April 23, 2026
We present a uniform framework for constructing \(3\)-designs from \(\mathrm{GL}_2(\mathbb{F}_q)\)-invariant subspaces of \(\mathbb{F}_q[X,Y]_k\), the space of homogeneous polynomials of degree \(k\). Given such a subspace \(W\), we associate a \(\mathrm{PGL}_2(\mathbb{F}_q)\)-invariant family of \(k\)-subsets of \(\mathbb{P}^1(\mathbb{F}_q)\). Whenever this family is nonempty, it forms a \(3\text{-}(q+1,k,\lambda)\) design. Via the Cayley transform, the construction is reformulated on the unit circle \(U_{q+1}\subseteq \mathbb{F}_{q^2}^{\times}\), where the block conditions become explicit linear relations among elementary symmetric polynomials. This reformulation unifies several previously disparate constructions and simplifies a number of delicate ad hoc computations. When \(k\le q\), the evaluation map on \(\mathbb{P}^1(\mathbb{F}_q)\) identifies \(W\) with a subcode \(C_W\) of the projective Reed–Solomon code. We show that the associated block family is nonempty if and only if \(d(C_W)=q+1-k\). Under this condition, the supports of minimum-weight codewords in \(C_W\), as well as the supports of suitable fixed-weight codewords in the dual code \(C_W^\perp\), yield further \(3\)-designs.
Applying this framework to the Lucas subspaces, which form a distinguished family of invariant subspaces, we obtain explicit block descriptions, classify the cases in which the defining conditions reduce to a single equation, and establish several emptiness and nonemptiness results. In particular, for \(q=p^e\) and \(k=p^m+1\), we show that the associated block family is nonempty if and only if \(m\mid e\), in which case it yields the Steiner system \(S(3,p^m+1,q+1)\). Finally, in the ternary case \(p=3\) and \(k=7\), we use the weight distribution of the ternary Melas code to determine the design parameters left undetermined by Xu et al.
Keywords: \(3\)-designs, \(\mathrm{GL}_2(\mathbb{F}_q)\)-invariant subspaces, Lucas subspaces, Cayley transform, homogeneous polynomial spaces
Let \(X\) be a finite set of cardinality \(|X|=v\), whose elements are called points, and let \(\mathcal{B}\) be a collection of \(k\)-subsets of \(X\), whose elements are called blocks. The pair \((X,\mathcal{B})\) is called a \(t\)-\((v,k,\lambda)\) design if every \(t\)-subset of \(X\) is contained in exactly \(\lambda\) blocks of \(\mathcal{B}\). The integer \(t\) is called the strength of the design, and \(\lambda\) is called its index. If no block is repeated, then the design is said to be simple. In this paper, we consider only simple designs. Let \(b=|\mathcal{B}|\) denote the number of blocks. Then the parameters satisfy the well-known relation \[\label{solve95b} b\binom{k}{t}=\lambda\binom{v}{t}.\tag{1}\] In the special case \(\lambda=1\), the design is called a Steiner system and is denoted by \(S(t,k,v)\).
Let \(\mathbb{F}_q\) be a finite field, where \(q\) is a prime power. An \([n,\kappa,d]\) linear code \(C\) over \(\mathbb{F}_q\) is a \(\kappa\)-dimensional subspace of \(\mathbb{F}_q^n\) with minimum Hamming distance \(d\). The dual code of \(C\) is defined by \(C^\perp=\{x\in\mathbb{F}_q^n:x^Tc=0,\forall c\in C\}\). For each \(0\le i\le n\), let \(A_i\) denote the number of codewords of weight \(i\) in \(C\). Then the sequence \((A_0,A_1,\dots,A_n)\) is called the weight distribution of \(C\).
The construction of \(t\)-designs has long drawn on ideas from both permutation group theory and coding theory [1]–[4]. One classical line is the group-theoretic approach. A well-known principle in design theory is that highly transitive permutation groups often give rise to \(t\)-designs through invariant families of subsets. This viewpoint has generated many important constructions in design theory, and is closely related to other group-based methods arising from finite geometry and difference sets. For \(3\)-designs, Cameron et al. systematically studied the designs arising from the action of \(\mathop{\mathrm{PGL}}(2,q)\) on \(k\)-subsets of \(\mathbb{P}^1(\mathbb{F}_q)\) [5], and the corresponding \(\mathrm{PSL}(2,q)\) case was developed in [6]. This line was further refined for special congruence classes of \(q\) and particular block sizes; see, for example, [7], [8]. More recently, Tricot revisited the \(\mathop{\mathrm{PGL}}(2,q)\) setting from the viewpoint of explicit multiplicative-type blocks and obtained further families of \(3\)-designs [9].
Another classical line is the coding-theoretic approach. Let \(X=\{1,2,\dots,n\}\) be the set of coordinate positions. Given a linear code \(C\) of length \(n\), one considers the family \(\mathcal{B}_k(C)\) consisting of the supports of all codewords of some fixed Hamming weight \(k\). Under suitable conditions, the incidence structure \((X,\mathcal{B}_k(C))\) forms a \(t\)-design. A classical starting point of this approach is the Assmus–Mattson theorem [10], together with its later developments and variants, which give sufficient conditions for the supports of codewords of fixed weights in a linear code to form \(t\)-designs. Using the Assmus–Mattson theorem, Ding [11] and Ding and Li [12] constructed infinite families of \(2\)-designs and \(3\)-designs from linear codes. There are also constructions of t-designs from quadratic functions, APN functions, and other special polynomials [13]–[16]. Particularly influential in this direction are the works of Ding and Tang, who settled a \(70\)-year-old problem by constructing an infinite family of near MDS codes over \(\mathbb{F}_{3^m}\) supporting \(3\)-designs and another infinite family over \(\mathbb{F}_{2^{2m}}\) supporting \(2\)-designs [17]. Subsequently, Tang and Ding constructed an infinite family of linear codes over \(\mathbb{F}_{2^{2m+1}}\) supporting \(4\)-designs, thereby settling another long-standing problem [18]. Most recently, Xu et al. constructed several infinite families of \(3\)-designs from special symmetric polynomials over \(\mathbb{F}_{3^m}\) [19]. Nevertheless, many constructions in this direction remain essentially ad hoc, relying on delicate calculations tailored to particular code families or polynomial identities. This becomes especially complex when one seeks explicit formulas for the design parameters. In particular, in [19], the existence of the relevant \(3\)-designs was established, but the associated parameters \(\lambda_1\) and \(\lambda_2\) were left unspecified.
Existing constructions from symmetric polynomials and from code supports have largely been developed along separate lines. Our goal is to place these constructions into a common invariant-subspace framework, in which the links among symmetric polynomials, designs, and codes become more transparent.The main contributions of this paper can be summarized as follows.
We develop a systematic and unified framework for constructing \(3\)-designs from \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\)-invariant subspaces of \(\mathbb{F}_q[X,Y]_k\). For each such subspace \(W\), we associate a \(\mathop{\mathrm{PGL}}_2(\mathbb{F}_q)\)-invariant family \(\mathcal{B}_W\) of \(k\)-subsets of \(\mathbb{P}^1(\mathbb{F}_q)\), and prove that every nonempty \(\mathcal{B}_W\) forms a \(3\)-\((q+1,k,\lambda)\) design. Using the Cayley transform, we further reformulate the construction on the unit circle and express the block conditions as explicit linear relations among elementary symmetric polynomials. This reformulation clarifies the roles of both symmetric polynomials and supporting codes in the construction, and turns several delicate ad hoc computations into more direct arguments.
We show that this framework admits an intrinsic coding-theoretic interpretation. When \(k\le q\), the evaluation map identifies \(W\) with a subcode \(C_W\) of the projective Reed–Solomon code, and we prove that \(\mathcal{B}_W\neq\varnothing\) if and only if \(d(C_W)=q+1-k\). In this case, the supports of the minimum-weight codewords of \(C_W\) form a \(3\)-design. More generally, for each \(w\) with \(3\le w\le q+1\), if \(C_W^\perp\) contains codewords of weight \(w\), then the supports of those codewords also form a \(3\)-design.
We apply the framework to the Lucas subspaces \(W_k^{\mathrm{Luc}}\), a special but fairly broad family of invariant subspaces. In this setting, we obtain explicit descriptions of the associated block sets, identify when the defining conditions reduce to a single linear equation, and prove several emptiness and nonemptiness results. Within this family, we recover, as special cases, the constructions in Theorem 3 of [18] and Theorem 2 of [19]. In particular, for \(q=p^e\) and \(k=p^m+1\), we show that the associated block set is nonempty if and only if \(m\mid e\), in which case it yields the Steiner system \(S(3,p^m+1,q+1)\). Moreover, in the ternary case \(p=3\) and \(k=7\), the invariant-subspace perspective leads naturally to the ternary Melas code, which enables us to determine the parameters left undetermined in [19].
The remainder of this paper is organized as follows. Section 2 recalls the necessary background and introduces the Lucas subspaces. Section 3 develops the general framework for constructing \(3\)-designs, and gives an alternative description of the construction on the unit circle. Section 4 applies this framework to Lucas subspaces and studies the associated block sets. Section 5 determines the parameters of the designs associated with \(W_7^{\mathrm{Luc}}\) via the ternary Melas code, thereby solving the open parameter problem in [19]. Finally, Section 6 concludes the paper.
Let \(q=p^m\), where \(p\) is a prime and \(m\) is a positive integer. We denote by \(\mathbb{F}_q\) the finite field of \(q\) elements, and by \(\mathbb{F}_q^\times\) its multiplicative group. For an integer \(k \ge 0\), let \(\mathbb{F}_q[X,Y]_k\) denote the space of homogeneous polynomials of degree \(k\) in the variables \(X\) and \(Y\) over \(\mathbb{F}_q\), namely \[\mathbb{F}_q[X,Y]_k= \left\{ \sum_{i=0}^k a_i X^{k-i}Y^i : a_i \in \mathbb{F}_q \right\},\] and \(\dim_{\mathbb{F}_q}(\mathbb{F}_q[X,Y]_k)=k+1\).
We identify the projective line \(\mathbb{P}^1(\mathbb{F}_q)\) with the set \(\mathbb{F}_q \cup \{\infty\}\), where \(x \in \mathbb{F}_q\) corresponds to the homogeneous coordinates \([x:1]\) and \(\infty\) corresponds to \([1:0]\). For \(f(X,Y)\in \mathbb{F}_q[X,Y]_k\), the evaluation of \(f\) at a point of \(\mathbb{P}^1(\mathbb{F}_q)\) is given by \(f(x,1)\) for \(x\in\mathbb{F}_q\), and by \(f(1,0)\) at the point \(\infty\). Define the \(\mathbb{F}_q\)-linear evaluation map \[\begin{align} \mathop{\mathrm{Ev}}:\mathbb{F}_q[X,Y]_k&\longrightarrow \mathbb{F}_q^{\,q+1}\\ f&\longmapsto \bigl((f(a,1))_{a\in\mathbb{F}_q},\,f(1,0)\bigr). \end{align}\] We now determine its kernel.
Lemma 1. Let \(\theta(X,Y):=X^qY-XY^q.\) Then \(\theta(X,Y)\) vanishes at every point of \(\mathbb{P}^1(\mathbb{F}_q)\). Moreover, \[\ker(\mathop{\mathrm{Ev}})= \begin{cases} 0, & \text{if } k<q+1,\\[2mm] \theta(X,Y)\cdot \mathbb{F}_q[X,Y]_{k-(q+1)}, & \text{if } k\ge q+1, \end{cases}\] where \(\theta(X,Y)\cdot \mathbb{F}_q[X,Y]_{k-(q+1)}=\{\theta(X,Y)f(X,Y):f(X,Y)\in\mathbb{F}_q[X,Y]_{k-(q+1)}\}\).
Proof. For every \(x\in\mathbb{F}_q\), we have \(\theta(x,1)=x^q-x=0\), and for the point at infinity \(\infty\), we have \(\theta(1,0)=0\). Hence \(\theta(X,Y)\) vanishes at every point of \(\mathbb{P}^1(\mathbb{F}_q)\). It follows that, for \(k\ge q+1\), the subspace \(\theta(X,Y)\cdot \mathbb{F}_q[X,Y]_{k-(q+1)}\subseteq \ker(\mathop{\mathrm{Ev}}).\) Conversely, let \(f(X,Y)=\sum_{i=0}^k a_iX^{k-i}Y^i\in \ker(\mathop{\mathrm{Ev}})\). Since \(f(1,0)=0\), we have \(a_0=0\), so \(f(X,1)=\sum_{i=1}^k a_iX^{k-i}\) is a polynomial of degree at most \(k-1\). On the other hand, \(f(x,1)=0\) for all \(x\in\mathbb{F}_q\), which implies that \(f(X,1)\) is divisible by \(X^q-X\). Thus, \(f(X,1)=(X^q-X)g(X)\) for some polynomial \(g(X)\).
If \(k<q+1\), then \(\deg f(X,1)\le k-1<q=\deg(X^q-X)\), and hence \(f(X,1)=0\). Therefore \(f=0\), and so \(\ker(\mathop{\mathrm{Ev}})=0\). If \(k\ge q+1\), then \(\deg g(X)\le k-q-1.\) Let \(h(X,Y)\in\mathbb{F}_q[X,Y]_{k-(q+1)}\) be the \((k-(q+1))\)-homogenization of \(g(X)\). Since \(a_0=0\), the \(k\)-homogenization of \(f(X,1)\) recovers \(f(X,Y)\) precisely. Therefore, \[f(X,Y) =(X^qY-XY^q)\,h(X,Y) =\theta(X,Y)\,h(X,Y).\] This shows that \(f\in \theta(X,Y)\cdot \mathbb{F}_q[X,Y]_{k-(q+1)}\), completing the proof. ◻
It follows from Lemma 1 that, whenever \(k\le q\), the evaluation map \(\mathop{\mathrm{Ev}}\) is injective. In this case, \(\mathop{\mathrm{Ev}}\) identifies \(\mathbb{F}_q[X,Y]_k\) with its image in \(\mathbb{F}_q^{\,q+1}\) as an \(\mathbb{F}_q\)-vector space. The image \(\mathcal{P}_k:=\mathop{\mathrm{im}}(\mathop{\mathrm{Ev}})\) is a \([q+1,k+1]\) linear code over \(\mathbb{F}_q\), called the projective Reed–Solomon code [20], [21].
Proposition 1. For \(k \le q\), the projective Reed–Solomon code \(\mathcal{P}_k\) is a \([q+1,k+1,q-k+1]\) MDS code.
Assume that \(k\le q\). Let \(W\subseteq \mathbb{F}_q[X,Y]_k\) be any nonzero \(\mathbb{F}_q\)-subspace, and let \(C_W:=\mathop{\mathrm{Ev}}(W)\subseteq \mathcal{P}_k\) be the corresponding subcode. Then we have the following result.
Corollary 1. The minimum distance of \(C_W\) satisfies \(d(C_W)\ge q+1-k.\)
When \(k\le q\), the map \(\mathop{\mathrm{Ev}}:\mathbb{F}_q[X,Y]_k\to \mathcal{P}_k\) is an isomorphism of \(\mathbb{F}_q\)-vector spaces. Hence any group action on \(\mathbb{F}_q[X,Y]_k\) transfers naturally to an action on \(\mathcal{P}_k\) via \(\mathop{\mathrm{Ev}}\).
In this subsection, we recall the notions of group actions, representations, and invariant subspaces.
Definition 1 (Group action [23]). Let \(G\) be a group with identity \(e\), and let \(X\) be a set. An action* of \(G\) on \(X\) is a map \(G\times X\longrightarrow X,\; (g,x)\longmapsto g\cdot x,\) such that*
\(e\cdot x=x\) for all \(x\in X\).
\((gg')\cdot x=g\cdot(g'\cdot x)\), for all \(g,g'\in G\) and all \(x\in X\).
Equivalently, an action of \(G\) on \(X\) determines a homomorphism \(G\to \mathop{\mathrm{Sym}}(X)\). Thus, by identifying \(G\) with its image, we may regard \(G\) as a permutation group on \(X\). If \(G\) acts on \(X\), then it induces a natural action on the power set of \(X\). For any subset \(S\subseteq X\), we define \(g(S):=\{\,g\cdot x:\;x\in S\,\}\). Similarly, if \(\mathcal{S}\) is a family of subsets of \(X\), define \(g(\mathcal{S}):=\{\,g(S):\;S\in \mathcal{S}\,\}\). A subset \(\mathcal{B}\subseteq \binom{X}{k}\) is said to be \(G\)-invariant if \(g(\mathcal{B})=\mathcal{B}\) for all \(g\in G\). We say that \(G\) is \(t\)-transitive on \(X\) if it acts transitively on the set of ordered \(t\)-tuples of distinct elements of \(X\). It is said to be sharply \(t\)-transitive if, for any two ordered \(t\)-tuples of distinct elements of \(X\), there exists a unique element of \(G\) mapping the first tuple to the second. Moreover, \(G\) is said to be \(t\)-homogeneous on \(X\) if it acts transitively on the set of all \(t\)-subsets of \(X\). Clearly, a sharply \(t\)-transitive group is also \(t\)-transitive, and a \(t\)-transitive group is always \(t\)-homogeneous.
If \(G\) acts linearly on a vector space \(V\), we call this action a representation of \(G\).
Definition 2 (Representation [23]). Let \(\mathbb{F}\) be a field and \(V\) be an \(\mathbb{F}\)-vector space. Let \(\mathop{\mathrm{\mathrm{GL}}}(V)\) denote the general linear group of \(V\). A representation* of \(G\) over \(\mathbb{F}\) on \(V\) is a group homomorphism \(\rho:G\to \mathop{\mathrm{\mathrm{GL}}}(V)\). When the homomorphism \(\rho\) is clear from the context, we often write \(gv=\rho(g)(v)\) for \(g\in G,\;v\in V\), and simply refer to \(V\) itself as a representation of \(G\).*
Let \((\rho, V)\) and \((\rho', W)\) be two representations of \(G\). They are said to be isomorphic if there exists an invertible linear map \(T:V\to W\) such that \[T\circ \rho(g)=\rho'(g)\circ T \qquad\text{for all }g\in G.\] A subspace \(U\subseteq V\) is called a \(G\)-invariant subspace (or subrepresentation) if \(g(U)\subseteq U\) for all \(g\in G\).
We now describe the three group actions used in this paper.
(i) The action of \(\mathop{\mathrm{PGL}}_2(\mathbb{F}_q)\) on \(\mathbb{P}^1(\mathbb{F}_q)\). Let \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\) be the group of \(2\times 2\) invertible matrices over \(\mathbb{F}_q\), and \(\mathop{\mathrm{PGL}}_2(\mathbb{F}_q)=\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)/\{\lambda I_2:\lambda\in\mathbb{F}_q^\times\}\). For \(g \in \mathop{\mathrm{PGL}}_2(\mathbb{F}_q),\) let
\(\widetilde{g}=
\begin{pmatrix}
a & b\\
c & d
\end{pmatrix}\) be a representative of \(g\). Its action on \(\mathbb{P}^1(\mathbb{F}_q)\) is given by the fractional linear transformation \[\begin{align}
\label{PGL952}
g\cdot x=
\begin{cases}
(ax+b)(cx+d)^{-1}, & \text{if } x\in\mathbb{F}_q,\;cx+d\neq 0,\\
\infty, & \text{if } x\in\mathbb{F}_q,\;cx+d=0,\\
ac^{-1}, & \text{if } x=\infty,\;c\neq 0,\\
\infty, & \text{if } x=\infty,\;c=0.
\end{cases}
\end{align}\tag{2}\] This action is well-defined, since multiplying the matrix by a nonzero scalar does not alter the induced map on \(\mathbb{P}^1(\mathbb{F}_q)\).
(ii) The action of \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\) on \(\mathbb{F}_q[X,Y]_k\). For any \({g}=
\begin{pmatrix}
a & b\\
c & d
\end{pmatrix}
\in \mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\) and \(f(X,Y)\in \mathbb{F}_q[X,Y]_k\), define \[\label{op95GL952}
(g\cdot f)(X,Y)=f(dX-bY,-cX+aY).\tag{3}\] Since \(f\) is homogeneous of degree \(k\), the polynomial \(g\cdot f\) again lies in \(\mathbb{F}_q[X,Y]_k\). This defines a representation of \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\) on \(\mathbb{F}_q[X,Y]_k\).
(iii) The induced action of \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\) on \(\mathcal{P}_k\). Assume that \(k\le q\). The action of
\(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\) on \(\mathbb{F}_q[X,Y]_k\) induces an action on \(\mathcal{P}_k\) via \(g\cdot
\mathop{\mathrm{Ev}}(f):=\mathop{\mathrm{Ev}}(g\cdot f).\) Let \(g= \begin{pmatrix} a & b\\ c & d \end{pmatrix} \in \mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q).\) For any finite evaluation point \(x\in\mathbb{F}_q\), we have \[\begin{align}
(g\cdot f)(x,1) &= f(dx-b,-cx+a)\\
&=
\begin{cases}
(a-cx)^k\, f\!\left(\dfrac{dx-b}{a-cx},1\right), & \text{if } a-cx\neq 0,\\[2mm]
(dx-b)^k\, f(1,0), & \text{if } a-cx=0.
\end{cases}
\end{align}\] Since \[g^{-1}\cdot x=
\begin{cases}
\dfrac{dx-b}{-cx+a}, & \text{if } -cx+a\neq 0,\\[2mm]
\infty, & \text{if } -cx+a=0,
\end{cases}\] this may be rewritten as \[(g\cdot f)(x,1)=
\begin{cases}
(a-cx)^k\, f(g^{-1}\cdot x,1), & \text{if } g^{-1}\cdot x\neq \infty,\\[2mm]
(dx-b)^k\, f(1,0), & \text{if } g^{-1}\cdot x=\infty.
\end{cases}\] At the point \(x=\infty\), we evaluate at \((1,0)\): \[\begin{align}
(g\cdot f)(1,0) &= f(d,-c)\\
&=
\begin{cases}
(-c)^k\, f\!\left(-\dfrac{d}{c},1\right), & \text{if } c\neq 0,\\[2mm]
d^k\, f(1,0), & \text{if } c=0.
\end{cases}
\end{align}\] Thus \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\) acts on \(\mathcal{P}_k\) by monomial transformations: the coordinates are permuted according to the action on
\(\mathbb{P}^1(\mathbb{F}_q)\), and the scalar factors are induced by the homogeneity of degree \(k\). We refer to this as the monomial action of \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\) on \(\mathcal{P}_k\). Moreover, via the isomorphism \(\mathop{\mathrm{Ev}}\), the representations \(\mathbb{F}_q[X,Y]_k\) and \(\mathcal{P}_k\) are isomorphic as \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\)-representations. It is worth noting that the case
\(k=q-1\) is particularly distinguished. Since \(v^{q-1}=1\) for every \(v\in\mathbb{F}_q^\times\), all the scalar factors in the above evaluation formulas
become \(1\) when \(k=q-1\). More precisely, if \(g\in \mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\) and \(u=(u_x)_{x\in\mathbb{P}^1(\mathbb{F}_q)}\in \mathcal{P}_{q-1}\), then the action simplifies to \[(g\cdot u)_x=u_{g^{-1}\cdot x}
\qquad\text{for all }x\in\mathbb{P}^1(\mathbb{F}_q).\] Thus, the monomial action on \(\mathcal{P}_{q-1}\) reduces exactly to the permutation action on the coordinate positions and hence factors through \(\mathop{\mathrm{PGL}}_2(\mathbb{F}_q)\).
We conclude this section by introducing the Lucas subspaces, a family of \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\)-invariant subspaces of \(\mathbb{F}_q[X,Y]_k\) with respect to the action defined in 3 . They will serve as the main family of invariant subspaces in Sections 4 and 5. This subsection may be skipped on a first reading and consulted when the Lucas subspaces first appear later in the paper.
We begin with some notation for base-\(p\) expansions. For each integer \(i\) with \(0\le i\le k\), write the base-\(p\) expansions of \(k\) and \(i\) in the form \[k=\sum_{r\ge 0}k_rp^r,\qquad i=\sum_{r\ge 0}i_rp^r \qquad\text{for}\;\; 0\le k_r,i_r\le p-1.\] Define a partial order on \(\{0,1,\cdots,k\}\) by \(i\le_p k\) if \(i_r\le k_r\) for all \(r\).
Definition 3 (Lucas subspace). For an integer \(k\ge 0\), define the Lucas subspace \(W_k^{\mathrm{Luc}}\) by \[W_k^{\mathrm{Luc}}:=\mathop{\mathrm{span}}_{\mathbb{F}_q}\{X^{k-i}Y^i:0\le i\le k,\;i\le_p k\}\subseteq \mathbb{F}_q[X,Y]_k.\]
The dimension of \(W_k^{\mathrm{Luc}}\) is \(\prod_{r\ge 0}(k_r+1)\), since the monomials \(X^{k-i}Y^i\) with \(i\le_p k\) form a basis of \(W_k^{\mathrm{Luc}}\), and the condition \(i\le_p k\) is equivalent to \(0\le i_r\le k_r\) for all \(r\). In particular, if \(k=ap^m-1\) with \(1\le a<p\), then \(k=(p-1)+(p-1)p+\cdots +(p-1)p^{m-1}+(a-1)p^m.\) Hence \(k_r=p-1\) for \(r<m\) and \(k_m=a-1\). It follows that every integer \(0\le i\le k\) satisfies \(i\le_p k\), and therefore \(W_k^{\mathrm{Luc}}=\mathbb{F}_q[X,Y]_k.\)
We use Lucas’s theorem to prove that \(W_k^{\mathrm{Luc}}\) is \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\)-invariant.
Lemma 2 (Lucas[24]). Let \(m=\sum_{r\ge 0}m_rp^r,\ell=\sum_{r\ge 0}\ell_rp^r,\) where \(0\le m_r,\ell_r\le p-1\). Then \[\binom{m}{\ell}\equiv \prod_{r\ge 0}\binom{m_r}{\ell_r}\pmod p.\] In particular, \(\binom{m}{\ell}\not\equiv 0\pmod p\) if and only if \(\ell\le_p m.\)
We now prove the \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\)-invariance of the Lucas subspaces.
Theorem 1. The subspace \(W_k^{\mathrm{Luc}}\) is a \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\)-invariant subspace of \(\mathbb{F}_q[X,Y]_k\).
Proof. Let \(f_i(X,Y)=X^{k-i}Y^i\) with \(i\le_p k\). For any \(g=\begin{pmatrix}a&b\\ c&d\end{pmatrix}\in \mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q),\) we have \[\begin{align} (g\cdot f_i)(X,Y)&=(dX-bY)^{k-i}(-cX+aY)^i\\ &=\sum_{u=0}^{k-i}\sum_{v=0}^i \binom{k-i}{u}\binom{i}{v}a^v(-b)^u(-c)^{i-v} d^{k-i-u} X^{k-(u+v)}Y^{u+v} \end{align}\] It suffices to show that whenever the coefficient of \(X^{k-j}Y^{j}\) is nonzero, one has \(j\le_p k\). So assume that the coefficient of \(X^{k-j}Y^j\) is nonzero. Then there exists a pair \((u,v)\) with \(u+v=j\) such that the corresponding summand is nonzero. In particular, \(\binom{k-i}{u}\binom{i}{v}\not\equiv 0\pmod p.\) By Lemma 2, this implies \(u\le_p k-i\) and \(v\le_p i\). Since \(i\le_p k\), the subtraction \(k-i\) involves no borrowing in base \(p\). So \(u_r\le(k-i)_r= k_r-i_r\) and \(v_r\le i_r\) for all \(r\). Hence \[u_r+v_r\le (k_r-i_r)+i_r=k_r<p\] for all \(r\). Thus the addition \(j=u+v\) involves no carrying in base \(p\), and therefore \(j_r=u_r+v_r\le k_r\) for all \(r\). Thus every monomial occurring in \(g\cdot f_i\) is of the form \(X^{k-j}Y^j\) with \(j\le_p k\). Hence \(g\cdot f_i\in W_k^{\mathrm{Luc}}\). Since the monomials \(f_i\) with \(i\le_p k\) span \(W_k^{\mathrm{Luc}}\), it follows that \(g\cdot W_k^{\mathrm{Luc}}\subseteq W_k^{\mathrm{Luc}}\) for all \(g\in \mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\). This proves the theorem. ◻
The subspace \(W_k^{\mathrm{Luc}}\) also admits a natural representation-theoretic interpretation. Let \(E=\mathbb{F}_q^2\) with standard basis \(\{e_1,e_2\}\), and let \(\{X,Y\}\subset E^*\) be the dual basis. Then the space \(\mathbb{F}_q[X,Y]_k\) of homogeneous polynomials of degree \(k\) may be identified with the usual symmetric power \(\mathop{\mathrm{Sym}}^k(E^*)\).
Following the terminology of McDowell and Wildon [25], define the lower symmetric power \(\mathop{\mathrm{Sym}}_k(E^*):=((E^*)^{\otimes k})^{S_k},\) that is, the subspace of invariants under the place permutation action of the symmetric group \(S_k\). Consider the canonical composite \[\mathop{\mathrm{Sym}}_k(E^*)\hookrightarrow (E^*)^{\otimes k}\twoheadrightarrow \mathop{\mathrm{Sym}}^k(E^*) \cong \mathbb{F}_q[X,Y]_k.\]
For \(0\le a\le k\), let \((X^{\otimes k-a}\otimes Y^{\otimes a})_{\mathrm{sym}}\) denote the sum of all distinct permutations of \(X^{\otimes k-a}\otimes Y^{\otimes a}\). Under the above map, one has \((X^{\otimes k-a}\otimes Y^{\otimes a})_{\mathrm{sym}} \longmapsto \binom{k}{a}X^{k-a}Y^a.\) It follows that the image is \(\mathop{\mathrm{span}}\{X^{k-a}Y^a:\binom{k}{a}\not\equiv 0\pmod p\}.\) By Lemma 2, this is precisely \(\mathop{\mathrm{span}}\{X^{k-a}Y^a:a\le_p k\}=W_k^{\mathrm{Luc}}.\) Thus \(W_k^{\mathrm{Luc}}\) is not an ad hoc construction, but the image of the natural map from the lower symmetric power to the usual symmetric power.
In this section, we develop a general framework for constructing \(3\)-designs from \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\)-invariant subspaces. We first define the associated block families and show that each nonempty block family gives rise to a \(3\)-design. We then relate these constructions to associated codes and their duals, and finally reformulate the block conditions in unit-circle coordinates via the Cayley transform.
We begin with two basic lemmas.
Lemma 3. ([26])Let \(G\) be a permutation group on a finite set \(X\) with \(|X|=v\). Suppose that \(G\) is \(t\)-homogeneous on \(X\), and let \(\mathcal{B}\) be a nonempty \(G\)-invariant subset of \(\binom{X}{k}\). Then \((X,\mathcal{B})\) is a \(t\)-\((v,k,\lambda)\) design for some \(\lambda\). Moreover, \(G\) acts as an automorphism group of this design.
Lemma 4 ([27]). The group \(\mathop{\mathrm{PGL}}_2(\mathbb{F}_q)\), acting on \(\mathbb{P}^1(\mathbb{F}_q)\) as in 2 , is sharply \(3\)-transitive. In particular, it acts \(3\)-homogeneously on \(\mathbb{P}^1(\mathbb{F}_q)\).
Let \(X=\mathbb{P}^1(\mathbb{F}_q)=\mathbb{F}_q\cup\{\infty\},\) \(G=\mathop{\mathrm{PGL}}_2(\mathbb{F}_q),\) and \(V=\mathbb{F}_q[X,Y]_k\). Let \(W\) be a \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\)-invariant subspace of \(V\). For each \(k\)-subset \(S\subseteq X\), define the polynomial \[F_S(X,Y):=\prod_{t\in S}(X-tY)\in V,\] where the linear factor corresponding to \(t=\infty\) is taken to be \(Y\). Define the associated block set \[\mathcal{B}_W:=\left\{\,S\in \binom{X}{k}: F_S\in W\,\right\}.\] In what follows, we always assume that \(k\le q+1\). We now show that, whenever \(\mathcal{B}_W\) is nonempty, the incidence structure \((X,\mathcal{B}_W)\) is a \(3\)-design.
Proposition 2. If \(\mathcal{B}_W\neq\varnothing\), then \((X,\mathcal{B}_W)\) is a \(3\)-\((q+1,k,\lambda)\) design for some \(\lambda\).
Proof. By Lemmas 3 and 4, it suffices to show that \(\mathcal{B}_W\) is \(G\)-invariant. For any \(S\in\mathcal{B}_W\) and \(g\in \mathop{\mathrm{PGL}}_2(\mathbb{F}_q)\), choose a representative \(\widetilde{g}=\begin{pmatrix} a&b\\ c&d\end{pmatrix}\in \mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\). If \(S\subseteq \mathbb{F}_q\), then \[\begin{align} \widetilde{g}\cdot F_S&=\prod_{t\in S}((dX-bY)-t(-cX+aY))\\ &=\prod_{t\in S}((ct+d)X-(at+b)Y)\\ &=\mu F_{g(S)}, \end{align}\] for some \(\mu\in\mathbb{F}_q^*\). If \(\infty\in S\), then \(F_S=Y\prod_{t\in S\setminus\{\infty\}}(X-tY),\) and one checks similarly that \(\widetilde{g}\cdot F_S=\mu F_{g(S)}\) for some \(\mu\in\mathbb{F}_q^*\). Since \(\widetilde{g}\cdot F_S\in W\) and \(W\) is an \(\mathbb{F}_q\)-subspace, we conclude that \(F_{g(S)}\in W\). Hence \(g(S)\in \mathcal{B}_W\), and therefore \(\mathcal{B}_W\) is \(G\)-invariant. ◻
The next proposition gives several equivalent characterizations of the nonemptiness of \(\mathcal{B}_W\).
Proposition 3. Assume that \(k\le q+1\). Then the following are equivalent:
\(\mathcal{B}_W\neq\varnothing\);
there exists a \(k\)-subset \(S\subseteq X\) such that \(F_S\in W\);
\(W\) contains a nonzero polynomial \(f\) vanishing at exactly \(k\) distinct points of \(X\).
If, in addition, \(k\le q\), then the above conditions are also equivalent to
Proof. The equivalence of \((i)\) and \((ii)\) is immediate from the definition of \(\mathcal{B}_W\). If \((ii)\) holds, then \(F_S\in W\) for some \(S\in\binom{X}{k}\), and by construction, \(F_S\) vanishes exactly at the \(k\) distinct points of \(S\). Hence \((ii)\Rightarrow(iii)\). Conversely, assume \((iii)\), and let \(f\in W\) be a nonzero homogeneous polynomial of degree \(k\) vanishing at exactly \(k\) distinct points of \(X\), say \(S\subseteq X\). Since \(f\) has degree \(k\) and all its zeros in \(X\) are simple, it follows that \(f=\mu F_S\) for some \(\mu\in\mathbb{F}_q^\times\). Therefore \(F_S\in W\), and hence \((iii)\Rightarrow(ii)\). This proves the equivalence of \((i)\), \((ii)\) and \((iii)\).
Now assume that \(k\le q\). We show that \((iii)\) and \((iv)\) are equivalent. Let \(0\neq f\in W\). Then the zero coordinates of \(\mathop{\mathrm{Ev}}(f)\in C_W\) are precisely the points of \(X\) at which \(f\) vanishes. Hence \[\mathop{\mathrm{wt}}(\mathop{\mathrm{Ev}}(f))=(q+1)-\#\{x\in X:f(x)=0\}.\] Therefore, \(f\) vanishes at exactly \(k\) distinct points of \(X\) if and only if \(\mathop{\mathrm{Ev}}(f)\) has weight \(q+1-k\). By Corollary 1, every nonzero codeword of \(C_W\) has weight at least \(q+1-k\). Consequently, \(C_W\) contains a codeword of weight \(q+1-k\) if and only if \(d(C_W)=q+1-k.\) Thus \((iii)\) and \((iv)\) are equivalent, completing the proof. ◻
We next show that the same invariant-subspace construction also gives rise to \(3\)-designs from related codes. More precisely, we consider the support designs arising from minimum-weight codewords of \(C_W\) and fixed-weight codewords of \(C_W^\perp\).
For a codeword \(c=(c_x)_{x\in X}\), define \(\mathop{\mathrm{Supp}}(c):=\{\,x\in X:c_x\neq 0\,\}.\) We have the following lemma.
Lemma 5. Assume that \(k\le q\). If \(\mathcal{B}_W\neq\varnothing\), equivalently if \(d(C_W)=q+1-k\), then the supports of the minimum-weight codewords in \(C_W\) form a \(3\)-\((q+1,q+1-k,\lambda)\) design for some \(\lambda\).
Proof. By Proposition 3, the hypothesis implies that \((X,\mathcal{B}_W)\) is a \(3\)-\((q+1,k,\mu)\) design for some \(\mu\). For each minimum-weight codeword \(c=\mathop{\mathrm{Ev}}(f)\in C_W\), its zero set \(Z(c):=\{\,x\in X:c_x=0\,\}\) is a block of \(\mathcal{B}_W\). Since \(\mathop{\mathrm{Supp}}(c)=X\setminus Z(c)\), the supports of the minimum-weight codewords are precisely the complements of the blocks in \(\mathcal{B}_W\). Since the complements of the blocks in a \(t\)-design again form a \(t\)-design, the conclusion follows. ◻
We now turn to the dual code \(C_W^\perp\).
Proposition 4. Assume that \(k\le q\). Then the following hold:
\(d(C_W^\perp)\le k+2\).
For every integer \(w\) with \(3\le w\le q+1\), if \(C_W^\perp\) contains codewords of weight \(w\), then the supports of all codewords of weight \(w\) in \(C_W^\perp\) form a \(3\)-\((q+1,w,\lambda_w)\) design for some \(\lambda_w\).
In particular, if \(d(C_W^\perp)\ge 3\), then the supports of the minimum-weight codewords in \(C_W^\perp\) form a \(3\)-\((q+1,d(C_W^\perp),\lambda)\) design for some \(\lambda\).
Proof. Since \(C_W\subseteq \mathcal{P}_k\), taking duals yields \(\mathcal{P}_k^\perp\subseteq C_W^\perp\). By Proposition 1, the code \(\mathcal{P}_k\) is MDS with parameters \([q+1,k+1,q+1-k]\), and hence its dual \(\mathcal{P}_k^\perp\) is also MDS, with parameters \([q+1,q-k,k+2]\). In particular, \(d(\mathcal{P}_k^\perp)=k+2\). Since \(\mathcal{P}_k^\perp\subseteq C_W^\perp\), we obtain \(d(C_W^\perp)\le d(\mathcal{P}_k^\perp)=k+2\), proving \((i)\).
For a fixed integer \(w\), let \(\mathcal{B}_w(C_W^\perp):=\{\mathop{\mathrm{Supp}}(c):c\in C_W^\perp,\;\mathop{\mathrm{wt}}(c)=w\}.\) To prove \((ii)\), it suffices to show that \(\mathcal{B}_w(C_W^\perp)\) is \(\mathop{\mathrm{PGL}}_2(\mathbb{F}_q)\)-invariant. Let \(S=\mathop{\mathrm{Supp}}(y)\in \mathcal{B}_w(C_W^\perp),\)where \(y\in C_W^\perp\) and \(\mathop{\mathrm{wt}}(y)=w\). Take any \(g\in \mathop{\mathrm{PGL}}_2(\mathbb{F}_q)\), and choose a representative \(\widetilde{g}\in \mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\) of \(g\). Since \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\) acts on \(\mathcal{P}_k\) by monomial transformations, there exists a monomial matrix \(M=DP\) such that \(\widetilde{g}\cdot c=Mc\) for all \(c\in \mathcal{P}_k,\) where \(D\) is diagonal with nonzero diagonal entries and \(P\) is a permutation matrix. Now define \(z:=M^{-T}y.\) We claim that \(z\in C_W^\perp\). Indeed, for any \(c\in C_W\), the \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\)-invariance of \(C_W\) implies that \(M^{-1}c\in C_W\). Thus, we have \[c^Tz = c^TM^{-T}y = (M^{-1}c)^Ty = 0,\] since \(y\in C_W^\perp\). This confirms that \(z\in C_W^\perp\). Since \(M^{-T}=D^{-1}P,\) the matrix \(M^{-T}\) is again monomial. Thus it preserves Hamming weight, and \(\mathop{\mathrm{wt}}(z)=\mathop{\mathrm{wt}}(y)=w.\) Moreover, multiplication by \(D^{-1}\) does not change the support, while the permutation matrix \(P\) acts on coordinates as \(g\). Therefore \[\mathop{\mathrm{Supp}}(z)=g(\mathop{\mathrm{Supp}}(y))=g(S).\] Hence \(g(S)\in \mathcal{B}_w(C_W^\perp).\) This shows that \(\mathcal{B}_w(C_W^\perp)\) is \(G\)-invariant. If \(C_W^\perp\) contains a codeword of weight \(w\), then \(\mathcal{B}_w(C_W^\perp)\neq\varnothing\). Therefore, by Lemmas 3 and 4, \((X,\mathcal{B}_w(C_W^\perp))\) is a \(3\)-\((q+1,w,\lambda_w)\) design for some \(\lambda_w\). This proves \((ii)\). The final assertion follows by taking \(w=d(C_W^\perp),\) provided that \(d(C_W^\perp)\ge 3.\) ◻
Let \(U_{q+1}:=\{u\in\mathbb{F}_{q^2}^\times:u^{q+1}=1\}\) be the unit circle in \(\mathbb{F}_{q^2}\). We now give an equivalent reformulation of the block set \(\mathcal{B}_W\) in unit-circle coordinates via the Cayley transform. This will translate the geometric block conditions into explicit linear conditions on elementary symmetric polynomials.
Choose \(\xi\in\mathbb{F}_{q^2}\setminus\mathbb{F}_q\), and define the Cayley transform \[\kappa:\mathbb{P}^1(\mathbb{F}_q)\longrightarrow U_{q+1},\qquad \kappa(x)=\frac{x-\xi}{x-\xi^q}\;\;(x\in\mathbb{F}_q),\qquad \kappa(\infty)=1.\] For \(x\in\mathbb{F}_q\), we have \(\kappa(x)^q=\frac{x-\xi^q}{x-\xi}=\kappa(x)^{-1},\) so \(\kappa(x)\in U_{q+1}\). Since \(\kappa\) is induced by an invertible linear fractional transformation, it is injective on \(\mathbb{P}^1(\mathbb{F}_{q^2})\). As \(\kappa(\mathbb{P}^1(\mathbb{F}_q))\subseteq U_{q+1}\) and both sets have cardinality \(q+1\), it follows that \(\kappa\) is a bijection from \(\mathbb{P}^1(\mathbb{F}_q)\) onto \(U_{q+1}\). In homogeneous coordinates, \(\kappa\) and its inverse are given by \[[X:Y]\longmapsto [U:V]=[X-\xi Y:X-\xi^qY];\qquad [U:V]\longmapsto [X:Y]=[\xi^qU-\xi V:U-V].\] One may choose \(\xi\) as follows. If \(p>2\), choose \(\xi\) such that \(\xi^q=-\xi\). Then we have \(\kappa(x)=\frac{x-\xi}{x+\xi}.\) If \(p=2\), choose \(\xi\) such that \(\xi^q+\xi=1\). Then \(\kappa(x)=\frac{x+\xi}{x+\xi^q}.\)
Since the Cayley transform is defined over \(\mathbb{F}_{q^2}\), we extend scalars from \(\mathbb{F}_q\) to \(\mathbb{F}_{q^2}\). Recall that \(V=\mathbb{F}_q[X,Y]_k\). Set \(V_{\mathbb{F}_{q^2}}:=V\otimes_{\mathbb{F}_q}\mathbb{F}_{q^2}.\) Then there is a natural \(\mathbb{F}_{q^2}\)-linear isomorphism \[V_{\mathbb{F}_{q^2}}{\longrightarrow}\mathbb{F}_{q^2}[X,Y]_k, \qquad \Big(\sum_{i=0}^k a_iX^{k-i}Y^i\Big)\otimes\lambda\longmapsto\sum_{i=0}^k (\lambda a_i)X^{k-i}Y^i.\] Via this identification, we regard \(V_{\mathbb{F}_{q^2}}\) as \(\mathbb{F}_{q^2}[X,Y]_k\). Similarly, for any \(\mathbb{F}_q\)-subspace \(W\subseteq V\), we define \[W_{\mathbb{F}_{q^2}}:=W\otimes_{\mathbb{F}_q}\mathbb{F}_{q^2}\subseteq \mathbb{F}_{q^2}[X,Y]_k.\]
Let \(H=\begin{pmatrix} -1 & \xi\\ -1 & \xi^q \end{pmatrix}\in \mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_{q^2}).\) Then for every \(f\in \mathbb{F}_{q^2}[X,Y]_k\), \((H\cdot f)(U,V)=f(\xi^qU-\xi V,U-V).\) We define the transformed subspace associated with \(W\) by \[\widetilde{W}:=H\cdot W_{\mathbb{F}_{q^2}}\subseteq \mathbb{F}_{q^2}[U,V]_k.\] Equivalently, \(\widetilde{W}=\mathop{\mathrm{span}}_{\mathbb{F}_{q^2}}\{\,f(\xi^qU-\xi V,U-V):f\in W\,\}.\) Thus \(\widetilde{W}\) is precisely the image of the scalar extension \(W_{\mathbb{F}_{q^2}}\) under the \(\mathbb{F}_{q^2}\)-linear automorphism induced by \(H\).
For a \(k\)-subset \(T\subseteq U_{q+1}\), define \(G_T(U,V):=\prod_{u\in T}(U-uV)\in \mathbb{F}_{q^2}[U,V]_k,\) and set \(\widetilde{\mathcal{B}}_W:=\{\kappa(S):S\in\mathcal{B}_W\}\subseteq \binom{U_{q+1}}{k}.\) We have the following proposition.
Proposition 5. Let \(W\) be a \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\)-invariant subspace of \(V=\mathbb{F}_q[X,Y]_k\), and assume that \(k\le q+1\). Then \[\widetilde{\mathcal{B}}_W=\left\{\,T\in\binom{U_{q+1}}{k}:G_T(U,V)\in\widetilde{W}\,\right\}.\] In particular, if \(\mathcal{B}_W\neq\varnothing\), then \((U_{q+1},\widetilde{\mathcal{B}}_W)\) is a \(3\)-\((q+1,k,\lambda)\) design for some \(\lambda\).
Proof. For \(t\in\mathbb{F}_q\), one has \[X-tY=(\xi^qU-\xi V)-t(U-V)=(\xi^q-t)U-(\xi-t)V=(\xi^q-t)(U-\kappa(t)V).\] For \(t=\infty\), the corresponding factor is \(Y=U-V=U-\kappa(\infty)V.\) Therefore, for \(S\subseteq \mathbb{P}^1(\mathbb{F}_q)\) and \(|S|=k\), we have \[F_S(\xi^qU-\xi V,U-V)=c_S\,G_{\kappa(S)}(U,V)\] for some nonzero scalar \(c_S\in\mathbb{F}_{q^2}^\times\). Then, \(F_S\in W\) if and only if \(c_S\,G_{\kappa(S)}(U,V)\in \widetilde{W}\). Since \(\widetilde{W}\) is an \(\mathbb{F}_{q^2}\)-vector subspace, it is equivalent to \(G_{\kappa(S)}(U,V)\in \widetilde{W}\). By definitions of \(\mathcal{B}_W\) and \(\widetilde{\mathcal{B}}_W\), we have \(\kappa(S)\in \widetilde{\mathcal{B}}_W\) if and only if \(G_{\kappa(S)}\in \widetilde{W}\). It follows that \[\widetilde{\mathcal{B}}_W =\{\kappa(S):S\in\mathcal{B}_W\} =\left\{\,T\in\binom{U_{q+1}}{k}:G_T(U,V)\in\widetilde{W}\,\right\}.\] Since \(\kappa\) is a bijection from \(\mathbb{P}^1(\mathbb{F}_q)\) onto \(U_{q+1}\), the incidence structure \((U_{q+1},\widetilde{\mathcal{B}}_W)\) is isomorphic to \((\mathbb{P}^1(\mathbb{F}_q),\mathcal{B}_W).\) Therefore, if \(\mathcal{B}_W\neq\varnothing\), Proposition 2 implies that \((U_{q+1},\widetilde{\mathcal{B}}_W)\) is a \(3\)-\((q+1,k,\lambda)\) design for some \(\lambda\). ◻
The advantage of this reformulation is that the coefficients of \(G_T(U,V)\) are elementary symmetric polynomials in the elements of \(T\). More precisely, if \(T=\{u_1,\dots,u_k\}\subseteq U_{q+1}\), then \[\label{ReG95T} G_T(U,V)=\prod_{u\in T}(U-uV)=\sum_{a=0}^k(-1)^ae_a(T)U^{k-a}V^a,\tag{4}\] where \(e_a(T)=e_a(u_1,\dots,u_k)\) denotes the \(a\)-th elementary symmetric polynomial in the elements of \(T\).
Proposition 6. Let \(m\) be a positive integer. Suppose that the transformed subspace \(\widetilde{W}\subseteq \mathbb{F}_{q^2}[U,V]_k\) is given by a system of \(m\) linear conditions on the coefficients, say \[\widetilde{W}=\left\{\sum_{a=0}^k c_aU^{k-a}V^a:\sum_{a=0}^k\lambda_{r,a}c_a=0\;\text{for }1\le r\le m\right\},\] where \(\lambda_{r,a}\in\mathbb{F}_{q^2}\). Then \[\widetilde{\mathcal{B}}_W= \left\{\,T\in\binom{U_{q+1}}{k}:\sum_{a=0}^k(-1)^a\lambda_{r,a}e_a(T)=0\;\text{for }1\le r\le m\right\}.\]
Proof. By Proposition 5, a \(k\)-subset \(T\subseteq U_{q+1}\) lies in \(\widetilde{\mathcal{B}}_W\) if and only if \(G_T(U,V)\in\widetilde{W}\). By (4 ), this is equivalent to the coefficient conditions \(\sum_{a=0}^k(-1)^a\lambda_{r,a}e_a(T)=0,\) for \(1\le r\le m\). This completes the proof. ◻
Remark 1. The reformulation above is most useful when \(\widetilde{W}\) admits a simple coefficient description. In that case, the block set \(\widetilde{\mathcal{B}}_W\) is determined by explicit linear equations in the elementary symmetric polynomials of the points of \(T\). Of course, to determine the blocks themselves one must also impose the conditions that the coordinates lie in \(U_{q+1}=\{u\in\mathbb{F}_{q^2}^\times:u^{q+1}=1\}\) and are pairwise distinct. Thus the \(U_{q+1}\)-model gives a more symmetric reformulation, while concrete calculations may still be more convenient in the original \(\mathbb{P}^1(\mathbb{F}_q)\)-model.
In this section, we apply the general framework developed in Section 3 to the Lucas subspaces. We first derive explicit descriptions of the associated block sets, including the cases in which the Cayley description reduces to a single equation. We then study when these block sets are empty or nonempty, construct several basic families of blocks, and completely determine the case \(k=p^m+1\).
We now specialize the reformulation of Section 3.3 to \(W_k^{\mathrm{Luc}}\). In this case, the transformed coefficient conditions become particularly simple.
Theorem 2. Let \(\kappa\) be the Cayley transform introduced in Section 3.3, and let \(\widetilde{\mathcal{B}}_{W_k^{\mathrm{Luc}}}=\{\kappa(S):S\in \mathcal{B}_{W_k^{\mathrm{Luc}}}\}\subseteq \binom{U_{q+1}}{k}.\) Then \[\widetilde{\mathcal{B}}_{W_k^{\mathrm{Luc}}} = \left\{ T\in \binom{U_{q+1}}{k}: e_a(T)=0\;\text{for all }a\not\le_p k \right\}.\]
Proof. Let \(H= \begin{pmatrix} -1 & \xi\\ -1 & \xi^q \end{pmatrix}\in \mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_{q^2}).\) Then \((H\cdot f)(U,V)=f(\xi^qU-\xi V,U-V)\) for every \(f\in \mathbb{F}_{q^2}[X,Y]_k.\) Extend scalars from \(\mathbb{F}_q\) to \(\mathbb{F}_{q^2}\) and set \[W_{k,\mathbb{F}_{q^2}}^{\mathrm{Luc}} := \mathop{\mathrm{span}}_{\mathbb{F}_{q^2}}\{U^{k-a}V^a:a\le_p k\} \subseteq \mathbb{F}_{q^2}[U,V]_k.\] Since the proof of Theorem 1 uses only Lemma 2 and the binomial expansion, it remains valid over any extension field of characteristic \(p\). Hence \(W_{k,\mathbb{F}_{q^2}}^{\mathrm{Luc}}\) is invariant under \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_{q^2})\), and in particular \(H\cdot W_{k,\mathbb{F}_{q^2}}^{\mathrm{Luc}}=W_{k,\mathbb{F}_{q^2}}^{\mathrm{Luc}}.\) Thus, in the notation of Section 3.3, the transformed subspace \(\widetilde{W}\) attached to \(W_k^{\mathrm{Luc}}\) is precisely \(W_{k,\mathbb{F}_{q^2}}^{\mathrm{Luc}}\). By Proposition 5, a \(k\)-subset \(T\subseteq U_{q+1}\) lies in \(\widetilde{\mathcal{B}}_{W_k^{\mathrm{Luc}}}\) if and only if \(G_T(U,V)\) belongs to \(W_{k,\mathbb{F}_{q^2}}^{\mathrm{Luc}}\). Writing \(G_T(U,V)=\sum_{a=0}^k(-1)^ae_a(T)U^{k-a}V^a,\) we see that \(G_T(U,V)\in W_{k,\mathbb{F}_{q^2}}^{\mathrm{Luc}}\) if and only if the coefficients of \(U^{k-a}V^a\) vanish for all \(a\not\le_p k\), that is, if and only if \(e_a(T)=0\) for all \(a\not\le_p k\). ◻
The conditions in Theorem 2 admit a useful symmetry. Since the points of \(T\) lie on the unit circle, the conditions indexed by \(a\) and \(k-a\) are equivalent.
Lemma 6. Let \(T\in \binom{U_{q+1}}{k}\). Then the conditions \(e_a(T)=0\) for \(a\not\le_p k\) are equivalent to the smaller system \(e_a(T)=0\) for \(a\not\le_p k\) and \(1\le a\le \lfloor k/2\rfloor.\)
Proof. Write \(T=\{u_1,\dots,u_k\}\subseteq U_{q+1}\). Since \(u_i^q=u_i^{-1}\) for every \(i\in\{1,\cdots,k\}\), we have \(e_a(T)^q=e_a(u_1^q,\dots,u_k^q)=e_a(u_1^{-1},\dots,u_k^{-1}),\) for each \(0\le a\le k\). On the other hand, for nonzero \(u_1,\dots,u_k\), \[e_a(u_1^{-1},\dots,u_k^{-1})=\frac{e_{k-a}(u_1,\dots,u_k)}{e_k(u_1,\dots,u_k)}.\] Hence, \(e_{k-a}(T)=e_k(T)e_a(T)^q.\) Since \(e_k(T)=\prod_{u\in T}u\neq 0\), it follows that \(e_a(T)=0\) is equivalent to \(e_{k-a}(T)=0.\) Moreover, by Lemma 2, we have \(a\le_p k\) if and only if \(\binom{k}{a}\not\equiv 0 \pmod p\), and similarly \(k-a\le_p k\) if and only if \(\binom{k}{k-a}\not\equiv 0 \pmod p\). Since \(\binom{k}{a}=\binom{k}{k-a}\), it follows that \(a\le_p k\) exactly when \(k-a\le_p k,\) and hence \(a\not\le_p k\) exactly when \(k-a\not\le_p k.\) Thus the vanishing conditions occur in pairs \((a,k-a)\), and it suffices to impose one condition from each pair, namely those with \(1\le a\le \lfloor k/2\rfloor\). ◻
We next identify the values of \(k\) for which these defining conditions collapse to a single equation.
Proposition 7. Set \(F_{k,p}:=\{a\in\{0,1,\dots,k\}:a\not\le_p k\}.\) If \(F_{k,p}\) consists of a single orbit under the involution \(a\mapsto k-a\), the block set \(\widetilde{\mathcal{B}}_{W_k^{\mathrm{Luc}}}\) is defined by a single independent equation.
Proof. By Theorem 2, the block set \(\widetilde{\mathcal{B}}_{W_k^{\mathrm{Luc}}}\) is defined by equations \(e_a(T)=0,\) for \(a\in F_{k,p}.\) By Lemma 6, the conditions \(e_a(T)=0\) and \(e_{k-a}(T)=0\) are equivalent. Hence two indices in the same orbit under \(a\mapsto k-a\) give equivalent equations, and thus the block set can be defined by a single independent equation. ◻
We can now classify the values of \(k\) for which \(F_{k,p}\) consists of a single orbit under \(a\mapsto k-a\).
Theorem 3. Assume that \(3\le k\le q+1\). Then \(F_{k,p}\) consists of a single orbit under the involution \(a\mapsto k-a\) if and only if one of the following holds:
\(p=2\) and \(k=5\);
\(p\) is odd and \(k\in\{2p-3,\,2p-2,\,3p-2\}\).
Proof. Since the involution \(a\mapsto k-a\) has orbits of size at most \(2\), the set \(F_{k,p}\) consists of a single orbit if and only if \(|F_{k,p}|\in\{1,2\}\). Writing \(k=\sum_{r\ge 0}k_rp^r,\) we have \(|F_{k,p}|=(k+1)-\prod_{r\ge 0}(k_r+1).\)
Assume first that \(p\) is odd. Let \(t\) be the largest index such that \(k_t\ne 0\), so that \(k=ap^t+b,\) for \(1\le a\le p-1\) and \(0\le b<p^t\). Write \[b=\sum_{r=0}^{t-1}b_rp^r,\qquad A(b):=\prod_{r=0}^{t-1}(b_r+1).\] Then \(|F_{k,p}|=a(p^t-A(b))+|F_{b,p}|.\) If \(t\ge 2\) and \(F_{k,p}\ne\varnothing\), then \(b\) is not of the form \(p^t-1\), hence \(A(b)\le p^{t-1}(p-1),\) so \(p^t-A(b)\ge p^{t-1}.\) Therefore \[|F_{k,p}|\ge ap^{t-1}\ge p^{t-1}\ge p\ge 3,\] contradicting \(|F_{k,p}|\in\{1,2\}\). Thus \(t=1\), so \(k=ap+b\), for \(1\le a\le p-1\) and \(0\le b\le p-1.\) In this case \(|F_{k,p}|=ap+b+1-(a+1)(b+1)=a(p-b-1).\) Requiring \(a(p-b-1)\in\{1,2\}\) yields exactly the three possibilities \[(a,b)=(1,p-3),\quad (1,p-2),\quad (2,p-2),\] that is, \(k\in\{2p-3,\,2p-2,\,3p-2\}.\)
Now assume that \(p=2\). Write \(k=2^t+b\), where \(t\) is the highest nonzero binary digit of \(k\) and \(0\le b<2^t\). If \(t\ge 3\) and \(F_{k,2}\ne\varnothing\), then the same argument gives \(|F_{k,2}|\ge 2^{t-1}\ge 4,\) again impossible. Hence \(t\le 2\). Since \(k\ge 3\), the case \(t=1\) gives only \(k=3\), for which \(F_{3,2}=\varnothing\). Thus \(t=2\), so \(k=4+b,\) where \(0\le b\le 3.\) A direct check gives \[|F_{4,2}|=3,\qquad |F_{5,2}|=2,\qquad |F_{6,2}|=3,\qquad |F_{7,2}|=0.\] Therefore the only possibility is \(k=5\). ◻
The preceding theorem identifies the cases in which \(F_{k,p}\) consists of a single orbit under \(a\mapsto k-a\), and in these cases the Cayley description reduces to a single equation.
Corollary 2. Assume that \(3\le k\le q+1\). In each of the following cases, the Cayley description of \(\widetilde{\mathcal{B}}_{W_k^{\mathrm{Luc}}}\) reduces to a single equation:
If \(p=2\) and \(k=5\), then \(\widetilde{\mathcal{B}}_{W_5^{\mathrm{Luc}}} = \left\{ T\in\binom{U_{q+1}}{5}:e_2(T)=0 \right\}.\)
If \(p\) is odd and \(k=2p-3\), then \(\widetilde{\mathcal{B}}_{W_{2p-3}^{\mathrm{Luc}}} = \left\{ T\in\binom{U_{q+1}}{2p-3}:e_{p-2}(T)=0 \right\}.\)
If \(p\) is odd and \(k=2p-2\), then \(\widetilde{\mathcal{B}}_{W_{2p-2}^{\mathrm{Luc}}} = \left\{ T\in\binom{U_{q+1}}{2p-2}:e_{p-1}(T)=0 \right\}.\)
If \(p\) is odd and \(k=3p-2\), then \(\widetilde{\mathcal{B}}_{W_{3p-2}^{\mathrm{Luc}}} = \left\{ T\in\binom{U_{q+1}}{3p-2}:e_{p-1}(T)=0 \right\}.\)
Proof. It suffices to determine the forbidden set \(F_{k,p}\) in each case.
If \(p=2\) and \(k=5\), then \(5=(101)_2\), so \(F_{5,2}=\{2,3\}.\) By Lemma 6, the conditions \(e_2(T)=0\) and \(e_3(T)=0\) are equivalent, so the single independent equation is \(e_2(T)=0\).
If \(p\) is odd and \(k=2p-3\), then \(k=(1,p-3)_p\), and one checks that \(F_{2p-3,p}=\{p-2,p-1\}.\) These two indices form one orbit under \(a\mapsto k-a\), so the single independent equation is \(e_{p-2}(T)=0\).
If \(p\) is odd and \(k=2p-2\), then \(k=(1,p-2)_p\), and \(F_{2p-2,p}=\{p-1\}.\) Thus the single equation is \(e_{p-1}(T)=0\).
If \(p\) is odd and \(k=3p-2\), then \(k=(2,p-2)_p\), and \(F_{3p-2,p}=\{p-1,2p-1\}.\) These two indices again form one orbit under \(a\mapsto k-a\), so the single independent equation is \(e_{p-1}(T)=0\).
◻
We conclude this subsection with two examples.
Example 1 (The space \(W_5^{\mathrm{Luc}}\) in characteristic \(2\)). Assume that \(q=2^n\). Since \(5=1+2^2\) has binary expansion \((101)_2\), the condition \(i\le_2 5\) is equivalent to \(i\in\{0,1,4,5\}\). Hence \[W_5^{\mathrm{Luc}}=\mathop{\mathrm{span}}_{\mathbb{F}_q}\{X^5,X^4Y,XY^4,Y^5\}\subseteq \mathbb{F}_q[X,Y]_5.\] To determine \(\mathcal{B}_{W_5^{\mathrm{Luc}}}\), we first consider blocks containing \(\{\infty,0,1\}\). Let \(S=\{\infty,0,1,a,b\}\), where \(a,b\in\mathbb{F}_q\setminus\{0,1\}\) and \(a\ne b.\) Then \[\begin{align} F_S(X,Y)&=Y\cdot X(X-Y)(X-aY)(X-bY)\\ &=X^4Y+(1+a+b)X^3Y^2+(a+b+ab)X^2Y^3+abXY^4. \end{align}\] Therefore \(F_S\in W_5^{\mathrm{Luc}}\) exactly when \(1+a+b=0\) and \(a+b+ab=0.\) Eliminating \(b\) gives \[b=1+a,\qquad a^2+a+1=0.\] Thus \(\mathcal{B}_{W_5^{\mathrm{Luc}}}\ne\varnothing\) if and only if the polynomial \(Z^2+Z+1\) has roots in \(\mathbb{F}_q\), equivalently, if and only if \(n\) is even. In that case, if \(\omega\in\mathbb{F}_4\subseteq\mathbb{F}_q\) satisfies \(\omega^2+\omega+1=0\), then the unique block containing \(\{\infty,0,1\}\) is \(B_0=\{\infty,0,1,\omega,\omega^2\}\). Since \(\mathop{\mathrm{PGL}}_2(\mathbb{F}_q)\) acts sharply \(3\)-transitively on \(\mathbb{P}^1(\mathbb{F}_q)\) and preserves \(\mathcal{B}_{W_5^{\mathrm{Luc}}}\), it follows that every \(3\)-subset of \(\mathbb{P}^1(\mathbb{F}_q)\) is contained in exactly one block whenever \(\mathcal{B}_{W_5^{\mathrm{Luc}}}\neq\varnothing\). Hence:
if \(n\) is odd, then \(\mathcal{B}_{W_5^{\mathrm{Luc}}}=\varnothing\);
if \(n\) is even, then \((\mathbb{P}^1(\mathbb{F}_q),\mathcal{B}_{W_5^{\mathrm{Luc}}})\) is a Steiner system \(S(3,5,q+1)\).
Since \(5=101_2\), the only integers \(a\) with \(0\le a\le 5\) and \(a\not\le_2 5\) are \(a=2,3.\) By Lemma 6, we have \[\widetilde{\mathcal{B}}_{W_5^{\mathrm{Luc}}} = \left\{ T\in \binom{U_{q+1}}{5} : e_2(T)=0 \right\}.\] Thus, when \(n\) is even, \(\bigl(U_{q+1},\widetilde{\mathcal{B}}_{W_5^{\mathrm{Luc}}}\bigr)\) is also a Steiner system \(S(3,5,q+1)\). In particular, for \(n\) even, the design parameters are \[v=q+1,\qquad k=5,\qquad \lambda=1,\] and consequently \[b=\frac{\binom{q+1}{3}}{\binom{5}{3}} =\frac{(q+1)q(q-1)}{60}, \qquad r=\frac{\binom{q}{2}}{\binom{4}{2}} =\frac{q(q-1)}{12}.\]
Remark 2. The above Steiner system is exactly the \(3\)-design appearing in Theorem 3 of [18]. While the unit-circle model provides an elegant symmetric condition \(e_2(T)=0\), solving it necessitates working over the extension field \(\mathbb{F}_{q^2}\) subject to \(u^{q+1}=1\). By contrast, the equivalent \(\mathbb{P}^1(\mathbb{F}_q)\)-model is computationally much more direct, as it allows one to recover the block via straightforward coefficient calculations over the base field \(\mathbb{F}_q\).
Example 2 (The space \(W_7^{\mathrm{Luc}}\) in characteristic \(3\)). Assume that \(q=3^n\) with \(n\ge 2\), so that \(7\le q+1\). Since \(7=1+2\cdot 3\) has ternary expansion \((21)_3\), the condition \(i\le_3 7\) is equivalent to \(i\in\{0,1,3,4,6,7\}\). Hence \[W_7^{\mathrm{Luc}}=\mathop{\mathrm{span}}_{\mathbb{F}_q}\{X^7,X^6Y,X^4Y^3,X^3Y^4,XY^6,Y^7\}\subseteq \mathbb{F}_q[X,Y]_7.\] To describe \(\mathcal{B}_{W_7^{\mathrm{Luc}}}\), it is enough to consider blocks containing \(\{\infty,0,1\}\). Let \(S=\{\infty,0,1,a,b,c,d\},\) where \(a,b,c,d\in\mathbb{F}_q\setminus\{0,1\}\) are pairwise distinct. Set \(T=\{0,1,a,b,c,d\}\). Then \[F_S(X,Y)=Y\prod_{t\in T}(X-tY)=\sum_{j=0}^6(-1)^je_j(T)X^{6-j}Y^{j+1}.\] Since \(W_7^{\mathrm{Luc}}=\mathop{\mathrm{span}}_{\mathbb{F}_q}\{X^7,X^6Y,X^4Y^3,X^3Y^4,XY^6,Y^7\},\) it follows that \(F_S\in W_7^{\mathrm{Luc}}\) if and only if \(e_1(T)=e_4(T)=0.\) Because \(0\in T\), this may be rewritten as \[1+a+b+c+d=0,\qquad e_4(1,a,b,c,d)=0.\] Thus \(\mathcal{B}_{W_7^{\mathrm{Luc}}}\) consists precisely of those \(7\)-subsets \(S\subseteq \mathbb{P}^1(\mathbb{F}_q)\) whose associated polynomial \(F_S\) has vanishing coefficients in the forbidden positions.
Since \(7=21_3\), the integers \(a\) with \(0\le a\le 7\) and \(a\not\le_3 7\) are \(a=2,5.\) By Lemma 6, we have \[\widetilde{\mathcal{B}}_{W_7^{\mathrm{Luc}}} = \left\{ T\in\binom{U_{q+1}}{7}:e_2(T)=0 \right\}.\] This is exactly the block description appearing in Theorem 2 of [19]. Whenever \(\mathcal{B}_{W_7^{\mathrm{Luc}}}\ne\varnothing\), the previous results imply that \((U_{q+1},\widetilde{\mathcal{B}}_{W_7^{\mathrm{Luc}}})\) is a \(3\)-\((q+1,7,\lambda)\) design for some \(\lambda\).
Remark 3. The \(3\)-design obtained here is exactly the one appearing in Theorem 2 of [19]. In that paper, the authors were not able to determine its parameters explicitly. We shall compute these parameters later. As we will see, working with the \(\mathbb{P}^1(\mathbb{F}_q)\)-model greatly simplifies the calculation.
We now study when the associated block sets are empty or nonempty. We begin with a simple vanishing criterion.
Proposition 8. Assume that \(1\le k\le q+1\). If \(p\mid k\), then \(\mathcal{B}_{W_k^{\mathrm{Luc}}}=\varnothing.\)
Proof. Since \(p\mid k\), the least base-\(p\) digit of \(k\) is zero. Hence, if \(i\le_p k\), then the least base-\(p\) digit of \(i\) is also zero, so \(p\mid i\). It follows that every monomial \(X^{k-i}Y^i\) occurring in \(W_k^{\mathrm{Luc}}\) has both exponents divisible by \(p\). Therefore every polynomial \(f\in W_k^{\mathrm{Luc}}\) can be written in the form \[f(X,Y)=\sum_j c_j X^{pa_j}Y^{pb_j}.\] Since \(\mathbb{F}_q\) is perfect, each \(c_j\) has a \(p\)-th root in \(\mathbb{F}_q\), and hence \(f(X,Y)=g(X,Y)^p\) for some homogeneous polynomial \(g(X,Y)\in \mathbb{F}_q[X,Y]\). Consequently every zero of \(f\) in \(\mathbb{P}^1(\mathbb{F}_q)\) occurs with multiplicity divisible by \(p\). In particular, \(f\) cannot vanish at \(k\) distinct points of \(\mathbb{P}^1(\mathbb{F}_q)\). By Proposition 3, this implies \(\mathcal{B}_{W_k^{\mathrm{Luc}}}=\varnothing\). ◻
The next lemma provides a useful multiplicative construction.
Lemma 7. Let \(\ell_1,\dots,\ell_s\) be nonnegative integers such that \(k:=\ell_1+\cdots+\ell_s\) is carry-free in base \(p\). If \(f_j(X,Y)\in W_{\ell_j}^{\mathrm{Luc}}\) for \(1\le j\le s\), then their product \(f_1(X,Y)\cdots f_s(X,Y)\in W_k^{\mathrm{Luc}}.\)
Proof. For each \(j\), write \[f_j(X,Y)=\sum_{i_j\le_p \ell_j} a_{j,i_j}X^{\ell_j-i_j}Y^{i_j}.\] Consider a monomial occurring in the product \(f_1\cdots f_s\). Its exponent of \(Y\) is of the form \(i=i_1+\cdots+i_s\) with \(i_j\le_p \ell_j\) for all \(j\). Write \[\ell_j=\sum_{t\ge 0}(\ell_j)_tp^t,\qquad i_j=\sum_{t\ge 0}(i_j)_tp^t,\qquad k=\sum_{t\ge 0}k_tp^t.\] Since \(i_j\le_p \ell_j\), we have \((i_j)_t\le (\ell_j)_t\) for all \(j,t\). As the sum \(\ell_1+\cdots+\ell_s\) is carry-free, for each \(t\) one has \((\ell_1)_t+\cdots+(\ell_s)_t=k_t<p.\) Hence \((i_1)_t+\cdots+(i_s)_t\le (\ell_1)_t+\cdots+(\ell_s)_t=k_t<p\) for all \(t\). Therefore the addition \(i=i_1+\cdots+i_s\) is also carry-free in base \(p\), and so \(i_t=(i_1)_t+\cdots+(i_s)_t\le k_t\) for all \(t\). Thus \(i\le_p k\). It follows that every monomial occurring in \(f_1\cdots f_s\) is of the form \(X^{k-i}Y^i\) with \(i\le_p k\), and hence \(f_1(X,Y)\cdots f_s(X,Y)\in W_k^{\mathrm{Luc}}.\) ◻
The lemma immediately yields the following reduction principle for nonemptiness.
Corollary 3. Let \(\ell_1,\dots,\ell_s\) be nonnegative integers such that \(k=\ell_1+\cdots+\ell_s\) is carry-free in base \(p\). Suppose that \(S_j\in \mathcal{B}_{W_{\ell_j}^{\mathrm{Luc}}}\) for \(1\le j\le s,\) and that the subsets \(S_1,\dots,S_s\) are pairwise disjoint. Then \[S:=S_1\cup\cdots\cup S_s\] belongs to \(\mathcal{B}_{W_k^{\mathrm{Luc}}}\). In particular, \(\mathcal{B}_{W_k^{\mathrm{Luc}}}\neq \varnothing.\)
Proof. Since the sets \(S_1,\dots,S_s\) are pairwise disjoint, we have \[F_S(X,Y)=\prod_{j=1}^s F_{S_j}(X,Y).\] As \(F_{S_j}\in W_{\ell_j}^{\mathrm{Luc}}\) for each \(j\), Lemma 7 gives \(F_S\in W_k^{\mathrm{Luc}}.\) Hence \(S\in \mathcal{B}_{W_k^{\mathrm{Luc}}}\). ◻
We now record two useful classes of basic blocks.
Proposition 9 (Multiplicative basic blocks). Let \(d\) be a positive integer such that \(d\mid (q-1)\) and \(p\nmid d\). Let \(H\le \mathbb{F}_q^\times\) be a multiplicative subgroup of order \(d\). Then \(H\in \mathcal{B}_{W_d^{\mathrm{Luc}}}.\) If, in addition, \(p\nmid (d+1),\) then \(H\cup\{\infty\}\in \mathcal{B}_{W_{d+1}^{\mathrm{Luc}}}.\)
Proof. Since \(H\) is the subgroup of \(d\)-th roots of unity in \(\mathbb{F}_q^\times\), we have \[F_H(X,Y)=\prod_{a\in H}(X-aY)=X^d-Y^d.\] Only the coefficients in positions \(0\) and \(d\) occur, and these are always allowed. Hence \(H\in \mathcal{B}_{W_d^{\mathrm{Luc}}}\). Now set \(S':=H\cup\{\infty\}\). Then \[F_{S'}(X,Y)=Y(X^d-Y^d).\] The only exponents of \(Y\) occurring here are \(1\) and \(d+1\). The exponent \(d+1\) is always allowed, while \(1\le_p d+1\) holds exactly when the least base-\(p\) digit of \(d+1\) is nonzero, equivalently when \(p\nmid (d+1)\). Therefore, under this additional assumption, \(H\cup\{\infty\}\in \mathcal{B}_{W_{d+1}^{\mathrm{Luc}}}\). ◻
Proposition 10 (Subfield-line basic blocks). Let \(q=p^e\), and let \(m\) be a positive integer such that \(m\mid e\). Then the projective subline \[S=\mathbb{P}^1(\mathbb{F}_{p^m})=\mathbb{F}_{p^m}\cup\{\infty\}\subseteq \mathbb{P}^1(\mathbb{F}_q)\] satisfies \(S\in \mathcal{B}_{W_{p^m+1}^{\mathrm{Luc}}}.\) In particular, \(\mathcal{B}_{W_{p^m+1}^{\mathrm{Luc}}}\neq \varnothing.\)
Proof. The polynomial vanishing exactly on \(\mathbb{F}_{p^m}\) is \(\prod_{a\in\mathbb{F}_{p^m}}(X-aY) = X^{p^m}-XY^{p^m-1}\). Therefore, the associated polynomial for \(S = \mathbb{F}_{p^m}\cup\{\infty\}\) is \[F_S(X,Y) = Y(X^{p^m}-XY^{p^m-1}) = X^{p^m}Y - XY^{p^m}.\] The exponents of \(Y\) occurring in \(F_S(X,Y)\) are exactly \(1\) and \(p^m\). For \(k = p^m+1\), its base-\(p\) expansion simply consists of \(1\)’s at the \(m\)-th and \(0\)-th positions. It is then immediate that \(1 \le_p k\) and \(p^m \le_p k\). Thus, \(F_S \in W_{p^m+1}^{\mathrm{Luc}}\), which yields \(S\in \mathcal{B}_{W_{p^m+1}^{\mathrm{Luc}}}\). ◻
The preceding proposition completely determines the case \(k=p^m+1\).
Proposition 11. Let \(q=p^e\), and let \(q_0=p^m\) with \(1\le m\le e\). Then \[|\mathcal{B}_{W_{q_0+1}^{\mathrm{Luc}}}|= \begin{cases} \dfrac{\binom{q+1}{3}}{\binom{q_0+1}{3}} =\dfrac{q(q^2-1)}{q_0(q_0^2-1)}, & \text{if }m\mid e,\\[8pt] 0, & \text{if }m\nmid e. \end{cases}\] Moreover, if \(m\mid e\), then \((\mathbb{P}^1(\mathbb{F}_q),\mathcal{B}_{W_{q_0+1}^{\mathrm{Luc}}})\) is a Steiner system \(S(3,q_0+1,q+1),\) that is, a \(3\)-\((q+1,q_0+1,1)\) design.
Proof. If \(m\mid e\), then Proposition 10 shows that \(\mathcal{B}_{W_{q_0+1}^{\mathrm{Luc}}}\neq \varnothing.\) Conversely, suppose that \(\mathcal{B}_{W_{q_0+1}^{\mathrm{Luc}}}\neq \varnothing.\) Since \(\mathop{\mathrm{PGL}}_2(\mathbb{F}_q)\) acts sharply \(3\)-transitively on \(\mathbb{P}^1(\mathbb{F}_q)\) and preserves \(\mathcal{B}_{W_{q_0+1}^{\mathrm{Luc}}}\), it suffices to study the blocks containing \(\{\infty,0,1\}\). Let \(S\in \mathcal{B}_{W_{q_0+1}^{\mathrm{Luc}}}\) contain \(\{\infty,0,1\}\), and write \(S=\{\infty\}\cup T,\) where \(T\subseteq \mathbb{F}_q\) has cardinality \(q_0\) and contains \(0\) and \(1\). Define \(P_T(Z):=\prod_{t\in T}(Z-t)\in \mathbb{F}_q[Z].\) Then \[F_S(X,Y)=Y\prod_{t\in T}(X-tY)=Y^{q_0+1}P_T(X/Y).\] Since \(W_{q_0+1}^{\mathrm{Luc}}=\mathop{\mathrm{span}}_{\mathbb{F}_q}\{X^{q_0+1},X^{q_0}Y,XY^{q_0},Y^{q_0+1}\},\) and every term of \(F_S(X,Y)\) contains a factor \(Y\), it follows that \(P_T(Z)=Z^{q_0}+cZ+d\) for some \(c,d\in \mathbb{F}_q\). As \(0\in T\), we have \(d=0\). As \(1\in T\), we have \(0=P_T(1)=1+c,\) so \(c=-1\). Therefore \(P_T(Z)=Z^{q_0}-Z.\) Thus \(T\) is precisely the set of roots in \(\mathbb{F}_q\) of the polynomial \(Z^{q_0}-Z\). The roots of \(Z^{p^m}-Z\) in \(\mathbb{F}_q\) form the unique subfield of \(\mathbb{F}_q\) of order \(p^{\gcd(m,e)}\), namely \(\mathbb{F}_{p^{\gcd(m,e)}}\). Since \(|T|=q_0=p^m\), we must have \(\gcd(m,e)=m\), that is, \(m\mid e.\) We have shown that \(\mathcal{B}_{W_{q_0+1}^{\mathrm{Luc}}}\neq \varnothing\) if and only if \(m\mid e.\)
Assume now that \(m\mid e\). Then the argument above shows that the unique block containing \(\{\infty,0,1\}\) is \(\mathbb{F}_{q_0}\cup\{\infty\}.\) By the sharp \(3\)-transitivity of \(\mathop{\mathrm{PGL}}_2(\mathbb{F}_q)\), every \(3\)-subset of \(\mathbb{P}^1(\mathbb{F}_q)\) is therefore contained in exactly one block of \(\mathcal{B}_{W_{q_0+1}^{\mathrm{Luc}}}\). Hence \((\mathbb{P}^1(\mathbb{F}_q),\mathcal{B}_{W_{q_0+1}^{\mathrm{Luc}}})\) is a Steiner system \(S(3,q_0+1,q+1)\), equivalently a \(3\)-\((q+1,q_0+1,1)\) design. Finally, \[|\mathcal{B}_{W_{q_0+1}^{\mathrm{Luc}}}|=\frac{\binom{q+1}{3}}{\binom{q_0+1}{3}} =\frac{q(q^2-1)}{q_0(q_0^2-1)}.\] This completes the proof. ◻
In this section, using the known weight distribution of the ternary Melas code, we determine the parameters of the designs associated with \(W_7^{\mathrm{Luc}}\). We first compute the parameter \(\lambda_2\) of the \(3\)-\((q+1,7,\lambda_2)\) design introduced in Example 2, thereby resolving the case left open in [19]. We then determine the remaining parameter \(\lambda_1\) from [19].
Let \(q=3^m\). The ternary Melas code \(M(q)\) is the \(\mathbb{F}_3\)-linear code of length \(q-1\), defined by \[M(q):= \left\{ (c_x)_{x\in\mathbb{F}_q^\times}\in \mathbb{F}_3^{\,q-1}: \sum_{x\in\mathbb{F}_q^\times}c_xx=0,\; \sum_{x\in\mathbb{F}_q^\times}c_xx^{-1}=0 \right\}.\]
Lemma 8. Let \(q=3^m\). Then \[A_3=0,\qquad A_5=\frac{4(q-1)\bigl(q^2+(( -1)^m-14)q+36\bigr)}{15},\] where \(A_i\) denotes the number of codewords of weight \(i\) in \(M(q)\) for \(i\ge0\).
Proof. This gives the weight-\(3\) and weight-\(5\) terms in the known weight distribution of the ternary Melas code; see [28]. ◻
We now compute the parameter of the \(3\)-design in Example 2.
Theorem 4. Let \(q=3^m\), and let \(\lambda_2\) denote the number of blocks in \(\mathcal{B}_{W_7^{\mathrm{Luc}}}\) containing any fixed \(3\)-subset of \(\mathbb{P}^1(\mathbb{F}_q)\). Then \[\lambda_2=\frac{q^2+(( -1)^m-14)q+36}{24}.\] It follows that, \[\bigl|\mathcal{B}_{W_7^{\mathrm{Luc}}}\bigr| = \frac{q(q^2-1)\bigl(q^2+(( -1)^m-14)q+36\bigr)}{5040}.\] In particular, \(\mathcal{B}_{W_7^{\mathrm{Luc}}}\neq\varnothing\) if and only if \(\lambda_2>0\) (if and only if \(m\ge 3\)); in that case \(\bigl(\mathbb{P}^1(\mathbb{F}_q),\mathcal{B}_{W_7^{\mathrm{Luc}}}\bigr)\) is a \(3\)-\((q+1,7,\lambda_2)\) design.
Proof. Fix the three points \(T_0:=\{\infty,0,-1\}\subseteq \mathbb{P}^1(\mathbb{F}_q).\) By definition, \(\lambda_2=\#\{\,B\in \mathcal{B}_{W_7^{\mathrm{Luc}}}:T_0\subseteq B\,\}.\) Every such block has the form \[B=\{\infty,0,-1,x_1,x_2,x_3,x_4\},\] where \(x_1,x_2,x_3,x_4\in\mathbb{F}_q^\times\setminus\{-1\}\) are pairwise distinct. For \(1\le i\le 4\), set \(e_i=\sigma_i(x_1,x_2,x_3,x_4).\) Then \[\prod_{j=1}^4(X-x_jY)=X^4-e_1X^3Y+e_2X^2Y^2-e_3XY^3+e_4Y^4,\] and hence \[\begin{align} F_B(X,Y) &=Y\cdot X\cdot (X+Y)\prod_{j=1}^4(X-x_jY) \\ &=X^6Y+(1-e_1)X^5Y^2+(e_2-e_1)X^4Y^3 +(e_2-e_3)X^3Y^4+(e_4-e_3)X^2Y^5+e_4XY^6. \end{align}\] Since \[W_7^{\mathrm{Luc}}=\mathop{\mathrm{span}}_{\mathbb{F}_q}\{X^7,X^6Y,X^4Y^3,X^3Y^4,XY^6,Y^7\},\] we obtain \(B\in \mathcal{B}_{W_7^{\mathrm{Luc}}}\) if and only if \(1-e_1=0,\;e_4-e_3=0,\) that is, \(e_1=1,\;e_3=e_4.\) Since \[x_1+x_2+x_3+x_4=e_1,\qquad x_1^{-1}+x_2^{-1}+x_3^{-1}+x_4^{-1}=\frac{e_3}{e_4},\] it follows that \(B\in \mathcal{B}_{W_7^{\mathrm{Luc}}}\) if and only if \[x_1+x_2+x_3+x_4=1,\; x_1^{-1}+x_2^{-1}+x_3^{-1}+x_4^{-1}=1.\] Let \(\Lambda:= \Bigl\{ \{x_1,x_2,x_3,x_4\}\subseteq \mathbb{F}_q^\times\setminus\{-1\}: x_i\;\text{pairwise distinct}, \;\sum_{i=1}^4x_i=1,\;\sum_{i=1}^4x_i^{-1}=1 \Bigr\}.\) Then \(\lambda_2=|\Lambda|.\) Define \(P:=\{(c,t):c\in M(q),\;\mathrm{wt}(c)=5,\;t\in \mathop{\mathrm{Supp}}(c)\}.\) Since every weight-\(5\) codeword has exactly five support positions, \(|P|=5A_5.\) For \((c,t)\in P\), write \[c=\sum_{x\in\mathop{\mathrm{Supp}}(c)}\varepsilon_xe_x,\qquad \varepsilon_x\in\{\pm 1\}\subseteq\mathbb{F}_3.\] For each \(x\in \mathop{\mathrm{Supp}}(c)\setminus\{t\}\), define \(u_x:=-\varepsilon_x\varepsilon_t\,\frac{x}{t}.\) Set \(\Phi(c,t):=\{u_x:x\in \mathop{\mathrm{Supp}}(c)\setminus\{t\}\}.\) We claim that \(\Phi\) defines a map \(\Phi:P\longrightarrow \Lambda.\) Since \(c\in M(q)\), we have \(\sum_{x\in\mathop{\mathrm{Supp}}(c)}\varepsilon_xx=0,\) and \(\sum_{x\in\mathop{\mathrm{Supp}}(c)}\varepsilon_xx^{-1}=0.\) Separating the term indexed by \(t\) and dividing by \(-\varepsilon_tt\) and \(-\varepsilon_tt^{-1}\), respectively, we obtain \[\sum_{x\in\mathop{\mathrm{Supp}}(c)\setminus\{t\}}u_x=1, \qquad \sum_{x\in\mathop{\mathrm{Supp}}(c)\setminus\{t\}}u_x^{-1}=1.\] Thus only distinctness and the exclusion of the value \(-1\) remain to be checked.
First, no \(u_x\) can be equal to \(1\). Indeed, if \(u_x=1\), then \(-\varepsilon_x\varepsilon_t\,\frac{x}{t}=1,\) so \(\varepsilon_xx=-\varepsilon_tt,\) and \(\varepsilon_xx^{-1}=-\varepsilon_tt^{-1}.\) Deleting the coordinates \(x\) and \(t\) would then produce a codeword of weight \(3\) in \(M(q)\), contradicting \(A_3=0\).
Next, no \(u_x\) can be equal to \(-1\). Suppose \(u_x=-1\) for some \(x\ne t\), and let the remaining normalized values be \(v_1,v_2,v_3\). Then \[v_1+v_2+v_3=-1,\qquad v_1^{-1}+v_2^{-1}+v_3^{-1}=-1.\] If \[e_1''=v_1+v_2+v_3,\qquad e_2''=v_1v_2+v_1v_3+v_2v_3,\qquad e_3''=v_1v_2v_3,\] then \(e_1''=-1\) and \(e_2''/e_3''=-1\), so \(e_2''=-e_3''\). Hence \(v_1,v_2,v_3\) are the roots of \[T^3-e_1''T^2+e_2''T-e_3''=T^3+T^2+e_2''T+e_2''=(T+1)(T^2+e_2'').\] Thus one of the \(v_i\) equals \(-1\). Repeating the same argument gives at least two normalized values equal to \(-1\), which is impossible, since \(u_x=-1\) is equivalent to \(x=\varepsilon_x\varepsilon_tt\), and for fixed \(t\) there is at most one such \(x\neq t\). Finally, the values \(u_x\) are pairwise distinct. Suppose \(u_x=u_y\) for distinct \(x,y\in \mathop{\mathrm{Supp}}(c)\setminus\{t\}\). Excluding the case \(u_x=-1\) already treated, write \(u_x=u_y=u\neq -1\), and let the remaining two normalized values be \(v,w\). Then \[u+u+v+w=1,\qquad u^{-1}+u^{-1}+v^{-1}+w^{-1}=1.\] Since the characteristic is \(3\), this becomes \[v+w=1+u,\qquad v^{-1}+w^{-1}=1+u^{-1}=\frac{u+1}{u}.\] Hence \[\frac{v+w}{vw}=\frac{u+1}{u},\] so, because \(u\neq -1\), we obtain \(vw=u.\) Therefore \(v\) and \(w\) are the roots of \[T^2-(1+u)T+u=(T-1)(T-u).\] Thus one of \(v,w\) equals \(1\), contradicting the fact already proved that no normalized value equals \(1\). We have shown that \(\Phi(c,t)\in \Lambda\), so \(\Phi\) is well defined.
We now compute the cardinality of each fiber. Fix \(U=\{u_1,u_2,u_3,u_4\}\in \Lambda.\) We first show that \(1\notin U\). Suppose, to the contrary, that \(U=\{1,v_1,v_2,v_3\}\). Since \(U\in\Lambda\), we have \[v_1+v_2+v_3=0, \qquad v_1^{-1}+v_2^{-1}+v_3^{-1}=0.\] Let \[e_1''=v_1+v_2+v_3,\qquad e_2''=v_1v_2+v_1v_3+v_2v_3,\qquad e_3''=v_1v_2v_3.\] Then \(e_1''=0\) and \(e_2''/e_3''=0\), so \(e_2''=0\). Hence \(v_1,v_2,v_3\) are the three roots of \(T^3-e_3''\). Since \(q=3^m\), the Frobenius map \(x\mapsto x^3\) is a bijection on \(\mathbb{F}_q\), so the polynomial \(T^3-e_3''\) has a unique root in \(\mathbb{F}_q\), counted with multiplicity. This contradicts the fact that \(v_1,v_2,v_3\) are pairwise distinct. Therefore \(1\notin U\). Next we show that \(U\) contains no pair \(\{u,-u\}\). Suppose, to the contrary, that \(U=\{u,-u,v,w\}\). Since \(U\in\Lambda\), we have \(v+w=1\) and \(v^{-1}+w^{-1}=1\). Thus \(\frac{v+w}{vw}=1\). Because \(v+w=1\), it follows that \(vw=1\). Hence \(v\) and \(w\) are the two roots of \[T^2-(v+w)T+vw=T^2-T+1=(T+1)^2\] in characteristic \(3\). Therefore \(v=w=-1\), contradicting both the distinctness of the elements of \(U\) and the condition \(U\subseteq \mathbb{F}_q^\times\setminus\{-1\}\). So \(U\) contains no pair \(\{u,-u\}\).
Choose \(t\in\mathbb{F}_q^\times,\) which gives \(q-1\) choices, choose \(\varepsilon_t\in\{\pm 1\},\) which gives \(2\) choices, and choose arbitrary sign \(\delta_1,\delta_2,\delta_3,\delta_4\in\{\pm 1\},\) which gives \(2^4=16\) choices. For \(1\le i\le 4\), define \(x_i:=\delta_i u_it\) and \(\varepsilon_{x_i}:=-\delta_i\varepsilon_t\). Set \(c:=\varepsilon_te_t+\sum_{i=1}^4\varepsilon_{x_i}e_{x_i}.\) We claim that the five positions \(t,x_1,x_2,x_3,x_4\) are pairwise distinct. First, if \(x_i=t\), then \(\delta_i u_i=1\), so \(u_i=\delta_i\in\{\pm1\}\). Since \(U\subseteq \mathbb{F}_q^\times\setminus\{-1\}\) and we have already proved that \(1\notin U\), this is impossible. Next, if \(x_i=x_j\) for some \(i\ne j\), then \(\delta_i u_i=\delta_j u_j\), hence \(u_i=\delta_i\delta_j\,u_j\). If \(\delta_i\delta_j=1\), then \(u_i=u_j\), contradicting the distinctness of the elements of \(U\). If \(\delta_i\delta_j=-1\), then \(u_i=-u_j\), contradicting the fact just proved that \(U\) contains no pair \(\{u,-u\}\). Therefore \(t,x_1,x_2,x_3,x_4\) are pairwise distinct, and so \(\mathop{\mathrm{wt}}(c)=5\). Exactly as in the construction above, one checks that \(c\in M(q)\), \(\mathrm{wt}(c)=5\), and \(\Phi(c,t)=U.\) Conversely, every preimage of \(U\) arises in this way: if \((c,t)\in\Phi^{-1}(U)\) and \[c=\varepsilon_t e_t+\sum_{i=1}^4\varepsilon_{x_i}e_{x_i},\] then, after indexing the four elements of \(\mathop{\mathrm{Supp}}(c)\setminus\{t\}\) so that \(u_i=-\varepsilon_{x_i}\varepsilon_t\frac{x_i}{t}\) for \(1\le i\le 4\), we recover \(x_i=\delta_i u_i t\) and \(\varepsilon_{x_i}=-\delta_i\varepsilon_t\), with \(\delta_i:=-\varepsilon_{x_i}\varepsilon_t\in\{\pm1\}\). Thus every element of \(\Phi^{-1}(U)\) is obtained uniquely from a choice of \[t\in\mathbb{F}_q^\times,\qquad \varepsilon_t\in\{\pm1\},\qquad (\delta_1,\delta_2,\delta_3,\delta_4)\in\{\pm1\}^4.\] Therefore \[|\Phi^{-1}(U)|=(q-1)\cdot 2\cdot 16=32(q-1)\] for every \(U\in \Lambda\). Counting \(P\) in two ways gives \[5A_5=|P|=\sum_{U\in\Lambda}|\Phi^{-1}(U)|=32(q-1)|\Lambda|=32(q-1)\lambda_2,\] and hence \(\lambda_2=\frac{5A_5}{32(q-1)}.\) Applying Lemma 8, we obtain \[\lambda_2=\frac{q^2+(( -1)^m-14)q+36}{24}.\] The formula for \(|\mathcal{B}_{W_7^{\mathrm{Luc}}}|\) follows from \[|\mathcal{B}_{W_7^{\mathrm{Luc}}}|=\lambda_2\frac{\binom{q+1}{3}}{\binom{7}{3}}.\] The final assertion follows from Proposition 2. ◻
Remark 4. As an immediate consequence, the parameter \(\lambda_2\) appearing in Theorems 2 and 5 of [19] is now determined explicitly.
To compute the parameter \(\lambda_1\) from [19], we first introduce an important lemma.
Lemma 9. For any pairwise distinct elements \(y_1,\dots,y_5\in U_{q+1}\setminus\{1\}\), one has \[e_2(y_1,\dots,y_5,1,1)\neq 0.\]
Proof. Suppose, to the contrary, that \(e_2(y_1,\dots,y_5,1,1)=0.\) Let \[g(X)=\prod_{i=1}^5(X-y_i)=X^5+a_4X^4+a_3X^3+a_2X^2+a_1X+a_0.\] Since \(g(X)(X-1)^2=\prod_{i=1}^5(X-y_i)(X-1)^2,\) the roots of \(g(X)(X-1)^2\) are precisely \(y_1,\dots,y_5,1,1\). Hence the coefficient of \(X^5\) in this polynomial is \(e_2(y_1,\dots,y_5,1,1),\) and therefore vanishes by assumption. Since the characteristic is \(3\), we have \((X-1)^2=X^2+X+1.\) Thus \[g(X)(X-1)^2=g(X)(X^2+X+1),\] and the coefficient of \(X^5\) in this product is \(1+a_4+a_3\), so \(1+a_4+a_3=0.\)
Write \[g(X)=X^5-e_1X^4+e_2X^3-e_3X^2+e_4X-e_5,\] where \(e_j=e_j(y_1,\dots,y_5)\). Since each \(y_i\in U_{q+1}\), it satisfies \(y_i^q=y_i^{-1}\). We have \[e_j(y_1,\dots,y_5)^q=e_j(y_1^{-1},\dots,y_5^{-1})=\frac{e_{5-j}(y_1,\dots,y_5)}{e_5(y_1,\dots,y_5)}\] for \(0\le j\le 5\). Therefore \(e_4=e_5e_1^q,\) and \(e_3=e_5e_2^q.\)
Since \[a_4=-e_1,\quad a_3=e_2,\quad a_2=-e_3,\quad a_1=e_4,\quad a_0=-e_5,\] it follows that \(a_1=a_0a_4^q\) and \(a_2=a_0a_3^q.\) Taking \(q\)-th powers in \(1+a_4+a_3=0\), we obtain \(1+a_4^q+a_3^q=0.\) Hence \[\begin{align} g(1) &=1+a_4+a_3+a_2+a_1+a_0 \\ &=(1+a_4+a_3)+a_0(1+a_4^q+a_3^q)=0. \end{align}\] Thus \(1\) is a root of \(g(X)\), which means that \(y_i=1\) for some \(i\). This contradicts the assumption that \(y_1,\dots,y_5\in U_{q+1}\setminus\{1\}\). Therefore \(e_2(y_1,\dots,y_5,1,1)\neq 0.\) ◻
We next compute the parameter \(\lambda_1\) from [19] by relating the \(7\)-subset design in Theorem 4 to the \(6\)-subset design appearing in [19].
Proposition 12. Let \(q=3^m\). For a \(6\)-subset \(A=\{x_1,\dots,x_6\}\subseteq U_{q+1}\), write \(e_i(A)=e_i(x_1,\dots,x_6),\) where \(0\le i\le 6\). Let \(\mathcal{A}= \left\{ A\in\binom{U_{q+1}}{6}: e_4(A)e_2(A)=e_5(A)e_1(A) \right\}\) and \(\widetilde{\mathcal{B}}_{W_7^{\mathrm{Luc}}} = \left\{ B\in\binom{U_{q+1}}{7}:e_2(B)=0 \right\}.\) Then \(|\mathcal{A}|=7|\widetilde{\mathcal{B}}_{W_7^{\mathrm{Luc}}} |\).
Proof. Set \(\mathcal{B}^*:=\{(B,x):B\in \widetilde{\mathcal{B}}_{W_7^{\mathrm{Luc}}},\;x\in B\}.\) It follows that \(|\mathcal{B}^*|=7\,|\widetilde{\mathcal{B}}_{W_7^{\mathrm{Luc}}}|.\) We claim that the map \[\phi:\mathcal{B}^*\longrightarrow \mathcal{A},\qquad (B,x)\longmapsto B\setminus\{x\},\] is a bijection. Let \((B,x)\in \mathcal{B}^*\), and set \(A:=B\setminus\{x\}.\) Since \(e_2(B)=0\), we have \(e_2(A)+xe_1(A)=0.\) Hence \(e_2(A)^{q+1}=(-1)^{q+1}x^{q+1}e_1(A)^{q+1}=e_1(A)^{q+1},\) because \(q+1\) is even and \(x\in U_{q+1}\) implies \(x^{q+1}=1\). Using the symmetry relation \(e_{6-i}(A)=e_6(A)e_i(A)^q,\) it is equivalent to \(e_4(A)e_2(A)=e_5(A)e_1(A).\) Thus \(A\in \mathcal{A}\), so \(\phi\) is well defined. Conversely, let \(A=\{x_1,\dots,x_6\}\in \mathcal{A}.\) We first show that \(e_1(A)\neq 0\). Otherwise the defining equation for \(\mathcal{A}\) gives \(e_2(A)^{q+1}=e_1(A)^{q+1}=0,\) hence \(e_2(A)=0\). Dividing by \(x_6\), we obtain \[e_1\!\left(\frac{x_1}{x_6},\dots,\frac{x_5}{x_6},1\right)=0, \qquad e_2\!\left(\frac{x_1}{x_6},\dots,\frac{x_5}{x_6},1\right)=0.\] Therefore \[e_2\!\left(\frac{x_1}{x_6},\dots,\frac{x_5}{x_6},1,1\right)=e_2\!\left(\frac{x_1}{x_6},\dots,\frac{x_5}{x_6},1\right)+1\cdot e_1\!\left(\frac{x_1}{x_6},\dots,\frac{x_5}{x_6},1\right)=0\] contradicting Lemma 9. Thus \(e_1(A)\neq 0\).
Now define \(x:=-\frac{e_2(A)}{e_1(A)}.\) Since \(A\in \mathcal{A}\), we have \(x^{q+1}=1\), so \(x\in U_{q+1}\). We next show that \(x\notin A\). Suppose, for instance, that \(x=x_1\). Then \(e_2(x_1,x_1,x_2,\dots,x_6)=0.\) Dividing by \(x_1\) gives \(e_2\!\left(1,1,\frac{x_2}{x_1},\dots,\frac{x_6}{x_1}\right)=0,\) again contradicting Lemma 9. Hence \(x\notin A\). Set \(B:=A\cup\{x\}.\) Then \(e_2(B)=e_2(A)+xe_1(A)=0,\) so \(B\in \widetilde{\mathcal{B}}_{W_7^{\mathrm{Luc}}}\) and clearly \(\phi(B,x)=A.\) Thus \(\phi\) is surjective. Finally, we show that \(\phi\) is injective. If \(\phi(B_1,x_1)=\phi(B_2,x_2)=A\), then we have \(e_2(B_1)= e_2(A)+x_1e_1(A)=0\) and \(e_2(B_2)= e_2(A)+x_2e_1(A)=0\). Since \(e_1(A)\neq0\), we have \(x_1=x_2\) and then \(B_1=B_2\).
Therefore \(\phi\) is a bijection, and hence \[|\mathcal{A}|=|\mathcal{B}^*|=7\,|\widetilde{\mathcal{B}}_{W_7^{\mathrm{Luc}}}|.\] This completes the proof. ◻
Theorem 5. Let \(\lambda_1\) denote the parameter of the \(3\)-\((q+1,6,\lambda_1)\) design associated with the block set \(\mathcal{A}\), equivalently, the parameter occurring in [19]. Then \[\lambda_1=4\lambda_2=\frac{q^2+(( -1)^m-14)q+36}{6}.\] In particular, the parameter \(\lambda_1\) left open in [19] is determined explicitly.
Proof. By (1 ), we have \[|\mathcal{A}|=\lambda_1\frac{\binom{q+1}{3}}{\binom{6}{3}}, \qquad |\widetilde{\mathcal{B}}_{W_7^{\mathrm{Luc}}}|=\lambda_2\frac{\binom{q+1}{3}}{\binom{7}{3}}.\] Using \(|\mathcal{A}|=7|\widetilde{\mathcal{B}}_{W_7^{\mathrm{Luc}}}|\) in Proposition 12, we obtain \[\lambda_1\frac{\binom{q+1}{3}}{20} = 7\lambda_2\frac{\binom{q+1}{3}}{35},\] and therefore \(\lambda_1=4\lambda_2.\) Substituting the value of \(\lambda_2\) from Theorem 4, we get \(\lambda_1=\frac{q^2+(( -1)^m-14)q+36}{6}.\) ◻
In this paper, we have established a unified framework for constructing \(3\)-designs from \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\)-invariant subspaces of \(\mathbb{F}_q[X,Y]_k\). The point of view adopted here links invariant subspaces, block families on \(\mathbb{P}^1(\mathbb{F}_q)\), and associated subcodes of the projective Reed–Solomon code. In particular, when \(k\le q\), the framework also yields \(3\)-designs from the supports of minimum-weight codewords in the associated subcodes and from the supports of suitable fixed-weight codewords in their duals. The Cayley transform provides an equivalent formulation on the unit circle, where the block conditions become explicit linear relations among elementary symmetric polynomials.
For the Lucas subspaces \(W_k^{\mathrm{Luc}}\), this framework leads to concrete descriptions of the corresponding block sets and to several criteria for emptiness and nonemptiness. It also produces explicit families of blocks, including those arising from subfield lines, and completely determines the case \(k=p^m+1\), where the resulting design is the Steiner system \(S(3,p^m+1,q+1)\) whenever it exists. In the ternary case \(k=7\), the known weight distribution of the ternary Melas code further allows us to determine explicitly the parameters left open in [19].
Several natural questions remain for further investigation. One direction is to study other families of \(\mathop{\mathrm{\mathrm{GL}}}_2(\mathbb{F}_q)\)-invariant subspaces, to determine when the associated block families are nonempty, and to analyze the support designs arising from the corresponding codes and dual codes. It would also be interesting to obtain more explicit criteria for emptiness and nonemptiness, as well as closed formulas for the parameters of the resulting designs. Finally, determining the automorphism groups and exploring further coding-theoretic properties of the associated codes remain worthwhile problems.