April 13, 2025
On a complete non-compact Riemannian manifold, it was independently discovered by Grigor’yan [2] and Saloff-Coste [3], [4] that the following two-sided Gaussian estimate of the heat kernel \[\frac{C_1}{V(x,\sqrt{t})}\exp\left(-C_2\frac{d(x,y)^2}{t}\right)\le p_t(x,y)\le\frac{C_3}{V(x,\sqrt{t})}\exp\left(-C_4\frac{d(x,y)^2}{t}\right),\] where \(d(x,y)\) is the geodesic distance, \(V(x,r)=m(B(x,r))\) is the Riemannian measure of the open ball \(B(x,r)\), is equivalent to the conjunction of the volume doubling condition and the following Poincaré inequality \[\int_{B(x,r)}|f-f_{B(x,r)}|^2\mathrm{d} m\le Cr^2\int_{B(x,2r)}|\nabla f|^2\mathrm{d} m,\] where \(f_{B(x,r)}\) is the mean value of \(f\) over \(B(x,r)\). However, on many fractals, including the Sierpiński gasket and the Sierpiński carpet, the heat kernel has the following two-sided sub-Gaussian estimate \[\begin{align} \label{eq95HKbeta}\tag*{HK(\beta)} \frac{C_1}{V(x,t^{1/\beta})}\exp\left(-C_2\left(\frac{d(x,y)}{t^{1/\beta}}\right)^{\frac{\beta}{\beta-1}}\right)\le p_t(x,y)\le\frac{C_3}{V(x,t^{1/\beta})}\exp\left(-C_4\left(\frac{d(x,y)}{t^{1/\beta}}\right)^{\frac{\beta}{\beta-1}}\right),\nonumber \end{align}\tag{1}\] where \(\beta\) is a new parameter called the walk dimension, which is always strictly greater than 2 on fractals. For example, \(\beta=\log5/\log2\) on the Sierpiński gasket (see [5], [6]), \(\beta\approx2.09697\) on the Sierpiński carpet (see [7]–[12]). On general metric measure spaces that may exhibit different scaling behavior, such as fractal-like domains and fractal-like cable systems (see [13], [14]), the heat kernel would display scale-dependent behavior as follows. \[\label{eq95HKPsi}\tag*{HK(\Psi)} \frac{C_1}{V\left(x,\Psi^{-1}(t)\right)}\exp\left(-\Upsilon\left(C_2d(x,y),t\right)\right)\le p_t(x,y)\le\frac{C_3}{V\left(x,\Psi^{-1}(t)\right)}\exp\left(-\Upsilon\left(C_4d(x,y),t\right)\right),\tag{2}\] where \[\Upsilon(R,t)=\sup_{s\in(0,+\infty)}\left(\frac{R}{s}-\frac{t}{\Psi(s)}\right),\] here \(\Psi\) is a scaling function, which is also assumed to be doubling. 1 corresponds to the homogeneous case \(\Psi(r)=r^\beta\). It was proved in [14]–[16] that on a general metric measure space, under the volume doubling condition, 2 is equivalent to the conjunction of the following Poincaré inequality \[\int_{B(x,r)}|f-f_{B(x,r)}|^2\mathrm{d} m\le C\Psi(r)\int_{B(x,2r)}\mathrm{d}\Gamma(f,f),\] where \(\Gamma(f,f)\) is the energy measure of \(f\) (see [17] for more details), and the cutoff Sobolev inequality or the generalized capacity condition, with the scaling function \(\Psi\). It was proved in [18] that the cutoff Sobolev inequality can be replaced by the following simplified version. There exist \(C_1, C_2>0\), \(A>1\), such that for any ball \(B(x,r)\), there exists a cutoff function \(\phi\) for \(B(x,r)\subseteq B(x,Ar)\) such that for any \(f\), we have \[\int_{B(x,Ar)}|\widetilde{f}|^2\mathrm{d}\Gamma(\phi,\phi)\le C_1\int_{B(x,Ar)}\mathrm{d}\Gamma(f,f)+\frac{C_2}{\Psi(r)}\int_{B(x,Ar)}|f|^2\mathrm{d} m,\] where \(\widetilde{f}\) is a quasi-continuous modification of \(f\).
However, 2 would impose certain constraints on \(\Psi\). In the homogeneous case, assume that the space is \(d_h\)-Ahlfors regular for some \(d_h>0\), it was proved in [19] that under the chain condition5, 1 implies \[2\le \beta\le d_h+1,\] see also [21] for the infinite graph case. In the general case, assume that the space satisfies the volume regular condition V(\(\Phi\)) with a scaling function \(\Phi\), that is, \(V(x,r)\asymp\Phi(r)\). Here \(\Phi\) is also assumed to be doubling. It was recently proved in [22] that 2 implies \[\frac{1}{C}\left(\frac{R}{r}\right)^2\le \frac{\Psi(R)}{\Psi(r)}\le C\frac{R\Phi(R)}{r\Phi(r)}\text{ for any }r\le R.\]
A natural question is whether the converse also holds. In the homogeneous case, for any \(d_h, \beta\) satisfying \(2\le \beta\le d_h+1\), Barlow [21] constructed a \(d_h\)-Ahlfors regular space on which 1 holds. He used a construction similar to the Laakso space in [23], adapted to the graph setting. In the general case, for any pair of doubling functions \(\Phi,\Psi\) satisfying the above inequality, Murugan [22] recently constructed a metric measure space on which both V(\(\Phi\)) and 2 hold. He developed a general Laakso-type space theory, and proved that the Poincaré inequality and the cutoff Sobolev inequality, whose conjunction is equivalent to 2 , holds on this space.
The preceding results are formulated within the Dirichlet form framework, which generalizes the classical Dirichlet integral \(\int_{\mathbb{R}^d}|\nabla f(x)|^2\mathrm{d} x\) in \(\mathbb{R}^d\). For general \(p>1\), extending the classical \(p\)-energy \(\int_{\mathbb{R}^d}|\nabla f(x)|^p\mathrm{d} x\) in \(\mathbb{R}^d\), as initiated by [24], the study of \(p\)-energy on fractals and general metric measure spaces has been recently advanced considerably, see [25]–[32]. In this setting, a new parameter \(\beta_p\), called the \(p\)-walk dimension, naturally arises in connection with a \(p\)-energy. Notably, \(\beta_2\) coincides with \(\beta\) in 1 . However, for general \(p>1\), there is no known analogue of the heat kernel estimate, instead, the \(p\)-walk dimension can be characterized in terms of the following Poincaré inequality \[\begin{align} \label{eq95PIbeta95intro}\tag*{\textrm{PI}(\beta_p)} \int_{B(x,r)}|f-f_{B(x,r)}|^p\mathrm{d} m\le Cr^{\beta_p}\int_{B(x,2r)}\mathrm{d}\Gamma(f), \end{align}\tag{3}\] where \(\Gamma(f)\) is the \(p\)-energy measure of \(f\), and the following cutoff Sobolev inequality \[\begin{align} \label{eq95CSbeta95intro}\tag*{\textrm{CS}(\beta_p)} \int_{B(x,Ar)}|\widetilde{f}|^p\mathrm{d}\Gamma(\phi)\le C_1\int_{B(x,Ar)}\mathrm{d}\Gamma(f)+\frac{C_2}{r^{\beta_p}}\int_{B(x,Ar)}|f|^p\mathrm{d} m, \end{align}\tag{4}\] where \(\phi\) is a cutoff function for \(B(x,r)\subseteq B(x,Ar)\). By taking \(f\equiv1\) in \(B(x,Ar)\), it is easy to see that 4 implies the following capacity upper bound \[\begin{align} \label{eq95ucapbeta95intro}\tag*{\textrm{cap}(\beta_p)_\le} \mathrm{cap}(B(x,r),X\backslash B(x,Ar))\le C_2\frac{V(x,Ar)}{r^{\beta_p}}, \end{align}\tag{5}\] where \(\mathrm{cap}(\cdot,\cdot)\) is the capacity associated with a \(p\)-energy. On general metric measure spaces, scale-dependent formulations of the Poincaré inequaity PI\((\Psi)\), the cutoff Sobolev inequality CS\((\Psi)\), and the capacity upper bound cap\((\Psi)_\le\) can be considered. Similar to the case \(p=2\), one can ask the following question.
In the homogeneous case, assume that the space is \(d_h\)-Ahlfors regular for some \(d_h>0\), and that both 3 and 4 hold. What are the constraints on \(d_h\) and \(\beta_p\)? In the general case, assume that V(\(\Phi\)), PI\((\Psi)\) and CS\((\Psi)\) hold. What are the constraints on \(\Phi\) and \(\Psi\)?
In the homogeneous case, it was proved in [33], [34] that under the chain condition, the conjunction of 3 and 5 implies \[p\le\beta_p\le d_h+(p-1).\] The initial purpose of this paper is to consider the general case. We will prove that under the chain condition, the conjunction of V(\(\Phi\)), PI\((\Psi)\) and cap\((\Psi)_\le\) implies \[\frac{1}{C}\left(\frac{R}{r}\right)^p\le\frac{\Psi(R)}{\Psi(r)}\le C\left(\frac{R}{r}\right)^{p-1}\frac{\Phi(R)}{\Phi(r)}\text{ for any }r\le R,\] which is Proposition 1. It is also natural to ask whether the converse holds as follows.
For any pair of doubling functions \(\Phi,\Psi\) satisfying the above inequality, does there exist a metric measure space endowed with a \(p\)-energy, on which V(\(\Phi\)), PI\((\Psi)\) and CS\((\Psi)\) hold?
The main purpose of this paper is to give a positive answer to this question, which is Theorem 3. Very recently, Eriksson-Bique [35] proved that, under the volume doubling condition and PI\((\Psi)\), CS\((\Psi)\) and cap\((\Psi)_\le\) are equivalent. This result resolves the long-standing resistance conjecture (see [36]). See also Murugan [37] for the resolution of the resistance conjecture in the non-local setting (see [38]). However, in the present paper, we will establish CS\((\Psi)\) directly, without relying on these results.
As an application of our results, we will consider the critical exponent \(\alpha_p\) of Besov spaces \(B^{p,\alpha}\) for \(p>1\), which was recently studied in [33], [39]. We will provide a characterization of the range in which the critical exponent \(\alpha_p\) is attainable.
To conclude the introduction, let us give a brief overview of our solution to Question 2 based on the Laakso-type space theory developed in [22].
Firstly, we use an \(\mathbb{R}\)-tree \(\mathcal{T}(\mathbf{b})\) introduced in [22], where \(\mathbf{b}\) is a function that determines the branching numbers of the tree and is thus referred to as a branching function. Owing to the tree property, suitable differential structure can be introduced on \(\mathcal{T}(\mathbf{b})\), from which we can construct a \(p\)-energy, obtain the Poincaré inequality and the capacity upper bound in a relatively straightforward manner. See also [27], [30], [40] for the Vicsek set case. However, in contrast to the case \(p=2\), which was considered in [22] and for which numerous equivalent characterizations of heat kernel estimates are available, we will prove the cutoff Sobolev inequality directly.
Secondly, an ultrametric space \(\mathcal{U}(\mathbf{g})\) is introduced to define a product space \(\mathcal{P}(\mathbf{g},\mathbf{b})=\mathcal{U}(\mathbf{g})\times\mathcal{T}(\mathbf{b})\). The Laakso-type space \(\mathcal{L}(\mathbf{g},\mathbf{b})\) is then obtained as the quotient of \(\mathcal{P}(\mathbf{g},\mathbf{b})\) with respect to an suitable equivalence relation, or roughly speaking, by gluing different copies of \(\mathcal{T}(\mathbf{b})\) along “carefully" chosen”wormholes" determined by the function \(\mathbf{g}\). For this reason, \(\mathbf{g}\) is referred to as a gluing function. We will introduce a metric \(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}\), which is slightly different from the one used in [22]. We will show that \((\mathcal{L}(\mathbf{g},\mathbf{b}),\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})})\) is a geodesic space and give a characterization of its geodesics, a topic not addressed in [22]. Let \(\mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})}\) be the pushforward of the product measure on \(\mathcal{P}(\mathbf{g},\mathbf{b})\), then \((\mathcal{L}(\mathbf{g},\mathbf{b}),\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})},\mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})})\) is a metric measure space on which V(\(\Phi\)) holds, where \(\Phi=V_\mathbf{g} V_\mathbf{b}\) and \(V_\mathbf{g}, V_\mathbf{b}\) are determined by \(\mathbf{g}, \mathbf{b}\), respectively.
Thirdly, due to the ultrametric property of \(\mathcal{U}(\mathbf{g})\) and the “carefully" chosen”wormholes" in \(\mathcal{T}(\mathbf{b})\), the differential structure on \(\mathcal{T}(\mathbf{b})\) can be transferred to \(\mathcal{L}(\mathbf{g},\mathbf{b})\), from which we construct a \(p\)-energy on \(\mathcal{L}(\mathbf{g},\mathbf{b})\). We will prove the Poincaré inequality PI\((\Psi)\) using the technique of the pencil of curves, following an argument similar to that in [22], adapted to the \(p\)-energy setting, and the cutoff Sobolev inequality CS\((\Psi)\), the capacity upper bound cap\((\Psi)_\le\) using the corresponding result on \(\mathcal{T}(\mathbf{b})\), here \(\Psi\) is given by \(\Psi(r)=r^{p-1}V_\mathbf{b}(r)\). To complete the proof, it remains to find \(\mathbf{g}, \mathbf{b}\) corresponding to given \(\Phi, \Psi\).
Throughout this paper, \(p>1\) is fixed. The letters \(C,C_1,C_2,C_A,C_B\) will always refer to some positive constants and may change at each occurrence. The sign \(\asymp\) means that the ratio of the two sides is bounded from above and below by positive constants. The sign \(\lesssim\) (\(\gtrsim\)) means that the LHS is bounded by positive constant times the RHS from above (below). We will use the notation \(\lfloor x\rfloor\) (\(\lceil x\rceil\)) to denote the largest integer less than or equal to (the smallest integer greater than or equal to) \(x\in \mathbb{R}\). We use \(\#A\) to denote the cardinality of a set \(A\).
We say that a function \(\Phi:[0,+\infty)\to[0,+\infty)\) is doubling if \(\Phi\) is a homeomorphism, which implies that \(\Phi\) is strictly increasing continuous and \(\Phi(0)=0\), and there exists \(C_\Phi>1\), called a doubling constant of \(\Phi\), such that \(\Phi(2r)\le C_\Phi\Phi(r)\) for any \(r>0\). It follows directly that for any \(R,r>0\) with \(r\le R\), we have \(\frac{\Phi(R)}{\Phi(r)}\le C_{\Phi}\left(\frac{R}{r}\right)^{\log_2C_\Phi}\). Throughout this paper, we always assume that \(\Phi,\Psi\) are two doubling functions with doubling constants \(C_\Phi,C_\Psi\), respectively. Moreover, we assume that there exist \(\beta^{(1)}_\Psi,\beta^{(2)}_\Psi>0\) with \(\beta^{(1)}_\Psi\le\beta^{(2)}_\Psi\) such that \[\label{eq95beta12} \frac{1}{C_\Psi}\left(\frac{R}{r}\right)^{\beta^{(1)}_\Psi}\le \frac{\Psi(R)}{\Psi(r)}\le C_\Psi \left(\frac{R}{r}\right)^{\beta^{(2)}_\Psi}\text{ for any }r\le R.\tag{6}\] Indeed, we can take \(\beta^{(2)}_\Psi=\log_2C_\Psi\).
Let \((X,d,m)\) be a metric measure space, that is, \((X,d)\) is a locally compact separable metric space and \(m\) is a positive Radon measure on \(X\) with full support. For any \(x\in X\) and any \(r>0\), denote \(B(x,r)=\{y\in X:d(x,y)<r\}\), \(\overline{B}(x,r)=\{y\in X:d(x,y)\le r\}\), and \(V(x,r)=m(B(x,r))\). If \(B=B(x,r)\), then denote \(\delta B=B(x,\delta r)\) for any \(\delta>0\). Let \(\mathrm{diam}(X)=\sup\{d(x,y):x,y\in X\}\) be the diameter of \((X,d)\). Let \(\mathcal{B}(X)\) be the family of all Borel measurable subsets of \(X\). Let \(C(X)\) be the family of all continuous functions on \(X\). Let \(C_c(X)\) be the family of all continuous functions on \(X\) with compact support. Denote \(\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int} \vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int} \vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int} \vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int} \vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_A=\frac{1}{m(A)}\int_A\) and \(u_A=\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int} \vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int} \vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int} \vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int} \vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_Au\mathrm{d} m\) for any measurable set \(A\) with \(m(A)\in(0,+\infty)\) and any function \(u\) such that the integral \(\int_Au\mathrm{d} m\) is well-defined.
We say that the chain condition 7 holds if there exists \(C_{cc}>0\) such that for any \(x,y\in X\) and any positive integer \(n\), there exists a sequence \(\{x_k:0\le k\le n\}\) of points in \(X\) with \(x_0=x\) and \(x_n=y\) such that \[\label{eq95CC}\tag*{CC} d(x_k,x_{k-1})\le C_{cc} \frac{d(x,y)}{n}\text{ for any }k=1,\ldots,n.\tag{7}\] A simple but useful consequence of 7 is that for any open interval \((a,b)\subseteq(0,\mathrm{diam}(X))\), there exist \(x,y\in X\) such that \(d(x,y)\in(a,b)\).
We say that the volume doubling condition 8 holds if there exists \(C_{VD}>0\) such that \[\label{eq95VD}\tag*{VD} V(x,2r)\le C_{VD}V(x,r)\text{ for any }x\in X,r>0.\tag{8}\]
We say that the volume regular condition 9 holds if there exists \(C_{VR}>0\) such that \[\label{eq95VPhi}\tag*{V(\Phi)} \frac{1}{C_{VR}}\Phi(r)\le V(x,r)\le C_{VR}\Phi(r)\text{ for any }x\in X,r\in(0,\mathrm{diam}(X)).\tag{9}\] For \(d_h>0\), we say that the Ahlfors regular condition V(\(d_h\)) holds if 9 holds with \(\Phi:r\mapsto r^{d_h}\).
We say that \((\mathcal{E},\mathcal{F})\) is a \(p\)-energy on \((X,d,m)\) if \(\mathcal{F}\) is a dense subspace of \(L^p(X;m)\) and \(\mathcal{E}:\mathcal{F}\to[0,+\infty)\) satisfies the following conditions.
\(\mathcal{E}^{1/p}\) is a semi-norm on \(\mathcal{F}\), that is, for any \(f,g\in\mathcal{F}\) and any \(c\in \mathbb{R}\), we have \(\mathcal{E}(f)\ge0\), \(\mathcal{E}(cf)^{1/p}=|c|\mathcal{E}(f)^{1/p}\), and \(\mathcal{E}(f+g)^{1/p}\le\mathcal{E}(f)^{1/p}+\mathcal{E}(g)^{1/p}\).
(Closed property) \((\mathcal{F},\mathcal{E}(\cdot)^{1/p}+\lVert \cdot\rVert_{L^p(X;m)})\) is a Banach space.
(Markovian property) For any \(\varphi\in C(\mathbb{R})\) with \(\varphi(0)=0\) and \(|\varphi(t)-\varphi(s)|\le|t-s|\) for any \(t,s\in \mathbb{R}\), for any \(f\in\mathcal{F}\), we have \(\varphi(f)\in\mathcal{F}\) and \(\mathcal{E}(\varphi(f))\le\mathcal{E}(f)\).
(Regular property) \(\mathcal{F}\cap C_c(X)\) is uniformly dense in \(C_c(X)\) and \((\mathcal{E}(\cdot)^{1/p}+\lVert \cdot\rVert_{L^p(X;m)})\)-dense in \(\mathcal{F}\).
(Strongly local property) For any \(f,g\in\mathcal{F}\) with compact support and \(g\) constant in an open neighborhood of \(\mathrm{supp}(f)\), we have \(\mathcal{E}(f+g)=\mathcal{E}(f)+\mathcal{E}(g)\).
(\(p\)-Clarkson’s inequality) For any \(f,g\in\mathcal{F}\), we have \[\label{eq95Cla}\tag*{Cla} \begin{cases} \mathcal{E}(f+g)+\mathcal{E}(f-g)\ge2 \left(\mathcal{E}(f)^{\frac{1}{p-1}}+\mathcal{E}(g)^{\frac{1}{p-1}}\right)^{p-1}&\text{if }p\in(1,2],\\ \mathcal{E}(f+g)+\mathcal{E}(f-g)\le2 \left(\mathcal{E}(f)^{\frac{1}{p-1}}+\mathcal{E}(g)^{\frac{1}{p-1}}\right)^{p-1}&\text{if }p\in[2,+\infty).\\ \end{cases}\tag{10}\]
For \(p=2\), the above definition coincides with the definition of strongly local regular Dirichlet forms.
By [1], a \(p\)-energy \((\mathcal{E},\mathcal{F})\) corresponds to a (canonical) \(p\)-energy measure \(\Gamma:\mathcal{F}\times\mathcal{B}(X)\to[0,+\infty)\), \((f,A)\mapsto\Gamma(f)(A)\) satisfying the following conditions.
For any \(f\in\mathcal{F}\), \(\Gamma(f)(\cdot)\) is a positive Radon measure on \(X\) with \(\Gamma(f)(X)=\mathcal{E}(f)\).
For any \(A\in\mathcal{B}(X)\), \(\Gamma(\cdot)(A)^{1/p}\) is a semi-norm on \(\mathcal{F}\).
For any \(f,g\in\mathcal{F}\cap C_c(X)\), \(A\in\mathcal{B}(X)\), if \(f-g\) is constant on \(A\), then \(\Gamma(f)(A)=\Gamma(g)(A)\).
(\(p\)-Clarkson’s inequality) For any \(f,g\in\mathcal{F}\) and any \(A\in\mathcal{B}(X)\), we have \[\begin{cases} \Gamma(f+g)(A)+\Gamma(f-g)(A)\ge2 \left(\Gamma(f)(A)^{\frac{1}{p-1}}+\Gamma(g)(A)^{\frac{1}{p-1}}\right)^{p-1}&\text{if }p\in(1,2],\\ \Gamma(f+g)(A)+\Gamma(f-g)(A)\le2 \left(\Gamma(f)(A)^{\frac{1}{p-1}}+\Gamma(g)(A)^{\frac{1}{p-1}}\right)^{p-1}&\text{if }p\in[2,+\infty).\\ \end{cases}\]
(Chain rule) For any \(f\in\mathcal{F}\cap C_c(X)\), for any piecewise \(C^1\) function \(\varphi:\mathbb{R}\to \mathbb{R}\), we have \(\mathrm{d}\Gamma(\varphi(f))=|\varphi'(f)|^p\mathrm{d}\Gamma(f)\).
For \(p=2\), the above definition coincides with the definition of energy measures with respect to strongly local regular Dirichlet forms. Using the chain rule, we have the following conditions.
(Strong sub-additivity) For any \(f,g\in\mathcal{F}\), we have \(f\vee g, f\wedge g\in\mathcal{F}\) and \[\label{eq95SubAdd}\tag*{SubAdd} \mathcal{E}(f\vee g)+\mathcal{E}(f\wedge g)\le\mathcal{E}(f)+\mathcal{E}(g).\tag{11}\]
(\(\mathcal{F}\cap L^\infty(X;m)\) is an algebra) For any \(f,g\in\mathcal{F}\cap L^\infty(X;m)\), we have \(fg\in\mathcal{F}\) and \[\label{eq95Alg}\tag*{Alg} \mathcal{E}(fg)^{{1}/{p}}\le C_p\max\left\{\lVert f\rVert_{L^\infty(X;m)},\lVert g\rVert_{L^\infty(X;m)}\right\}\left(\mathcal{E}(g)^{1/p}+\mathcal{E}(f)^{1/p}\right),\tag{12}\] where \(C_p>0\) is some constant depending only on \(p\).
We say that the Poincaré inequality 13 holds if there exist \(C_{PI}>0\), \(A_{PI}\ge1\) such that for any ball \(B\) with radius \(r\in(0,\mathrm{diam}(X)/A_{PI})\), for any \(f\in\mathcal{F}\), we have \[\label{eq95PI}\tag*{PI(\Psi)} \int_B\lvert f-f_B\rvert^p\mathrm{d} m\le C_{PI}\Psi(r)\int_{A_{PI}B}\mathrm{d}\Gamma(f).\tag{13}\] For \(\beta_p>0\), we say that the Poincaré inequality PI(\(\beta_p\)) holds if 13 holds with \(\Psi:r\mapsto r^{\beta_p}\).
Let \(U,V\) be two open subsets of \(X\) satisfying \(U\subseteq \overline{U}\subseteq V\). We say that \(\phi\in\mathcal{F}\) is a cutoff function for \(U\subseteq V\) if \(0\le\phi\le1\) in \(X\), \(\phi=1\) in an open neighborhood of \(\overline{U}\) and \(\mathrm{supp}(\phi)\subseteq V\), where \(\mathrm{supp}(f)\) refers to the support of the measure of \(|f|\mathrm{d} m\) for any given function \(f\).
We say that the cutoff Sobolev inequality 14 holds if there exist \(C_{1},C_{2}>0\), \(A_{S}>1\) such that for any ball \(B(x,r)\), there exists a cutoff function \(\phi\in\mathcal{F}\) for \(B(x,r)\subseteq B(x,A_Sr)\) such that for any \(f\in\mathcal{F}\), we have \[\label{eq95CS}\tag*{CS(\Psi)} \int_{B(x,A_{S}r)}|\widetilde{f}|^p\mathrm{d}\Gamma(\phi)\le C_{1}\int_{B(x,A_{S}r)}\mathrm{d}\Gamma(f)+\frac{C_{2}}{\Psi(r)}\int_{B(x,A_{S}r)}|f|^p\mathrm{d} m,\tag{14}\] where \(\widetilde{f}\) is a quasi-continuous modification of \(f\), such that \(\widetilde{f}\) is uniquely determined \(\Gamma(\phi)\)-a.e. in \(X\). In Section 8, we will provide some necessary results from potential theory in the \(p\)-energy setting, in parallel with the Dirichlet form framework. For \(\beta_p>0\), we say that the cutoff Sobolev inequality CS(\(\beta_p\)) holds if 14 holds with \(\Psi:r\mapsto r^{\beta_p}\).
Let \(A_1,A_2\in\mathcal{B}(X)\). We define the capacity between \(A_1\) and \(A_2\) as \[\begin{align} &\mathrm{cap}(A_1,A_2)=\inf\left\{\mathcal{E}(\varphi):\varphi\in\mathcal{F}, \begin{array}{l} \varphi=1\text{ in an open neighborhood of }A_1,\\ \varphi=0\text{ in an open neighborhood of }A_2 \end{array} \right\}, \end{align}\]
We say that the two-sided capacity bounds \(\text{cap}(\Psi)\) hold if both the capacity upper bound 15 and the capacity lower bound 16 hold as follows. There exist \(C_{cap}>0\), \(A_{cap}>1\) such that for any ball \(B(x,r)\), we have \[\begin{align} \mathrm{cap}\left(B(x,r),X\backslash B(x,A_{cap}r)\right)&\le C_{cap} \frac{V(x,r)}{\Psi(r)},\tag{15}\tag*{\text{cap}(\Psi)_{\le}}\\ \mathrm{cap}\left(B(x,r),X\backslash B(x,A_{cap}r)\right)&\ge \frac{1}{C_{cap}} \frac{V(x,r)}{\Psi(r)}.\tag{16}\tag*{\text{cap}(\Psi)_{\ge}} \end{align}\] For \(\beta_p>0\), we say that \(\text{cap}(\beta_p)\) (resp. \(\text{cap}(\beta_p)_{\le}\), \(\text{cap}(\beta_p)_{\ge}\)) holds if \(\text{cap}(\Psi)\) (resp. 15 , 16 ) holds with \(\Psi:r\mapsto r^{\beta_p}\). Under 8 , by taking \(f\equiv1\) in \(B(x,A_Sr)\), it is easy to see that 14 (resp. \(\text{CS}(\beta_p)\)) implies 15 (resp. \(\text{cap}(\beta_p)_{\le}\)).
Our first result is that certain geometric and functional conditions impose constraints on doubling functions as follows.
Proposition 1. Let \((X,d,m)\) be a metric measure space and \((\mathcal{E},\mathcal{F})\) a \(p\)-energy with a \(p\)-energy measure \(\Gamma\). Assume that 7 , 9 , 13 and 15 hold. Then there exists \(C>0\) such that for any \(R,r\in(0,\mathrm{diam}(X))\) with \(r\le R\), we have \[\frac{1}{C}\left(\frac{R}{r}\right)^p\le\frac{\Psi(R)}{\Psi(r)}\le C\left(\frac{R}{r}\right)^{p-1}\frac{\Phi(R)}{\Phi(r)}.\] In particular, assume that 7 , V(\(d_h\)), PI(\(\beta_p\)) and \(\text{cap}(\beta_p)_{\le}\) hold, then \[p\le\beta_p\le d_h+(p-1),\] see Figure 1.
Remark 2. Our proof will follow arguments similar to those in [20], [22], where the case \(p=2\) was considered. As will be clear from the proof, the lower bound require only the assumption of 8 , rather than 9 . In fact, we will provide two proofs showing that \[\label{eq95lbd1} \text{\ref{eq95CC} + \ref{eq95VD} + \ref{eq95PI} + \ref{eq95ucap} \Rightarrow the lower bound,}\tag{17}\] and \[\label{eq95lbd2} \text{\ref{eq95CC} + \ref{eq95VD} + \hyperlink{eq_cap}{\text{cap}(\Psi)} \Rightarrow the lower bound.}\tag{18}\] Both implications are of independent interest, even though 13 already implies 16 under 7 and 8 (see, for example, [15]). In particular, the lower bound means that the parameter \(\beta^{(1)}_\Psi\) in Equation (6 ) satisfies \(\beta^{(1)}_\Psi\ge p\).
Our main result is that the “converse" of Proposition 1 also holds as follows.
Theorem 3. Assume that there exists \(C>0\) such that for any \(R,r>0\) with \(r\le R\), we have \[\frac{1}{C}\left(\frac{R}{r}\right)^p\le \frac{\Psi(R)}{\Psi(r)}\le C \left(\frac{R}{r}\right)^{p-1}\frac{\Phi(R)}{\Phi(r)}.\] Then there exists an unbounded geodesic metric measure space \((X,d,m)\) and a \(p\)-energy \((\mathcal{E},\mathcal{F})\) with a \(p\)-energy measure \(\Gamma\) such that 9 , 13 and 14 hold. In particular, for any \(d_h, \beta_p>0\) satisfying \[p\le \beta_p\le d_h+(p-1),\] there exists an unbounded geodesic metric measure space \((X,d,m)\) and a \(p\)-energy \((\mathcal{E},\mathcal{F})\) with a \(p\)-energy measure \(\Gamma\) such that V(\(d_h\)), PI(\(\beta_p\)) and \(\text{CS}(\beta_p)\) hold.
As an application, we consider the critical exponent of Besov spaces as follows. For any \(\alpha>0\), we have the following definition of Besov spaces. \[\begin{align} &B^{p,\alpha}(X,d,m)\\ &=\left\{f\in L^p(X;m):\sup_{r\in(0,\mathrm{diam}(X))}\frac{1}{r^{p\alpha}}\int_X\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{B(x,r)}|f(x)-f(y)|^pm(\mathrm{d} y)m(\mathrm{d} x)<+\infty\right\}. \end{align}\] Obviously, \(B^{p,\alpha}(X,d,m)\) is decreasing in \(\alpha\) and may become trivial if \(\alpha\) is too large. We define the following critical exponent \[\alpha_p(X,d,m)=\sup \left\{\alpha>0:B^{p,\alpha}(X,d,m)\text{ contains non-constant functions}\right\}.\] Let \[\beta_p(X,d,m)=p\alpha_p(X,d,m).\]
We have a relatively cheap bound for \(\beta_p(X,d,m)\) as follows.
Proposition 4. Let \((X,d,m)\) be a metric measure space satisfying 7 and V(\(d_h\)). Then
Remark 5. The bound \(\beta_p(X,d,m)\le d_h+p\) was proved in [33], and the bound \(\beta_p(X,d,m)\le d_h+(p-1)\) was left as a question in [33]. The proof of (2) in [34] proceeds similarly to the proof of [19], where the case \(p=2\) was considered.
A direct but important consequence of Theorem 3 is that the converse of Proposition 4 holds as follows.
Corollary 1. For any \(d_h, \beta_p>0\) satisfying \[p\le \beta_p\le d_h+(p-1),\] there exists an unbounded geodesic metric measure space \((X,d,m)\) satisfying V(\(d_h\)) such that \(\beta_p(X,d,m)=\beta_p\).
Proof. Let \((X,d,m)\), \((\mathcal{E},\mathcal{F})\), \(\Gamma\) be given by Theorem 3, on which V(\(d_h\)), PI(\(\beta_p\)) and \(\text{cap}(\beta_p)_{\le}\) hold. By [34], the conjunction of 8 , PI(\(\beta_p\)), \(\text{cap}(\beta_p)_{\le}\) implies \(\beta_p(X,d,m)=\beta_p\). ◻
This paper is organized as follows. In Section 3, we give the proof of Proposition 1. In Section 4, we construct an \(\mathbb{R}\)-tree, introduce a \(p\)-energy with a \(p\)-energy measure, and prove the Poincaré inequality, the capacity upper bound and the cutoff Sobolev inequality. In Section 5, we introduce a Laakso-type space along with a geodesic metric. In Section 6, we introduce a \(p\)-energy with a \(p\)-energy measure on Laakso-type spaces, and prove the Poincaré inequality, the capacity upper bound and the cutoff Sobolev inequality. In Section 7, we give the proof of Theorem 3. In Section 8, we provide some necessary results from potential theory.
We start with the proof of the upper bound. We need the following result to pick up approximately evenly spaced points.
Lemma 1 ([19]). Let \(\{x_k:0\le k\le n\}\) be a sequence of points in \(X\). Let \(\rho>0\). Assume that \(d(x_0,x_n)>2\rho\) and \[d(x_k,x_{k-1})<\rho\text{ for any }k=1,\ldots,n,\] Then there exists a subsequence \(\{x_{k_i}:0\le i\le l\}\) such that
\(0=k_0<k_1<\ldots<k_l=n\).
\(d(x_{k_{i-1}},x_{k_{i}})<5\rho\) for any \(i=1,\ldots,l\).
\(d(x_{k_i},x_{k_j})\ge 2\rho\) for any distinct \(i,j=0,1,\ldots,l\).
Proof of the upper bound. For notational convenience, we may assume that \(\mathrm{diam}(X)=+\infty\). For any \(R,r>0\) with \(r\le R\). If \(R/r\lesssim1\), then since \(\Psi\) is doubling and \(\Phi\) is increasing, we have \[\frac{\Psi(R)}{\Psi(r)}\lesssim1\le\left(\frac{R}{r}\right)^{p-1}\frac{\Phi(R)}{\Phi(r)}.\] Assume that \(R/r\gtrsim1\). Let \(N\) be the integer satisfying \(Nr\le R<(N+1)r\), then \(N\gtrsim1\). Take \(x,y\in X\) satisfying \(Nr<d(x,y)<(N+1)r\). By 15 , there exists \(u\in\mathcal{F}\) with \(u=1\) in \(B(x,R/(2A_{cap}))\) and \(u=0\) on \(X\backslash B(x,R/2)\) such that \[\mathcal{E}(u)\le 2C_{cap}\frac{V(x,\frac{R}{2A_{cap}})}{\Psi(\frac{R}{2A_{cap}})}\asymp\frac{\Phi(R)}{\Psi(R)}.\] By 7 , there exists a sequence \(\{y_k:0\le k\le 10N\}\) with \(y_0=x\) and \(y_{10N}=y\) such that \[d(y_k,y_{k-1})\le C_{cc}\frac{d(x,y)}{10N}\le C_{cc}\frac{(N+1)r}{10N}<C_{cc}\frac{2Nr}{10N}=\frac{1}{5}C_{cc}r\text{ for any }k=1,\ldots,10N.\] Since \(d(y_0,y_{10N})=d(x,y)>Nr\), by Lemma 1, there exists a subsequence of \(\{y_k:0\le k\le 10N\}\), denoted as \(\{x_k:0\le k\le M\}\) such that \(x_0=x\), \(x_M=y\), \(d(x_k,x_{k-1})<C_{cc}r\) for any \(k=1,\ldots,M\) and \(d(x_k,x_l)\ge \frac{2}{5}C_{cc}r\) for any distinct \(k,l=0,1,\ldots,M\). Obviously, \(M\le 10N\). On the other hand \[Nr< d(x,y)=d(x_0,x_M)\le\sum_{k=1}^Md(x_k,x_{k-1})\le M C_{cc}r,\] hence \(M\ge N/C_{cc}\), which gives \(M\asymp N\asymp R/r\).
For any \(k=0,\ldots,M\), let \(B_k=B(x_k,r)\), then \(u\equiv1\) in \(B_0\) and \(u\equiv0\) in \(B_M\), which gives \(u_{B_0}=1\) and \(u_{B_M}=0\). For any \(k=1,\ldots,M\), by 9 , 13 , and Hölder’s inequality, we have \[\begin{align} &|u_{B_k}-u_{B_{k-1}}|\le\left(\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{B_k}\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{B_{k-1}}|u(x)-u(y)|^pm(\mathrm{d} y)m(\mathrm{d} x)\right)^{1/p}\\ &\le \frac{1}{(m(B_k)m(B_{k-1}))^{1/p}}\left(\int_{B(x_k,2C_{cc}r)}\int_{{B(x_k,2C_{cc}r)}}|u(x)-u(y)|^pm(\mathrm{d} y)m(\mathrm{d} x)\right)^{1/p}\\ &\lesssim \frac{1}{\Phi(r)^{1/p}}\left(\int_{B(x_k,2C_{cc}r)}|u-u_{B(x_k,2C_{cc}r)}|^p\mathrm{d} m\right)^{1/p}\\ &\lesssim\left(\frac{\Psi(r)}{\Phi(r)}\right)^{1/p}\Gamma(u)(B(x_k,2A_{PI}C_{cc}r))^{1/p}, \end{align}\] hence \[\begin{align} &1=|u_{B_0}-u_{B_M}|\le\sum_{k=1}^M|u_{B_k}-u_{B_{k-1}}|\\ &\lesssim\left(\frac{\Psi(r)}{\Phi(r)}\right)^{1/p}\sum_{k=1}^M\Gamma(u)(B(x_k,2A_{PI}C_{cc}r))^{1/p}\\ &\le\left(\frac{\Psi(r)}{\Phi(r)}\right)^{1/p}M^{1-{1}/{p}}\left(\sum_{k=1}^M\Gamma(u)(B(x_k,2A_{PI}C_{cc}r))\right)^{1/p}\\ &\asymp\left(\frac{\Psi(r)}{\Phi(r)}\right)^{1/p}\left(\frac{R}{r}\right)^{1-{1}/{p}}\left(\int_X\sum_{k=1}^M1_{B(x_k,2A_{PI}C_{cc}r)}\mathrm{d}\Gamma(u)\right)^{1/p}. \end{align}\] Since \(d(x_k,x_l)\ge \frac{2}{5}C_{cc}r\) for any distinct \(k,l=0,1,\ldots,M\), by 9 , there exists some positive integer \(K\) depending only on \(C_\Phi, A_{PI}, C_{cc}\) such that \[\sum_{k=1}^M1_{B(x_k,2A_{PI}C_{cc}r)}\le K1_{\cup_{k=1}^MB(x_k,2A_{PI}C_{cc}r)}.\] Hence \[1\lesssim\left(\frac{\Psi(r)}{\Phi(r)}\right)^{1/p}\left(\frac{R}{r}\right)^{1-{1}/{p}}\mathcal{E}(u)^{1/p}\lesssim\left(\frac{\Psi(r)}{\Phi(r)}\right)^{1/p}\left(\frac{R}{r}\right)^{1-{1}/{p}}\left(\frac{\Phi(R)}{\Psi(R)}\right)^{1/p},\] which gives \[\frac{\Psi(R)}{\Psi(r)}\lesssim \left(\frac{R}{r}\right)^{p-1}\frac{\Phi(R)}{\Phi(r)}.\] ◻
We provide two proofs of the lower bound via the implications (17 ) and (18 ). To this end, we make several preparations. Let \(\varepsilon>0\). We say that \(V\subseteq X\) is an \(\varepsilon\)-net if for any distinct \(x,y\in V\), we have \(d(x,y)\ge\varepsilon\), and for any \(z\in X\), there exists \(x\in V\) such that \(d(x,z)<\varepsilon\). Since \((X,d)\) is separable, all \(\varepsilon\)-nets are countable.
We have the following partition of unity with controlled energy.
Lemma 2. Assume that 8 and 15 hold. Then we have the following controlled cutoff condition. There exists \(C_{cut}>0\) depending only on \(p, C_{\Psi}, C_{VD}, C_{cap}, A_{cap}\) such that for any \(\varepsilon\in(0,\mathrm{diam}(X))\), for any \(\varepsilon\)-net \(V\), there exists a family of functions \(\{\psi_z\in\mathcal{F}:z\in V\}\) satisfying the following conditions.
For any \(z\in V\), \(0\le\psi_z\le 1\) in \(X\), \(\psi_z=1\) in \(B(z,\varepsilon/4)\), and \(\psi_z=0\) on \(X\backslash B(z,5\varepsilon/4)\).
\(\sum_{z\in V}\psi_z=1\).
For any \(z\in V\), \(\mathcal{E}(\psi_z)\le C_{cut}\frac{V(z,\varepsilon)}{\Psi(\varepsilon)}\).
Remark 6. By 8 , in any bounded open set, the summation in [item95COunit] is indeed a finite summation.
The proof is essentially the same as the proof of [20] for \(p=2\). We give the proof here for completeness.
Proof. For any \(z\in V\), let \[R_z=\{x\in X:d(x,z)=d(x,V)\},\] then \(B(z,\varepsilon/2)\subseteq R_z\subseteq B(z,\varepsilon)\) and \(\{R_z:z\in V\}\) is a cover of \(X\). Let \(N_z\) be an \((\varepsilon/(4A_{cap}))\)-net of \(R_z\). By 8 , there exists some positive integer \(M_1\) depending only on \(C_{VD}, A_{cap}\) such that \(\# N_z\le M_1\). For any \(w\in N_z\), by 8 and 15 , there exists \(\rho_w\in\mathcal{F}\) with \(0\le\rho_w\le1\) in \(X\), \(\rho_w=1\) in \(B(w,\varepsilon/(4A_{cap}))\), \(\rho_w=0\) on \(X\backslash B(w,\varepsilon/4)\) such that \[\mathcal{E}(\rho_w)\le 2C_{cap}\frac{V(w,\varepsilon/(4A_{cap}))}{\Psi(\varepsilon/(4A_{cap}))}\le C_1 \frac{V(z,\varepsilon)}{\Psi(\varepsilon)},\] where \(C_1>0\) depends only on \(C_{\Psi}, C_{VD}, C_{cap}, A_{cap}\).
For any \(z\in V\), let \(\varphi_z=\max_{w\in N_z}\rho_w\), then \(0\le\varphi_z\le1\) in \(X\), \(\varphi_z=1\) on \(R_z\), \(\varphi_z=0\) on \(\{x\in X:d(x,R_z)\ge\varepsilon/4\}\). By 11 , we have \(\varphi_z\in\mathcal{F}\) and \[\mathcal{E}(\varphi_z)\le C\sum_{w\in N_z}\mathcal{E}(\rho_w)\le CM_1C_1 \frac{V(z,\varepsilon)}{\Psi(\varepsilon)}=C_2\frac{V(z,\varepsilon)}{\Psi(\varepsilon)},\] where \(C>0\) depends only on \(p, M_1\), and \(C_2=CM_1C_1\). Since \(\{R_z:z\in V\}\) is a cover of \(X\), we have \(\sum_{z\in V}\varphi_z\ge1\) in \(X\). By 8 , there exists some positive integer \(M_2\) depending only on \(C_{VD}\) such that \(\#\{w\in V:\varphi_w\ne0\text{ in }B(z,\frac{5}{4}\varepsilon)\}\le M_2\) for any \(z\in V\), which implies that \(\sum_{z\in V}\varphi_z\le M_2\) in \(X\).
For any \(z\in V\), let \(\psi_z=\frac{\varphi_z}{\sum_{z\in V}\varphi_z}\). Since \(\varphi_z=0\) on \(X\backslash B(z,5\varepsilon/4)\), we have \[\psi_z=\frac{\varphi_z}{\sum_{w\in V:\varphi_w\ne0\text{ in }B(z,\frac{5}{4}\varepsilon)}\varphi_w}.\] By [34], we have \(\psi_z\in\mathcal{F}\), and there exists \(C_3>0\) depending only on \(p, M_2\) such that \[\mathcal{E}(\psi_z)\le C_3\sum_{w\in V:\varphi_w\ne0\text{ in }B(z,\frac{5}{4}\varepsilon)}\mathcal{E}(\varphi_w)\le C_3M_2C_2 \frac{V(z,\varepsilon)}{\Psi(\varepsilon)}=C_4\frac{V(z,\varepsilon)}{\Psi(\varepsilon)},\] where \(C_4=C_3M_2C_2\), hence we have [item95COenergy].
For any distinct \(z,w\in V\), we claim that \[B(w,\frac{1}{4}\varepsilon)\subseteq\{x\in X:d(x,R_z)\ge \frac{1}{4}\varepsilon\}.\] Otherwise there exists \(x\in X\) such that \(d(x,w)<\varepsilon/4\), \(d(x,R_z)<\varepsilon/4\), there exists \(y\in R_z\) such that \(d(x,y)<\varepsilon/4\), then \(d(y,w)\le d(x,y)+d(x,w)<\varepsilon/2\). But \(y\in R_z\) implies \(d(y,z)=d(y,V)\le d(y,w)<\varepsilon/2\), hence \(d(z,w)\le d(y,z)+d(y,w)<\varepsilon\), contradicting to that \(V\) is an \(\varepsilon\)-net. Hence for any \(z\in V\), \(\sum_{z\in V}\varphi_z=\varphi_z\) in \(B(z,\varepsilon/4)\), \(\psi_z=\varphi_z/\varphi_z=1\) in \(B(z,\varepsilon/4)\), \(\psi_z=0\) on \(\{x\in X:d(x,R_z)\ge\varepsilon/4\}\supseteq X\backslash B(z,5\varepsilon/4)\), hence we have [item95COspt].
Finally, [item95COunit] is obvious. ◻
Let \[\begin{align} &\mathcal{F}_{loc}=\left\{u: \begin{array}{l} \text{for any relatively compact open set }U,\\ \text{there exists }u^\#\in\mathcal{F}\text{ such that }u=u^\#\text{ }m\text{-a.e. in }U \end{array} \right\}. \end{align}\] For any \(u\in\mathcal{F}_{loc}\), let \(\Gamma(u)|_U=\Gamma(u^\#)|_U\), where \(u^\#\), \(U\) are given as above, then \(\Gamma(u)\) is a well-defined positive Radon measure on \(X\).
We have a characterization of 13 in terms of maximal functions as follows.
Lemma 3. Assume that 8 and 13 hold. Then there exist \(C_{max}>0\), \(A_{max}>1\) such that for any \(u\in\mathcal{F}_{loc}\), for any ball \(B\) with radius \(R\), for \(m\)-a.e. \(x,y\in A_{max}^{-1}B\), we have \[|u(x)-u(y)|^p\le C_{max}\Psi(d(x,y))\left(M_R\Gamma(u)(x)+M_R\Gamma(u)(y)\right),\] where \[M_R\Gamma(u)(x)=\sup_{r\in(0,R)}\frac{\Gamma(u)(B(x,r))}{V(x,r)}.\]
Proof. The proof is standard using the telescopic technique. Since \(u\in\mathcal{F}_{loc}\), we have \(u\in L^p_{loc}(X;m)\), \(m\)-almost all points are Lebesgue points of \(u\). Let \(x,y\in(4A_{PI})^{-1}B\) be two distinct Lebesgue points of \(u\). Denote \(D=d(x,y)\in(0,R/(2A_{PI}))\). For any \(n\ge0\), let \(B_n=B(x,2^{-n}D)\), then by 8 , 13 , and Hölder’s inequality, we have \[\begin{align} &|u_{B_n}-u_{B_{n+1}}|\lesssim\left(\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{B_{n}}|u-u_{B_n}|^p\mathrm{d} m\right)^{1/p}\lesssim\left(\frac{\Psi(2^{-n}D)}{m(B_n)}\int_{A_{PI}B_n}\mathrm{d}\Gamma(u)\right)^{1/p}\\ &\lesssim \left(\Psi(2^{-n}D)\frac{\Gamma(u)(A_{PI}B_n)}{m(A_{PI}B_n)}\right)^{1/p}\le\left(\Psi(2^{-n}D)M_R\Gamma(u)(x)\right)^{1/p}, \end{align}\] hence \[\begin{align} &|u(x)-u_{B(x,D)}|=\lim_{n\to+\infty}|u_{B_n}-u_{B_0}|\le\sum_{n=0}^\infty|u_{B_n}-u_{B_{n+1}}|\\ &\lesssim\sum_{n=0}^\infty\left(\Psi(2^{-n}D)M_R\Gamma(u)(x)\right)^{1/p}\lesssim\left(\Psi(D)M_R\Gamma(u)(x)\right)^{1/p}, \end{align}\] where the last inequality follows from Equation (6 ). Similarly, we have \[|u(y)-u_{B(y,D)}|\lesssim\left(\Psi(D)M_R\Gamma(u)(y)\right)^{1/p}.\] Moreover \[\begin{align} &|u_{B(x,D)}-u_{B(y,D)}|\le\left(\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{B(x,D)}\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{B(y,D)}|u(z_1)-u(z_2)|^pm(\mathrm{d} z_1)m(\mathrm{d} z_2)\right)^{1/p}\\ &\lesssim\left(\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{B(x,2D)}\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{B(x,2D)}|u(z_1)-u(z_2)|^pm(\mathrm{d} z_1)m(\mathrm{d} z_2)\right)^{1/p}\\ &\lesssim\left(\frac{1}{V(x,2D)}\int_{B(x,2D)}|u-u_{B(x,2D)}|^p\mathrm{d} m\right)^{1/p}\lesssim\left(\frac{\Psi(2D)}{V(x,2D)}\int_{B(x,2A_{PI}D)}\mathrm{d}\Gamma(u)\right)^{1/p}\\ &\lesssim\left(\Psi(D)\frac{\Gamma(u)(B(x,2A_{PI}D))}{V(x,2A_{PI}D)}\right)^{1/p}\le\left(\Psi(D)M_{R}\Gamma(u)(x)\right)^{1/p}. \end{align}\] In summary, we have \[\begin{align} &|u(x)-u(y)|\le|u(x)-u_{B(x,D)}|+|u(y)-u_{B(y,D)}|+|u_{B(x,D)}-u_{B(y,D)}|\\ &\lesssim\Psi(D)^{1/p}\left(M_{R}\Gamma(u)(x)^{1/p}+M_{R}\Gamma(u)(y)^{1/p}\right), \end{align}\] which implies \[|u(x)-u(y)|^p\lesssim\Psi(D)\left(M_{R}\Gamma(u)(x)+M_{R}\Gamma(u)(y)\right).\] ◻
Let \(\varepsilon>0\) and \(x,y\in X\). We say that \(\{x_k:0\le k\le N\}\) is an \(\varepsilon\)-chain between \(x\) and \(y\) if \(x_0=x\), \(x_N=y\), and \(d(x_k,x_{k-1})<\varepsilon\) for any \(k=1,\ldots,N\). Let \[N_\varepsilon(x,y)=\inf\left\{N:\{x_k:0\le k\le N\}\text{ is an }\varepsilon\text{-chain between }x\text{ and }y\right\},\] where \(\inf\emptyset=+\infty\), see [41] for more details. By the triangle inequality, we have \(N_\varepsilon(x,y)\ge\frac{d(x,y)}{\varepsilon}\). Assume 7 , then \(N_\varepsilon(x,y)\le C_{cc}\frac{d(x,y)}{\varepsilon}+1\), hence \(N_\varepsilon(x,y)\asymp \frac{d(x,y)}{\varepsilon}\).
Proof of the lower bound through the implication (17 ). For notational convenience, we may assume that \(\mathrm{diam}(X)=+\infty\). For any \(R,\varepsilon>0\) with \(\varepsilon\le R\). If \(R/\varepsilon\lesssim1\), then since \(\Psi\) is increasing, we have \[\left(\frac{R}{\varepsilon}\right)^p\lesssim1\le \frac{\Psi(R)}{\Psi(\varepsilon)}.\] We show that if \(R/\varepsilon\gtrsim1\), then \[\frac{\Psi(R)}{\Psi(\varepsilon)}\gtrsim \left(\frac{R}{\varepsilon}\right)^p.\]
Take \(\overline{x},\overline{y}\in X\) with \(R<d(\overline{x},\overline{y})< R+\varepsilon\), take an \(\varepsilon\)-net \(V\) with \(\{\overline{x},\overline{y}\}\in V\), let \(\{\psi_z:z\in V\}\) be the family of functions given by Lemma 2, let \[u=\sum_{z\in V}N_\varepsilon(\overline{x},z)\psi_z.\] By [item95COspt], we have \(u\equiv u(\overline{x})=N_\varepsilon(\overline{x},\overline{x})=0\) in \(B(\overline{x},\varepsilon/4)\) and \(u\equiv u(\overline{y})=N_\varepsilon(\overline{x},\overline{y})\asymp \frac{d(\overline{x},\overline{y})}{\varepsilon}\asymp \frac{R}{\varepsilon}\) in \(B(\overline{y},\varepsilon/4)\). By 8 , the above summation is locally a finite summation of functions in \(\mathcal{F}\), hence \(u\in\mathcal{F}_{loc}\).
Firstly, we show that for any \(\overline{z}\in V\) \[\Gamma(u)(B(\overline{z},\frac{5}{4}\varepsilon))\lesssim \frac{V(\overline{z},\varepsilon)}{\Psi(\varepsilon)}.\] Let \(N_{\overline{z}}=\{z\in V:B(z,\frac{5}{4}\varepsilon)\cap B(\overline{z},\frac{5}{4}\varepsilon)\ne\emptyset\}\). By 8 , there exists some positive integer \(N\) depending only on \(C_{VD}\) such that \(\# N_{\overline{z}}\le N\). By [item95COunit], we have \[u=\sum_{z\in V}N_\varepsilon(\overline{x},z)\psi_z=\sum_{z\in V}\left( N_\varepsilon(\overline{x},z)-N_\varepsilon(\overline{x},\overline{z})\right)\psi_z+N_\varepsilon(\overline{x},\overline{z}).\] In particular, in \(B(\overline{z},\frac{5}{4}\varepsilon)\), by [item95COspt], we have \[u=\sum_{z\in N_{\overline{z}}}\left( N_\varepsilon(\overline{x},z)-N_\varepsilon(\overline{x},\overline{z})\right)\psi_z+N_\varepsilon(\overline{x},\overline{z}),\] hence \[\begin{align} &\Gamma(u)(B(\overline{z},\frac{5}{4}\varepsilon))=\Gamma\left(\sum_{z\in N_{\overline{z}}}\left( N_\varepsilon(\overline{x},z)-N_\varepsilon(\overline{x},\overline{z})\right)\psi_z+N_\varepsilon(\overline{x},\overline{z})\right)(B(\overline{z},\frac{5}{4}\varepsilon))\\ &=\Gamma\left(\sum_{z\in N_{\overline{z}}}\left( N_\varepsilon(\overline{x},z)-N_\varepsilon(\overline{x},\overline{z})\right)\psi_z\right)(B(\overline{z},\frac{5}{4}\varepsilon))\\ &\le C_1\sum_{z\in N_{\overline{z}}}\Gamma\left(\left( N_\varepsilon(\overline{x},z)-N_\varepsilon(\overline{x},\overline{z})\right)\psi_z\right)(B(\overline{z},\frac{5}{4}\varepsilon))\\ &\le C_1\sum_{z\in N_{\overline{z}}}|N_\varepsilon(\overline{x},z)-N_\varepsilon(\overline{x},\overline{z})|^p\mathcal{E}(\psi_z), \end{align}\] where \(C_1>0\) depends only on \(p,N\). For any \(z\in N_{\overline{z}}\), we have \(d(z,\overline{z})<\frac{5}{2}\varepsilon\), then by 7 , we have \(|N_\varepsilon(\overline{x},z)-N_\varepsilon(\overline{x},\overline{z})|\le \lceil {\frac{5}{2}C_{cc}}\rceil\). Combining this with [item95COenergy] and 8 , we have \[\begin{align} &\Gamma(u)(B(\overline{z},\frac{5}{4}\varepsilon))\le C_1\sum_{z\in N_{\overline{z}}}\lceil{\frac{5}{2}C_{cc}} \rceil^pC_{cut}\frac{V(z,\varepsilon)}{\Psi(\varepsilon)}\\ &\le C_1\sum_{z\in N_{\overline{z}}}\lceil {\frac{5}{2}C_{cc}}\rceil^pC_{cut}C_2\frac{V(\overline{z},\varepsilon)}{\Psi(\varepsilon)}\le C_3\frac{V(\overline{z},\varepsilon)}{\Psi(\varepsilon)}, \end{align}\] where \(C_2>0\) depends only on \(C_{VD}\), and \(C_3=\lceil {\frac{5}{2}C_{cc}}\rceil^pNC_1C_2C_{cut}\).
Secondly, we show that for any \(\overline{z}\in V\) and any \(r>0\) \[\Gamma(u)(B(\overline{z},r))\lesssim \frac{V(\overline{z},r)}{\Psi(\varepsilon)}.\] If \(r\le\varepsilon/4\), then in \(B(\overline{z},r)\), we have \(u\equiv N_\varepsilon(\overline{x},\overline{z})\), hence \(\Gamma(u)(B(\overline{z},r))=0\), the result is trivial. We may assume that \(r>\varepsilon/4\), then \[\begin{align} &\Gamma(u)(B(\overline{z},r))\le\sum_{z\in V:B(z,\frac{5}{4}\varepsilon)\cap B(\overline{z},r)\ne\emptyset}\Gamma(u)(B(z,\frac{5}{4}\varepsilon))\\ &\le \sum_{z\in V:B(z,\frac{5}{4}\varepsilon)\cap B(\overline{z},r)\ne\emptyset}C_3 \frac{V(z,\varepsilon)}{\Psi(\varepsilon)}=\frac{C_3}{\Psi(\varepsilon)}\int_X\sum_{z\in V:B(z,\frac{5}{4}\varepsilon)\cap B(\overline{z},r)\ne\emptyset}1_{B(z,\varepsilon)}\mathrm{d} m. \end{align}\] By 8 , there exists some positive integer \(M\) depending only on \(C_{VD}\) such that \[\sum_{z\in V:B(z,\frac{5}{4}\varepsilon)\cap B(\overline{z},r)\ne\emptyset}1_{B(z,\varepsilon)}\le M1_{\cup_{z\in V:B(z,\frac{5}{4}\varepsilon)\cap B(\overline{z},r)\ne\emptyset}B(z,\varepsilon)},\] hence \[\begin{align} &\Gamma(u)(B(\overline{z},r))\le\frac{C_3}{\Psi(\varepsilon)}Mm\left({\bigcup_{z\in V:B(z,\frac{5}{4}\varepsilon)\cap B(\overline{z},r)\ne\emptyset}B(z,\varepsilon)}\right)\\ &\le \frac{C_3M}{\Psi(\varepsilon)}m(B(\overline{z},r+\frac{5}{2}\varepsilon))\le \frac{C_3M}{\Psi(\varepsilon)}m(B(\overline{z},11r))\le\frac{C_4}{\Psi(\varepsilon)}V(\overline{z},r), \end{align}\] where \(C_4=C_3C_{VD}^4M\).
Finally, in Lemma 3, let \(B=B(\overline{x},4A_{max}R)\), then \(\overline{x},\overline{y}\in A_{max}^{-1}B=B(\overline{x},4R)\), since \(B(\overline{x},\frac{\varepsilon}{4})\cup B(\overline{y},\frac{\varepsilon}{4})\subseteq B(\overline{x},4R)\), and \(u\equiv u(\overline{x})=N_\varepsilon(\overline{x},\overline{x})=0\) in \(B(\overline{x},\frac{\varepsilon}{4})\), \(u\equiv u(\overline{y})=N_\varepsilon(\overline{x},\overline{y})\asymp \frac{R}{\varepsilon}\) in \(B(\overline{y},\frac{\varepsilon}{4})\), we may assume that \(\overline{x}, \overline{y}\) are Lebesgue points of \(u\), then \[\begin{align} |u(\overline{x})-u(\overline{y})|^p\le C_{max}\Psi(d(\overline{x},\overline{y}))\left(M_{4A_{max}R}\Gamma(u)(\overline{x})+M_{4A_{max}R}\Gamma(u)(\overline{y})\right), \end{align}\] where \[\begin{align} &M_{4A_{max}R}\Gamma(u)(\overline{x})=\sup_{r\in(0,4A_{max}R)}\frac{\Gamma(u)(B(\overline{x},r))}{V(\overline{x},r)}\le \frac{C_4}{\Psi(\varepsilon)},\\ &M_{4A_{max}R}\Gamma(u)(\overline{y})=\sup_{r\in(0,4A_{max}R)}\frac{\Gamma(u)(B(\overline{y},r))}{V(\overline{y},r)}\le \frac{C_4}{\Psi(\varepsilon)}. \end{align}\] Hence \[\left(\frac{R}{\varepsilon}\right)^p\asymp N_\varepsilon(\overline{x},\overline{y})^p=|u(\overline{x})-u(\overline{y})|^p\le C_{max}\Psi(d(\overline{x},\overline{y}))\frac{2C_4}{\Psi(\varepsilon)}\asymp\frac{\Psi(R)}{\Psi(\varepsilon)},\] which gives \[\left(\frac{R}{\varepsilon}\right)^p\lesssim \frac{\Psi(R)}{\Psi(\varepsilon)}.\] ◻
We need the following capacity upper bound.
Lemma 4. Assume that 8 and 15 hold. Then there exists \(C>0\) such that for any \(x\in X\) and any \(R,r>0\), we have \[\mathrm{cap}(B(x,R),X\backslash B(x,R+r))\le C \frac{m \left(B(x,R+r)\backslash \overline{B(x,R)}\right)}{\Psi(r)}.\]
Proof. Let \(C_1=C_{cap}\), \(A=A_{cap}\) be the constants in 15 . Let \(L=4A+4\) and let \(V\) be an \(\frac{r}{L}\)-net. For any \(v\in V\), by 15 , there exists a cutoff function \(\phi_v\in \mathcal{F}\) for \(B(v,\frac{r}{L})\subseteq B(v,\frac{Ar}{L})\) such that \[\mathcal{E}(\phi_v)=\int_{B(v,\frac{Ar}{L})}\mathrm{d}\Gamma(\phi_v)\le 2C_1\frac{V(v,\frac{r}{L})}{\Psi(\frac{r}{L})}.\] Let \({V}_1=V\cap B(x,R+\frac{r}{2})\), then by 8 , we have \(\#V_1<+\infty\). Let \[\phi=\max_{v\in{V}_1}\phi_v,\] then by 11 , we have \(\phi\in \mathcal{F}\). Moreover, \(0\le\phi\le1\) in \(X\), \(\phi=1\) in \(B(x,R+\frac{r}{2}-\frac{r}{L})\supseteq\overline{B(x,R)}\), \(\mathrm{supp}(\phi)\subseteq B(x,R+\frac{r}{2}+\frac{Ar}{L})\subseteq B(x,R+r)\), hence \(\phi\in \mathcal{F}\) is a cutoff function for \(B(x,R)\subseteq B(x,R+r)\) and \[\mathrm{supp}(\Gamma(\phi))\subseteq B(x,R+\frac{r}{2}+\frac{Ar}{L})\backslash{B(x,R+\frac{r}{2}-\frac{r}{L})}.\] Let \(W={V}_1\backslash B(x,R+\frac{r}{2}-\frac{r}{L}-\frac{Ar}{L})\), then \[\phi=\max_{v\in W}\phi_v\text{ in }B(x,R+\frac{r}{2}+\frac{Ar}{L})\backslash{B(x,R+\frac{r}{2}-\frac{r}{L})},\] hence \[\begin{align} &\mathcal{E}(\phi)=\int_{B(x,R+\frac{r}{2}+\frac{Ar}{L})\backslash{B(x,R+\frac{r}{2}-\frac{r}{L})}}\mathrm{d}\Gamma(\phi)\overset{(\star)}{\scalebox{2}[1]{\le}}\sum_{v\in W}\int_{{B(x,R+\frac{r}{2}+\frac{Ar}{L})\backslash{B(x,R+\frac{r}{2}-\frac{r}{L})}}}\mathrm{d}\Gamma(\phi_v)\\ &\le\sum_{v\in W}\int_{{B(v,\frac{Ar}{L})}}\mathrm{d}\Gamma(\phi_v)\le 2C_1\sum_{v\in W}\frac{V(v,\frac{r}{L})}{\Psi(\frac{r}{L})}=\frac{2C_1}{\Psi(\frac{r}{L})}\int_X\left(\sum_{v\in W}1_{B(v,\frac{r}{L})}\right)\mathrm{d} m, \end{align}\] where \((\star)\) follows from 11 . By 8 , there exists some positive integer \(N\) depending only on \(C_{VD}\) such that \[\sum_{v\in W}1_{B(v,\frac{r}{L})}\le N1_{\cup_{v\in W}B(v,\frac{r}{L})},\] where \[{\bigcup_{v\in W}B(v,\frac{r}{L})}\subseteq B(x,R+\frac{r}{2}+\frac{r}{L})\backslash \overline{B(x,R+\frac{r}{2}-\frac{r}{L}-\frac{Ar}{L}-\frac{r}{L})}\subseteq B(x,R+r)\backslash\overline{B(x,R)}.\] Therefore, we have \[\begin{align} &\mathrm{cap}\left(B(x,R),X\backslash B(x,R+r)\right)\le \mathcal{E}(\phi)\le \frac{2C_1N}{\Psi(\frac{r}{L})}m\left(B(x,R+r)\backslash\overline{B(x,R)}\right)\\ &\le \frac{2C_1NC_2}{\Psi({r})}m \left(B(x,R+r)\backslash\overline{B(x,R)}\right)=C \frac{m \left(B(x,R+r)\backslash\overline{B(x,R)}\right)}{\Psi(r)}, \end{align}\] where \(C_2>0\) depends only on \(C_\Psi,L\), and \(C=2C_1NC_2\). ◻
Proof of the lower bound through the implication (18 ). For notational convenience, we may assume that \(\mathrm{diam}(X)=+\infty\). Let \(A=A_{cap}\) be the constant in \(\text{cap}(\Psi)\). For any \(R,r>0\) with \(r\le R\), without loss of generality, we may assume that \(R/r\gtrsim1\), let \(N\) be the integer satisfying \(Nr\le (A-1)R<(N+1)r\), then \(N\asymp R/r\gtrsim1\). By 8 and 15 , applying Lemma 4, there exists \(C_1>0\) such that for any \(n=0,\ldots,N-1\), there exists a cutoff function \(\phi_n\in \mathcal{F}\) for \(B(x,R+nr)\subseteq B(x,R+(n+1)r)\) such that \[\mathcal{E}(\phi_n)\le C_1 \frac{m \left(B(x,R+(n+1)r)\backslash \overline{B(x,R+nr)}\right)}{\Psi(r)}.\] Let \(\phi=\frac{1}{N}\sum_{n=0}^{N-1}\phi_n\), then \(\phi\in \mathcal{F}\) is a cutoff function for \(B(x,R)\subseteq B(x,R+Nr)\), hence also a cutoff function for \(B(x,R)\subseteq B(x,AR)\). By 16 , we have \[\begin{align} &\frac{1}{C_{cap}}\frac{V(x,R)}{\Psi(R)}\le \mathrm{cap}\left(B(x,R),X\backslash B(x,AR)\right)\le \mathcal{E}(\phi)\overset{(\star)}{\scalebox{2}[1]{\le}}\frac{1}{N^p}\sum_{n=0}^{N-1}\mathcal{E}\left(\phi_n\right)\\ &\le \frac{C_1}{N^p} \sum_{n=0}^{N-1}\frac{m \left(B(x,R+(n+1)r)\backslash \overline{B(x,R+nr)}\right)}{\Psi(r)}\le \frac{C_1}{N^p} \frac{V (x,AR)}{\Psi(r)}\overset{(\diamond)}{\scalebox{2}[1]{\le}} \frac{C_1C_2}{N^p} \frac{V(x,R)}{\Psi(r)}, \end{align}\] where \((\star)\) follows from 11 , \((\diamond)\) follows from 8 , and \(C_2>0\) depends only on \(C_{VD}, A\). Therefore, we have \[\frac{\Psi(R)}{\Psi(r)}\gtrsim N^p\asymp \left(\frac{R}{r}\right)^p.\] ◻
In this section, we construct an \(\mathbb{R}\)-tree, introduce a \(p\)-energy with a \(p\)-energy measure, and prove the Poincaré inequality, the capacity upper bound and the cutoff Sobolev inequality.
Fix a branching function \(\mathbf{b}:\mathbb{Z}\to\mathbb{N}\), which satisfies \[2\le\inf_{k\in\mathbb{Z}}\mathbf{b}(k)\le\sup_{k\in\mathbb{Z}}\mathbf{b}(k)<+\infty,\] and a gluing function \(\mathbf{g}:\mathbb{Z}\to\mathbb{N}\), which satisfies \[1\le\inf_{k\in\mathbb{Z}}\mathbf{g}(k)\le\sup_{k\in\mathbb{Z}}\mathbf{g}(k)<+\infty.\] Let \[\mathcal{U}(\mathbf{g})=\left\{\mathbf{s}:\mathbb{Z}\to\mathbb{Z}|\mathbf{s}(k)\in\{0,1,\ldots,\mathbf{g}(k)-1\}\text{ for any }k\in\mathbb{Z}\text{ and }\lim_{k\to+\infty}\mathbf{s}(k)=0\right\}.\] For any distinct \(\mathbf{s},\mathbf{t}\in\mathcal{U}(\mathbf{g})\), let \(\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{t},\mathbf{t})=0\) and \[\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{s},\mathbf{t})=2^{\max\{k\in\mathbb{Z}:\mathbf{s}(k)\ne\mathbf{t}(k)\}}.\] Then \((\mathcal{U}(\mathbf{g}),\mathbf{d}_{\mathcal{U}(\mathbf{g})})\) is an ultrametric space, that is, it is a metric space and the metric satisfies the following inequality. \[\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{s},\mathbf{t})\le\max \left\{\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{s},\mathbf{r}),\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{r},\mathbf{t})\right\}\text{ for any }\mathbf{r},\mathbf{s},\mathbf{t}\in\mathcal{U}(\mathbf{g}).\]
Let us list some “unusual" properties of ultrametric spaces as follows, which are easy consequences of the above inequality.
Any two balls with the same radius are either disjoint or coincide. More generally, any two balls are either disjoint or one contains the other.
Any point inside a ball is its center. Any ball is simultaneously open and closed.
For any \(\mathbf{s}\in\mathcal{U}(\mathbf{g})\) and any \(n\in\mathbb{Z}\), the ball \(\{\mathbf{t}\in\mathcal{U}(\mathbf{g}):\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{t},\mathbf{s})\le 2^n\}\) coincides with the cylindrical set \(\{\mathbf{t}\in\mathcal{U}(\mathbf{g}):\mathbf{t}(k)=\mathbf{s}(k)\text{ for any }k\ge n+1\}\). For any \(r>0\), let \[V_{\mathbf{g}}(r)= \begin{cases} \left(\prod_{k=n}^0\mathbf{g}(k)\right)^{-1}&\text{if }2^{n-1}\le r<2^n,n\le0,\\ 1&\text{if }1\le r<2,\\ \prod_{k=1}^{n-1}\mathbf{g}(k)&\text{if }2^{n-1}\le r<2^n,n\ge2. \end{cases}\] Then there exists a unique measure \(\mathbf{m}_{\mathcal{U}(\mathbf{g})}\) on \((\mathcal{U}(\mathbf{g}),\mathbf{d}_{\mathcal{U}(\mathbf{g})})\) such that any closed ball with radius \(2^n\) has measure \(V_{\mathbf{g}}(2^n)\). It is obvious that there exists some positive constant \(C\) depending only on \(\sup_\mathbb{Z}\mathbf{g}\) such that \[\frac{1}{C}V_{\mathbf{g}}(r)\le\mathbf{m}_{\mathcal{U}(\mathbf{g})}(B_{\mathcal{U}(\mathbf{g})}(\mathbf{t},r))\le CV_{\mathbf{g}}(r)\text{ for any }\mathbf{t}\in\mathcal{U}(\mathbf{g}),r>0.\]
Similarly, we also have an ultrametric space \((\mathcal{U}(\mathbf{b}),\mathbf{d}_{\mathcal{U}(\mathbf{b})})\) endowed with a measure \(\mathbf{m}_{\mathcal{U}(\mathbf{b})}\), under which any closed ball with radius \(2^n\) has measure \(V_{\mathbf{b}}(2^n)\), and there exists some positive constant \(C\) depending only on \(\sup_\mathbb{Z}\mathbf{b}\) such that \[\frac{1}{C}V_{\mathbf{b}}(r)\le\mathbf{m}_{\mathcal{U}(\mathbf{b})}(B_{\mathcal{U}(\mathbf{b})}(\mathbf{t},r))\le CV_{\mathbf{b}}(r)\text{ for any }\mathbf{t}\in\mathcal{U}(\mathbf{b}),r>0.\]
We construct an \(\mathbb{R}\)-tree \((\mathcal{T}(\mathbf{b}),\mathbf{d}_{\mathcal{T}(\mathbf{b})})\) endowed with a measure \(\mathbf{m}_{\mathcal{T}(\mathbf{b})}\), using approximation of finite trees. A detailed and rigorous construction was given in [22]. Here we only outline the main idea as follows.
For any \(m,n\in\mathbb{Z}\) with \(m\le n\), we construct a finite tree \(T_{m,n}\) endowed with a metric \(\mathbf{d}_{m,n}\) inductively on \(n-m\), starting from \(n-m=0\). For the sets \(T_{m,n}\). Firstly, \(T_{n,n}\) is a star graph \(K_{1,\mathbf{b}(n)}\). Secondly, \(T_{m,n+1}\) is obtained
either by gluing \(\mathbf{b}(n+1)\) copies of \(T_{m,n}\) at one vertex,
or by replacing each edge of \(T_{m+1,n}\) by a star graph \(K_{1,\mathbf{b}(m)}\).
We give a simple example of \(\mathbf{b}\) with \(\mathbf{b}(-1)=6\), \(\mathbf{b}(0)=3\), \(\mathbf{b}(1)=4\), to illustrate how the construction works, see Figure 2, Figure 3, Figure 4 for the figures of \(T_{-1,-1}\), …, \(T_{-1,1}\).
For the metrics \(\mathbf{d}_{m,n}\). On \(T_{n,n}\), let \(\mathbf{d}_{n,n}\) be the standard graph metric multiplied by \(2^{n-1}\), under which \(T_{n,n}\) has diameter \(2^{n}\). On \(T_{m,n+1}\), by [item95tree1], \(T_{m,n+1}\) is obtained by gluing \(\mathbf{b}(n+1)\) copies of \(T_{m,n}\), we give \(\mathbf{d}_{m,n+1}\) using \(\mathbf{d}_{m,n}\) as follows. Let \(\mathbf{r}\in T_{m,n+1}\) be the common vertex that lies in all copies of \(T_{m,n}\). For any pair of points \(\mathbf{t},\mathbf{s}\in T_{m,n+1}\).
If \(\mathbf{t}, \mathbf{s}\) lie in the same copy of \(T_{m,n}\), then let \[\mathbf{d}_{m,n+1}(\mathbf{t},\mathbf{s})=\mathbf{d}_{m,n}(\mathbf{t},\mathbf{s}).\]
If \(\mathbf{t}, \mathbf{s}\) lie in two distinct copies of \(T_{m,n}\), then let \[\mathbf{d}_{m,n+1}(\mathbf{t},\mathbf{s})=\mathbf{d}_{m,n}(\mathbf{t},\mathbf{r})+\mathbf{d}_{m,n}(\mathbf{r},\mathbf{s}).\]
It is obvious that \(\mathbf{d}_{m,n+1}\) is a well-defined metric on \(T_{m,n+1}\), under which \(T_{m,n+1}\) has diameter \(2^{n+1}\), and certain compatible conditions hold among \(\{(T_{m,n},\mathbf{d}_{m,n}):-\infty<m\le n<+\infty\}\). Letting \(m\to-\infty\) or \(n\to+\infty\), we obtain \(\{(T_{m,n},\mathbf{d}_{m,n}):-\infty\le m\le n\le+\infty\}\). Doing completion to \((T_{-\infty,+\infty},\mathbf{d}_{-\infty,+\infty})\) and \((T_{-\infty,n},\mathbf{d}_{-\infty,n})\) for \(n\in\mathbb{Z}\), we obtain an \(\mathbb{R}\)-tree \((\mathcal{T}(\mathbf{b}),\mathbf{d}_{\mathcal{T}(\mathbf{b})})\) and also sub-\(\mathbb{R}\)-trees \((\mathcal{T}_n(\mathbf{b}),\mathbf{d}_{\mathcal{T}(\mathbf{b})})\) for \(n\in\mathbb{Z}\).
By [item95tree1], for any \(n\in\mathbb{Z}\), \(\mathcal{T}_{n}(\mathbf{b})\) consists of \(\mathbf{b}(n)\) branches, where each branch is a copy of \(\mathcal{T}_{n-1}(\mathbf{b})\), indexed from \(0\) to \(\mathbf{b}(n)-1\), while each copy of \(\mathcal{T}_{n-1}(\mathbf{b})\) consists of \(\mathbf{b}(n-1)\) branches, where each branch is a copy of \(\mathcal{T}_{n-2}(\mathbf{b})\), indexed from \(0\) to \(\mathbf{b}(n-1)-1\), hence \(\mathcal{T}_{n}(\mathbf{b})\) consists of \(\mathbf{b}(n-1)\mathbf{b}(n)\) branches, where each branch is a copy of \(\mathcal{T}_{n-2}(\mathbf{b})\), indexed by \(\{(\mathbf{s}({n-1}),\mathbf{s}({n})):\mathbf{s}(k)\in\{0,\ldots,\mathbf{b}(k)-1\},k=n-1,n\}\). The index can be chosen such that the \((\mathbf{s}(n-1),\mathbf{s}(n))\)-th copy of \(\mathcal{T}_{n-2}(\mathbf{b})\) is contained in the \(\mathbf{s}(n)\)-th copy of \(\mathcal{T}_{n-1}(\mathbf{b})\). Similarly, for any \(m,n\in\mathbb{Z}\) with \(m<n\), \(\mathcal{T}_{n}(\mathbf{b})\) consists of \(\prod_{k=m+1}^n\mathbf{b}(k)\) branches, where each branch is a copy of \(\mathcal{T}_{m}(\mathbf{b})\), which can be index by \(\{(\mathbf{s}({m+1}),\ldots,\mathbf{s}({n})):\mathbf{s}(k)\in\{0,\ldots,\mathbf{b}(k)-1\},k=m+1,\ldots,n\}\) accordingly, such that the \((\mathbf{s}({m+1}),\mathbf{s}(m+2),\ldots,\mathbf{s}({n}))\)-th copy of \(\mathcal{T}_m(\mathbf{b})\) is contained in the \((\mathbf{s}({m+2}),\ldots,\mathbf{s}({n}))\)-th copy of \(\mathcal{T}_{m+1}(\mathbf{b})\). We say that any such copy of \(\mathcal{T}_{m}(\mathbf{b})\) is an \(m\)-cell. Then any \(m\)-cell is compact and has diameter \(2^m\) in \((\mathcal{T}(\mathbf{b}),\mathbf{d}_{\mathcal{T}(\mathbf{b})})\), it consists of \(\mathbf{b}(m)\) \((m-1)\)-cells by gluing at one point, which is called the center of the \(m\)-cell. Roughly speaking, an \(m\)-cell is comparable to a ball with radius \(2^{m-1}\).
A natural projection \(\chi:\mathcal{U}(\mathbf{b})\to\mathcal{T}(\mathbf{b})\) can be given as follows. Let \(\mathbf{0}\in\mathcal{U}(\mathbf{b})\) be given by \(\mathbf{0}(k)=0\) for any \(k\in\mathbb{Z}\). Since for any \(n\in\mathbb{Z}\), \(\mathcal{T}_n(\mathbf{b})\) is compact, has diameter \(2^n\) in \((\mathcal{T}(\mathbf{b}),\mathbf{d}_{\mathcal{T}(\mathbf{b})})\), and \(\mathcal{T}_n(\mathbf{b})\supseteq\mathcal{T}_{n-1}(\mathbf{b})\), we have \(\cap_{n\in\mathbb{Z}}\mathcal{T}_n(\mathbf{b})\) is a one-point set, define \(\chi(\mathbf{0})\) as the point in the set. For any \(\mathbf{s}\in\mathcal{U}(\mathbf{b})\backslash\{\mathbf{0}\}\), let \(n=\max\{k\in\mathbb{Z}:\mathbf{s}(k)\ne0\}\). For any \(m<n\), let \(K_m\) be the \((\mathbf{s}(m+1),\ldots,\mathbf{s}(n))\)-th \(m\)-cell in \(\mathcal{T}_n(\mathbf{b})\), then \(K_m\) is compact and has diameter \(2^m\) in \((\mathcal{T}(\mathbf{b}),\mathbf{d}_{\mathcal{T}(\mathbf{b})})\). Since \(K_m\supseteq K_{m-1}\) for any \(m<n\), we have \(\cap_{m=n-1}^{-\infty}K_m\) is a one-point set, define \(\chi(\mathbf{s})\) as the point in the set. It is obvious that the pre-image of an \(n\)-cell in \(\mathcal{T}(\mathbf{b})\) under \(\chi\) is a closed ball with radius \(2^{n-1}\) in \(\mathcal{U}(\mathbf{b})\), which is also a cylindrical set in \(\mathcal{U}(\mathbf{b})\), hence \(\chi\) is measurable.
Let \(\mathbf{m}_{\mathcal{T}(\mathbf{b})}\) be the pushforward of the measure \(\mathbf{m}_{\mathcal{U}(\mathbf{b})}\) on \((\mathcal{U}(\mathbf{b}),\mathbf{d}_{\mathcal{U}(\mathbf{b})})\) under \(\chi\), then any \(n\)-cell has measure \(V_{\mathbf{b}}(2^{n-1})\) under \(\mathbf{m}_{\mathcal{T}(\mathbf{b})}\), while each \(n\)-cell has diameter \(2^n\) under \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}\), hence there exists some positive constant \(C\) depending only on \(\sup_\mathbb{Z}\mathbf{b}\) such that \[\frac{1}{C}V_{\mathbf{b}}(r)\le\mathbf{m}_{\mathcal{T}(\mathbf{b})}(B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r))\le CV_{\mathbf{b}}(r)\text{ for any }\mathbf{t}\in\mathcal{T}(\mathbf{b}),r>0.\]
Now we obtain an \(\mathbb{R}\)-tree \((\mathcal{T}(\mathbf{b}),\mathbf{d}_{\mathcal{T}(\mathbf{b})})\) endowed with a measure \(\mathbf{m}_{\mathcal{T}(\mathbf{b})}\). For any \(\mathbf{t}_1,\mathbf{t}_2\in\mathcal{T}(\mathbf{b})\), there exists a unique geodesic \([\mathbf{t}_1,\mathbf{t}_2]\) connecting \(\mathbf{t}_1,\mathbf{t}_2\) with length \(\mathbf{d}_{\mathcal{T}(\mathbf{d})}(\mathbf{t}_1,\mathbf{t}_2)\). For any \(\mathbf{t}_1,\mathbf{t}_2,\mathbf{t}_3\in\mathcal{T}(\mathbf{b})\), we have \([\mathbf{t}_2,\mathbf{t}_3]\subseteq[\mathbf{t}_1,\mathbf{t}_2]\cup[\mathbf{t}_1,\mathbf{t}_3]\), and there exists a unique \(c(\mathbf{t}_1,\mathbf{t}_2,\mathbf{t}_3)\in\mathcal{T}(\mathbf{b})\) such that \([\mathbf{t}_1,\mathbf{t}_2]\cap[\mathbf{t}_1,\mathbf{t}_3]=[\mathbf{t}_1,c(\mathbf{t}_1,\mathbf{t}_2,\mathbf{t}_3)]\), see [42] and Figure 5.
There exists a unique \(\sigma\)-finite Borel measure \(\lambda_{\mathcal{T}(\mathbf{b})}\) on \((\mathcal{T}(\mathbf{b}),\mathbf{d}_{\mathcal{T}(\mathbf{b})})\), called length measure, satisfying that \[\lambda_{\mathcal{T}(\mathbf{b})}(]\mathbf{t}_1,\mathbf{t}_2[)=\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}_1,\mathbf{t}_2)\text{ for any distinct }\mathbf{t}_1,\mathbf{t}_2\in\mathcal{T}(\mathbf{b}),\] where \(]\mathbf{t}_1,\mathbf{t}_2[=[\mathbf{t}_1,\mathbf{t}_2]\backslash\{\mathbf{t}_1,\mathbf{t}_2\}\). Indeed, let \(\mathcal{T}^o(\mathbf{b})=\cup_{\mathbf{t}_1,\mathbf{t}_2\in\mathcal{T}(\mathbf{b})}]\mathbf{t}_1,\mathbf{t}_2[\) be the skeleton of \(\mathcal{T}(\mathbf{b})\), then \(\lambda_{\mathcal{T}(\mathbf{b})}(\mathcal{T}(\mathbf{b})\backslash\mathcal{T}^o(\mathbf{b}))=0\), in particular, \(\lambda_{\mathcal{T}(\mathbf{b})}\) is the trace onto \(\mathcal{T}^o(\mathbf{b})\) of \(1\)-dimensional Hausdorff measure on \(\mathcal{T}(\mathbf{b})\), see [43].
We say that \(f\in C(\mathcal{T}(\mathbf{b}))\) is locally absolutely continuous if for any \(\varepsilon>0\), for any Borel set \(\mathcal{S}\subseteq\mathcal{T}(\mathbf{b})\) with \(\lambda_{\mathcal{T}(\mathbf{b})}(\mathcal{S})\in(0,+\infty)\), there exists \(\delta=\delta(\varepsilon,\mathcal{S})>0\) such that for any integer \(n\ge1\), for any disjoint geodesics \([\mathbf{t}_1,\mathbf{s}_1]\), …, \([\mathbf{t}_n,\mathbf{s}_n]\) contained in \(\mathcal{S}\) with \(\sum_{k=1}^n\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}_k,\mathbf{s}_k)<\delta\), we have \(\sum_{k=1}^n|f(\mathbf{t}_k)-f(\mathbf{s}_k)|<\varepsilon\). Let \(\mathcal{A}(\mathcal{T}(\mathbf{b}))\) be the family of all locally absolutely continuous functions.
Fix an arbitrary point \(\mathbf{\rho}\in\mathcal{T}(\mathbf{b})\), we can define
A wedge product \(\wedge_\rho\) by setting \(x\wedge_\rho y=c(\rho,x,y)\).
An orientation-sensitive integration by \[\int_x^y g(z)\lambda_{\mathcal{T}(\mathbf{b})}(\mathrm{d} z)=\int_{[x\wedge_\rho y,y]}g(z)\lambda_{\mathcal{T}(\mathbf{b})}(\mathrm{d} z)-\int_{[x\wedge_\rho y,x]}g(z)\lambda_{\mathcal{T}(\mathbf{b})}(\mathrm{d} z).\]
Then for any \(f\in\mathcal{A}(\mathcal{T}(\mathbf{b}))\), there exists a unique \(g\in L^1_{loc}(\mathcal{T}(\mathbf{b});\lambda_{\mathcal{T}(\mathbf{b})})\), up to \(\lambda_{\mathcal{T}(\mathbf{b})}\)-measure zero sets, such that \[f(y)-f(x)=\int_x^yg(z)\lambda_{\mathcal{T}(\mathbf{b})}(\mathrm{d} z)\] for any \(x,y\in\mathcal{T}(\mathbf{b})\), define the gradient \(\nabla_\mathcal{T} f=\nabla_\mathcal{T}^\rho f\) as the function \(g\). Note that the choice of the point \(\rho\in\mathcal{T}(\mathbf{b})\) may affect the sign of \(\nabla_\mathcal{T} f\), but it does not affect the value of \(|\nabla_\mathcal{T} f|\), see [44] for further details.
Let \[\begin{align} &\mathcal{E}^{\mathcal{T}}(f)=\int_{\mathcal{T}(\mathbf{b})}|\nabla_\mathcal{T} f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})},\\ &\mathcal{F}^{\mathcal{T}}=\left\{f\in L^p(\mathcal{T}(\mathbf{b});\mathbf{m}_{\mathcal{T}(\mathbf{b})})\cap \mathcal{A}(\mathcal{T}(\mathbf{b})):\int_{\mathcal{T}(\mathbf{b})}|\nabla_\mathcal{T} f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}<+\infty\right\}. \end{align}\]
By virtue of the tree property, \(\mathcal{F}^\mathcal{T}\) automatically contains a large family of Lipshcitz functions arising from distance functions, as demonstrated by the following result.
Lemma 5. For any \(n\in\mathbb{Z}\) and any \(n\)-cell \({K}\), let \(\mathcal{N}\left({{K}}\right)=\bigcup_{\widetilde{K}:n\text{-cell,}\widetilde{K}\cap {K}\ne\emptyset}\widetilde{K}\) be the \(n\)-cell neighborhood of \(K\) in \(\mathcal{T}(\mathbf{b})\), then there exists \(\phi_{{K}}\in\mathcal{F}^{\mathcal{T}}\cap C_c(\mathcal{T}(\mathbf{b}))\) with \(0\le\phi_{{K}}\le1\) in \(\mathcal{T}(\mathbf{b})\), \(\phi_{{K}}=1\) on \({{K}}\), \(\phi_{K}=0\) on \(\mathcal{T}(\mathbf{b})\backslash\mathcal{N}({{K}})\) such that \[\mathcal{E}^\mathcal{T}(\phi_{{{K}}})\le \frac{2\left(\sup_{\mathbb{Z}}\mathbf{b}-1\right)}{2^{(p-1)n}}.\] Moreover, for any \(f\in\mathcal{F}^\mathcal{T}\), we have \[\begin{align} &\int_{\mathcal{N}(K)}|f|^p|\nabla_\mathcal{T}\phi_K|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\\ &\le2^p3^{p-1}(\sup_{\mathbb{Z}}\mathbf{b}-1)\int_{\mathcal{N}(K)}|\nabla_\mathcal{T} f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}+\frac{2^p(\sup_{\mathbb{Z}}\mathbf{b}-1)}{2^{(p-1)n}}\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{\mathcal{N}(K)}|f|^p\mathrm{d}\mathbf{m}_{\mathcal{T}(\mathbf{b})}. \end{align}\]
Proof. By [item95tree2], any two distinct \(n\)-cells intersect at most one point and any \(n\)-cell contains at most two points shared with other \(n\)-cells, hence there exist non-negative integers \(M,N\le\sup_{\mathbb{Z}}\mathbf{b}-1\), \(\mathbf{t},\mathbf{s}\in K\), and distinct \(n\)-cells \(\widetilde{K}_1\), …\(\widetilde{K}_M\) and \(\widehat{K}_1\), …\(\widehat{K}_N\) such that \(\widetilde{K}_k\cap K=\{\mathbf{t}\}\) for any \(k=1,\ldots,M\), and \(\widehat{K}_l\cap K=\{\mathbf{s}\}\) for any \(l=1,\ldots,N\), here it is possible that \(M\) or \(N\) is 0, which means that \(K\) has only one point shared with other \(n\)-cells. Let \(\mathbf{t}^{(k)}\in\widetilde{K}_k\) (resp. \(\mathbf{s}^{(l)}\in\widehat{K}_l\)) denote the other point in \(\widetilde{K}_k\) (resp. \(\widehat{K}_l\)) which is shared with other \(n\)-cells, if such a point exists; see Figure 6.
It is obvious that \(\mathcal{N}(K)=K\cup\cup_{k=1}^M\widetilde{K}_k\cup\cup_{l=1}^N\widehat{K}_l\). Let \(\phi_K\) be given by \(\phi_K=1\) on \(K\), \(\phi_K=0\) on \(\mathcal{T}(\mathbf{b})\backslash\mathcal{N}(K)\), on each \(\widetilde{K}_k\), \[\phi_K=\frac{\mathbf{d}_{\mathcal{T}(\mathbf{b})}(c(\cdot,\mathbf{t},\mathbf{t}^{(k)}),\mathbf{t}^{(k)})}{\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{t}^{(k)})}=\frac{1}{2^n}{\mathbf{d}_{\mathcal{T}(\mathbf{b})}(c(\cdot,\mathbf{t},\mathbf{t}^{(k)}),\mathbf{t}^{(k)})},\] and on each \(\widehat{K}_l\), \[\phi_K=\frac{\mathbf{d}_{\mathcal{T}(\mathbf{b})}(c(\cdot,\mathbf{s},\mathbf{s}^{(l)}),\mathbf{s}^{(l)})}{\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s},\mathbf{s}^{(l)})}=\frac{1}{2^n}{\mathbf{d}_{\mathcal{T}(\mathbf{b})}(c(\cdot,\mathbf{s},\mathbf{s}^{(l)}),\mathbf{s}^{(l)})}.\] It is obvious that \(\phi_K\in C_c(\mathcal{T}(\mathbf{b}))\) is well-defined. For \(\widetilde{K}_k\), on \([\mathbf{t},\mathbf{t}^{(k)}]\), we have \(\phi_K=\frac{\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\cdot,\mathbf{t}^{(k)})}{\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{t}^{(k)})}=\frac{1}{2^n}{\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\cdot,\mathbf{t}^{(k)})}\), and on each component of \(\widetilde{K}_k\backslash[\mathbf{t},\mathbf{t}^{(k)}]\), since \(c(\cdot,\mathbf{t},\mathbf{t}^{(k)})\) is constant, we have \(\phi_K\) is constant, which gives \[\int_{\widetilde{K}_k}|\nabla_\mathcal{T}\phi_K|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}=\int_{[\mathbf{t},\mathbf{t}^{(k)}]}\frac{1}{2^{pn}}\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}=\frac{1}{2^{(p-1)n}}.\] Similarly, we have \[\int_{\widehat{K}_l}|\nabla_\mathcal{T}\phi_K|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}=\frac{1}{2^{(p-1)n}}.\] Hence \[\begin{align} &\int_{\mathcal{T}(\mathbf{b})}|\nabla_\mathcal{T}\phi_K|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\\ &=\sum_{k=1}^M\int_{\widetilde{K}_k}|\nabla_\mathcal{T}\phi_K|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}+\sum_{l=1}^N\int_{\widehat{K}_l}|\nabla_\mathcal{T}\phi_K|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\\ &=(M+N)\frac{1}{2^{(p-1)n}}\le \frac{2\left(\sup_{\mathbb{Z}}\mathbf{b}-1\right)}{2^{(p-1)n}}, \end{align}\] and \(\phi_K\in\mathcal{F}^\mathcal{T}\). Moreover, for any \(f\in\mathcal{F}^\mathcal{T}\subseteq C(\mathcal{T}(\mathbf{b}))\), there exists \(x_0\in\mathcal{N}(K)\) such that \(|f(x_0)|^p=\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int} \vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int} \vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int} \vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int} \vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{\mathcal{N}(K)}|f|^p\mathrm{d} \mathbf{m}_{\mathcal{T}(\mathbf{b})}\), and \[\int_{\mathcal{N}(K)}|f|^p|\nabla_\mathcal{T}\phi_K|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}=\frac{1}{2^{pn}}\left(\sum_{k=1}^M\int_{[\mathbf{t},\mathbf{t}^{(k)}]}|f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}+\sum_{l=1}^N\int_{[\mathbf{s},\mathbf{s}^{(l)}]}|f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\right).\] For any \(x\in\mathcal{N}(K)\), we have \([x,x_0]\subseteq\mathcal{N}(K)\) and \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(x,x_0)\le3\cdot2^n\), hence by Hölder’s inequality, we have \[\begin{align} &|f(x)-f(x_0)|\le\int_{[x,x_0]}|\nabla_\mathcal{T} f|\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\\ &\le \mathbf{d}_{\mathcal{T}(\mathbf{b})}(x,x_0)^{1-\frac{1}{p}}\left(\int_{[x,x_0]}|\nabla_\mathcal{T} f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\right)^{\frac{1}{p}}\le\left(3\cdot2^n\right)^{1-\frac{1}{p}}\left(\int_{\mathcal{N}(K)}|\nabla_\mathcal{T} f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\right)^{\frac{1}{p}}, \end{align}\] which gives \[\begin{align} &|f(x)|^p\le2^{p-1}\left(|f(x)-f(x_0)|^p+|f(x_0)|^p\right)\\ &\le2^{p-1}\left(\left(3\cdot2^n\right)^{p-1}\int_{\mathcal{N}(K)}|\nabla_\mathcal{T} f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}+\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{\mathcal{N}(K)}|f|^p\mathrm{d} \mathbf{m}_{\mathcal{T}(\mathbf{b})}\right). \end{align}\] Hence \[\begin{align} &\int_{\mathcal{N}(K)}|f|^p|\nabla_\mathcal{T}\phi_K|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\\ &\le \frac{1}{2^{pn}}\cdot2^{p-1}\left(\left(3\cdot2^n\right)^{p-1}\int_{\mathcal{N}(K)}|\nabla_\mathcal{T} f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}+\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{\mathcal{N}(K)}|f|^p\mathrm{d} \mathbf{m}_{\mathcal{T}(\mathbf{b})}\right)\cdot(M+N)\cdot2^n\\ &\le2^p3^{p-1}(\sup_{\mathbb{Z}}\mathbf{b}-1)\int_{\mathcal{N}(K)}|\nabla_\mathcal{T} f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}+\frac{2^p(\sup_{\mathbb{Z}}\mathbf{b}-1)}{2^{(p-1)n}}\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{\mathcal{N}(K)}|f|^p\mathrm{d} \mathbf{m}_{\mathcal{T}(\mathbf{b})}. \end{align}\] ◻
It is easy to have the following result.
Lemma 6. \((\mathcal{E}^{\mathcal{T}},\mathcal{F}^{\mathcal{T}})\) is a \(p\)-energy on \((\mathcal{T}(\mathbf{b}),\mathbf{d}_{\mathcal{T}(\mathbf{b})},\mathbf{m}_{\mathcal{T}(\mathbf{b})})\) with a \(p\)-energy measure \(\Gamma^\mathcal{T}\) given by \[\Gamma^\mathcal{T}(f)(A)=\int_A|\nabla_\mathcal{T} f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\] for any \(f\in\mathcal{F}^\mathcal{T}\), \(A\in\mathcal{B}(\mathcal{T}(\mathbf{b}))\).
Proof. We only give the proof of the uniform denseness of \(\mathcal{F}^\mathcal{T}\cap C_c(\mathcal{T}(\mathbf{b}))\) in \(C_c(\mathcal{T}(\mathbf{b}))\). The other parts are easy and similar to the proof of \((\int_{\mathbb{R}}|f'(x)|^p\mathrm{d} x,W^{1,p}(\mathbb{R}))\) is a \(p\)-energy on \(\mathbb{R}\) with a \(p\)-energy measure given by \((f,A)\mapsto\int_A|f'(x)|^p\mathrm{d} x\).
Indeed, since \(\mathcal{F}^\mathcal{T}\cap C_c(\mathcal{T}(\mathbf{b}))\) is a sub-algebra of \(C_c(\mathcal{T}(\mathbf{b}))\), by the Stone-Weierstraß theorem, we only need to show that \(\mathcal{F}^\mathcal{T}\cap C_c(\mathcal{T}(\mathbf{b}))\) separates points and vanishes nowhere. For any distinct \(\mathbf{t},\mathbf{s}\in\mathcal{T}(\mathbf{b})\), there exist \(n\in\mathbb{Z}\) sufficiently small and an \(n\)-cell \(K\) such that \(\mathbf{t}\in K\) and \(\mathbf{s}\not\in\mathcal{N}(K)\). Let \(\phi_K\in\mathcal{F}^\mathcal{T}\cap C_c(\mathcal{T}(\mathbf{b}))\) be given by Lemma 5, then \(\phi_K(\mathbf{t})=1\ne0=\phi_K(\mathbf{s})\). ◻
We have the Poincaré inequality on \(\mathcal{T}(\mathbf{b})\) as follows.
Proposition 7. There exists \(C>0\) such that for any ball \({B_{\mathcal{T}(\mathbf{b})}}\) with radius \(r\), for any \(f\in\mathcal{F}^{\mathcal{T}}\), we have \[\int_{B_{\mathcal{T}(\mathbf{b})}}\left| f-\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{B_{\mathcal{T}(\mathbf{b})}}f\mathrm{d}\mathbf{m}_{\mathcal{T}(\mathbf{b})}\right|^p\mathrm{d}\mathbf{m}_{\mathcal{T}(\mathbf{b})}\le Cr^{p-1}V_{\mathbf{b}}(r)\int_{{B_{\mathcal{T}(\mathbf{b})}}}|\nabla_\mathcal{T} f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}.\]
Proof. For any \(x,y\in {B_{\mathcal{T}(\mathbf{b})}}\), by the tree property, we have \([x,y]\subseteq{B_{\mathcal{T}(\mathbf{b})}}\), by Hölder’s inequality, we have \[\begin{align} &|f(x)-f(y)|\le\int_{[x,y]}|\nabla_\mathcal{T} f|\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\\ &\le \mathbf{d}_{\mathcal{T}(\mathbf{b})}(x,y)^{1-\frac{1}{p}}\left(\int_{[x,y]}|\nabla_\mathcal{T} f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\right)^{\frac{1}{p}}\le(2r)^{1-\frac{1}{p}}\left(\int_{{B_{\mathcal{T}(\mathbf{b})}}}|\nabla_\mathcal{T} f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\right)^{\frac{1}{p}}. \end{align}\] Hence \[\begin{align} &\int_{B_{\mathcal{T}(\mathbf{b})}}\left| f-\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{B_{\mathcal{T}(\mathbf{b})}}f\mathrm{d}\mathbf{m}_{\mathcal{T}(\mathbf{b})}\right|^p\mathrm{d}\mathbf{m}_{\mathcal{T}(\mathbf{b})}\\ &\le \frac{1}{\mathbf{m}_{\mathcal{T}(\mathbf{b})}({B_{\mathcal{T}(\mathbf{b})}})}\int_{B_{\mathcal{T}(\mathbf{b})}}\int_{B_{\mathcal{T}(\mathbf{b})}}|f(x)-f(y)|^p\mathbf{m}_{\mathcal{T}(\mathbf{b})}(\mathrm{d} x)\mathbf{m}_{\mathcal{T}(\mathbf{b})}(\mathrm{d} y)\\ &\le {\mathbf{m}_{\mathcal{T}(\mathbf{b})}({B_{\mathcal{T}(\mathbf{b})}})}(2r)^{p-1}\int_{{B_{\mathcal{T}(\mathbf{b})}}}|\nabla_\mathcal{T} f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\asymp r^{p-1}V_{\mathbf{b}}(r)\int_{{B_{\mathcal{T}(\mathbf{b})}}}|\nabla_\mathcal{T} f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}. \end{align}\] ◻
We have the capacity upper bound and the cutoff Sobolev inequality on \(\mathcal{T}(\mathbf{b})\) as follows.
Proposition 8. There exist \(C_1, C_2, C_3, C_4>0\) such that for any ball \(B_{\mathcal{T}(\mathbf{b})}\) with radius \(r\), there exists \(\phi_\mathcal{T}\in\mathcal{F}^\mathcal{T}\cap C_c(\mathcal{T}(\mathbf{b}))\) with \(0\le \phi_\mathcal{T}\le 1\) in \(\mathcal{T}(\mathbf{b})\), \(\phi_\mathcal{T}=1\) in \(B_{\mathcal{T}(\mathbf{b})}\), \(\phi_\mathcal{T}=0\) on \(\mathcal{T}(\mathbf{b})\backslash(8B_{\mathcal{T}(\mathbf{b})})\) such that \[\mathcal{E}^\mathcal{T}(\phi_\mathcal{T})\le \frac{C_1}{r^{p-1}}.\] Hence \[\mathrm{cap}_{\mathcal{T}(\mathbf{b})}(B_{\mathcal{T}(\mathbf{b})},\mathcal{T}(\mathbf{b})\backslash(8B_{\mathcal{T}(\mathbf{b})}))\le \frac{C_1}{r^{p-1}}\le C_2\frac{\mathbf{m}_{\mathcal{T}(\mathbf{b})}(B_{\mathcal{T}(\mathbf{b})})}{r^{p-1}V_\mathbf{b}(r)}.\] Moreover, for any \(f\in\mathcal{F}^\mathcal{T}\), we have \[\int_{8B_{\mathcal{T}(\mathbf{b})}}|f|^p|\nabla_\mathcal{T}\phi_\mathcal{T}|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\le C_3\int_{8B_{\mathcal{T}(\mathbf{b})}}|\nabla_\mathcal{T} f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}+\frac{C_4}{r^{p-1}V_\mathbf{b}(r)}\int_{8B_{\mathcal{T}(\mathbf{b})}}|f|^p\mathrm{d}\mathbf{m}_{\mathcal{T}(\mathbf{b})}.\]
Proof. Write \(B_{\mathcal{T}(\mathbf{b})}=B_{\mathcal{T}(\mathbf{b})}(x,r)\). Let \(n\) be the integer satisfying \(2^{n-1}\le r<2^{n}\), there exists an \(n\)-cell \(K\) such that \(x\in K\). Let \(\mathcal{N}\left({{K}}\right)=\bigcup_{\widetilde{K}:n\text{-cell,}\widetilde{K}\cap {K}\ne\emptyset}\widetilde{K}\) be the \(n\)-cell neighborhood of \(K\) in \(\mathcal{T}(\mathbf{b})\), then \(B_{\mathcal{T}(\mathbf{b})}(x,r)\subseteq\mathcal{N}(K)\), see Figure 6. For any \(n\)-cell \(\widetilde{K}\) with \(\widetilde{K}\cap K\ne\emptyset\), by Lemma 5, there exists \(\phi_{\widetilde{K}}\in\mathcal{F}^\mathcal{T}\cap C_c(\mathcal{T}(\mathbf{b}))\) with \(0\le\phi_{\widetilde{K}}\le1\) in \(\mathcal{T}(\mathbf{b})\), \(\phi_{{\widetilde{K}}}=1\) on \({\widetilde{K}}\), \(\phi_{{\widetilde{K}}}=0\) on \(\mathcal{T}(\mathbf{b})\backslash\mathcal{N}({\widetilde{K}})\) such that \(\mathcal{E}^\mathcal{T}(\phi_{{\widetilde{K}}})\le \frac{2(\sup_\mathbb{Z}\mathbf{b}-1)}{2^{(p-1)n}}\).
Let \[\label{eq95tree95cutoff} \phi_\mathcal{T}=\max_{\widetilde{K}:n\text{-cell, }\widetilde{K}\cap {K}\ne\emptyset}\phi_{\widetilde{K}}.\tag{19}\] Since \[\label{eq95tree95num} \#\{\widetilde{K}:n\text{-cell, }\widetilde{K}\cap {K}\ne\emptyset\}\le 2\sup_{\mathbb{Z}}\mathbf{b}-1,\tag{20}\] we have \(\phi_\mathcal{T}\in\mathcal{F}^\mathcal{T}\cap C_c(\mathcal{T}(\mathbf{b}))\) is well-defined, \(0\le\phi_\mathcal{T}\le1\) in \(\mathcal{T}(\mathbf{b})\), \(\phi_\mathcal{T}=1\) on \(\mathcal{N}(K)\supseteq B_{\mathcal{T}(\mathbf{b})}(x,r)\), \(\phi_\mathcal{T}=0\) on \(\mathcal{T}(\mathbf{b})\backslash\cup_{\widetilde{K}:n\text{-cell, }\widetilde{K}\cap {K}\ne\emptyset}\mathcal{N}(\widetilde{K})\). Since \(\mathcal{N}(\widetilde{K})\subseteq B_{\mathcal{T}(\mathbf{b})}(x,2^{n+2})\) for any \(n\)-cell \(\widetilde{K}\) with \(\widetilde{K}\cap K\ne\emptyset\), we have \(\phi_\mathcal{T}=0\) on \(\mathcal{T}(\mathbf{b})\backslash B_{\mathcal{T}(\mathbf{b})}(x,2^{n+2})\supseteq \mathcal{T}(\mathbf{b})\backslash B_{\mathcal{T}(\mathbf{b})}(x,8r)\). Moreover, there exists \(C\ge1\) depending only on \(p, \sup_{\mathbb{Z}}\mathbf{b}\) such that \[\begin{align} &\mathcal{E}^\mathcal{T}(\phi_\mathcal{T})\le C\sum_{\widetilde{K}:n\text{-cell, }\widetilde{K}\cap {K}\ne\emptyset}\mathcal{E}^\mathcal{T}(\phi_{\widetilde{K}})\\ &\le C\left(2\sup_{\mathbb{Z}}\mathbf{b}-1\right)\frac{2(\sup_\mathbb{Z}\mathbf{b}-1)}{2^{(p-1)n}}\le \frac{4C\left(\sup_{\mathbb{Z}}\mathbf{b}\right)^2}{r^{p-1}}. \end{align}\] Hence \[\begin{align} &\mathrm{cap}_{\mathcal{T}(\mathbf{b})}(B_{\mathcal{T}(\mathbf{b})}(x,r),\mathcal{T}(\mathbf{b})\backslash(B_{\mathcal{T}(\mathbf{b})}(x,8r)))\le\frac{4C\left(\sup_{\mathbb{Z}}\mathbf{b}\right)^2}{r^{p-1}}\\ &={4C\left(\sup_{\mathbb{Z}}\mathbf{b}\right)^2}\frac{V_\mathbf{b}(r)}{r^{p-1}V_\mathbf{b}(r)}\asymp\frac{\mathbf{m}_{\mathcal{T}(\mathbf{b})}(B_{\mathcal{T}(\mathbf{b})}(x,r))}{r^{p-1}V_\mathbf{b}(r)}. \end{align}\] Moreover, for any \(f\in\mathcal{F}^\mathcal{T}\), by Lemma 5, we have \[\int_{\mathcal{N}(\widetilde{K})}|f|^p|\nabla_\mathcal{T}\phi_{\widetilde{K}}|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\lesssim\int_{\mathcal{N}(\widetilde{K})}|\nabla_\mathcal{T} f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}+\frac{1}{2^{(p-1)n}}\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{\mathcal{N}(\widetilde{K})}|f|^p\mathrm{d}\mathbf{m}_{\mathcal{T}(\mathbf{b})}.\] Therefore, we have \[\begin{align} &\int_{B_{\mathcal{T}(\mathbf{b})}(x,8r)}|f|^p|\nabla_\mathcal{T}\phi_\mathcal{T}|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\\ &\overset{(\star)}{\scalebox{2}[1]{\lesssim}}\sum_{\widetilde{K}:n\text{-cell, }\widetilde{K}\cap {K}\ne\emptyset}\int_{B_{\mathcal{T}(\mathbf{b})}(x,8r)}|f|^p|\nabla_\mathcal{T}\phi_{\widetilde{K}}|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\\ &\overset{(\dagger)}{\scalebox{2}[1]{=}}\sum_{\widetilde{K}:n\text{-cell, }\widetilde{K}\cap {K}\ne\emptyset}\int_{\mathcal{N}(\widetilde{K})}|f|^p|\nabla_\mathcal{T}\phi_{\widetilde{K}}|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\\ &\lesssim\sum_{\widetilde{K}:n\text{-cell, }\widetilde{K}\cap {K}\ne\emptyset}\left(\int_{\mathcal{N}(\widetilde{K})}|\nabla_\mathcal{T} f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}+\frac{1}{2^{(p-1)n}}\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{\mathcal{N}(\widetilde{K})}|f|^p\mathrm{d}\mathbf{m}_{\mathcal{T}(\mathbf{b})}\right)\\ &\overset{(\diamond)}{\scalebox{2}[1]{\lesssim}}\int_{B_{\mathcal{T}(\mathbf{b})}(x,8r)}|\nabla_\mathcal{T} f|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}+\frac{1}{r^{p-1}V_\mathbf{b}(r)}\int_{B_{\mathcal{T}(\mathbf{b})}(x,8r)}|f|^p\mathrm{d}\mathbf{m}_{\mathcal{T}(\mathbf{b})}, \end{align}\] where \((\star)\) follows from Equations (19 ) and (20 ), \((\dagger)\) follows from the fact that \(\mathcal{N}(\widetilde{K})\subseteq B_{\mathcal{T}(\mathbf{b})}(x,8r)\), and \((\diamond)\) follows from Equation (20 ) and the fact that \(\mathbf{m}_{\mathcal{T}(\mathbf{b})}(\mathcal{N}(\widetilde{K}))\asymp V_\mathbf{b}(r)\). ◻
In this section, we introduce a Laakso-type space along with a geodesic metric. We will give a canonical construction of geodesics, which will play a crucial role in the subsequent analysis.
Let \(\mathcal{P}(\mathbf{g},\mathbf{b})=\mathcal{U}(\mathbf{g})\times\mathcal{T}(\mathbf{b})\) be endowed with a metric \(\mathbf{d}_{\mathcal{P}(\mathbf{g},\mathbf{b})}\) and a measure \(\mathbf{m}_{\mathcal{P}(\mathbf{g},\mathbf{b})}\) naturally inherited from \((\mathcal{U}(\mathbf{g}),\mathbf{d}_{\mathcal{U}(\mathbf{g})},\mathbf{m}_{\mathcal{U}(\mathbf{g})})\) and \((\mathcal{T}(\mathbf{b}),\mathbf{d}_{\mathcal{T}(\mathbf{b})},\mathbf{m}_{\mathcal{T}(\mathbf{b})})\), that is, \(\mathbf{m}_{\mathcal{P}(\mathbf{g},\mathbf{b})}=\mathbf{m}_{\mathcal{U}(\mathbf{g})}\times\mathbf{m}_{\mathcal{T}(\mathbf{b})}\) and we use the convention \[\mathbf{d}_{\mathcal{P}(\mathbf{g},\mathbf{b})}((\mathbf{u}^{(1)},\mathbf{t}^{(1)}),(\mathbf{u}^{(2)},\mathbf{t}^{(2)}))=\max\left\{\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{u}^{(1)},\mathbf{u}^{(2)}),\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},\mathbf{t}^{(2)})\right\}.\] Then there exists some positive constant \(C\) depending only on \(\sup_\mathbb{Z}\mathbf{g}\) and \(\sup_\mathbb{Z}\mathbf{b}\) such that \[\begin{align} \frac{1}{C}V_\mathbf{g}(r)V_{\mathbf{b}}(r)\le&\mathbf{m}_{\mathcal{P}(\mathbf{g},\mathbf{b})}(B_{{\mathcal{P}(\mathbf{g},\mathbf{b})}}((\mathbf{u},\mathbf{t}),r)\le CV_\mathbf{g}(r)V_{\mathbf{b}}(r)\\ &\text{ for any }(\mathbf{u},\mathbf{t})\in\mathcal{P}(\mathbf{g},\mathbf{b}),r>0. \end{align}\]
For any \(n\in\mathbb{Z}\), we define the set of level-\(n\) wormholes as
\(\mathcal{W}_n=\) the set of all centers of \(n\)-cells in \(\mathcal{T}(\mathbf{b})\).
Any point in \(\mathcal{W}_n\) is called a level-\(n\) wormhole. It is obvious that \(\mathcal{W}_n\cap\mathcal{W}_m=\emptyset\) for any \(n\ne m\). We define a relation \(R_\mathcal{L}\) on \(\mathcal{P}(\mathbf{g},\mathbf{b})\) as follows. We say \((\mathbf{u}^{(1)},\mathbf{t}^{(1)}), (\mathbf{u}^{(2)},\mathbf{t}^{(2)})\in\mathcal{P}(\mathbf{g},\mathbf{b})\) are \(R_\mathcal{L}\)-related if, either \((\mathbf{u}^{(1)},\mathbf{t}^{(1)})=(\mathbf{u}^{(2)},\mathbf{t}^{(2)})\), or
\(\mathbf{u}^{(1)}|_{\mathbb{Z}\backslash\{n\}}=\mathbf{u}^{(2)}|_{\mathbb{Z}\backslash\{n\}}\) and \(\mathbf{t}^{(1)}=\mathbf{t}^{(2)}\in\mathcal{W}_n\).
Then \(R_\mathcal{L}\) is obviously an equivalence relation. Let \(\mathcal{L}(\mathbf{g},\mathbf{b})=\mathcal{P}(\mathbf{g},\mathbf{b})/R_\mathcal{L}\) be the quotient space, called a Laakso-type space. Let \(\mathcal{Q}:\mathcal{P}(\mathbf{g},\mathbf{b})\to\mathcal{L}(\mathbf{g},\mathbf{b})\), \(\mathbf{p}\mapsto[\mathbf{p}]\) be the quotient map, where \([\mathbf{p}]\) is the equivalence class containing \(\mathbf{p}\). Since \([(\mathbf{u}^{(1)},\mathbf{t}^{(1)})]=[(\mathbf{u}^{(2)},\mathbf{t}^{(2)})]\) always implies \(\mathbf{t}^{(1)}=\mathbf{t}^{(2)}\), we have the map \(\pi^\mathcal{T}:\mathcal{L}(\mathbf{g},\mathbf{b})\to\mathcal{T}(\mathbf{b})\), \([(\mathbf{u},\mathbf{t})]\mapsto\mathbf{t}\) is well-defined.
We endow the quotient space \(\mathcal{L}(\mathbf{g},\mathbf{b})\) with the quotient topology from \(\mathcal{P}(\mathbf{g},\mathbf{b})\). We say that \(\gamma:[0,1]\to\mathcal{L}(\mathbf{g},\mathbf{b})\) is a path connecting \(x,y\in\mathcal{L}(\mathbf{g},\mathbf{b})\) if \(\gamma(0)=x\), \(\gamma(1)=y\), and \(\gamma\) is continuous. For convenience, we also say the image \(\gamma([0,1])\) is a path.
We introduce \(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}\) as follows. For any \(x,y\in\mathcal{L}(\mathbf{g},\mathbf{b})\), let \[\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}\left(x,y\right)=\inf\left\{\mathcal{H}^{1}(\Gamma):\Gamma\subseteq\mathcal{P}(\mathbf{g},\mathbf{b})\text{ such that }\mathcal{Q}(\Gamma)\text{ is a path connecting }x,y\right\},\] where \(\mathcal{H}^1\) is the \(1\)-dimensional Hausdorff measure on \((\mathcal{P}(\mathbf{g},\mathbf{b}),\mathbf{d}_{\mathcal{P}(\mathbf{g},\mathbf{b})})\). It is easy to see that for any \([(\mathbf{u},\mathbf{t})], [(\mathbf{v},\mathbf{s})]\in\mathcal{L}(\mathbf{g},\mathbf{b})\) \[\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})\le\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],[(\mathbf{v},\mathbf{s})])\le+\infty.\]
In the following two results, we prove that \((\mathcal{L}(\mathbf{g},\mathbf{b}),\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})})\) is indeed a geodesic metric space and give a characterization of geodesics. These two results are similar to [23], where the tree is the unit interval and the ultrametric space is a Cantor set. The results in [23] were given without a formal proof and a detailed proof was recently given in [45]. We use a similar argument to that in [45].
Firstly, we show that any two points in \(\mathcal{L}(\mathbf{g},\mathbf{b})\) can be connected by a path \(\mathcal{Q}(\Gamma)\), where \(\Gamma\subseteq\mathcal{P}(\mathbf{g},\mathbf{b})\) is the union of countably6 many geodesics in \(\mathcal{T}(\mathbf{b})\). Here we do not require the path \(\mathcal{Q}(\Gamma)\) to have minimal length.
Lemma 7. For any distinct \(x=[(\mathbf{u}^{(1)},\mathbf{t}^{(1)})],y=[(\mathbf{u}^{(2)},\mathbf{t}^{(2)})]\in\mathcal{L}(\mathbf{g},\mathbf{b})\), there exists \(\Gamma\subseteq\mathcal{P}(\mathbf{g},\mathbf{b})\) with \[\Gamma=\bigcup_{\mathbf{u}\in U}\left(\{\mathbf{u}\}\times\gamma^{(\mathbf{u})}\right),\] where \(U\subseteq\mathcal{U}(\mathbf{g})\) is a countable subset and \(\gamma^{(\mathbf{u})}\) is a geodesic in \((\mathcal{T}(\mathbf{b}),\mathbf{d}_{\mathcal{T}(\mathbf{b})})\) for any \(\mathbf{u}\in U\), such that \(\mathcal{Q}(\Gamma)\) is a path connecting \(x,y\) and \(\mathcal{H}^1(\Gamma)=\sum_{\mathbf{u}\in U}\lambda_{\mathcal{T}(\mathbf{b})}(\gamma^{(\mathbf{u})})<+\infty\).
Proof. We fix two points \((\mathbf{u}^{(1)},\mathbf{t}^{(1)})\) and \((\mathbf{u}^{(2)},\mathbf{t}^{(2)})\) from the equivalence classes \([(\mathbf{u}^{(1)},\mathbf{t}^{(1)})]\) and \([(\mathbf{u}^{(2)},\mathbf{t}^{(2)})]\). If \(\mathbf{u}^{(1)}=\mathbf{u}^{(2)}\), let \(\Gamma=\{\mathbf{u}^{(1)}\}\times[\mathbf{t}^{(1)},\mathbf{t}^{(2)}]\), then \(\mathcal{Q}(\Gamma)\) is a path connecting \(x,y\), and \(\mathcal{H}^1(\Gamma)=\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},\mathbf{t}^{(2)})<+\infty\). Hence we may assume that \(\mathbf{u}^{(1)}\ne\mathbf{u}^{(2)}\).
Let \(I=\left\{k\in\mathbb{Z}:\mathbf{u}^{(1)}(k)\ne\mathbf{u}^{(2)}(k)\right\}\). Since \(\mathbf{u}^{(1)}(k)\to0\), \(\mathbf{u}^{(2)}(k)\to0\) as \(k\to+\infty\), we have \(I\subseteq\mathbb{Z}\) is bounded from above. Write \(I=\{n_1,n_2,\ldots:n_1>n_2>\ldots\}\). Roughly speaking, \(I\) is the set of all the levels of wormholes needed to jump to go from \(x\) to \(y\), our proof is to jump through wormholes sorted by level: \(n_1,n_2,\ldots\).
Let \(\mathbf{s}^{(0)}=\mathbf{t}^{(1)}\), \(\mathbf{v}^{(0)}=\mathbf{u}^{(1)}\). Let \(\mathbf{s}^{(1)}\in\mathcal{T}(\mathbf{b})\) be a nearest level-\(n_1\) wormhole to \(\mathbf{s}^{(0)}\)7, then \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s}^{(0)},\mathbf{s}^{(1)})\le2^{n_1-1}\). Let \(\mathbf{v}^{(1)}\in\mathcal{U}(\mathbf{g})\) be given by \(\mathbf{v}^{(1)}|_{\mathbb{Z}\backslash\{n_1\}}=\mathbf{v}^{(0)}|_{\mathbb{Z}\backslash\{n_1\}}\) and \(\mathbf{v}^{(1)}(n_1)=\mathbf{u}^{(2)}(n_1)\), then \([(\mathbf{v}^{(0)},\mathbf{s}^{(1)})]=[(\mathbf{v}^{(1)},\mathbf{s}^{(1)})]\).
Assume we have constructed \(\mathbf{s}^{(1)},\ldots,\mathbf{s}^{(l)}\), \(\mathbf{v}^{(1)},\ldots,\mathbf{v}^{(l)}\). Let \(\mathbf{s}^{(l+1)}\in\mathcal{T}(\mathbf{b})\) be a nearest level-\(n_{l+1}\) wormhole to \(\mathbf{s}^{(l)}\), then \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s}^{(l)},\mathbf{s}^{(l+1)})\le2^{n_{l+1}-1}\). Let \(\mathbf{v}^{(l+1)}\in\mathcal{U}(\mathbf{g})\) be given by \(\mathbf{v}^{(l+1)}|_{\mathbb{Z}\backslash\{n_{l+1}\}}=\mathbf{v}^{(l)}|_{\mathbb{Z}\backslash\{n_{l+1}\}}\) and \(\mathbf{v}^{(l+1)}(n_{l+1})=\mathbf{u}^{(2)}(n_{l+1})\), then \([(\mathbf{v}^{(l)},\mathbf{s}^{(l+1)})]=[(\mathbf{v}^{(l+1)},\mathbf{s}^{(l+1)})]\). Since \(\mathbf{v}^{(0)}=\mathbf{u}^{(1)}\) and \(\mathbf{v}^{(l+1)}\) is obtained by replacing the \(n_{l+1}\)-th term of \(\mathbf{v}^{(l)}\) by \(\mathbf{u}^{(2)}(n_{l+1})\), we have \(\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{v}^{(l)},\mathbf{u}^{(2)})\le2^{n_{l+1}}\).
If \(I\) is a finite set, then \(\mathbf{v}^{(\# I)}=\mathbf{u}^{(2)}\). Let \[\Gamma=\left(\bigcup_{k=1}^{\# I}\{\mathbf{v}^{(k-1)}\}\times[\mathbf{s}^{(k-1)},\mathbf{s}^{(k)}]\right)\cup\left(\{\mathbf{u}^{(2)}\}\times[\mathbf{s}^{(\# I)},\mathbf{t}^{(2)}]\right),\] then \(\mathcal{Q}(\Gamma)\) is a path connecting \(x,y\), and \[\mathcal{H}^1(\Gamma)\le\sum_{k=1}^{\# I}2^{n_k-1}+\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s}^{(\#I)},\mathbf{t}^{(2)})<+\infty.\]
If \(I\) is an infinite set, then we obtain infinite sequences \(\{\mathbf{s}^{(l)}\}\), \(\{\mathbf{v}^{(l)}\}\). Since
\(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s}^{(l)},\mathbf{s}^{(l+1)})\le2^{n_{l+1}-1}\), we have \(\{\mathbf{s}^{(l)}\}\) converges to some \(\mathbf{s}^{(\infty)}\) in \((\mathcal{T}(\mathbf{b}),\mathbf{d}_{\mathcal{T}(\mathbf{b})})\). Since \(\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{v}^{(l)},\mathbf{u}^{(2)})\le2^{n_{l+1}}\), we have \(\{\mathbf{v}^{(l)}\}\) converges to \(\mathbf{u}^{(2)}\) in
\((\mathcal{U}(\mathbf{g}),\mathbf{d}_{\mathcal{U}(\mathbf{g})})\). Let \[\Gamma=\left(\bigcup_{k=1}^{+\infty}\{\mathbf{v}^{(k-1)}\}\times[\mathbf{s}^{(k-1)},\mathbf{s}^{(k)}]\right)\cup\left(\{\mathbf{u}^{(2)}\}\times[\mathbf{s}^{(\infty)},\mathbf{t}^{(2)}]\right),\] then \(\mathcal{Q}(\Gamma)\) is a path connecting \(x,y\), and \[\mathcal{H}^1(\Gamma)\le\sum_{k=1}^{+\infty}2^{n_k-1}+\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s}^{(\infty)},\mathbf{t}^{(2)})<+\infty.\] ◻
Secondly, we show that any two points in \(\mathcal{L}(\mathbf{g},\mathbf{b})\) can be connected by a geodesic which can constructed in a canonical way. We will see that such geodesic is either monotone, or has one or two inversions.
Proposition 9. \((\mathcal{L}(\mathbf{g},\mathbf{b}),\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})})\) is a geodesic space. Moreover, for any distinct \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\in\mathcal{L}(\mathbf{g},\mathbf{b})\), there exists a geodesic connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\), which falls into one of the following three cases.
There exists a geodesic \(\gamma\) connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\) with length \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})\), we say such a geodesic \(\gamma\) is monotone, see Figure 7.
There exist \([(\mathbf{u}^{(1)},\mathbf{t}^{(1)})]\in\mathcal{L}(\mathbf{g},\mathbf{b})\) with \(\mathbf{t}^{(1)}\not\in[\mathbf{t},\mathbf{s}]\), and two monotone geodesics \(\gamma^{(1)}\) and \(\gamma^{(2)}\), with \(\gamma^{(1)}\) connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{u}^{(1)},\mathbf{t}^{(1)})]\), and \(\gamma^{(2)}\) connecting \([(\mathbf{u}^{(1)},\mathbf{t}^{(1)})]\), \([(\mathbf{v},\mathbf{s})]\), as in [item95geo95mono], such that \(\gamma^{(1)}\cup\gamma^{(2)}\) is a geodesic connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\) with length \[\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})+2\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},[\mathbf{t},\mathbf{s}]),\] we say such a geodesic has one* inversion, see Figure 8.*
There exist \([(\mathbf{u}^{(1)},\mathbf{t}^{(1)})]\), \([(\mathbf{u}^{(2)},\mathbf{t}^{(2)})]\in\mathcal{L}(\mathbf{g},\mathbf{b})\) with \(\mathbf{t}^{(1)},\mathbf{t}^{(2)}\not\in[\mathbf{t},\mathbf{s}]\), and three monotone geodesics \(\gamma^{(1)}\), \(\gamma^{(2)}\) and \(\gamma^{(3)}\), with \(\gamma^{(1)}\) connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{u}^{(1)},\mathbf{t}^{(1)})]\), \(\gamma^{(2)}\) connecting \([(\mathbf{u}^{(1)},\mathbf{t}^{(1)})]\), \([(\mathbf{u}^{(2)},\mathbf{t}^{(2)})]\), and \(\gamma^{(3)}\) connecting \([(\mathbf{u}^{(2)},\mathbf{t}^{(2)})]\), \([(\mathbf{v},\mathbf{s})]\), as in
[item95geo95mono], such that \(\gamma^{(1)}\cup\gamma^{(2)}\cup\gamma^{(3)}\) is a geodesic connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\) with length \[\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})+2\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},[\mathbf{t},\mathbf{s}])+2\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(2)},[\mathbf{t},\mathbf{s}]),\] we
say such a geodesic has two* inversions, see Figure 9.*
Remark 10. We will provide explicit choices of \(\mathbf{t}^{(1)}\) and \(\mathbf{t}^{(2)}\) in [item95geo95oneinv] and [item95geo95twoinv], as follows.
In [item95geo95oneinv], we have \[n^*=\max\{n\in\mathbb{Z}:\mathbf{u}(n)\ne\mathbf{v}(n)\text{ and }[\mathbf{t},\mathbf{s}]\cap\mathcal{W}_n=\emptyset\},\] is well-defined, and \(\mathbf{t}^{(1)}\in\mathcal{W}_{n^*}\) satisfies \[\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},[\mathbf{t},\mathbf{s}])=\min_{\mathbf{r}\in\mathcal{W}_{n^*}}\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{r},[\mathbf{t},\mathbf{s}]).\]
In [item95geo95twoinv], we have \[\begin{align} n^*&=\max\{n\in\mathbb{Z}:\mathbf{u}(n)\ne\mathbf{v}(n)\text{ and }[\mathbf{t},\mathbf{s}]\cap\mathcal{W}_n=\emptyset\},\\ n^{**}&=\max\{n\in\mathbb{Z}:n<n^*,\mathbf{u}(n)\ne\mathbf{v}(n)\}, \end{align}\] are well-defined, and \(\mathbf{t}^{(1)}\in\mathcal{W}_{n^*}\), \(\mathbf{t}^{(2)}\in\mathcal{W}_{n^{**}}\) satisfy \[\begin{align} \mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},[\mathbf{t},\mathbf{s}])&=\min_{\mathbf{r}\in\mathcal{W}_{n^*}}\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{r},[\mathbf{t},\mathbf{s}]),\\ \mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(2)},[\mathbf{t},\mathbf{s}])&=\min_{\mathbf{r}\in\mathcal{W}_{n^{**}}}\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{r},[\mathbf{t},\mathbf{s}]). \end{align}\]
Proof. We fix two points \((\mathbf{u},\mathbf{t})\), \((\mathbf{v},\mathbf{s})\) from the equivalence classes \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\). If \(\mathbf{u}=\mathbf{v}\), let \(\Gamma=\{\mathbf{u}\}\times[\mathbf{t},\mathbf{s}]\), then \(\mathcal{Q}(\Gamma)\) is obviously a geodesic connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\), and \(\mathcal{H}^1(\Gamma)=\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})=\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],[(\mathbf{v},\mathbf{s})])\), we say such a geodesic is monotone. Hence we may assume that \(\mathbf{u}\ne\mathbf{v}\).
Let \(I=\left\{k\in\mathbb{Z}:\mathbf{u}(k)\ne\mathbf{v}(k)\right\}\). Since \(\mathbf{u}(k)\to0\), \(\mathbf{v}(k)\to0\) as \(k\to+\infty\), we have \(I\subseteq\mathbb{Z}\) is bounded from above. Write \(I=\{n_1,n_2,\ldots:n_1>n_2>\ldots\}\). Roughly speaking, any path connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\) needs to jump through wormholes with all the levels in \(I\). We only have the following two cases.
\([\mathbf{t},\mathbf{s}]\cap\mathcal{W}_{n}\ne\emptyset\) for any \(n\in I\), or \([\mathbf{t},\mathbf{s}]\) does contain all the “necessary" wormholes.
\([\mathbf{t},\mathbf{s}]\cap\mathcal{W}_{n}=\emptyset\) for some \(n\in I\), or \([\mathbf{t},\mathbf{s}]\) does not contain all the “necessary" wormholes.
For (1), we construct a path connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\) with length \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})\), which would imply this path is indeed a geodesic connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\) and
\(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([\mathbf{u},\mathbf{t}],[\mathbf{v},\mathbf{s}])=\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})\). If \(\# I=1\), let \(\mathbf{t}^{(1)}\in[\mathbf{t},\mathbf{s}]\cap\mathcal{W}_{n_1}\) and \(\Gamma=(\{\mathbf{u}\}\times[\mathbf{t},\mathbf{t}^{(1)}])\cup(\{\mathbf{v}\}\times[\mathbf{t}^{(1)},\mathbf{s}])\), then
\(\mathcal{Q}(\Gamma)\) is a path connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\) with length \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})\). Assume that \(\# I\ge2\). Take \(\mathbf{t}^{(1)}\in[\mathbf{t},\mathbf{s}]\cap\mathcal{W}_{n_1}\)
and \(\mathbf{t}^{(2)}\in[\mathbf{t},\mathbf{s}]\cap\mathcal{W}_{n_2}\). By interchanging the roles of \(\mathbf{t}\) and \(\mathbf{s}\), we may assume that
\([\mathbf{t},\mathbf{t}^{(1)}]\cap[\mathbf{t}^{(2)},\mathbf{s}]=\emptyset\). Since \(n_1>n_2\), we have \([\mathbf{t}^{(1)},\mathbf{t}^{(2)}]\cap\mathcal{W}_n\ne\emptyset\) for any \(n>n_2\).
If \(\#I=+\infty\), for any \(l\ge3\), there exists \(\mathbf{t}^{(l)}\in[\mathbf{t}^{(1)},\mathbf{t}^{(2)}]\cap\mathcal{W}_{n_l}\) satisfying that \(\mathbf{t}^{(l+1)}\in[\mathbf{t}^{(l)},\mathbf{t}^{(2)}]\), \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(l)},\mathbf{t}^{(l+1)})=2^{n_{l+1}-1}\), and \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},\mathbf{t}^{(3)})=2^{n_3-1}\).8 Hence \(\{\mathbf{t}^{(l)}\}\) converges to some \(\mathbf{t}^{(\infty)}\in[\mathbf{t}^{(1)},\mathbf{t}^{(2)}]\) in \((\mathcal{T}(\mathbf{b}),\mathbf{d}_{\mathcal{T}(\mathbf{b})})\), see Figure 7.
Let \(\mathbf{u}^{(1)}\in\mathcal{U}(\mathbf{g})\) be given by \(\mathbf{u}^{(1)}|_{\mathbb{Z}\backslash\{n_1\}}=\mathbf{u}|_{\mathbb{Z}\backslash\{n_1\}}\) and \(\mathbf{u}^{(1)}(n_1)=\mathbf{v}(n_1)\). Let \(\mathbf{u}^{(2)}\in\mathcal{U}(\mathbf{g})\) be given by \(\mathbf{u}^{(2)}|_{\mathbb{Z}\backslash\{n_2\}}=\mathbf{v}|_{\mathbb{Z}\backslash\{n_2\}}\) and \(\mathbf{u}^{(2)}(n_2)=\mathbf{u}(n_2)\). Let \(\mathbf{u}^{(3)}\in\mathcal{U}(\mathbf{g})\) be given by \(\mathbf{u}^{(3)}|_{\mathbb{Z}\backslash\{n_3\}}=\mathbf{u}^{(1)}|_{\mathbb{Z}\backslash\{n_3\}}\) and \(\mathbf{u}^{(3)}(n_3)=\mathbf{v}(n_3)\). For any \(l\ge3\), let \(\mathbf{u}^{(l+1)}\in\mathcal{U}(\mathbf{g})\) be given by \(\mathbf{u}^{(l+1)}|_{\mathbb{Z}\backslash\{n_{l+1}\}}=\mathbf{u}^{(l)}|_{\mathbb{Z}\backslash\{n_{l+1}\}}\) and \(\mathbf{u}^{(l+1)}(n_{l+1})=\mathbf{v}(n_{l+1})\). Then \(\{\mathbf{u}^{(l)}\}\) converges to \(\mathbf{u}^{(2)}\) in \((\mathcal{U}(\mathbf{g}),\mathbf{d}_{\mathcal{U}(\mathbf{g})})\). Let \[\begin{align} &\Gamma=\left(\{\mathbf{u}\}\times[\mathbf{t},\mathbf{t}^{(1)}]\right)\cup\left(\{\mathbf{u}^{(1)}\}\times[\mathbf{t}^{(1)},\mathbf{t}^{(3)}]\right)\\ &\cup\left(\bigcup_{l=3}^{+\infty}\{\mathbf{u}^{(l)}\}\times[\mathbf{t}^{(l)},\mathbf{t}^{(l+1)}]\right)\cup\left(\{\mathbf{u}^{(2)}\}\times[\mathbf{t}^{(\infty)},\mathbf{t}^{(2)}]\right)\cup\left(\{\mathbf{v}\}\times[\mathbf{t}^{(2)},\mathbf{s}]\right), \end{align}\] then \(\mathcal{Q}(\Gamma)\) is a path connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\) with length \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})\), we say \(\mathcal{Q}(\Gamma)\) is monotone. If \(\#I<+\infty\), we construct \(\Gamma\) using a similar finite union, which also gives the desired result, we also say \(\mathcal{Q}(\Gamma)\) is monotone.
For (2), \([\mathbf{t},\mathbf{s}]\cap\mathcal{W}_{n}=\emptyset\) for some \(n\in I\), let \(n^*=n_l\) be the maximum of such \(n\), take \(\mathbf{t}^{(1)}\in\mathcal{W}_{n^*}\), which is closest to \([\mathbf{t},\mathbf{s}]\), while such \(\mathbf{t}^{(1)}\) may not be unique, only finitely many exist, and we choose one arbitrarily. Let \(\mathbf{c}=c(\mathbf{t}^{(1)},\mathbf{t},\mathbf{s})\), then \(\mathbf{t}^{(1)}\ne\mathbf{c}\), see Figure 8.
Firstly, if \(([\mathbf{t}^{(1)},\mathbf{t}]\cup[\mathbf{t}^{(1)},\mathbf{s}])\cap\mathcal{W}_n\ne\emptyset\) for any \(n\in I\), let \[\begin{align} I_1&=\left\{n\in I:[\mathbf{t},\mathbf{t}^{(1)}]\cap\mathcal{W}_n\ne\emptyset\right\},\\ I_2&=\left\{n\in I\backslash I_1:[\mathbf{t}^{(1)},\mathbf{s}]\cap\mathcal{W}_n\ne\emptyset\right\}, \end{align}\] then \(I=I_1\sqcup I_2\). Let \(\mathbf{u}^{(1)}\in\mathcal{U}(\mathbf{g})\) be given by \(\mathbf{u}^{(1)}|_{\mathbb{Z}\backslash I_1}=\mathbf{u}|_{\mathbb{Z}\backslash I_1}\) and \(\mathbf{u}^{(1)}|_{I_1}=\mathbf{v}|_{I_1}\), then by (1), there exist
a monotone geodesic \(\gamma^{(1)}\) connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{u}^{(1)},\mathbf{t}^{(1)})]\) with length \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{t}^{(1)})\),
a monotone geodesic \(\gamma^{(2)}\) connecting \([(\mathbf{u}^{(1)},\mathbf{t}^{(1)})]\), \([(\mathbf{v},\mathbf{s})]\) with length \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},\mathbf{s})\).
Hence \(\gamma^{(1)}\cup\gamma^{(2)}\) is a path connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\) with length \[\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{t}^{(1)})+\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},\mathbf{s})=\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})+2\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},[\mathbf{t},\mathbf{s}]).\] Since any path connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\) needs to jump through at least one level-\(n^*\) wormhole, we have \[\begin{align} \mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})], [(\mathbf{v},\mathbf{s})])&\ge\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})+2\min_{\mathbf{r}\in\mathcal{W}_{n^*}}\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{r},[\mathbf{t},\mathbf{s}])\\ &=\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})+2\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},[\mathbf{t},\mathbf{s}]). \end{align}\] Hence \(\gamma^{(1)}\cup\gamma^{(2)}\) is a geodesic connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\) and \[\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})], [(\mathbf{v},\mathbf{s})])=\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})+2\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},[\mathbf{t},\mathbf{s}]),\] we say such a geodesic has one inversion.
Secondly, if \(([\mathbf{t}^{(1)},\mathbf{t}]\cup[\mathbf{t}^{(1)},\mathbf{s}])\cap\mathcal{W}_n=\emptyset\) for some \(n\in I\), let \(n^{**}\) be the maximum of such \(n\), then \(n^{**}<n^*=n_l\). We claim that \(n^{**}=n_{l+1}\). Otherwise, we have \(([\mathbf{t}^{(1)},\mathbf{t}]\cup[\mathbf{t}^{(1)},\mathbf{s}])\cap\mathcal{W}_{n_{l+1}}\ne\emptyset\), take \(\mathbf{t}^{(2)}\in([\mathbf{t}^{(1)},\mathbf{t}]\cup[\mathbf{t}^{(1)},\mathbf{s}])\cap\mathcal{W}_{n_{l+1}}\). Since \(n_l>n_{l+1}\), we have \([\mathbf{t}^{(1)},\mathbf{t}^{(2)}]\cap\mathcal{W}_n\ne\emptyset\) for any \(n>n_{l+1}\), in particular, \([\mathbf{t}^{(1)},\mathbf{t}]\cup[\mathbf{t}^{(1)},\mathbf{s}]\supseteq[\mathbf{t}^{(1)},\mathbf{t}^{(2)}]\) intersects \(\mathcal{W}_n\) for any \(n>n_{l+1}\), \(([\mathbf{t}^{(1)},\mathbf{t}]\cup[\mathbf{t}^{(1)},\mathbf{s}])\cap\mathcal{W}_n\ne\emptyset\) for any \(n\in I\), contradicting to our assumption.
Take \(\mathbf{t}^{(2)}\in\mathcal{W}_{n^{**}}\), which is closest to \([\mathbf{t},\mathbf{s}]\). Let \(\mathbf{c}^{(1)}=c(\mathbf{t},\mathbf{t}^{(1)},\mathbf{t}^{(2)})\), \(\mathbf{c}^{(2)}=c(\mathbf{s},\mathbf{t}^{(1)},\mathbf{t}^{(2)})\). By assumption, we only have the case \(\mathbf{c}^{(1)},\mathbf{c}^{(2)}\in[\mathbf{t}^{(1)},\mathbf{t}^{(2)}]\backslash\{\mathbf{t}^{(1)},\mathbf{t}^{(2)}\}\), see Figure 9, however, we do not exclude the cases \(\mathbf{c}^{(1)}=\mathbf{c}^{(2)}\), \(\mathbf{t}=\mathbf{c}^{(1)}\) or \(\mathbf{s}=\mathbf{c}^{(2)}\). By interchanging the roles of \(\mathbf{t}\) and \(\mathbf{s}\), we may assume that \(\mathbf{c}^{(1)}\subseteq[\mathbf{t}^{(1)},\mathbf{c}^{(2)}]\).
Since \(\mathbf{t}^{(1)}\in\mathcal{W}_{n^*}=\mathcal{W}_{n_l}\), \(\mathbf{t}^{(2)}\in\mathcal{W}_{n^{**}}=\mathcal{W}_{n_{l+1}}\) and \(n_l>n_{l+1}\), we have \([\mathbf{t}^{(1)},\mathbf{t}^{(2)}]\cap\mathcal{W}_n\ne\emptyset\) for any \(n>n_{l+1}\), which implies \(([\mathbf{t},\mathbf{t}^{(1)}]\cup[\mathbf{t}^{(1)},\mathbf{t}^{(2)}]\cup[\mathbf{t}^{(2)},\mathbf{s}])\cap\mathcal{W}_n\ne\emptyset\) for any \(n\in I\). Let \[\begin{align} I_1&=\left\{n\in I:[\mathbf{t},\mathbf{t}^{(1)}]\cap\mathcal{W}_n\ne\emptyset\right\},\\ I_2&=\left\{n\in I\backslash I_1:[\mathbf{t}^{(1)},\mathbf{t}^{(2)}]\cap\mathcal{W}_n\ne\emptyset\right\},\\ I_3&=\left\{n\in I\backslash (I_1\sqcup I_2):[\mathbf{t}^{(2)},\mathbf{s}]\cap\mathcal{W}_n\ne\emptyset\right\}, \end{align}\] then \(I=I_1\sqcup I_2\sqcup I_3\). Let \(\mathbf{u}^{(1)}\in\mathcal{U}(\mathbf{g})\) be given by \(\mathbf{u}^{(1)}|_{\mathbb{Z}\backslash I_1}=\mathbf{u}|_{\mathbb{Z}\backslash I_1}\) and \(\mathbf{u}^{(1)}|_{I_1}=\mathbf{v}|_{I_1}\). Let \(\mathbf{u}^{(2)}\in\mathcal{U}(\mathbf{g})\) be given by \(\mathbf{u}^{(2)}|_{\mathbb{Z}\backslash I_2}=\mathbf{u}^{(1)}|_{\mathbb{Z}\backslash I_2}\) and \(\mathbf{u}^{(2)}|_{I_2}=\mathbf{v}|_{I_2}\), then by (1), there exist
a monotone geodesic \(\gamma^{(1)}\) connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{u}^{(1)},\mathbf{t}^{(1)})]\) with length \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{t}^{(1)})\),
a monotone geodesic \(\gamma^{(2)}\) connecting \([(\mathbf{u}^{(1)},\mathbf{t}^{(1)})]\), \([(\mathbf{u}^{(2)},\mathbf{t}^{(2)})]\)
with length \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},\mathbf{t}^{(2)})\),
a monotone geodesic \(\gamma^{(3)}\) connecting \([(\mathbf{u}^{(2)},\mathbf{t}^{(2)})]\), \([(\mathbf{v},\mathbf{s})]\) with length \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(2)},\mathbf{s})\).
Hence \(\gamma^{(1)}\cup\gamma^{(2)}\cup\gamma^{(3)}\) is a path connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\) with length \[\begin{align} &\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{t}^{(1)})+\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},\mathbf{t}^{(2)})+\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(2)},\mathbf{s})\\ &=\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})+2\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},[\mathbf{t}, \mathbf{s}])+2\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(2)},[\mathbf{t},\mathbf{s}]). \end{align}\] Since any path connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\) needs to jump through at least one level-\(n^*\) wormhole and at least one level-\(n^{**}\) wormhole, we have \[\begin{align} \mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})], [(\mathbf{v},\mathbf{s})])&\ge\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})+2\min_{\mathbf{r}\in\mathcal{W}_{n^*}}\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{r},[\mathbf{t},\mathbf{s}])+2\min_{\mathbf{r}\in\mathcal{W}_{n^{**}}}\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{r},[\mathbf{t},\mathbf{s}])\\ &=\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})+2\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},[\mathbf{t},\mathbf{s}])+2\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(2)},[\mathbf{t},\mathbf{s}]). \end{align}\] Hence \(\gamma^{(1)}\cup\gamma^{(2)}\cup\gamma^{(3)}\) is a geodesic connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\) and \[\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})], [(\mathbf{v},\mathbf{s})])=\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})+2\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},[\mathbf{t},\mathbf{s}])+2\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(2)},[\mathbf{t},\mathbf{s}]),\] we say such a geodesic has two inversions. ◻
From now on, all paths are assumed to be parametrized by arc length, and the length of a path \(\gamma\) will be denoted by \(l(\gamma)\). We list some easy results for later use.
Lemma 8.
Let \(\mathbf{t}\in\mathcal{T}(\mathbf{b})\), \(r>0\), and \(n_0\) the integer satisfying \(2^{n_0-1}\le r<2^{n_0}\), then \(B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\cap\cup_{n\ge n_0+2}\mathcal{W}_n\) consists of at most one point.
Let \(\gamma\) be a geodesic in \(\mathcal{L}(\mathbf{g},\mathbf{b})\) given by Proposition 9, and \(n_0\) the integer satisfying \(2^{n_0+2}\le l(\gamma)<2^{n_0+3}\), then for any \(n\le n_0\), we have \(\pi^\mathcal{T}(\gamma)\cap\mathcal{W}_n\ne\emptyset\).
Proof. [item95maxonept] Suppose there exist distinct \(\mathbf{s}^{(1)},\mathbf{s}^{(2)}\) in this set, since \(\mathbf{s}^{(1)},\mathbf{s}^{(2)}\in B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\), we have \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s}^{(1)},\mathbf{s}^{(2)})<2r<2^{n_0+1}\). However, since \(\mathbf{s}^{(1)},\mathbf{s}^{(2)}\in\cup_{n\ge n_0+2}\mathcal{W}_n\) are distinct, we have \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s}^{(1)},\mathbf{s}^{(2)})\ge2^{n_0+1}\), which gives \(2^{n_0+1}\le\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s}^{(1)},\mathbf{s}^{(2)})<2^{n_0+1}\), contradiction.
[item95minonept] If \(\gamma\) is monotone as in [item95geo95mono], assume that \(\gamma\) connects \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\in\mathcal{L}(\mathbf{g},\mathbf{b})\), then \(\pi^\mathcal{T}(\gamma)=[\mathbf{t},\mathbf{s}]\) and \(l(\gamma)=\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})\). Since for any \(n\in\mathbb{Z}\), each \(n\)-cell in \((\mathcal{T}(\mathbf{b}),\mathbf{d}_{\mathcal{T}(\mathbf{b})})\) has diameter \(2^n\) and any point in \((\mathcal{T}(\mathbf{b}),\mathbf{d}_{\mathcal{T}(\mathbf{b})})\) has distance at most \(2^{n-1}\) from \(\mathcal{W}_n\), we have for any \(n\in\mathbb{Z}\) with \(2^n\le \mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})=l(\gamma)\), \(\pi^\mathcal{T}(\gamma)\cap\mathcal{W}_n=[\mathbf{t},\mathbf{s}]\cap\mathcal{W}_n\ne\emptyset\). If \(\gamma\) has one inversion as in [item95geo95oneinv], then \(\gamma=\gamma^{(1)}\cup\gamma^{(2)}\), where \(\gamma^{(1)}, \gamma^{(2)}\) are two monotone geodesics and \(l(\gamma)=l(\gamma^{(1)})+l(\gamma^{(2)})\), then either \(l(\gamma^{(1)})\ge l(\gamma)/2\) or \(l(\gamma^{(2)})\ge l(\gamma)/2\), we may consider the first case, the second follows analogously. By the result for monotone geodesics, for any \(n\in\mathbb{Z}\) with \(2^n\le l(\gamma)/2\le l(\gamma^{(1)})\), we have \(\pi^{\mathcal{T}}(\gamma)\cap\mathcal{W}_n\supseteq\pi^{\mathcal{T}}(\gamma^{(1)})\cap\mathcal{W}_n\ne\emptyset\). If \(\gamma\) has two inversions as in [item95geo95twoinv], then \(\gamma=\gamma^{(1)}\cup\gamma^{(2)}\cup\gamma^{(3)}\), where \(\gamma^{(1)}, \gamma^{(2)}, \gamma^{(3)}\) are three monotone geodesics and \(l(\gamma)=l(\gamma^{(1)})+l(\gamma^{(2)})+l(\gamma^{(3)})\), then there exists \(i\in\{1,2,3\}\) such that \(l(\gamma^{(i)})\ge l(\gamma)/3\). By the result for monotone geodesics, for any \(n\in\mathbb{Z}\) with \(2^n\le l(\gamma)/3\le l(\gamma^{(i)})\), we have \(\pi^{\mathcal{T}}(\gamma)\cap\mathcal{W}_n\supseteq\pi^{\mathcal{T}}(\gamma^{(i)})\cap\mathcal{W}_n\ne\emptyset\). In summary, since \(2^{n_0}\le l(\gamma)/4\), for any \(n\le n_0\), we have \(\pi^\mathcal{T}(\gamma)\cap\mathcal{W}_n\ne\emptyset\). ◻
To conclude this section, we prove that the quotient map \(\mathcal{Q}:(\mathcal{P}(\mathbf{g},\mathbf{b}),\mathbf{d}_{\mathcal{P}(\mathbf{g},\mathbf{b})})\to(\mathcal{L}(\mathbf{g},\mathbf{b}),\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})})\) is David-Semmes regular.
Definition 1. Let \((X,\mathbf{d}_X)\), \((Y,\mathbf{d}_Y)\) be two metric spaces. Let \(L,M,N\) be three positive integers. We say that a map \(F:(X,\mathbf{d}_X)\to(Y,\mathbf{d}_Y)\) is David-Semmes regular with data \((L,M,N)\) if \(F\) is \(L\)-Lipschitz and for any ball \(B_Y(y,r)\) in \(Y\), there exist \(x_1,\ldots,x_M\in X\) such that \[F^{-1}(B_Y(y,r))\subseteq\bigcup_{k=1}^MB_X(x_k,Nr).\] We say that a map \(F:(X,\mathbf{d}_X)\to(Y,\mathbf{d}_Y)\) is David-Semmes regular if it is David-Semmes regular with data \((L,M,N)\) for some positive integers \(L,M,N\).
Lemma 9. The quotient map \(\mathcal{Q}:(\mathcal{P}(\mathbf{g},\mathbf{b}),\mathbf{d}_{\mathcal{P}(\mathbf{g},\mathbf{b})})\to(\mathcal{L}(\mathbf{g},\mathbf{b}),\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})})\) is David-Semm-es regular. More precisely, \(\mathcal{Q}\) is \(3\)-Lipschitz, and for any \([(\mathbf{u},\mathbf{t})]\in\mathcal{L}(\mathbf{g},\mathbf{b})\), \(r>0\), let \(n\) be the integer satisfying \(2^{n-1}\le r<2^{n}\), by Lemma 8 [item95maxonept], we have the following dichotomy.
Either \(B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\cap\cup_{k\ge n+2}\mathcal{W}_k=\emptyset\), then for any \((\mathbf{u},\mathbf{t})\) in \([(\mathbf{u},\mathbf{t})]\), we have \[\mathcal{Q}^{-1}(B_{{\mathcal{L}(\mathbf{g},\mathbf{b})}}([(\mathbf{u},\mathbf{t})],r))\subseteq B_{\mathcal{U}(\mathbf{g})}(\mathbf{u},8r)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\subseteq \mathcal{Q}^{-1}(B_{{\mathcal{L}(\mathbf{g},\mathbf{b})}}([(\mathbf{u},\mathbf{t})],32r)).\]
Or \(B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\cap\cup_{k\ge n+2}\mathcal{W}_k=\{\mathbf{t}^{(1)}\}\), where \(\mathbf{t}^{(1)}\in\mathcal{W}_m\) for some \(m\ge n+2\), then for any \((\mathbf{u},\mathbf{t})\) in \([(\mathbf{u},\mathbf{t})]\), we have \[\begin{align} &\mathcal{Q}^{-1}(B_{{\mathcal{L}(\mathbf{g},\mathbf{b})}}([(\mathbf{u},\mathbf{t})],r))\\ &\subseteq\left(\bigcup_{k=1}^{\mathbf{g}(m)}B_{\mathcal{U}(\mathbf{g})}(\mathbf{u}^{(k)},8r)\right)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\\ &\subseteq\mathcal{Q}^{-1}\left(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],32r)\right), \end{align}\] where \(\mathbf{u}^{(1)}\), …, \(\mathbf{u}^{(\mathbf{g}(m))}\in\mathcal{U}(\mathbf{g})\) are all the points satisfying \([(\mathbf{u}^{(1)},\mathbf{t}^{(1)})]=\ldots=[(\mathbf{u}^{(\mathbf{g}(m))},\mathbf{t}^{(1)})]=[(\mathbf{u},\mathbf{t}^{(1)})]\).
Hence \((\mathcal{L}(\mathbf{g},\mathbf{b}),\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})})\) is complete locally compact and separable.
Proof. Firstly, we show that \(\mathcal{Q}\) is \(3\)-Lipschitz. For any \((\mathbf{u},\mathbf{t})\), \((\mathbf{v},\mathbf{s})\in\mathcal{P}(\mathbf{g},\mathbf{b})\), there exists a geodesic connecting \([(\mathbf{u},\mathbf{t})]\), \([(\mathbf{v},\mathbf{s})]\in\mathcal{L}(\mathbf{g},\mathbf{b})\) given by Proposition 9, along with three associated cases.
For [item95geo95mono], we have \[\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})], [(\mathbf{v},\mathbf{s})])=\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})\le\mathbf{d}_{\mathcal{P}(\mathbf{g},\mathbf{b})}((\mathbf{u},\mathbf{t}), (\mathbf{v},\mathbf{s})).\]
For [item95geo95oneinv], we have \[\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})], [(\mathbf{v},\mathbf{s})])=\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})+2\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},[\mathbf{t},\mathbf{s}]),\] where \(\mathbf{t}^{(1)}\in\mathcal{W}_{n^*}\) is given by the remark following Proposition 9. Since \[\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},[\mathbf{t},\mathbf{s}])\le2^{n^*-1}\le 2^{\max\{n:\mathbf{u}(n)\ne\mathbf{v}(n)\}-1}=\frac{1}{2}\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{u},\mathbf{v}),\] we have \[\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})], [(\mathbf{v},\mathbf{s})])\le\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})+\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{u},\mathbf{v})\le2\mathbf{d}_{\mathcal{P}(\mathbf{g},\mathbf{b})}((\mathbf{u},\mathbf{t}), (\mathbf{v},\mathbf{s})).\]
For [item95geo95twoinv], we have \[\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})], [(\mathbf{v},\mathbf{s})])=\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})+2\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},[\mathbf{t},\mathbf{s}])+2\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(2)},[\mathbf{t},\mathbf{s}]),\] where \(\mathbf{t}^{(1)}\in\mathcal{W}_{n^*}\), \(\mathbf{t}^{(2)}\in\mathcal{W}_{n^{**}}\) are given by the remark following Proposition 9. Since \[\begin{align} \mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},[\mathbf{t},\mathbf{s}])&\le2^{n^*-1}\le 2^{\max\{n:\mathbf{u}(n)\ne\mathbf{v}(n)\}-1}=\frac{1}{2}\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{u},\mathbf{v}),\\ \mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(2)},[\mathbf{t},\mathbf{s}])&\le2^{n^{**}-1}\le 2^{\max\{n:\mathbf{u}(n)\ne\mathbf{v}(n)\}-1}=\frac{1}{2}\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{u},\mathbf{v}), \end{align}\] we have \[\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})], [(\mathbf{v},\mathbf{s})])\le\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t},\mathbf{s})+\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{u},\mathbf{v})+\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{u},\mathbf{v})\le3\mathbf{d}_{\mathcal{P}(\mathbf{g},\mathbf{b})}((\mathbf{u},\mathbf{t}), (\mathbf{v},\mathbf{s})).\]
Secondly, for any \([(\mathbf{u},\mathbf{t})]\in\mathcal{L}(\mathbf{g},\mathbf{b})\), \(r>0\), let \(n\) be the integer satisfying \(2^{n-1}\le r<2^n\). By Lemma 8 [item95maxonept], \(B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\cap\cup_{k\ge n+2}\mathcal{W}_k\) consists of at most one point.
If \(B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\cap\cup_{k\ge n+2}\mathcal{W}_k=\emptyset\). Take \((\mathbf{u},\mathbf{t})\) in \([(\mathbf{u},\mathbf{t})]\). We claim that \[\mathcal{Q}^{-1}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],r))\subseteq\left\{\mathbf{v}\in\mathcal{U}(\mathbf{g}):\mathbf{v}|_{\mathbb{Z}\cap[n+2,+\infty)}=\mathbf{u}|_{\mathbb{Z}\cap[n+2,+\infty)}\right\}\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r).\] Indeed, we prove that if \((\mathbf{v},\mathbf{s})\in\mathcal{P}(\mathbf{g},\mathbf{b})\) satisfies \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s},\mathbf{t})\ge r\) or \(\mathbf{v}|_{\mathbb{Z}\cap[n+2,+\infty)}\ne\mathbf{u}|_{\mathbb{Z}\cap[n+2,+\infty)}\), then \(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{v},\mathbf{s})],[(\mathbf{u},\mathbf{t})])\ge r\). For the first case, it is obvious that \(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{v},\mathbf{s})],[(\mathbf{u},\mathbf{t})])\ge\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s},\mathbf{t})\ge r\). For the second case, since \(\mathbf{v}|_{\mathbb{Z}\cap[n+2,+\infty)}\ne\mathbf{u}|_{\mathbb{Z}\cap[n+2,+\infty)}\), any path connecting \([(\mathbf{v},\mathbf{s})],[(\mathbf{u},\mathbf{t})]\) needs to jump through at least one level-\(k\) wormhole with \(k\ge n+2\), however, \(B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\cap\cup_{k\ge n+2}\mathcal{W}_k=\emptyset\), we have such path has length at least \(r\), which implies that \(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{v},\mathbf{s})],[(\mathbf{u},\mathbf{t})])\ge r\). Hence \[\begin{align} &\mathcal{Q}^{-1}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],r))\subseteq \overline{B}_{\mathcal{U}(\mathbf{g})}(\mathbf{u},2^{n+1})\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\\ &\subseteq B_{\mathcal{U}(\mathbf{g})}(\mathbf{u},8r)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\subseteq B_{\mathcal{P}(\mathbf{g},\mathbf{b})}((\mathbf{u},\mathbf{t}),8r). \end{align}\] Moreover, for any \(\mathbf{v}\in B_{\mathcal{U}(\mathbf{g})}(\mathbf{u},8r)\), \(\mathbf{s}\in B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\), we have \[\begin{align} &\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{v},\mathbf{s})],[(\mathbf{u},\mathbf{t})])\le\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{v},\mathbf{s})],[(\mathbf{u},\mathbf{s})])+\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{s})],[(\mathbf{u},\mathbf{t})])\\ &\le3\mathbf{d}_{\mathcal{P}(\mathbf{g},\mathbf{b})}((\mathbf{v},\mathbf{s}),(\mathbf{u},\mathbf{s}))+\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s},\mathbf{t})=3\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{v},\mathbf{u})+\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s},\mathbf{t})<3\cdot 8r+r=25r, \end{align}\] which gives \[B_{\mathcal{U}(\mathbf{g})}(\mathbf{u},8r)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\subseteq \mathcal{Q}^{-1}(B_{{\mathcal{L}(\mathbf{g},\mathbf{b})}}([(\mathbf{u},\mathbf{t})],25r)).\]
If \(B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\cap\cup_{k\ge n+2}\mathcal{W}_k=\{\mathbf{t}^{(1)}\}\) is a one-point set, where \(\mathbf{t}^{(1)}\in\mathcal{W}_m\) for some \(m\ge n+2\). Take \((\mathbf{u},\mathbf{t})\) in \([(\mathbf{u},\mathbf{t})]\). For any \(k=1,\ldots,\mathbf{g}(m)\), let \(\mathbf{u}^{(k)}\in\mathcal{U}(\mathbf{g})\) be given by \(\mathbf{u}^{(k)}|_{\mathbb{Z}\backslash\{m\}}=\mathbf{u}|_{\mathbb{Z}\backslash\{m\}}\) and \(\mathbf{u}^{(k)}(m)=k-1\), then \([(\mathbf{u}^{(k)},\mathbf{t}^{(1)})]=[(\mathbf{u},\mathbf{t}^{(1)})]\). We claim that \[\begin{align} &\mathcal{Q}^{-1}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],r))\\ &\subseteq\left(\bigcup_{k=1}^{\mathbf{g}(m)}\left\{\mathbf{v}\in\mathcal{U}(\mathbf{g}):\mathbf{v}|_{\mathbb{Z}\cap[n+2,+\infty)}=\mathbf{u}^{(k)}|_{\mathbb{Z}\cap[n+2,+\infty)}\right\}\right)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r). \end{align}\] Indeed, we prove that if \((\mathbf{v},\mathbf{s})\in\mathcal{P}(\mathbf{g},\mathbf{b})\) satisfies \(\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s},\mathbf{t})\ge r\) or \(\mathbf{v}|_{\mathbb{Z}\cap[n+2,+\infty)}\ne\mathbf{u}^{(k)}|_{\mathbb{Z}\cap[n+2,+\infty)}\) for any \(k=1,\ldots,\mathbf{g}(m)\), then \(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{v},\mathbf{s})],[(\mathbf{u},\mathbf{t})])\ge r\). For the first case, it is obvious that \(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{v},\mathbf{s})],[(\mathbf{u},\mathbf{t})])\ge\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s},\mathbf{t})\ge r\). For the second case, we have \(\mathbf{v}|_{(\mathbb{Z}\cap[n+2,+\infty))\backslash\{m\}}\ne\mathbf{u}|_{(\mathbb{Z}\cap[n+2,+\infty))\backslash\{m\}}\), otherwise, \(\mathbf{v}|_{\mathbb{Z}\cap[n+2,+\infty)}=\mathbf{u}^{(k)}|_{\mathbb{Z}\cap[n+2,+\infty)}\) with \(k=\mathbf{v}(m)+1\). Then there exists \(p\ge n+2\) with \(p\ne m\) such that \(\mathbf{v}(p)\ne\mathbf{u}(p)\), any path connecting \([(\mathbf{v},\mathbf{s})],[(\mathbf{u},\mathbf{t})]\) needs to jump through at least one level-\(p\) wormhole, however, since \(B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\cap\cup_{k\ge n+2}\mathcal{W}_k=\{\mathbf{t}^{(1)}\}\subseteq\mathcal{W}_m\), we have \(B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\cap\mathcal{W}_p=\emptyset\), such path has length at least \(r\), which implies that \(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{v},\mathbf{s})],[(\mathbf{u},\mathbf{t})])\ge r\). Hence \[\begin{align} &\mathcal{Q}^{-1}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],r))\subseteq \left(\bigcup_{k=1}^{\mathbf{g}(m)} \overline{B}_{\mathcal{U}(\mathbf{g})}(\mathbf{u}^{(k)},2^{n+1})\right)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\\ &\subseteq\left(\bigcup_{k=1}^{\mathbf{g}(m)}B_{\mathcal{U}(\mathbf{g})}(\mathbf{u}^{(k)},8r)\right)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\subseteq\bigcup_{k=1}^{\mathbf{g}(m)}B_{\mathcal{P}(\mathbf{g},\mathbf{b})}((\mathbf{u}^{(k)},\mathbf{t}),8r). \end{align}\] Moreover, for any \(\mathbf{v}\in B_{\mathcal{U}(\mathbf{g})}(\mathbf{u}^{(k)},8r)\), \(\mathbf{s}\in B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\), since \([(\mathbf{u}^{(k)},\mathbf{t}^{(1)})]=[(\mathbf{u},\mathbf{t}^{(1)})]\) and \(\mathbf{t}^{(1)}\in B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\), we have \[\begin{align} &\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{v},\mathbf{s})],[(\mathbf{u},\mathbf{t})])\\ &\le\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{v},\mathbf{s})],[(\mathbf{u}^{(k)},\mathbf{s})])\\ &+\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u}^{(k)},\mathbf{s})],[(\mathbf{u}^{(k)},\mathbf{t}^{(1)})])+\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u}^{(k)},\mathbf{t}^{(1)})],[(\mathbf{u},\mathbf{t})])\\ &\le3\mathbf{d}_{\mathcal{P}(\mathbf{g},\mathbf{b})}((\mathbf{v},\mathbf{s}),(\mathbf{u}^{(k)},\mathbf{s}))+\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s},\mathbf{t}^{(1)})+\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t}^{(1)})],[(\mathbf{u},\mathbf{t})])\\ &=3\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{v},\mathbf{u}^{(k)})+\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s},\mathbf{t}^{(1)})+\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{t}^{(1)},\mathbf{t})<3\cdot8r+2r+r=27r, \end{align}\] which gives \[\left(\bigcup_{k=1}^{\mathbf{g}(m)}B_{\mathcal{U}(\mathbf{g})}(\mathbf{u}^{(k)},8r)\right)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\subseteq\mathcal{Q}^{-1}\left(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],27r)\right).\]
Therefore, in both of the aforementioned cases, \(\mathcal{Q}^{-1}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],r))\) can always be contained in the union of \(\sup_\mathbb{Z}\mathbf{g}\) balls with radius \(8r\).
In summary, \(\mathcal{Q}:(\mathcal{P}(\mathbf{g},\mathbf{b}),\mathbf{d}_{\mathcal{P}(\mathbf{g},\mathbf{b})})\to(\mathcal{L}(\mathbf{g},\mathbf{b}),\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})})\) is David-Semmes regular.
Finally, for any Cauchy sequence \(\{[\mathbf{q}_n]\}_{n\ge1}\) in \(\mathcal{L}(\mathbf{g},\mathbf{b})\), we have \(\{[\mathbf{q}_n]\}_{n\ge1}\) is bounded in \(\mathcal{L}(\mathbf{g},\mathbf{b})\), hence \(\mathcal{Q}^{-1}(\{[\mathbf{q}_n]\}_{n\ge1})\) is bounded in \(\mathcal{P}(\mathbf{g},\mathbf{b})\). Since \(\mathcal{P}(\mathbf{g},\mathbf{b})\) is complete and locally compact, \(\mathcal{Q}^{-1}(\{[\mathbf{q}_n]\}_{n\ge1})\) has a limit point \(\mathbf{q}\in\mathcal{P}(\mathbf{g},\mathbf{b})\). By the Lipschitz continuity of \(\mathcal{Q}\), \([\mathbf{q}]=\mathcal{Q}(\mathbf{q})\in\mathcal{L}(\mathbf{g},\mathbf{b})\) is the limit of \(\{[\mathbf{q}_n]\}_{n\ge1}\) in \(\mathcal{L}(\mathbf{g},\mathbf{b})\), hence \(\mathcal{L}(\mathbf{g},\mathbf{b})\) is complete.
For any bounded closed set \(K\) in \(\mathcal{L}(\mathbf{g},\mathbf{b})\), we have \(\mathcal{Q}^{-1}(K)\) is bounded closed in \(\mathcal{P}(\mathbf{g},\mathbf{b})\). Since \(\mathcal{P}(\mathbf{g},\mathbf{b})\) is locally compact, we have \(\mathcal{Q}^{-1}(K)\) is compact in \(\mathcal{P}(\mathbf{g},\mathbf{b})\). By the continuity of \(\mathcal{Q}\), we have \(K=\mathcal{Q}(\mathcal{Q}^{-1}(K))\) is compact in \(\mathcal{L}(\mathbf{g},\mathbf{b})\), hence \(\mathcal{L}(\mathbf{g},\mathbf{b})\) is locally compact.
Since \(\mathcal{P}(\mathbf{g},\mathbf{b})\) is separable, let \(C\) be a countable dense subset of \(\mathcal{P}(\mathbf{g},\mathbf{b})\), then \(\mathcal{Q}(C)\) is a countable dense subset of \(\mathcal{L}(\mathbf{g},\mathbf{b})\). Hence \(\mathcal{L}(\mathbf{g},\mathbf{b})\) is separable. ◻
Since \(\mathcal{Q}\) is David-Semmes regular, we push forward measures on \(\mathcal{P}(\mathbf{g},\mathbf{b})\) to measures on \(\mathcal{L}(\mathbf{g},\mathbf{b})\) as follows. \[\begin{align} \mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})}&=\mathcal{Q}_*(\mathbf{m}_{\mathcal{U}(\mathbf{g})}\times\mathbf{m}_{\mathcal{T}(\mathbf{b})}),\\ \lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})}&=\mathcal{Q}_*(\mathbf{m}_{\mathcal{U}(\mathbf{g})}\times\boldsymbol{\lambda}_{\mathcal{T}(\mathbf{b})}). \end{align}\] There exists some positive constant \(C\) depending only on \(\sup_\mathbb{Z}\mathbf{g}\) and \(\sup_\mathbb{Z}\mathbf{b}\) such that \[\label{eq95Laa95vol} \frac{1}{C}V_\mathbf{g}(r)V_\mathbf{b}(r)\le\mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([\mathbf{p}],r))\le{C}V_\mathbf{g}(r)V_\mathbf{b}(r)\text{ for any }[\mathbf{p}]\in\mathcal{L}(\mathbf{g},\mathbf{b}), r>0.\tag{21}\]
In this section, we introduce a \(p\)-energy with a \(p\)-energy measure on Laakso-type spaces, and prove the Poincaré inequality, the capacity upper bound and the cutoff Sobolev inequality.
Firstly, let us introduce a \(p\)-energy on \(\mathcal{L}(\mathbf{g},\mathbf{b})\). For any function \(f\) on \(\mathcal{L}(\mathbf{g},\mathbf{b})\), let \(\widehat{f}=f\circ\mathcal{Q}\) be a function on \(\mathcal{P}(\mathbf{g},\mathbf{b})\). If \(f\in C(\mathcal{L}(\mathbf{g},\mathbf{b}))\), since \(\mathcal{Q}\) is continuous, \(\widehat{f}\in C(\mathcal{P}(\mathbf{g},\mathbf{b}))\). Moreover, if \(f\in C_c(\mathcal{L}(\mathbf{g},\mathbf{b}))\), since \(\mathrm{supp}(f)\) is compact in \(\mathcal{L}(\mathbf{g},\mathbf{b})\) and \(\mathcal{Q}\) is David-Semmes regular, \(\mathrm{supp}(\widehat{f})=\mathcal{Q}^{-1}(\mathrm{supp}(f))\) is compact in \(\mathcal{P}(\mathbf{g},\mathbf{b})\), \(\widehat{f}\in C_c(\mathcal{P}(\mathbf{g},\mathbf{b}))\).
For any \(n\in\mathbb{Z}\), let \[\begin{align} \mathcal{C}^\mathcal{L}_n&=\left\{f\in C_c(\mathcal{L}(\mathbf{g},\mathbf{b})):\widehat{f}=f\circ\mathcal{Q}\in C_c(\mathcal{P}(\mathbf{g},\mathbf{b}))\right.\\ &\left.\text{for any }\mathbf{u}\in\mathcal{U}(\mathbf{g}), \widehat{f}(\mathbf{u},\cdot)\in\mathcal{F}^\mathcal{T},\right.\\ &\left.\text{for any }\mathbf{t}\in\mathcal{T}(\mathbf{b}), \widehat{f}(\cdot,\mathbf{t})\text{ is constant on any closed ball with radius }2^n\right\}. \end{align}\] Let \(\mathcal{C}^\mathcal{L}=\cup_{n\in\mathbb{Z}}\mathcal{C}^\mathcal{L}_n\). For any \(f\in\mathcal{C}^\mathcal{L}\) and any \([(\mathbf{u},\mathbf{t})]\in\mathcal{L}(\mathbf{g},\mathbf{b})\), let \[|\nabla_\mathcal{L} f([(\mathbf{u},\mathbf{t})])|=|\nabla_\mathcal{T}\widehat{f}(\mathbf{u},\cdot)(\mathbf{t})|.\] Let \[\mathcal{E}^\mathcal{L}(f)=\int_{\mathcal{L}(\mathbf{g},\mathbf{b})}|\nabla_\mathcal{L} f|^p\mathrm{d}\lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})}=\int_{\mathcal{U}(\mathbf{g})}\left(\int_{\mathcal{T}(\mathbf{b})}|\nabla_\mathcal{T}\widehat{f}(\mathbf{u},\cdot)(\mathbf{t})|^p\lambda_{\mathcal{T}(\mathbf{b})}(\mathrm{d}\mathbf{t})\right)\mathbf{m}_{\mathcal{U}(\mathbf{g})}(\mathrm{d}\mathbf{u}),\] and \[\mathcal{F}^\mathcal{L}=\text{the }(\mathcal{E}^\mathcal{L}(\cdot)^{1/p}+\lVert \cdot\rVert_{L^p(\mathcal{L}(\mathbf{g},\mathbf{b});\mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})})})\text{-closure of }\mathcal{C}^\mathcal{L}.\] Using approximating Cauchy sequences in the corresponding \(L^p\)-spaces, the function \(|\nabla_\mathcal{L} f|\in L^p(\mathcal{L}(\mathbf{g},\mathbf{b});\lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})})\) is well-defined for any \(f\in\mathcal{F}^\mathcal{L}\).
We have the following result.
Lemma 10.
\(\mathcal{C}^\mathcal{L}\) is uniformly dense in \(C_c(\mathcal{L}(\mathbf{g},\mathbf{b}))\).
\((\mathcal{E}^\mathcal{L},\mathcal{F}^\mathcal{L})\) is a \(p\)-energy on \((\mathcal{L}(\mathbf{g},\mathbf{b}),\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})},\mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})})\) with a \(p\)-energy measure \(\Gamma^\mathcal{L}\) given by \[\Gamma^\mathcal{L}(f)(A)=\int_A|\nabla_\mathcal{L} f|^p\mathrm{d}\lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})}\] for any \(f\in\mathcal{F}^\mathcal{L}\), \(A\in\mathcal{B}(\mathcal{L}(\mathbf{g},\mathbf{b}))\).
Proof. We only give the proof of (1). The proof of (2) is easy and also similar to the proof of \((\int_{\mathbb{R}}|f'(x)|^p\mathrm{d} x,W^{1,p}(\mathbb{R}))\) is a \(p\)-energy on \(\mathbb{R}\) with a \(p\)-energy measure given by \((f,A)\mapsto\int_A|f'(x)|^p\mathrm{d} x\), see also [46] or [47] for the construction of a Dirichlet form on the original Laakso space in [23].
Indeed, since \(\mathcal{C}^\mathcal{L}\) is a sub-algebra of \(C_c(\mathcal{L}(\mathbf{g},\mathbf{b}))\), by the Stone-Weierstraß theorem, we only need to show that \(\mathcal{C}^\mathcal{L}\) separates points and vanishes nowhere. For any distinct \(x,y\in\mathcal{L}(\mathbf{g},\mathbf{b})\), let \(D=\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}(x,y)>0\), by the following Proposition 14, there exists \(\phi_{\mathcal{L}}\in\mathcal{C}^{\mathcal{L}}\) such that \(\phi_\mathcal{L}=1\) in \(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}(x,D/256)\) and \(\phi_\mathcal{L}=0\) on \(\mathcal{L}(\mathbf{g},\mathbf{b})\backslash B_{\mathcal{L}(\mathbf{g},\mathbf{b})}(x,D)\), in particular, we have \(\phi_\mathcal{L}(x)=1\ne0=\phi_\mathcal{L}(y)\). ◻
Secondly, we prove the Poincaré inequality. We now present the main trick, known as the technique of the pencil of curves, as follows.
Proposition 11. There exists \(C>0\) such that for any distinct \(x, y\in\mathcal{L}(\mathbf{g},\mathbf{b})\), there exist a family \(\Gamma_{x,y}\) of geodesics connecting \(x,y\) and a probability measure \(\mathbb{P}^{x,y}\) on \(\Gamma_{x,y}\) such that for any non-negative measurable function \(h\) on \(\mathcal{L}(\mathbf{g},\mathbf{b})\), we have \[\begin{align} &\int_{\Gamma_{x,y}}\left(\int_0^{\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}(x,y)}h(\gamma(t))\mathrm{d} t\right)\mathrm{d}\mathbb{P}^{x,y}\\ &\le C\int_{B_{\mathcal{L}(\mathbf{g},\mathbf{b})}(x,\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}(x,y))}\frac{h(z)}{V_\mathbf{g}(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}(x,z))\wedge V_\mathbf{g}(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}(y,z))}\lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})}(\mathrm{d} z). \end{align}\]
Remark 12. We do NOT require the family \(\Gamma_{x,y}\) to be the family of ALL geodesics connecting \(x,y\). Roughly speaking, we will add some “unnecessary" jumps to a geodesic \(\gamma_0\), which was given by Proposition 9, to obtain a family of geodesics \(\Gamma_{x,y}\), which would be rich enough for our purpose.
Proof. Let \(\gamma_0\) be a geodesic connecting \(x,y\) given by Proposition 9. Let \(D=\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}(x,y)\) and \(k_0\) the integer satisfying \(2^{k_0+3}\le D<2^{k_0+4}\). Let \(z=\gamma_0(D/2)\), then \(\gamma_0|_{[0,D/2]}\) is a geodesic connecting \(x, z\) given by Proposition 9, and \(\gamma_0|_{[D/2,D]}\) is a geodesic connecting \(z, y\) given by Proposition 9. Moreover, \(l(\gamma_0|_{[0,D/2]})=l(\gamma_0|_{[D/2,D]})=D/2\). Since \(2^{k_0+2}\le D/2\), by Lemma 8 [item95minonept], for any \(k\le k_0\), \(\pi^\mathcal{T}(\gamma_0|_{[0,D/2]})\cap\mathcal{W}_k\ne\emptyset\), \(\pi^\mathcal{T}(\gamma_0|_{[D/2,D]})\cap\mathcal{W}_k\ne\emptyset\).
For any \(k\le k_0\), there exist only finitely many \(t\in[0,D]\) such that \(\pi^\mathcal{T}(\gamma_0(t))\in\mathcal{W}_k\), let \[\begin{align} t_{k,1}&=\min\{t\in[0,D]:\pi^\mathcal{T}(\gamma_0(t))\in\mathcal{W}_k\},\\ t_{k,2}&=\max\{t\in[0,D]:\pi^\mathcal{T}(\gamma_0(t))\in\mathcal{W}_k\}, \end{align}\] then \(t_{k,1}\in[0,D/2]\), \(t_{k,2}\in[D/2,D]\). Moreover, \(t_{k,1}\in[0,2^{k+2}]\), \(t_{k,2}\in[D-2^{k+2},D]\). Indeed, for any \(t\in[0,D]\), \(\gamma_0|_{[0,t]}\) is a geodesic given by Proposition 9 with length \(t\), by Lemma 8 [item95minonept], for any \(t\ge2^{k+2}\), \(\pi^{\mathcal{T}}(\gamma_0|_{[0,t]})\cap\mathcal{W}_k\ne\emptyset\), hence \(t_{k,1}\in[0,2^{k+2}]\). Similarly, \(t_{k,2}\in[D-2^{k+2},D]\). Since \(\{\mathcal{W}_k\}_{k\in\mathbb{Z}}\) are disjoint, we have \(\{\{t_{k,1},t_{k,2}\}\}_{k\le k_0}\) are also disjoint.
For any \(t\in(0,D)\), let \[k(t)=\min\{\lfloor \log_2t\rfloor,\lfloor{\log_2(D-t)} \rfloor\}-3,\] then for any \(k\le k(t)\), \(t_{k,1}\le 2^{k+2}\le2^{k(t)+2}\le t/2<t\), \(t_{k,2}\ge D-2^{k+2}\ge D-2^{k(t)+2}\ge D-(D-t)/2=(D+t)/2>t\), hence \(t\in(t_{k,1},t_{k,2})\).
Let \((\Omega,\mathcal{F},\mathbb{P})\) be a probability space on which there exist independent random variables \(\{\xi_{k}:k\le k_0\}\) satisfying that \(\xi_{k}\) has the uniform distribution \(\mathrm{Unif}(\{0,1,\ldots,\mathbf{g}(k)-1\})\). Write \(\gamma_0(t)=[(\mathbf{v}_0(t),\mathbf{s}_0(t))]\) for \(t\in[0,D]\). For any \(\omega\in\Omega\), let \(\gamma(\omega)=[(\mathbf{v}(\omega),\mathbf{s}(\omega))]:[0,D]\to\mathcal{L}(\mathbf{g},\mathbf{b})\), where \(\mathbf{v}(\omega):[0,D]\to\mathcal{U}(\mathbf{g})\), \(\mathbf{s}(\omega):[0,D]\to\mathcal{T}(\mathbf{b})\), be given as follows. Let \(\mathbf{s}(\omega)=\mathbf{s}_0\). Recall that \[\mathcal{U}(\mathbf{g})=\left\{\mathbf{u}:\mathbb{Z}\to\mathbb{Z}|\mathbf{u}(k)\in\{0,1,\ldots,\mathbf{g}(k)-1\}\text{ for any }k\in\mathbb{Z}\text{ and }\lim_{k\to+\infty}\mathbf{u}(k)=0\right\}.\] We define the value of \(\mathbf{v}(\omega)(t)(n)\) for \(t\in[0,D]\) and \(n\in\mathbb{Z}\) as follows. For any \(t\in[0,D]\), let \(\mathbf{v}(\omega)(t)|_{\mathbb{Z}\cap[k_0+1,+\infty)}=\mathbf{v}_0(t)|_{\mathbb{Z}\cap[k_0+1,+\infty)}\). For any \(k\le k_0\), let \[\mathbf{v}(\omega)(t)(k)= \begin{cases} \mathbf{v}_0(t)(k)&\text{if }t\in[0,t_{k,1}]\cup(t_{k,2},D],\\ \xi_{k}(\omega)&\text{if }t\in(t_{k,1},t_{k,2}]. \end{cases}\]
We claim that \(\gamma(\omega)\) is a geodesic connecting \(x,y\). It is obvious that \(\gamma(\omega)(0)=x\), \(\gamma(\omega)(D)=y\). We show that \(\gamma(\omega):[0,D]\to(\mathcal{L}(\mathbf{g},\mathbf{b}),\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})})\) is continuous. For any \(t\in(0,D)\), there exists an open interval \(U\subset(0,D)\) containing \(t\) such that \(k(\cdot)\ge k(t)-1\) in \(U\), then for any \(k\le k(t)-1\), we have \(U\subseteq(t_{k,1},t_{k,2})\), which implies \(\mathbf{v}(\omega)(\cdot)|_{\mathbb{Z}\cap(-\infty,k(t)-1]}\) is constant in \(U\). By definition, \(U\) can be written as a finite union of intervals such that \(\mathbf{v}(\omega)(\cdot)|_{\mathbb{Z}\cap[k(t),+\infty)}\) is constant on each interval,9 hence \(\mathbf{v}(\omega)(\cdot)\) is constant on each interval, where the discontinuity between adjacent intervals comes from the jumps through wormholes, however, by the definition of \(R_\mathcal{L}\), the function of the equivalence classes \(\gamma(\omega)(\cdot)=[(\mathbf{v}(\omega)(\cdot),\mathbf{s}(\omega)(\cdot))]=[(\mathbf{v}(\omega)(\cdot),\mathbf{s}_0(\cdot))]\) is indeed continuous in \(U\), hence \(\gamma(\omega)\) is continuous at \(t\) for any \(t\in(0,D)\). At \(0\), we have \[\begin{align} &\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}(\gamma(\omega)(t),\gamma(\omega)(0))=\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{v}(\omega)(t),\mathbf{s}_0(t))],[(\mathbf{v}(\omega)(0),\mathbf{s}_0(0))])\\ &\le 3\mathbf{d}_{\mathcal{P}(\mathbf{g},\mathbf{b})}((\mathbf{v}(\omega)(t),\mathbf{s}_0(t)),(\mathbf{v}_0(0),\mathbf{s}_0(0)))\\ &=3\max\left\{\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{v}(\omega)(t),\mathbf{v}_0(0)),\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s}_0(t),\mathbf{s}_0(0))\right\}, \end{align}\] where the above inequality follows from Lemma 9. Since \(\lim_{t\downarrow0}\mathbf{d}_{\mathcal{T}(\mathbf{b})}(\mathbf{s}_0(t),\mathbf{s}_0(0))=0\), we only need to consider the term \(\mathbf{v}(\omega)\). For any \(\varepsilon>0\), let \(k_1\in\mathbb{Z}\) satisfy \(2^{k_1}<\varepsilon\). By definition, \([0,D]\) can be written as a finite union of intervals such that \(\mathbf{v}(\omega)(\cdot)|_{\mathbb{Z}\cap[k_1+1,+\infty)}\) is constant on each interval, take \((0,\delta)\) on which \(\mathbf{v}(\omega)(\cdot)|_{\mathbb{Z}\cap[k_1+1,+\infty)}\) is constant, by choosing another element from the equivalence class \([(\mathbf{v}_0(0),\mathbf{s}_0(0))]\), we may assume that \(\mathbf{v}_0(0)|_{\mathbb{Z}\cap[k_1+1,+\infty)}\) is this constant, then \(\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{v}(\omega)(t),\mathbf{v}_0(0))\le2^{k_1}<\varepsilon\) for any \(t\in(0,\delta)\), hence \(\gamma(\omega)\) is continuous at \(0\). Similarly, \(\gamma(\omega)\) is continuous at \(D\). Therefore, \(\gamma(\omega):[0,D]\to(\mathcal{L}(\mathbf{g},\mathbf{b}),\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})})\) is continuous, \(\gamma(\omega)\) is a path connecting \(x, y\). By construction, \(l(\gamma(\omega))=l(\gamma_0)=D\), hence \(\gamma(\omega)\) is a geodesic connecting \(x, y\).
Let \(\Gamma_{x,y}=\{\gamma(\omega):\omega\in\Omega\}\) and \(\mathbb{P}^{x,y}=\mathbb{P}\). We show \(\Gamma_{x,y}\) and \(\mathbb{P}^{x,y}\) give the desired result. Except for the end point \(y\), all geodesics in \(\Gamma_{x,y}\) are contained within the ball \(B=B_{\mathcal{L}(\mathbf{g},\mathbf{b})}(x,D)\). For any non-negative measurable function \(h\) on \(\mathcal{L}(\mathbf{g},\mathbf{b})\), we have \[\begin{align} &\int_{\Gamma_{x,y}}\left(\int_0^Dh(\gamma(t))\mathrm{d} t\right)\mathrm{d}\mathbb{P}^{x,y}=\int_{\Omega}\left(\int_0^Dh(\gamma(\omega)(t))1_{B}(\gamma(\omega)(t))\mathrm{d} t\right)\mathbb{P}(\mathrm{d}\omega)\\ &=\int_0^D\left(\int_\Omega (h1_B)\left([(\mathbf{v}(\omega)(t),\mathbf{s}(\omega)(t))]\right)\mathbb{P}(\mathrm{d}\omega)\right)\mathrm{d} t\\ &=\int_0^D\left(\int_\Omega (h1_B)\left([(\mathbf{v}(\omega)(t),\mathbf{s}_0(t))]\right)\mathbb{P}(\mathrm{d}\omega)\right)\mathrm{d} t. \end{align}\]
For fixed \(t\in(0,D)\), let us consider the distribution \(\mathbb{P}_{\mathbf{v}(\cdot)(t)}\) of \(\mathbf{v}(\cdot)(t)\) under \(\mathbb{P}\). Recall that for any \(k\le k(t)\), we have \(t\in(t_{k,1},t_{k,2})\), then \(\mathbf{v}(\cdot)(t)(k)=\xi_k\). For any \(\mathbf{u}\in\mathcal{U}(\mathbf{g})\), \(n\in\mathbb{Z}\), we have \[\mathbb{P}\left[\omega:\mathbf{v}(\omega)(t)\in{B}_{\mathcal{U}(\mathbf{g})}(\mathbf{u},2^n)\right]=\mathbb{P}\left[\omega:\mathbf{v}(\omega)(t)|_{\mathbb{Z}\cap[n,+\infty)}=\mathbf{u}|_{\mathbb{Z}\cap[n,+\infty)}\right].\] If \(n<k(t)\), then \[\begin{align} &\mathbb{P}\left[\omega:\mathbf{v}(\omega)(t)|_{\mathbb{Z}\cap[n,+\infty)}=\mathbf{u}|_{\mathbb{Z}\cap[n,+\infty)}\right]\\ &\le\mathbb{P}\left[\omega:\xi_k(\omega)=\mathbf{u}(k)\text{ for any }k=n,\ldots,k(t)\right]=\frac{1}{\prod_{k=n}^{k(t)}\mathbf{g}(k)}. \end{align}\] If \(n\ge1\), then \[\frac{1}{\prod_{k=n}^{k(t)}\mathbf{g}(k)}=\frac{\prod_{k=1}^{n-1}\mathbf{g}(k)}{\prod_{k=1}^{k(t)}\mathbf{g}(k)}\asymp \frac{V_\mathbf{g}(2^n)}{V_\mathbf{g}(2^{k(t)})}.\] If \(n\le0\), then \[\begin{align} &\frac{1}{\prod_{k=n}^{k(t)}\mathbf{g}(k)}=\frac{1}{\prod_{k=n}^{0}\mathbf{g}(k)}\frac{\prod_{k=n}^{0}\mathbf{g}(k)}{\prod_{k=n}^{k(t)}\mathbf{g}(k)}\\ &= \begin{cases} \frac{1}{\prod_{k=n}^{0}\mathbf{g}(k)}\frac{1}{\prod_{k=1}^{k(t)}\mathbf{g}(k)}&\text{if }k(t)\ge1,\\ \frac{1}{\prod_{k=n}^{0}\mathbf{g}(k)}\prod_{k=k(t)+1}^{0}\mathbf{g}(k)&\text{if }k(t)\le0, \end{cases}\\ &\asymp \begin{cases} V_\mathbf{g}(2^n)\frac{1}{V_{\mathbf{g}}(2^{k(t)})}&\text{if }k(t)\ge1,\\ V_\mathbf{g}(2^n)\frac{1}{V_{\mathbf{g}}(2^{k(t)})}&\text{if }k(t)\le0, \end{cases}=\frac{V_\mathbf{g}(2^n)}{V_{\mathbf{g}}(2^{k(t)})}. \end{align}\] Hence \[\mathbb{P}\left[\omega:\mathbf{v}(\omega)(t)|_{\mathbb{Z}\cap[n,+\infty)}=\mathbf{u}|_{\mathbb{Z}\cap[n,+\infty)}\right]\lesssim \frac{V_\mathbf{g}(2^n)}{V_{\mathbf{g}}(2^{k(t)})}.\] If \(n\ge k(t)\), then \[\mathbb{P}\left[\omega:\mathbf{v}(\omega)(t)|_{\mathbb{Z}\cap[n,+\infty)}=\mathbf{u}|_{\mathbb{Z}\cap[n,+\infty)}\right]\le1=\frac{V_\mathbf{g}(2^n)}{V_\mathbf{g}(2^n)}\le \frac{V_\mathbf{g}(2^n)}{V_{\mathbf{g}}(2^{k(t)})}.\] In summary, we have \[\mathbb{P}\left[\omega:\mathbf{v}(\omega)(t)\in{B}_{\mathcal{U}(\mathbf{g})}(\mathbf{u},2^n)\right]\lesssim \frac{V_\mathbf{g}(2^n)}{V_\mathbf{g}(2^{k(t)})}\asymp\frac{1}{V_{\mathbf{g}}(2^{k(t)})}\mathbf{m}_{\mathcal{U}(\mathbf{g})}(B_{\mathcal{U}(\mathbf{g})}(\mathbf{u},2^n)),\] which gives \(\mathbb{P}_{\mathbf{v}(\cdot)(t)}\) is absolutely continuous with respect to \(\mathbf{m}_{\mathcal{U}(\mathbf{g})}\) with Radon derivative \(\lesssim \frac{1}{V_\mathbf{g}(2^{k(t)})}\). Since for any \(\omega\), \[2^{k(t)}\asymp t\wedge (D-t)=\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{v}(\omega)(t),\mathbf{s}_0(t))],x)\wedge \mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{v}(\omega)(t),\mathbf{s}_0(t))],y),\] we have \(V_\mathbf{g}(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\cdot,\mathbf{s}_0(t))],x)\wedge \mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\cdot,\mathbf{s}_0(t))],y))\mathbb{P}_{\mathbf{v}(\cdot)(t)}\) is absolutely continuous with respect to \(\mathbf{m}_{\mathcal{U}(\mathbf{g})}\) with Radon derivative \(\lesssim1\). Therefore \[\begin{align} &\int_0^D\left(\int_\Omega (h1_B)\left([(\mathbf{v}(\omega)(t),\mathbf{s}_0(t))]\right)\mathbb{P}(\mathrm{d}\omega)\right)\mathrm{d} t\\ &=\int_0^D\left(\int_{\mathcal{U}(\mathbf{g})} (h1_B)\left([(\mathbf{u},\mathbf{s}_0(t))]\right)\mathbb{P}_{\mathbf{v}(\cdot)(t)}(\mathrm{d}\mathbf{u})\right)\mathrm{d} t\\ &=\int_0^D\left(\int_{\mathcal{U}(\mathbf{g})} (h1_B)\left([(\mathbf{u},\mathbf{s}_0(t))]\right)\right.\\ &\left.\frac{V_\mathbf{g}(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{s}_0(t))],x)\wedge \mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{s}_0(t))],y))}{V_\mathbf{g}(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{s}_0(t))],x)\wedge \mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{s}_0(t))],y))} \mathbb{P}_{\mathbf{v}(\cdot)(t)}(\mathrm{d}\mathbf{u})\right)\mathrm{d} t\\ &\lesssim \int_0^D\left(\int_{\mathcal{U}(\mathbf{g})}\frac{(h1_B)\left([(\mathbf{u},\mathbf{s}_0(t))]\right)}{V_\mathbf{g}(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{s}_0(t))],x)\wedge \mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{s}_0(t))],y))}\mathbf{m}_{\mathcal{U}(\mathbf{g})}(\mathrm{d}\mathbf{u})\right)\mathrm{d} t\\ &=\int_{\mathcal{U}(\mathbf{g})}\left(\int_0^D\frac{(h1_B)\left([(\mathbf{u},\mathbf{s}_0(t))]\right)}{V_\mathbf{g}(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{s}_0(t))],x)\wedge \mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{s}_0(t))],y))}\mathrm{d} t\right)\mathbf{m}_{\mathcal{U}(\mathbf{g})}(\mathrm{d}\mathbf{u})\\ &\le\int_{\mathcal{U}(\mathbf{g})}\left(\int_{\mathcal{T}(\mathbf{b})}\frac{(h1_B)\left([(\mathbf{u},\mathbf{t})]\right)}{V_\mathbf{g}(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],x)\wedge \mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],y))}\lambda_{\mathcal{T}(\mathbf{b})}(\mathrm{d}\mathbf{t})\right)\mathbf{m}_{\mathcal{U}(\mathbf{g})}(\mathrm{d}\mathbf{u})\\ &=\int_{B}\frac{h(z)}{V_\mathbf{g}(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}(x,z))\wedge V_\mathbf{g}(\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}(y,z))}\lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})}(\mathrm{d} z). \end{align}\] ◻
We have the Poincaré inequality on \(\mathcal{L}(\mathbf{g},\mathbf{b})\) as follows.
Proposition 13. There exists \(C>0\) such that for any ball \(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}(x_0,r)\), for any \(f\in\mathcal{F}^\mathcal{L}\), we have \[\begin{align} &\int_{B_{\mathcal{L}(\mathbf{g},\mathbf{b})}(x_0,r)}\lvert f-\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{B_{\mathcal{L}(\mathbf{g},\mathbf{b})}(x_0,r)}f\mathrm{d}\mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})}\rvert^p\mathrm{d}\mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})}\\ &\le C\left(r^{p-1}V_\mathbf{b}(r)\right)\int_{B_{\mathcal{L}(\mathbf{g},\mathbf{b})}(x_0,4r)}|\nabla_{\mathcal{L}}f|^p\mathrm{d} \lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})}. \end{align}\]
Proof. For notational convenience, let us denote \(B(\cdot,\cdot)=B_{\mathcal{L}(\mathbf{g},\mathbf{b})}(\cdot,\cdot)\), \(d=\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})}\), \(m=\mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})}\), \(\lambda=\lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})}\), \(\nabla=\nabla_\mathcal{L}\). Since \(m(B(x_0,r))\asymp V_\mathbf{g}(r)V_\mathbf{b}(r)\), we have \[\begin{align} &\int_{B(x_0,r)}\lvert f-\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{B(x_0,r)}f\mathrm{d} m\rvert^p\mathrm{d} m\le\int_{B(x_0,r)}\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{B(x_0,r)}|f(x)-f(y)|^pm(\mathrm{d} y)m(\mathrm{d} x)\\ &\asymp\frac{1}{V_\mathbf{g}(r)V_\mathbf{b}(r)}\int_{B(x_0,r)}\int_{B(x_0,r)}|f(x)-f(y)|^pm(\mathrm{d} y)m(\mathrm{d} x). \end{align}\] For any distinct \(x,y\in B(x_0,r)\), let \(\Gamma_{x,y}\), \(\mathbb{P}^{x,y}\) be given by Proposition 11, then for any \(\gamma\in\Gamma_{x,y}\), we have \[\begin{align} &|f(x)-f(y)|^p\le\left(\int_0^{d(x,y)}|\nabla f(\gamma(t))|\mathrm{d} t\right)^p\\ &\le d(x,y)^{p-1}\int_0^{d(x,y)}|\nabla f(\gamma(t))|^p\mathrm{d} t\le (2r)^{p-1}\int_0^{d(x,y)}|\nabla f(\gamma(t))|^p\mathrm{d} t. \end{align}\] Taking expectation over \(\gamma\in\Gamma_{x,y}\) under \(\mathbb{P}^{x,y}\), by Proposition 11, we have \[\begin{align} &|f(x)-f(y)|^p\le(2r)^{p-1}\int_{\Gamma_{x,y}}\left(\int_0^{d(x,y)}|\nabla f(\gamma(t))|^p\mathrm{d} t\right)\mathrm{d} \mathbb{P}^{x,y}\\ &\lesssim r^{p-1}\int_{B(x,d(x,y))}\frac{|\nabla f(z)|^p}{V_\mathbf{g}(d(x,z))\wedge V_\mathbf{g}(d(y,z))}\lambda(\mathrm{d} z). \end{align}\] Hence \[\begin{align} &\int_{B(x_0,r)}\lvert f-\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{B(x_0,r)}f\mathrm{d} m\rvert^p\mathrm{d} m\\ &\lesssim\frac{r^{p-1}}{V_\mathbf{g}(r)V_\mathbf{b}(r)}\int_{B(x_0,r)}\int_{B(x_0,r)}\left(\int_{B(x,d(x,y))}\frac{|\nabla f(z)|^p}{V_\mathbf{g}(d(x,z))\wedge V_\mathbf{g}(d(y,z))}\lambda(\mathrm{d} z)\right)m(\mathrm{d} x)m(\mathrm{d} y)\\ &\le\frac{r^{p-1}}{V_\mathbf{g}(r)V_\mathbf{b}(r)}\int_{B(x_0,4r)}\int_{B(x_0,4r)}\left(\int_{B(x_0,4r)}\frac{|\nabla f(z)|^p}{V_\mathbf{g}(d(x,z))\wedge V_\mathbf{g}(d(y,z))}\lambda(\mathrm{d} z)\right)m(\mathrm{d} x)m(\mathrm{d} y)\\ &=\frac{r^{p-1}}{V_\mathbf{g}(r)V_\mathbf{b}(r)}\\ &\cdot\int_{B(x_0,4r)}|\nabla f(z)|^p\left(\int_{B(x_0,4r)}\int_{B(x_0,4r)}\frac{1}{V_\mathbf{g}(d(x,z))\wedge V_\mathbf{g}(d(y,z))}m(\mathrm{d} x)m(\mathrm{d} y)\right)\lambda(\mathrm{d} z), \end{align}\] where for any \(z\in B(x_0,4r)\), we have \[\begin{align} &\int_{B(x_0,4r)}\int_{B(x_0,4r)}\frac{1}{V_\mathbf{g}(d(x,z))\wedge V_\mathbf{g}(d(y,z))}m(\mathrm{d} x)m(\mathrm{d} y)\\ &\le\int_{B(x_0,4r)}\int_{B(x_0,4r)}\frac{1_{d(x,z)\le d(y,z)}+1_{{d(x,z)\ge d(y,z)}}}{V_\mathbf{g}(d(x,z))\wedge V_\mathbf{g}(d(y,z))}m(\mathrm{d} y)m(\mathrm{d} x)\\ &=2\int_{B(x_0,4r)}\frac{m(B(x_0,4r)\backslash B(z,d(x,z)))}{V_\mathbf{g}(d(x,z))}m(\mathrm{d} x)\le 2m(B(x_0,4r))\int_{B(z,8r)}\frac{m(\mathrm{d} x)}{V_\mathbf{g}(d(x,z))}\\ &=2m(B(x_0,4r))\sum_{n\le3}\int_{B(z,2^nr)\backslash B(z,2^{n-1}r)}\frac{m(\mathrm{d} x)}{V_\mathbf{g}(d(x,z))}\le2m(B(x_0,4r))\sum_{n\le3}\frac{m(B(z,2^nr))}{V_\mathbf{g}(2^{n-1}r)}\\ &\asymp V_\mathbf{g}(r)V_\mathbf{b}(r)\sum_{n\le3}\frac{V_\mathbf{g}(2^nr)V_\mathbf{b}(2^nr)}{V_\mathbf{g}(2^{n-1}r)}\asymp V_\mathbf{g}(r)V_\mathbf{b}(r)\sum_{n\le3}V_\mathbf{b}(2^nr)\asymp V_\mathbf{g}(r)V_\mathbf{b}(r)^2, \end{align}\] which gives \[\begin{align} &\int_{B(x_0,r)}\lvert f-\mathchoice {{\setbox 0=\displaystyle{\textstyle-}{\int}\vcenter{\textstyle- }\kern-.6\wd 0}}{{\setbox 0=\textstyle{\scriptstyle-}{\int}\vcenter{\scriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}{{\setbox 0=\scriptscriptstyle{\scriptscriptstyle-}{\int}\vcenter{\scriptscriptstyle- }\kern-.6\wd 0}}\!\int_{B(x_0,r)}f\mathrm{d} m\rvert^p\mathrm{d} m\\ &\lesssim \frac{r^{p-1}}{V_\mathbf{g}(r)V_\mathbf{b}(r)}\int_{B(x_0,4r)}|\nabla f(z)|^pV_\mathbf{g}(r)V_\mathbf{b}(r)^2\lambda(\mathrm{d} z)\\ &=r^{p-1}V_\mathbf{b}(r)\int_{B(x_0,4r)}|\nabla f(z)|^p\lambda(\mathrm{d} z). \end{align}\] ◻
Finally, we have the capacity upper bound and the cutoff Sobolev inequality on \(\mathcal{L}(\mathbf{g},\mathbf{b})\) as follows.
Proposition 14. There exist \(C_1, C_2, C_3>0\) such that for any ball \(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}\) with radius \(r\), there exists \(\phi_\mathcal{L}\in\mathcal{C}^\mathcal{L}\subseteq\mathcal{F}^\mathcal{L}\cap C_c(\mathcal{L}(\mathbf{g},\mathbf{b}))\) with \(0\le
\phi_\mathcal{L}\le1\) in \(\mathcal{L}(\mathbf{g},\mathbf{b})\), \(\phi_\mathcal{L}=1\) in \(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}\), \(\phi_\mathcal{L}=0\) on \({\mathcal{L}(\mathbf{g},\mathbf{b})}\backslash (256B_{{\mathcal{L}(\mathbf{g},\mathbf{b})}})\) such that \[\mathcal{E}^\mathcal{L}(\phi_\mathcal{L})\le C_1\frac{\mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})})}{r^{p-1}V_\mathbf{b}(r)}.\] Hence \[\mathrm{cap}_{{\mathcal{L}(\mathbf{g},\mathbf{b})}}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})},\mathcal{L}(\mathbf{g},\mathbf{b})\backslash(256B_{\mathcal{L}(\mathbf{g},\mathbf{b})}))\le
C_1\frac{\mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})})}{r^{p-1}V_\mathbf{b}(r)}.\] Moreover, for any \(f\in\mathcal{F}^\mathcal{L}\), we have \[\begin{align}
&\int_{256B_{\mathcal{L}(\mathbf{g},\mathbf{b})}}|\widetilde{f}|^p|\nabla_\mathcal{L}\phi_\mathcal{L}|^p\mathrm{d}\lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})}\\
&\le C_2\int_{256B_{\mathcal{L}(\mathbf{g},\mathbf{b})}}|\nabla_\mathcal{L}
f|^p\mathrm{d}\lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})}+\frac{C_3}{r^{p-1}V_\mathbf{b}(r)}\int_{256B_{\mathcal{L}(\mathbf{g},\mathbf{b})}}|f|^p\mathrm{d}\mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})},
\end{align}\] where \(\widetilde{f}\) is a quasi-continuous modification of \(f\), such that \(\widetilde{f}\) is uniquely determined
\(|\nabla_\mathcal{L}\phi_\mathcal{L}|^p\mathrm{d}\lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})}\)-a.e. in \(X\).
Proof. Write \(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}=B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],r)\), where \((\mathbf{u},\mathbf{t})\in\mathcal{P}(\mathbf{g},\mathbf{b})\). Let \(n\) be the integer satisfying \(2^{n-1}\le r< 2^n\). By Lemma 9, we have the following dichotomies. For \(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],r)\), either \(B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\cap\cup_{k\ge n+2}\mathcal{W}_k=\emptyset\), then \[\label{eq95dic1r1} \mathcal{Q}^{-1}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],r))\subseteq B_{\mathcal{U}(\mathbf{g})}(\mathbf{u},8r)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r),\tag{22}\] or \(B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\cap\cup_{k\ge n+2}\mathcal{W}_k=\{\mathbf{t}^{(1)}\}\), where \(\mathbf{t}^{(1)}\in\mathcal{W}_m\) for some \(m\ge n+2\), then \[\label{eq95dic1r2} \mathcal{Q}^{-1}(B_{{\mathcal{L}(\mathbf{g},\mathbf{b})}}([(\mathbf{u},\mathbf{t})],r))\subseteq\bigcup_{k=1}^{\mathbf{g}(m)}B_{\mathcal{U}(\mathbf{g})}(\overline{\mathbf{u}}^{(k)},8r)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r),\tag{23}\] where \(\overline{\mathbf{u}}^{(1)}\), …, \(\overline{\mathbf{u}}^{(\mathbf{g}(m))}\in\mathcal{U}(\mathbf{g})\) are all the points satisfying that \([(\overline{\mathbf{u}}^{(1)},\mathbf{t}^{(1)})]=\ldots=[(\overline{\mathbf{u}}^{(\mathbf{g}(m))},\mathbf{t}^{(1)})]=[(\mathbf{u},\mathbf{t}^{(1)})]\).
For \(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],8r)\), either \(B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},8r)\cap\cup_{k\ge n+5}\mathcal{W}_k=\emptyset\), then \[\mathcal{Q}^{-1}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],8r))\subseteq B_{\mathcal{U}(\mathbf{g})}(\mathbf{u},64r)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},8r)\subseteq\mathcal{Q}^{-1}(B_{{\mathcal{L}(\mathbf{g},\mathbf{b})}}([(\mathbf{u},\mathbf{t})],256r)),\] or \(B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},8r)\cap\cup_{k\ge n+5}\mathcal{W}_k=\{\mathbf{s}^{(1)}\}\), where \(\mathbf{s}^{(1)}\in\mathcal{W}_l\) for some \(l\ge n+5\), then \[\begin{align} &\mathcal{Q}^{-1}(B_{{\mathcal{L}(\mathbf{g},\mathbf{b})}}([(\mathbf{u},\mathbf{t})],8r))\nonumber\\ &\subseteq\bigcup_{k=1}^{\mathbf{g}(l)}B_{\mathcal{U}(\mathbf{g})}\left(\widetilde{\mathbf{u}}^{(k)},64r\right)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},8r)\nonumber\\ &\subseteq\mathcal{Q}^{-1}(B_{{\mathcal{L}(\mathbf{g},\mathbf{b})}}([(\mathbf{u},\mathbf{t})],256r))\label{eq95dic2r2}, \end{align}\tag{24}\] where \(\widetilde{\mathbf{u}}^{(1)}\), …, \(\widetilde{\mathbf{u}}^{(\mathbf{g}(l))}\in\mathcal{U}(\mathbf{g})\) are all the points satisfying that \([(\widetilde{\mathbf{u}}^{(1)},\mathbf{s}^{(1)})]=\ldots=[(\widetilde{\mathbf{u}}^{(\mathbf{g}(l))},\mathbf{s}^{(1)})]=[(\mathbf{u},\mathbf{s}^{(1)})]\). To write in a unified way, denote \(\mathbf{u}^{(1)}\), …, \(\mathbf{u}^{(\sup_\mathbb{Z}\mathbf{g})}\in\mathcal{U}(\mathbf{g})\), such that \[\begin{align} &\mathcal{Q}^{-1}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],8r))\nonumber\\ &\subseteq\bigcup_{k=1}^{\sup_\mathbb{Z}\mathbf{g}}B_{\mathcal{U}(\mathbf{g})}\left(\mathbf{u}^{(k)},64r\right)\times B_{\mathcal{T}(\mathbf{b})}\left(\mathbf{t},8r\right)\nonumber\\ &\subseteq\mathcal{Q}^{-1}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],256r))\label{eq95dic2r}. \end{align}\tag{25}\] Then \(\{\mathbf{u}^{(1)},\ldots,\mathbf{u}^{(\sup_\mathbb{Z}\mathbf{g})}\}\) is either the one-point set \(\{\mathbf{u}\}\) or the set \(\{\widetilde{\mathbf{u}}^{(1)},\ldots,\widetilde{\mathbf{u}}^{(\mathbf{g}(l))}\}\). It is possible that \(\{\overline{\mathbf{u}}^{(\cdot)}\}\), \(\{\widetilde{\mathbf{u}}^{(\cdot)}\}\) are different, but \(\{\overline{\mathbf{u}}^{(\cdot)}\}\), \(\{\widetilde{\mathbf{u}}^{(\cdot)}\}\) both contain \(\mathbf{u}\).
We claim that \[\label{eq95claim951r} \mathcal{Q}^{-1}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],r))\subseteq\bigcup_{k=1}^{\sup_\mathbb{Z}\mathbf{g}}B_{\mathcal{U}(\mathbf{g})}\left(\mathbf{u}^{(k)},64r\right)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r).\tag{26}\] Indeed, we consider the dichotomy for \(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],r)\). For the first case, by Equation (22 ), we have \[\mathcal{Q}^{-1}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],r))\subseteq B_{\mathcal{U}(\mathbf{g})}(\mathbf{u},8r)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\subseteq\bigcup_{k=1}^{\sup_\mathbb{Z}\mathbf{g}}B_{\mathcal{U}(\mathbf{g})}\left(\mathbf{u}^{(k)},64r\right)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r),\] because \(\{\mathbf{u}^{(\cdot)}\}\) always contains \(\mathbf{u}\). For the second case, if \(m\ge n+5\), then \[B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},8r)\cap\cup_{k\ge n+5}\mathcal{W}_k\supseteq B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\cap\cup_{k\ge n+5}\mathcal{W}_k=\{\mathbf{t}^{(1)}\},\] we are in the second case of the dichotomy for \(B_{{\mathcal{L}(\mathbf{g},\mathbf{b})}}([(\mathbf{u},\mathbf{t})],8r))\), \(\mathbf{t}^{(1)}=\mathbf{s}^{(1)}\), \(m=l\), and \(\{\overline{\mathbf{u}}^{(\cdot)}\}\), \(\{\widetilde{\mathbf{u}}^{(\cdot)}\}\) coincide. Then by Equation (23 ), we have \[\begin{align} &\mathcal{Q}^{-1}(B_{{\mathcal{L}(\mathbf{g},\mathbf{b})}}([(\mathbf{u},\mathbf{t})],r))\subseteq\bigcup_{k=1}^{\mathbf{g}(m)}B_{\mathcal{U}(\mathbf{g})}(\overline{\mathbf{u}}^{(k)},8r)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\\ &=\bigcup_{k=1}^{\mathbf{g}(l)}B_{\mathcal{U}(\mathbf{g})}(\widetilde{\mathbf{u}}^{(k)},8r)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\subseteq\bigcup_{k=1}^{\mathbf{g}(l)}B_{\mathcal{U}(\mathbf{g})}(\widetilde{\mathbf{u}}^{(k)},64r)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\\ &=\bigcup_{k=1}^{\sup_\mathbb{Z}\mathbf{g}}B_{\mathcal{U}(\mathbf{g})}\left(\mathbf{u}^{(k)},64r\right)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r). \end{align}\] If \(m\in\{n+2,n+3,n+4\}\), then for any \(\overline{\mathbf{u}}^{(k)}\), we have \(\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\overline{\mathbf{u}}^{(k)},\mathbf{u})\le2^m\le2^{n+4}\), hence \[\begin{align} &\bigcup_{k=1}^{\mathbf{g}(m)}B_{\mathcal{U}(\mathbf{g})}(\overline{\mathbf{u}}^{(k)},8r)\subseteq\bigcup_{k=1}^{\mathbf{g}(m)} B_{\mathcal{U}(\mathbf{g})}({\mathbf{u}},\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\overline{\mathbf{u}}^{(k)},\mathbf{u})+8r)\\ &\subseteq B_{\mathcal{U}(\mathbf{g})}({\mathbf{u}},2^{n+4}+8r)\subseteq B_{\mathcal{U}(\mathbf{g})}({\mathbf{u}},40r)\subseteq\bigcup_{k=1}^{\sup_\mathbb{Z}\mathbf{g}}B_{\mathcal{U}(\mathbf{g})}\left(\mathbf{u}^{(k)},64r\right), \end{align}\] also because \(\{\mathbf{u}^{(\cdot)}\}\) always contains \(\mathbf{u}\). Then by Equation (23 ), we have \[\mathcal{Q}^{-1}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],r))\subseteq\bigcup_{k=1}^{\sup_\mathbb{Z}\mathbf{g}}B_{\mathcal{U}(\mathbf{g})}\left(\mathbf{u}^{(k)},64r\right)\times B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r).\] Therefore, we finish the proof of Equation (26 ).
By the capacity upper bound on \(\mathcal{T}(\mathbf{b})\), Proposition 8, there exists \(\phi_\mathcal{T}\in\mathcal{F}^\mathcal{T}\cap C_c(\mathcal{T}(\mathbf{b}))\) with \(0\le\phi_\mathcal{T}\le1\) in \(\mathcal{T}(\mathbf{b})\), \(\phi_\mathcal{T}=1\) in \(B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},r)\), \(\phi_\mathcal{T}=0\) on \(\mathcal{T}(\mathbf{b})\backslash B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},8r)\) such that \(\mathcal{E}^\mathcal{T}(\phi_\mathcal{T})\lesssim \frac{1}{r^{p-1}}\). Let \(\phi_\mathcal{L}:\mathcal{L}(\mathbf{g},\mathbf{b})\to\mathbb{R}\) be given by \[\phi_\mathcal{L}([(\mathbf{v},\cdot)])= \begin{cases} \phi_\mathcal{T}&\text{if }\mathbf{v}\in \bigcup_{k=1}^{\sup_\mathbb{Z}\mathbf{g}}B_{\mathcal{U}(\mathbf{g})}\left(\mathbf{u}^{(k)},64r\right),\\ 0&\text{if }\mathbf{v}\not\in \bigcup_{k=1}^{\sup_\mathbb{Z}\mathbf{g}}B_{\mathcal{U}(\mathbf{g})}\left(\mathbf{u}^{(k)},64r\right). \end{cases}\]
Firstly, we show that \({\phi_\mathcal{L}}\) is well-defined. We only need to show that if \[\mathbf{v}^{(1)}\in\bigcup_{k=1}^{\sup_\mathbb{Z}\mathbf{g}}B_{\mathcal{U}(\mathbf{g})}\left(\mathbf{u}^{(k)},64r\right),\mathbf{v}^{(2)}\not\in\bigcup_{k=1}^{\sup_\mathbb{Z}\mathbf{g}}B_{\mathcal{U}(\mathbf{g})}\left(\mathbf{u}^{(k)},64r\right),\] satisfy \([(\mathbf{v}^{(1)},\mathbf{s})]=[(\mathbf{v}^{(2)},\mathbf{s})]\), then \(\phi_\mathcal{T}(\mathbf{s})=0\). By assumption, we have \(\mathbf{d}_{\mathcal{U}(\mathbf{d})}(\mathbf{v}^{(1)},\mathbf{v}^{(2)})\ge64r\ge2^{n+5}\), hence \(\mathbf{s}\in\cup_{k\ge n+5}\mathcal{W}_k\). Suppose \(\mathbf{s}\in B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},8r)\), then we are in the second case of the dichotomy for \(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],8r)\), hence \(\mathbf{s}=\mathbf{s}^{(1)}\), \(\{\mathbf{v}^{(1)},\mathbf{v}^{(2)}\}\subseteq\{\widetilde{\mathbf{u}}^{(1)},\ldots,\widetilde{\mathbf{u}}^{(\mathbf{g}(l))}\}\), in particular, we have \[\mathbf{v}^{(2)}\in\bigcup_{k=1}^{\mathbf{g}(l)}B_{\mathcal{U}(\mathbf{g})}\left(\widetilde{{\mathbf{u}}}^{(k)},64r\right)=\bigcup_{k=1}^{\sup_\mathbb{Z}\mathbf{g}}B_{\mathcal{U}(\mathbf{g})}\left(\mathbf{u}^{(k)},64r\right),\] contradiction. Hence \(\mathbf{s}\not\in B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},8r)\), \(\phi_\mathcal{T}(\mathbf{s})=0\). Therefore, \(\phi_\mathcal{L}\) is well-defined.
Secondly, it is obvious that \(\phi_\mathcal{L}\in C_c(\mathcal{L}(\mathbf{g},\mathbf{b}))\). We claim that \(\phi_\mathcal{L}\in\mathcal{C}^\mathcal{L}_{n+4}\subseteq\mathcal{C}^\mathcal{L}\). Indeed, let \(\widetilde{\phi}_\mathcal{L}=\phi_\mathcal{L}\circ\mathcal{Q}\in C_c(\mathcal{P}(\mathbf{g},\mathbf{b}))\). For any \(\mathbf{v}\in\mathcal{U}(\mathbf{g})\), \(\widetilde{\phi}_\mathcal{L}(\mathbf{v},\cdot)\) is either \(\phi_\mathcal{T}\) or \(0\), hence in \(\mathcal{F}^\mathcal{T}\). For any \(\mathbf{s}\in\mathcal{T}(\mathbf{b})\), for any \(\mathbf{v}^{(1)}\), \(\mathbf{v}^{(2)}\in\mathcal{U}(\mathbf{g})\) with \(\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{v}^{(1)},\mathbf{v}^{(2)})\le2^{n+4}\), suppose \[\mathbf{v}^{(1)}\in\bigcup_{k=1}^{\sup_\mathbb{Z}\mathbf{g}}B_{\mathcal{U}(\mathbf{g})}\left(\mathbf{u}^{(k)},64r\right),\mathbf{v}^{(2)}\not\in\bigcup_{k=1}^{\sup_\mathbb{Z}\mathbf{g}}B_{\mathcal{U}(\mathbf{g})}\left(\mathbf{u}^{(k)},64r\right),\] then \(\mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{v}^{(1)},\mathbf{v}^{(2)})\ge64r\ge2^{n+5}>2^{n+4}\ge \mathbf{d}_{\mathcal{U}(\mathbf{g})}(\mathbf{v}^{(1)},\mathbf{v}^{(2)})\), contradiction. Hence \(\widetilde{\phi}_\mathcal{L}(\mathbf{v}^{(1)},\mathbf{s})=\widetilde{\phi}_\mathcal{L}(\mathbf{v}^{(2)},\mathbf{s})\) is either \(\phi_\mathcal{T}(\mathbf{s})\) or \(0\), that is, \(\widetilde{\phi}_\mathcal{L}(\cdot,\mathbf{s})\) is constant on any closed ball with radius \(2^{n+4}\). Therefore \(\phi_\mathcal{L}\in\mathcal{C}^\mathcal{L}_{n+4}\subseteq\mathcal{C}^\mathcal{L}\).
Finally, it is obvious that \(0\le\phi_\mathcal{L}\le1\) in \(\mathcal{L}(\mathbf{g},\mathbf{b})\). By Equation (25 ), we have \(\phi_\mathcal{L}=0\) on \(\mathcal{L}(\mathbf{g},\mathbf{b})\backslash B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],256r)\). By Equation (26 ), we have \(\phi_\mathcal{L}=1\) in \(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],r)\). Moreover \[\mathcal{E}^\mathcal{L}(\phi_\mathcal{L})\asymp V_\mathbf{g}(r)\mathcal{E}^\mathcal{T}(\phi_\mathcal{T})\lesssim V_\mathbf{g}(r)\frac{1}{r^{p-1}}=\frac{V_\mathbf{g}(r)V_\mathbf{b}(r)}{r^{p-1}V_\mathbf{b}(r)}\asymp \frac{\mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],r))}{r^{p-1}V_{\mathbf{b}}(r)},\] hence \[\mathrm{cap}_{\mathcal{L}(\mathbf{g},\mathbf{b})}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],r),\mathcal{L}(\mathbf{g},\mathbf{b})\backslash B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],256r))\lesssim\frac{\mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})}(B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],r))}{r^{p-1}V_{\mathbf{b}}(r)}.\] Moreover, for any \(f\in\mathcal{C}^\mathcal{L}\), we have \(\widehat{f}=f\circ\mathcal{Q}\in C_c(\mathcal{P}(\mathbf{g},\mathbf{b}))\) satisfies \(\widehat{f}(\mathbf{v},\cdot)\in\mathcal{F}^\mathcal{T}\) for any \(\mathbf{v}\in\mathcal{U}(\mathbf{g})\). Let \(U=\bigcup_{k=1}^{\sup_\mathbb{Z}\mathbf{g}}B_{\mathcal{U}(\mathbf{g})}\left(\mathbf{u}^{(k)},64r\right)\). By Proposition 8, we have \[\begin{align} &\int_{B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],256r)}|f|^p|\nabla_\mathcal{L}\phi_\mathcal{L}|^p\mathrm{d}\lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})}\nonumber\\ &=\int_{U}\left(\int_{B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},8r)}|\widehat{f}(\mathbf{v},\cdot)|^p|\nabla_\mathcal{T}\phi_\mathcal{T}|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\right)\mathbf{m}_{\mathcal{U}(\mathbf{g})}(\mathrm{d}\mathbf{v})\nonumber\\ &\lesssim\int_U \left(\int_{B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},8r)}|\nabla_\mathcal{T}\widehat{f}(\mathbf{v},\cdot)|^p\mathrm{d}\lambda_{\mathcal{T}(\mathbf{b})}\right.\nonumber\\ &\left.+\frac{1}{r^{p-1}V_\mathbf{b}(r)}\int_{B_{\mathcal{T}(\mathbf{b})}(\mathbf{t},8r)}|\widehat{f}(\mathbf{v},\cdot)|^p\mathrm{d}\mathbf{m}_{\mathcal{T}(\mathbf{b})}\right)\mathbf{m}_{\mathcal{U}(\mathbf{g})}(\mathrm{d}\mathbf{v})\nonumber\\ &\le\int_{B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],256r)}|\nabla_\mathcal{L} f|^p\mathrm{d}\lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})}\nonumber\\ &+\frac{1}{r^{p-1}V_\mathbf{b}(r)}\int_{B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],256r)}|f|^p\mathrm{d}\mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})}\label{eq95Laa95CScalC}, \end{align}\tag{27}\] where the last inequality follows from Equation (25 ). For any \(f\in\mathcal{F}^\mathcal{L}\), since \(\mathcal{C}^\mathcal{L}\) is \((\mathcal{E}^\mathcal{L}_1(\cdot)=\mathcal{E}^\mathcal{L}(\cdot)+\lVert \cdot\rVert^p_{L^p(\mathcal{L}(\mathbf{g},\mathbf{b});\mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})})})\)-dense in \(\mathcal{F}^\mathcal{L}\), by Proposition 15, there exist a quasi-continuous modification \(\widetilde{f}\) of \(f\), \(\{f_n\}\subseteq\mathcal{C}^\mathcal{L}\) which is \(\mathcal{E}^\mathcal{L}_1\)-convergent to \(f\), and an increasing sequence of closed sets \(\{F_k\}\) with \(\mathrm{cap}_1\left(\mathcal{L}(\mathbf{g},\mathbf{b})\backslash F_k\right)\downarrow0\), such that \(\{f_n\}\) is uniformly convergent to \(\widetilde{f}\) on each \(F_k\). Hence \(\mathrm{cap}_1\left(\mathcal{L}(\mathbf{g},\mathbf{b})\backslash\cup_kF_k\right)=0\) and \(\lim_{n\to+\infty}f_n(x)=\widetilde{f}(x)\) for any \(x\in\cup_kF_k\). By Proposition 17, \(\Gamma^\mathcal{L}(\phi_\mathcal{L})\left(\mathcal{L}(\mathbf{g},\mathbf{b})\backslash\cup_kF_k\right)=0\). Recall that \(\mathrm{d}\Gamma^\mathcal{L}(\phi_\mathcal{L})=|\nabla_\mathcal{L}\phi_\mathcal{L}|^p\mathrm{d}\lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})}\). By Fatou’s lemma, we have \[\begin{align} &\int_{B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],256r)}|\widetilde{f}|^p|\nabla_\mathcal{L}\phi_\mathcal{L}|^p\mathrm{d}\lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})}=\int_{B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],256r)}\lim_{n\to+\infty}|f_n|^p|\nabla_\mathcal{L}\phi_\mathcal{L}|^p\mathrm{d}\lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})}\\ &\le\varliminf_{n\to+\infty}\int_{B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],256r)}|{f}_n|^p|\nabla_\mathcal{L}\phi_\mathcal{L}|^p\mathrm{d}\lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})}\\ &\overset{(\star)}{\scalebox{2}[1]{\lesssim}}\varliminf_{n\to+\infty}\left(\int_{B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],256r)}|\nabla_\mathcal{L} f_n|^p\mathrm{d}\lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})}\right.\\ &\left.+\frac{1}{r^{p-1}V_\mathbf{b}(r)}\int_{B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],256r)}|f_n|^p\mathrm{d}\mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})}\right)\\ &\overset{(\diamond)}{\scalebox{2}[1]{=}}\int_{B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],256r)}|\nabla_\mathcal{L} f|^p\mathrm{d}\lambda_{\mathcal{L}(\mathbf{g},\mathbf{b})}+\frac{1}{r^{p-1}V_\mathbf{b}(r)}\int_{B_{\mathcal{L}(\mathbf{g},\mathbf{b})}([(\mathbf{u},\mathbf{t})],256r)}|f|^p\mathrm{d}\mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})}, \end{align}\] where \((\star)\) follows from Equation (27 ) for \(\{f_n\}\), and \((\diamond)\) follows from the fact that \(\{f_n\}\) is \(\mathcal{E}^\mathcal{L}_1\)-convergent to \(f\). ◻
The proof can be reduced to find \(\mathbf{g},\mathbf{b}\) for given \(\Phi,\Psi\), which is the following elementary result.
Lemma 11. Let \(\theta_1,\theta_2\ge0\) with \(\theta_1\le\theta_2\), and let \(C>0\). Assume that \(\Phi:(0,+\infty)\to(0,+\infty)\) satisfies that for any \(R,r>0\) with \(r\le R\), we have \[\frac{1}{C}\left(\frac{R}{r}\right)^{\theta_1}\le \frac{\Phi(R)}{\Phi(r)}\le C\left(\frac{R}{r}\right)^{\theta_2}.\] Then there exists an integer-valued function \(\mathbf{a}:\mathbb{Z}\to\{2^{\lfloor {\theta_1}\rfloor},2^{\lceil {\theta_2}\rceil}\}\) such that \[\frac{1}{C^32^{\lceil {\theta_2}\rceil-\lfloor {\theta_1}\rfloor}}\prod_{k=0}^n\mathbf{a}(k)\le \frac{\Phi(2^n)}{\Phi(1)}\le{C^32^{\lceil {\theta_2}\rceil-\lfloor {\theta_1}\rfloor}}\prod_{k=0}^n\mathbf{a}(k)\text{ for any }n\ge0,\] \[\frac{1}{C^32^{\lceil {\theta_2}\rceil-\lfloor {\theta_1}\rfloor}}\prod_{k=n}^0\mathbf{a}(k)\le \frac{\Phi(1)}{\Phi(2^n)}\le{C^32^{\lceil {\theta_2}\rceil-\lfloor {\theta_1}\rfloor}}\prod_{k=n}^0\mathbf{a}(k)\text{ for any }n\le0.\]
Proof. By replacing \(\theta_1, \theta_2\) by \(\lfloor{\theta_1} \rfloor, \lceil {\theta_2}\rceil\), respectively, we may assume that \(\theta_1\le\theta_2\) are non-negative integers. We construct \(\mathbf{a}(n)\) for \(n\ge0\), a similar construction applies for \(n\le0\).
Let \(\mathbf{a}(0)=2^{\theta_1}\). Denote \(\mathbf{A}(n)=\Pi_{k=0}^n\mathbf{a}(k)\) if \(\mathbf{a}(0),\ldots,\mathbf{a}(n)\) have already been defined.
By assumption, for any \(n\ge0\), we have \(\frac{\Phi(2^n)}{\Phi(1)}\ge \frac{1}{C}2^{\theta_1 n}\). If \(\frac{\Phi(2^n)}{\Phi(1)}\le C2^{\theta_1n}\) for any \(n\ge0\), then let \(\mathbf{a}(n)=2^{\theta_1}\) for any \(n\ge1\), the result is obvious. Otherwise, let \(n_1=\min\{n\ge0:\frac{\Phi(2^n)}{\Phi(1)}>C2^{\theta_1n}\}\), then \(n_1>0\), let \(\mathbf{a}(n)=2^{\theta_1}\) for any \(n=1,\ldots,n_1\). Since \(\frac{\Phi(2^{n_1-1})}{\Phi(1)}\le C2^{\theta_1(n_1-1)}\), we have \[\frac{\Phi(2^{n_1})}{\Phi(1)}=\frac{\Phi(2^{n_1})}{\Phi(2^{n_1-1})}\frac{\Phi(2^{n_1-1})}{\Phi(1)}\le (C2^{\theta_2})(C2^{\theta_1(n_1-1)})=C^22^{\theta_2-\theta_1}\mathbf{A}(n_1).\] By assumption, for any \(k\ge0\), we have \[\frac{\Phi(2^{n_1+k})}{\Phi(1)}=\frac{\Phi(2^{n_1+k})}{\Phi(2^{n_1})}\frac{\Phi(2^{n_1})}{\Phi(1)}\le(C2^{\theta_2k})\left(C^22^{\theta_2-\theta_1}\mathbf{A}(n_1)\right)=C^32^{\theta_2-\theta_1}\mathbf{A}(n_1)2^{\theta_2k}.\] By definition, \(\frac{\Phi(2^{n_1})}{\Phi(1)}>C\mathbf{A}(n_1)\ge \frac{1}{C}\mathbf{A}(n_1)\). If \(\frac{\Phi(2^{n_1+k})}{\Phi(1)}\ge \frac{1}{C}\mathbf{A}(n_1)2^{\theta_2k}\) for any \(k\ge0\), then let \(\mathbf{a}(n)=2^{\theta_2}\) for any \(n>n_1\), the result is obvious. Otherwise, let \(m_1=\min\{n_1+k:k\ge0,\frac{\Phi(2^{n_1+k})}{\Phi(1)}<\frac{1}{C}\mathbf{A}(n_1)2^{\theta_2k}\}\), then \(m_1>n_1\), let \(\mathbf{a}(n)=2^{\theta_2}\) for any \(n=n_1+1,\ldots,m_1\). Since \(\frac{\Phi(2^{m_1-1})}{\Phi(1)}\ge\frac{1}{C}\mathbf{A}(n_1)2^{\theta_2(m_1-1-n_1)}\), we have \[\frac{\Phi(2^{m_1})}{\Phi(1)}=\frac{\Phi(2^{m_1})}{\Phi(2^{m_1-1})}\frac{\Phi(2^{m_1-1})}{\Phi(1)}\ge\left(\frac{1}{C}2^{\theta_1}\right)\left(\frac{1}{C}\mathbf{A}(n_1)2^{\theta_2(m_1-1-n_1)}\right)=\frac{1}{C^22^{\theta_2-\theta_1}}\mathbf{A}(m_1).\] By assumption, for any \(k\ge0\), we have \[\frac{\Phi(2^{m_1+k})}{\Phi(1)}=\frac{\Phi(2^{m_1+k})}{\Phi(2^{m_1})}\frac{\Phi(2^{m_1})}{\Phi(1)}\ge\left(\frac{1}{C}2^{\theta_1k}\right)\left(\frac{1}{C^22^{\theta_2-\theta_1}}\mathbf{A}(m_1)\right)=\frac{1}{C^32^{\theta_2-\theta_1}}\mathbf{A}(m_1)2^{\theta_1k}.\] By definition, \(\frac{\Phi(2^{m_1})}{\Phi(1)}<\frac{1}{C}\mathbf{A}(n_1)2^{\theta_2(m_1-n_1)}=\frac{1}{C}\mathbf{A}(m_1)\le C\mathbf{A}(m_1)\).
Assume that we have constructed \(n_l, m_l\). If \(\frac{\Phi(2^{m_l+k})}{\Phi(1)}\le C\mathbf{A}(m_l)2^{\theta_1k}\) for any \(k\ge0\), then let \(\mathbf{a}(n)=2^{\theta_1}\) for any \(n>m_l\), the result is obvious. Otherwise, let \(n_{l+1}=\min\{m_l+k:k\ge0,\frac{\Phi(2^{m_l+k})}{\Phi(1)}>C\mathbf{A}(m_l)2^{\theta_1k}\}\), then \(n_{l+1}>m_l\), let \(\mathbf{a}(n)=2^{\theta_1}\) for any \(n=m_l+1,\ldots,n_{l+1}\). Since \(\frac{\Phi(2^{n_{l+1}-1})}{\Phi(1)}\le C\mathbf{A}(m_l)2^{\theta_1(n_{l+1}-1-m_l)}\), we have \[\frac{\Phi(2^{n_{l+1}})}{\Phi(1)}=\frac{\Phi(2^{n_{l+1}})}{\Phi(2^{n_{l+1}-1})}\frac{\Phi(2^{n_{l+1}-1})}{\Phi(1)}\le (C2^{\theta_2})\left(C\mathbf{A}(m_l)2^{\theta_1(n_{l+1}-1-m_l)}\right)=C^22^{\theta_2-\theta_1}\mathbf{A}(n_{l+1}).\] By assumption, for any \(k\ge0\), we have \[\begin{align} &\frac{\Phi(2^{n_{l+1}+k})}{\Phi(1)}=\frac{\Phi(2^{n_{l+1}+k})}{\Phi(2^{n_{l+1}})}\frac{\Phi(2^{n_{l+1}})}{\Phi(1)}\\ &\le\left(C2^{\theta_2k}\right)\left(C^22^{\theta_2-\theta_1}\mathbf{A}(n_{l+1})\right)=C^32^{\theta_2-\theta_1}\mathbf{A}(n_{l+1})2^{\theta_2k}. \end{align}\] By definition, \(\frac{\Phi(2^{n_{l+1}})}{\Phi(1)}>C\mathbf{A}(m_l)2^{\theta_1(n_{l+1}-m_l)}=C\mathbf{A}(n_{l+1})\ge \frac{1}{C}\mathbf{A}(n_{l+1})\). If \(\frac{\Phi(2^{n_{l+1}+k})}{\Phi(1)}\ge \frac{1}{C}\mathbf{A}(n_{l+1})2^{\theta_2k}\) for any \(k\ge0\), then let \(\mathbf{a}(n)=2^{\theta_2}\) for any \(n>n_{l+1}\), the result is obvious. Otherwise, let \(m_{l+1}=\min\{n_{l+1}+k:k\ge0,\frac{\Phi(2^{n_{l+1}+k})}{\Phi(1)}<\frac{1}{C}\mathbf{A}(n_{l+1})2^{\theta_2k}\}\), then \(m_{l+1}>n_{l+1}\), let \(\mathbf{a}(n)=2^{\theta_2}\) for any \(n=n_{l+1}+1,\ldots,m_{l+1}\). Since \(\frac{\Phi(2^{m_{l+1}-1})}{\Phi(1)}\ge\frac{1}{C}\mathbf{A}(n_{l+1})2^{\theta_2(m_{l+1}-1-n_{l+1})}\), we have \[\begin{align} &\frac{\Phi(2^{m_{l+1}})}{\Phi(1)}=\frac{\Phi(2^{m_{l+1}})}{\Phi(2^{m_{l+1}-1})}\frac{\Phi(2^{m_{l+1}-1})}{\Phi(1)}\\ &\ge\left(\frac{1}{C}2^{\theta_1}\right)\left(\frac{1}{C}\mathbf{A}(n_{l+1})2^{\theta_2(m_{l+1}-1-n_{l+1})}\right)=\frac{1}{C^22^{\theta_2-\theta_1}}\mathbf{A}(m_{l+1}). \end{align}\] By assumption, for any \(k\ge0\), we have \[\begin{align} &\frac{\Phi(2^{m_{l+1}+k})}{\Phi(1)}=\frac{\Phi(2^{m_{l+1}+k})}{\Phi(2^{m_{l+1}})}\frac{\Phi(2^{m_{l+1}})}{\Phi(1)}\\ &\ge\left(\frac{1}{C}2^{\theta_1k}\right)\left(\frac{1}{C^22^{\theta_2-\theta_1}}\mathbf{A}(m_{l+1})\right)=\frac{1}{C^32^{\theta_2-\theta_1}}\mathbf{A}(m_{l+1})2^{\theta_1k}. \end{align}\] By definition, \(\frac{\Phi(2^{m_{l+1}})}{\Phi(1)}<\frac{1}{C}\mathbf{A}(n_{l+1})2^{\theta_2(m_{l+1}-n_{l+1})}=\frac{1}{C}\mathbf{A}(m_{l+1})\le C\mathbf{A}(m_{l+1})\).
By the principle of induction, we obtain \(\mathbf{a}(n)\) for \(n\ge0\) satisfying that for any \(n\ge0\) \[\frac{1}{C^32^{\theta_2-\theta_1}}\prod_{k=0}^n\mathbf{a}(k)\le \frac{\Phi(2^n)}{\Phi(1)}\le{C^32^{\theta_2-\theta_1}}\prod_{k=0}^n\mathbf{a}(k).\] ◻
Now we give the proof of Theorem 3 as follows.
Proof of Theorem 3. By assumption, for any \(R,r>0\) with \(r\le R\), we have \[\frac{1}{C}\frac{R}{r}\le \frac{\frac{\Psi(R)}{R^{p-1}}}{\frac{\Psi(r)}{r^{p-1}}}\le C \frac{\Phi(R)}{\Phi(r)}\le CC_\Phi\left(\frac{R}{r}\right)^{\log_2C_\Phi}.\] By Lemma 11, there exists \(\mathbf{b}:\mathbb{Z}\to\{2^1,2^{\lceil{\log_2C_\Phi} \rceil}\}\) such that \[\frac{\frac{\Psi(2^n)}{(2^n)^{p-1}}}{\frac{\Psi(1)}{1^{p-1}}}\asymp\prod_{k=0}^n\mathbf{b}(k)\text{ for any }n\ge0,\] \[\frac{\frac{\Psi(1)}{1^{p-1}}}{\frac{\Psi(2^n)}{(2^n)^{p-1}}}\asymp \prod_{k=n}^0\mathbf{b}(k)\text{ for any }n\le0,\] hence \(\frac{\Psi(r)}{r^{p-1}}\asymp V_\mathbf{b}(r)\), or equivalently, \(\Psi(r)\asymp r^{p-1}V_\mathbf{b}(r)\).
Moreover, by assumption, for any \(R,r>0\) with \(r\le R\), we have \[\frac{1}{C}\le \frac{\frac{R^{p-1}\Phi(R)}{\Psi(R)}}{\frac{r^{p-1}\Phi(r)}{\Psi(r)}}=\left(\frac{R}{r}\right)^{p-1}\frac{\Phi(R)}{\Phi(r)}\frac{\Psi(r)}{\Psi(R)}\le C_\Phi \left(\frac{R}{r}\right)^{\log_2C_\Phi+p-1}.\] By Lemma 11 again, there exists \(\mathbf{g}:\mathbb{Z}\to\{2^0,2^{\lceil {\log_2C_\Phi+p}\rceil-1}\}\) such that \(\frac{r^{p-1}\Phi(r)}{\Psi(r)}\asymp V_\mathbf{g}(r)\), hence \(\Phi(r)\asymp r^{1-p}\Psi(r)V_\mathbf{g}(r)\asymp V_\mathbf{g}(r)V_\mathbf{b}(r)\).
Let \((\mathcal{L}(\mathbf{g},\mathbf{b}),\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})},\mathbf{m}_{\mathcal{L}(\mathbf{g},\mathbf{b})})\) be the corresponding Laakso-type space, and \((\mathcal{E}^\mathcal{L},\mathcal{F}^\mathcal{L})\) the corresponding \(p\)-energy with a \(p\)-energy measure \(\Gamma^\mathcal{L}\). Then by Proposition 9, Equation (21 ), Proposition 13, and Proposition 14, we have \((\mathcal{L}(\mathbf{g},\mathbf{b}),\mathbf{d}_{\mathcal{L}(\mathbf{g},\mathbf{b})})\) is a geodesic space, and 9 , 13 , 14 hold. In particular, for any \(d_h,\beta_p>0\) satisfying \(p\le\beta_p\le d_h+(p-1)\), let \(\Phi:r\mapsto r^{d_h}\), \(\Psi:r\mapsto r^{\beta_p}\), then for any \(R,r>0\) with \(r\le R\), we have \[\left(\frac{R}{r}\right)^p\le\left(\frac{R}{r}\right)^{\beta_p}=\frac{\Psi(R)}{\Psi(r)}=\left(\frac{R}{r}\right)^{\beta_p-d_h}\frac{\Phi(R)}{\Phi(r)}\le\left(\frac{R}{r}\right)^{p-1}\frac{\Phi(R)}{\Phi(r)},\] hence V(\(d_h\)), PI(\(\beta_p\)), \(\text{CS}(\beta_p)\) hold. ◻
The main results of this section are Proposition 15 and Proposition 17, which are the only results from this section used elsewhere in this paper.
The potential theory for \(p\)-energies parallels the theory for Dirichlet forms in [17] as outlined below, see also [48]–[51] for more general settings. Let \((X,d,m)\) be a metric measure space. Let \((\mathcal{E},\mathcal{F})\) be a \(p\)-energy with a \(p\)-energy measure \(\Gamma\). Let \(\mathcal{E}_1(u)=\mathcal{E}(u)+\lVert u\rVert_{L^p(X;m)}^p\) for any \(u\in\mathcal{F}\).
We list some results related to the convexity originated from 10 as follows.
Lemma 12. We have the following results.
([52]) \((\mathcal{F},\mathcal{E}_1^{1/p})\) is a uniformly convex reflexive Banach space.
([52]) For any \(f,g\in\mathcal{F}\), the derivative \[\mathcal{E}(f;g)=\frac{1}{p}\frac{\mathrm{d}}{\mathrm{d} t}\mathcal{E}(f+tg)|_{t=0}\in\mathbb{R}\] exists, the map \(\mathcal{E}(f;\cdot):\mathcal{F}\to\mathbb{R}\) is linear, \(\mathcal{E}(f;f)=\mathcal{E}(f)\). Moreover, for any \(f, g\in\mathcal{F}\) and any \(a\in\mathbb{R}\), we have \[\label{eq95quasi95strict} \mathbb{R}\ni t\mapsto\mathcal{E}(f+tg;g)\in\mathbb{R}\text{ is strictly increasing if and only if }\mathcal{E}(g)>0,\tag{28}\] \[\mathcal{E}(af;g)=\mathrm{sgn}(a)|a|^{p-1}\mathcal{E}(f;g),\] \[|\mathcal{E}(f;g)|\le\mathcal{E}(f)^{(p-1)/p}\mathcal{E}(g)^{1/p}.\] Moreover, all of the above results remain valid with \(\mathcal{E}\) replaced by \(\mathcal{E}_1\), and for any \(f,g\in\mathcal{F}\), we have \[\mathcal{E}_1(f;g)=\mathcal{E}(f;g)+\int_X\mathrm{sgn}(f)|f|^{p-1}g\mathrm{d} m.\]
Let \(\mathcal{O}\) be the family of all open subsets of \(X\). For any \(A\in\mathcal{O}\), let \[\label{eq95quasi95LAopen} \mathcal{L}_A=\{u\in\mathcal{F}:u\ge 1\text{ }m\text{-a.e. on }A\},\tag{29}\] and \[\mathrm{cap}_1(A)=\inf \left\{\mathcal{E}_1(u):u\in\mathcal{L}_A\right\},\] where \(\inf\emptyset=+\infty\). Let \(\mathcal{K}\) be the family of all compact subsets of \(X\).
Lemma 13. For any \(A\in\mathcal{O}\) with \(\mathcal{L}_A\ne\emptyset\), there exists a unique element \(e_A\in\mathcal{L}_A\) such that \(\mathrm{cap}_1(A)=\mathcal{E}_1(e_A)\). Moreover, we have \(0\le e_A\le 1\) \(m\)-a.e. in \(X\), \(e_A=1\) \(m\)-a.e. on \(A\), \(e_A\) is the unique element \(u\in\mathcal{F}\) satisfying \(u=1\) \(m\)-a.e. on \(A\) and \(\mathcal{E}_1(u;v)\ge0\) for any \(v\in\mathcal{F}\) with \(v\ge0\) \(m\)-a.e. on \(A\).
Proof. It is obvious that \(\mathcal{L}_A\) is a non-empty closed convex subset of \(\mathcal{F}\), by [53], there exists a unique element \(e_A\in\mathcal{L}_A\) such that \(\mathcal{E}_1(e_A)=\inf_{u\in\mathcal{L}_A}\mathcal{E}_1(u)=\mathrm{cap}_1(A)\). Since \((e_A\vee 0)\wedge1\in\mathcal{L}_A\) and \(\mathcal{E}_1((e_A\vee 0)\wedge1)\le\mathcal{E}_1(e_A)\), which follows from the Markovian property, by the uniqueness of \(e_A\) in \(\mathcal{L}_A\), we have \(e_A=(e_A\vee 0)\wedge1\), which gives \(0\le e_A\le1\) \(m\)-a.e. in \(X\) and \(e_A=1\) \(m\)-a.e. on \(A\).
For any \(v\in\mathcal{F}\) with \(v\ge0\) \(m\)-a.e. on \(A\), for any \(t>0\), we have \(e_A+tv\in\mathcal{L}_A\), hence \(\mathcal{E}_1(e_A+tv)\ge\mathcal{E}_1(e_A)\), which gives \(\mathcal{E}_1(e_A;v)=\frac{1}{p}\lim_{t\downarrow0}\frac{1}{t}\left(\mathcal{E}_1(e_A+tv)-\mathcal{E}_1(e_A)\right)\ge0\).
Assume that \(u\in\mathcal{F}\) satisfies \(u=1\) \(m\)-a.e. on \(A\) and \(\mathcal{E}_1(u;v)\ge0\) for any \(v\in\mathcal{F}\) with \(v\ge0\) \(m\)-a.e. on \(A\). Since \(u-e_A=e_A-u=0\) \(m\)-a.e. on \(A\), by assumption we have \(\mathcal{E}_1(u;u-e_A)\ge0\), \(\mathcal{E}_1(u;e_A-u)\ge0\), which gives \(\mathcal{E}_1(u;u-e_A)=0\), similarly, we have \(\mathcal{E}_1(e_A;u-e_A)=0\). Suppose that \(u\ne e_A\), consider the function \(\varphi(t)=\mathcal{E}_1 \left((1-t)e_A+tu\right)=\mathcal{E}_1(e_A+t(u-e_A))\), \(t\in\mathbb{R}\), then \(\varphi'(t)=p\mathcal{E}_1(e_A+t(u-e_A);u-e_A)\), hence \(\varphi'(0)=p\mathcal{E}_1(e_A;u-e_A)=0\), \(\varphi'(1)=p\mathcal{E}_1(u;u-e_A)=0\). However, since \(\mathcal{E}_1(u-e_A)>0\), by (28 ) for \(\mathcal{E}_1\), we have \(\varphi'\) is strictly increasing, contradicting to \(\varphi'(0)=\varphi'(1)=0\). Therefore, \(u=e_A\). ◻
Lemma 14.
For any \(A, B\in\mathcal{O}\) with \(A\subseteq B\), we have \(\mathrm{cap}_1(A)\le \mathrm{cap}_1(B)\).
For any \(A, B\in\mathcal{O}\), we have \[\mathrm{cap}_1(A\cup B)+\mathrm{cap}_1(A\cap B)\le\mathrm{cap}_1(A)+\mathrm{cap}_1(B).\]
For any \(\{A_n\}\subseteq\mathcal{O}\) with \(A_n\subseteq A_{n+1}\) for any \(n\), we have \[\mathrm{cap}_1 \left(\cup_nA_n\right)=\sup_n\mathrm{cap}_1(A_n).\]
For any subset \(A\subseteq X\), let \[\label{eq95quasi95Choquet} \mathrm{cap}_1(A)=\inf_{B\in\mathcal{O}:A\subseteq B}\mathrm{cap}_1(B).\tag{30}\] Then \(\mathrm{cap}_1\) is a Choquet capacity. Moreover, for any Borel subset \(A\subseteq X\), we have \[\label{eq95quasi95regular} \mathrm{cap}_1(A)=\sup_{K\in\mathcal{K}:K\subseteq A}\mathrm{cap}_1(K).\tag{31}\]
Proof. For (1), it is obvious by definition. For (2), we may assume that \(\mathrm{cap}_1(A)\), \(\mathrm{cap}_1(B)\) are finite. By Lemma 13, there exist unique \(e_A\in\mathcal{L}_A\), \(e_B\in\mathcal{L}_B\) such that \(\mathrm{cap}_1(A)=\mathcal{E}_1(e_A)\), \(\mathrm{cap}_1(B)=\mathcal{E}_1(e_B)\). Then \(e_A\vee e_B\in\mathcal{L}_{A\cup B}\), \(e_A\wedge e_B\in\mathcal{L}_{A\cap B}\), by 11 , we have \[\mathrm{cap}_1(A\cup B)+\mathrm{cap}_1(A\cap B)\le\mathcal{E}_1(e_A\vee e_B)+\mathcal{E}_1(e_A\wedge e_B)\le\mathcal{E}_1(e_A)+\mathcal{E}_1( e_B)=\mathrm{cap}_1(A)+\mathrm{cap}_1(B).\] For (3), by (1), we have “\(\ge\)". To show”\(\le\)", we may assume that the RHS is finite. By Lemma 13, for any \(n\), there exists \(e_n\in\mathcal{L}_{A_n}\) such that \(\mathrm{cap}_1(A_n)=\mathcal{E}_1(e_n)\). Since \(\{e_n\}\) is \(\mathcal{E}_1\)-bounded and \((\mathcal{F},\mathcal{E}_1^{1/p})\) is a reflexive Banach space, by the Banach–Alaoglu theorem (see [53]), there exists a subsequence, still denoted by \(\{e_n\}\), which is \(\mathcal{E}_1\)-weakly-convergent to some element \(e\in\mathcal{F}\). By the Mazur’s lemma, here we refer to the version in [54], for any \(n\ge1\), since \(\{e_m\}_{m\ge n}\) is \(\mathcal{E}_1\)-weakly-convergent to \(e\), there exist \(I_n\ge n\), \(\alpha^{(n)}_i\ge0\) for \(i=n,\ldots, I_n\) with \(\sum_{i=n}^{I_n}\alpha^{(n)}_i=1\) such that \(\mathcal{E}_1(\sum_{i=n}^{I_n}\alpha^{(n)}_ie_i-e)<\frac{1}{n}\), let \(f_n=\sum_{i=n}^{I_n}\alpha^{(n)}_ie_i\), then \(\{f_n\}\) is \(\mathcal{E}_1\)-convergent to \(e\), which implies the \(L^p\)-convergence. Since \(f_n=1\) \(m\)-a.e. on \(A_n\), by passing to a subsequence to have the a.e. convergence, we have \(e=1\) \(m\)-a.e. on \(A_n\) for any \(n\), which implies \(e=1\) \(m\)-a.e. on \(\cup_nA_n\), \(e\in\mathcal{L}_{\cup_nA_n}\). Hence \[\mathrm{cap}_1(\cup_nA_n)\le\mathcal{E}_1(e)\overset{(\star)}{\scalebox{2}[1]{\le}}\varliminf_{n\to+\infty}\mathcal{E}_1(e_n)=\sup_n\mathrm{cap}_1(A_n),\] where \((\star)\) follows from the fact that \(\{e_n\}\) is \(\mathcal{E}_1\)-weakly-convergent to \(e\).
By [17], a \([0,+\infty]\)-valued set function defined on \(\mathcal{O}\) satisfying the above three conditions gives a Choquet capacity by Equation (30 ). Since \((X,d)\) is a locally compact separable metric space, by [17], we have Equation (31 ). ◻
It is obvious that for any subset \(A\subseteq X\), \(\mathrm{cap}_1(A)=0\) implies \(m(A)=0\). Indeed, for any \(n\ge1\), there exists \(B_n\in\mathcal{O}\) with \(A\subseteq B_n\) such that \(\mathrm{cap}_1(B_n)<\frac{1}{n}\), let \(e_{B_n}\in\mathcal{L}_{B_n}\) be given by Lemma 13, then \(m(e_{B_n})\le\mathcal{E}_1(e_{B_n})=\mathrm{cap}_1(B_n)<\frac{1}{n}\), hence \(A\subseteq\cap_{n\ge1}B_n\) and \(m(\cap_{n\ge1}B_n)=0\), which implies \(m(A)\)=0.
Let \(A\subseteq X\). We say that a statement depending on \(x\in A\) holds quasi-everywhere (abbreviated q.e.) on \(A\) if there exists \(N\subseteq A\) with \(\mathrm{cap}_1(N)=0\) such that the statement holds for any \(x\in A\backslash N\).
Let \(u\) be a \([-\infty,+\infty]\)-valued function defined q.e. on \(X\). We say that \(u\) is quasi-continuous if for any \(\varepsilon>0\), there exists an open subset \(G\subseteq X\) with \(\mathrm{cap}_1(G)<\varepsilon\) such that \(u|_{X\backslash G}\) is continuous.
Lemma 15. Let \(G\subseteq X\) be an open subset and \(u\) quasi-continuous on \(G\). If \(u\ge0\) \(m\)-a.e. in \(G\), then \(u\ge0\) q.e. on \(G\).
Proof. For simplicity, we may assume that \(G=X\). For any \(k\ge1\), there exists a closed set \(F_k\) with \(\mathrm{cap}_1(X\backslash F_k)<\frac{1}{k}\) such that \(u|_{F_k}\) is continuous. Since \(\mathcal{L}_{X\backslash F_k}=\mathcal{L}_{X\backslash \mathrm{supp}(1_{F_k}m)}\), we have \(\mathrm{cap}_1(X\backslash F_k)=\mathrm{cap}_1(X\backslash \mathrm{supp}(1_{F_k}m))\). By replacing \(F_k\) by \(\mathrm{supp}(1_{F_k}m)\), we may assume that \(F_k=\mathrm{supp}(1_{F_k}m)\). By replacing \(F_k\) by \(\cup_{i=1}^kF_i\), we may assume that \(\{F_k\}\) is increasing, then \(\mathrm{cap}_1(X\backslash\cup_kF_k)=0\). We claim that \(u(x)\ge0\) for any \(x\in\cup_kF_k\). Indeed, suppose that \(u(x)<0\) for some \(x\in F_k\), since \(u|_{F_k}\) is continuous, there exists an open neighborhood \(U\) of \(x\) such that \(u<0\) on \(U\cap F_k\). Since \(\mathrm{supp}(1_{F_k}m)=F_k\), we have \(m(U\cap F_k)>0\), contradicting to \(u\ge0\) \(m\)-a.e. in \(X\). ◻
The first main result of this section is as follows.
Proposition 15. Each \(u\in\mathcal{F}\) admits a quasi-continuous modification \(\widetilde{u}\), that is, \(\widetilde{u}\) is quasi-continuous and \(u=\widetilde{u}\) \(m\)-a.e. in \(X\). Moreover, if \(\mathcal{C}\subseteq\mathcal{F}\cap C_c(X)\) is \(\mathcal{E}_1\)-dense in \(\mathcal{F}\), then \(\widetilde{u}\) can be chosen such that there exist \(\{u_n\}\subseteq\mathcal{C}\) which is \(\mathcal{E}_1\)-convergent to \(u\), and an increasing sequence of closed sets \(\{F_k\}\) with \(\mathrm{cap}_1(X\backslash F_k)\downarrow0\), such that \(\{u_n\}\) is uniformly convergent to \(\widetilde{u}\) on each \(F_k\).
Proof. We follow the same argument as in the proof of [17]. Firstly, for any \(u\in\mathcal{F}\cap C(X)\) and any \(\lambda>0\), we have \(\{x\in X:|u(x)|>\lambda\}\) is an open set, on which \(\frac{|u|}{\lambda}\ge1\), hence \[\label{eq95quasi95capbd} \mathrm{cap}_1 \left(\left\{x\in X:|u(x)|>\lambda\right\}\right)\le\mathcal{E}_1 \left(\frac{|u|}{\lambda}\right)\le \frac{1}{\lambda^p}\mathcal{E}_1(u).\tag{32}\] Secondly, for any \(u\in\mathcal{F}\), since \(\mathcal{C}\subseteq\mathcal{F}\cap C_c(X)\) is \(\mathcal{E}_1\)-dense in \(\mathcal{F}\), there exists \(\{u_n\}\subseteq\mathcal{C}\) which is \(\mathcal{E}_1\)-convergent to \(u\) and satisfies that \(\mathcal{E}_1(u_n-u_{n+1})<\frac{1}{2^{(p+1)n}}\) for any \(n\). Since \(u_n-u_{n+1}\in\mathcal{F}\cap C(X)\), let \[U_n=\left\{x\in X:|u_n(x)-u_{n+1}(x)|>\frac{1}{2^n}\right\},\] then \(U_n\) is an open set, and by above, we have \[\mathrm{cap}_1(U_n)\le \frac{1}{\left(\frac{1}{2^n}\right)^p}\mathcal{E}_1(u_n-u_{n+1})\le \frac{1}{2^n}.\] Let \(F_k=X\backslash\cup_{n=k}^{+\infty}U_n\), then \(\{F_k\}\) is an increasing sequence of closed sets and \[\mathrm{cap}_1(X\backslash F_k)=\mathrm{cap}_1(\cup_{n=k}^{+\infty}U_n)\le\sum_{n=k}^{+\infty}\mathrm{cap}_1(U_n)\le\sum_{n=k}^{+\infty}\frac{1}{2^n}=2^{1-k}\to0.\] For any \(k\), we have \[F_k=\bigcap_{n=k}^{+\infty}\left\{x\in X:|u_n(x)-u_{n+1}(x)|\le \frac{1}{2^n}\right\},\] hence there exists a real-valued function \(v\) defined on \(\cup_kF_k\) such that \(\{u_n\}\) is uniformly convergent to \(v\) on each \(F_k\), which implies \(\lim_{n\to+\infty}u_n(x)=v(x)\) for any \(x\in\cup_kF_k\). Since \(u_n|_{F_k}\) is continuous, by the standard \(3\varepsilon\)-argument, we have \(v|_{F_k}\) is continuous for any \(k\), which gives \(v\) is quasi-continuous. Since \(\{u_n\}\) is \(\mathcal{E}_1\)-convergent to \(u\), in particular, also \(L^p\)-convergent to \(u\), by passing to a subsequence to have the a.e. convergence, we have \(u=v\) \(m\)-a.e. in \(X\), that is, \(v\) is a modification of \(u\). ◻
For any \(u\in\mathcal{F}\), we always use \(\widetilde{u}\) to denote a quasi-continuous modification of \(u\). Let \[\widetilde{\mathcal{F}}=\left\{u\in\mathcal{F}:u\text{ is quasi-continuous}\right\},\] then by Lemma 15 and Proposition 15, the equivalence classes of \(\widetilde{\mathcal{F}}\) with respect to q.e. on \(X\) are equal to the equivalence classes of \(\mathcal{F}\) with respect to \(m\)-a.e. in \(X\). We have a generalization of Equation (32 ) as follows.
Lemma 16. For any \(u\in\widetilde{\mathcal{F}}\), for any \(\lambda>0\), we have \[\mathrm{cap}_1\left(\left\{x\in X:|u(x)|>\lambda\right\}\right)\le\frac{1}{\lambda^p}\mathcal{E}_1(u).\]
Proof. By Proposition 15, there exists \(\{u_n\}\subseteq\mathcal{F}\cap C_c(X)\) satisfying that \(\{u_n\}\) is \(\mathcal{E}_1\)-convergent to \(u\), and for any \(\varepsilon>0\), there exists an open set \(G\) with \(\mathrm{cap}_1(G)<\varepsilon\) such that \(\left\{u_n\right\}\) converges uniformly to \(u\) on \(X\backslash G\). For any \(\lambda_1\in(0,\lambda)\), there exists \(N\ge1\) such that for any \(n>N\), we have \[\left\{x\in X:|u(x)|>\lambda\right\}\subseteq\left\{x\in X\backslash G:|u_n(x)|>\lambda_1\right\}\cup G\subseteq\left\{x\in X:|u_n(x)|>\lambda_1\right\}\cup G.\] For any \(n\), by Equation (32 ), we have \[\mathrm{cap}_1\left(\left\{x\in X:|u_n(x)|>\lambda_1\right\}\right)\le\frac{1}{\lambda_1^p}\mathcal{E}_1(u_n),\] hence \[\mathrm{cap}_1\left(\left\{x\in X:|u(x)|>\lambda\right\}\right)\le\mathrm{cap}_1\left(\left\{x\in X:|u_n(x)|>\lambda_1\right\}\right)+\mathrm{cap}_1(G)\le\frac{1}{\lambda_1^p}\mathcal{E}_1(u_n)+\varepsilon.\] Firstly, letting \(n\to+\infty\), secondly, letting \(\lambda_1\uparrow\lambda\), finally, letting \(\varepsilon\downarrow0\), we have \[\mathrm{cap}_1\left(\left\{x\in X:|u(x)|>\lambda\right\}\right)\le\frac{1}{\lambda^p}\mathcal{E}_1(u).\] ◻
A direct consequence of the above result is as follows.
Corollary 2. Let \(\{u_n\}\subseteq\widetilde{\mathcal{F}}\) be an \(\mathcal{E}_1\)-Cauchy sequence. Then there exist a subsequence \(\{u_{n_k}\}\) and a function \(u\in\widetilde{\mathcal{F}}\) such that \(\{{u}_{n_k}\}\) converges to \({u}\) q.e. on \(X\) and \(\left\{u_n\right\}\) is \(\mathcal{E}_1\)-convergent to \(u\).
Proof. Take a subsequence \(\{u_{n_k}\}\) satisfying \(\mathcal{E}_1(u_{n_k}-u_{n_{k+1}})<\frac{1}{2^{(p+1)k}}\), then by Lemma 16, we have \[\mathrm{cap}_1\left(\left\{x\in X:|u_{n_k}(x)-u_{n_{k+1}}(x)|>\frac{1}{2^k}\right\}\right)\le\frac{1}{\left(\frac{1}{2^k}\right)^p}\mathcal{E}_1(u_{n_k}-u_{n_{k+1}})\le\frac{1}{2^k}.\] Let \[G_k=\left\{x\in X:|u_{n_k}(x)-u_{n_{k+1}}(x)|>\frac{1}{2^k}\right\},\] then for any \(n\), we have \[\mathrm{cap}_1\left(\bigcup_{k\ge n}G_k\right)\le\sum_{k\ge n}\mathrm{cap}_1\left(G_k\right)\le\sum_{k\ge n}\frac{1}{2^k}=2^{1-n}\to0,\] and \[\bigcap_{k\ge n}G_k^c=\left\{x\in X:|u_{n_k}(x)-u_{n_{k+1}}(x)|\le\frac{1}{2^k}\right\},\] hence there exists a real-valued function \(u\) defined on \(\bigcup_{n\ge1}\bigcap_{k\ge n}G_k^c\) such that \(\{u_{n_k}\}\) converges uniformly to \(u\) on \(\bigcap_{k\ge n}G_k^c\) for any \(n\), which implies \(\lim_{k\to+\infty}u_{n_k}(x)=u(x)\) for any \(x\in\bigcup_{n\ge1}\bigcap_{k\ge n}G_k^c\), \(\left\{u_{n_k}\right\}\) converges to \(u\) q.e. on \(X\), \(\left\{u_{n_k}\right\}\) converges to \(u\) \(m\)-a.e. in \(X\). Since \(\left\{u_n\right\}\) is an \(\mathcal{E}_1\)-Cauchy sequence, there exists \(v\in\mathcal{F}\) such that \(\left\{u_n\right\}\) is \(\mathcal{E}_1\)-convergent to \(v\), there exists a subsequence of \(\left\{u_{n_k}\right\}\) that converges to \(v\) \(m\)-a.e. in \(X\). Hence \(u=v\) \(m\)-a.e. in \(X\), \(u\in\mathcal{F}\) and \(\{u_n\}\) is \(\mathcal{E}_1\)-convergent to \(u\).
It remains to show that \(u\) is quasi-continuous. Indeed, since \(\{u_n\}\) is a sequence of quasi-continuous functions, there exists an increasing sequence of closed sets \(\left\{F_k\right\}\) with \(\mathrm{cap}_1(F_k)\downarrow0\) such that \(u_n|_{F_k}\) is continuous for any \(n, k\). For any \(\varepsilon>0\), take \(n, l\ge1\) such that \(2^{1-n}<\varepsilon/2\) and \(\mathrm{cap}_1(X\backslash F_l)<\varepsilon/2\). Then \(\mathrm{cap}_1\left(\cup_{k\ge n}G_k\right)\le{2^{1-n}}<{\varepsilon}/{2}\), there exists an open set \(U\supseteq\cup_{k\ge n}G_k\) such that \(\mathrm{cap}_1(U)<\varepsilon/2\), then \(F_l\cap U^c\) is a closed set and \[\mathrm{cap}_1(X\backslash(F_l\cap U^c))=\mathrm{cap}_1((X\backslash F_l)\cup U)\le\mathrm{cap}_1(X\backslash F_l)+\mathrm{cap}_1(U)<\frac{\varepsilon}{2}+\frac{\varepsilon}{2}=\varepsilon.\] Since \(u_{n_k}|_{F_l}\) is continuous, we have \(u_{n_k}|_{F_l\cap U^c}\) is continuous. Since \(\left\{u_{n_k}\right\}\) converges uniformly to \(u\) on \(\cap_{k\ge n}G_k^c\supseteq U^c\), we have \(\left\{u_{n_k}\right\}\) converges uniformly to \(u\) on \(F_l\cap U^c\). Hence \(u|_{F_l\cap U^c}\) is continuous. Therefore, \(u\) is quasi-continuous. ◻
For any subset \(A\subseteq X\), let \[\mathcal{L}_A=\left\{u\in\mathcal{F}:\widetilde{u}\ge1\text{ q.e. on }A\right\}.\] By Lemma 15, if \(A\) is open, then the above definition coincides with the one given by Equation (29 ). Similar to Lemma 13, we have the following result.
Lemma 17. For any subset \(A\) with \(\mathcal{L}_A\ne\emptyset\), there exists a unique element \(e_A\in\mathcal{L}_A\) such that \(\mathrm{cap}_1(A)=\mathcal{E}_1(e_A)\). Moreover, we have \(0\le e_A\le 1\) \(m\)-a.e. in \(X\), \(\widetilde{e}_A=1\) q.e. on \(A\), \(e_A\) is the unique element \(u\in\mathcal{F}\) satisfying \(\widetilde{u}=1\) q.e. on \(A\) and \(\mathcal{E}_1(u;v)\ge0\) for any \(v\in\mathcal{F}\) with \(\widetilde{v}\ge0\) q.e. on \(A\).
Proof. It is obvious that \(\mathcal{L}_A\) is a non-empty convex subset of \(\mathcal{F}\). We claim that \(\mathcal{L}_A\) is closed in \((\mathcal{F},\mathcal{E}_1^{1/p})\). Indeed, for any \(\mathcal{E}_1\)-Cauchy sequence \(\{u_n\}\subseteq\mathcal{L}_A\), by Corollary 2, there exist a subsequence \(\{u_{n_k}\}\) and a function \(u\in\widetilde{\mathcal{F}}\) such that \(\{\widetilde{u}_{n_k}\}\) converges to \(u\) q.e. on \(X\) and \(\{u_n\}\) is \(\mathcal{E}_1\)-convergent to \(u\). Since \(\widetilde{u}_{n_k}\ge1\) q.e. on \(A\), we have \(u\ge1\) q.e. on \(A\), which gives \(u\in\mathcal{L}_A\), \(\mathcal{L}_A\) is closed. By the same argument as in the proof of Lemma 13, there exists a unique element \(e_A\in\mathcal{L}_A\) such that \(\mathcal{E}_1(e_A)=\inf_{u\in\mathcal{L}_A}\mathcal{E}_1(u)\). Moreover, \(0\le e_A\le 1\) \(m\)-a.e. in \(X\), \(\widetilde{e}_A=1\) q.e. on \(A\), \(e_A\) is the unique element \(u\in\mathcal{F}\) satisfying \(\widetilde{u}=1\) q.e. on \(A\) and \(\mathcal{E}_1(u;v)\ge0\) for any \(v\in\mathcal{F}\) with \(\widetilde{v}\ge0\) q.e. on \(A\).
It remains to show that \(\mathcal{E}_1(e_A)=\mathrm{cap}_1(A)\), or equivalently, \[\mathcal{E}_1(e_A)=\inf_{u\in\mathcal{L}_A}\mathcal{E}_1(u)=\inf_{B\in\mathcal{O}:A\subseteq B}\mathrm{cap}_1(B)=\mathrm{cap}_1(A).\] “\(\le\)": For any \(B\in\mathcal{O}\) with \(A\subseteq B\), be Lemma 13, there exists \(e_B\in\mathcal{L}_B\) with \(e_B=1\) \(m\)-a.e. on \(B\) such that \(\mathrm{cap}_1(B)=\mathcal{E}_1(e_B)\). By Lemma 15, \(\widetilde{e}_B=1\) q.e. on \(B\supseteq A\), hence \(e_B\in\mathcal{L}_A\), which gives \(\inf_{u\in\mathcal{L}_A}\mathcal{E}_1(u)\le\mathcal{E}_1(e_B)=\mathrm{cap}_1(B)\). Taking the infimum over all such \(B\), we have the desired result.
“\(\ge\)": Since \(\widetilde{e}_A\) is quasi-continuous and \(\widetilde{e}_A=1\) q.e. on \(A\), for any \(\varepsilon>0\), there exists an open set \(G\) with \(\mathrm{cap}_1(G)<\varepsilon\) such that \(\widetilde{e}_A|_{X\backslash G}\) is continuous and \(\widetilde{e}_A=1\) on \(A\backslash G\). For any \(\delta\in(0,1)\), there exists an open set \(U\) with \(U\backslash G\supseteq A\backslash G\) such that \(\widetilde{e}_A>1-\delta\) on \(U\backslash G\), then \(U\cup G\) is an open set satisfying \(U\cup G\supseteq A\) and \(U\cup G\subseteq\left\{x\in X:\widetilde{e}_A(x)>1-\delta\right\}\cup G\). By Lemma 16, we have \[\mathrm{cap}_1(U\cup G)\le\mathrm{cap}_1(\left\{x\in X:\widetilde{e}_A(x)>1-\delta\right\})+\mathrm{cap}_1(G)\le\frac{1}{(1-\delta)^p}\mathcal{E}_1(e_A)+\varepsilon,\] hence \[\mathrm{cap}_1(A)\le\mathrm{cap}_1(U\cup G)\le\frac{1}{(1-\delta)^2}\mathcal{E}_1(e_A)+\varepsilon.\] Letting \(\varepsilon\downarrow0\) and \(\delta\downarrow0\), we have the desired result. ◻
Following [17], we consider measures of finite energy integral as follows.
Proposition 16. Let \(u\in\mathcal{F}\). The followings are equivalent.
There exists a positive Radon measure \(\mu\) on \(X\) such that \[\mathcal{E}_1(u;v)=\int_Xv\mathrm{d}\mu\text{ for any }v\in\mathcal{F}\cap C_c(X).\]
\(\mathcal{E}_1(u;v)\ge0\) for any \(v\in\mathcal{F}\) with \(v\ge0\) \(m\)-a.e. in \(X\).
\(\mathcal{E}_1(u;v)\ge0\) for any \(v\in\mathcal{F}\cap C_c(X)\) with \(v\ge0\) on \(X\).
Moreover, if the above conditions hold, then for any Borel subset \(A\subseteq X\), we have \[\label{eq95quasi95mucap} \mu(A)\le\mathcal{E}_1(u)^{(p-1)/p}\mathrm{cap}_1(A)^{1/p}.\qquad{(1)}\] In particular, \(\mu\) charges no set of zero capacity, that is, for any subset \(A\subseteq X\), if \(\mathrm{cap}_1(A)=0\), then \(\mu(A)=0\). Hence \(\widetilde{\mathcal{F}}\subseteq L^1(X;\mu)\) and \[\label{eq95quasi95L1mu} \mathcal{E}_1(u;v)=\int_X\widetilde{v}\mathrm{d}\mu\text{ for any }v\in\mathcal{F}.\qquad{(2)}\]
Proof. “[cond95quasi95Radon]\(\Rightarrow\)[cond95quasi95posFCX]" and”[cond95quasi95posFX]\(\Rightarrow\)[cond95quasi95posFCX]": Obvious.
“[cond95quasi95posFCX]\(\Rightarrow\)[cond95quasi95posFX]": For any \(v\in\mathcal{F}\) with \(v\ge0\) \(m\)-a.e. in \(X\), there exists \(\{v_n\}\subseteq\mathcal{F}\cap C_c(X)\) which is \(\mathcal{E}_1\)-convergent to \(v\). By [52], we have \(\left\{v_n^+\right\}\) is \(\mathcal{E}_1\)-convergent to \(v^+=v\). Since \(v_n^+\in\mathcal{F}\cap C_c(X)\) satisfies \(v_n^+\ge0\) on \(X\), by assumption, we have \(\mathcal{E}_1(u;v_n^+)\ge0\), which gives \(\mathcal{E}_1(u;v)=\lim_{n\to+\infty}\mathcal{E}_1(u;v_n^+)\ge0\).
“[cond95quasi95posFCX]\(\Rightarrow\)[cond95quasi95Radon]": The idea is to construct a positive linear functional on \(C_c(X)\) to apply the Riesz representation theorem. For any \(v\in C_c(X)\), there exist \(\left\{v_n\right\}\subseteq\mathcal{F}\cap C_c(X)\) that converges uniformly to \(v\), and \(\varphi\in\mathcal{F}\cap C_c(X)\) with \(0\le\varphi\le1\) on \(X\) and \(\varphi=1\) on \(\mathrm{supp}(v)\), then \(\left\{\varphi v_n\right\}\subseteq\mathcal{F}\cap C_c(X)\) converges uniformly to \(\varphi v=v\) and \(\mathrm{supp}(\varphi v_n)\subseteq\mathrm{supp}(\varphi)\) for any \(n\). For any \(n, m\), we have \(\lVert v_n-v_m\rVert_{L^\infty(X;m)}\varphi\pm\varphi(v_n-v_m)\in\mathcal{F}\cap C_c(X)\) and \(\lVert v_n-v_m\rVert_{L^\infty(X;m)}\varphi\pm\varphi(v_n-v_m)\ge0\) on \(X\). By assumption, we have \[\mathcal{E}_1(u;\lVert v_n-v_m\rVert_{L^\infty(X;m)}\varphi\pm\varphi(v_n-v_m))\ge0,\] hence \[|\mathcal{E}_1(u;\varphi v_n)-\mathcal{E}_1(u;\varphi v_m)|\le \lVert v_n-v_m\rVert_{L^\infty(X;m)}\mathcal{E}_1(u;\varphi)\to0\] as \(n,m\to+\infty\), that is, \(\{\mathcal{E}_1(u;\varphi v_n)\}\) is a Cauchy sequence. Define \[l(v)=\lim_{n\to+\infty}\mathcal{E}_1(u;\varphi v_n).\] It is obvious that \(l(v)\) is well-defined, that is, the limit is independent of the choice of \(\left\{v_n\right\}\) and \(\varphi\), and that \(l\) is a linear functional on \(C_c(X)\). Moreover, \(l(v)=\mathcal{E}_1(u;v)\) for any \(v\in\mathcal{F}\cap C_c(X)\).
We claim that \(l(v)\ge0\) if \(v\in C_c(X)\) satisfies \(v\ge0\) on \(X\). Since \(\{v_n\}\subseteq\mathcal{F}\cap C_c(X)\) converges uniformly to \(v\) and \(v\ge0\) on \(X\), we have \(\{v_n^+\}\subseteq\mathcal{F}\cap C_c(X)\) also converges uniformly to \(v\), for any \(\varepsilon>0\), there exists \(N\) such that \(\varphi v_n^+\ge-\varepsilon\varphi\) on \(X\) for any \(n>N\), then \(\mathcal{E}_1(u;\varphi v_n^+)\ge-\varepsilon\mathcal{E}_1(u;\varphi)\). Hence \[l(v)=\lim_{n\to+\infty}\mathcal{E}_1(u;\varphi v_n^+)\ge-\varepsilon\mathcal{E}_1(u;\varphi).\] Letting \(\varepsilon\downarrow0\), we have \(l(v)\ge0\). Therefore, \(l\) is a positive linear functional on \(C_c(X)\). By the Riesz representation theorem, there exists a positive Radon measure \(\mu\) on \(X\) such that \[l(v)=\int_Xv\mathrm{d}\mu\text{ for any }v\in C_c(X).\] In particular, for any \(v\in\mathcal{F}\cap C_c(X)\), we have \[\mathcal{E}_1(u;v)=l(v)=\int_Xv\mathrm{d}\mu.\]
To prove Equation (?? ) for any Borel set \(A\), by the regular property of \(\mu\) and \(\mathrm{cap}_1\), we only need to prove for any compact set \(K\). Indeed, since \(K\) is compact, we have \(\mathcal{L}_K\ne\emptyset\), by Lemma 17, we have \(\mathrm{cap}_1(K)<+\infty\), which gives \[\mathrm{cap}_1(K)=\inf_{U\in \mathcal{O}:K\subseteq U}\mathrm{cap}_1(U)=\inf_{U\in \mathcal{O}:\mathcal{L}_U\ne\emptyset,K\subseteq U}\mathrm{cap}_1(U).\] For any \(U\in \mathcal{O}\) satisfying \(\mathcal{L}_U\ne\emptyset\) and \(K\subseteq U\), by Lemma 13, there exists \(e_U\in \mathcal{F}\) satisfying the conditions therein. Take \(\{u_n\}\subseteq\mathcal{F}\cap C_c(X)\) which is \(\mathcal{E}_1\)-convergent to \(e_U\). Since \(0\le e_U\le 1\) \(m\)-a.e. in \(X\), by replacing \(u_n\) by \((u_n\vee0)\wedge1\) and applying [52], we may assume that \(0\le u_n\le 1\) on \(X\). Moreover, there exists \(\varphi\in\mathcal{F}\cap C_c(X)\) such that \(0\le\varphi\le1\) on \(X\), \(\varphi=1\) on \(K\), and \(\mathrm{supp}(\varphi)\subseteq U\). Let \(v_n=\varphi+u_n-\varphi u_n\), then \(v_n\in\mathcal{F}\cap C_c(X)\), \(v_n\ge0\) on \(X\), and \(v_n=1+u_n-u_n=1\) on \(K\). By 12 , we have \[\begin{align} &{\mathcal{E}(\varphi u_n)}^{1/p}\le C_p \max\{\lVert \varphi\rVert_{L^\infty(X;m)},\lVert u_n\rVert_{L^\infty(X;m)}\} \left(\mathcal{E}(\varphi)^{1/p}+\mathcal{E}(u_n)^{1/p}\right)\\ &\le C_p \left(\mathcal{E}(\varphi)^{1/p}+\sup_n\mathcal{E}(u_n)^{1/p}\right)<+\infty, \end{align}\] hence \(\sup_{n}\mathcal{E}(\varphi u_n)<+\infty\). Since \(\{\varphi u_n\}\) is \(L^p(X;m)\)-convergent to \(\varphi e_U\), by [52], we have \(\{\varphi u_n\}\) is \(\mathcal{E}_1\)-weakly-convergent to \(\varphi e_U\). By the Mazur’s lemma (see [54]), for any \(n\), there exist \(I_n\ge n\), \(\lambda^{(n)}_k\ge0\) for \(k=n,\ldots,I_n\) with \(\sum_{k=n}^{I_n}\lambda_k^{(n)}=1\), such that \(\{\sum_{k=n}^{I_n}\lambda^{(n)}_k\varphi u_k\}_n\) is \(\mathcal{E}_1\)-convergent to \(\varphi e_U\). Let \(w_n=\sum_{k=n}^{I_n}\lambda^{(n)}_kv_k\), then \(w_n\in\mathcal{F}\cap C_c(X)\), \(w_n\ge0\) on \(X\), \(w_n=1\) on \(K\), and \(\{w_n\}\) is \(\mathcal{E}_1\)-convergent to \(\varphi+e_U-\varphi e_U=e_U+\varphi(1-e_U)=e_U+\varphi(1-1)=e_U\), by noting that \(e_U=1\) \(m\)-a.e. in \(U\supseteq \mathrm{supp}(\varphi)\). Hence \[\begin{align} &\mu(K)=\int_K w_n \mathrm{d}\mu\le \int_X w_n \mathrm{d}\mu\overset{(\star)}{\scalebox{2}[1]{=}}\mathcal{E}_1(u;w_n)\le \mathcal{E}_1(u)^{(p-1)/p}\mathcal{E}_1(w_n)^{1/p}\\ &\to \mathcal{E}_1(u)^{(p-1)/p}\mathcal{E}_1(e_U)^{1/p}=\mathcal{E}_1(u)^{(p-1)/p}\mathrm{cap}_1(U)^{1/p}, \end{align}\] where \((\star)\) follows from [cond95quasi95Radon] for \(w_n\). Taking the infimum over all such \(U\), we have \(\mu(K)\le \mathcal{E}_1(u)^{(p-1)/p}\mathrm{cap}_1(K)^{1/p}\).
In particular, for any subset \(A\subseteq X\), if \(\mathrm{cap}_1(A)=0\), then for any \(n\ge1\), there exists an open set \(G_n\supseteq A\) such that \(\mathrm{cap}_1(G_n)<\frac{1}{n}\), then \(A\subseteq\cap_{n\ge1}G_n\) and \[\mu(\cap_{n\ge1}G_n)\le\mu(G_n)\le\mathcal{E}_1(u)^{(p-1)/p}\mathrm{cap}_1(G_n)^{1/p}\le\mathcal{E}_1(u)^{(p-1)/p}\left(\frac{1}{n}\right)^{1/p}\to0,\] hence \(\mu(\cap_{n\ge1}G_n)=0\), which gives \(\mu(A)=0\).
Finally, for any \(v\in\mathcal{F}\), by Proposition 15, there exists \(\{v_n\}\subseteq\mathcal{F}\cap C_c(X)\) such that \(\{v_n\}\) is \(\mathcal{E}_1\)-convergent to \(v\) and \(\{v_n\}\) converges to \(\widetilde{v}\) q.e. on \(X\). By above, the q.e. convergence implies the \(\mu\)-a.e. convergence, hence by Fatou’s lemma, for any \(n\), we have \[\begin{align} &\int_X|v_n-\widetilde{v}|\mathrm{d}\mu=\int_X\lim_{m\to+\infty}|v_n-v_m|\mathrm{d}\mu\le\varliminf_{m\to+\infty}\int_X|v_n-v_m|\mathrm{d}\mu=\varliminf_{m\to+\infty}\mathcal{E}_1(u;|v_n-v_m|)\\ &\le\varliminf_{m\to+\infty}\mathcal{E}_1(u)^{(p-1)/p}\mathcal{E}_1(|v_n-v_m|)^{1/p}\le\varliminf_{m\to+\infty}\mathcal{E}_1(u)^{(p-1)/p}\mathcal{E}_1(v_n-v_m)^{1/p}, \end{align}\] which implies that \(\widetilde{v}\in L^1(X;\mu)\) and \(\{v_n\}\) is \(L^1(X;\mu)\)-convergent to \(\widetilde{v}\), hence \[\int_X\widetilde{v}\mathrm{d}\mu=\lim_{n\to+\infty}\int_Xv_n\mathrm{d}\mu=\lim_{n\to+\infty}\mathcal{E}_1(u;v_n)=\mathcal{E}_1(u;v).\] ◻
Lemma 18. Let \(u\in\mathcal{F}\) and let \(F\subseteq X\) be a closed subset. The followings are equivalent.
There exists a positive Radon measure \(\mu\) on \(X\) with \(\mathrm{supp}(\mu)\subseteq F\) such that \[\mathcal{E}_1(u;v)=\int_Xv\mathrm{d}\mu\text{ for any }v\in\mathcal{F}\cap C_c(X).\]
\(\mathcal{E}_1(u;v)\ge0\) for any \(v\in\mathcal{F}\) with \(\widetilde{v}\ge0\) q.e. on \(F\).
\(\mathcal{E}_1(u;v)\ge0\) for any \(v\in\mathcal{F}\cap C_c(X)\) with \(v\ge0\) on \(F\).
Proof. “[cond95quasi95RadonF]\(\Rightarrow\)[cond95quasi95posFCF]" and”[cond95quasi95posFF]\(\Rightarrow\)[cond95quasi95posFCF]": Obvious.
“[cond95quasi95posFCF]\(\Rightarrow\)[cond95quasi95RadonF]": It is obvious that [cond95quasi95posFCX] in Proposition 16 holds. By Proposition 16, there exists a positive Radon measure \(\mu\) on \(X\) such that \(\mathcal{E}(u;v)=\int_Xv\mathrm{d}\mu\) for any \(v\in\mathcal{F}\cap C_c(X)\). It remains to show that \(\mathrm{supp}(\mu)\subseteq F\). Suppose that \(\mathrm{supp}(\mu)\not\subseteq F\). Since \(F\) is closed, there exist a compact set \(K\) and an open set \(G\) satisfying \(K\subseteq G\subseteq X\backslash F\) and \(\mu(K)>0\). There exists \(v\in\mathcal{F}\cap C_c(X)\) with \(0\le v\le1\) on \(X\), \(v=1\) on \(K\) and \(\mathrm{supp}(v)\subseteq G\). Then \(v=0\) on \(F\), by assumption, we have \(\mathcal{E}_1(u;v)=0\), which implies \[0=\mathcal{E}_1(u;v)=\int_Xv\mathrm{d}\mu\ge\mu(K)>0,\] contradiction. Hence \(\mathrm{supp}(\mu)\subseteq F\).
“[cond95quasi95RadonF]\(\Rightarrow\)[cond95quasi95posFF]": It is obvious that [cond95quasi95Radon] in Proposition 16 holds. For any \(v\in\mathcal{F}\) with \(\widetilde{v}\ge0\) q.e. on \(F\), by Proposition 16, we have \(\widetilde{v}\in L^1(X;\mu)\) and \(\widetilde{v}\ge0\) \(\mu\)-a.e. on \(F\). By assumption, applying Equation (?? ), we have \[\mathcal{E}_1(u;v)=\int_X\widetilde{v}\mathrm{d}\mu=\int_F\widetilde{v}\mathrm{d}\mu\ge0.\] ◻
We have the following characterization of capacity for compact sets.
Lemma 19. For any compact set \(K\), we have \[\mathrm{cap}_1(K)=\inf_{u\in\mathcal{C}^K}\mathcal{E}_1(u),\] where \[\mathcal{C}^K=\left\{u\in\mathcal{F}\cap C_c(X):u\ge1\text{ on }K\right\}.\] Moreover, there exists \(\{u_n\}\subseteq\mathcal{F}\cap C_c(X)\) with \(0\le u_n\le1\) on \(X\), \(u_n=1\) on \(K\) such that \(\lim_{n\to+\infty}\mathcal{E}_1(u_n)=\mathrm{cap}_1(K)\).
Proof. Let \(\overline{\mathcal{C}}^K\) be the \(\mathcal{E}_1\)-closure of \(\mathcal{C}^K\) in \(\mathcal{F}\), then \(\overline{\mathcal{C}}^K\) is a non-empty closed convex subset of \(\mathcal{F}\), by [53] and its proof, there exists a unique element \(u\in\overline{\mathcal{C}}^K\) such that \(\mathcal{E}_1(u)=\inf_{u\in\overline{\mathcal{C}}^K}\mathcal{E}_1(u)=\inf_{u\in\mathcal{C}^K}\mathcal{E}_1(u)\), and any minimizing sequence in \(\mathcal{C}^K\) is an \(\mathcal{E}_1\)-Cauchy sequence which is \(\mathcal{E}_1\)-convergent to \(u\).
To prove that \(\mathcal{E}_1(u)=\mathrm{cap}_1(K)\), by Lemma 17, we only need to prove that \(\widetilde{u}=1\) q.e. on \(K\) and \(\mathcal{E}_1(u;v)\ge0\) for any \(v\in\mathcal{F}\) with \(\widetilde{v}\ge0\) q.e. on \(K\).
Firstly, we show that \(\widetilde{u}=1\) q.e. on \(K\). Let \(\phi:\mathbb{R}\to\mathbb{R}\), \(t\mapsto(t\vee0)\wedge1\). For any minimizing sequence \(\{u_n\}\) in \(\mathcal{C}^K\), we have \(\{\phi(u_n)\}\subseteq\mathcal{C}^K\) and \(\mathcal{E}_1(u)\le\mathcal{E}_1(\phi(u_n))\le\mathcal{E}_1(u_n)\to\mathcal{E}_1(u)\), hence \(\{\phi(u_n)\}\) is also a minimizing sequence in \(\mathcal{C}^K\), which is an \(\mathcal{E}_1\)-Cauchy sequence that \(\mathcal{E}_1\)-converges to \(u\). Moreover, \(0\le\phi(u_n)\le1\) on \(X\) and \(\phi(u_n)=1\) on \(K\). By Corollary 2, there exists a subsequence \(\left\{\phi(u_{n_k})\right\}\) that converges to \(\widetilde{u}\) q.e. on \(X\). Since \(\phi(u_{n_k})=1\) on \(K\), we have \(\widetilde{u}=1\) q.e. on \(K\).
Secondly, we show that \(\mathcal{E}_1(u;v)\ge0\) for any \({v}\in\mathcal{F}\) with \(\widetilde{v}\ge0\) q.e. on \(K\). By Lemma 18, we only need to show that \(\mathcal{E}_1(u;v)\ge0\) for any \(v\in\mathcal{F}\cap C_c(X)\) with \(v\ge0\) on \(K\). For any minimizing sequence \(\{u_n\}\) in \(\mathcal{C}^K\), we have \(\{u_n\}\) is \(\mathcal{E}_1\)-convergent to \(u\), for any \(\varepsilon>0\), we have \(\{u_n+\varepsilon v\}\subseteq\mathcal{C}^K\), hence \(\mathcal{E}_1(u)=\inf_{u\in\mathcal{C}^K}\mathcal{E}_1(u)\le\mathcal{E}_1(u_n+\varepsilon v)\). Letting \(n\to+\infty\), we have \(\mathcal{E}_1(u)\le\mathcal{E}_1(u+\varepsilon v)\), hence \(\mathcal{E}_1(u;v)=\frac{1}{p}\lim_{\varepsilon\downarrow0}\frac{1}{\varepsilon}\left(\mathcal{E}_1(u+\varepsilon v)-\mathcal{E}_1(u)\right)\ge0\). ◻
The second main result of this section is as follows.
Proposition 17. For any \(u\in\mathcal{F}\), we have \(\Gamma(u)\) charges no set of zero capacity, that is, for any subset \(A\subseteq X\), \(\mathrm{cap}_1(A)=0\) implies \(\Gamma(u)(A)=0\).
Proof. Since \(\mathcal{F}\cap C_c(X)\) is \(\mathcal{E}_1\)-dense in \(\mathcal{F}\), we only need to show that for any \(u\in\mathcal{F}\cap C_c(X)\), for any compact subset \(K\subseteq X\) with \(\mathrm{cap}_1(K)=0\), we have \(\Gamma(u)(K)=0\). Indeed, by Lemma 19, there exists \(\{\phi_n\}\subseteq\mathcal{F}\cap C_c(X)\) with \(0\le\phi_n\le1\) on \(X\), \(\phi_n=1\) on \(K\) such that \(\lim_{n\to+\infty}\mathcal{E}_1(\phi_n)=\mathrm{cap}_1(K)=0\). By [52], we have \[0\le\Gamma(u)(K)\le\int_X\phi_n\mathrm{d}\Gamma(u)=\mathcal{E}(u;u\phi_n)-\left(\frac{p-1}{p}\right)^{p-1}\mathcal{E} \left(|u|^{\frac{p}{p-1}};\phi_n\right),\] where \[\lvert\mathcal{E}\left(|u|^{\frac{p}{p-1}};\phi_n\right)\rvert\le\mathcal{E} \left(|u|^{\frac{p}{p-1}}\right)^{{(p-1)}/{p}}\mathcal{E}(\phi_n)^{{1}/{p}}\to0.\] Since \(\{\phi_n\}\) is \(L^p(X;m)\)-convergent to \(0\) and \(u\in\mathcal{F}\cap C_c(X)\), we have \(\{u\phi_n\}\) is \(L^p(X;m)\)-convergent to \(0\). Since \[\begin{align} &\mathcal{E}(u\phi_n)^{{1}/{p}}\le C_p\max\{\lVert u\rVert_{L^\infty(X;m)},\lVert \phi_n\rVert_{L^\infty(X;m)}\}\left(\mathcal{E}(\phi_n)^{{1}/{p}}+\mathcal{E}(u)^{{1}/{p}}\right)\\ &\le C_p\max\{\lVert u\rVert_{L^\infty(X;m)},1\}\left(\sup_n\mathcal{E}(\phi_n)^{{1}/{p}}+\mathcal{E}(u)^{{1}/{p}}\right)<+\infty, \end{align}\] we have \(\sup_{n}\mathcal{E}(u\phi_n)<+\infty\). By [52], we have \(\{u\phi_n\}\) is \(\mathcal{E}_1\)-weakly-convergent to 0, which gives \(\lim_{n\to+\infty}\mathcal{E}(u;u\phi_n)=0\). Hence \(0\le\Gamma(u)(K)\le\lim_{n\to+\infty}\int_X\phi_n\mathrm{d}\Gamma(u)=0\), that is, \(\Gamma(u)(K)=0\). ◻
Date: 2026-06-14↩︎
MSC2020: 31E05, 28A80↩︎
Keywords: Laakso spaces, walk dimensions, Poincaré inequalities, cutoff Sobolev inequalities.↩︎
The author is very grateful to Fabrice Baudoin for stimulating discussions, and to Ryosuke Shimizu for pointing out the recent paper [1] on (canonical) \(p\)-energy measures and for valuable communications on nonlinear potential theory.↩︎
It was recently proved in [20] that the chain condition can be dropped.↩︎
Here countable refers to finite or countably infinite.↩︎
Recall that each \(n\)-cell has diameter \(2^n\) in \((\mathcal{T}(\mathbf{b}),\mathbf{d}_{\mathcal{T}(\mathbf{b})})\) and each level-\(n\) wormhole is the center of an \(n\)-cell.↩︎
This follows from the fact that for any \(n,m\in\mathbb{Z}\) with \(n>m\), for any \(n\)-cell, there exist \(\mathbf{b}(n)\) \(m\)-cells whose centers have the distance \(2^{m-1}\) to the center of the \(n\)-cell.↩︎
Notice that high level wormholes can only be used finitely many times for a geodesic.↩︎