in\mathcal{N}-\{e\}\), \(\varphi(\mu(\rho_{\kappa}(h))) = (s_1+s_2)\ell(h).\) Therefore \[\delta_{N_{\kappa},\varphi} = \tfrac{1}{s_1+s_2}\,\delta_{\mathcal{N},\ell}.\] Since \(j(\mathcal{N})\) is cocyclic in the convex cocompact group \(j(F_2)<\operatorname{SL}_2(\mathbb{R})\), Roblin’s rank-one theorem [1] gives \(\delta_{\mathcal{N},\ell} = \delta_{F_2,\ell}.\) Thus \[\delta_{N_{\kappa},\varphi} = \tfrac{1}{s_1+s_2}\,\delta_{F_2,\ell}.\]

Since \(|s_2-s_1|\le s_1+s_2\), we have \(|t_{\varphi}|\le \kappa/2<\eta\). If \(s_1\ne s_2\), then \(t_{\varphi}\ne0\), and hence 38 gives \(\delta_{F_2,\ell+t_{\varphi}{\chi}} > \delta_{F_2,\ell}.\) Therefore \(\delta_{\Gamma_{\kappa},\varphi} > \delta_{N_{\kappa},\varphi}.\) If \(s_1=s_2\), then \(t_{\varphi}=0\), so the two displayed formulae give \(\delta_{\Gamma_{\kappa},\varphi} = \delta_{N_{\kappa},\varphi}.\) This completes the proof. ◻

Adding a Schottky generator↩︎

The normal subgroup \(N_{\kappa}\) has only the barycentric direction in its limit cone; in particular, it contains no non-symmetric interior direction. To prove the sharpness of the symmetry condition for growth indicators, we need a non-symmetric direction lying in the interior of the limit cone of the normal subgroup. We therefore add a third Schottky generator \(c\mapsto {\mathsf c}\) so that limit cone of the normal subgroup contains the convex cone spanned by two rays containing \(\lambda({\mathsf c})\) and \(\lambda({\mathsf c}^{-1})\). Choosing \(\lambda({\mathsf c})\) not fixed by \(\operatorname{i}\) gives non-symmetric directions in the interior of this cone. This will allow us to locate the maximizing direction for a nearby non-symmetric linear form inside the limit cone of the normal subgroup.

More precisely, fix a letter \(c\) and let \[F_3=F_2*\langle c\rangle.\]

Let \(\kappa\ge 0\) be small enough to satisfy 14 and recall the representation \(\rho_\kappa: F_2\to \operatorname{SL}_3(\mathbb{R})\) from 37 . For a loxodromic element \({\mathsf c}\in\operatorname{SL}_3(\mathbb{R})\) and \(r\in \mathbb{N}\), define a representation \[\label{eqn:F3} \widehat\rho_{\mathsf c, \kappa ,r}:F_3\to\operatorname{SL}_3(\mathbb{R})\tag{40}\] by \[\widehat\rho_{\mathsf c, \kappa,r}|_{F_2}=\rho_{\kappa},\qquad \widehat\rho_{\mathsf c, \kappa,r}(c)={\mathsf c}^r.\] We choose \(\mathsf c\in\operatorname{SL}_3(\mathbb{R})\) loxodromic and in Schottky position with both \(\Gamma_0\) and \(\rho_\kappa(F_2)\). We choose \(\mathsf c\) generically so that for every \(r\ge1\), \(\widehat\rho_{\mathsf c, \kappa ,r}\) is Zariski dense. This is possible by [26]. For all sufficiently large \(r\), the representations \(\widehat\rho_{\mathsf c, \kappa,r}\) are then Borel-Anosov by the combination theorem [27]. For simplicity, we omit the subscript \(\mathsf c\) from the notation and write \[\widehat\rho_{\kappa ,r}:=\widehat\rho_{\mathsf c, \kappa ,r}.\]

Consider the homomorphism: \[\mathcal{X}:F_3\to\mathbb{Z}, \qquad {\mathcal{X}}(a)=1,\quad {\mathcal{X}}(b)=0,\quad {\mathcal{X}}(c)=0,\] and set \[\mathcal{N}':=\ker{\mathcal{X}}.\] Equivalently, \(\mathcal{N}'\) is the normal closure of \(\langle b,c\rangle\) in \(F_3\), and \(F_3/\mathcal{N}'\simeq\mathbb{Z}\).

Recall \(\Gamma_{\kappa}=\rho_{\kappa}(F_2)\) and set \[\Gamma_{\kappa,r}:=\widehat\rho_{\kappa,r}(F_3) \quad\text{and}\quad N'_{\kappa,r}:=\widehat\rho_{\kappa,r}(\mathcal{N}').\]

Lemma 9 (Free-product estimates). Let \(\mathcal{U}\subset(\mathfrak a^+)^\vee-\{0\}\) be compact, and let \(\kappa\ge0\) be sufficiently small. There exist positive constants \(a_{\mathcal{U}}, B_{\mathcal{U}}, A_{\mathcal{U}}\) and \(r_0\ge 1\) such that the following hold.

  1. For all \(\varphi\in\mathcal{U}\), \(r\ge1\), and \(q\in\mathbb{Z}-\{0\}\), \[\label{eq:c-block-linear-growth} \varphi(\mu(\mathsf c^{rq})) \ge a_{\mathcal{U}}r|q|-B_{\mathcal{U}}.\tag{41}\]

  2. For every reduced word \(\gamma=g_0c^{q_1}g_1\cdots c^{q_k}g_k\) with \(g_i\in F_2\) and \(q_i\in\mathbb{Z}-\{0\}\), all \(r\ge r_0\) and for all \(\varphi\in\mathcal{U}\), \[\begin{gather} \label{eq:free-product-lower} \sum_{i=0}^{k}\varphi(\mu(\rho_{\kappa}(g_i))) + \sum_{i=1}^{k}\varphi(\mu(\mathsf c^{rq_i})) - A_{\mathcal{U}}(k+1)\le \varphi(\mu(\widehat\rho_{\kappa,r}(\gamma))) \\ \le \sum_{i=0}^{k}\varphi(\mu(\rho_{\kappa}(g_i))) + \sum_{i=1}^{k}\varphi(\mu(\mathsf c^{rq_i})) \end{gather}\tag{42}\]

Proof. Since \(\mathsf c\) is loxodromic, both \(\lambda(\mathsf c)\) and \(\lambda(\mathsf c^{-1})\) lie in \(\operatorname{int}\mathfrak a^+\). Compactness of \(\mathcal{U}\subset(\mathfrak a^+)^\vee-\{0\}\), together with \[n^{-1}\mu(\mathsf c^n)\to\lambda(\mathsf c), \qquad n^{-1}\mu(\mathsf c^{-n})\to\lambda(\mathsf c^{-1}),\] gives 41 . For 42 , apply the usual Schottky ping-pong estimate in the two fundamental representations \(\wedge^j\mathbb{R}^3\), \(j=1,2\) (see [3]). Taking logarithms and then applying \(\varphi\) gives the stated lower bound, uniformly for \(\varphi\in\mathcal{U}\). The upper estimate follows directly from submultiplicativity in the same two fundamental representations. ◻

Proposition 18. Let \(\mathcal{U}\subset(\mathfrak a^+)^\vee-\{0\}\) be compact. For all sufficiently small \(\kappa\ge0\), we have \[\lim_{r\to\infty} \sup_{\varphi\in\mathcal{U}} \left| \delta_{\Gamma_{\kappa,r},\varphi} - \delta_{\rho_{\kappa}(F_2),\varphi} \right|=0.\]

Proof. Since \(\widehat\rho_{\kappa,r}|_{F_2}=\rho_\kappa\), we have \(\delta_{\Gamma_{\kappa,r},\varphi} \ge \delta_{\rho_\kappa(F_2),\varphi}\) for all \(r\) and all \(\varphi\in\mathcal{U}\).

Fix \(\varepsilon>0\), and put \[s_\varphi:=\delta_{\rho_\kappa(F_2),\varphi}+\varepsilon.\] Since \(\rho_\kappa(F_2)\) is Borel-Anosov and \(\mathcal{U}\subset(\mathfrak a^+)^\vee-\{0\}\) is compact, the pressure formalism for Schottky groups implies that \(s_\varphi\) is bounded above and bounded away from zero on \(\mathcal{U}\). Moreover, \[S_F(\varphi) := \sum_{g\in F_2} e^{-s_\varphi\varphi(\mu(\rho_\kappa(g)))}\] is uniformly bounded for \(\varphi\in\mathcal{U}\). By 41 , \[S_{\mathsf c}(r,\varphi) := \sum_{q\in\mathbb{Z}-\{0\}} e^{-s_\varphi\varphi(\mu(\mathsf c^{rq}))} \to0 \quad\text{uniformly for \varphi\in\mathcal{U}}.\]

Now let \(\gamma=g_0c^{q_1}g_1\cdots c^{q_k}g_k\) be reduced. By 42 , \[\begin{align} &\sum_{\gamma\in F_3} e^{-s_\varphi\varphi(\mu(\widehat\rho_{\kappa,r}(\gamma)))} \le e^{s_\varphi A_{\mathcal{U}}}S_F(\varphi) \sum_{k\ge0} \left( e^{s_\varphi A_{\mathcal{U}}} S_F(\varphi)S_{\mathsf c}(r,\varphi) \right)^k . \end{align}\] Since \(s_\varphi\) and \(S_F(\varphi)\) are uniformly bounded on \(\mathcal{U}\), while \(S_{\mathsf c}(r,\varphi)\to0\) uniformly, the geometric series converges for all sufficiently large \(r\), uniformly in \(\varphi\in\mathcal{U}\). Hence \[\delta_{\Gamma_{\kappa,r},\varphi} \le \delta_{\rho_\kappa(F_2),\varphi}+\varepsilon\] for all \(\varphi\in\mathcal{U}\) and all sufficiently large \(r\). Combining this with the lower bound and letting \(\varepsilon\to0\) proves the proposition. ◻

Lemma 10. For every \(\varphi\in(\mathfrak a^+)^\vee-\{0\}\) and all sufficiently small \(\kappa\ge0\), we have \[\limsup_{r\to\infty} \delta_{N'_{\kappa,r},\varphi} \le \delta_{\Gamma_0,\varphi}.\]

Proof. Apply Lemma 9 with \(\mathcal{U}=\{\varphi\}\), and write the resulting constant as \(A_\varphi\). Let \(w=w_0c^{q_1}w_1\cdots c^{q_k}w_k\in\mathcal{N}'\) with \(w_i\in F_2\) and \(q_i\in\mathbb{Z}-\{0\}\). Since \(w\in\mathcal{N}'\), the sum of the \(a\)-exponents of the \(F_2\)-blocks is zero: \(\sum_{i=0}^{k}\mathcal{X}(w_i)=0\).

For \(u\in F_2-\{e\}\), by the definition of \(\rho_{\kappa}\) and the choice of \(\kappa\), we have \[\mu(\rho_{\kappa}(u)) = \operatorname{diag}\left( \ell(u)-\frac{\kappa}{2}{\mathcal{X}}(u),\, \kappa{\mathcal{X}}(u),\, -\ell(u)-\frac{\kappa}{2}{\mathcal{X}}(u) \right).\] Hence \[\omega_1(\mu(\rho_{\kappa}(u))) = \ell(u)-\frac{\kappa}{2}{\mathcal{X}}(u)\text{ and } \omega_2(\mu(\rho_{\kappa}(u))) = \ell(u)+\frac{\kappa}{2}{\mathcal{X}}(u).\] Therefore \[\varphi(\mu(\rho_{\kappa}(u))) = \varphi(\mu(\rho_{0}(u))) + \frac{\kappa}{2}(s_2-s_1){\mathcal{X}}(u).\] Applying this to the \(F_2\)-blocks \(w_i\), and using \(\sum_i{\mathcal{X}}(w_i)=0\), gives \[\label{eq:F2-block-cancellation-general} \sum_{i=0}^{k} \varphi(\mu(\rho_{\kappa}(w_i))) = \sum_{i=0}^{k} \varphi(\mu(\rho_{0}(w_i))).\tag{43}\]

Let \(r'=\lfloor r/2\rfloor\). By 41 , after increasing \(r\), we may assume that, for every \(q\ne0\), \[\label{eq:C-comparison-varphi} \varphi(\mu(\mathsf c^{rq})) \ge \varphi(\mu(\mathsf c^{r'q}))+A_\varphi .\tag{44}\] Combining 42 , 43 , and 44 , we get \[\begin{align} \varphi(\mu(\widehat\rho_{\kappa,r}(w))) \ge& \sum_{i=0}^{k} \varphi(\mu(\rho_0(w_i))) + \sum_{i=1}^{k} \varphi(\mu(\mathsf c^{r'q_i})) - A_\varphi \\\ge & \varphi(\mu(\widehat\rho_{0,r'}(w)))-A_\varphi \qquad(w\in\mathcal{N}') \end{align}\]

It follows that, for every \(s>0\), \[\begin{align} \sum_{w\in\mathcal{N}'} e^{-s\varphi(\mu(\widehat\rho_{\kappa,r}(w)))} &\le e^{sA_\varphi} \sum_{w\in\mathcal{N}'} e^{-s\varphi(\mu(\widehat\rho_{0,r'}(w)))} \le e^{sA_\varphi} \sum_{\gamma\in F_3} e^{-s\varphi(\mu(\widehat\rho_{0,r'}(\gamma)))} . \end{align}\] Therefore \[\delta_{N'_{\kappa,r},\varphi} \le \delta_{\widehat\rho_{0,r'}(F_3),\varphi}.\] Using Proposition 18 for \(\widehat\rho_{0,r'}\), we obtain \[\limsup_{r\to\infty} \delta_{N'_{\kappa,r},\varphi} \le \delta_{\Gamma_0,\varphi}.\] ◻

Theorem 19. If \(\varphi\in(\mathfrak a^+)^\vee-\{0\}\) is non-symmetric, then there exists a Zariski dense Borel-Anosov subgroup \(\Gamma<\operatorname{SL}_3(\mathbb{R})\) and a cocyclic Zariski dense normal subgroup \(N\lhd\Gamma\) such that \[\delta_{N,\varphi}< \delta_{\Gamma,\varphi}.\]

Proof. Write \(\varphi=s_1\omega_1+s_2\omega_2\) with \(s_1,s_2\ge0\) and \(s_1+s_2>0\). By Theorem 17, together with Lemma 8, we have \[\delta_{\Gamma_{\kappa},\varphi} > \delta_{\Gamma_0,\varphi} \quad \text{ for all sufficiently small \kappa>0}.\] Indeed, if \(t_\varphi := \frac{\kappa(s_2-s_1)}{2(s_1+s_2)}\ne 0\) is sufficiently small, then \[\delta_{\Gamma_{\kappa},\varphi} = \tfrac{1}{s_1+s_2}\, \delta_{F_2,\ell+t_\varphi{\chi}} > \tfrac{1}{s_1+s_2}\, \delta_{F_2,\ell} = \delta_{\Gamma_0,\varphi}.\] By Proposition 18, we also have \[\lim_{r\to \infty} \delta_{\Gamma_{\kappa,r},\varphi} = \delta_{\Gamma_{\kappa},\varphi}.\] On the other hand, by Lemma 10, \[\limsup_{r\to\infty} \delta_{N'_{\kappa,r},\varphi} \le \delta_{\Gamma_0,\varphi}.\] Combining the last three displays gives \[\limsup_{r\to\infty} \delta_{N'_{\kappa,r},\varphi} < \lim_{r\to\infty} \delta_{\Gamma_{\kappa,r},\varphi}.\] Hence, for all sufficiently large \(r\), \[\delta_{N'_{\kappa,r},\varphi} < \delta_{\Gamma_{\kappa,r},\varphi}.\] Fix such an \(r\), and set \[\Gamma:=\Gamma_{\kappa,r}, \qquad N:=N'_{\kappa,r}.\] For \(r\) sufficiently large, \(\Gamma\) is Borel-Anosov and Zariski dense by the choice of \(\mathsf c\). Since the representation is Borel-Anosov, it is faithful. Hence \[\Gamma/N\simeq F_3/\mathcal{N}'\simeq \mathbb{Z},\] so \(N\) is a cocyclic normal subgroup of \(\Gamma\). Finally, \(N\) is Zariski dense. This proves the theorem. ◻

Growth indicator in non-symmetric direction↩︎

We now aim to prove Theorem 20. Let \(\kappa>0\) be sufficiently small and set for \(r\in \mathbb{N}\), \[\Gamma_r:=\widehat\rho_{\kappa,r}(F_3), \quad N'_r:=N'_{\kappa,r}\quad \Gamma_\infty:=\rho_{\kappa}(F_2).\] Let \[\varphi_0=\omega_1+\omega_2.\]

For \(r\) sufficiently large, \(\Gamma_r\) is Zariski dense and Borel-Anosov. Hence \(\psi_{\Gamma_r}\) is strictly concave on \(\operatorname{int}\mathcal{L}_{\Gamma_r}\). Therefore, for every \(\varphi\) positive on \(\mathcal{L}_{\Gamma_r}-\{0\}\), the variational formula 23 has a unique maximizer \(v_{r,\varphi}\in \operatorname{int}\mathcal{L}_{\Gamma_r}\), characterized by \[\varphi(v_{r,\varphi})=1, \qquad \delta_{\Gamma_r,\varphi}=\psi_{\Gamma_r}(v_{r,\varphi}).\]

For the model group \(\Gamma_\infty\), we define \(v_{\infty,\varphi}\) similarly. Its uniqueness follows from the explicit Schottky pressure formula for \(\delta_{\Gamma_\infty,\varphi}\), equivalently from the strict convexity of the associated pressure function.

Also note that that \(\varphi\mapsto \delta_{\Gamma_r,\varphi}\) is convex on \(\operatorname{int}(\mathcal{L}_{\Gamma_r}^{\vee})=\{\varphi\in \mathfrak a^*:\varphi >0 \text{ on \mathcal{L}_{\Gamma_r}-\{0\}}\}\). Indeed, for each fixed nonzero \(v\in\mathcal{L}_{\Gamma_r}\), the function \(\varphi\mapsto \frac{\psi_{\Gamma_r}(v)}{\varphi(v)}\) is convex \(\operatorname{int}(\mathcal{L}_{\Gamma_r}^{\vee})\), since \(\psi_{\Gamma_r}(v)\ge 0\) and \(x\mapsto 1/x\) is convex on \((0,\infty)\). Hence \(\varphi\mapsto \delta_{\Gamma_r,\varphi}\) is convex as the supremum of convex functions.

Lemma 11 (Uniform convergence of maximizing directions). There exists a neighborhood \(\mathcal{U}\) of \(\varphi_0\) such that as \(r\to\infty\), \[v_{r,\varphi}\to v_{\infty,\varphi} \quad\text{uniformly for \varphi\in\mathcal{U}}.\]

Proof. Choose a compact neighborhood \(\mathcal{U}\) of \(\varphi_0\) in \(\operatorname{int}((\mathfrak a^+)^\vee)\). By Proposition 18, we have \[\delta_{\Gamma_r,\varphi} \to \delta_{\Gamma_\infty,\varphi} \quad\text{uniformly for \varphi\in\mathcal{U}}.\] After shrinking \(\mathcal{U}\) if necessary, the limiting exponent is bounded away from zero on \(\mathcal{U}\). For each sufficiently large \(r\), the uniqueness of the maximizer noted above implies that \(\varphi\mapsto\delta_{\Gamma_r,\varphi}\) is differentiable on \(\mathcal{U}\). For the limiting model group, writing \(\varphi=s_1\omega_1+s_2\omega_2\) the explicit model formula gives \[\delta_{\Gamma_\infty,\varphi} = \frac{1}{s_1+s_2}\, \delta_{F_2,\ell+ \frac{\kappa(s_2-s_1)}{2(s_1+s_2)}\chi}.\] By the pressure argument used in the proof of 8, the right-hand side is real analytic for \(\varphi\) near \(\varphi_0\). Hence \[\varphi\mapsto\delta_{\Gamma_\infty,\varphi}\] is \(C^1\) on \(\mathcal{U}\), after shrinking \(\mathcal{U}\) if necessary. We now use the following standard consequence of convexity: if differentiable convex functions converge locally uniformly to a \(C^1\) convex function, then their differentials converge locally uniformly on compact subsets. Since the functions \(\varphi\mapsto \delta_{\Gamma_r,\varphi}\) are convex and converge uniformly on \(\mathcal{U}\) to the \(C^1\) function \(\varphi\mapsto \delta_{\Gamma_\infty,\varphi}\), we obtain \[D_\varphi\delta_{\Gamma_r,\varphi} \to D_\varphi\delta_{\Gamma_\infty,\varphi} \qquad\text{uniformly for }\varphi\in\mathcal{U}.\]

For every \(\eta\in\mathfrak a^*\), we get \[\label{dvv} D_\varphi\delta_{\Gamma_r,\varphi}(\eta) = -\delta_{\Gamma_r,\varphi}\,\eta(v_{r,\varphi}).\tag{45}\] Indeed, set \(F(\varphi)=\delta_{\Gamma_r,\varphi}\). By 23 , for small \(t\), \[F(\varphi+t\eta) \ge \frac{\psi_{\Gamma_r}(v_{r,\varphi})}{(\varphi+t\eta)(v)} = \frac{F(\varphi)}{1+t\eta(v_{r,\varphi})}.\] Dividing by \(t>0\) and letting \(t\to0^+\) gives \(D_\varphi F(\eta)\ge -F(\varphi)\eta(v_{r,\varphi}).\) Applying the same argument with \(-\eta\) in place of \(\eta\) gives the reverse inequality, yielding 45 .

The same formula holds for the model group: \[D_\varphi\delta_{\Gamma_\infty,\varphi}(\eta) = -\delta_{\Gamma_\infty,\varphi}\,\eta(v_{\infty,\varphi}).\] Since \(\delta_{\Gamma_r,\varphi}\to\delta_{\Gamma_\infty,\varphi}>0\) uniformly on \(\mathcal{U}\), the convergence of differentials implies that for every \(\eta\in\mathfrak a^*\), \[\eta(v_{r,\varphi})\to \eta(v_{\infty,\varphi}) \qquad\text{uniformly for }\varphi\in\mathcal{U}.\] Choosing a basis of \(\mathfrak a^*\), we conclude that \(v_{r,\varphi}\to v_{\infty,\varphi}\) uniformly for \(\varphi\in\mathcal{U}\). ◻

Lemma 12. Suppose that \(\lambda({\mathsf c})\ne \operatorname{i}(\lambda({\mathsf c}))\). Then there exist a conic neighborhood \(U\) of the barycentric ray in \(\mathfrak a^+\), a neighborhood \(\mathcal{U}\) of \(\varphi_0\) in \(\mathfrak a^*\), and \(r_0\ge1\) such that, for all \(r\ge r_0\) and all \(\varphi\in\mathcal{U}\), \[v_{r,\varphi}\in U\quad\text{and}\quad U\subset \operatorname{int}\mathcal{L}_{N'_r} \quad\text{for all } r\ge r_0.\]

Proof. Let \(U\) be a conic neighborhood of the barycentric ray whose closure is contained in the interior of the convex cone spanned by \(\lambda({\mathsf c})\) and \(\lambda({\mathsf c}^{-1})\). Since \(c,c^{-1}\in\mathcal{N}'\), the limit cone \(\mathcal{L}_{N_r'}\) contains the convex cone spanned by \(\lambda({\mathsf c})\) and \(\lambda({\mathsf c}^{-1})\). Therefore \(U\subset \operatorname{int}\mathcal{L}_{N_r'}.\)

It remains to show that \(v_{r,\varphi}\in U\) for \(\varphi\) near \(\varphi_0\) and \(r\) large. Since \(\varphi_0\) and \(\psi_{\Gamma_\infty}\) are both \(\operatorname{i}\)-invariant, it follows from the uniqueness that \(v_{\infty,\varphi_0}\) lies on the barycentric ray. The map \[\varphi\mapsto v_{\infty,\varphi}\] is continuous near \(\varphi_0\). Indeed, since \(\varphi\mapsto\delta_{\Gamma_\infty,\varphi}\) is real analytic near \(\varphi_0\), and since \(v_{\infty, \varphi}\) satisfies \[D_\varphi\delta_{\Gamma_\infty,\varphi}(\eta) = -\delta_{\Gamma_\infty,\varphi}\,\eta(v_{\infty,\varphi}) \qquad(\eta\in\mathfrak a^*),\] the vector \(v_{\infty, \varphi}\) depends continuously on \(\varphi\). Therefore, after shrinking \(\mathcal{U}\), we have \[v_{\infty,\varphi}\in U \qquad(\varphi\in\mathcal{U}).\] By the uniform convergence \(v_{r,\varphi}\to v_{\infty,\varphi}\) (11), after increasing \(r_0\) we obtain \(v_{r,\varphi}\in U\) for all \(r\ge r_0\) and \(\varphi\in\mathcal{U}\). This proves the lemma. ◻

Theorem 20. There exists a Zariski dense Borel-Anosov subgroup \(\Gamma<\operatorname{SL}_3(\mathbb{R})\) and a cocyclic Zariski dense normal subgroup \(N\lhd\Gamma\) such that \[\psi_N \ne \psi_\Gamma \text{ on \operatorname{int}\mathcal{L}_N} \quad\text{and}\quad \mathcal{L}_N=\mathcal{L}_\Gamma\]

The rest of this section is devoted to the proof of Theorem 20. Choose \(\mathsf c\) as in Lemma 12. Thus there exist a neighborhood \(U\) of the barycentric ray, a neighborhood \(\mathcal{U}\) of \(\varphi_0\), and \(r_0\ge1\) such that, for all \(r\ge r_0\), \[U\subset \operatorname{int}\mathcal{L}_{N'_r}.\]

Choose a non-symmetric form \(\varphi=s_1\omega_1+s_2\omega_2\in \mathcal{U}\) with \(s_1,s_2>0\) and \(s_1\ne s_2\). By the proof of 19, after increasing \(r\) if necessary, we have \[\delta_{N'_r,\varphi} < \delta_{\Gamma_r,\varphi}.\] Fix such an \(r\), and set \[\Gamma:=\Gamma_r, \quad\text{and}\quad N:=N'_r.\] For \(r\) sufficiently large, \(\Gamma\) is Zariski dense and Borel-Anosov, and \(N\lhd\Gamma\) is cocyclic and Zariski dense. Let \(v=v_\varphi\) be the unique maximizing vector for \(\delta_{\Gamma,\varphi}\), normalized by \(\varphi(v)=1\). By Lemma 12, we have \[v\in U\subset \operatorname{int}\mathcal{L}_N.\]

We claim that \[\label{dif} \psi_N(v)\ne \psi_\Gamma(v).\tag{46}\] Indeed, if \(\psi_N(v)=\psi_\Gamma(v)\), then since \(v\in \mathcal{L}_N\) and \(\varphi(v)=1\), by Lemma 3 we would have \[\delta_{N,\varphi} \ge \psi_N(v) = \psi_\Gamma(v) = \delta_{\Gamma,\varphi},\] contradicting \(\delta_{N,\varphi}<\delta_{\Gamma,\varphi}\). This proves 46 .

We now show that one may further arrange that \[\mathcal{L}_N=\mathcal{L}_\Gamma .\] For this, we use the following lemma. It is proved by a minor variation of the proof of [28], where the subgroup \(\Delta\) was assumed to be cyclic.

Lemma 13. Let \(\Gamma<\operatorname{SL}_3(\mathbb{R})\) be a Zariski dense Borel-Anosov subgroup. Suppose that \(\Gamma\) splits as a free product \[\Gamma=\Delta*\langle \mathsf c\rangle,\] where \(\Delta<\Gamma\) is a finitely generated subgroup and \(\mathsf c\in\Gamma\) has infinite order with \(\lambda(\mathsf c)\ne \lambda(\mathsf c^{-1})\). Suppose that

  1. \(\lambda(\mathsf c)\) lies outside the smallest closed convex cone in \(\mathfrak a^+\) containing \(\mathcal{L}_{\Delta}\);

  2. for all finite index subgroups \(\Delta'\) of \(\Delta\), the subgroup \(\langle \Delta', \mathsf c\rangle\) is Zariski dense.

Then there exists a finite index subgroup \(\Delta'\) of \(\Delta\) such that the limit cone \(\mathcal{L}_{\Delta'* \langle\mathsf c\rangle}\) is equal to the convex cone bounded by the two rays containing \(\lambda(\mathsf c)\) and \(\lambda(\mathsf c^{-1})\).

Proof. Let \(\mathcal{C}_{\mathsf c}\) denote the convex cone spanned by two rays \(\lambda(\mathsf c)\) and \(\lambda(\mathsf c^{-1})\). Since \(\mathcal{L}_\Delta\) is \(\operatorname{i}\)-invariant, so is the smallest convex cone containing it. Since \(\operatorname{i}(\lambda(\mathsf c))=\lambda(\mathsf c^{-1})\), the first hypothesis implies that \(\lambda(\mathsf c^{-1})\) lies outside the smallest convex cone containing \(\mathcal{L}_\Delta\). Therefore we have \(\mathcal{L}_\Delta-\{0\}\subset \operatorname{int}\mathcal{C}_{\mathsf c}\).

We first arrange a ping-pong configuration. Since \(\Gamma\) is Borel-Anosov, its boundary map to the full flag variety \(\mathcal{F}\) is antipodal. Since \(\Delta\) is a free factor of the word-hyperbolic group \(\Gamma\), it is quasiconvex in \(\Gamma\). Hence \(\Delta\) is again Borel-Anosov, with limit set \(\Lambda_\Delta\subset \mathcal{F}\).

Let \(\xi_{\mathsf c}\in \mathcal{F}\) and \(\xi_{\mathsf c^{-1}}\in \mathcal{F}\) denote the attracting fixed points of \(\mathsf c\) and \(\mathsf c^{-1}\) respectively. Choose compact neighborhoods \(Y\) of \(\Lambda_\Delta\) and \(X\) of \(\{\xi_{\mathsf c} ,\xi_{\mathsf c^{-1}}\}\cup \bigcup_{n\ne0}\mathsf c^n\Lambda_\Delta\) so that every flag in \(X\) is antipodal to every flag in \(Y\), and so that for all \(n\in \mathbb{Z}-\{0\}\), \[\mathsf c^nY\subset\operatorname{int}X\] By the convergence dynamics of the Anosov subgroup \(\Delta\), all but finitely many elements \(g\in\Delta\) satisfy \[gX\subset\operatorname{int}Y.\] Since \(\Delta\) is finitely generated and linear, it is residually finite. Passing to a finite-index subgroup \(\Delta'<\Delta\) which avoids this finite exceptional set, we obtain \[gX\subset\operatorname{int}Y \qquad \text{for all g\in\Delta'-\{e\}.}\] Thus \(\Delta'\) and \(\langle\mathsf c\rangle\) play ping-pong with the sets \(X\) and \(Y\).

By [28] (see also [3]), there exists a constant \(C_0>0\) such that every reduced word \[w=g_1\mathsf c^{n_1}\cdots g_k\mathsf c^{n_k}, \qquad g_i\in\Delta'-\{e\},\quad n_i\in\mathbb{Z}-\{0\},\] satisfies \[\left\| \mu(w) - \sum_{i=1}^k\mu(g_i) - \sum_{i=1}^k\mu(\mathsf c^{n_i}) \right\| \le C_0k.\] Since \[\|\mu(\mathsf c^n)-\lambda(\mathsf c^n)\|=O(1) \qquad(n\in\mathbb{Z}),\] we may enlarge \(C_0\) and write \[\left\| \mu(w) - \sum_{i=1}^k\mu(g_i) - \sum_{i=1}^k |n_i|\lambda(\mathsf c^{\operatorname{sgn}n_i}) \right\| \le C_0k.\]

If \(w\) is cyclically reduced, applying this estimate to \(w^m\), dividing by \(m\), and letting \(m\to\infty\), gives \[\label{give} \left\| \lambda(w) - \sum_{i=1}^k\mu(g_i) - \sum_{i=1}^k |n_i|\lambda(\mathsf c^{\operatorname{sgn}n_i}) \right\| \le C_0k.\tag{47}\]

Indeed, when \(w\) is cyclically reduced, the word \(w^m\) is obtained by concatenating \(m\) copies of \(w\) without cancellation, and \(\lambda(w)=\lim_{m\to\infty}\frac{1}{m}\mu(w^m)\).

If \(w\) is not cyclically reduced, then \(w\) is conjugate either to a cyclically reduced word or to an element of one of the free factors. Since the Jordan projection is invariant under conjugation, replacing \(w\) by a conjugate does not change \(\lambda(w)\). Thus the preceding estimate applies after conjugating \(w\) to cyclically reduced form; if \(w\) is conjugate into \(\Delta'\) or into \(\langle \mathsf c\rangle\), the desired cone containment follows directly from \(\mathcal{L}_{\Delta'}\subset \mathcal{C}_{\mathsf c}\) or \(\lambda(\mathsf c^{\pm1})\in\mathcal{C}_{\mathsf c}\).

We now show that every Jordan projection \(\lambda(w)\) lies in \(\mathcal{C}_{\mathsf c}\). For \(v\in\operatorname{int}\mathfrak a^+\), set \[R(v):=\frac{\alpha_1(v)}{\alpha_2(v)}.\] Let \[R_+:= \max\{R(\lambda(\mathsf c)),R(\lambda(\mathsf c^{-1}))\}, \qquad R_-:= \min\{R(\lambda(\mathsf c)),R(\lambda(\mathsf c^{-1}))\}.\] Then \(\mathcal{C}_{\mathsf c}\) is precisely the closed cone of vectors \(v\in\mathfrak a^+\) satisfying \[R_-\le R(v)\le R_+.\]

Since \[\mathcal{L}_\Delta-\{0\} \subset \operatorname{int}\mathcal{C}_{\mathsf c},\] the ratios \(R(v)\), for \(v\in\mathcal{L}_\Delta-\{0\}\), are uniformly bounded away from \(R_+\) and \(R_-\). Moreover, since \(\mathcal{L}_\Delta\) is the asymptotic cone of \(\mu(\Delta)\), after passing to a deeper finite-index subgroup \(\Delta'\), if necessary, we may therefore assume that, for every non-trivial \(g\in\Delta'\), \[\label{muc} \alpha_2(\mu(g))>C_0 \quad\text{ and }\quad \frac{\alpha_1(\mu(g))+C_0}{\alpha_2(\mu(g))-C_0} < R_+.\tag{48}\]

So \[D_w:= \sum_{i=1}^k\bigl(\alpha_2(\mu(g_i))-C_0\bigr) + \sum_{i=1}^k |n_i| \alpha_2\bigl(\lambda(\mathsf c^{\operatorname{sgn} n_i})\bigr) >0.\] Since \({\alpha_1(\lambda(\mathsf c^{\pm1}))}\le R_+ {\alpha_2(\lambda(\mathsf c^{\pm1}))}\) and \({\alpha_1(\mu(g))+C_0}< R_+ {\alpha_2(\mu(g))-C_0}\) for all \(g\in \Delta'\), the estimate for \(\lambda(w)\) in 47 gives \[\alpha_1(\lambda(w))\le R_+D_w, \qquad \alpha_2(\lambda(w))\ge D_w.\] Hence \[R(\lambda(w))\le R_+.\]

Applying the same argument to \(w^{-1}\), and using \(\lambda(w^{-1})=\operatorname{i}(\lambda(w))\) gives the lower bound \[R(\lambda(w))\ge R_-.\] Therefore \[\lambda(w)\in\mathcal{C}_{\mathsf c} \qquad \text{for all w\in\Delta'*\langle\mathsf c\rangle}.\]

By hypothesis, \(\Delta'*\langle\mathsf c\rangle\) is Zariski dense in \(\operatorname{SL}_3(\mathbb{R})\). Hence, its limit cone is the smallest closed convex cone containing the Jordan projections of its elements. Since all these Jordan projections lie in \(\mathcal{C}_{\mathsf c}\), we get \[\mathcal{L}_{\Delta'*\langle\mathsf c\rangle} \subset \mathcal{C}_{\mathsf c}.\] The reverse inclusion holds because \(\mathsf c\) and \(\mathsf c^{-1}\) belong to \(\Delta'*\langle\mathsf c\rangle\). This proves the lemma. ◻

Note that in our proof of 20, we can add the assumption that \(\lambda(\mathsf c)\) lies outside \(\mathcal{L}_{\rho_\kappa(\langle a,b\rangle)}\) and that for all \(m\in\mathbb{N}\), \(\langle \rho_{\kappa}(\langle a^m,b^m\rangle), \mathsf c \rangle\) is Zariski dense. In this case, 13 implies that there exists \(m\in\mathbb{N}\) such that \(\mathcal{L}_{\widehat\rho_{\kappa,r}(\langle a^m,b^m,c\rangle)}\) is equal to the convex cone \(\mathcal{L}\) bounded by the two rays containing \(\lambda(\mathsf c)\) and \(\lambda(\mathsf c^{-1})\).

We can now repeat the proof of the first part for the restriction \(\widehat\rho_{\kappa,r}\vert_{\langle a^m,b^m,c\rangle}\). Note that every Zariski dense subgroup of \(\widehat\rho_{\kappa,r}(\langle a^m,b^m,c\rangle)\) containing a nontrivial power of \(\mathsf c\) also has the same limit cone \(\mathcal{L}\). In particular, in the proof of the first part, we may take \[\Gamma = \widehat\rho_{\kappa,r}(\langle a^m,b^m,c\rangle) \quad\text{and}\quad N = \widehat\rho_{\kappa,r}(\langle\!\langle b^m,c\rangle\!\rangle),\] and obtain \(\mathcal{L}_N=\mathcal{L}_\Gamma\). Here \(\langle\!\langle b^m,c\rangle\!\rangle\) denotes the normal closure of \(\langle b^m,c\rangle\) in \(\langle a^m,b^m,c\rangle\). The remainder of the proof of the theorem works as before. This finishes the proof of Theorem 20.

Remark 21. The appendix argument also gives a directional lower bound for growth indicators. Let \(N\lhd\Gamma\) be a Zariski dense normal subgroup of a Borel-Anosov subgroup \(\Gamma<G\). Then \[\label{normalg} \psi_N(v)\ge \frac{1}{2} \psi_\Gamma(v) \quad\text{for every v\in\mathfrak a^+ with \operatorname{i}(v)=v.}\tag{49}\]

Indeed, the proof is a cone-localized version of the conjugacy-counting argument in the appendix. Choose a non-trivial element \(u\in N\), and write \(u=w^p\) with \(w\in\Gamma\) primitive and \(p\ge1\). Since \(N\) is normal, all conjugates \(fw^pf^{-1}\) lie in \(N\). After choosing the double-coset representatives \(f\) as in the appendix, the map \(f\mapsto fw^pf^{-1}\) has uniformly bounded multiplicity, and coarse Cartan additivity gives \[\mu(fw^pf^{-1})=\mu(f)+\mu(f^{-1})+O(1) = \mu(f)+\operatorname{i}\mu(f)+O(1).\] Now suppose that \(v\in\mathfrak a^+\) satisfies \(\operatorname{i}(v)=v\). If \(\mu(f)\) lies in a sufficiently small cone around \(v\), then \(\mu(f)+\operatorname{i}\mu(f)\) lies in a prescribed cone around the same ray \(\mathbb{R}_{>0}v\), and its norm is \(2\|\mu(f)\|+O(1)\). Hence, for every open cone \(\mathcal{C}\) containing \(v\), there is a smaller open cone \(\mathcal{C}'\) containing \(v\) such that, up to a polynomial factor in \(T\), \[\#\{h\in N:\mu(h)\in\mathcal{C},\;\|\mu(h)\|\le 2T+O(1)\} \gg \#\{\gamma\in\Gamma:\mu(\gamma)\in\mathcal{C}',\;\|\mu(\gamma)\|\le T\}.\] Taking logarithms, dividing by \(2T\), and then letting \(T\to\infty\), gives \[\tau_{\mathcal{C}}(N)\ge \frac{1}{2}\,\tau_{\mathcal{C}'}(\Gamma).\] where \(\tau_{\mathcal{C}}(\star)=\limsup_{T}\frac{1}{T}\log \#\{g\in \star: \mu(g)\in \mathcal{C}, \|\mu(g)\|<T\}.\) Finally, taking the infimum over cones \(\mathcal{C}\) containing \(v\) yields \(\psi_N(v)\ge \frac{1}{2}\psi_\Gamma(v)\) which is the desired inequality.

7 Critical exponents of normal subgroups↩︎

Konstantinos Tsouvalas

Critical exponents of normal subgroups↩︎

For a general normal subgroup, not necessarily coamenable, we have the following lower bound:

Theorem 22. Let \(G\) be a connected semisimple real algebraic group and \(\Gamma\) a non-virtually cyclic Borel-Anosov subgroup of \(G\). If \(N\lhd \Gamma\) is an infinite normal subgroup, then \(\delta_N\ge \frac{1}{2}\delta_\Gamma.\)

This subsection is devoted to the proof of the above theorem. Since the critical exponent does not change up to passing to a finite-index subgroup, we shall assume for the rest of this appendix that \(\Gamma\) is torsion-free. We fix a word metric \(|\cdot|\) on \(\Gamma\) and for \(\gamma_1,\gamma_2\in \Gamma\), we denote by \[(\gamma_1\cdot \gamma_2)=|\gamma_1|+|\gamma_2|-|\gamma_1^{-1}\gamma_2|\] the Gromov product of \(\gamma_1,\gamma_2\).

Lemma 14. Let \(w\in \Gamma\) be a primitive element. There exist \(M>0\) and a set \(Q\) of double coset representatives for \(\langle w\rangle\) in \(\Gamma\) such that, for any \(h\in Q\) non-trivial and any \(r,s\in \mathbb{Z}\), \[\big||h^{\pm 1}w^r|-|h|-|w^r|\big|\leq M \text{ and } \big||w^s h^{\pm 1}w^r|-|w^s h^{\pm 1}|-|w^r|\big|\leq M.\]

Proof. Since \(\langle w\rangle\) is a quasiconvex subgroup of \(\Gamma\), it acts cocompactly on \[\mathcal{X}_w := \big(\Gamma\cup \partial\Gamma\big) \smallsetminus \{w^+,w^-\},\] where \(w^+\) and \(w^-\) are the attracting and repelling fixed points of \(w\) in \(\partial\Gamma\). Choose a compact fundamental domain \(\mathcal{F}_1\subset \mathcal{X}_w\) for this action, so that \(\mathcal{X}_w=\langle w\rangle \mathcal{F}_1\). In particular, the points of \(\mathcal{F}_1\) are uniformly separated from \(w^+\) and \(w^-\) in the visual metric. Let \(T_1:=\Gamma\cap \mathcal{F}_1\). For each \(t\in T_1\), write \(t^{-1}=w^{m(t)}\overline{t}\) for some \(m(t)\in\mathbb{Z}\) and some \(\overline{t}\in T_1\), and set \(T:=\{\overline{t}:t\in T_1\}\). Then any element of \(T\), as well as its inverse up to left multiplication by a power of \(w\), remains uniformly away from \(\{w^+,w^-\}\) in the visual metric. Choose from \(T\) one representative for each double coset of \(\langle w\rangle\) in \(\Gamma - \langle w\rangle\), and denote the resulting set by \(Q\). By construction, for any \(h\in Q\), the points represented by \(h\) and \(h^{-1}\) are uniformly away from \(w^+\) and \(w^-\). Hence the Gromov products \((h^{\mp1} \cdot w^r)\), \(h\in Q,\;r\in\mathbb{Z}\), are uniformly bounded. This proves the first estimate. The same compactness argument shows that since for any \(h\in Q\) non-trivial, \(h\{w^{+},w^{-}\}\) is uniformly away from \(\{w^{+},w^{-}\}\) in \(\Gamma \cup \partial \Gamma\), the Gromov products \(\big((w^s h^{\pm1})^{-1}\cdot w^r\big)\), \(h\in Q,\;r,s\in\mathbb{Z}\), are uniformly bounded. Equivalently, \(\big||w^s h^{\pm 1}w^r|-|w^s h^{\pm 1}|-|w^r|\big|\) is uniformly bounded. Enlarging the constant if necessary completes the proof. ◻

Lemma 15. For any primitive element \(w\in\Gamma\), there exist a set \(Q\subset\Gamma\) of double coset representatives for \(\langle w\rangle\) in \(\Gamma\) and a constant \(c>0\) such that, for all \(T\geq 1\), \[\label{exponent-ineq1} \#\{g\in Q:\|\mu(g)\|\leq T\} \geq {c}{T^{-2}} \#\{g\in\Gamma:\|\mu(g)\|\leq T\}.\tag{50}\]

Proof. Let \(Q\subset\Gamma\) be the set of double coset representatives provided by Lemma 14. Since \(Q\) is a set of representatives for \(\langle w\rangle\backslash \big(\Gamma\smallsetminus \langle w\rangle\big)/ \langle w\rangle\) any element of \(\Gamma\smallsetminus\langle w\rangle\) can be written uniquely in the form \[w^r f w^s, \qquad r,s\in\mathbb{Z},\quad f\in Q.\]

By Lemma 14, there exists \(C>0\) such that, for any \(r,s\in\mathbb{Z}\) and any \(f\in Q\), \[\big||w^r f w^s|-|f|-|w^r|-|w^s|\big|\leq C.\] Applying Proposition 11, we obtain a constant \(L>0\) such that \[\label{exponent-ineq4} \sup_{r,s\in\mathbb{Z}} \sup_{f\in Q} \big\| \mu(w^r f w^s)-\mu(f)-\mu(w^r)-\mu(w^s) \big\| \leq L.\tag{51}\]

Since \(\langle w\rangle\) is quasi-isometrically embedded, there exists \(C_1>0\) such that, for all \(T\geq 1\), \[\#\{r\in\mathbb{Z}:\|\mu(w^r)\|\leq T\}\leq C_1T.\] Using 51 , we obtain, after enlarging constants if necessary, \[\begin{gather} \#\{g\in\Gamma:\|\mu(g)\|\leq T\} \leq \#\{r\in\mathbb{Z}:\|\mu(w^r)\|\leq T\} \\ \quad+ \#\Big\{ (r,s,f)\in\mathbb{Z}^2\times Q: \|\mu(w^r)\|+\|\mu(w^s)\|+\|\mu(f)\|\leq T+L \Big\} \\ \leq C_2T^2 \#\{f\in Q:\|\mu(f)\|\leq T+L\}+C_2T . \end{gather}\]

Absorbing the fixed additive error \(L\) and the lower-order term into the polynomial factor proves 50 . ◻

Proof of Theorem 22. Since \(\Gamma\) is torsion-free hyperbolic and \(N\) is non-virtually cyclic, there exist a primitive element \(w\in N\) (e.g. see the proof of [29]).

Let \(Q\) be the set of double coset representatives of \(\langle w\rangle\) given by Lemma 15. Since \(\Gamma\) is torsion-free hyperbolic and \(w\) is primitive, the centralizer of \(w\) is \(\langle w\rangle\). Hence the map \(Q\to \Gamma\) given by \(f\mapsto fw f^{-1}\) is injective. Moreover, by subadditivity of the Cartan projection and by \(\|\mu(f^{-1})\|=\|\mu(f)\|\), we have \[\|\mu(fw f^{-1})\| \leq 2\|\mu(f)\|+\|\mu(w)\|.\] Hence, for any \(T\geq 1\), \[\#\{h\in N:\|\mu(h)\|\leq 2T+\|\mu(w)\|\} \geq \#\{f\in Q:\|\mu(f)\|\leq T\}.\] Using 50 , we obtain \[\#\{h\in N:\|\mu(h)\|\leq 2T+\|\mu(w)\|\} \geq {c}{T^{-2}} \#\{g\in\Gamma:\|\mu(g)\|\leq T\}.\] Taking logarithms, dividing by \(2T+\|\mu(w)\|\), and passing to the upper limit gives \(\delta_N\geq \delta_\Gamma/2\). ◻

We remark that estimates similar to Theorem 22 have been established for the growth of confined subgroups in discrete subgroups of isometry groups of Gromov hyperbolic and \(\mathrm{CAT}(0)\) spaces, see [30]. We would like to thank Inhyeok Choi for pointing out to us the paper [30].

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