We characterize the birational geometry of some hyperkähler fourfolds of Picard rank \(3\) obtained as the Fano varieties of lines on cubic fourfolds containing pairs of cubic scrolls. In each of the two cases
considered, we identify all of the birational models, relating each model to familiar geometric constructions, and give explicit birational maps between them. We also provide structural results about the birational automorphism groups, giving generators in
both cases and a full set of relations in one case. Finally, as a byproduct of our analysis, we obtain non-isomorphic cubic fourfolds whose Fano varieties of lines are birationally equivalent.
Cubic fourfolds are a central object in algebraic geometry, studied with respect to rationality questions and for their connections to hyperkähler manifolds. In a very general cubic fourfold, any algebraic surface is homologous to a complete
intersection, but a countably infinite collection of divisors \(\mathcal{C}_d\) in the moduli space of cubic fourfolds parametrize cubics containing extra algebraic surfaces [1]. Cubics contained in these divisors are often more interesting from the point of view of rationality questions: it is conjectured that the rational cubic fourfolds are contained in the union of
certain divisors \(\mathcal{C}_d\). The Fano variety of lines \(F\) on a cubic fourfold \(X\) is a hyperkähler manifold by [2], and when \(X\in \mathcal{C}_d\), typically \(F\) exhibits richer birational geometry, which can be studied
via the Global Torelli theorem (due to Huybrechts, Markman and Verbitsky). Here, we focus on the Fano varieties of lines on cubic fourfolds belonging to the family \(\mathcal{C}_{12}\), whose general member contains a cubic
scroll.
The divisor \(\mathcal{C}_{12}\) was first studied in [3], where the authors studied the birational models of the
corresponding Fano variety of lines, and exhibited a birational transformation of infinite order. More recently, it has been proved that \(\mathcal{C}_{12}\) contains many geometrically interesting families of cubic
fourfolds. For example, there is a ten dimensional family of cubics admitting an involution fixing a line pointwise, denoted by \(\mathcal{M}_{\phi_2}\) in the notation of [4]. For \(X\in \mathcal{M}_{\phi_2},\) the middle algebraic cohomology of \(X\) is spanned by
classes represented by cubic scrolls, along with the square of the hyperplane class. Any pair of cubic scrolls spanning different hyperplane sections of \(X\) is either syzygetic or
non-syzygetic, meaning they intersect in three or one points, respectively (2). Further, such a cubic fourfold is conjecturally irrational [4], and one could hope this is reflected in the birational geometry of the associated hyperkähler manifolds.
Motivated by this, we study the birational geometry of the Fano variety \(F\) of lines on a very general cubic fourfold \(X\) containing either a syzygetic or a non-syzygetic pair of
cubic scrolls. In both cases, \(F\) has Picard rank three, and we describe the movable and ample cones of \(F\) by identifying the wall divisors following techniques from [5]. We first consider a cubic fourfold \(X\) with a syzygetic pair of cubic scrolls — in this case, the movable cone is
bounded by infinitely many walls corresponding to prime exceptional divisors (see 2.4). We prove the following result:
Theorem 1. Let \(F\) be the Fano variety of lines on a very general cubic fourfold \(X\) containing a syzygetic pair of cubic scrolls. Then \(F\) has five isomorphism classes of birational hyperkähler models, represented by the following:
\(F\) itself, and
four non-isomorphic Mukai flops of \(F\), each isomorphic to a double EPW sextic.
In the non-syzygetic case, the movable cone coincides with the positive cone, but surprisingly the birational geometry of \(F(X)\) is more complicated. This is partially explained by the fact that cubics containing a
non-syzygetic pair of cubic scrolls automatically contain a third family of cubic scrolls (see 3).
Theorem 2. Let \(F\) be the Fano variety of lines on a very general cubic fourfold \(X\) containing a non-syzygetic pair of cubic scrolls. Then \(F\) has eight isomorphism classes of birational hyperkähler models, represented by the following:
\(F\) itself,
six non-isomorphic Mukai flops of \(F\), each isomorphic to a double EPW sextic, and
a Mukai flop of \(F\) along a pair of disjoint planes in \(F\), isomorphic to the Fano variety of lines on another cubic fourfold containing a non-syzygetic pair of cubic
scrolls.
As a consequence, we obtain the first examples of the following phenomenon:
Corollary 1. There exist non-isomorphic cubic fourfolds with birationally equivalent Fano varieties of lines.
The relationship between these cubics is explored more fully in two later papers. In [6], they are shown to be birationally equivalent Fourier–Mukai partners, and
the authors of [7] use Gale duality to relate the equations of the two cubics.
These results are of interest for three main reasons. First, they provide examples of hyperkähler fourfolds of Picard rank three whose birational geometry is explicitly understood; to our knowledge, this has only been done in the significantly easier
case of Picard rank two. Second, our techniques also allow us to deduce information about the birational automorphism group of \(F\), even though understanding the structure of \(\mathrm{Bir}(F)\) is in general more difficult than enumerating the birational models. Specifically, we obtain the following structural result for \(\mathrm{Bir}(F)\):
Theorem 3. Let \(F\) be the Fano variety of lines on \(X\), a very general cubic fourfold containing a syzygetic or non-syzygetic pair of cubic scrolls. Then:
The infinite order group \(\mathrm{Bir}(F)\) is generated by the covering involutions of the double EPW sextics obtained as Mukai flops of \(F.\)
In particular, in the syzygetic case we have: \[\mathrm{Bir}(F)\cong\langle a,b,c,d\;|\; a^2=b^2=c^2=d^2=1\rangle.\]
Finally, the birational equivalence between \(F\) and double EPW sextics continues a beautiful story of associations between cubics in \(\mathcal{C}_{12}\) and Gushel–Mukai fourfolds. In
[8], the authors show that a general \(X\in \mathcal{C}_{12}\) is birational to a Hodge-theoretically associated to a GM fourfold
\(Z\) containing a plane; in [9], \(X\) and \(Z\) are
moreover shown to be Fourier–Mukai partners. The fourfold \(Z\) in turn determines a double EPW sextic, a hyperkähler manifold introduced by O’Grady ([10]–[12]). In [13], the authors show these manifolds can be constructed from
considering conics on the general Gushel–Mukai fourfold. This result was extended to all smooth ordinary Gushel–Mukai fourfolds in [14]. Combining both the
birational map between \(X\) and \(Z\) and this geometric description of the double EPW sextic in terms of conics on \(Z\), we construct birational maps
between \(F\) and two non-isomorphic double EPW sextics explicitly. Along with correcting the census of birational models of \(F\) given in [3], this yields a clearer geometric interpretation of each model and of the birational automorphism group, persisting even when \(X\) specializes to both the syzygetic and
non-syzygetic cases.
In Section 2, we recall the relevant definitions and results about cubic threefolds and fourfolds containing cubic scrolls, the Fano variety of lines on such a cubic fourfold, and the birational geometry of hyperkähler
manifolds of K3\(^{[2]}\)-type. We also introduce Gushel–Mukai fourfolds and double EPW sextics. In Section 3, we study the birational geometry of the Fano variety of lines \(F\) on a very general cubic fourfold \(X\) containing a cubic scroll, proving that \(F\) is birational to two non-isomorphic double EPW sextics. In particular,
Theorem 7 corrects the census of birational models of \(F\) originally provided in [3]. In Sections 4 and 5, we prove Theorems 1 and 2 (Theorems 8 and 10), respectively, as well as Theorem 3 (Theorems 9 and 11), by carrying out an analysis of the chambers of the movable cone of \(F\) when \(X\) contains a syzygetic and non-syzygetic, respectively, pair of cubic scrolls. Explicit examples in Appendix 6 illustrate generic behavior
of such cubic fourfolds.
We thank Nicolas Addington, Brendan Hassett, Alex Perry, Jack Petok, and Yuri Tschinkel for valuable conversations. In particular, Nicolas Addington suggested the possible connection to double EPW sextics explored in Section 3.3, and Brendan Hassett suggested techniques that streamlined our arguments enumerating the birational models of \(F\). The computations in Appendix 6
were done in Magma [15]. Finally, we thank the anonymous referees and Alexander Kuznetsov for their comments and remarks that helped the exposition.
This material is based upon work supported by the NSF Grant DMS-1929284 while the authors were in residence at the Institute for Computational and Experimental Research in Mathematics in Providence, RI, during the Hyperkähler Manifolds and Special Cubic
Fourfolds Collaborate@ICERM Program. The authors were also partially supported by the Hausdorff Research Institute for Mathematics, while in residence for the Junior Trimester Program on Algebraic geometry: derived categories, Hodge theory, and Chow
groups, funded by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation) under Germany’s Excellence Strategy – EXC-2047/1 – 390685813. S.F. was supported in part by an AMS-Simons travel grant and NSF grant DMS-2401601. L.M. was supported in
part by NSF grant DMS-2503390.
We consider complex cubic threefolds and fourfolds that contain rational normal cubic scrolls, hereafter referred to as cubic scrolls.
Definition 1. A cubic scroll\(T\subset \mathbb{P}^4\) is an irreducible non-degenerate surface of degree 3. Equivalently, \(T\) is isomorphic to the blow up of
\(\mathbb{P}^2\) in a point embedded into \(\mathbb{P}^4\).
In 2.1 we recall generalities on nodal cubic threefolds \(Y\subset \mathbb{P}^4\) that contain cubic scrolls. In particular, we recall the description of the components of the
Fano variety of lines \(F(Y)\) for such a threefold due to [3]. In 2.2, we focus
on smooth cubic fourfolds \(X\subset \mathbb{P}^5\) containing cubic scrolls, defining the notion of syzygyetic and non-syzygetic pairs of scrolls (2). In 2.3, we describe the Abel–Jacobi map relating the cohomology of \(X\) to its Fano variety of lines. In 2.4, we describe the structure of the movable and ample cone of a hyperkähler manifold of K3\(^{[2]}\)-type (5). Finally, in 2.5 we recall the relevant results on Gushel–Mukai fourfolds and associated double EPW sextics, emphasizing a geometric point of view.
Let \(Y\) be a cubic threefold containing a cubic scroll \(T\), as studied in detail in [3].
A generic such cubic threefold has six nodes in general position. Conversely, any cubic threefold with six nodes in general position contains a cubic scroll. Indeed, such a cubic threefold is determinental, and the cubic scrolls in \(Y\) correspond to the degeneracy loci of 2 by 3 and 3 by 2 minors of this determinental matrix. We summarize some of their geometric properties in this section.
By [3], \(Y\) contains another cubic scroll \(T^\vee\) residual to \(T\) in a quadric, and two nets of cubic scrolls homologous to \(T\) and \(T^\vee\) respectively. Each node of \(Y\) is contained
in all of the cubic scrolls in \(Y\), and the complete linear system \(|\mathcal{I}_{T/Y}(2)|\) induces a rational map \(q\colon
Y\dashrightarrow\mathbb{P}^2\), resolved by passing to a small resolution \(Y^+\) of \(Y\) as in the diagram below.
As noted in [16], the map \(p\) is a \(\mathbb{P}^1\)-bundle, and for a general line \(\ell\subset \mathbb{P}^2\), \(f_*p^*(\ell)\) is a cubic scroll homologous to \(T^\vee\).
Remark 1. If \(T'\subset Y\) is a smooth cubic scroll homologous to \(T^\vee\), there are two types of lines in \(T'\): an exceptional
line \(E\) with \(E^2=-1\) under the intersection form and a pencil of lines \(L\) with \(L^2=0\). The first type is a
section of the \(\mathbb{P}^1\)-bundle \(q|_{T'}\colon T'\to\mathbb{P}^1\) whereas the second is a fiber.
Similarly, the linear system \(|\mathcal{I}_{T^\vee/Y}(2)|\) induces a map \(q^\vee\colon Y\dashrightarrow\mathbb{P}^2\) resolved by a small resolution \(Y^-\) which differs from \(Y^+\) by six Atiyah flops [16].
The Fano variety of lines on \(Y\) has three components:
Proposition 1. [3] The Fano variety of lines \(F(Y)\) on \(Y\)
decomposes as \(P\cup S'\cup P^\vee\) where \(P,P^\vee\simeq\mathbb{P}^2\) and \(S'\) is a singular surface whose normalization is a smooth cubic
surface.
More specifically, the normalization \(S\to S'\) resolves fifteen apparent double points on \(S'\), corresponding to the fifteen lines passing through two nodes of \(Y\)[3].
Remark 1. We summarize another account of the components of \(F(Y)\), as outlined in [17]. Given a node
\(y\in Y\), a union of twisted cubic curves \(C_y\) and \(C_y^\vee\) parametrizes the lines on \(Y\) passing through \(y\)[3]. Hence the surface in \(Y\) swept out by the lines through \(y\) decomposes as a union of cones \(A_y\cup A_y^\vee\) over twisted cubics; by [3], the surfaces
\(A_y\) and \(A_y^\vee\) are homologous to \(T\) and \(T^\vee\), respectively. One obtains a birational map \[\mathrm{Hilb}^2(C_y\cup C_y^\vee)\dashrightarrow F(Y)\] by taking the residual line to the two lines determined by \(\xi\in\mathrm{Hilb}^2(C_y\cup C_y^\vee).\) Considering instead bisecant
lines, which intersect \(C_y\cup C_y^\vee\) with multiplicity at least \(2\), Dolgachev upgrades this to an isomorphism \[\mathrm{Bis}(C_y\cup
C_y^\vee)\xlongrightarrow{\sim} F(Y)\] in [17]. The planes \(P,P^\vee\subset F(Y)\) can be identified with \(\mathrm{Bis}(C_y)\) and \(\mathrm{Bis}(C_y^\vee)\), i.e. the set of lines bisecant to \(C_y\) and \(C_y^\vee\), respectively.
The surface \(S'\) consists of lines meeting both \(C_y\) and \(C_y^\vee\).
2.2 Special cubic fourfolds in \(\mathcal{C}_{12}\)↩︎
For a smooth cubic fourfold \(X\), we define the lattice of algebraic cycles (using the fact that cubic fourfolds satisfy the integral Hodge conjecture [18]): \[A(X)=H^4(X,\mathbb{Z})\cap H^{2,2}(X,\mathbb{C}).\] Letting \(\eta_X\) be the square of the hyperplane class, we also define
\[H^4(X,\mathbb{Z})_{prim}=\langle\eta_X\rangle^\perp\subset H^4(X,\mathbb{Z})\] and \[A(X)_{prim}=H^4(X,\mathbb{Z})_{prim}\cap A(X).\] Each of the above is a lattice under the
intersection pairing. For a very general cubic fourfold, \(A(X)_{prim}=0\), but countably many divisors \(\mathcal{C}_d\) in the moduli space of cubic fourfolds parametrize those with \(A(X)_{prim}\neq0\). Whenever \(\eta_X\in K\subset A(X)\) where \(K\) is a primitive sublattice of rank two, and the discriminant of the intersection form on
\(K\) is \(d\), we say \(X\in\mathcal{C}_d\), and \(K\) is called a labeling of \(X\).
We focus in particular on smooth cubic fourfolds \(X\subset \mathbb{P}^5\) that contain a cubic scroll \(T\), or equivalently contain a hyperplane section \(Y=X\cap H\) with six nodes in general position [3]. A cubic scroll \(T\subset X\) determines a
labelling \(K_{12}\hookrightarrow A(X)\) (see [1]), so \(X\in \mathcal{C}_{12}.\) Indeed,
the intersection pairing on \(\langle\eta_X,T\rangle\subset A(X)\) is given by:
\(\eta_X\)
\(T\)
\(\eta_X\)
\(3\)
\(3\)
\(T\)
\(3\)
\(7\)
As a consequence of Section 2.1, we immediately see the following:
Lemma 1. [19] Let \(X\) be a general cubic fourfold containing a cubic scroll \(T\). Then:
there is a net of scrolls homologous to \(T\), all contained in \(H\),
there exists a residual cubic scroll \(T^\vee\subset X\) spanning the same hyperplane as \(T\) such that \([T]+[T^\vee]=2\eta_X\in A(X).\)
In much of what follows, we take \(X\) to contain two cubic scrolls \(T_1\) and \(T_2\) spanning different hyperplanes \(H_1\) and \(H_2\). For a very general such \(X\), the classes \(\eta_X\), \([T_1]\), and \([T_2]\) span \(A(X)\), and the intersection form is given by
\(M_\tau:=\)
\(\eta_X\)
\(T_1\)
\(T_2\)
\(\eta_X\)
\(3\)
\(3\)
\(3\)
\(T_1\)
\(3\)
\(7\)
\(\tau\)
\(T_2\)
\(3\)
\(\tau\)
\(7\)
where \(\tau\in\{1,2,3,4,5\}\)[4]. Note that if \([T_1]\cdot
[T_2]=\tau,\) then \([T_1^\vee]\cdot [T_2]=6-\tau\) since \([T_1]+[T_1^\vee]=2\eta_X\); hence we can take \(\tau\in\{1,2,3\}\).
Remark 1. Note that there is a small error in [4], which originally ruled out \(\tau=2,4\):
such an intersection gives a vector \(v= 2\eta_X-[T_1]-[T_2]\) with \(v^2=6\), but \(\mathrm{div} (v)=1\) in the full primitive cohomology \(H^4(X, \mathbb{Z})\).
Lemma 2. Let \(X\subset \mathbb{P}^5\) be a general cubic fourfold containing two cubic scrolls \(T_1, T_2\) spanning distinct hyperplanes \(H_1, H_2\subset \mathbb{P}^5\). Then the cubic surface \(\Sigma \mathrel{\vcenter{:}}= H_1\cap H_2\cap X\) is smooth.
Proof. We provide examples of such cubics in 6 when \(\tau=1,3\). Since smoothness is an open condition, and the moduli spaces of cubics with markings by \(M_{\tau}\) for \(\tau = 1, 3\) are both irreducible by [20], the result follows
in those cases. A similar example proves the claim for \(\tau=2\) but is not included because we do not treat such cubics in this paper. ◻
Thus, one can interpret the intersection of \(T_1\) and \(T_2\) in terms of the intersection of two twisted cubics on \(\Sigma=X\cap H_1\cap H_2\), (see
[4]). This observation motivates the following definition:
Definition 2. We say that \(T_1\) and \(T_2\) are syzygetic scrolls provided \([T_1]\cdot [T_2]=3,\) and azygetic
scrolls provided \([T_1]\cdot [T_2]=2\) or \(4\). If \([T_1]\cdot [T_2]=1\) or \(5\) we say the pair is
non-syzygetic.
Indeed, the twisted cubics \(T_1\cap H_2\) and \(T_2\cap H_1\) on the cubic surface \(\Sigma=X\cap H_1\cap H_2\) form a syzygetic duad in the first case,
as defined in [21], and an azygetic duad in the second. We study these twisted cubics in Lemma 9.
In the non-syzygetic case, there are exactly two other algebraic cycles with the same numerics as a cubic scroll, namely: \[\begin{align}
\label{eqn:T3def}
\begin{aligned} [T_3]&=3\eta_X-[T_1]-[T_2],\\ [T_3^\vee]&=[T_1]+[T_2]-\eta_X.
\end{aligned}
\end{align}\tag{2}\]
Lemma 3. The classes \([T_3]\) and \([T_3^\vee]\) are represented by cubic scrolls in \(X\).
Proof. Let \(\mathcal{X}\rightarrow B\) be a local universal family of marked cubic fourfolds, where we identify each lattice \(A(X_b)_{\mathrm{prim}}\) with a sublattice of
\(H^4(X_0,\mathbb{Z})_{\mathrm{prim}}\), with \(X_0=X\). We let \(B'\subset B\) denote the Hodge locus of the class \([T_3]\); i.e. the locus parametrizing fibers \(\mathcal{X}_b\) where \([T_3]\) remains algebraic, so \([T_3]\in A(X_b)\). If
\(b\in B'\) is very general, then the cubic \(X_b\) has \(A(X_b)\cong \langle \eta_{X_b}, [T_3]\rangle\) and \(X_b\)
contains a cubic scroll \(T'\), necessarily with class \([T_3]\)[19].
Then by specialization, in \(X\) the class \([T_3]\) is also represented by an effective cycle of degree 3 in \(\mathbb{P}^5.\) Since \(X\) does not contain a plane, this is necessarily irreducible, and since \([T_3]^2=7\) the only option is for \([T_3]\) to be represented by a cubic scroll.
Since \([T_3^\vee]=2\eta_X-[T_3]\), we know \([T_3^\vee]\) is also represented by a cubic scroll. ◻
We will also make use of the following fact:
Proposition 1. For \(X\) a general cubic fourfold in \(\mathcal{C}_{12}\) or a general cubic fourfold containing a pair of cubic scrolls, \(\mathrm{Aut}(X)=0\).
Proof. The locus of cubic fourfolds with an order \(p\) automorphism has dimension at most dimension 14 (see [22]). It
follows that a general \(X\) is not contained in any of these loci. ◻
Remark 1. Our main motivation for studying the cubics containing syzygetic and non-syzygetic pairs of scrolls stems from the desire to investigate the rationality of cubics \(X\) with an involution fixing a line
pointwise. The twelve dimensional moduli space of such cubics \(\mathcal{M}_{\phi_2}\) is contained in \(\mathcal{C}_{12}\): however, a general \(X\in
\mathcal{M}_{\phi_2}\) contains 240 classes represented by cubic scrolls, and \(\mathrm{rank}A(X)_{prim}=8\)[4]. Thus the results discussed here can be viewed as a step towards understanding cubics contained in this family, to be treated in future work.
2.3 The Fano variety of lines on a cubic fourfold↩︎
Let \(X\) be a smooth cubic fourfold and \(F\) its Fano variety of lines, a hyperkähler fourfold of K3\(^{[2]}\)-type [2].
The Abel–Jacobi map \[\alpha\colon H^4(X,\mathbb{Z})\rightarrow H^2(F,\mathbb{Z})\] restricts to an isomorphism \(H^4(X,\mathbb{Z})_{prim}\rightarrow H^2(F,\mathbb{Z})_{prim}\)
compatible with the Hodge filtrations and (up to sign) with the quadratic forms on each lattice; more specifically, we have \[q(\alpha(x),\alpha(y))=-x\cdot y\] where \(q\) is the
Beauville–Bogomolov–Fujiki form (BBF form) of \(F\). We write \(v^2\mathrel{\vcenter{:}}= q(v,v)\) for \(v \in H^2(F,\mathbb{Z})\). Letting \(g\) be the Plücker polarization on \(F\), we have that \(\alpha(\eta_X)=g\) and, moreover, \(g^2=6\)[2].
If \(A(X)=\langle \eta_X,T\rangle\) where \(T\) is a cubic scroll, then setting \(\lambda=\alpha(T-\eta_X)\) and applying the compatibilities of the
Abel–Jacobi map as described above, we see that the BBF form on \(\mathrm{NS}(F)\) is given by
\(J_{12}=\)
\(g\)
\(\lambda\)
\(g\)
\(6\)
\(0\)
\(\lambda\)
\(0\)
\(-4\)
and the discriminant group of \(\mathrm{NS}(F)\) is \[D_{\mathrm{NS}(F)}\cong\mathbb{Z}/6\times\mathbb{Z}/4,\] with factors generated by \([\frac{g}{6}]\) and \([\frac{\lambda}{4}]\in D_{\mathrm{NS}(F)}\).
Next, suppose \(A(X)=\langle \eta_X,T_1,T_2\rangle\) where \(T_1\) and \(T_2\) are cubic scrolls spanning different hyperplanes. Let \(\lambda_i=\alpha(T_i-\eta_X)\). If \(T_1\) and \(T_2\) are a syzygetic pair, then the BBF form on \(\mathrm{NS}(F)\) is
\(J_{syz}=\)
\(g\)
\(\lambda_1\)
\(\lambda_2\)
\(g\)
\(6\)
\(0\)
\(0\)
\(\lambda_1\)
\(0\)
\(-4\)
\(0\)
\(\lambda_2\)
\(0\)
\(0\)
\(-4\)
and the discriminant group \[D_{\mathrm{NS}(F)}\cong\mathbb{Z}/6\times(\mathbb{Z}/4)^2\] has factors generated by \([\frac{g}{6}]\), \([\frac{\lambda_1}{4}]\), and \([\frac{\lambda_2}{4}]\). On the other hand, if \(T_1\) and \(T_2\) are a non-syzygetic pair
labeled so that \([T_1]\cdot[T_2]=1\), the BBF form on \(\mathrm{NS}(F)\) is
\(J_{nonsyz}=\)
\(g\)
\(\lambda_1\)
\(\lambda_2\)
\(g\)
\(6\)
\(0\)
\(0\)
\(\lambda_1\)
\(0\)
\(-4\)
\(2\)
\(\lambda_2\)
\(0\)
\(2\)
\(-4\)
and the discriminant group \[D_{\mathrm{NS}(F)}\cong\mathbb{Z}/6\times\mathbb{Z}/2\times\mathbb{Z}/6\] has factors generated by \([\frac{g}{6}]\), \([\frac{\lambda_1}{2}]\), and \([\frac{\lambda_1}{3}+\frac{\lambda_2}{6}]\).
2.4 Birational geometry of hyperkähler fourfolds↩︎
In order to study the birational geometry of \(F\), we use the Global Torelli theorem for hyperkähler manifolds of K3\(^{[2]}\)-type due to Verbitsky [23]. It was reformulated by Huybrechts [24] and Markman [25]; in particular, we use Markman’s Hodge-theoretic version. We denote by \(\mathrm{Mon}^2_{Hdg}(F)\) the subgroup of monodromy
operators in \(\mathrm{Mon}^2(F)\) that preserve the Hodge structure. Recall that for a manifold \(F\) of K3\(^{[2]}\)-type, \(\mathrm{Mon}^2(F)\) is equal to the subgroup of elements of \(\mathrm{O}^+(H^2(F,\mathbb{Z}))\) that act by \(\pm \mathrm{Id}\) on the discriminant group [25].
Theorem 4. [25]Let \(F\) be a projective hyperkähler manifold. Let \(g\in
\mathrm{Mon}^2_{Hdg}(F)\). Then there exists \(f\in \mathrm{Bir}(F)\) such that \(f^*=g\) if and only if \(g^*\mathrm{Mov}(F)=\mathrm{Mov}(F)\).
Further, \(f\in \mathrm{Aut}(F)\) if and only if \(g^*\mathrm{Amp}(F)=\mathrm{Amp}(F)\).
Remark 1. In particular, it follows that a birational map \(f\colon F\dashrightarrow F'\) between hyperkähler manifolds is regular (hence an isomorphism) if and only if \(f^*\omega\) is ample for an ample class \(\omega\).
The structure of the nef and movable cones of hyperkähler manifolds are well known: for K3\(^{[m]}\)-type, they are described in [25] and [26] using the extended Mukai-lattice. Here, we focus on the simpler case of manifolds of K3\(^{[2]}\)-type.
Let \(F\) be a projective hyperkähler manifold of K3\(^{[2]}\)-type. Let \(\overline{\mathrm{Pos}(F)}\) be the component of the cone \(\{x\in \mathrm{NS}(F)\otimes \mathbb{R}\mid x^2 \geq 0\}\) that contains an ample class. We denote by \(\mathrm{Mov}(F)\subset \overline{\mathrm{Pos}(F)}\) the (closed) convex cone generated by
classes of line bundles on \(F\) whose base locus has codimension at least \(2\). By [27], \[\mathrm{Mov}(F) = \overline{\bigcup_{f\colon F\dashrightarrow F'} f^*\mathrm{Nef}(F')},\] where \(f\colon F\dashrightarrow F'\) is a
birational map with \(F'\) a hyperkähler manifold.
Remark 1. For hyperkähler manifolds with \(b_2\geq 5\), there are finitely many birational models (see [28],
[29], and [30] for the removal of \(b_2\neq5\) assumption). In particular, this is the case for hyperkähler manifolds of K3\(^{[2]}\)-type.
We define the following set of divisors: \[\begin{align} \mathcal{W}_{\mathrm{pex}}&\mathrel{\vcenter{:}}= \{\rho \in \mathrm{NS}(F) \mid \rho^2=-2 \}\\ \mathcal{W}_{\mathrm{flop}}&\mathrel{\vcenter{:}}= \{\rho\in
\mathrm{NS}(F) \mid \rho^2=-10, \textrm{div}(\rho)=2\}.
\end{align}\] A divisor \(\rho\in \mathcal{W}_{\mathrm{pex}}\cup \mathcal{W}_{\mathrm{flop}}\) is called a wall divisor [5], and \(\rho\in \mathcal{W}_{\mathrm{pex}}\) is moreover referred to as a stably prime exceptional divisor. The following structure theorem for \(\mathrm{Mov}(F)\) and \(\mathrm{Amp}(F)\) in the case of hyperkähler manifolds of K3\(^{[2]}\)-type combines the results of Markman [25] and Bayer, Hassett and Tschinkel [26].
Theorem 5. [31]Let \(F\) be a hyperkähler manifold of K3\(^{[2]}\)-type.
The interior of \(\mathrm{Mov}(F)\) is the connected component of \[\overline{\mathrm{Pos}(F)}\setminus \bigcup_{\rho\in \mathcal{W}_{\mathrm{pex}}} \rho^\perp\] that contains the
class of an ample divisor.
The ample cone \(\mathrm{Amp}(F)\) is the connected component of \[\overline{\mathrm{Pos}(F)}\setminus \bigcup_{\rho\in \mathcal{W}_{\mathrm{pex}}\cup \mathcal{W}_{\mathrm{flop}}}
\rho^\perp\] that contains the class of an ample divisor.
Note that each connected component of \[\textrm{Int}(\mathrm{Mov}(F))\setminus \bigcup_{\rho\in \mathcal{W}_{\mathrm{flop}}} \rho^\perp\] corresponds to \(f^*(\mathrm{Amp}(F'))\) for
a birational map \(f\colon F\dashrightarrow F'\) with \(F'\) a hyperkähler manifold.
To obtain this chamber decomposition of \(\overline{\mathrm{Pos}(F)}\) and of \(\mathrm{Mov}(F),\) Markman uses a more explicit description of the group \(\mathrm{Mon}^2_{Hdg}(F)\) as follows. Let \(W_{Exc}\subset \mathrm{Mon}^2_{Hdg}(F)\) be the subgroup generated by reflections \(R_\rho\) for all \(\rho\in \mathcal{W}_{\mathrm{pex}}\), and let \(\mathrm{Mon}_{Bir}^2\subset \mathrm{Mon}^2_{Hdg}(F)\) be the subgroup generated by monodromy operators induced from birational transformations of
\(F\). Let \(\pi\colon \mathrm{Mon}_{Hdg}^2(F)\rightarrow \mathrm{O}(\mathrm{NS}(F))\) be the restriction homomorphism. We record some useful facts:
Proposition 1. Let \(F\) be a hyperkähler manifold of K3\(^{[2]}\)-type. Then:
\(\mathrm{Mov}(F)\) is a fundamental domain for the action of \(W_{Exc}\) on \(\overline{\mathrm{Pos}(F)}\);
The kernel of \(\pi\) is a subgroup of \(\mathrm{Mon}^2_{Aut}\), the set of monodromy operators induced by automorphisms of \(F\).
Proof. The first statement is [25]. The second statement is [25]. For the third, [25] asserts that the kernel of \(\pi\) is a subgroup of \(\mathrm{Mon}_{Bir}^2.\) By [32], a birational map acting trivially on \(\mathrm{NS}(F)\) is
regular. ◻
Remark 1. If \(F\) is the Fano variety of lines on a cubic fourfold \(X\) with \(\mathrm{Aut}(X)=0\), then \(\mathrm{Bir}(F) \to \mathrm{O}(\mathrm{NS}(F))\) is an embedding. Indeed, \(\mathrm{Aut}(F,g)=\mathrm{Aut}(X)=0\), so no automorphisms of \(F\) act trivially on
\(\mathrm{NS}(F)\) (see [33]). In particular, by Proposition 1, this always applies for the cubic fourfolds we study.
Later, we will exhibit birational models of the Fano variety \(F\) of lines on a general cubic fourfold \(X\in\mathcal{C}_{12}\) as double Eisenbud-Popescu-Walter (EPW) sextics
constructed from smooth Gushel–Mukai (GM) fourfolds. In this section we recall the relevant background and terminology.
Let \(V_5\) be a complex vector space of dimension \(5\).
Definition 3. An (ordinary) GM fourfold \(Z\) is a smooth transverse intersection of the form \[Z \mathrel{\vcenter{:}}= \mathrm{Gr}(2,V_5) \cap \mathbb{P}^8\cap Q\subset
\mathbb{P}(\bigwedge\nolimits^2V_5),\] where \(\mathrm{Gr}(2,V_5)\) is given the Plücker embedding, \(\mathbb{P}^8\) is a linear subspace, and \(Q\)
is a quadric.
Such a fourfold is a Fano variety with Picard number \(1\), index \(2\) and degree \(10\)[34]. In [13], the authors relate a GM fourfold \(Z\) to an
EPW sextic \(W\) in the following way. Let \(I\mathrel{\vcenter{:}}= |\mathcal{O}_Z(2)|\) be the linear system of quadrics in \(\mathbb{P}^8\) containing
\(Z\), and let \(\mathrm{Disc}(Z) \subset I\) be the irreducible component of the discriminant hypersurface that parametrizes singular quadrics that are not restrictions of the Plücker
quadrics.
Theorem 6 ([13], [35]). Let \(Z\) be an ordinary GM fourfold. The component \(\mathrm{Disc}(Z) \subset I\) of the discriminant locus is an EPW sextic.
Taking an appropriate double cover of \(W\mathrel{\vcenter{:}}= \mathrm{Disc}(Z)\), one obtains a double EPW sextic associated to \(Z\) coinciding with the one constructed and studied by
O’Grady in [10]–[12]. We instead review the construction of the double EPW sextic dual to this double cover. Let
\(W^\vee\subset I^\vee\) be the hypersurface dual to \(\mathrm{Disc}(Z)\); when \(Z\) contains no decomposable vectors, \(W^\vee\) is again an EPW sextic [36] (see also [35]). We make use of the following geometric interpretation of \(W^\vee\), explained in [13] (see
the construction of the map \(\alpha\) preceding Proposition 4.9); see [14] (specifically Sections 4 and 7.6) for a
generalization.
Lemma 4. The EPW sextic \(W^\vee\) satisfies the following properties:
Let \(w\in W^\vee\) be a general point. Then \(w\) corresponds to a unique singular quadric
threefold \(Q_w\subset\mathbb{P}(\wedge^2V_4)\subset\mathbb{P}^8\) for some \(V_4\subset V_5\), and vice versa.
Let \(C\subset Z\) be a general conic not contained in any plane in \(Z\). Then there is a unique
point \(w\in W^\vee\) such that \(Q_w\) contains the plane spanned by \(C\).
Proof. Recall that there is a distinguished hyperplane \(H_P\subset I\) spanned by the Plücker quadrics that contain \(Z=\mathrm{Gr}(2,V_5)\cap \mathbb{P}^8\cap Q\subset
\mathbb{P}(\wedge^2V_5).\) A point \(w\in W^\vee\) determines a distinct hyperplane \(H\subset I\). The intersection \(H\cap H_P\cong
\mathbb{P}^3=\mathbb{P}(V_4)\) determines a \(V_4\subset V_5\), after identifying the space of Plücker quadrics \(H_P\) with \(\mathbb{P}(V_5)\).
Writing \(H=\mathbb{P}(V_4\oplus \langle\tilde{Q}\rangle)\) for some non-Plücker quadric \(\tilde{Q}\), one finds that the base locus of \(H\) when
restricted to the ambient \(\mathbb{P}^8\) is the union of \(Z\) and a quadric threefold \(Q_w\subset \tilde{Q}\cap \mathbb{P}^8\). Since \(H\) is tangent to \(W\subset I\), \(Q_w\) is singular. Moreover, for general \(w\), [13] the hyperplane \(V_4\subset V_5\) is unique, and \(Q_w:=\tilde{Q} \cap\mathbb{P}(\wedge^2V_4)\cap
\mathbb{P}^8\subset\mathbb{P}(\wedge^2V_5)\), where \(\tilde{Q}\) is a member of \(H\).
Conversely, suppose \(Q'\subset\mathbb{P}(\wedge^2V_4)\) is a singular quadric threefold. Then the complete linear system of quadrics containing \(Q'\) determines a hyperplane
\(H\subset I\) which is tangent to \(W\) since \(Q'\) is singular. Hence we obtain a point \(w\in W^\vee\), proving ([item:32point32to32quadric]).
For ([item:32conic32to32quadric]), let \(C\subset Z\) be a conic such that the plane \(\langle C\rangle\) is not contained in \(Z\). A general such conic \(C\) is not a \(\rho\)-conic (see the discussion at the
beginning of [13]), so there is a unique \(V_4\subset V_5\) such that \(\mathbb{P}(\wedge^2
V_4)\) contains \(C\). Let \(P_{V_4}\) denote the intersection of the Plücker quadric \(G(2,V_4)\) with \(\mathbb{P}^8\subset \mathbb{P}^9\), and let \(Q_{V_4}\mathrel{\vcenter{:}}= Q\cap \mathbb{P}(\wedge^2 V_4)\cap \mathbb{P}^8\). This gives a pencil \(\langle P_{V_4},
Q_{V_4}\rangle\) of quadric threefolds in \(\mathbb{P}(\wedge^2 V_4)\), uniquely determined by \(Z\) and \(C\). Since \(\langle C\rangle\not\subset Z\), there is a unique quadric \(Q_{C}\) in the pencil containing this plane (for more details, see the discussion preceding Proposition 4.9 of [13]). The quadric \(Q_{C}\) is thus a singular quadric threefold, and by ([item:32point32to32quadric]) there exists a unique \(w\in W^\vee\) such that \(Q_{C}=Q_w.\) ◻
Remark 1. In light of the above, a general point on the double EPW sextic \(\widetilde{W}^\vee\) associated to \(W^\vee\) can be regarded as a ruling on one of the quadric
threefolds \(Q_w\). The covering involution on \(\widetilde{W}^\vee\) exchanges the rulings of each \(Q_w\).
Let \(X\) be a smooth cubic fourfold containing a cubic scroll \(T\), and let \(F\) be its Fano variety of lines. We assume \(X\) is very general, by which we mean \(\mathrm{rank}(A(X))=2\), \(\mathrm{Aut}(X)=0\), and \(\mathrm{End_{Hdg}}(T(F))=\{\pm1\}\); the third assumption can be made in light of [37]. In [3], the authors compute the ample and movable cone of \(F\), and they exhibit a
birational automorphism of \(F\) of infinite order. They also describe hyperkähler fourfolds birational to \(F\) as follows. The scroll \(T\) spans a
hyperplane \(H\), and by Proposition 1, the Fano variety of lines on \(Y\mathrel{\vcenter{:}}= X
\cap H\) is a subvariety of \(F\) decomposing as \(F(Y)=P\cup S'\cup P^\vee\), where \(P\) and \(P^\vee\) are
Lagrangian planes. Let \(F_1\) and \(F_1^\vee\) be the Mukai flops of \(F\) along \(P\) and \(P^\vee\), respectively.
We expand on their study using the more recent techniques outlined in 2.4 for studying the birational geometry of hyperkähler manifolds. More specifically, we prove the following:
Theorem 7. Let \(F\) be the Fano variety of lines of a very general member \(X\in \mathcal{C}_{12}\). Then \(F\) has three isomorphism
classes of birational hyperkähler models, represented by \(F\) itself and two non-isomorphic Mukai flops, both of which are isomorphic to double EPW sextics. Moreover, \(\mathrm{Bir}(F)\) is
generated by the covering involutions on these two double EPW sextics.
In 3.1, we study isometries of \(\mathrm{NS}(F)\), and in particular those induced by birational automorphisms of \(F\). In 3.2, we provide a correction to Hassett and Tschinkel’s count on the number of non-isomorphic birational hyperkähler models, showing that \(F\) has exactly three birational models
up to isomorphism, represented by \(F\), \(F_1\), and \(F_1^\vee\); we also complete their description of \(\mathrm{Bir}(F)\). Finally, in 3.3, we prove that \(F_1\) (and similarly \(F_1^\vee\)) is in fact isomorphic to a double EPW
sextic associated to the pair \((X,T^\vee)\) (similarly, the pair \((X, T)\)).
Recall from Section 2.3 that \(\mathrm{NS}(F)\) is isomorphic to the lattice \(J_{12}\). The discriminant group is \(\mathbb{Z}/6\times\mathbb{Z}/4\), with factors generated by \([\frac{g}{6}]\) and \([\frac{\lambda}{4}]\). The BBF form represents \(-10\) but not \(-2\), so \(F\) contains no prime exceptional divisors, and \(\mathrm{Mov}(F)=\overline{\mathrm{Pos}(F)}\).
As noted in [3], the isometry group of \(\mathrm{NS}(F)\) is the product \(\{\pm1\}\times\Gamma\), where \(\Gamma\) is the infinite dihedral group \[\Gamma=\langle R_1,R_2\;|\; R_1^2=R_2^2=1\rangle;\] explicitly, the generators are
\[R_1=\begin{pmatrix*}[r] 1 & 0 \\ 0 & -1 \end{pmatrix*}\;\; \mathrm{and} \;\; R_2=\begin{pmatrix*}[r] 5 & -4 \\ 6 & -5 \end{pmatrix*}.\] We determine which isometries are induced by birational
automorphisms of \(F\):
Lemma 5. An isometry \(\varphi\in \mathrm{O}(\mathrm{NS}(F))\) is induced by a birational automorphism of \(F\) if and only if \(\varphi\) preserves the positive cone and acts on the subgroup \(H\) of \(D_{\mathrm{NS}(F)}\) generated by \([\frac{g}{3}]\)
and \([\frac{\lambda}{4}]\) by \(\pm\mathrm{Id}\).
Proof. Recall that \(\mathrm{Mov}(F)=\overline{\mathrm{Pos}(F)}\), so if \(\varphi \in \mathrm{O}(\mathrm{NS}(F))\) satisfies \(\varphi=g^*\) for
some \(g \in \mathrm{Bir}(F)\), then 4 implies that \(\varphi\) preserves the positive cone. Moreover,
\(\varphi\) restricts to a Hodge isometry of \(T(F)\), and since \(F\) is very general, the only Hodge isometries of \(T(F)\) are \(\pm \mathrm{Id}_{T(F)}\). Such an isometry necessarily acts on the discriminant group \(H'\mathrel{\vcenter{:}}= D_{T(F)}\) by \(\pm\mathrm{Id}\). The overlattice \(H^2(F,\mathbb{Z})\supset \mathrm{NS}(F)\oplus T(F)\) corresponds to an index two subgroup \(H\subset D_{\mathrm{NS}(F)},\)
via Nikulin’s theory of overlattices [38]. In particular, it follows that \((H, q_{\mathrm{NS}(F)}) \cong (H',
-q_{T(F)}).\) Further, \(D_{H^2(F,\mathbb{Z})}\) is generated by the class \([\frac{g}{2}]\), and \(H\cong [\frac{g}{2}]^\perp\subset
D_{\mathrm{NS}(F)}\). Thus \(H\) is as claimed, and \(\varphi\) acts on \(H\) by \(\pm \mathrm{Id}\).
Conversely, if \(\varphi\) preserves \(\overline{\mathrm{Pos}(F)}=\mathrm{Mov}(F)\) and acts on \(H\) by \(\pm
\mathrm{Id}\), then by 4 it suffices to show that \(\varphi \in \mathrm{Im}(\pi\colon \mathrm{Mon}^2_{Hdg}(F)\to
\mathrm{O}(\mathrm{NS}(F)))\). The action of \(\varphi\) on \(H\) along with Nikulin’s theory of overlattices implies that \(\varphi\) extends to an
isometry \(\widetilde{\varphi}\) of \(H^2(F,\mathbb{Z})\), acting as \(\pm \mathrm{Id}_{T(F)}\). Since by construction \(\widetilde{\varphi}\) preserves \(T(F)\), it preserves the Hodge structure, hence comes from \(\mathrm{Mon}^2_{Hdg}(F)\). ◻
Lemma 6. The subgroup of \(\mathrm{O}(\mathrm{NS}(F))\) consisting of isometries induced by birational automorphisms of \(F\) is generated by the reflections \(R_2\) and \(R_1R_2R_1\). Moreover, \(\mathrm{Bir}(F)\cong\langle a,b\;|\; a^2=b^2=1\rangle\).
Proof. The induced actions of \(R_1\) and \(R_2\) on the subgroup \(\left\langle\left[\frac{g}{3}\right]\right\rangle
\times\left\langle\left[\frac{\lambda}{4}\right]\right\rangle\subset D_{\mathrm{NS}(F)}\) are given, respectively, by the matrices \[\begin{pmatrix*}[r] 1 & 0 \\ 0 & -1 \end{pmatrix*} \text{ and }
\begin{pmatrix*}[r] -1 & 0 \\ 0 & -1\end{pmatrix*}.\] By Lemma 5, it is easy to see that an isometry of \(\mathrm{NS}(F)\) is induced by a birational automorphism of \(F\) if and only if, written as a word in \(R_1\) and \(R_2\), the
generator \(R_1\) appears an even number of times. Since the induced actions of \(R_1\) and \(R_2\) on \(D_{\mathrm{NS}(F)}\) are involutions that commute, this proves the first claim.
The second claim follows from the complete description of generators and relations on \(\Gamma\subset\mathrm{O}(\mathrm{NS}(F))\) and the fact that \(\mathrm{Bir}(F)\) embeds in \(\mathrm{O}(\mathrm{NS}(F))\) by Remark 1. ◻
Remark 1. The isometries of \(\mathrm{NS}(F)\) given by \(R_1R_2R_1\) and \(R_2\) are induced by birational involutions \(\iota\) and \(\iota^\vee\), becoming regular on \(F_1\) and \(F_1^\vee\), respectively (cf. [3] for computing \(\iota^*\) and \((\iota^\vee)^*\)). We review the geometric descriptions of these involutions,
given in [3]. Recall that \(T\subset X\subset \mathbb{P}^5\) spans a hyperplane \(H\subset\mathbb{P}^5\), and \(Y\mathrel{\vcenter{:}}= H\cap X\) has \(F(Y)=P\cup S'\cup P^\vee\) (see Proposition 1). Given a line \([m]\in F\setminus F(Y)\), the point \(p=H\cap m\) lies on unique lines \(\ell\) and \(\ell^\vee\) in the families \(P\) and \(P^\vee\) of \(F(Y)\), respectively [3]. Let \(\Pi_m=\mathrm{span}\langle m,\ell\rangle\) and \(\Pi_m^\vee=\mathrm{span}\langle
m,\ell^\vee\rangle\). Then the decompositions \[\Pi_m\cap X=m\cup\ell\cup\iota^\vee(m)\] and \[\Pi_m^\vee\cap X=m\cup\ell^\vee\cup\iota(m)\] define \(\iota\) and \(\iota^\vee\) away from \(F(Y)\). In fact, \(\iota\) extends over \(P^\vee\setminus(P\cup
S')\), and \(\iota^\vee\) extends over \(P\setminus(P^\vee\cup S')\).
The movable cone of \(F\) contains infinitely many chambers, corresponding to the nef cones of birational models of \(F\), as outlined in [3] and 2.4. To enumerate the chambers, we follow [3] by enumerating the
wall divisors, i.e. \(v\in\mathrm{NS}(F)\) with \(v^2=-10\). Let \(\rho_1=g-2\lambda\), \(\rho_2=3g-4\lambda\), \(\rho_i^\vee=R_1(\rho_i)\), and for all integers \(n\), \[\rho_{2n+i}=(R_1R_2)^n\rho_i\] where we interpret \(\rho_{i}=\rho_{-i}^\vee\) for \(i<0\). Using standard propagation techniques, one sees that all the classes \(v\) with \(v^2=-10\) and \(q(v,g)\ge0\) are of the form \(\rho_i\) or \(\rho_i^\vee\) for some \(i\).
Let \(\alpha_i\) be the class spanning \(\rho_i^\perp\) and pairing positively with \(g\); similarly, let \(\alpha_i^\vee\) span \((\rho_i^\vee)^\perp\) and pair positively with \(g\). Then the walls of \(\mathrm{Mov}(F)\) are spanned
by the \(\alpha_i\) and \(\alpha_i^\vee\). In [3], it is shown that \(\mathrm{Nef}(F)=\mathrm{Cone}(\alpha_1,\alpha_1^\vee)\), and by [3], we have \(\mathrm{Nef}(F_1)=\mathrm{Cone}(\alpha_1,\alpha_2)\) and \(\mathrm{Nef}(F_1^\vee)=\mathrm{Cone}(\alpha_1^\vee,\alpha_2^\vee)\). Moreover, for all \(n\), \(\mathrm{Cone}(\alpha_n,\alpha_{n+1})\) and \(\mathrm{Cone}(\alpha_n^\vee,\alpha_{n+1}^\vee)\) are chambers of \(\mathrm{Mov}(F)\) representing nef cones of
birational models \(F_n\) and \(F_n^\vee\).
Essentially by construction, \[R_1R_2\cdot\mathrm{Nef}(F_n)=\mathrm{Nef}(F_{n+2}),\] so the authors of [3] conclude in
Theorem 7.4 that \(F_n\simeq F_{n+2}\) for all \(n\) (again interpreting \(F_n=F_{-n}^\vee\) when \(n<0\)). In
particular, this would mean that \(F\) has at most two birational models up to isomorphism, represented by \(F\) and \(F_1\). However, by Lemma 6, we see that \(R_1R_2\) is not induced by a birational automorphism of \(F\) so by Theorem 4 need not send the nef cone of one model to the nef cone of some isomorphic model. Instead, we provide the following
correction to [3]:
Proposition 1. Up to isomorphism, \(F\) admits exactly three birational hyperkähler models, represented by \(F\), \(F_1\), and \(F_1^\vee\).
Proof. First, note \((R_1R_2)^2=\iota^*\circ(\iota^\vee)^*\) by Remark 1, so from \[(R_1R_2)^2\cdot\mathrm{Nef}(F_n))=\mathrm{Nef}(F_{n+4}),\] we deduce \(F_n\simeq F_{n+4}\) for all \(n\). Moreover, it is straightforward to calculate \[\iota^*\mathrm{Nef}(F)=\mathrm{Nef}(F_2)\quad\quad \text{and} \quad\quad (\iota^\vee)^*\mathrm{Nef}(F)=\mathrm{Nef}(F_2^\vee),\]
so \(F_2\simeq F\simeq F_2^\vee\), by Remark 1. It follows that \(F\) has
at most three birational hyperkähler models up to isomorphism, represented by \(F\), \(F_1\), and \(F_1^\vee\). We now show that these three are
non-isomorphic.
To distinguish \(F\) from \(F_1\) and \(F_1^\vee\), note that \(F_1\) and \(F_1^\vee\)
both admit nontrivial involutions whereas \(F\) does not: indeed, the only nontrivial automorphism of \(\mathrm{Nef}(F)\) preserving the positive cone is \(R_1\) which, by Lemma 6, is not induced by a birational automorphism of \(F\). To
distinguish \(F_1\) from \(F_1^\vee\), note that the only two isometries of \(\mathrm{NS}(F)\) sending \(\mathrm{Nef}(F_1)\)
to \(\mathrm{Nef}(F_1^\vee)\) are \(R_1\) and \(R_2R_1\). Again, by Lemma 6, neither of these lattice automorphisms are induced by a birational automorphism of \(F\). ◻
Here, we show that \(F_1\) and \(F_1^\vee\) are isomorphic to double EPW sextics. This relates each birational model of \(F\) to a familiar family of
hyperkähler fourfolds and explains the birational involutions \(\iota\) and \(\iota^\vee\) on \(F\)—they are induced by the covering involutions associated
to the double EPW sextics.
Since \(X\) is a smooth cubic fourfold containing a smooth cubic scroll \(T\), we can apply the following construction, due to [8] and [9]. The complete linear system of quadrics containing the scroll \(T\) induces a
rational map \(q\colon X\dashrightarrow\mathbb{P}^8\) which is birational onto its image, a GM fourfold \(Z_T\subset \mathrm{Gr}(2,V_5)\) containing a plane \(\Pi\). Projection from \(\Pi\) induces a rational inverse \(f\colon {Z_T}\dashrightarrow X\). We obtain the following diagram, where \(Y^+\to Y\) is the small resolution from 1 , and \(E\) is the exceptional divisor.
Note that the isomorphism \(\mathrm{Bl}_TX\simeq \mathrm{Bl}_\Pi Z_T\) identifies \(Y^+\) with \(E\), so the image of \(Y^+\) in \(Z_T\) is \(\Pi\).
Let \(W\) be the EPW sextic associated to \(Z_T\) and \(W^\vee\) its dual, as defined in 2.5. While \(Z_T\) depends on the choice of scroll \(T\) in its homology class, \(W\) does not [8]. Let \(\widetilde{W}^\vee\) be the double cover of \(W^\vee\), also introduced in 2.5, equipped with its covering
involution \(\tau\).
Lemma 7. Let \(Q_w\) be a singular quadric threefold associated via 4 to a
point \(w\in W^\vee\). Then either \(\Pi\subset Q_w\) or \(\Pi\) and \(Q_w\) meet in a point. For general \(w\), the quadric \(Q_w\) is unique, and \(\Pi\) and \(Q_w\) meet in one point which is not the cone point of \(Q_w\).
Proof. By [8], \(\Pi=\mathbb{P}(\wedge^2V_3)\subset Z_T\) for some three-dimensional space \(V_3\subset V_5\). For general \(Q_w\), there is a unique hyperplane \(V_4\subset V_5\) such that \(Q_w= \mathbb{P}(\wedge^2V_4)\cap
\tilde{Q}\) for a (non Plücker) quadric \(\tilde{Q}\subset \mathbb{P}^8\) containing \(Z_T\) by Lemma 4([item:32point32to32quadric]). We have \(\Pi\cap
Q_w=\Pi\cap\mathbb{P}(\wedge^2V_4)\cap \tilde{Q}\) and note that \(\tilde{Q}\) contains \(Z_T\) and thus \(\Pi.\) Hence \(\Pi\cap Q_w=\mathbb{P}(\wedge^2(V_3\cap V_4))\) which is either a point or all of \(\Pi\) depending on whether \(V_3\cap V_4\) is dimension two or three. Only a
two-dimensional family of hyperplanes in \(V_4\) contain \(V_3\). Moreover, by the proof of [13]1, each point in \(\mathbb{P}^8\) is the cone point of \(Q_w\) for at
most one \(w\in{W}^\vee\); in particular, the cone point of \(Q_w\) belongs to \(\Pi\) for at most a two-dimensional locus in \({W}^\vee\). ◻
Proposition 1. \(F\) and \(\widetilde{W}^\vee\) are birational.
Proof. We define a rational map \(\beta\colon F\dashrightarrow\widetilde{W}^\vee\) as follows. Recall that \(H\subset \mathbb{P}^5\) is the hyperplane spanned by \(T\). A general line \(m\subset X\subset \mathbb{P}^5\) meets \(H\) in a point \(p\), and we claim that \(C_m=q(m)\) is a conic in \(Z_T\) meeting \(\Pi\) in a point. Indeed, \(m\) does not pass through a singular point of \(Y\) (or else we would have \(m\subset Y)\), so the strict transform of \(m\) in \(\mathrm{Bl}_TX\) meets \(Y^+\) in a point. Under the identification \(Y^+\cong E\), we see that the strict transform of \(m\) meets the exceptional divisor of \(\mathrm{Bl}_\Pi Z_T\to Z_T\) in a point; hence \(C_m\) meets \(\Pi\) in a point. By [14]\(Z_T\) contains at most finitely many planes other than \(\Pi\), each of which pulls back to a surface in \(X\), the
image of a general line \(m\subset X\) is not contained in any plane of \(Z_T\). By 4([item:32conic32to32quadric]) there exists a unique singular quadric \(Q_m\subset \mathbb{P}(\wedge^2V_4)\) for some \(V_4\subset \mathbb{P}^5\) containing the plane spanned by \(C_m\). Thus \(C_m\)
determines a ruling of \(Q_m\) and hence a point \(\beta(m)\in\widetilde{W}^\vee\) by Remark 1.
To show \(\beta\) is a birational equivalence, we describe its inverse. A general point \(w\in \widetilde{W}^\vee\) specifies a ruling on a singular quadric threefold \(Q_w\). Lemma 7 implies there is a unique plane \(P_w\) in that ruling of \(Q_w\) containing the point \(Q_w\cap \Pi\). The plane \(P_w\) meets \(Z_T\) in a conic \(C_w\)
intersecting \(\Pi\), so projection from \(\Pi\) yields a line in \(X\), which we take as \(\beta^{-1}(w)\). One can check
that this construction is inverse to the construction of \(\beta\). ◻
Let us briefly mention how the rational map \(\beta\) we constructed relates to recent work in [14], generalizing a
construction from [13]. In [14], the authors prove that the Hilbert
scheme of conics on \(Z_T\) has multiple irreducible components, one for each plane in \(Z_T\) and another denoted \(\overline{G_1^0(Z_T)}\). They moreover
show that the component \(\overline{G_1^0(Z_T)}\) is birational to a fivefold \(G_1^+(Z_T)\) admitting a morphism \(f^+\colon G_1^+(Z_T)\to
\widetilde{W}^\vee\) whose general fiber is \(\mathbb{P}^1\). Since \(q\) sends a general line on \(X\) to a conic on \(Z_T\) not lying on any plane of \(Z_T\), it induces a rational map \(F\dashrightarrow G_1^+(Z_T)\). The arguments above imply that the image of this rational map
is a rational section of \(f^+\).
Proposition 1. The birational map \(\beta\) induces an isomorphism \(F_1^\vee\simeq\widetilde{W}^\vee\).
Proof. It suffices to show that \(\iota^\vee\) becomes regular on \(\widetilde{W}^\vee\), and in particular, we show \(\beta\circ\iota^\vee\circ\beta^{-1}\) and the covering involution \(\tau\) agree on an open set.
Let \(w\in W^\vee\) be a point defining a singular quadric threefold \(Q_w\). By Lemma 7, for general
\(Q_w\) we have \(Q_w\cap\Pi=\{x\}\) where \(x\) is not the cone point of \(Q_w\). Note also that \(x\) corresponds to the 2-dimensional subspace \(U_2:=V_3\cap V_4\); indeed \(x=\mathbb{P}(\wedge^2U_2)\subset\mathbb{P}(\wedge^2V_4)\cap \mathbb{P}^8\). Hence
there is a unique plane in each ruling of \(Q_w\) containing \(x\); these planes intersect \(Z\) in conics \(C\) and \(\tau(C)\). The conics \(C\) and \(\tau(C)\) intersect in two points, counting multiplicity—once at \(x\) and again along the
line joining \(x\) to the cone point of \(Q_w\).
First, consider the case where \(C\cap\tau(C)\) consists of distinct points \(x\) and \(y\). Note that \(y\not\in\Pi\).
Projecting from \(\Pi\), we obtain lines \(m=q^{-1}(C)\) and \(m'=q^{-1}(\tau(C))\) intersecting at \(q^{-1}(y)\not\in
H\). Moreover, by Remark 1 the fiber of \(Y^+\to\Pi\) over \(x\) is a line whose
image \(\ell\) in \(Y\) is contained in a cubic scroll \(T'\) homologous to \(T^\vee\), and \(\ell^2=0\) on \(T'\). Since any two of \(m\), \(m'\), and \(\ell\) intersect, but not
all at the same point, the three lines are coplanar.
Alternatively, \(C\) and \(\tau(C)\) are tangent at \(x\). In that case, the total transform of \(C\) and \(\tau(C)\) under the projection \(\mathrm{Bl}_\Pi Z_T\to X\) again consists of a triple of lines \(m=q^{-1}(C)\), \(m'=q^{-1}(\tau(C))\), and a line \(\ell\subset Y\) whose image under \(Y^+\to\Pi\) is \(x\). The common intersection point
of these three lines is the point on \(\ell\) corresponding to the normal direction to \(\Pi\) at \(x\) given by the shared tangent directions of \(C\) and \(\tau(C)\) at \(x\). As before, \(\ell\) is contained in a cubic scroll \(T'\)
homologous to \(T^\vee\), and \(\ell^2=0\) on \(T'\). Moreover, the three lines \(m\), \(m'\), and \(\ell\) are coplanar, since \(x\) is an Eckardt point of the cubic surface obtained by intersecting \(X\) with
the \(\mathbb{P}^3\) obtained by projecting \(\langle Q_w\rangle\) from \(x\).
In either case, \([\ell]\in P\) by [3], and \(m\), \(m'\), and \(\ell\) are coplanar. Therefore, recalling the definition of \(\iota^\vee\) from Remark 1, we have \(\iota^\vee(m)=m'\). In other words, \(\iota^\vee(\beta^{-1}([C]))=\beta^{-1}(\tau([C]))\), proving the
claim. ◻
Starting instead with \(\mathrm{Bl}_{T^\vee}X\), one obtains an isomorphism between \(F_1\) and a double EPW sextic whose covering involution induces \(\iota\). By Lemma 6 and Remark 1, the covering involutions on the two double EPW sextics generate \(\mathrm{Bir}(F)\). This observation, together with Propositions 1 and Proposition 1, completes the proof of Theorem 7.
Remark 1. It would be interesting to know whether \(Z_T\) and \(Z_{T^\vee}\) are dual GM fourfolds, or equivalently if the double EPW sextics associated as above to \((X,T)\) and \((X,T^\vee)\) are dual (see [35]). By [39], dual GM fourfolds are Fourier–Mukai partners. Kuznetsov and Perry in [9] show directly that \(X\) and \(Z_T\) have derived equivalent Kuznetsov components, which implies the same is true of \(Z_T\) and \(Z_{T^\vee}\).
Let \(X\subset \mathbb{P}^5\) be a smooth cubic fourfold containing a syzygetic pair of cubic scrolls \(T_1\) and \(T_2\). We also assume \(X\) is very general, meaning \(\mathrm{rank}(A(X))=3\), \(\mathrm{Aut}(X)=0\), and \(\mathrm{End_{Hdg}}(T(F))=\{\pm1\}\). In this section, we completely describe the birational geometry of the Fano variety \(F\) of lines on \(X\). Specifically,
we prove the following:
Theorem 8. Let \(F\) be the Fano variety of lines on a very general cubic fourfold \(X\) containing a syzygetic pair of cubic scrolls \(T_1,
T_2\). Then \(F\) has five isomorphism classes of birational hyperkähler models, represented by \(F\) itself and four non-isomorphic Mukai flops of \(F\). Moreover, each of the four Mukai flops of \(F\) can be realized as a double EPW sextic.
Furthermore, we determine the birational automorphism group of \(F\):
Theorem 9. Let \(F\) be as above. Then \[\mathrm{Bir}(F)\cong\langle a,b,c,d\;|\; a^2=b^2=c^2=d^2=1\rangle.\] Moreover, the four generators can be identified with the
covering involutions on the double EPW sextics obtained as Mukai flops of \(F\).
The outline is as follows: in Section 4.1, we study the arrangement of Lagrangian planes in \(F\) and show that any two planes in \(F\)
parametrizing lines contained in the hyperplanes spanned by \(T_1\) and \(T_2\) must intersect. We then identify which isometries of \(\mathrm{NS}(F)\) are
induced by birational automorphisms of \(F\) in Section 4.2, including identifying how the involutions from Remark 1 act. After enumerating the (infinitely many) walls of the movable cone of \(F\) in Section 4.3, we
enumerate the birational models and identify the birational automorphism group in Section 4.4.
Let \(H_i\) be the hyperplane spanned by \(T_i\), and \(Y_i=X\cap H_i\). Recall from Section 2.1 that \[F(Y_i)=P_i\cup S_i'\cup P_i^\vee\] where \(P_i\) and \(P_i^\vee\) are Lagrangian planes. The intersection \(F(Y_1)\cap
F(Y_2)\) parametrizes lines on the cubic surface \(\Sigma=X\cap H_1\cap H_2\). For a general cubic fourfold \(X\) satisfying the hypotheses above, \(\Sigma\) is smooth by Lemma 2. The following lemma implies the intersection \(F(Y_1)\cap F(Y_2)\) is
transverse in general.
Lemma 8. Let \(X\) be a smooth cubic fourfold containing a line \(L\), let \(F\) be the Fano variety of lines on \(X\), and let \(H_1\) and \(H_2\) be distinct hyperplanes containing \(L\). Suppose further the threefolds \(Y_i=X\cap H_i\) and the surface \(\Sigma=Y_1\cap Y_2\) are all smooth along \(L\). Then \(F(Y_1)\) and \(F(Y_2)\) in \(F\) intersect transversely at \([L]\).
Proof. Since the intersection \(\Sigma=Y_1\cap Y_2\) is transverse, and since \(\Sigma\), \(Y_i\), and \(X\) are
smooth along \(L\), there is a short exact sequence of normal bundles \[0\to N_{L/\Sigma} \to N_{L/Y_1}\oplus N_{L/Y_2} \to N_{L/X}\to0.\] Moreover, \(N_{L/\Sigma}\simeq\mathcal{O}_L(-1)\) since \(\Sigma\) is a cubic surface, so the long exact sequence in cohomology yields an isomorphism \[H^0(L,N_{L/Y_1})\oplus
H^0(L,N_{L/Y_2}) \cong H^0(L,N_{L/X}).\] Identifying the cohomology groups above with tangent spaces, we find that \[T_{[L]}F(Y_1)\oplus T_{[L]}F(Y_2)\cong T_{[L]}F(X),\] as needed. ◻
We also compare intersections on \(X\) to intersections on \(\Sigma\):
Lemma 9. Let \(X\) be as above, and let \(y_i\in Y_i\) be a node. Further, let \(A_i\cup A_i^\vee\) be the surface swept out by lines on
\(X\) through \(y_i\), with \([A_i]=[T_i]\) and \([A_i^\vee]=[T_i^\vee]\) as in Remark 1, and let \(\gamma_i=A_i\cap \Sigma\) and \(\gamma_i^\vee=A_i^\vee\cap \Sigma\). Then \(\gamma_i\) and \(\gamma_i^\vee\) are twisted cubic curves, and \([T_1]\cdot[T_2]=[\gamma_1]\cdot[\gamma_2]\) where the first intersection pairing happens on
\(X\) and the second on \(\Sigma\).
Proof. Since by Lemma 2\(\Sigma\) is smooth, none of the nodes of \(Y_1\) lie on \(Y_2\). Hence the linear section \(\gamma_1=A_1\cap H_2\) does not pass through the cone point of \(A_1\), so it is a smooth twisted cubic curve. The same is true
of \(\gamma_2\), \(\gamma_1^\vee\), and \(\gamma_2^\vee\).
For the intersection numbers, we use the following cartesian square \[\xymatrix{\Sigma \ar[r]^{j_1} \ar[d]^{j_2} & Y_1 \ar[d]^{i_1} \\ Y_2 \ar[r]^{i_2} & X }\] and note that \([\gamma_i] = j_i^*[T_i]\). Using the base change formula, we have \[[\gamma_1]\cdot [\gamma_2] = j_1^*[T_1]\cdot j_2^*[T_2]= j_{2*}j_1^*[T_1]\cdot [T_2]= i_2^*i_{1*}[T_1]\cdot[T_2]= i_{1*}[T_1]\cdot
i_{2*}[T_2]= [T_1]\cdot[T_2],\] as claimed. ◻
Recall from Remark 1 that a line \(\ell\subset Y_i\) is bisecant to \(A_i\) or
\(A_i^\vee\) if and only if \([\ell]\in P_i\) or \(P_i^\vee\), respectively. Conversely, \([\ell]\in S_i'\) if and only
if \(\ell\) meets both \(A_i\) and \(A_i^\vee\). So, one can tell which components of \(F(Y_1)\) and \(F(Y_2)\) a line \(\ell\subset\Sigma\) lies in by looking at the incidence relations between \(\ell\) and the curves \(\gamma_i\)
and \(\gamma_i^\vee\).
Proposition 1. Let \(X\) be a cubic fourfold as above with \([T_1]\cdot[T_2]=3\). Then
and these intersections are all transverse when \(\Sigma=X\cap H_1\cap H_2\) is smooth.
Proof. It suffices to calculate the intersection degrees for any cubic fourfold satisfying the hypotheses, so by Lemma 2 we may assume that \(\Sigma\) is smooth. In particular, \(\Sigma\) being smooth requires that \(H_1\) contains none of the nodes of \(Y_2\), and
\(H_2\) contains none of the nodes of \(Y_1\). Then, as mentioned in Lemma 8, \(F(Y_1)\) and \(F(Y_2)\) intersect transversely. Hence we need only count points in the intersections set-theoretically.
As in Lemma 9, let \(\gamma_i=A_i\cap \Sigma\) and \(\gamma_i^\vee=A_i^\vee\cap
\Sigma\). By Remark 1, \(\ell\) is bisecant to \(\gamma_i\) or \(\gamma_i^\vee\) if and only if \([\ell]\in P_i\) or \(P_i^\vee\), respectively; \(\ell\) meets both \(\gamma_i\) and \(\gamma_i^\vee\) if and only if \([\ell]\in S_i'\). Since \(A_1\cup A_1^\vee=X\cap Q\) for some quadric
\(Q\), we see that \[\gamma_1\cup\gamma_1^\vee=(A_1\cap H_1)\cup (A_1^\vee\cap H_1)\sim\Sigma\cap Q\sim-2K_\Sigma.\] As noted in [17], whose notation for the lines on a cubic surface we adopt, the linear system \(|\gamma_1|\) defines a morphism \(f\colon
\Sigma\to\mathbb{P}^2\) blowing down a sixer \(E_1,\dots,E_6\). Writing \(E_0=f^*\mathcal{O}(1)\), the calculation above yields \[\gamma_1\sim
E_0\;\;\text{and}\;\;\gamma_1^\vee\sim 5E_0-2\sum_{i=1}^6E_i.\] Now, write \(\gamma_2\sim \sum_{i=0}^6a_iE_i.\) By Lemma 9, \(a_0=[\gamma_1]\cdot [\gamma_2]=3\). Similarly, \[3=[\gamma_1^\vee]\cdot[\gamma_2]=15+2\sum_{i=1}^6a_i.\] Since \(\gamma_2\) is a twisted cubic, we also have \(1=\gamma_2^2=9-a_1^2-\dots-a_6^2,\) so, possibly after relabeling \(E_1,\dots,E_6\), we obtain \[\gamma_2\sim3E_0-2E_1-E_2-E_3-E_4-E_5.\] From here, the claim follows readily using the incidence relations for lines on \(\Sigma\). ◻
In particular, since \(P_1\cap P_1^\vee\) and \(P_2\cap P_2^\vee\) are nonempty (see for example [3]), any two of the four Lagrangian planes in \(F\) studied here intersect. This clarifies what we prove later: after flopping any one of the planes in \(F\), one can no longer flop any of the other three.
Letting \(\lambda_i=\alpha(T_i-\eta_X)\), recall from Section 2.3 that \(\mathrm{NS}(F)\) with the BBF form is isomorphic to the lattice
\(J_{syz}\) and has discriminant group \(D_{\mathrm{NS}(F)}\cong\mathbb{Z}/6\times(\mathbb{Z}/4)^2\) with factors generated by \([\frac{g}{6}]\), \([\frac{\lambda_1}{4}]\), and \([\frac{\lambda_2}{4}]\). The BBF form represents both \(-2\) and \(-10\).
The isometry group of \(\mathrm{NS}(F)\) with basis \(\{g,\lambda_1,\lambda_2\}\) is generated by \(\pm1\) and the four reflections below. We calculated
the isometry group \(\mathrm{O}(\mathrm{NS}(F))\) via the algorithm outlined in [40] and implemented using the Magma package
AutHyp.m. \[R_1=\begin{pmatrix*}[r] 5 & 4 & 0 \\ -6 & -5 & 0 \\ 0 & 0 & -1 \end{pmatrix*}, R_2=\begin{pmatrix*}[r] 1 & 0 & 0 \\ 0 & -1 & 0 \\ 0 & 0 & 1
\end{pmatrix*},\]
The following lemma helps distinguish which isometries of the lattice \(\mathrm{NS}(F)\) are induced by birational automorphisms of \(F\).
Lemma 10. Any isometry \(\varphi\in \mathrm{O}(\mathrm{NS}(F))\) is induced by a birational automorphism of \(F\) if and only if \(\varphi\) preserves \(\mathrm{Mov}(F)\) and acts on the index two subgroup \[H\mathrel{\vcenter{:}}=
\left\langle\left[\frac{g}{3}\right]\right\rangle\times\left\langle\left[\frac{\lambda_1}{4}\right]\right\rangle\times\left\langle\left[\frac{\lambda_2}{4}\right]\right\rangle\] of \(D_{\mathrm{NS}(F)}\) by \(\pm\mathrm{Id}\).
Proof. This is similar to 5, the only difference being that preserving \(\overline{\mathrm{Pos}(F)}\) is no longer equivalent to preserving \(\mathrm{Mov}(F)\). ◻
Let \(F_i\) and \(F_i^\vee\) denote the flops of \(F\) along \(P_i\) and \(P_i^\vee\),
respectively. As mentioned in Remark 1, each of these models admits a regular involution: \(\iota_i\) and \(\iota_i^\vee\), respectively. These involutions can also be regarded as birational involutions on \(F\).
Lemma 11. The birational involutions \(\iota_i\) and \(\iota_i^\vee\) for \(i=1,2\) act on \(\mathrm{NS}(F)\) by \(\iota_1^*=R_1\), \((\iota_1^\vee)^*=R_2R_1R_2\), \(\iota_2^*=R_3R_1R_3\), and \((\iota_2^\vee)^*=R_3R_2R_1R_2R_3\).
Proof. We give the proof for \(\iota_1^*\). By [3], \(\iota_1^*\) fixes the class
\(g-\lambda_1\). Using this fact, along with the properties that \(\iota_1^*\) preserves the BBF form and \((\iota_1^*)^2=\mathrm{Id}\), a direct computation
verifies that the only involutions of \(\mathrm{NS}(F)\) fixing \(g-\lambda_1\) are given by the matrices \[\begin{pmatrix*}[r] 1 & 0 & 0\\ 0 & 1 &
0 \\ 0 & 0 & \pm1 \end{pmatrix*}\;\text{and}\;\begin{pmatrix*}[r] 5 & 4 & 0\\ -6 & -5 & 0 \\ 0 & 0 & \pm1 \end{pmatrix*}.\] The first two candidates are impossible: they preserve \(g\)
and therefore preserve \(\mathrm{Nef}(F)\) whereas \(\iota_1\) is not regular on \(F\). To distinguish between the two remaining candidates, we inspect
actions on the discriminant group of \(\mathrm{NS}(F)\). The matrix \[\begin{pmatrix*}[r] 5 & 4 & 0\\ -6 & -5 & 0 \\ 0 & 0 & \pm1 \end{pmatrix*}\] acts on \(\langle[\frac{g}{3}]\rangle\times\langle[\frac{\lambda_1}{4}]\rangle\times\langle[\frac{\lambda_2}{4}]\rangle\) by \[\begin{pmatrix*}[r] -1 & 0 & 0 \\ 0 & -1 & 0 \\ 0 & 0 &
\pm1 \end{pmatrix*}.\] By Lemma 10, the sign in the last entry of this matrix must be negative, yielding the desired result. The other three actions are
calculated similarly, using that \(\iota_2^*\) fixes \(g-\lambda_2\) and that \((\iota_i^\vee)^*\) fixes \(g+\lambda_i\). ◻
4.3 Wall and chamber structure of \(\mathrm{Mov}(F)\)↩︎
In order to study the birational geometry of \(F\) and, in particular, to enumerate the birational hyperkähler models of \(F\) up to isomorphism, we give a description of the wall and
chamber decomposition of the movable cone of \(F\).
As before, we fix the orthogonal basis \(\{g,\lambda_1,\lambda_2\}\) on \(\mathrm{NS}(F)\), and we denote a class \[v=ag+b\lambda_1+c\lambda_2\in
\mathrm{NS}(F)\otimes \mathbb{R}\] by the vector \(v=(a,b,c)\).
Lemma 12. The nef cone of \(F\) is bounded by the four walls \((1,\pm2,0)^\perp\) and \((1,0,\pm2)^\perp\). The only other walls in \(\mathrm{Mov}(F)\) intersecting \(\mathrm{Nef}(F)\) are the walls \((1,1,1)^\perp\), \((1,1,-1)^\perp\), \((1,-1,1)^\perp\), and \((1,-1,-1)^\perp\), each of which intersects \(\mathrm{Nef}(F)\) in codimension two.
Proof. By [3], we know that each of the walls \((1,\pm2,0)^\perp\) and \((1,0,\pm2)^\perp\) induces a small contraction of \(F\), hence lies on the boundary of the nef cone. We prove that the only walls intersecting the chamber enclosed by the above walls are \((1,1,1)^\perp\), \((1,1,-1)^\perp\), \((1,-1,1)^\perp\), and \((1,-1,-1)^\perp\).
We embed \(\mathrm{NS}(F)\otimes\mathbb{R}\) into \(\mathbb{R}^3\) using our basis and call the coordinate functions \(x\), \(y\), and \(z\). Consider the cross-section of \(\mathrm{Mov}(F)\) by the plane \(x=4\): the cross-section of \(\mathrm{Cone}((1,\pm2,0)^\perp,(1,0,\pm2)^\perp)\) is the square bounded by the four lines \(y=\pm3\) and \(z=\pm3\). In this slice, any wall of \(\mathrm{Nef}(F)\) is a line cutting through this square so a point on the line has Euclidean distance at most \(\sqrt{18}\) from the origin in this \(yz\)-plane.
First, suppose \(v=(a,b,c)\) satisfies \(v^2=-2\). Any point on the line \[(v^\perp)\cap\{x=4\}=\{6a-by-cz=0\}\] has Euclidean distance \[\frac{6|a|}{\sqrt{b^2+c^2}}=\frac{6\sqrt2|a|}{\sqrt{3a^2+1}}\] from the origin in this \(yz\)-plane. This distance is no more than \(\sqrt{18}\) if and only if
\(|a|\le1\). The only four such classes with \(|a|\le1\) are \((1,1,1)^\perp\), \((1,1,-1)^\perp\), \((1,-1,1)^\perp\), and \((1,-1,-1)^\perp\), which intersect the boundary of \(\mathrm{Cone}((1,\pm2,0)^\perp,(1,0,\pm2)^\perp)\).
A similar calculation shows that no other classes with \(v^2=-10\) intersect \(\mathrm{Cone}((1,\pm2,0)^\perp,(1,0,\pm2)^\perp)\). ◻
We observe a nice geometric consequence:
Corollary 2. The four planes in \(F\) coming from components of \(F(Y_i)\) where \(Y_i=X\cap H_i\) for \(i=1,2\) are the only Lagrangian planes in \(F\).
Next, we describe the chambers of \(\mathrm{Mov}(F)\) neighboring \(\mathrm{Nef}(F)\).
Lemma 13. The nef cones of the four flops of \(F\) are \[\begin{align} \mathrm{Nef}(F_1)&=\mathrm{Cone}((1,-2,0)^\perp,(1,-1,1)^\perp,(1,-1,-1)^\perp,(3,-4,0)^\perp), \\
\mathrm{Nef}(F_1^\vee)&=\mathrm{Cone}((1,2,0)^\perp,(1,1,1)^\perp,(1,1,-1)^\perp,(3,4,0)^\perp), \\ \mathrm{Nef}(F_2)&=\mathrm{Cone}((1,0,-2)^\perp,(1,1,-1)^\perp,(1,-1,-1)^\perp,(3,0,-4)^\perp), \\
\mathrm{Nef}(F_2^\vee)&=\mathrm{Cone}((1,0,2)^\perp,(1,1,1)^\perp,(1,-1,1)^\perp,(3,0,4)^\perp).
\end{align}\] In particular, the chamber \(\mathrm{Nef}(F_i)\) shares a face with two other chambers of \(\mathrm{Mov}(F)\): \(\mathrm{Nef}(F)\) and
\(\iota_i^*\mathrm{Nef}(F)\). Similarly, \(\mathrm{Nef}(F_i^\vee)\) shares a face with the two chambers \(\mathrm{Nef}(F)\) and \((\iota_i^\vee)^*\mathrm{Nef}(F)\).
Proof. First, we give the proof for \(F_1\). By [3], the wall \((1,-2,0)^\perp\) of
\(\mathrm{Nef}(F)\) corresponds to the small contraction of \(F\) along \(P_1\), and \(F_1\) is the flop of \(F\) along \(P_1\), so \((1,-2,0)^\perp\) lies on the boundary of \(\mathrm{Nef}(F_1)\). Moreover, \(\iota_1\) is regular on \(F_1\) so acts on \(\mathrm{Nef}(F_1)\) by an involution; using Lemma 11, we calculate \(\iota_1^*(1,-2,0)=(-3,4,0)\), so \((3,-4,0)^\perp\) must also lie on the boundary of \(\mathrm{Nef}(F_1)\). Since the prime exceptional classes cut the movable cone out of the positive cone, we have \[\mathrm{Nef}(F_1)\subset\mathrm{Cone}((1,-2,0)^\perp,(1,-1,1)^\perp,(1,-1,-1)^\perp,(3,-4,0)^\perp).\] Using Lemma 12, we see that any other wall of
\(\mathrm{Nef}(F_1)\) intersecting the interior of the cone above would also cut into \(\mathrm{Nef}(F)\) or \(\iota_1^*\mathrm{Nef}(F)\), a contradiction.
Hence \[\mathrm{Nef}(F_1)=\mathrm{Cone}((1,-2,0)^\perp,(1,-1,1)^\perp,(1,-1,-1)^\perp,(3,-4,0)^\perp).\] The three other cone descriptions are proved similarly. ◻
Figure 1 illustrates the movable cone with labels on the chambers we have described so far. Figure 2 gives more detail further out from the central chamber.
Figure 1: A cross-section of the chambers of the movable cone of \(F\), bounded by the positive cone. Prime exceptional walls are drawn in red, and the remaining walls are drawn in
blue.Figure 2: A detail of the figure above illustrating the chambers adjacent to \(F_i^\vee\). Chambers are labeled by the isomorphism type of the model they represent. The involution \(\iota_1^\vee\) exchanges the two chambers adjacent to \(\mathrm{Nef}(F_1^\vee)\).
We finish the section by demonstrating how to propagate all of the (infinitely many) walls of the movable cone. This is not necessary for enumerating the birational models of \(F\) up to isomorphism, but we will obtain a
description of the birational automorphism group of \(F\) as a byproduct.
Let \(\Gamma\subset\mathrm{O}(\mathrm{NS}(F))\) be the subgroup generated by \(\iota_1^*,\)\((\iota_1^\vee)^*\), \(\iota_2^*\), and \((\iota_2^\vee)^*\). Since these lattice automorphisms are induced by birational automorphisms of \(F\), they preserve \(\mathrm{Mov}(F)\) and act on the sets \(\mathcal{W}_{\mathrm{flop}}\) and \(\mathcal{W}_{\mathrm{pex}}\) of wall divisors (see Section 2.4 for the definitions). In particular, they also act on the sets \[\;
\Delta_{\mathrm{flop}}\mathrel{\vcenter{:}}= \{\rho\in\mathcal{W}_{\mathrm{flop}}\;|\;\rho^\perp\cap\overline{\mathrm{Mov}(F)}\neq\varnothing\}\] and \[\;
\Delta_{\mathrm{pex}}\mathrel{\vcenter{:}}= \{\rho\in\mathcal{W}_{\mathrm{pex}}\;|\;\rho^\perp\cap\overline{\mathrm{Mov}(F)}\neq\varnothing\},\] which define walls between chambers in \(\overline{\mathrm{Mov}(F)}\)
and walls bounding \(\overline{\mathrm{Mov}(F)}\), respectively.
Lemma 14. \(\Gamma\) acts freely on \(\Delta_{\mathrm{flop}}\) with four orbits, represented by the classes \((1,\pm2,0)\) and \((1,0,\pm2)\).
Proof. Suppose \(v=(a,b,c)\in \mathcal{W}_{\mathrm{flop}}\) is a class such that \(v^\perp\cap \overline{\mathrm{Mov}(F)}\neq\varnothing,\) i.e \(v^\perp\in \Delta_{\mathrm{flop}}\) is a wall divisor. If \(a=1\), then \(v\) is one of the four vectors listed above, thus we assume \(a>1\). Note that \(v^\perp\) intersects one of the walls \((1,1,1)^\perp\), \((1,1,-1)^\perp\), \((1,-1,-1)^\perp\), and \((1,-1,1)^\perp\), from which we deduce \(|a|<|b|\) or \(|a|<|c|\). Since also \(3a^2-2b^2-2c^2=-5\), we have either \(|c|<|a|<|b|\) or \(|b|<|a|<|c|\). We act by \(\Gamma\) and find: \[\begin{align} \iota_1^*v&=(5a+4b,-6a-5b,-c)& \iota_2^*v&=(5a+4c,-b,-6a-5c)\\ (\iota_1^\vee)^*v&=(5a-4b,6a-5b,-c)& (\iota_2^\vee)^*v&=(5a-4c,-b,6a-5c).
\end{align}\] The four classes above all define walls of the movable cone of \(F\). We claim that exactly one of the classes above has a first coordinate with smaller magnitude than \(|a|\), and the other three have first coordinate with larger magnitude than \(|a|\). Explicitly, if \(|c|<|a|<|b|\), then:
The inequality \(|c|<|a|\) implies \(|5a\pm4c|>|a|\).
From \(|a|>1\), \(|a|>|c|\), and \(3a^2-2b^2-2c^2=-5\), we obtain the inequality \(|3a|>|2b|\).
If \(\frac{a}{b}>0\), then the inequalities \(a<b\) and \(|3a|>|2b|\) yield \(|5a-4b|<|a|\) and \(|5a+4b|>|a|\).
Conversely, if \(\frac{a}{b}<0\), then the inequalities \(a<b\) and \(|3a|>|2b|\) yield \(|5a+4b|<|a|\)
and \(|5a-4b|>|a|\).
The argument for the case \(|b|<|a|<|c|\) is similar. In particular, there is a unique element of \(\Gamma\) taking \(v\) to a \((-10)\)-class whose first coordinate is \(1\), obtained as a word in the four generators mentioned above by iteratively appending the generator that reduces the magnitude of the first coordinate
until its value is \(1\). Hence there are exactly four orbits of the action of \(\Gamma\) on \(\Delta_\mathrm{flop}\), and it is straightforward to argue
from here that the action is free. ◻
Lemma 15. \(\Gamma\) acts freely on \(\Delta_{\mathrm{pex}}\) with four orbits, each containing one of the classes \((1, \pm 1, \pm 1)\)
and \((1,\pm 1, \mp 1)\).
Proof. The argument is essentially identical to the proof of Lemma 14. ◻
Remark 1. In the proof of Lemma 14, we did not just prove that there is a unique element of \(\Gamma\) taking
\(v=(a,b,c)\in\Delta_\mathrm{flop}\) to a class with first coordinate \(1\): we proved there is a unique reduced word in the generators \(\iota_i^*\) and
\((\iota_i^\vee)^*\) (subject to \((\iota_i^*)^2=((\iota_i^\vee)^*)^2=1\)). From this, we deduce the relations on \(\Gamma\).
Corollary 3. There is an isomorphism \[\langle a_1,b_1,a_2,b_2\;|\;a_1^2=a_2^2=b_1^2=b_2^2=1\rangle\xrightarrow{\sim}\Gamma\] given by \(a_i\mapsto\iota_i^*\) and \(b_i\mapsto(\iota_i^\vee)^*\).
We will return to the group \(\Gamma\) at the end of this section, proving that it is isomorphic to \(\mathrm{Bir}(F)\) in 1.
With our understanding of the geometry of \(\mathrm{Mov}(F)\), we conclude by enumerating the birational hyperkähler models of \(F\) up to isomorphism, completing the proof of Theorem 8. We also describe the birational automorphism group of \(F\) completely.
Lemma 16. The only birational automorphism \(\varphi\) of \(F\) such that \(\varphi^*\mathrm{Nef}(F)=\mathrm{Nef}(F)\) is the
identity.
Proof. We know the walls of \(\mathrm{Nef}(F)\) from 12, and direct computation shows that the isometries permuting these walls
and preserving the positive cone belong to the dihedral group \(D_8\cong\langle R_2,R_3\rangle\). Inspecting actions on the discriminant group, Lemma 10 verifies that the only one of these isometries induced by a birational automorphism of \(F\) is the identity. So, if \(\varphi^*\mathrm{Nef}(F)=\mathrm{Nef}(F)\), then \(\varphi\) is the identity by Remark 1. ◻
Proposition 1. The five birational models \(F\), \(F_i\), and \(F_i^\vee\) for \(i=1,2\) are
pairwise non-isomorphic.
Proof. By Lemma 16, we verified that no isometry of \(\mathrm{NS}(F)\) induced by a birational
automorphism of \(F\) fixes \(\mathrm{Nef}(F)\); from this, we see \(F\) has no nontrivial regular automorphisms. This distinguishes \(F\) from the four models \(F_i\) and \(F_i^\vee\).
To see that \(F_1\) is non-isomorphic to the other three flops of \(F\), first suppose \(\varphi\in\mathrm{O}(\mathrm{NS}(F))\) sends \(\mathrm{Nef}(F_1)\) to \(\mathrm{Nef}(F_2)\). Then either \(\varphi\) or \(\iota_2^*\circ\varphi\) acts on \(\mathrm{Nef}(F)\) by a nontrivial automorphism. Similarly, if \(\varphi\) sends \(\mathrm{Nef}(F_1)\) to \(\mathrm{Nef}(F_i^\vee)\), then either \(\varphi\) or \((\iota_i^\vee)^*\circ\varphi\) acts on \(\mathrm{Nef}(F)\) by a
nontrivial automorphism. Again using Lemma 16, we conclude that \(\varphi\) cannot be induced by a birational
automorphism of \(F\). In particular, no isomorphism exists between \(F_1\) and any of the other three flops of \(F\).
A symmetric argument shows that any two flops of \(F\) are non-isomorphic. ◻
Proposition 1. Up to isomorphism, \(F\) has exactly five birational hyperkähler models.
Proof. By Proposition 1, \(F\) has at least five birational hyperkähler models, each of which can
be obtained from \(F\) by flopping a plane in \(F\). We will prove there are no more.
Any birational hyperkähler model of \(F\) can be obtained via a finite sequence of Mukai flops, shown in [41], building on [42]. Starting from \(F\), the Mukai flops are \(F_i\) and \(F_i^\vee\) for \(i=1,2\). Using Lemmas 11, 12, and 13, we see by Remark 1 that the two Mukai flops of \(F_i\) (respectively \(F_i^\vee\)) are both isomorphic to \(F\). Thus any sequence of two Mukai flops starting from \(F\) yields a model isomorphic to \(F\). Inductively, we see that any birational model of \(F\) can be obtained via a single Mukai flop. ◻
Together with the content of Section 3.3, identifying the flops of \(F\) with pairs of dual double EPW sextics, Propositions 1 and 1 complete the proof of Theorem 8.
As mentioned previously, Proposition 1 explains geometrically why, after flopping any one of the four planes in \(F\), the other three planes cannot also be flopped. We see this in Figure 1, where the nef cones of \(F_i, F_i^\vee\) have two flopping walls and two prime
exceptional walls.
We conclude by characterizing the birational automorphism group of \(F\).
Proposition 1. The involutions \(\iota_i^*\) and \((\iota_i^\vee)^*\) for \(i=1,2\) generate the birational automorphism group of
\(F\), i.e. \(\Gamma\cong\mathrm{Bir}(F)\).
Proof. Let \(\varphi\in\mathrm{Bir}(F)\), and let \(v^\perp\) be one of the walls of \(\varphi^*\mathrm{Nef}(F)\). By Lemma 14, there is some \(\psi\in\Gamma\) such that \(\psi(v)\) has first coordinate \(1\). We will argue that \(\varphi^*=\psi^{-1}\in\Gamma\).
There are five chambers of \(\mathrm{Mov}(F)\) having a wall of the form \(w^\perp\) where \(w\in\mathcal{W}_\mathrm{flop}\) has first coordinate \(1\): they are \(\mathrm{Nef}(F)\), \(\mathrm{Nef}(F_i)\), and \(\mathrm{Nef}(F_i^\vee)\) for \(i=1,2\), so \(\psi\circ\varphi^*\mathrm{Nef}(F)\) is one of these five. Since \(\psi\circ\varphi^*\) is induced by a birational automorphism of \(F\), if \(\psi\circ\varphi^*\mathrm{Nef}(F)=\mathrm{Nef}(F')\), then \(F\simeq F'\). Using Proposition 1, we conclude \(\psi\circ\varphi^*\mathrm{Nef}(F)=\mathrm{Nef}(F)\), and Lemma 16 forces \(\psi\circ\varphi^*=1\).
It follows that \(\Gamma\) is the image of \(\mathrm{Bir}(F)\to\mathrm{O}(\mathrm{NS}(F))\). This map is an embedding by Remark 1, completing the proof. ◻
Along with Corollary 3, Proposition 1 proves Theorem 9.
Let \(X\subset \mathbb{P}^5\) be a smooth cubic fourfold containing a non-syzygetic pair of cubic scrolls. We also assume \(X\) is very general, meaning \(\mathrm{rank}(A(X))=3\), \(\mathrm{Aut}(X)=0\), and \(\mathrm{End_{Hdg}}(T(F))=\{\pm1\}\). As with the syzygetic case, we describe the birational geometry of the
Fano variety \(F\) of lines on \(X\), proving the following main result:
Theorem 10. Let \(F\) be the Fano variety of lines on a very general cubic fourfold \(X\) containing a non-syzygetic pair of cubic scrolls. Then \(F\) has eight isomorphism classes of birational hyperkähler models, represented by the following: \(F\) itself, six non-isomorphic Mukai flops of \(F\), one for
each Lagrangian plane in \(F\), and a Mukai flop of \(F\) along a pair of disjoint planes in \(F\). Moreover, each of the six Mukai flops of \(F\) can be realized as a double EPW sextic, and the flop of \(F\) along a pair of disjoint planes is isomorphic to the Fano variety of lines on another smooth cubic fourfold \(X'\) containing a non-syzygetic pair of cubic scrolls.
As before, we also obtain generators for \(\mathrm{Bir}(F)\):
Theorem 11. Let \(F\) be as above. There is a surjection \[\langle a,b,c,d,e,f\;|\; a^2=b^2=c^2=d^2=e^2=f^2=1\rangle\twoheadrightarrow\mathrm{Bir}(F)\] identifying each
generator with a covering involution on one of the double EPW sextics obtained as a Mukai flop of \(F\).
In contrast to Theorem 9, this surjection has nontrivial kernel; for further discussion, see Remark 1.
The outline of this section is similar to that of Section 4: in Section 5.1, we study the arrangement of Lagrangian planes in \(F\), showing
that some pairs of planes intersect and others do not. We outline in Section 5.2 properties of the lattice \(\mathrm{NS}(F)\) and describe the actions on this lattice by the
various involutions on the flops of \(F\). This allows us to describe the structure of the movable cone of \(F\) in Section 5.3, which further
enables a census of the birational hyperkähler models of \(F\) and a description of \(\mathrm{Bir}(F)\) in Section 5.4.
For a general cubic \(X\) containing a non-syzygetic pair of cubic scrolls \(T_1\) and \(T_2\), we saw in Lemma 3 that there is a third cubic scroll \(T_3\subset X\) and \([T_i]\cdot[T_j]=1\) for all \(i,j\). Let \(H_i\) be the hyperplane spanned by \(T_i\), and \(Y_i=X\cap H_i\). As in Section 2.1, we have \[F(Y_i)= P_i\cup S_i'\cup P_i^\vee\subset F,\] where \(P_i\) and \(P_i^\vee\) are Lagrangian
planes. For \(i\neq j\), let \(\Sigma_{ij}=X\cap H_i\cap H_j\); for general \(X\), all three cubic surfaces \(\Sigma_{ij}\)
are smooth, by Lemma 2. The lines on \(\Sigma_{ij}\) are parametrized by \(F(Y_i)\cap F(Y_j)\).
Proposition 1. Let \(X\) be a cubic fourfold containing a non-syzygetic pair of cubic scrolls \(T_i\) and \(T_j\), with \([T_i]\cdot[T_j]=1\). Then
all other pairwise intersections between a component of \(F(Y_i)\) and a component of \(F(Y_j)\) are empty.
Moreover, these intersections are all transverse when \(\Sigma=X\cap H_i\cap H_j\) is smooth.
Proof. As in the proof of Proposition 1, we use Lemmas 8 and 9 to reduce the problem to studying incidence relations between the twisted cubics \(\gamma_i\), \(\gamma_j\), \(\gamma_i^\vee\), \(\gamma_j^\vee\), and the lines on \(\Sigma_{ij}\). After finding that \[\gamma_i\sim\gamma_j\sim E_0\;\;\text{and}\;\;\gamma_i^\vee\sim\gamma_j^\vee\sim 5E_0-2\sum_{k=1}^6E_k\] on \(\Sigma_{ij}\),
the result follows from the incidence relations for lines on \(\Sigma_{ij}\). ◻
In particular, there are six pairs of disjoint planes among the \(P_i\) and \(P_i^\vee\), namely, \(P_i\cup P_j^\vee\) for \(i\neq j\). This means that in addition to the six flops of \(F\) along a plane \(P_i\) or \(P_i^\vee\), there are six models
which can be obtained by flopping a pair of disjoint planes. Perhaps surprisingly, we will show in 23 that all six models of the last type are isomorphic to one
another.
Again, let \(\lambda_i=\alpha(T_i-\eta_X)\). Recall from Section 2.3 that \(\mathrm{NS}(F)\) with the BBF form is isomorphic to the lattice
\(J_{nonsyz}\) and has discriminant group \(D_{\mathrm{NS}(F)}\cong\mathbb{Z}/6\times\mathbb{Z}/2\times\mathbb{Z}/6\) with factors generated by \([\frac{g}{6}]\), \([\frac{\lambda_1}{2}]\), and \([\frac{\lambda_1}{3}+\frac{\lambda_2}{6}]\). It is easy to check that this quadratic form represents \(-10\) but not \(-2\).
The isometry group of \(\mathrm{NS}(F)\) with basis \(\{g,\lambda_1,\lambda_2\}\) is generated by \(\pm1\) and the four transformations below. We
calculated \(\mathrm{Aut}(\mathrm{NS}(F))\) via [40] and the Magma package AutHyp.m. \[R_1=\begin{pmatrix*}[r] 5 & 4 & -2 \\ -6 & -5 & 2 \\ 0 & 0 & -1 \end{pmatrix*},
R_2=\begin{pmatrix*}[r] 3 & 2 & -2\\ -2 & -1 & 2 \\ 2 & 2 & -1 \end{pmatrix*},\]\[R_3=\begin{pmatrix*}[r] 1 & 0 & 0 \\ 0 & 0 & 1 \\ 0 & 1 & 0 \end{pmatrix*},
R_4=\begin{pmatrix*}[r] 1 & 0 & 0 \\ 0 & 1 & -1 \\ 0 & 1 & 0 \end{pmatrix*}.\] Note that \(R_1\), \(R_2\), and \(R_3\) are
reflections whereas \(R_4\) has order \(6\). The transformations \(R_3\) and \(R_4\) generate the dihedral group \(D_{12}\).
Lemma 17. An isometry \(\varphi\in \mathrm{O}(\mathrm{NS}(F))\) is induced by a birational automorphism of \(F\) if and only if \(\varphi\) preserves \(\overline{\mathrm{Pos}(F)}\) and acts on the index two subgroup \[\left\langle\left[\frac{g}{3}\right]\right\rangle\times\left\langle\left[\frac{\lambda_1}{2}\right]\right\rangle\times\left\langle\left[\frac{\lambda_1}{3}+\frac{\lambda_2}{6}\right]\right\rangle\] of \(D_{\mathrm{NS}(F)}\) by \(\pm\mathrm{Id}\).
Proof. The proof is exactly the same as in Lemma 5. ◻
Let \(F_i\) and \(F_i^\vee\) denote the flops of \(F\) along \(P_i\) and \(P_i^\vee\),
respectively, for \(i=1,2,3\). Recall from Remark 1 that each of these models admits a regular involution \(\iota_i\) or \(\iota_i^\vee\). These involutions can also be regarded as birational involutions on \(F\).
Lemma 18. The birational involutions \(\iota_i\) and \(\iota_i^\vee\) act on \(\mathrm{NS}(F)\) by \(\iota_1^*=R_1\), \((\iota_1^\vee)^*=R_4^3R_1R_4^3\), \(\iota_2^*=R_4^2R_1R_4^4\), \((\iota_2^\vee)^*=R_4^5R_1R_4\), \(\iota_3^*=R_4^4R_1R_4^2\), and \((\iota_3^\vee)^*=R_4R_1R_4^5\).
Proof. The proof is similar to that of Lemma 11, and we omit most details. By [3] and 2 , \[\begin{align} &\iota_1^*(1,-1,0)=(1,-1,0) & &(\iota_1^\vee)^*(1,1,0)=(1,1,0)\\ &\iota_2^*(1,0,-1)=(1,0,-1) &
&(\iota_2^\vee)^*(1,0,1)=(1,0,1)\\ &\iota_3^*(1,1,1)=(1,1,1) & &(\iota_3^\vee)^*(1,-1,-1)=(1,-1,-1).
\end{align}\] The only matrices satisfying these conditions, squaring to the identity, preserving the quadratic form, and acting by \(\pm\mathrm{Id}\) on the index two subgroup of the discriminant group from Lemma 17 are the ones proposed. ◻
5.3 Wall and chamber structure of \(\mathrm{Mov}(F)\)↩︎
As in the syzygetic case, we enumerate birational models of \(F\) by studying the geometry of the movable cone. Unlike before, there are no prime exceptional divisors, so \(\mathrm{Mov}(F)=\overline{\mathrm{Pos}(F)}\).
Lemma 19. The nef cone of \(F\) is bounded by the six walls \(v^\perp\) where \[v\in\{(1,2,0),(1,2,2),(1,0,2),(1,-2,0),(1,-2,-2),(1,0,-2)\}.\] These are the six classes with first coordinate \(1\) that square to \(-10\).
Proof. Similar to the proof of Lemma 12, we know each of these walls induces a small contraction of \(F\) so lies on the boundary of
\(\mathrm{Nef}(F)\). Moreover, there are six pairs of disjoint Lagrangian planes in \(F\) by Proposition 1; therefore, the six edges of the cone \[\mathrm{Cone}((1,2,0)^\perp,(1,2,2)^\perp,(1,0,2)^\perp,(1,-2,0)^\perp,(1,-2,-2)^\perp,(1,0,-2)^\perp)\] also lie on the
boundary of \(\mathrm{Nef}(F)\). It follows that no other walls cut into \(\mathrm{Nef}(F)\). ◻
Corollary 4. The six planes in \(F\) coming from components of \(F(Y_i)\) where \(Y_i=X\cap H_i\) for \(i=1,2,3\) are the only Lagrangian planes in \(F\).
Using the involutions on the six flops of \(F\), we can also describe the nef cones of the flops:
Lemma 20. The nef cones of flops of \(F\) are \[\begin{align} \mathrm{Nef}(F_1)&=\mathrm{Cone}((1,-2,0)^\perp,(1,0,2)^\perp,(3,-4,0)^\perp,(1,-2,-2)^\perp),\\
\mathrm{Nef}(F_1^\vee)&=\mathrm{Cone}((1,2,0)^\perp,(1,0,-2)^\perp,(3,4,0)^\perp,(1,2,2)^\perp),\\ \mathrm{Nef}(F_2)&=\mathrm{Cone}((1,0,-2)^\perp,(1,2,0)^\perp,(3,0,-4)^\perp,(1,-2,-2)^\perp),\\
\mathrm{Nef}(F_2^\vee)&=\mathrm{Cone}((1,0,2)^\perp,(1,-2,0)^\perp,(3,0,4)^\perp,(1,2,2)^\perp),\\ \mathrm{Nef}(F_3)&=\mathrm{Cone}((1,2,2)^\perp,(1,0,2)^\perp,(3,4,4)^\perp,(1,2,0)^\perp),\\
\mathrm{Nef}(F_3^\vee)&=\mathrm{Cone}((1,-2,-2)^\perp,(1,-2,0)^\perp,(3,-4,-4)^\perp,(1,0,-2)^\perp).
\end{align}\]
Proof. We give the argument for \(\mathrm{Nef}(F_1)\), the other calculations being similar. Since \(F_1\) is the flop of \(F\) along \(P_1\), we know \((1,-2,0)^\perp\) lies on the boundary of \(\mathrm{Nef}(F_1)\). The involution \(\iota_1\) is regular on \(F_1\), so \(\iota_1^*(1,-2,0)^\perp=(3,-4,0)^\perp\) also lies on the boundary of \(\mathrm{Nef}(F_1)\) by Theorem 4. Moreover, the walls \((1,0,2)^\perp\) and \((1,-2,-2)^\perp\) meet each of \((1,-2,0)^\perp\)
and \((3,-4,0)^\perp\), and \(\iota_1^*(1,0,2)^\perp=(1,-2,-2)^\perp\), so \[\mathrm{Nef}(F_1)\subset\mathrm{Cone}((1,-2,0)^\perp,(1,0,2)^\perp,(3,-4,0)^\perp,(1,-2,-2)^\perp).\] Since \(P_1\cap P_i^\vee=\varnothing\) for \(i=2,3\) by
Proposition 1, one can flop \(F_1\) along the strict transform of \(P_i^\vee\), so the lines \[(1,-2,0)^\perp\cap(1,0,2)^\perp=\mathrm{span}(2,-1,1)\] and \[(1,-2,0)^\perp\cap(1,-2,-2)^\perp=\mathrm{span}(2,-2,-1)\] lie on the
boundary of \(\mathrm{Nef}(F_1)\). Their images, under \(\iota_1^*\), \[\mathrm{span}(4,-5,-1)=(1,-2,-2)^\perp\cap(3,-4,0)^\perp\] and \[\mathrm{span}(4,-4,1)=(1,0,2)^\perp\cap(3,-4,0)^\perp,\] must also lie on the boundary of \(\mathrm{Nef}(F_1)\). It follows that \[\mathrm{Nef}(F_1)=\mathrm{Cone}((1,-2,0)^\perp,(1,0,2)^\perp,(3,-4,0)^\perp,(1,-2,-2)^\perp),\] as claimed. ◻
For \(1\le i,j\le3\), let \(F_{ij}\) be the flop of \(F\) along \(P_i\) and \(P_j^\vee\).
Lemma 21. The nef cones of the \(F_{ij}\) are \[\begin{align} \mathrm{Nef}(F_{12})&=R_2\cdot\mathrm{Nef}(F), &
\mathrm{Nef}(F_{21})&=\iota_2^*(\iota_3^\vee)^*\iota_1^*R_2\cdot\mathrm{Nef}(F),\\ \mathrm{Nef}(F_{13})&=\iota_1^*R_2\cdot\mathrm{Nef}(F), & \mathrm{Nef}(F_{31})&=\iota_3^*(\iota_2^\vee)^*R_2\cdot\mathrm{Nef}(F),\\
\mathrm{Nef}(F_{23})&=(\iota_3^\vee)^*\iota_1^*R_2\cdot\mathrm{Nef}(F), & \mathrm{Nef}(F_{32})&=(\iota_2^\vee)^*R_2\cdot\mathrm{Nef}(F).
\end{align}\]
Proof. Since \(R_2\) preserves the BBF form, it acts by an automorphism on \(\mathrm{Mov}(F)\), sending chambers to chambers. It is straightforward to verify that the only four
chambers of \(\mathrm{Mov}(F)\) containing \((2,-1,1)\) are \(\mathrm{Nef}(F)\), \(\mathrm{Nef}(F_1)\), \(\mathrm{Nef}(F_2^\vee)\), and \(R_2\cdot\mathrm{Nef}(F)\). The edge \(\mathrm{span}(2,-1,1)\) of \(\mathrm{Nef}(F)\) corresponds
to simultaneously flopping \(P_1\) and \(P_2^\vee\), since \[(1,-2,0)^\perp\cap(1,0,2)^\perp=\mathrm{span}(2,-1,1).\] Hence \(\mathrm{Nef}(F_{12})\) contains \((2,-1,1)\), from which we deduce \(\mathrm{Nef}(F_{12})=R_2\cdot\mathrm{Nef}(F)\). The other five verifications are
similar. ◻
Corollary 5. The model \(F_{12}\) contains exactly six Lagrangian planes, six pairs of which are disjoint.
Proof. By Lemmas 21 and 19, the nef cone
of \(F_{12}\) is a cone over a hexagon, the same as \(\mathrm{Nef}(F)\). The six faces of this chamber correspond to Lagrangian planes in \(F_{12}\); the six
edges correspond to pairs of disjoint Lagrangian planes in \(F_{12}\). ◻
We illustrate the movable cone as described so far in Figure 3. In the next section, we will need to know the chambers bordering \(\mathrm{Nef}(F_{12})\), enumerated by the following
lemma and illustrated analogously for \(\mathrm{Nef}(F_{32})\) in Figure 4.
Lemma 22. Let \(\{i,j,k\}=\{1,2,3\}\). Then the chambers sharing a face with \(\mathrm{Nef}(F_{ij})\) are \(\mathrm{Nef}(F_i)\), \(\mathrm{Nef}(F_j^\vee)\), \(\iota_i^*\mathrm{Nef}(F_k^\vee)\), \((\iota_j^\vee)^*\mathrm{Nef}(F_k)\), \((\iota_j^\vee)^*\iota_k^*\mathrm{Nef}(F_i^\vee)\), and \(\iota_i^*(\iota_k^\vee)^*\mathrm{Nef}(F_j)\).
Proof. This is verified by direct calculation: using Lemmas 21 and 20, one can identify the walls of \(\mathrm{Nef}(F_{ij})\) and \(\mathrm{Nef}(F_i)\) for all \(i,j,k\). Using Lemma 18, one can check that each of the chambers above shares a face with \(\mathrm{Nef}(F_{ij})\). By Corollary 5, these six faces cover the entire boundary of \(\mathrm{Nef}(F_{ij})\). ◻
Figure 3: A slice of the chambers of the movable cone of \(F\), bounded by the positive cone..
Figure 4: A detail of the figure above illustrating the chambers adjacent to \(F_3\) and \(F_{32}\). Chambers are labeled by the isomorphism type of the model they represent.
The arrows indicate the action of \(\iota_3^*\) on the chambers..
We now classify birational hyperkähler models of \(F\) up to isomorphism, proving Theorem 10.
Lemma 23. The six birational models \(F_{ij}\) for \(1\le i,j\le3\) are all isomorphic.
Proof. Since, by Theorem 4, \(\iota_i^*\) and \((\iota_i^\vee)^*\) act on \(\mathrm{Mov}(F)\) by exchanging chambers corresponding to the same isomorphism type, this follows from Lemma 21. ◻
Proposition 1. The eight birational models \(F\), \(F_i\), \(F_i^\vee\), and \(F_{12}\) are pairwise
non-isomorphic.
Proof. The idea of the proof is to show that no isometry of \(\mathrm{NS}(F)\) taking a chamber of one of the models above to a chamber of another satisfies the conditions of Lemma 17. We begin with \(F_1\). Since the chamber \(\mathrm{Nef}(F_1)\) has four
walls, whereas \(\mathrm{Nef}(F)\) and \(\mathrm{Nef}(F_{12})\) each have six walls, we know \(F_1\not\simeq F\) and \(F_1\not\simeq F_{12}\).
Let \(\varphi\) be an isometry sending \(\mathrm{Nef}(F_1)\) to \(\mathrm{Nef}(F_i)\) for \(i\neq1\) or \(\mathrm{Nef}(F_i^\vee)\) for \(i=1,2,3\). The four edges of \(\mathrm{Nef}(F_1)\), corresponding to simultaneous flops of disjoint planes, are rays spanned by
the vectors \[v_1=(2,-1,1),\,v_2=(2,-2,-1),\,v_3=(4,-4,1),\text{ and }v_4=(4,-5,-1);\] let \(w_i=\varphi(v_i)\), so the vectors \(w_i\) span the edges of
the chamber \(\varphi(\mathrm{Nef}(F_1))\). Then \[\varphi(0,1,2)=\varphi(v_1-v_2)=w_1-w_2.\] For \(\varphi\) to be induced by a birational automorphism of
\(F\), we must have \(\varphi([\lambda_1/2])=[\lambda_1/2]\) in the discriminant group, by Lemma 17. Hence \(\varphi(0,1,2)=(a,b,c)\) where \(a\) and \(c\) are even and \(b\) is odd. By direct inspection, the only chamber other than \(\mathrm{Nef}(F_1)\) having walls \(w_1\), \(w_2\) such that
\(w_1-w_2=(a,b,c)\) with \(a\) and \(c\) even and \(b\) odd is \(\mathrm{Nef}(F_1^\vee)\).
Hence \(F_1\) is not isomorphic to \(F_i\) or \(F_i^\vee\) for \(i=2,3\).
We now verify \(F_1\not\simeq F_1^\vee\). There are eight possibilities for \(w_1\) and \(w_2\):
2
\(w_1=(2,2,1)\), \(w_2=(2,1,-1)\)
\(w_1=(2,1,-1)\), \(w_2=(2,2,1)\)
\(w_1=(2,1,-1)\), \(w_2=(4,4,-1)\)
\(w_1=(2,2,1)\), \(w_2=(4,5,1)\)
\(w_1=(4,4,-1)\), \(w_2=(4,5,1)\)
\(w_1=(4,5,1)\), \(w_2=(4,4,-1)\)
\(w_1=(4,5,1)\), \(w_2=(2,2,1)\)
\(w_1=(4,4,-1)\), \(w_2=(2,1,-1)\).
Since \(\iota_1^\vee\) is regular on \(F_1^\vee\), and \((\iota_1^\vee)^*(2,2,1)=(4,4,-1)\) and \((\iota_1^\vee)^*(2,1,-1)=(4,5,1)\), composing \(\varphi\) with \((\iota_1^\vee)^*\) reduces cases (e), (f), (g), and (h) to (a), (b), (c), and (d), respectively.
In case (a), we find \(\varphi=R_4R_3\); in (b), we find \(\varphi=R_4^3\); in case (c), we find \(\varphi=R_4^3R_2\); in case (d), we find \(\varphi=R_4R_3R_2\). We again check the action of \(\varphi\) on the discriminant group, concluding by Lemma 17 that \(\varphi\) cannot be induced by a birational automorphism of \(F\).
By symmetry, all six models \(F_i\) and \(F_i^\vee\) are pairwise non-isomorphic. It remains to check that \(F\not\simeq F_{12}\). Suppose for the sake of
contradiction that \(\varphi\) is an isometry of \(\mathrm{NS}(F)\) induced by an isomorphism \(F_{12}\xrightarrow{\sim} F\), so \(\varphi(\mathrm{Nef}(F))=\mathrm{Nef}(F_{12})\). Then \(\varphi\) maps the six chambers \(F_i\), \(F_i^\vee\) for \(i=1,2,3\) to the six chambers sharing faces with \(\mathrm{Nef}(F_{12})\). In light of Lemma 22
and the above, we deduce \(\varphi(\mathrm{Nef}(F_1))=\mathrm{Nef}(F_1)\) and \(\varphi(\mathrm{Nef}(F_2^\vee))=F_2^\vee\). Direct computation verifies that the only isometry with \(\varphi(\mathrm{Nef}(F))=F_{12}\) satisfying these conditions is \(R_2\), but by Lemma 17, \(R_2\) is not induced by a birational automorphism of \(F\), yielding a contradiction. ◻
Proposition 1. Up to isomorphism, \(F\) has eight birational hyperkähler models.
Proof. By Proposition 1, \(F\) has at least eight birational hyperkähler models, each of which can be
obtained from \(F\) by flopping a single plane or a pair of disjoint planes. We will prove there are no more.
As in Proposition 1, any birational hyperkähler model of \(F\) can be obtained via a finite sequence of
Mukai flops. Starting from \(F\), the Mukai flops are \(F_i\) and \(F_i^\vee\) for \(i=1,2,3\). Using Lemmas 20 and 21, the four Mukai flops of \(F_i\) (respectively \(F_i^\vee\)) are isomorphic to \(F\), \(F_{ij}\), and \(F_{ik}\)
(respectively \(F\), \(F_{ji}\), and \(F_{ki}\)). Applying Lemma 23, we see
that a sequence of two Mukai flops starting at \(F\) yields a model isomorphic either to \(F\) or to \(F_{12}\). By Lemma 22, a third flop yields a model isomorphic to \(F_i\) or \(F_i^\vee\) for some \(i=1,2,3\). Inductively, we conclude that an odd number of Mukai flops starting from \(F\) yields a model isomorphic to \(F_i\) or \(F_i^\vee\), and an even number of Mukai flops yields a model isomorphic to \(F\) or \(F_{12}\); in particular, any birational hyperkähler model of \(F\) is isomorphic to one of these. ◻
The content of Section 3.3 identifies each flop of \(F\) with a double EPW sextic. To complete the proof of Theorem 10, we identify \(F_{12}\) with the Fano variety of lines on another smooth cubic fourfold:
Proposition 1. There is a unique smooth cubic fourfold \(X'\) containing a non-syzygetic pair of cubic scrolls whose Fano variety of lines is isomorphic to \(F_{12}\). Moreover, \(X\not\simeq X'\).
Proof. Lemma 21 states \(\mathrm{Nef}(F_{12})=R_2\cdot\mathrm{Nef}(F)\), so \(F_{12}\) contains an ample class of square \(6\) and divisibility \(2\), namely \(g'=R_2\cdot g\). Hence the pair \((F_{12},g')\) defines a point in the moduli space \(\mathcal{M}_6^{(2)}\) of hyperkähler fourfolds of K3\(^{[2]}\)-type with a polarization of square \(6\) and divisibility \(2\). Let \(\mathcal{M}_{cub}\) be the moduli space of marked cubic fourfolds, so there is a commutative diagram of period maps \[\xymatrix{ \mathcal{M}_{cub} \ar[rr]^{F} \ar[dr]_{p'} & & \mathcal{M}_6^{(2)} \ar[dl]^{p} \\ & \mathcal{P}_6^{(2)} & }.\] By [43] and [44], the complement of the image of \(p'\) is the union of the Heegner divisors \(\mathcal{D}_{6,2}^{(2)}\) and \(\mathcal{D}_{6,6}^{(2)}\); for more discussion, see [31]. Hence to show that \(F_{12}\) is the Fano variety of lines on a smooth cubic fourfold, it suffices to check that there are no classes \(v\in g'^\perp\cap
\mathrm{NS}(F_{12})\) with \(\mathrm{div}(v)=2\) and \(v^2\in\{-2,-6\}\). Indeed, if such a vector existed, then \(R_2\cdot v\) would have the same
numerics and lie in \(g^\perp\cap \mathrm{NS}(F)\); recalling the Abel–Jacobi map described in Section 2.3, this would force \(X\) to be of
discriminant \(2\) or \(6\). But \(X\) is smooth, so \(X\not\in\mathcal{C}_2\cup\mathcal{C}_6\), and no such class \(v\) exists.
We have shown \(F_{12}\) is the Fano variety of a smooth cubic fourfold \(X'\). Moreover, \(X'\) is unique since \(p'\) is injective [33]. The Abel–Jacobi map allows us to deduce the intersection form on \(A(X')\), proving that \(X'\) contains a non-syzygetic pair of cubic scrolls. Finally, the fact from Proposition 1 that \(F\not\simeq F_{12}\) forces \(X\not\simeq X'\). ◻
We end by providing some information about the structure of \(\mathrm{Bir}(F)\). Let \[\Gamma=\langle\iota_i^*,(\iota_i^\vee)^*\;|\;i=1,2,3\rangle\subset\mathrm{O}(\mathrm{NS}(F)).\]
Unlike in the syzygetic case, we are not able to make use of the action of \(\Gamma\) on \(\Delta_{\mathrm{flop}}\) in order to deduce generators and relations for \(\mathrm{Bir}(F)\); largely, this is because in the syzygetic case, each wall of \(\mathrm{Mov}(F)\) was adjacent to finitely many chambers whereas in the non-syzygetic case, each wall borders
infinitely many chambers. On the other hand, the fact that the movable cone coincides with the positive cone somewhat streamlines the argument in the following lemma, analogous to Lemma 14.
Lemma 24. The group \(\Gamma\) acts on the set \(\{v\in\mathrm{NS}(F)\,|\,v^2=6\}\) with at most seven orbits, represented by the classes \((1,0,0)\), \((3,\pm2,\pm4)\), \((3,\pm4\pm2)\), and \((3,\pm2,\mp2)\).
Proof. As in Lemma 14, one starts with an arbitrary class \(v=(a,b,c)\) such that \(v^2=6\) and \(a>3\) and finds that at least one of the involutions \((\iota_i)^*\) or \((\iota_i^\vee)^*\) for \(i=1,2,3\) reduces the magnitude of the first coordinate. Iterating this process, one obtains one of the seven classes \(v\in\mathrm{NS}(F)\) with \(v^2=6\) and
first coordinate no larger than \(3\). ◻
Remark 1. Unlike in the syzygetic case, there is not a unique sequence of \((\iota_i)^*\) and \((\iota_i^\vee)^*\) taking an arbitrary class \(v\in\mathrm{NS}(F)\) with \(v^2=6\) to one with first coordinate at most \(3\): indeed, for \(\{i,j,k\}=\{1,2,3\}\), we note
\(\iota_i\circ\iota_j^\vee\circ\iota_k=\iota_k^\vee\circ\iota_j\circ\iota_i^\vee\). In particular, the action of Lemma 24 does not afford
a characterization of the relations among the generators of \(\Gamma\). Nevertheless, we obtain generators for \(\mathrm{Bir}(F)\).
Proposition 1. The birational involutions \(\iota_i^*\) and \((\iota_i^\vee)^*\) for \(i=1,2,3\) generate the birational automorphism
group of \(F\), i.e. \(\Gamma\cong\mathrm{Bir}(F)\).
Proof. Let \(\varphi\in\mathrm{Bir}(F)\), and let \(\varphi^*\mathrm{Nef}(F)=\mathrm{Nef}(F')\). Then \(\varphi^*(g)=v\) for some class \(v\) with \(q(v)=6\). By Lemma 24, there is some \(f\in\Gamma\) such that
\(f(v)\) has first coordinate at most \(3\). Moreover, since the generators of \(\Gamma\) are induced by birational automorphisms, we have \(f=\psi^*\) for some \(\psi\in\mathrm{Bir}(F)\). Now, \[(\varphi\circ\psi)^*(g)\in\{(1,0,0),(3,\pm2,\pm4),(3,\pm4,\pm2),(3,\pm2,\mp2)\},\] but on the other hand,
\((\varphi\circ\psi)^*\mathrm{Nef}(F)=\mathrm{Nef}(F'')\) where \(F''\simeq F\). Using Lemma 21, the classes \((3,\pm2,\pm4)\), \((3,\pm4\pm2)\), and \((3,\pm2,\mp2)\) belong to the nef cones of \(F_{ij}\) for \(1\le i\neq j\le 3\), so by Proposition 1 we obtain \((\varphi\circ\psi)^*(g)=g\). The subgroup of \(\mathrm{O}(\mathrm{NS}(F))\) of isometries fixing \(g\) is the dihedral group generated by \(R_3\) and \(R_4\), and using Lemma 17, the only one of these isometries
induced by a birational automorphism of \(F\) is the identity. By Remark 1, the map \(\mathrm{Bir}(F)\to\mathrm{O}(\mathrm{NS}(F))\) is an embedding, so \(\varphi\circ\psi=\mathrm{Id}\), and \(\varphi=\psi^{-1}\in\Gamma\). ◻
Here, we provide explicit examples of cubic fourfolds containing pairs of cubic scrolls in order to justify earlier assertions about generic behavior (cf. Lemma 2). The computational claims in the proof below can be verified with Magma code provided on the arXiv as an ancillary file.
We work over the field \(\mathbb{F}_{29}\), but the choices made in producing our examples amount to picking a point in a tower of projective bundles, as can be seen in the Magma code. Hence our examples lift to
characteristic zero.
6.1 An explicit cubic fourfold with a syzygetic pair of cubic scrolls↩︎
Let \(X\) be the smooth cubic fourfold with defining equation \[\begin{align}
f= 17x_0x_1x_2 &+ 19x_1^2x_2 + 9x_0x_2^2 + 10x_1x_2^2 + 18x_2^3 + 12x_0^2x_3 + 10x_0x_1x_3 + 8x_0x_2x_3 \\
&+ 4x_1x_2x_3 + 27x_2^2x_3 + 2x_0x_3^2 + 3x_2x_3^2 + 20x_0^2x_4 + 11x_0x_1x_4 \\ &+ 23x_1^2x_4 + 11x_0x_2x_4 + 24x_1x_2x_4 + 14x_2^2x_4 + 7x_0x_3x_4 + 26x_1x_3x_4 \\ &+ 19x_2x_3x_4 + 15x_0x_4^2 + 10x_1x_4^2 + 7x_0^2x_5 + 16x_0x_1x_5 +
18x_1^2x_5\\ &+ 22x_0x_3x_5 + 8x_1x_3x_5 + 23x_3^2x_5 + 18x_0x_4x_5 + 5x_1x_4x_5 + 7x_3x_4x_5\\ &+ 22x_4^2x_5 + 21x_1x_5^2 + 5x_3x_5^2 + 28x_4x_5^2 + 2x_5^3.
\end{align}\] The hyperplanes \(H_1\) and \(H_2\) defined by \(x_5=0\) and \(x_2=0\), respectively, intersect \(X\) in six-nodal cubic threefolds \(Y_1\) and \(Y_2\). The cubic scroll \(T_1\subset H_1\), defined by the vanishing of the
minors of the matrix \[M_1=\left(\begin{matrix} x_0& x_1& x_2\\
x_2 &x_3 &x_4
\end{matrix}\right),\] is contained in \(Y_1\). Similarly, the cubic scroll \(T_2\subset H_2\), defined by the vanishing of the minors of the matrix \[M_2=\left(\begin{matrix} l_0 & l_1 & l_2\\
l_2 & l_3 & l_4
\end{matrix}\right),\] where \[\begin{align} l_0&\mathrel{\vcenter{:}}= 17x_0 + 12x_1 + 12x_2 + 17x_3 + 7x_4 + 6x_5,\\ l_1&\mathrel{\vcenter{:}}= 17x_0 + 4x_1 + 17x_2 + 25x_3 + 18x_4 + 13x_5,\\
l_2&\mathrel{\vcenter{:}}= x_5,\\ l_3&\mathrel{\vcenter{:}}= 10x_0 + 13x_1 + 12x_2 + 15x_3 + 14x_4 + 17x_5, \\ l_4&\mathrel{\vcenter{:}}= 16x_0 + 13x_1 + 9x_2 + 10x_3 + 19x_4 + 7x_5, \\
\end{align}\]
is contained in \(Y_2\). The pair of cubic scrolls is syzygetic; \(T_1\) and \(T_2\) intersect transversely in three points, namely \((1:1:0:0:0:0)\), \((0:0:0:1:1:0)\), and \((0:1:0:1:0:0)\). The cubic surface \(\Sigma=Y_1\cap Y_2\) is smooth, as desired.
6.2 An explicit cubic fourfold with a non-syzygetic pair of cubic scrolls↩︎
Let \(X\) be the smooth cubic fourfold with defining equation \[\begin{align}
f = 20x_0x_1x_2 &+ 4x_1^2x_2 + 15x_0x_2^2 + 17x_1x_2^2 + 6x_2^3 + 9x_0^2x_3 + 25x_0x_1x_3 + 27x_0x_2x_3 \\
&+ 15x_1x_2x_3 + 19x_2^2x_3 + 5x_0x_3^2 + 19x_2x_3^2 + 14x_0^2x_4 + 14x_0x_1x_4 \\
&+ 9x_1^2x_4 + 23x_0x_2x_4 + 25x_1x_2x_4 + 21x_2^2x_4 + 14x_0x_3x_4 + 10x_1x_3x_4 \\
&+ 18x_2x_3x_4 + 8x_0x_4^2 + 11x_1x_4^2 + 10x_0^2x_5 + 4x_0x_1x_5 + 24x_1^2x_5 \\
&+ 22x_0x_3x_5 + 16x_1x_3x_5 + 17x_3^2x_5 + 5x_0x_4x_5 + 18x_1x_4x_5 + 25x_3x_4x_5 \\
&+ 27x_4^2x_5 + 2x_0x_5^2 + 28x_1x_5^2 + 21x_3x_5^2 + 28x_4x_5^2 + 13x_5^3.
\end{align}\] We consider the following hyperplanes: \[\begin{align}
H_1&\mathrel{\vcenter{:}}= \{x_5=0\},\\
H_2&\mathrel{\vcenter{:}}= \{x_2=0\}, \\
H_3&\mathrel{\vcenter{:}}= \{x_0 + 24x_1 + x_2 + x_3 + 20x_4 + 9x_5=0\}.
\end{align}\] One sees that \(H_1, H_2\) and \(H_3\) intersect \(X\) in six-nodal cubic threefolds \(Y_1\), \(Y_2\), and \(Y_3\) respectively. The cubic scroll \(T_1\subset H_1\) defined by the vanishing of the minors of the matrix \[M_1=\left(\begin{matrix} x_0& x_1& x_2\\
x_2 &x_3 &x_4
\end{matrix}\right),\] is contained in \(Y_1\). The cubic scroll \(T_2 \subset H_2\), defined by the vanishing of the minors of the matrix \[M_2=\left(\begin{matrix} l_0 & l_1 & l_2\\
l_2 & l_3 & l_4
\end{matrix}\right),\] where \[\begin{align} l_0&\mathrel{\vcenter{:}}= 26x_0 + 2x_1 + 8x_2 + 4x_3 + 5x_4 + 24x_5,\\ l_1&\mathrel{\vcenter{:}}= 13x_0 + 11x_1 + 22x_2 + 18x_3 + 6x_4 + 15x_5,\\
l_2&\mathrel{\vcenter{:}}= 12x_0 + 19x_1 + 15x_2 + 16x_3 + 17x_4 + 14x_5,\\ l_3&\mathrel{\vcenter{:}}= 18x_0 + 3x_1 + 18x_2 + 26x_3 + 18x_4 + 10x_5, \\ l_4&\mathrel{\vcenter{:}}= 28x_0 + 14x_1 + 5x_2 + 21x_3 + x_4 + 3x_5. \\
\end{align}\] is contained in \(Y_2\). The cubic scroll \(T_3\subset H_3\), cut out by the quadrics \[\begin{align} Q_{31}&\mathrel{\vcenter{:}}= x_1^2
+ 17x_1x_3 + 27x_2x_3 + 9x_3^2 + 27x_1x_4 + 23x_2x_4 + 11x_3x_4 + 14x_4^2 + 24x_1x_5 \\ & + 13x_2x_5 + 10x_3x_5 + 2x_4x_5 + 8x_5^2,\\
Q_{32}&\mathrel{\vcenter{:}}= x_1x_2 + 25x_1x_3 + 20x_2x_3 + 5x_3^2 + 5x_1x_4 + 6x_2x_4 + 23x_3x_4 + 5x_4^2 + 20x_1x_5 \\
& + 2x_2x_5 + 24x_3x_5 + 3x_4x_5 + 8x_5^2,\\
Q_{33}&\mathrel{\vcenter{:}}= x_2^2 + 28x_1x_3 + 5x_2x_3 + 25x_3^2 + 20x_1x_4 + 14x_2x_4 + 15x_3x_4 + x_4^2 + 27x_1x_5 \\
&+ 15x_2x_5 + 10x_3x_5 + 2x_4x_5 + x_5^2,
\end{align}\] is contained in \(Y_3\). The pairs \((T_1,T_2)\), \((T_1,T_3)\), and \((T_2,T_3)\) all form
non-syzygetic pairs. Indeed, any two intersect transversely in one point; explicitly, \[\begin{align} T_1\cap T_2&=\{(0:1:0:1:0:0)\},\\ T_1\cap T_3&=\{(22 : 19 : 15 : 9 : 1 : 0)\},\\ T_2\cap T_3&=\{(15 : 9 : 0 : 15 :
9 : 1)\}.
\end{align}\]
To verify that \([T_3]=3\eta_X-[T_1]-[T_2]\), it suffices to check \([T_3]\in\langle\eta_X,[T_1],[T_2]\rangle\). If not, then each of the non-syzygetic pairs gives rise to another \(\mathbb{F}_{29}\)-rational hyperplane slicing \(X\) in a cubic threefold singular along at least a length \(6\) zero-dimensional subscheme. In that case, \(X\) has at least six such hyperplane sections. Direct computation verifies that \(X\) has only four six-nodal hyperplane sections, cut out by \(H_1\), \(H_2\), \(H_3\), and \[x_0 + 16x_1 + 8x_2 + 11x_3 + 26x_4 + 13x_5=0.\] So, \(T_3\) represents the desired class in
cohomology.
Now, let \(\Sigma_{ij}=Y_i\cap Y_j\). All three cubic surfaces \(\Sigma_{ij}\) are smooth, so the same is true for a general cubic fourfold containing a non-syzygetic pair of cubic
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In Section 2 of [13], the authors include a generality assumption on the quadric \(Q\) used to define the GM
fourfold \(Z_T\) and the double EPW sextic \(\widetilde{W}^\vee\) to ensure that \(Z_T\) is smooth and of the correct dimension; here, that generality
assumption is satisfied.↩︎