Minimal model program for algebraically integrable foliations and generalized pairs


Abstract

Using techniques from the theory of foliations, we establish the cone theorem and the contraction theorem for lc generalized pairs in full generality, and meanwhile develop the minimal model program for \(\mathbb{Q}\)-factorial foliated dlt algebraically integrable foliations. As an application, we obtain the canonical bundle formula for generalized pairs completely, together with several further consequences, including answering a question of Cascini and Spicer.

0.0.1 Introduction↩︎

We work over the field of complex numbers \(\mathbb{C}\).

0.0.1.1 Main theorems

Generalized pairs (g-pairs) and algebraically integrable foliations are two structures that play important roles in modern birational geometry, particularly in the minimal model program (MMP).

G-pairs arise naturally in the study of higher dimensional birational geometry, especially when applying dimension induction arguments like the canonical bundle formula. Birkar and Zhang introduced them in [1] while studying the effective Iitaka fibration conjecture. Though they might appear technical, the MMP for g-pairs has proven to be a powerful tool in other topics in algebraic geometry in recent years:

  • Borisov-Alexeev-Borisov conjecture [2], [3].

  • The termination of flips for pseudo-effective pairs in dimension four [4], [5].

  • Hacon-Han’s conjecture on the connectedness principle of non-klt loci [6], [7].

  • Boundedness of polarized Calabi-Yau varieties [8].

  • The minimal model program for Kähler 3-folds [9].

Log canonical (lc) singularities are the largest class for which the traditional MMP makes sense. As pointed out by [10], it is very hard to work with them as they are rather complicated from the cohomological point of view. Our first main result is the following which answers questions in [11] and [4].

Theorem 1. Let \((X,B,{\boldsymbol{M}})/U\) be an lc generalized pair. Then:

  1. (Theorem 2) The cone theorem and contraction theorem hold for \((X,B,{\boldsymbol{M}})/U\).

  2. (Theorem 6) If \(K_X+B+A+{\boldsymbol{M}}_X\) is nef\(/U\) for some ample\(/U\) \(\mathbb{R}\)-divisor \(A\), then \(K_X+B+A+{\boldsymbol{M}}_X\) is semi-ample\(/U\).

We note here that [12][16] proved Theorem 1 when \((X,B,{\boldsymbol{M}})/U\) satisfies a technical condition “NQC” (see Definition 51 for details) which was introduced in [4].

Hacon suggested to us that Theorem 1 might have essential implications on Kähler varieties in higher dimensions as the associated Kähler class on a Kähler variety can be considered as a nef \(\mathbb{R}\)-class and is suitable for the nef part of a g-pair (cf. [9], [17]).

In our proof of Theorem 1, we built a bridge between the theory of g-pairs and the theory of algebraic integrable foliations. We introduced the theory of generalized foliated quadruples, allowing us to develop frameworks for both theories, although they seem to have different origins and flavors.

The MMP for (algebraically integrable) foliations is a generalization of the classical MMP. Instead of examining the structures associated with the canonical divisor of the ambient variety \(K_X\), the foliations theory concentrates on the structures connected to the foliated canonical divisor \(K_{\mathcal{F}}\). Unlike the usual pairs, Bertini type theorems, as well as the abundance conjecture fail for algebraically integrable foliations.

The MMP for foliations has been established for surfaces ([18], [19]) and threefolds ([20][23]). However, for higher-dimensional foliations, the MMP is still widely open.

In this article, we focus on the MMP for algebraically integrable foliations, where the general leaves are algebraic varieties. In other words, they are induced by dominant rational maps. The theory of algebraically integrable foliations holds an important place in number theory and birational geometry, e.g. in Miyaoka’s proof of the non-vanishing conjecture in dimension three [24], in the study of varieties admitting a non-trivial fibration with rationally connected fibers [25], and in the Grothendieck-Katz conjecture and the Ekedahl-Shepherd-Barron-Taylor conjecture [26].

Our second result is as follows: we establish the MMP for algebraically integrable foliations with F-dlt singularities (see Definition 126) in arbitrary dimensions, except the termination part.

Theorem 2. Let \((X,\mathcal{F},B)/U\) be a \(\mathbb{Q}\)-factorial F-dlt foliated triple such that \(\mathcal{F}\) is algebraically integrable. Let \(A\) be an ample\(/U\) \(\mathbb{R}\)-divisor on \(X\). Then:

  1. ([27]+Theorem 252) The cone theorem, contraction theorem, and the existence of flips hold for \((X,\mathcal{F},B)/U\). In particular, we can run a \((K_\mathcal{F}+B)\)-MMP\(/U\).

  2. (Theorem 12) If \(K_{\mathcal{F}}+B+A\) is nef\(/U\), then \(K_{\mathcal{F}}+B+A\) is semi-ample\(/U\)1.

  3. (Theorem 10) If \(B\geq A\geq 0\), then \((X,\mathcal{F},B)/U\) has a good minimal model\(/U\) or a Mori fiber space\(/U\).

As pointed out by [22], F-dlt foliated triples play the same role as dlt pairs in the classical MMP, making them a natural class of singularities to study in the theory of foliations. When \(\mathcal{F}=T_X\) and \(\lfloor B\rfloor=0\), Theorem 2 becomes the classical result of the existence of good minimal models of varieties of general type and the finite generation of the canonical ring [29]. We remark that Theorem 2(2) does not hold in general without the polarization of the ample\(/U\) \(\mathbb{R}\)-divisor \(A\) (cf. [27]).

0.0.1.2 Idea of the proofs of Theorems 1 and 2

The proofs of Theorems 1 and 2 rely crucially on a larger framework: the theory of generalized foliated quadruples.

Definition 1 (cf. [30]). A generalized foliated quadruple (gfq for short) \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) consists of a normal quasi-projective variety \(X\), a foliation \(\mathcal{F}\) on \(X\), an \(\mathbb{R}\)-divisor \(B\geq 0\) on \(X\), a projective morphism \(X\rightarrow U\), and a nef\(/U\) \(\mathbb{R}\)-divisor \({\boldsymbol{M}}_{X'}\) on a high model \(X'\) of \(X\), such that \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\) is \(\mathbb{R}\)-Cartier. Here \({\boldsymbol{M}}_X\) is the image of \({\boldsymbol{M}}_{X'}\) on \(X\).

The notation \({\boldsymbol{M}}\) in Definition 1 is considered as a \(\boldsymbol{b}\)-divisor on \(X\). We refer the reader to Definition 51 for the definition of \(\boldsymbol{b}\)-divisors, and to Definition 53 for a more detailed definition of generalized foliated quadruples. It is clear that when \({\boldsymbol{M}}=\boldsymbol{0}\) is the trivial \(\boldsymbol{b}\)-divisor, a generalized foliated quadruple is just a foliated triple \((X,\mathcal{F},B)/U\); on the other hand, when \(\mathcal{F}=T_X\), a generalized foliated quadruple is a generalized pair \((X,B,{\boldsymbol{M}})/U\) ([1], [4]). Therefore, generalized foliated quadruples can be considered as a mixture of foliated triples and generalized pairs.

The concept of generalized foliated quadruples was introduced by the third author, Luo, and Meng in their study of the global ACC for foliated threefolds [30]. The main part of this paper is dedicated to a systematic study of this new structure, to establish foundational theorems on it, and to apply them to prove key results and conjectures in both foliations and generalized pairs. It is worth mentioning that our definition slightly differs from [30], as the latter requires \({\boldsymbol{M}}\) to be NQC\(/U\) (see Definition 51), while we only require it to be nef\(/U\). This will be crucial for us to use this structure to prove Theorem 1. We refer the reader to Subsection 0.0.2.6 for a detailed explanation of why this new structure is vital not only for this paper but also for future studies of foliations and generalized pairs.

Under the framework of generalized foliated quadruples, the proofs of Theorems Theorems 1 and 2 proceed simultaneously.

The first result to prove is the cone theorem. As a positive beginning, the cone theorem for algebraically integrable foliations is already known, as seen in [27]. With some adjustments to the details of the proofs, the same approach used in the proof of [27] also works for algebraically integrable generalized foliated quadruples (Theorem 19). Since the proof of the cone theorem depends on induction on dimension by adjunction, a crucial part of our proof is the adjunction formulas for generalized foliated quadruples, proven in Section 2.0.1. Indeed, we present a precise adjunction formula in Section 2.0.1 as we aim to prove the ACC for lc thresholds (Theorem 24) and the global ACC (Theorem 25) for algebraically integrable generalized foliated quadruples (Section 2.0.5). These two results will not be used in the rest of the paper, but are expected to be useful for future research.

Now, the cone theorem for algebraically integrable generalized foliated quadruples implies the cone theorem for generalized pairs by letting \(\mathcal{F}=T_X\). It is worth mentioning that our approach to prove the cone theorem is different from the one in the proof of [12]. More precisely, the proof in [12] depends on the subadjunction formula for NQC generalized pairs, but we do not have these formulas for non-NQC generalized pairs yet (although we will prove them in the later part of the paper).

With the cone theorem established, we can move on to prove the rest of Theorem 2(1). We only need to show that each step of a \((K_{\mathcal{F}}+B)\)-MMP is also a \((K_X+\Delta)\)-MMP for some lc pair \((X,\Delta)\). To do this, we need to show that \((X,\mathcal{F},B)\) satisfies a property called “ACSS" (see Definition 155) and that this property is preserved under each step of the MMP. The latter is established in Lemma 178, which is based on the cone theorem. To prove the former, i.e., that F-dlt implies ACSS, we only need to show the termination of MMP with scaling for \(\mathbb{Q}\)-factorial F-dlt algebraically integrable foliations with very exceptional foliated log canonical divisors. This primarily relies on the general negativity lemma [31] and the cone theorem, and is proven in Theorem 185. We note that the same approach to the proof also works for \(\mathbb{Q}\)-factorial generalized foliated quadruples with F-dlt singularities.

Our next goal is to establish Theorem 1(2), the base-point-freeness theorem for generalized pairs. An approach highlighted in [14] suggests that the base-point-freeness theorem for generalized pairs should only depend on the subadjunction formula of generalized pairs (Theorem 7), which in turn relies only on the canonical bundle formula of generalized pairs (Theorem 211). Sections 3.0.3 and 3.0.4 confirm this fact. Consequently, we only need to establish the canonical bundle formula for generalized pairs. More specifically, we only need to prove that the moduli part of the canonical bundle formula for generalized pairs is nef.

A key observation is that when the lc-trivial fibration structure satisfies certain stability conditions (e.g., BP stable), the moduli part of the canonical bundle formula corresponds to the log canonical divisor of the induced foliation (Proposition 161), and it is nef when the log canonical divisor of the associated pair is nef (Proposition 197). This stability condition is closely related to the singularity of the induced foliation (Proposition 195, Theorem 199), so it can be attained by taking a foliated log resolution, leaving us to run an MMP to achieve the nef condition. To run the MMP, it suffices to consider the existence of log minimal models for generalized foliated quadruples with numerical dimension zero (Propositions 200, 202). The existence of such log minimal models depends only on the cone theorem and the Nakayama-Zariski decomposition, for which we already have the respective results.

Finally, we turn to proving Theorem 2(2-3). Although the Bertini-type theorem fails for foliations, by employing the structure of generalized foliated quadruples, we can, roughly speaking, reduce Theorem 2(3) to Theorem 2(2) (Lemma 245, Theorem 248). The proof of Theorem 2(2) is segmented into three steps: First, we utilize the already proven contraction theorem in Theorem 2(2) to construct a contraction \(X\rightarrow T\), where the general fibers of \(X\rightarrow Z\) are tangent to \(\mathcal{F}\). Next, we apply the canonical bundle formula for generalized foliated quadruples to derive a generalized pair structure polarized with an ample divisor on \(T\). This canonical bundle formula (Definition-Theorem 221) can be derived using the canonical bundle formula for lc-trivial fibrations of generalized pairs. Lastly, we apply the cone theorem for generalized foliated quadruples to show that the generalized foliated log canonical divisor on \(T\) is ample, therefore the foliated log canonical divisor on \(X\) is semi-ample, completing the proof of Theorem 2(2). This concludes the proof of Theorem 2.

Structure of the Paper In Section 0.0.2, we list the main results of this paper and explain the importance of the structure of generalized foliated quadruples. The rest of the paper is divided into four parts, each of which we will introduce below. For the convenience of the reader, we have prepared the following flowchart (Table [tbl:32flowchart]) to illustrate the streamlined process involved in the proofs of our main theorems.

width=1,right

Part 1. Preliminaries: Sections 1.0.1, 1.0.2, and 1.0.3. This part contains preliminary results and definitions that will be utilized throughout the remainder of the paper, with few foliation structures involved. In Section 1.0.1, we introduce some basic definitions, including the concept of generalized foliated quadruples and their singularities. In Section 1.0.2, we establish basic properties of generalized pairs. Section 1.0.3 is parallel to [27], studying the stability of generalized pairs and introducing the concept of Property \((*)\) for generalized pairs.

Part 2. Cone Theorem and the minimal model program for algebraically integrable foliations: Sections 2.0.1, 2.0.2, 2.0.3, 2.0.4, and 2.0.5. This part focuses on the cone theorem for algebraically integrable generalized foliated quadruples and its applications. In Section 2.0.1, we prove a precise adjunction formula for algebraically integrable generalized foliated quadruples. Section 2.0.2 defines ACSS generalized foliated quadruples and studies its fundamental behaviors. Section 2.0.3 proves the cone theorem for algebraically integrable generalized foliated quadruples. In Section 2.0.4, we prove most results of this paper on the minimal model program for generalized foliated quadruples with \(\mathbb{Q}\)-factorial F-dlt singularities, excluding the existence of good minimal models. Section 2.0.5 verifies the ACC, the global ACC, and the existence of uniform rational polytopes for algebraically integrable generalized foliated quadruples.

Part 3. Canonical bundle formula and minimal model program for generalized pairs: Sections 3.0.1, 3.0.2, 3.0.3, and 3.0.4. This part presents the canonical bundle formula and applies it to establish the minimal model program for generalized pairs. In Section 3.0.1, we state and prove the canonical bundle formula for lc-trivial fibrations of generalized foliated quadruples and, in particular, generalized pairs. Section 3.0.2 studies lc-trivial morphisms of generalized foliated quadruples and proves the subadjunction formula for generalized pairs. Section 3.0.3 shows that lc generalized pairs have Du Bois singularities. Section 3.0.4 proves the Kodaira vanishing theorem, the Kawamata-Viehweg vanishing theorem, the base-point-freeness theorem, and the contraction theorem for generalized pairs.

Part 4. Good minimal model, applications, and proofs of the main theorems: Sections 4.0.1 and 4.0.2. In Section 4.0.1, we prove the existence of good minimal models for \(\mathbb{Q}\)-factorial F-dlt generalized foliated quadruples polarized with an ample divisor. Similar arguments imply the base-point-freeness theorem for such quadruples, leading to a special case of the Prokhorov-Shokurov \(\boldsymbol{b}\)-semi-ampleness conjecture. Lastly, in Section 4.0.2, we prove all the main theorems of the paper that are not covered in the previous sections.

Postscript. We remark that after this paper was posted on Arxiv, subsequent works (further development on the MMP of foliations [32] and its adjoint structures [33], [34]) have emerged, which build on the framework presented here.

Acknowledgement. The authors would like to thank Caucher Birkar, Paolo Cascini, Priyankur Chaudhuri, Omprokash Das, Christopher D. Hacon, Chen Jiang, Junpeng Jiao, Jie Liu, Yuchen Liu, Roktim Mascharak, Fanjun Meng, Wenhao Ou, Vyacheslav V. Shokurov, Chenyang Xu, and Qingyuan Xue for fruitful discussions. The work is supported by the National Key R&D Program of China #2024YFA1014400. The first author and the second author are supported by the National Key R&D Program of China #2025YFA1018100. The second author is supported by the National Key R&D Program of China #2023YFA1010600. The first author was sponsored by the NSFC (#12401055) and the NSF of Shanghai (#24ZR1430000). The second author was supported by NSFC for Excellent Young Scientists (#12322102), and he is a member of LMNS, Fudan University. The fourth author had been partially supported by NSF research grants no. DMS-1801851 and DMS-1952522, as well as a grant from the Simons Foundation (Award Number: 256202).

0.0.2 Statement of main results↩︎

In this section, we provide the statements of the main results of this paper.

0.0.2.1 Minimal model program for generalized pairs

In the past few years, there has been significant advancement in the minimal model program for NQC generalized pairs. The cone theorem, as well as the \(\mathbb{Q}\)-factorial cases of the contraction theorem and the proof of the existence of flips, were established in [12]. Later, the existence of flips for (potentially non-\(\mathbb{Q}\)-factorial) NQC generalized pairs was verified in [15], while the contraction theorem for these pairs was proven in [13]. Additionally, [14] confirmed the Kodaira and the Kawamata-Viehweg vanishing theorems for NQC generalized pairs, offering an alternative proof for the contraction theorem. These developments form the foundation of the minimal model program for NQC generalized pairs, with numerous corollaries and applications already provided in [35], [36].

The structure of NQC generalized pairs has naturally arisen in the study of the canonical bundle formulas, making them a fundamental structure in the study in the minimal model program. For a considerable amount of time, it has been presumed that the realm of NQC generalized pairs would be the most extensive category necessary to establish in the minimal model program. This is because the structure of NQC generalized pairs is maintained under the canonical bundle formula, adjunction formula, and each stage of the minimal model program, thereby eliminating the need to consider the minimal model program for non-NQC generalized pairs or other larger categories.

However, recent studies on the minimal model program for Kähler varieties [9], [17] have emphasized the critical role the structure of non-NQC generalized pairs plays in the minimal model program for Kähler varieties. In the case of Kähler varieties, the selection of ample divisors is restricted, preventing many procedures, such as the minimal model program with scaling and general hyperplane section cuttings. Nevertheless, the associated Kähler class \(\omega\) on a Kähler variety serves as a substitute for ample divisors. Although \(\omega\) cannot be categorized as an \(\mathbb{R}\)-divisor, it can be considered as an nef \(\mathbb{R}\)-class and is suitable for the nef part of a generalized pair. As explained in [17], it is now possible to formally define “running MMP with scaling of the nef \(\mathbb{R}\)-\((1,1)\)-class \(\overline{\omega}\)". Given that \(\omega\) is only an \(\mathbb{R}\)-class and NQC cannot be assured, the study of the structure of non-NQC generalized pairs immediately becomes vital for the minimal model program on Kähler vareties.

Although little was known about the minimal model program for non-NQC generalized pairs, we have been able to establish the cone theorem and the contraction theorem for non-NQC generalized pairs, thanks to the cone theorem and the canonical bundle formula for generalized foliated quadruples.

Theorem 2 (Cone and contraction theorems). Let \((X,B,{\boldsymbol{M}})/U\) be a generalized pair and \(\pi: X\rightarrow U\) the associated morphism. Let \(\{R_j\}_{j\in\Lambda}\) be the set of \((K_{X}+B+{\boldsymbol{M}}_X)\)-negative extremal rays in \(\overline{NE}(X/U)\) that are rational. Then:

  1. \[\overline{NE}(X/U)=\overline{NE}(X/U)_{K_{X}+B+{\boldsymbol{M}}_X\geq 0}+\overline{NE}(X/U)_{\operatorname{Nlc}(X,B,{\boldsymbol{M}})}+\sum_{j\in\Lambda} R_j.\] In particular, any \((K_{X}+B+{\boldsymbol{M}}_X)\)-negative extremal ray in \(\overline{NE}(X/U)\) is rational.

  2. Each \(R_j\) is spanned by a rational curve \(C_j\) such that \(\pi(C_j)=\{pt\}\) and \[0<-(K_{X}+B+{\boldsymbol{M}}_X)\cdot C_j\leq 2\dim X.\]

  3. For any ample\(/U\) \(\mathbb{R}\)-divisor \(A\) on \(X\), \[\Lambda_A:=\{j\in\Lambda\mid R_j\subset\overline{NE}(X/U)_{K_{X}+B+A+{\boldsymbol{M}}_X<0}\}\] is a finite set. In particular, \(\{R_j\}_{j\in\Lambda}\) is countable, and is a discrete subset in \(\overline{NE}(X/U)_{K_{X}+B+{\boldsymbol{M}}_X<0}\). Moreover, we may write \[\overline{NE}(X/U)=\overline{NE}(X/U)_{K_{X}+B+A+{\boldsymbol{M}}_X\geq 0}+\overline{NE}(X/U)_{\operatorname{Nlc}(X,B,{\boldsymbol{M}})}+\sum_{j\in\Lambda_A}R_j.\]

  4. Let \(F\) be a \((K_X+B+{\boldsymbol{M}}_X)\)-negative extremal face in \(\overline{NE}(X/U)\) that relatively ample at infinity (cf. Definition 42) with respect to \((X,B,{\boldsymbol{M}})\). Then \(F\) is a rational extremal face, and there exists a contraction\(/U\) \(\operatorname{cont}_F: X\rightarrow Z\) of \(F\) satisfying the following.

    1. For any integral curve \(C\) on \(X\) such that the image of \(C\) in \(U\) is a closed point, \(\operatorname{cont}_F(C)\) is a point if and only if \([C]\in F\).

    2. \(\mathcal{O}_Y=(\operatorname{cont}_F)_*\mathcal{O}_X\). In other words, \(\operatorname{cont}_F\) is a contraction.

    3. For any Cartier divisor \(D\) on \(Y\) such that \(D\cdot C=0\) for any curve \(C\) contracted by \(\operatorname{cont}_F\), there exists a Cartier divisor \(D_Y\) on \(Y\) such that \(D=\operatorname{cont}_F^*D_Y\).

When \({\boldsymbol{M}}\) is NQC\(/U\) and \((X,B,{\boldsymbol{M}})\) is lc, Theorem 2(1-3) was proven in [12] and Theorem 2(4) was proven in [13] (see also [14]).

There are several other important results on the structure of generalized lc pairs. The first two are the Kodaira vanishing theorem and the Kawamata-Viehweg vanishing theorem:

Theorem 3 (Kodaira vanishing theorem for lc generalized pairs). Let \((X,B,{\boldsymbol{M}})\) be a projective lc generalized pair, and let \(D\) be a Cartier divisor on \(X\) such that \(D-(K_X+B+{\boldsymbol{M}}_X)\) is ample. Then \(H^i(X,\mathcal{O}_X(D))=0\) for any positive integer \(i\).

Theorem 4 (Relative Kawamata-Viehweg vanishing for lc generalized pairs). Let \((X,B,{\boldsymbol{M}})/U\) be an lc generalized pair associated with morphism \(f: X\rightarrow U\), and let \(D\) be a Cartier divisor on \(X\) such that \(D-(K_X+B+{\boldsymbol{M}}_X)\) is nef\(/U\) and log big\(/U\) with respect to \((X,B,{\boldsymbol{M}})\). Then \(R^if_*\mathcal{O}_X(D)=0\) for any positive integer \(i\).

When \({\boldsymbol{M}}\) is NQC\(/U\), Theorem 3 was proven in [14] while Theorem 4 was proven in [14].

Next, we have the base-point-freeness theorem and the semi-ampleness theorem for lc generalized pairs:

Theorem 5 (Base-point-freeness theorem). Let \((X,B,{\boldsymbol{M}})/U\) be an lc generalized pair and \(D\) a nef\(/U\) Cartier divisor on \(X\), such that \(aD-(K_X+B+{\boldsymbol{M}}_X)\) is ample\(/U\) for some positive real number \(a\). Then \(\mathcal{O}_X(mD)\) is globally generated over \(U\) for any integer \(m\gg 0\).

Theorem 6 (Semi-ampleness theorem). Let \((X,B,{\boldsymbol{M}})/U\) be an lc generalized pair and \(D\) a nef\(/U\) \(\mathbb{R}\)-Cartier \(\mathbb{R}\)-divisor on \(X\), such that \(D-(K_X+B+{\boldsymbol{M}}_X)\) is ample\(/U\). Then \(D\) is semi-ample\(/U\).

When \({\boldsymbol{M}}\) is NQC\(/U\), Theorem 5 was proven in [13], [14] while Theorem 6 was proven in [13], [14].

We also prove the canonical bundle formula and the subadjunction formula for generalized pairs. As the canonical bundle formula’s statement is very technical and is a special case of Theorem 20 below (by setting \(\mathcal{F}=T_X\)), we will omit it here and only state the subadjunction formula.

Theorem 7 (Subadjunction formula). Let \((X,B,{\boldsymbol{M}})/U\) be an lc generalized pair an \(V\) an lc center of \((X,B,{\boldsymbol{M}})\) such that \(\dim V\geq 1\). Let \(W\) be the normalization of \(V\). Then there exists an lc generalized pair \((W,B_W,{\boldsymbol{M}}^W)/U\) such that \[K_W+B_W+{\boldsymbol{M}}^W_W\sim_{\mathbb{R}}(K_X+B+{\boldsymbol{M}}_X)|_W.\] Moreover, the image of any lc center of \((W,B_W,{\boldsymbol{M}}^W)\) in \(X\) is an lc center of \((X,B,{\boldsymbol{M}})\).

The main part of Theorem 7 was proven in [37] when \({\boldsymbol{M}}\) is NQC\(/U\).

Finally, we can show that lc generalized pairs are Du Bois:

Theorem 8. Let \((X,B,{\boldsymbol{M}})\) be an lc generlaized pair. Then any union of lc centers of \((X,B,{\boldsymbol{M}})\) is Du Bois. In particular, \(X\) is Du Bois.

Theorem 8 was proven in [16] when \({\boldsymbol{M}}\) is NQC\(/X\).

0.0.2.2 Minimal model program for algebraically integrable foliations

The theory of foliations holds a significant place in birational geometry. Most notably, it has played a critical role in Miyaoka’s proof of several key cases of the abundance conjecture in dimension three [24]. In recent developments, foliations have been used by Bogomolov and McQuillan to analyze projective varieties which admit a non-trivial fibration with rationally connected fibers [25]. Furthermore, foliation theory has strong connections with other areas of algebraic geometry, such as the algebraic geometry in characteristic \(p>0\) and number theory as highlighted by the Grothendieck-Katz conjecture and the Ekedahl-Shepherd-Barron-Taylor conjecture. Its importance is also highlighted in hyperbolicity theory, where it was essential in McQuillan’s proof of a specific case of the Green-Griffiths-Lang conjecture [38].

In recent years, it has been discovered that many structures and results in classical birational geometry can be extended to foliations, especially, within the context of the minimal model program. Instead of examining the structures associated with the canonical divisor of the ambient variety \(K_X\), the foliations theory concentrates on the structures connected to the foliated canonical divisor \(K_{\mathcal{F}}\). This approach offers greater flexibility in practice. Specifically, when \(\mathcal{F}= T_X\), we find that \(K_{\mathcal{F}}=K_X\), bringing us back to the classical setting.

The foundational work for the minimal model program for foliations has been established for foliated surfaces (cf. [18], [19]) and foliated threefolds (cf. [20][23]). Moreover, several classic questions from the minimal model programs, such as the ascending chain condition (ACC) conjecture for minimal log discrepancies, the ACC conjecture for lc thresholds, the global ACC, and the index theorems, have been adapted to foliations and verified in dimensions 2 and/or 3, as indicated in [30], [39][42].

Given these developments, it is natural to ask whether the minimal model program for foliations could extend to higher dimensions. Unfortunately, this seems to be a challenging question, with limited information available, even in dimension 4. However, from the perspective of the minimal model program, it seems sufficient to focus on a subset of foliations that have an additional structure: algebraically integrable foliations.

Algebraically integrable foliations are foliations where the general leaves are algebraic varieties; in other words, they are induced by dominant rational maps. These foliations naturally come into play when a fibration structure is established. Notably, Miyaoka’s study of the abundance conjecture in dimension \(3\) primarily utilized algebraically integrable foliations [24], as opposed to arbitrary ones. This approach has been reflected in recent research into the abundance conjecture for Kähler threefolds [43], [44] and threefolds over fields of characteristic \(p>3\) with numerical dimension \(2\) [45]. In these studies, the algebraic integrability of foliations is guaranteed; indeed, all the foliations addressed in these papers are induced by MRC fibrations, making them automatically algebraically integrable. Given this, algebraically integrable foliations are expected to be crucial in future research of the minimal model program, particularly in questions related to the abundance conjecture.

The first objective of this paper is to develop the minimal model program for algebraically integrable foliations of arbitrary rank with “mild" singularities in arbitrary dimensions. Here”mild" singularity is usually referred to as “F-dlt" (see Definition 126). As explained in [22], [23], F-dlt foliated triples play the same role as dlt pairs in the classical MMP and is a natural class of singularities to study. Moreover, any terminal foliated singularity is F-dlt.

Recall that a foliated triple \((X,\mathcal{F},B)/U\) consists of a normal quasi-projective variety \(X\) associated with a projective surjective morphism \(X\rightarrow U\), a foliation \(\mathcal{F}\) on \(X\), and an \(\mathbb{R}\)-divisor \(B\geq 0\) on \(X\), such that \(K_{\mathcal{F}}+B\) is \(\mathbb{R}\)-Cartier. The first result of this paper shows that we can run a \((K_{\mathcal{F}}+B)\)-MMP\(/U\) provided that it is \(\mathbb{Q}\)-factorial F-dlt:

Theorem 9 (Minimal model program). Let \((X,\mathcal{F},B)/U\) be a \(\mathbb{Q}\)-factorial foliated triple. Assume that \(\mathcal{F}\) is algebraically integrable and \((X,\mathcal{F},B)\) is F-dlt. Then we may run a \((K_{\mathcal{F}}+B)\)-MMP\(/U\).

We remark that when \(\dim X\leq 3\), Theorem 9 is known when \(\operatorname{rank}\mathcal{F}=2\) ([23]; [22] when \(U=\{pt\}\)) and when \(\operatorname{rank}\mathcal{F}=1\) and \(U=\{pt\}\) ([22]), even without the algebraically integrable condition. When assuming the termination of klt flips in dimension \(\leq\operatorname{rank}\mathcal{F}\), [46] proves Theorem 9 even without the F-dlt condition, but requires that \((X,B)\) is klt. In particular, when \((X,B)\) is klt and \(\dim X\leq 4\), Theorem 9 can be deduced from [46].

Proceeding further, we demonstrate the termination of MMP with scaling as well as the existence of good minimal models for algebraically integrable foliations polarized with an ample divisor. The polarization of the ample divisor is a natural condition to add, as can be seen in [22] and [20]. It is worth noting that, even within the framework of the classical MMP, the existence of good minimal models in higher dimensions is only known when polarized with an ample divisor ([29], [47]), while the general case remains an open conjecture.

Theorem 10 (Good minimal model). Let \((X,\mathcal{F},B)/U\) be a \(\mathbb{Q}\)-factorial foliated triple. Assume that \(\mathcal{F}\) is algebraically integrable, \(B\geq A\geq 0\) for some ample\(/U\) \(\mathbb{R}\)-divisor \(A\), and \((X,\mathcal{F},B)\) is F-dlt. Then we may run a \((K_{\mathcal{F}}+B)\)-MMP\(/U\) with scaling of an ample\(/U\) \(\mathbb{R}\)-divisor \(H\), and any such MMP terminates

  1. with a Mori fiber space of \((X,\mathcal{F},B)/U\) if \(K_{\mathcal{F}}+B\) is not pseudo-effective\(/U\), and

  2. with a good minimal model of \((X,\mathcal{F},B)/U\) if \(K_{\mathcal{F}}+B\) is pseudo-effective\(/U\).

We also have the following result on the abundance of algebraically integrable foliations polarized with an ample divisor.

Theorem 11 (Abundance). Let \((X,\mathcal{F},B)/U\) be a \(\mathbb{Q}\)-factorial foliated triple and \(A\) an ample\(/U\) \(\mathbb{R}\)-divisor on \(X\). Assume that \(\mathcal{F}\) is algebraically integrable and \((X,\mathcal{F},B)\) is F-dlt. Then \[\kappa_{\sigma}(X/U,K_{\mathcal{F}}+B+A)=\kappa_{\iota}(X/U,K_{\mathcal{F}}+B+A).\]

It is important to note that Theorem 11 is not a direct consequence of Theorem 10. This is because Bertini type theorems fail for foliations, and it is possible that \((X,\mathcal{F},B+H)\) is not lc for any \(H\in |A/U|_{\mathbb{R}}\) (see [48]).

We also prove a base-point-freeness theorem for algebraically integrable foliations.

Theorem 12 (Base-point-freeness). Let \((X,\mathcal{F},B)/U\) be a \(\mathbb{Q}\)-factorial foliated triple. Assume that \(\mathcal{F}\) is algebraically integrable and \((X,\mathcal{F},B)\) is F-dlt. Let \(A\) be an ample\(/U\) \(\mathbb{R}\)-divisor on \(X\) such that \(K_{\mathcal{F}}+B+A\) is nef\(/U\). Then:

  1. \(K_{\mathcal{F}}+B+A\) is semi-ample\(/U\).

  2. Suppose that there exists a positive integer \(m\) such that \(m(K_{\mathcal{F}}+B+A)\) is Cartier. Then \[\mathcal{O}_X(mn(K_{\mathcal{F}}+B+A))\] is globally generated\(/U\) for any integer \(n\gg 0\).

In the literature, the semi-ampleness of \(K_\mathcal{F}+B+A\) is known when \((X,\mathcal{F},B+A)\) is \(\mathbb{Q}\)-factorial F-dlt, \(U=\{pt\}\), and \(\dim X\leq 3\), even without the algebraically integrable condition (see [20], [22]). However, there was no result on the base-point-freeness theorem of foliations in dimensions \(\geq 3\). It is worth mentioning that the base-point-freeness theorem Theorem 12(2) is crucial for us to prove a special case of the Prokhorov-Shokurov’s \(\boldsymbol{b}\)-semi-ampleness conjecture later in this paper (Theorem 30).

An important application of Theorem 10 is the existence of Mori fiber spaces for foliated triples, even with, at worst, lc singularities. We note that in this paper, Mori fiber spaces and log minimal models are in the sense of Birkar-Shokurov; that is, we allow the extraction of lc centers. See Definition 57 for details.

Theorem 13. Let \((X,\mathcal{F},B)/U\) be an lc foliated triple. Assume that \(\mathcal{F}\) is algebraically integrable and \(K_{\mathcal{F}}+B\) is not pseudo-effective\(/U\). Then \((X,\mathcal{F},B)/U\) has a Mori fiber space.

Another interesting type of foliations is the class of foliations with numerical dimension zero. For example, based on [20] and [22], [30] has shown the existence of good minimal models for numerical dimension zero foliations in dimension \(\leq 3\). In this paper, we obtain the existence of good minimal models for algebraically integrable foliations with numerical dimension zero:

Theorem 14. Let \((X,\mathcal{F},B)\) be a projective lc foliated triple. Assume that \(\mathcal{F}\) is algebraically integrable and \(\kappa_{\sigma}(K_{\mathcal{F}}+B)=0\). Then:

  1. \((X,\mathcal{F},B)\) has a good minimal model.

  2. \(\kappa_{\iota}(K_{\mathcal{F}}+B)=0\).

  3. If \((X,\mathcal{F},B)\) is \(\mathbb{Q}\)-factorial dlt, then we may run a \((K_{\mathcal{F}}+B)\)-MMP with scaling of an ample \(\mathbb{R}\)-divisor, and any such MMP terminates with a good minimal model of \((X,\mathcal{F},B)\).

Siu [49] has used Eckl’s construction of numerically trivial foliations [50] to sketch a plan to solve the abundance conjecture. One step of Siu’s approach, [49], focuses on the abundance conjecture for smooth projective varieties associated with an “algebraically integrable numerically trivial foliation". Though the concept of”numerically trivial foliation" in [49], which was defined analytically in [50], seems to differ from the concept of “foliations whose canonical divisor has numerical dimension zero", these two types of foliations are closely connected. Hence, studying the abundance properties of numerical dimension zero algebraically integrable foliations (potentially with singularities that are worse than lc) on smooth projective varieties becomes intriguing, as it may have implications for the abundance conjecture. With this in mind, we prove the following theorem in this paper:

Theorem 15. Let \((X,\mathcal{F},B)\) be a projective algebraically integrable f-triple such that \(\kappa_{\sigma}(K_{\mathcal{F}}+B)=0\). Assume that \(K_X+B\) is pseudo-effective and \((X,B)\) is lc. Then \(\kappa_{\iota}(K_{\mathcal{F}}+B)=0\).

Finally, we recall the following conjecture of Cascini and Spicer:

Conjecture 16 ([46]). Let \((X,\mathcal{F},B)\) be a \(\mathbb{Q}\)-factorial projective foliated triple, such that \(\mathcal{F}\) is algebraically integrable, \(B\) is a \(\mathbb{Q}\)-divisor, \((X,B)\) is klt, and one of the following cases hold:

  1. \((X,\mathcal{F},B)\) is F-dlt.

  2. \((X,\mathcal{F},B)\) is canonical.

Then there exists a morphism \(f: X\rightarrow Y\) which induces \(\mathcal{F}\).

In this paper, we provide a positive answer to Conjecture 16(1) with weaker assumptions and stronger results:

Theorem 17. Let \((X,\mathcal{F},B)\) be a \(\mathbb{Q}\)-factorial foliated triple such that \(\mathcal{F}\) is algebraically integrable and \((X,\mathcal{F},B)\) is F-dlt. Then:

  1. \((X,B)\) is qdlt (cf. Definition 148). In particular, if \(\lfloor B\rfloor=0\), then \((X,B)\) is klt.

  2. There exists a morphism \(f: X\rightarrow Y\) to a smooth variety which induces \(\mathcal{F}\).

We also prove a weaker form of Conjecture 16(2) without assuming that \((X,B)\) is klt.

Theorem 18. Let \((X,\mathcal{F},B)\) be a \(\mathbb{Q}\)-factorial canonical foliated triple such that \(\mathcal{F}\) is algebraically integrable. Then \(\mathcal{F}\) is induced by an almost holomorphic map.

A very recent result [51] shows that the algebraic part of a foliation \(\mathcal{F}\) on a projective variety \(X\) is induced by an almost holomorphic map, provided that \(X\) is \(\mathbb{Q}\)-factorial klt and \(\mathcal{F}\) is canonical. In particular, [51] implies Theorem 18 when \(X\) is projective klt and \(B=0\).

0.0.2.3 Generalized foliated quadruples

As explained above, to establish the minimal model program for algebraically integrable foliations and generalized pairs, we need to broaden the category of objects for our study and consider the structure of generalized foliated quadruples \((X,\mathcal{F},B,{\boldsymbol{M}})\), as defined in Definition 1.

Most of the main theorems of this paper on algebraically integrable foliations can also be extended to the category of algebraically integrable generalized foliated quadruples. Two results related to this structure that are particularly worth mentioning are the cone theorem and the canonical bundle formula. These two results will be essential in other main theorems of the paper, the statements of most of which do not rely on the language of generalized foliated quadruples.

0.0.2.3.1 Cone theorem

We establish the cone theorem for algebraically integrable generalized foliated quadruples in full generality.

Theorem 19 (Cone theorem for algebraically integrable generalized foliated quadruples). Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a generalized foliated quadruple and \(\pi: X\rightarrow U\) the associated morphism. Let \(\{R_j\}_{j\in\Lambda}\) be the set of \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-negative extremal rays in \(\overline{NE}(X/U)\) that are rational. Assume that \(\mathcal{F}\) is algebraically integrable. Then:

  1. \[\overline{NE}(X/U)=\overline{NE}(X/U)_{K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\geq 0}+\overline{NE}(X/U)_{\operatorname{Nlc}(X,\mathcal{F},B,{\boldsymbol{M}})}+\sum_{j\in\Lambda} R_j.\] Here \(\operatorname{Nlc}(X,\mathcal{F},B,{\boldsymbol{M}})\) is the non-lc locus of \((X,\mathcal{F},B,{\boldsymbol{M}})\) (cf. Definition 55). In particular, any \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-negative extremal ray in \(\overline{NE}(X/U)\) is rational.

  2. Each \(R_j\) is spanned by a rational curve \(C_j\) such that \(\pi(C_j)=\{pt\}\), \(C_j\) is tangent to \(\mathcal{F}\), and \[0<-(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\cdot C_j\leq 2\dim X.\]

  3. For any ample\(/U\) \(\mathbb{R}\)-divisor \(A\) on \(X\), \[\Lambda_A:=\{j\in\Lambda\mid R_j\subset\overline{NE}(X/U)_{K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X<0}\}\] is a finite set. In particular, \(\{R_j\}_{j\in\Lambda}\) is countable, and is a discrete subset in \(\overline{NE}(X/U)_{K_{\mathcal{F}}+B+{\boldsymbol{M}}_X<0}\). Moreover, we may write \[\overline{NE}(X/U)=\overline{NE}(X/U)_{K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X\geq 0}+\overline{NE}(X/U)_{\operatorname{Nlc}(X,\mathcal{F},B,{\boldsymbol{M}})}+\sum_{j\in\Lambda_A}R_j.\]

  4. Let \(F\) be a \((K_X+B+{\boldsymbol{M}}_X)\)-negative extremal face in \(\overline{NE}(X/U)\) that relatively ample at infinity (cf. Definition 42) with respect to \((X,\mathcal{F},B,{\boldsymbol{M}})\). Then \(F\) is a rational extremal face.

When \(\mathcal{F}=T_X\) and \({\boldsymbol{M}}=\boldsymbol{0}\), Theorem 19 follows from [52] and [53]. However, whenever either \(\mathcal{F}\not=T_X\) or \({\boldsymbol{M}}\not=\boldsymbol{0}\), Theorem 19 becomes new. More precisely, there are two cases that worth to mention:

  1. When \(\mathcal{F}=T_X\), we get the cone theorem for generalized pairs, Theorem 2, which is new.

  2. When \(U=\{pt\}\) and \({\boldsymbol{M}}=\boldsymbol{0}\), (2) and a large part of (1) (the part without considering he rationality of \(R_j\)) were proven in [27], but the rest parts are missing. Therefore, we cannot directly use [27] to prove Theorem 9 and Theorem 19 becomes necessary.

We would like to note that the contraction theorem, the existence of flips, and the base-point-freeness theorem are still valid for generalized foliated quadruples that possess nice singularities (e.g. F-dlt). However, since these theorems do not hold the same level of importance in proving our other main theorems as the cone theorem does, we choose to omit them here.

0.0.2.3.2 Canonical bundle formula

The canonical bundle formula for foliated triples, as established in [30], plays a crucial role in proving the global ACC for foliated threefolds. However, due to technical challenges, the work presented in [30] could not prove the canonical bundle formula for generalized foliated quadruples \((X,\mathcal{F},B,{\boldsymbol{M}})\) unless the nef part \({\boldsymbol{M}}\) is \(\boldsymbol{b}\)-semi-ample. In this study, we overcome these technical difficulties with innovative approaches, successfully proving the canonical bundle formula for generalized foliated quadruples in a more comprehensive manner.

Theorem 20. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a sub-generalized foliated quadruple and \(f: X\rightarrow Z\) a contraction\(/U\), such that \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\) is an lc-trivial morphism (see Definition 220). Let \(B_Z\) and \({\boldsymbol{M}}^Z\) be the discriminant part and the base moduli part of \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\) (see Definition-Theorem 221). Then \({\boldsymbol{M}}^Z\) is \(\boldsymbol{b}\)-nef\(/U\) and \[K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R}}f^*(K_{\mathcal{F}_Z}+B_Z+{\boldsymbol{M}}^Z_Z).\] Moreover, we have the following properties:

  1. \(B_Z\) is uniquely determined and \({\boldsymbol{M}}^Z\) is uniquely determined up to \(\mathbb{R}\)-linear equivalence.

  2. If \(B\geq 0\), then \(B_Z\geq 0\).

  3. If \((X,\mathcal{F},B,{\boldsymbol{M}})\) is sub-lc, then \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)\) is sub-lc.

  4. If \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc, then \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)\) is lc.

  5. If \((X,\mathcal{F},B,{\boldsymbol{M}})\) is sub-lc or \(f\) has connected fibers, then any lc center of \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)\) is the image of an lc center of \((X,\mathcal{F},B,{\boldsymbol{M}})\) on \(Z\).

  6. If \(f\) has connected fibers, then the image of any lc center of \((X,\mathcal{F},B,{\boldsymbol{M}})\) on \(Z\) is an lc center of \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)\).

  7. If \(f\) has connected fibers, then for any prime divisor \(D\) on \(X\), \[\operatorname{mult}_DB_Z=\epsilon(D)-\sup\{t\mid (X,\mathcal{F},B+tf^*D,{\boldsymbol{M}})\text{ is lc over the generic point of }D\}\] where \(\epsilon(D)=0\) if \(D\) is \(\mathcal{F}_Z\)-invariant, and \(\epsilon(D)=1\) otherwise (see Definition 50).

  8. The \(\mathbb{R}\)-linear equivalence class of \({\boldsymbol{M}}^Z\) only depends on \((X,B,{\boldsymbol{M}})\) over the generic point of \(Z\).

  9. If \({\boldsymbol{M}}\) is NQC\(/U\), then \({\boldsymbol{M}}^Z\) is NQC\(/U\).

We want to emphasize that Theorem 20 is applicable to any foliation, not just those that are algebraically integrable. Consequently, we anticipate that Theorem 20 will play a significant role in future studies, encompassing both algebraically integrable foliations and those that are not necessarily algebraically integrable.

Next, we revisit the history of partial results that have contributed to the main part of Theorem 20, i.e. the nefness\(/U\) of \({\boldsymbol{M}}^Z\).

  1. When \(\mathcal{F}=T_X\) and \({\boldsymbol{M}}=\boldsymbol{0}\), the main part of Theorem 20 is[54] (or [54] combined with [55]). For other related references, see [56][60].

  2. When \(\mathcal{F}=T_X\) and \({\boldsymbol{M}}\) is NQC\(/U\), previously we only knew the cases where either \(B\geq 0\) at the generic point of \(Z\) or \({\boldsymbol{M}}\) is \(\boldsymbol{b}\)-semi-ample\(/Z\) ([54]+[37]). We direct the reader to [6], [61], [62] for other related references. It is worth noting that no results were known when \({\boldsymbol{M}}\) is not NQC\(/U\).

  3. When \(\mathcal{F}\neq T_X\), we only knew the cases where \(f\) is a contraction and \({\boldsymbol{M}}\) is NQC\(/U\) and \(\boldsymbol{b}\)-semi-ample\(/Z\) ([30]).

In this paper, we not only prove Theorem 20 in full generality but also clarify why [58] was able to address the horizontal negative coefficients, while [6], [54], [61], [62] cannot deal with this issue. Further details on this are provided in Remark 204. Following this discussion, we refine the definition of lc-trivial fibrations and lc-trivial morphisms, which are elaborated in Definition 203.

Finally, we note that the proof of Theorem 20 does not depend on the mixed Hodge structure, as opposed to what is done in [58]. Remark 204 also explains why the mixed Hodge structure cannot be applied to our case. Instead, our approach is based on the structure of algebraically integrable foliations, a method similar to the one used in [27]. However, the canonical bundle formula in that reference is not complete as the “BP stable" condition is required. Moreover, [27] also has the additional requirement that \(B\geq 0\) over the generic point of \(Z\), a condition we aim to avoid.

0.0.2.4 Singularities of algebraically integrable generalized foliated quadruples

The cone theorem and the canonical bundle formula are primarily concerned with understanding the global behavior of algebraically integrable generalized foliated quadruples. However, it is equally important to examine the local behavior, particularly the singularities of these structures. In this paper, we will concentrate on two key aspects that are tied to the singularity structure of generalized foliated quadruples: the precise adjunction formula and the ACC for lc thresholds.

0.0.2.4.1 Adjunction formulas

[27] proves the adjunction formula for algebraically integrable foliations provided that the ambient variety is \(\mathbb{Q}\)-factorial and that the foliation is induced by a contraction. In this paper, we remove these two technical conditions and prove the adjunction formula for algebraically integrable foliations in full generality:

Theorem 21. Let \((X,\mathcal{F},B)\) be an foliated triple such that \(\mathcal{F}\) is algebraically integrable. Let \(S\) be a prime divisor on \(X\), such that \(\operatorname{mult}_SB=0\) if \(S\) if \(\mathcal{F}\)-invariant and \(\operatorname{mult}_SB=1\) otherwise. Let \(S^\nu\) be the normalization of \(S\) and \(\mathcal{F}_S\) the restricted foliation (see Definition 120) of \(\mathcal{F}\) on \(S^\nu\). Then \[K_{\mathcal{F}_S}+B_S=(K_{\mathcal{F}}+B)|_{S^\nu}\] for some \(\mathbb{R}\)-divisor \(B_S\geq 0\). Moreover, if \((X,\mathcal{F},B)\) is lc, then \((S^\nu,\mathcal{F}_S,B_S)\) is lc.

We remark that [51] proves the adjunction formula to non-invariant divisors for any foliation with a minor requirement that the boundary has \(\mathbb{Q}\)-coefficients. In particular, when \(B\) has rational coefficients and \(\operatorname{mult}_SB=1\), Theorem 21 is implied by [51].

Theorem 21 can be extended to the category of algebraically integrable generalized foliated quadruples:

Theorem 22. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a generalized foliated quadruple such that \(\mathcal{F}\) is algebraically integrable. Let \(S\) be a prime divisor on \(X\), such that \(\operatorname{mult}_SB=0\) if \(S\) if \(\mathcal{F}\)-invariant, and \(\operatorname{mult}_SB=1\) otherwise. Let \(S^\nu\) be the normalization of \(S\), \({\boldsymbol{M}}^S:={\boldsymbol{M}}|_{S^\nu}\) (see Definition 52), and \(\mathcal{F}_S\) the restricted foliation of \(\mathcal{F}\) on \(S^\nu\). Then \[K_{\mathcal{F}_S}+B_S+{\boldsymbol{M}}^S_{S^\nu}:=(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)|_{S^\nu}\] for some \(\mathbb{R}\)-divisor \(B_S\geq 0\). Moreover, if \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc, then \((S^\nu,\mathcal{F}_S,B_S,{\boldsymbol{M}}^S)\) is lc.

In [48], a precise adjunction formula was introduced for algebraically integrable foliated triples, playing a crucial role in proving the ACC for lc thresholds and the global ACC for algebraically integrable foliated triples. Building upon this concept, we formulate and establish a precise adjunction formula for algebraically integrable generalized foliated quadruples in this paper. We then apply it to prove the ACC for lc thresholds and the global ACC for algebraically integrable generalized foliated quadruples. We have the following theorem:

Theorem 23. Let \(\Gamma\subset [0,+\infty)\) be a set of real numbers. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be an lc generalized foliated quadruple, \(S\) a prime divisor on \(X\) with normalization \(S^\nu\), such that \(\operatorname{mult}_SB=0\) if \(S\) is \(\mathcal{F}\)-invariant and \(\operatorname{mult}_SB=1\) otherwise. Assume that the coefficients of \(B\) belong to \(\Gamma\) and \({\boldsymbol{M}}\) is a \(\Gamma\)-linear combination of nef\(/U\) \(\boldsymbol{b}\)-Cartier \(\boldsymbol{b}\)-divisors. Let \[K_{\mathcal{F}_S}+B_S+{\boldsymbol{M}}^S_{S^\nu}:=(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)|_{S^\nu}\] where \(\mathcal{F}_S\) is the restricted foliation of \(\mathcal{F}\) on \(S^\nu\) and \({\boldsymbol{M}}^S={\boldsymbol{M}}|_{S^\nu}\).

Then the coefficients of \(B_S\) belong to \(D(\Gamma)\) (see Definition 45). In particular, if \(\Gamma\) is a DCC set, then the coefficients of \(B_S\) belong to a DCC set.

We offer a more detailed version of Theorem 23 in Theorem 113. Given its highly technical nature, we omit it from the introduction.

0.0.2.4.2 ACC and the global ACC

Theorem 23 leads to the proof of the ACC and the global ACC for algebraically integrable generalized foliated quadruples. For foliated triples, these results were proven in [48] and [48] respectively.

Theorem 24 (ACC for lc thresholds for algebraically integrable generalized foliated quadruples). Let \(r\) be a positive integer and \(\Gamma\subset [0,+\infty)\) a DCC set. Then there exists an ACC set \(\Gamma'\) depending only on \(r\) and \(\Gamma\) satisfying the following. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/X\) be an lc generalized foliated quadruple, such that

  1. \(\mathcal{F}\) is algebraically integrable of rank \(r\),

  2. the coefficients of \(B\) belong to \(\Gamma\), and

  3. \({\boldsymbol{M}}\) is a \(\Gamma\)-linear combination of nef\(/X\) \(\boldsymbol{b}\)-Cartier \(\boldsymbol{b}\)-divisors.

Then the lc threshold \[\operatorname{lct}(X,\mathcal{F},B,{\boldsymbol{M}};D,{\boldsymbol{N}}):=\sup\{t\mid t\geq 0, (X,\mathcal{F},B+tD,{\boldsymbol{M}}+t{\boldsymbol{N}})\text{ is lc}\}\] is contained in \(\Gamma'\).

Theorem 25 (Global ACC for algebraically integrable generalized foliated quadruples). Let \(r\) be a positive integer and \(\Gamma\subset [0,1]\) a DCC set. Then there exists a finite set \(\Gamma_0\subset\Gamma\) depending only on \(r\) and \(\Gamma\) satisfying the following. Let \((X,\mathcal{F},B,{\boldsymbol{M}})\) be a projective lc generalized foliated quadruple such that

  1. \(\mathcal{F}\) is algebraically integrable of rank \(r\),

  2. the coefficients of \(B\) belong to \(\Gamma\),

  3. \({\boldsymbol{M}}=\sum\gamma_j{\boldsymbol{M}}_j\), where each \(\gamma_j\in\Gamma\) and each \({\boldsymbol{M}}_j\) is a nef \(\boldsymbol{b}\)-Cartier \(\boldsymbol{b}\)-divisor,

  4. \({\boldsymbol{M}}_j\not\equiv\boldsymbol{0}\) if \(\gamma_j\not=0\), and

  5. \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\equiv 0\).

Then the coefficients of \(B\) belong to \(\Gamma_0\), and \(\gamma_j\in\Gamma_0\) for each \(j\).

The proof of Theorem 25 is harder than the proof of the global ACC for algebraically integrable foliated triples [48]. This is because our proof heavily relies on the existence of Mori fiber spaces (Theorem 13), unlike the proof in [48].

As a straightforward corollary of Theorem 25, we obtain the global ACC for rank one generalized foliated quadruples:

Corollary 26 (Global ACC for rank one generalized foliated quadruples). Let \(\Gamma\subset [0,1]\) be a DCC set. Then there exists a finite set \(\Gamma_0\subset\Gamma\) depending only on \(\Gamma\) satisfying the following. Let \((X,\mathcal{F},B,{\boldsymbol{M}})\) be an lc generalized foliated quadruple such that

  1. \(\operatorname{rank}\mathcal{F}=1\),

  2. the coefficients of \(B\) belong to \(\Gamma\),

  3. \({\boldsymbol{M}}=\sum\gamma_j{\boldsymbol{M}}_j\), where each \(\gamma_j\in\Gamma\) and each \({\boldsymbol{M}}_j\) is a nef \(\boldsymbol{b}\)-Cartier \(\boldsymbol{b}\)-divisor,

  4. \({\boldsymbol{M}}_j\not\equiv\boldsymbol{0}\) if \(\gamma_j\not=0\), and

  5. \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\equiv 0\).

Then the coefficients of \(B\) belong to \(\Gamma_0\), and \(\gamma_j\in\Gamma_0\) for each \(j\).

When \({\boldsymbol{M}}=\boldsymbol{0}\), Corollary 26 was proven in [48].

0.0.2.4.3 Uniform rational polytopes

As a direct consequence of Theorems 24 and 25, we establish the existence of uniform lc rational polytopes for algebraically integrable generalized foliated quadruples. Despite their complex nature, these polytopes are powerful tools in birational geometry. They are notably used in several applications on the ACC conjecture for minimal log discrepancies and the boundedness of complements. These polytopes are essential for the formal definition of KSBA moduli spaces [63], and play a crucial role in proving the global ACC for foliated threefolds [42]. In this paper, we prove the existence of uniform lc rational polytopes for algebraically integrable generalized foliated quadruples:

Theorem 27. Let \(r\) be a positive integer, \(v_1^0,\dots,v_m^0,u_1^0,\dots,u_n^0\) positive real numbers, \(\boldsymbol{v}_0:=(v_1^0,\dots,v_m^0)\), and \(\boldsymbol{u}_0:=(u_1^0,\dots,u_n^0)\). Then there exists an open set \(U\ni (\boldsymbol{v}_0,\boldsymbol{u}_0)\) of the rational envelope of \((\boldsymbol{v}_0,\boldsymbol{u}_0)\) in \(\mathbb{R}^{m+n}\) depending only on \(r\) and \(\boldsymbol{v}_0\), \(\boldsymbol{u}_0\) satisfying the following. Let \[\left(X,\mathcal{F},B=\sum_{j=1}^mv_j^0B_j,{\boldsymbol{M}}=\sum_{k=1}^nu_k^0{\boldsymbol{M}}_k\right)\Bigg{/}X\] be an lc generalized foliated quadruple, such that \(\mathcal{F}\) is algebraically integrable, \(\operatorname{rank}\mathcal{F}=r\), \(B_j\geq 0\) are distinct Weil divisors, and \({\boldsymbol{M}}_k\) are nef\(/X\) \(\boldsymbol{b}\)-Cartier \(\boldsymbol{b}\)-divisors. Then \[\left(X,\mathcal{F},B=\sum_{j=1}^mv_jB_j,\sum_{k=1}^nu_k{\boldsymbol{M}}_k\right)\] is lc for any \((v_1,\dots,v_m,u_1,\dots,u_n)\in U\).

0.0.2.5 Miscellaneous results on the minimal model program and foliations

We also prove several other interesting theorems that can be useful for further applications.

0.0.2.5.1 Analogues of dlt models

We establish the existence of \((*)\) models and ACSS models for algebraically integrable generalized foliated quadruples (see Definitions 155 and 162). As detailed in [27], [46], [48], these models play the same role as dlt models in the classic MMP. Moreover, \(\mathbb{Q}\)-factorial dlt algebraically integrable generalized foliated quadruples always satisfy the property “ACSS" and the property \((*)\) (see Theorem 252).

Theorem 28 (Existence of ACSS model). Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be an lc generalized foliated quadruple. Assume that \(\mathcal{F}\) is algebraically integrable. Then \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) has an ACSS model which is also a \((*)\) model.

In particular, there exists a birational morphism \(f: Y\rightarrow X\) and a contraction \(\pi: Y\rightarrow Z\) satisfying the following. Let \(\mathcal{F}_Y:=f^{-1}\mathcal{F}\) and \[K_{\mathcal{F}_Y}+B_Y+{\boldsymbol{M}}_Y=f^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X),\] then

  1. \((Y,B_Y,{\boldsymbol{M}})\) is \(\mathbb{Q}\)-factorial qdlt,

  2. \(\pi\) is equi-dimensional and \(\mathcal{F}_Y\) is induced by \(\pi\), and

  3. any prime \(f\)-exceptional divisor is an lc place of \((X,\mathcal{F},B,{\boldsymbol{M}})\).

0.0.2.5.2 Minimal model program for very exceptional divisors

When running the relative minimal model program, especially the birational minimal model program, we often encounter the minimal model program for very exceptional divisors [31]. In this paper, we establish the minimal model program for algebraically integrable generalized foliated quadruples whose generalized foliated log canonical divisor is very exceptional.

Theorem 29. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a \(\mathbb{Q}\)-factorial F-dlt generalized foliated quadruple and \(E\geq 0\) and \(\mathbb{R}\)-divisor on \(X\), such that \(E\) is very exceptional\(/U\) and \[K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},U}E.\] Then we may run a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of an ample\(/U\) \(\mathbb{R}\)-divisor, and any such MMP terminates with a good minimal model \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\), such that \(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R},U}0\).

Theorem 29 is vital for proving that \(\mathbb{Q}\)-factorial dlt implies ACSS (Theorem 252). This is essential for proving Theorem 2.

0.0.2.5.3 A special case of Prokhorov-Shokurov’s base-point-freeness conjecture

Prokhorov-Shokurov’s base-point-freeness conjecture [64] is a major conjecture in birational geometry. It has been verified when the relative dimension of the fibration is \(1\) ([64]) or \(2\) ([65]). However, for the relative dimension of the fibration \(\geq 3\), the conjecture is still largely open. Through the application of foliation theory, we prove a special case of the Prokhorov-Shokurov base-point-freeness conjecture:

Theorem 30. Let \(d\) and \(m\) be two positive integers. Then there exists a positive integer \(I\) depending only on \(d\) and \(I\) satisfying the following.

Let \((X,B)\) be a projective klt pair, and \(\pi: X\rightarrow Z\) a contraction to a smooth variety \(Z\). Let \(B^h\) and \(B^v\) be the horizontal\(/Z\) part of \(B\) and the vertical\(/Z\) part of \(B\) respectively, and let \({\boldsymbol{M}}\) be the moduli part of \(\pi: (X,B)\rightarrow Z\). Assume that the following conditions hold.

  1. (Semi-stability) \((X,B)\) is BP semi-stable\(/Z\).

  2. (Klt-trivial) \(K_X+B\sim_{\mathbb{Q},Z}0\).

  3. (Coefficient control) \(mB\) is a Weil divisor.

  4. (Fano type) There exists an ample \(\mathbb{R}\)-divisor \(H\) such that \(B^h\geq H\geq 0\).

  5. (Snc condition) There exists a reduced divisor \(\Sigma_Z\) on \(Z\), such that \(B^v=\pi^{-1}(\Sigma_Z)\), \((Z,\Sigma_Z)\) is log smooth, and for any reduced divisor \(H\geq 0\) such that \((Z,\Sigma+H)\) is log smooth, \((X,B+\pi^*H)\) is lc.

Then \({\boldsymbol{M}}\) descends to \(X\), \(I{\boldsymbol{M}}_X\) is Cartier, and \(nI{\boldsymbol{M}}_X\) is base-point-free for any integer \(n\gg 0\).

While the conditions of Theorem 30 are quite restrictive, mainly because condition (4) is not preserved under birational transformations, there are no requirements on the dimension of the varieties or the relative dimension of \(\pi\). This makes the theorem potentially useful for future applications.

0.0.2.6 Why should we care about generalized foliated quadruples?

Before we move on to the main part of the paper, we would like to briefly explain why we need to consider the structure of generalized foliated quadruples and why it is essential for us to prove some main theorems of the paper, even if these theorems’ statements do not explicitly mention this structure. To clarify this, we present five scenarios where generalized foliated quadruples play a crucial role. Four out of these five scenarios are unavoidable in the proofs of this paper.

Scenario 31 (Canonical bundle formula of foliations). [30] established the canonical bundle formula for foliations. More precisely, given a projective lc foliated triple \((X,\mathcal{F},B)\) and a contraction \(f: X\rightarrow Z\) such that the general fibers of \(f\) are tangent to \(\mathcal{F}\) and \(K_{\mathcal{F}}+B\sim_{\mathbb{R},Z}0\), we have \[K_{\mathcal{F}}+B\sim_{\mathbb{R}}f^*(K_{\mathcal{F}_Z}+B_Z+{\boldsymbol{M}}_Z)\] where \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}})\) is a projective lc generalized foliated quadruple. Therefore, if we want to study the behavior of \((X,\mathcal{F},B)\), then it is necessary to study the structure of \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}})\). When \(\mathcal{F}=T_X\) and \((X,B)\) is klt, the classical approach is to find an \(\mathbb{R}\)-divisor \[0\leq\Delta_Z\sim_{\mathbb{R}}B_Z+{\boldsymbol{M}}_Z\] such that \((Z,\Delta_Z)\) is klt [57] and use the structure of \((Z,\Delta_Z)\) instead of \((Z,B_Z,{\boldsymbol{M}})\). This approach is essential for the proof of the finite generation of the canonical ring ([29], [66]).

However, when \(\mathcal{F}\not=T_X\), it is generally not possible for us to combine \(B_Z\) and \({\boldsymbol{M}}_Z\) and get an lc triple structure \((Z,\mathcal{F}_Z,\Delta_Z\sim_{\mathbb{R}}B_Z+{\boldsymbol{M}}_Z)\). This is because of the following two reasons:

  1. “Klt" is almost an empty condition for foliations when \(\mathcal{F}\not=T_X\). Actually, unless the foliation is purely transcendental, there are always (infitely many) lc centers of \((X,\mathcal{F},B)\) as long as \(\mathcal{F}\not=T_X\). This will cause trouble when we try to perturb the coefficients of \(B_Z+{\boldsymbol{M}}_Z\) and get \(\Delta_Z\). In fact, even when \(\mathcal{F}=T_X\), if \((X,B)\) is not klt, then we do not know whether there exists such \(\Delta_Z\) so that \((Z,\Delta_Z)\) is lc, and we usually need the \(\boldsymbol{b}\)-semi-ampleness of \({\boldsymbol{M}}\) to show this fact. The \(\boldsymbol{b}\)-semi-ampleness of \({\boldsymbol{M}}\), on the other hand, is the Prokhorov-Shokurov conjecture [64] as mentioned above, which is widely open when \(\dim X-\dim Z\geq 3\). Indeed, the unconfirmed status of the Prokhorov-Shokurov conjecture is one key reason why Birkar-Zhang introduced the concept of generalized pairs in [1].

  2. Even if \({\boldsymbol{M}}\) is semi-ample, the existence of such \(\Delta_Z\) is also unknown as Bertini type theorems fail for foliations in general, even for surfaces (cf. [48]). In other words, it is possible that \((Z,\mathcal{F}_Z,B_Z+G_Z)\) is not lc for any \(G_Z\in |{\boldsymbol{M}}_Z|_{\mathbb{R}}\).

Therefore, in many situations, we must analyze the structure of generalized foliated quadruples rather than foliated triples. Furthermore, due to (2), the concept of generalized foliated quadruples becomes essential for studying foliations, even in lower dimensions. This is a key reason why [30], [42] rely on the theory of generalized foliated quadruples to establish the global ACC for foliated triples in dimension \(3\).

Scenario 32 (MMP with scaling). We recall how we run the minimal model program for with scaling for usual pairs. For simplicity, we only consider the projective case. Given a projective lc pair \((X,B)\) and an \(\mathbb{R}\)-divisor \(A\geq 0\) on \(X\) such that \(K_X+B+A\) is nef, we consider the scaling numbers \[\lambda:=\inf\{t\mid t\geq 0, K_X+B+tA\text{ is nef}\}.\] If \(t=0\) then we are done. Otherwise, we contract a \((K_X+B)\)-negative extremal ray \(R\) such that \((K_X+B+tA)\cdot R=0\), and let \(f: (X,B)\dashrightarrow (X',B')\) be a corresponding divisorial contraction, flip, or Mori fiber space associated to the contraction of \(R\). We may replace \((X,B)\) with \((X',B')\) and \(A\) with \(A'\) and continue this process.

Although we only need \(K_X+B+A\) to be nef to run the MMP, in practice, we usually also need the additional condition that \((X,B+A)\) is lc. This is helpful in many situations: since we do not know the termination of the MMP, it is likely for us to consider pairs \((X,B+\mu A)\) where \(\mu\) is related to the scaling numbers \(\lambda\). In this case, we usually need \((X,B+A)\) to be lc in order to guarantee that \((X,B+\mu A)\) is lc. For this reason, for the very first step of the MMP, we usually require \(A\) to be a general ample \(\mathbb{R}\)-divisor, or a general base-point-free big and nef \(\mathbb{R}\)-divisor when \((X,B)\) is klt.

Now we consider the minimal model program for foliations. We definitely want to consider the minimal model program with scaling of ample divisors as well. However, as we have explained above, Bertini type theorems fail for foliations in general, even for surfaces (cf. [48]). Therefore, it is possible that for any ample \(\mathbb{R}\)-divisor \(A\geq 0\) on \(X\), \((X,\mathcal{F},B+A)\) is not lc. Now the minimal model program of \((X,\mathcal{F},B)\) with scaling of \(A\) becomes weird: we can still run the minimal model program, but it will become difficult to study the intermediate outputs \((X',B'+\lambda A')\) with \(\lambda>0\) after each step of the MMP, where \(\lambda\) is the scaling number. This causes a lot of inconvenience for the minimal model program of foliations.

The structure of generalized foliated quadruples, however, can easily resolve this issue: if we identify \((X,\mathcal{F},B)\) with the generalized foliated quadruple \((X,\mathcal{F},B,\overline{0})\), then instead of running an MMP with scaling of an ample \(\mathbb{R}\)-divisor \(A\), we can let \({\boldsymbol{A}}:=\overline{A}\) be the nef \(\boldsymbol{b}\)-divisor associated to \(A\). Now may run an MMP with scaling of \((0,{\boldsymbol{A}})\). That is, although we still consider \[\lambda:=\inf\{t\mid t\geq 0, K_{\mathcal{F}}+B+tA\text{ is nef}\},\] the output of the first step of the MMP \(\phi: X\dashrightarrow X'\) becomes \[(X',\mathcal{F}'=\phi_*\mathcal{F},B'=\phi_*B,\lambda{\boldsymbol{A}})\] which is still an lc generalized foliated quadruple. Therefore, by using the theory of generalized foliated quadruples, we can bypass the failure of Bertini type theorems of foliations straightforwardly.

Scenario 33 (Minimal model program on Kähler varieties). It is well-known that foliations, especially algebraically integrable foliations, has a tight connection with the minimal model program for Kähler varieties. As we have mentioned above, Das and Ou essentially use the structure of algebraically integrable foliations to prove the abundance conjecture for Kähler manifolds in dimension \(3\) [43], [44]. There is no doubt that foliations are expected to be useful in the study of Kähler minimal model program in the future.

On the other hand, generalized pairs is also known to have a tight connection with the minimal model program for Kähler varieties [9], [17]. The key reason is due to the minimal model program with scaling of Kähler classes. Kähler classes cannot be considered as divisors, but by considering Kähler classes as \(\boldsymbol{b}\)-nef classes and move it to the nef part of the generalized pair, we can formally define the minimal model program with scaling of Kähler classes.

In summary, the study of Kähler varieties seems to be a natural place for foliations and generalized pairs to get mixed together. We therefore can expect the structure of generalized foliated quadruples, particularly the algebraically integrable ones, to play a crucial role in the study of Kähler varieties in the future.

Scenario 34 (Cone theorem and semi-ampleness theorem). In [27], a version of the cone theorem for algebraically integrable foliated triples \((X,\mathcal{F},B)\) is proved. When \((X,\mathcal{F},B)\) is lc, the main part of the cone theorem, i.e. the formula \[\overline{NE}(X)=\overline{NE}(X)_{K_{\mathcal{F}}+B\geq 0}+\sum R_j\] was proved in [27]. However, [27] did not prove the countableness of \(R_j\) nor the finiteness of \(R_j\) when polarizing \((X,\mathcal{F},B)\) with an ample divisor \(A\). That is, the formula \[\overline{NE}(X)=\overline{NE}(X)_{K_{\mathcal{F}}+B+A\geq 0}+\sum_{\text{finite}} R_j\] is missing. One key reason for this seems to be the issue that \((X,\mathcal{F},B+A)\) may no longer be lc, and this is, again, due to the failure of the Bertini type theorems for foliations. However, if we consider \((X,\mathcal{F},B,\bar A)\) instead of \((X,\mathcal{F},B+A)\), then \((X,\mathcal{F},B,\bar A)\) becomes an lc generalized pair and we have immediately have more flexibility.

Similar issues appear when we consider the semi-ampleness theorem for foliations. For usual pairs, the semi-ampleness theorem is usually formulated in the following way: \[(X,B) \text{ lc}, A\text{ ample}, K_X+B+A\text{ nef}\Rightarrow K_X+B+A\text{ semi-ample}.\] However, for foliations, the semi-ampleness theorem is usually formulated in the following way: (under suitable conditions) \[(X,\mathcal{F},B+A) \text{ lc}, B\geq 0, A\geq 0\text{ ample}, K_{\mathcal{F}}+B+A\text{ nef}\Rightarrow K_{\mathcal{F}}+B+A\text{ semi-ample}.\] This is again due to the failure of Bertini-type theorems. Nevertheless, with the new concept of generalized foliated quadruples, these arguments can now be strengthened back to: (under suitable conditions) \[(X,\mathcal{F},B) \text{ lc}, A\text{ ample}, K_{\mathcal{F}}+B+A\text{ nef}\Rightarrow K_{\mathcal{F}}+B+A\text{ semi-ample}.\]

Scenario 35 (Canonical bundle formula for generalized pairs). The final scenario where the structure of generalized foliated quadruples plays a vital role is in obtaining the canonical bundle formula for generalized pairs. To establish this formula for lc-trivial fibrations in cases involving either non-NQC generalized pairs or NQC generalized pairs with potentially negative coefficients, we cannot rely on the structure of mixed Hodge structure (see Remark 204). Filipazzi’s approach [61], [62] is also unsuitable due to its requirements for \(\mathbb{Q}\)-coefficients and its inability to handle negative coefficients. Therefore, the only viable approach to achieve such a canonical bundle formula is by utilizing the theory of foliations as in [27]. Now, since we are dealing with generalized pairs in this context, the introduction of generalized foliated quadruples becomes necessary. For more details, we refer the reader to the proof of Theorem 211.

1 Preliminaries↩︎

1.0.1 Basic definitions↩︎

Throughout the paper, we work primarily with normal quasi-projective varieties to ensure consistency with the references. However, most results should also hold for normal varieties that are not necessarily quasi-projective. Similarly, most results in our paper should hold for any algebraically closed field of characteristic zero. We will adopt the standard notations and definitions in [10], [29] and use them freely. For foliations, we generally follow the notations and definitions in [20], [22], [27], but there may be minor differences. For generalized pairs, we follow the notations and definitions in [12].

1.0.1.1 Special notations

Notation 36. In this paper, \(\mathbb{N}\) stands for the set of non-negative integers and \(\mathbb{N}^+\) stands for the set of positive integers.

Notation 37. In this paper, the notation “\(/\)" is always considered a shorthand for”over". For example, “\(/Z\)" means”over \(Z\)".

Notation 38. Let \(X\rightarrow U\) be a projective morphism from a normal variety to a variety, and let \(A\) be a semi-ample\(/U\) \(\mathbb{R}\)-divisor on \(X\). An \(\mathbb{R}\)-divisor \(H\) on \(X\) is said to be general in \(|A/U|_{\mathbb{R}}\) if there exist base-point-free\(/U\) divisors \(A_1,\dots,A_n\) and real numbers \(r_1,\dots,r_n\in (0,1)\) such that \(A=\sum_{i=1}^nr_iA_i\) and \(H=\sum_{i=1}^nr_iH_i\), where \(H_i\in |A_i/U|\) are general elements. A general ample\(/U\) \(\mathbb{R}\)-divisor on \(X\) is an ample\(/U\) \(\mathbb{R}\)-divisor \(D\) on \(X\) such that \(D\) is general in \(|D/U|_{\mathbb{R}}\).

Notation 39. Let \(\Gamma\) be a set of real numbers, \(X\) a normal variety, and \(B\) an \(\mathbb{R}\)-divisor on \(X\). We write \(B\in\Gamma\) if the coefficients of \(B\) belong to \(\Gamma\).

Notation 40. Let \(\pi: X\rightarrow U\) be a projective morphism between varieties and \(D\) an \(\mathbb{R}\)-divisor on \(X\). We denote by \(\kappa_{\sigma}(X/Z,D)\) (resp. \(\kappa_{\iota}(X/Z,D)\), \(\kappa(X/Z,D)\)) the relative numerical dimension (resp. relative invariant Iitaka dimension, relative Iitaka dimension) of \(D\) over \(Z\). When \(Z=\{pt\}\), we may drop \(X/Z\) and use the notation \(\kappa_{\sigma}(D)\) (resp. \(\kappa_{\iota}(D)\), \(\kappa(D)\)) instead. We refer the reader to [47] for the formal definitions and basic properties of \(\kappa_{\sigma}(X/Z,D)\), \(\kappa(X/Z,D)\), and \(\kappa(X/Z,D)\).

Definition 41 (Log big). Let \((X,B,{\boldsymbol{M}})/U\) be a g-pair and \(D\) an \(\mathbb{R}\)-Cartier \(\mathbb{R}\)-divisor on \(X\). We say that \(D\) is log big\(/U\) with respect to \((X,B,{\boldsymbol{M}})\) if \(D|_V\) is big\(/U\) for any lc center \(V\) of \((X,B,{\boldsymbol{M}})\). In particular, \(D\) is big\(/U\).

Definition 42 (cf. [52], [67]). Let \((X,\Delta)\) be a (not necessarily lc) pair and \(\pi: X\rightarrow U\) a projective morphism. Let \(F\) be an extremal face of \(\overline{NE}(X/U)\).

  1. A supporting function of \(F\) is a \(\pi\)-nef \(\mathbb{R}\)-divisor \(H\) such that \(F=\overline{NE}(X/U)\cap H^{\bot}\). If \(H\) is a \(\mathbb{Q}\)-divisor, we say that \(H\) is a rational supporting function. Since \(F\) is an extremal face of \(\overline{NE}(X/U)\), \(F\) always has a supporting function.

  2. We say that \(F\) is rational if \(F\) has a rational supporting function.

  3. For any \(\mathbb{R}\)-Cartier \(\mathbb{R}\)-divisor \(D\) on \(X\), we say that \(F\) is \(D\)-negative if \[F\cap\overline{NE}(X/U)_{D\geq 0}=\{0\}.\]

  4. We say that \(F\) is relatively ample at infinity with respect to \((X,\Delta)\) if \[F\cap\overline{NE}(X/U)_{\operatorname{Nlc}(X,\Delta)}=\{0\}.\] Equivalently, \(H|_{\operatorname{Nlc}(X,\Delta)}\) is \(\pi|_{\operatorname{Nlc}(X,\Delta)}\)-ample for any supporting function \(H\) of \(F\).

  5. We say that \(F\) is contractible at infinity with respect to \((X,\Delta)\) if \(F\) has a rational supporting function \(H\) and \(H|_{\operatorname{Nlc}(X,\Delta)}\) is \(\pi|_{\operatorname{Nlc}(X,\Delta)}\)-semi-ample.

Definition-Lemma 43. Let \(K\) be a convex cone containing no lines. A ray \(R\) of \(K\) is called exposed if there is a hyperplane meeting \(K\) exactly along \(R\). In particular, any exposed ray of \(K\) is extremal in \(K\). If \(K\) does not contain any lines, then \(K\) is the closure of the subcone of \(K\) spanned by exposed rays [68].

Let \(\pi: X\rightarrow U\) be a projective morphism from a normal quasi-projective variety to a variety. By definition, an extremal ray in \(\overline{NE}(X/U)\) is exposed if and only if it has a supporting function (that is not necessarily rational). Moreover, for any subcone \(V\) of \(\overline{NE}(X/U)\), we have \[\overline{NE}(X/U)=\overline{V+\sum R_i}\] where \(R_i\) are exposed rays that are not contained in \(V\).

1.0.1.2 Sets

Definition 44. Let \(\Gamma\subset\mathbb{R}\) be a set. We say that \(\Gamma\) satisfies the descending chain condition (DCC) if any decreasing sequence in \(\Gamma\) stabilizes, and \(\Gamma\) satisfies the ascending chain condition (ACC) if any increasing sequence in \(\Gamma\) stabilizes.

Definition 45. Let \(\Gamma\subset [0,+\infty)\) be a set. We define \[\Gamma_+:=\{0\}\cup\left\{\sum_{i=1}^l\gamma_i\bigg| \gamma_i\in\Gamma,l\in\mathbb{N}^+\right\}\text{ and }D(\Gamma):=\left\{\frac{m-1+\gamma}{m}\bigg|\gamma\in\Gamma_+,m\in\mathbb{N}^+\right\}.\]

1.0.1.3 Foliations

Definition 46 (Foliations, cf. [22]). Let \(X\) be a normal variety. A foliation on \(X\) is a coherent sheaf \(\mathcal{F}\subset T_X\) such that

  1. \(\mathcal{F}\) is saturated in \(T_X\), i.e., \(T_X/\mathcal{F}\) is torsion-free, and

  2. \(\mathcal{F}\) is closed under the Lie bracket.

The rank of the foliation \(\mathcal{F}\) is the rank of \(\mathcal{F}\) as a sheaf and is denoted by \(\operatorname{rank}\mathcal{F}\). The corank of \(\mathcal{F}\) is \(\dim X-\operatorname{rank}\mathcal{F}\). The canonical divisor of \(\mathcal{F}\) is a divisor \(K_\mathcal{F}\) such that \(\mathcal{O}_X(-K_{\mathcal{F}})\cong\mathrm{det}(\mathcal{F})\). We define \(N_{\mathcal{F}}:=(T_X/\mathcal{F})^{\vee\vee}\) and \(N_{\mathcal{F}}^*:=N_{\mathcal{F}}^{\vee}\).

If \(\mathcal{F}=0\), then we say that \(\mathcal{F}\) is a foliation by points.

Definition 47 (Singular locus). Let \(X\) be a normal variety and \(\mathcal{F}\) a rank \(r\) foliation on \(X\). We can associate to \(\mathcal{F}\) a morphism \[\phi: \Omega_X^{[r]}\to \mathcal{O}_X(K_{\mathcal{F}})\] defined by taking the double dual of the \(r\)-wedge product of the map \(\Omega^1_X\to \mathcal{F}^*\), induced by the inclusion \(\mathcal{F}\to T_X\). This yields a map \[\phi': (\Omega_X^{[r]}\otimes\mathcal{O}_X(-K_{\mathcal{F}}))^{\vee\vee}\to \mathcal{O}_X\] and we define the singular locus, denoted by \(\mathrm{Sing}\mathcal{F}\), to be the cosupport of the image of \(\phi'\).

Definition 48 (Pullbacks and pushforwards, cf. [27]). Let \(X\) be a normal variety, \(\mathcal{F}\) a foliation on \(X\), \(f: Y\dashrightarrow X\) a dominant map, and \(g: X\dashrightarrow X'\) a birational map. We denote by \(f^{-1}\mathcal{F}\) the pullback of \(\mathcal{F}\) on \(Y\) as constructed in [69]. We also say that \(f^{-1}\mathcal{F}\) is the induced foliation of \(\mathcal{F}\) on \(Y\). If \(\mathcal{F}=0\), then we say \(f^{-1}\mathcal{F}\) is induced by \(f\). In this case, we say \(f^{-1}\mathcal{F}\) is algebraically integrable.

We define the pushforward of \(\mathcal{F}\) on \(X'\) as \((g^{-1})^{-1}\mathcal{F}\) and denote it by \(g_*\mathcal{F}\).

Definition 49 (Invariant subvarieties, cf. [27]). Let \(X\) be a normal variety, \(\mathcal{F}\) a foliation on \(X\), and \(S\subset X\) a subvariety. We say that \(S\) is \(\mathcal{F}\)-invariant if and only if for any open subset \(U\subset X\) and any section \(\partial\in H^0(U,\mathcal{F})\), we have \[\partial(\mathcal{I}_{S\cap U})\subset \mathcal{I}_{S\cap U}\] where \(\mathcal{I}_{S\cap U}\) is the ideal sheaf of \(S\cap U\). Note that if \(\mathcal{F}\) is the foliation induced by a dominant map \(f:X\dashrightarrow Z\), then a divisor \(D\) is \(\mathcal{F}\)-invariant if and only if \(D\) is vertical with respect to \(f\).

Definition 50 (Special divisors on foliations, cf. [22]). Let \(X\) be a normal variety and \(\mathcal{F}\) a foliation on \(X\). For any prime divisor \(C\) on \(X\), we define \(\epsilon_{\mathcal{F}}(C):=1\) if \(C\) is not \(\mathcal{F}\)-invariant, and \(\epsilon_{\mathcal{F}}(C):=0\) if \(C\) is \(\mathcal{F}\)-invariant. If \(\mathcal{F}\) is clear from the context, we may use \(\epsilon(C)\) instead of \(\epsilon_{\mathcal{F}}(C)\). For any \(\mathbb{R}\)-divisor \(D\) on \(X\), we define \[D^{\mathcal{F}}:=\sum_{C\mid C\text{ is a component of }D}\epsilon_{\mathcal{F}}(C)C.\] Let \(E\) be a prime divisor over \(X\) and \(f: Y\rightarrow X\) a projective birational morphism such that \(E\) is on \(Y\). We define \(\epsilon_{\mathcal{F}}(E):=\epsilon_{f^{-1}\mathcal{F}}(E)\). It is clear that \(\epsilon_{\mathcal{F}}(E)\) is independent of the choice of \(f\).

1.0.1.4 Polarized foliations

Definition 51 (\(\boldsymbol{b}\)-divisors). Let \(X\) be a normal quasi-projective variety. We call \(Y\) a birational model over \(X\) if there exists a projective birational morphism \(Y\to X\).

Let \(X\dashrightarrow X'\) be a birational map. For any valuation \(\nu\) over \(X\), we define \(\nu_{X'}\) to be the center of \(\nu\) on \(X'\). A \(\boldsymbol{b}\)-divisor \({\boldsymbol{D}}\) on \(X\) is a formal sum \({\boldsymbol{D}}=\sum_{\nu} r_{\nu}\nu\) where \(\nu\) are valuations over \(X\) and \(r_{\nu}\in\mathbb{R}\), such that \(\nu_X\) is not a divisor except for finitely many \(\nu\). If in addition \(r_{\nu}\in\mathbb{Q}\) for every \(\nu\), then \({\boldsymbol{D}}\) is called a \(\mathbb{Q}\)-\(\boldsymbol{b}\)-divisor. The trace of \({\boldsymbol{D}}\) on \(X'\) is the \(\mathbb{R}\)-divisor \[{\boldsymbol{D}}_{X'}:=\sum_{\nu_{X'}\text{ is a divisor}}r_\nu\nu_{X'}.\] If \({\boldsymbol{D}}_{X'}\) is \(\mathbb{R}\)-Cartier and \({\boldsymbol{D}}_{Y}\) is the pullback of \({\boldsymbol{D}}_{X'}\) on \(Y\) for any birational model \(Y\) over \(X'\), we say that \({\boldsymbol{D}}\) descends to \(X'\) and \({\boldsymbol{D}}\) is the closure of \({\boldsymbol{D}}_{X'}\), and write \({\boldsymbol{D}}=\overline{{\boldsymbol{D}}_{X'}}\).

Let \(X\rightarrow U\) be a projective morphism and assume that \({\boldsymbol{D}}\) is a \(\boldsymbol{b}\)-divisor on \(X\) such that \({\boldsymbol{D}}\) descends to some birational model \(Y\) over \(X\). If \({\boldsymbol{D}}_Y\) is nef\(/U\) (resp. base-point-free\(/U\), semi-ample\(/U\)), then we say that \({\boldsymbol{D}}\) is nef\(/U\) (resp. base-point-free\(/U\), semi-ample\(/U\)). If \({\boldsymbol{D}}_Y\) is a Cartier divisor, then we say that \({\boldsymbol{D}}\) is \(\boldsymbol{b}\)-Cartier. If \({\boldsymbol{D}}_Y\) is a \(\mathbb{Q}\)-Cartier \(\mathbb{Q}\)-divisor, then we say that \({\boldsymbol{D}}\) is \(\mathbb{Q}\)-\(\boldsymbol{b}\)-Cartier. If \({\boldsymbol{D}}\) can be written as an \(\mathbb{R}_{\geq 0}\)-linear combination of nef\(/U\) \(\boldsymbol{b}\)-Cartier \(\boldsymbol{b}\)-divisors, then we say that \({\boldsymbol{D}}\) is NQC\(/U\).

Let \(X\rightarrow U\) be a projective morphism and assume that \({\boldsymbol{D}}\) and \({\boldsymbol{D}}'\) are two \(\boldsymbol{b}\)-divisors over \(X\). We write \({\boldsymbol{D}}\sim_{\mathbb{R},U}{\boldsymbol{D}}'\) (resp. \({\boldsymbol{D}}\sim_{\mathbb{Q},U}{\boldsymbol{D}}',{\boldsymbol{D}}\equiv_{\mathbb{Q},U}{\boldsymbol{D}}'\)) if for any birational model \(Y\) of \(X\), \({\boldsymbol{D}}_Y\sim_{\mathbb{R},U}{\boldsymbol{D}}'_Y\) (resp. \({\boldsymbol{D}}_Y\sim_{\mathbb{Q},U}{\boldsymbol{D}}'_Y,{\boldsymbol{D}}_Y\equiv_{\mathbb{Q},U}{\boldsymbol{D}}_Y'\)).

We let \(\boldsymbol{0}\) be the \(\boldsymbol{b}\)-divisor \(\bar{0}\).

Definition 52. We will use two types of restrictions of \(\boldsymbol{b}\)-divisors in this paper. Let \(X\) be a normal variety and \({\boldsymbol{D}}\) a \(\boldsymbol{b}\)-divisor on \(X\).

  1. Let \(V\) be a non-empty subset of \(X\). We define the restricted \(\boldsymbol{b}\)-divisor of \({\boldsymbol{D}}\) on \(V\), which is denoted by \({\boldsymbol{D}}|_{V}\), in the following way.

    For any birational morphism \(\pi: W\to V\), there exists a birational morphism \(\pi': Y\rightarrow X\) such that \(W\subset Y\) and \(\pi'|_W=\pi\). We let \(({\boldsymbol{D}}|_V)_{W}=({\boldsymbol{D}}_Y)|_W\). It is easy to see that this definition is independent of the choice of \(Y\) and defines a \(\boldsymbol{b}\)-divisor.

  2. Suppose that \({\boldsymbol{D}}\) descends to a birational model of \(X\). Let \(S\) be a prime divisor on \(X\) and \(\nu: S^\nu\rightarrow S\) the normalization of \(S\). The restricted \(\boldsymbol{b}\)-divisor of \({\boldsymbol{D}}\) on \(S^\nu\), which is denoted by \({\boldsymbol{D}}|_{S^\nu}\), is defined in the following way.

    Let \(f: Y\rightarrow X\) be a log resolution of \((X,S)\) such that \({\boldsymbol{D}}\) descends to \(Y\). Let \(S_Y:=f^{-1}_*S\). Then there exists an induced birational morphism \(f_S: S_Y\rightarrow S^\nu\) such that \(\nu\circ f_S=f|_{S_Y}\). We define \[{\boldsymbol{D}}|_{S^\nu}:=\overline{{\boldsymbol{D}}_Y|_{S_Y}}.\] It is clear that \({\boldsymbol{D}}|_{S^\nu}\) is well-defined and is independent of the choice of \(Y\).

Definition 53 (Generalized foliated quadruples). A generalized foliated sub-quadruple (sub-gfq for short) \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) consists of a normal quasi-projective variety \(X\), a foliation \(\mathcal{F}\) on \(X\), an \(\mathbb{R}\)-divisor \(B\) on \(X\), a projective morphism \(X\rightarrow U\), and a nef\(/U\) \(\boldsymbol{b}\)-divisor \({\boldsymbol{M}}\) over \(X\), such that \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\) is \(\mathbb{R}\)-Cartier. If \({\boldsymbol{M}}\) is NQC\(/U\), then we say that \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) is NQC. If \(B\geq 0\), then we say that \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) is a generalized foliated quadruple (gfq for short). If \(U=\{pt\}\), we usually drop \(U\) and say that \((X,\mathcal{F},B,{\boldsymbol{M}})\) is projective.

Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a (sub-)gfq. If \({\boldsymbol{M}}=\boldsymbol{0}\), then we may denote \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) by \((X,\mathcal{F},B)/U\) or \((X,\mathcal{F},B)\), and say that \((X,\mathcal{F},B)\) is a foliated (sub-)triple (f-(sub-)triple for short). If \(\mathcal{F}=T_X\), then we may denote \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) by \((X,B,{\boldsymbol{M}})/U\), and say that \((X,B,{\boldsymbol{M}})/U\) is a generalized (sub-)pair (g-(sub-)pair for short). If \({\boldsymbol{M}}=\boldsymbol{0}\) and \(\mathcal{F}=T_X\), then we may denote \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) by \((X,B)/U\) or \((X,B)\), and say that \((X,B)\) is a (sub-)pair.

A (sub-)gfq (resp. f-(sub-)triple, f-(sub-)pair, g-(sub-)pair, (sub-)pair) \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) (resp. \((X,\mathcal{F},B)/U\),\((X,B,{\boldsymbol{M}})/U\), \((X,B)/U\)) is called a \(\mathbb{Q}\)-(sub-)gfq (resp. \(\mathbb{Q}\)-f-(sub-)triple, \(\mathbb{Q}\)-g-(sub-)pair, \(\mathbb{Q}\)-(sub-)pair) if \(B\) is a \(\mathbb{Q}\)-divisor and \({\boldsymbol{M}}\) is a \(\mathbb{Q}\)-\(\boldsymbol{b}\)-divisor.

Notation 54. In the previous definition, if \(U\) is not important, we may also drop \(U\). This usually happens when we emphasize the structures of \((X,\mathcal{F},B,{\boldsymbol{M}})\) which are independent of the choice of \(U\), such as the singularities of \((X,\mathcal{F},B,{\boldsymbol{M}})\). In addition, if \(B=0\), we may drop \(B\).

Definition 55 (Singularities of gfqs). Let \((X,\mathcal{F},B,{\boldsymbol{M}})\) be a (sub-)gfq. For any prime divisor \(E\) over \(X\), let \(f: Y\rightarrow X\) be a birational morphism such that \(E\) is on \(Y\), and suppose that \[K_{\mathcal{F}_Y}+B_Y+{\boldsymbol{M}}_Y:=f^*(K_\mathcal{F}+B+{\boldsymbol{M}}_X)\] where \(\mathcal{F}_Y:=f^{-1}\mathcal{F}\). We define \(a(E,\mathcal{F},B,{\boldsymbol{M}}):=-\operatorname{mult}_EB_Y\) to be the discrepancy of \(E\) with respect to \((X,\mathcal{F},B,{\boldsymbol{M}})\). It is clear that \(a(E,\mathcal{F},B,{\boldsymbol{M}})\) is independent of the choice of \(Y\). If \({\boldsymbol{M}}=\boldsymbol{0}\), we let \(a(E,\mathcal{F},B):=a(E,\mathcal{F},B,{\boldsymbol{M}})\). If \(\mathcal{F}=T_X\), we let \(a(E,X,B,{\boldsymbol{M}}):=a(E,\mathcal{F},B,{\boldsymbol{M}})\). If \({\boldsymbol{M}}=\boldsymbol{0}\) and \(\mathcal{F}=T_X\), we let \(a(E,X,B):=a(E,\mathcal{F},B,{\boldsymbol{M}})\).

We say that \((X,\mathcal{F},B,{\boldsymbol{M}})\) is (sub-)lc (resp. (sub-)klt) if \(a(E,\mathcal{F},B,{\boldsymbol{M}})\geq -\epsilon_{\mathcal{F}}(E)\) (resp. \(>-\epsilon_{\mathcal{F}}(E)\)) for any prime divisor \(E\) over \(X\). We say that \((X,\mathcal{F},B,{\boldsymbol{M}})\) is (sub-)canonical (resp. (sub-)terminal) if \(a(E,\mathcal{F},B,{\boldsymbol{M}})\geq 0\) (resp. \(>0\)) for any prime divisor \(E\) that is exceptional over \(X\). An lc place of \((X,\mathcal{F},B,{\boldsymbol{M}})\) is a prime divisor \(E\) over \(X\) such that \(a(E,\mathcal{F},B,{\boldsymbol{M}})=-\epsilon_{\mathcal{F}}(E)\). An lc center of \((X,\mathcal{F},B,{\boldsymbol{M}})\) is a subvariety \(W\) of \(X\) such that either \(W\) is the center of an lc place of \((X,\mathcal{F},B,{\boldsymbol{M}})\) on \(X\), or \(W=X\). A non-trivial lc center of \((X,\mathcal{F},B,{\boldsymbol{M}})\) is an lc center of \((X,\mathcal{F},B,{\boldsymbol{M}})\) that is not \(X\). A non-lc place of \((X,\mathcal{F},B,{\boldsymbol{M}})\) is a prime divisor \(E\) over \(X\) such that \(a(E,\mathcal{F},B,{\boldsymbol{M}})<-\epsilon_{\mathcal{F}}(E)\). A non-lc center of \((X,\mathcal{F},B,{\boldsymbol{M}})\) is the center of a non-lc place of \((X,\mathcal{F},B,{\boldsymbol{M}})\) on \(X\). The union of all non-lc centers of \((X,\mathcal{F},B,{\boldsymbol{M}})\) is called the non-lc locus of \((X,\mathcal{F},B,{\boldsymbol{M}})\) and is denoted by \(\operatorname{Nlc}(X,\mathcal{F},B,{\boldsymbol{M}})\). The union of all non-lc centers and non-trivial lc centers of \((X,\mathcal{F},B,{\boldsymbol{M}})\) is called the non-klt locus of \((X,\mathcal{F},B,{\boldsymbol{M}})\) and is denoted by \(\operatorname{Nklt}(X,\mathcal{F},B,{\boldsymbol{M}})\).

Definition 56. Let \((X,\mathcal{F},B,{\boldsymbol{M}})\) be a sub-gfq, \(D\geq 0\) an \(\mathbb{R}\)-divisor on \(X\) and \({\boldsymbol{N}}\) a nef\(/X\) \(\boldsymbol{b}\)-divisor, such that \(D+{\boldsymbol{N}}_X\) is \(\mathbb{R}\)-Cartier. The lc threshold (lct for short) of \((D,{\boldsymbol{N}})\) with respect to \((X,\mathcal{F},B,{\boldsymbol{M}})\) is defined as \[\operatorname{lct}(X,\mathcal{F},B,{\boldsymbol{M}};D,{\boldsymbol{N}}):=\sup\{t\mid (X,\mathcal{F},B+tD,{\boldsymbol{M}}+t{\boldsymbol{N}})\text{ is sub-lc}\}.\] If \({\boldsymbol{N}}=0\), then we may drop \({\boldsymbol{N}}\) and denote \(\operatorname{lct}(X,\mathcal{F},B,{\boldsymbol{M}};D,{\boldsymbol{N}})\) by \(\operatorname{lct}(X,\mathcal{F},B,{\boldsymbol{M}};D)\).

Definition 57 (Models, I). Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be an lc gfq, \(\phi: X\dashrightarrow X'\) a birational map over \(U\), \(E:=\operatorname{Exc}(\phi^{-1})\) the reduced \(\phi^{-1}\)-exceptional divisor, \(\mathcal{F}':=\phi_*\mathcal{F}\), and \(B':=\phi_*B+E^{\mathcal{F}'}\).

  1. \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) is called a log birational model of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\).

  2. \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) is called a weak lc model of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) if

    1. \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) is a log birational model of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\),

    2. \(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\) is nef\(/U\), and

    3. for any prime divisor \(D\) on \(X\) which is exceptional over \(X'\), \[a(D,\mathcal{F},B,{\boldsymbol{M}})\leq a(D,\mathcal{F}',B',{\boldsymbol{M}}).\]

  3. \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) is called a semi-good minimal model of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) if

    1. \((X',\mathcal{F}',B,{\boldsymbol{M}})/U\) is a weak lc model of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\), and

    2. \(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\) is semi-ample\(/U\).

  4. Suppose that there exists a contraction\(/U\) \(X'\rightarrow Z\). \((X',\mathcal{F}',B',{\boldsymbol{M}})\rightarrow Z\) is called a Mori fiber space of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) if

    1. \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) is a log birational model of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\),

    2. \(X'\) is \(\mathbb{Q}\)-factorial,

    3. \(X'\rightarrow Z\) is a \((K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'})\)-Mori fiber space\(/U\),

    4. for any prime divisor \(D\) on \(X\) which is exceptional over \(X'\), \[a(D,\mathcal{F},B,{\boldsymbol{M}})<a(D,\mathcal{F}',B',{\boldsymbol{M}}).\]

We shall not define “good minimal models" until Definition 176.

Notation 58. Let \((X_0,\mathcal{F}_0,B_0,{\boldsymbol{M}})/U\) be a gfq. When we say that the following

\(\xymatrix{ (X_0,\mathcal{F}_0,B_0,{\boldsymbol{M}})\ar@{-->}[r]^{f_0} & (X_1,\mathcal{F}_1,B_1,{\boldsymbol{M}})\ar@{-->}[r]^{\;\;\;\;\;\;\;\;f_1} & \dots\ar@{-->}[r] & (X_n,\mathcal{F}_n,B_n,{\boldsymbol{M}})\ar@{-->}[r]^{\;\;\;\;\;\;\;\;\;f_n} & \dots }\)

is a (possibly infinite) sequence of steps of a \((K_{\mathcal{F}_0}+B_0+{\boldsymbol{M}}_{X_0})\)-MMP\(/U\), we mean the following: for any \(i\), \(f_i: X_{i}\dashrightarrow X_{i+1}\) is a step of a \((K_{\mathcal{F}_i}+B_i+{\boldsymbol{M}}_{X_i})\)-MMP\(/U\) that is not a Mori fiber space, \(\mathcal{F}_{i+1}:=(f_i)_*\mathcal{F}_i\), and \(B_{i+1}:=(f_i)_*B_i\).

Construction 59 (MMP with scaling). Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be an lc gfq. Let \(D\geq 0\) be an \(\mathbb{R}\)-divisor on \(X\) and \({\boldsymbol{N}}\) a nef\(/U\) \(\boldsymbol{b}\)-divisor on \(X\) such that \(D+{\boldsymbol{N}}_X\) is \(\mathbb{R}\)-Cartier and \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X+t(D+{\boldsymbol{N}}_X)\) is nef\(/U\) for some positive real number \(t\). A step of a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \((D,{\boldsymbol{N}})\) is defined as follows. Let \[\lambda:=\inf\{s\geq 0\mid K_{\mathcal{F}}+B+sD+{\boldsymbol{M}}_X+s{\boldsymbol{N}}_X\text{ is nef}/U\}.\] Assume that the following conditions hold:

  • There exists an extremal ray \(R\) in \(\overline{NE}(X/U)\) such that \((K_{\mathcal{F}}+B+\lambda D+{\boldsymbol{M}}_X+\lambda{\boldsymbol{N}}_X)\cdot C=0\) and \((D+{\boldsymbol{N}}_X)\cdot C>0\). In particular, \(R\) is a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-negative extremal ray.

  • The contraction associated to \(R\) exists, and if it is a small contraction, the corresponding \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-flip exists.

Then for any such \(R\), we call the divisorial contraction or the Mori fiber space associated to \(R\), or the \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-flip associated to \(R\), a step of a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \((D,{\boldsymbol{N}})\).

A sequence of steps of a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \((D,{\boldsymbol{N}})\) is a sequence of steps of a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\)

\(\xymatrix{ (X_0,\mathcal{F}_0,B_0,{\boldsymbol{M}})\ar@{-->}[r]^{f_0} & (X_1,\mathcal{F}_1,B_1,{\boldsymbol{M}})\ar@{-->}[r]^{\;\;\;\;\;\;\;\;f_1} & \dots\ar@{-->}[r] & (X_n,\mathcal{F}_n,B_n,{\boldsymbol{M}})\ar@{-->}[r]^{\;\;\;\;\;\;\;\;\;f_n} & \dots }\)

where \((X_0,\mathcal{F}_0,B_0,{\boldsymbol{M}})=(X,\mathcal{F},B,{\boldsymbol{M}})\), and each \(f_i\) is a step of a \((K_{\mathcal{F}_i}+B_i+{\boldsymbol{M}}_{X_i})\)-MMP\(/U\) with scaling of \((D_i,{\boldsymbol{N}})\), where \(D_i\) is the image of \(D\) on \(X_i\). \[\lambda_{i}:=\inf\{s\geq 0\mid K_{\mathcal{F}_{i}}+B_{i}+sD_{i}+{\boldsymbol{M}}_{X_{i}}+s{\boldsymbol{N}}_{X_{i}}\text{ is nef}/U\}\] are called the scaling numbers (of this MMP with scaling of \((D,{\boldsymbol{N}})\)), which are well-defined.

If \({\boldsymbol{N}}=\boldsymbol{0}\), a (sequence of) step(s) of a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \((D,{\boldsymbol{N}})\) is called a (sequence of) step(s) of a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \(D\).

We remark that Construction 59 does not require the condition that \((X,\mathcal{F},B+D,{\boldsymbol{M}}+{\boldsymbol{N}})\) is lc.

Definition 60. Let \((X,\mathcal{F},B,{\boldsymbol{M}})\) and \((X',\mathcal{F}',B',{\boldsymbol{M}}')\) be two sub-gfqs. We say that \((X,\mathcal{F},B,{\boldsymbol{M}})\) and \((X',\mathcal{F}',B',{\boldsymbol{M}}')\) are crepant to each other if \({\boldsymbol{M}}={\boldsymbol{M}}'\), and there exist two birational morphisms \(p: W\rightarrow X\) and \(q: W\rightarrow X'\) and a foliation \(\mathcal{F}_W\) on \(W\) such that \(\mathcal{F}_W=p^{-1}\mathcal{F}=q^{-1}\mathcal{F}'\), \({\boldsymbol{M}}={\boldsymbol{M}}'\), and \[p^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)=q^*(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}'_{X'}).\]

1.0.2 Basic properties of generalized pairs↩︎

In this section, we present several results concerning the structure of generalized pairs. Although most of these results, or their analogous forms, have already been established in the existing literature, it is somewhat surprising to note that many fundamental results for non-NQC generalized pairs remain unaddressed, despite the significant progress in the field of generalized pairs in recent years. Additionally, there are relatively few references available on this subject. For clarity, for the reader’s convenience, and to provide a solid reference for future work, we will present detailed proofs for all the results in this section.

1.0.2.1 Dlt modification

First, we recall the definition of dlt for generalized pairs.

Definition 61 (Dlt, [4]). Let \((X,B,{\boldsymbol{M}})/U\) be an lc g-pair. We say that \((X,B,{\boldsymbol{M}})\) is dlt if there exists an open subset \(V\subset X\) satisfying the following.

  1. \((V,B|_V)\) is log smooth. In particular, \(B|_V\) is an snc Weil \(\mathbb{Q}\)-divisor.

  2. \(V\) contains the generic point of any lc center of \((X,B,{\boldsymbol{M}})\).

  3. The generic point of any lc center of \((X,B,{\boldsymbol{M}})\) is the generic point of an lc center of \((V,B|_V)\).

If \((X,B,{\boldsymbol{M}})\) is dlt and \(\lfloor B\rfloor\) is normal, then we say that \((X,B,{\boldsymbol{M}})\) is plt.

The following lemma indicates that the definition of dlt in [4] is the same as the definition of dlt in [6], [7].

Lemma 62. Let \((X,B,{\boldsymbol{M}})/U\) be an lc g-pair. Then the following two conditions are equivalent

  1. \((X,B,{\boldsymbol{M}})\) is dlt.

  2. For any lc center of \((X,B,{\boldsymbol{M}})\) with generic point \(\eta\), over a neighborhood of \(\eta\), \((V,B|_V)\) is log smooth and \({\boldsymbol{M}}\) descends to \(X\).

Proof. Since being dlt, the property in (2), and being log smooth are local properties, we may work over a neighborhood of a generic point \(\eta\) of an lc center of \((X,B,{\boldsymbol{M}})\). (2)\(\Rightarrow\) (1) immediately becomes obvious, so we only need to prove (1)\(\Rightarrow\) (2).

By Definition 61, there exists a neighborhood \(V\) of \(\eta\) such that \((V,B|_V)\) is log smooth and \(\eta\) is an lc center of \((V,B|_V)\). Since \((V,B|_V)\) is log smooth, \({\boldsymbol{M}}_X|_V\) is \(\mathbb{R}\)-Cartier. We let \({\boldsymbol{M}}^V:={\boldsymbol{M}}|_V\) be the restricted \(\boldsymbol{b}\)-divisor of \({\boldsymbol{M}}\) on \(V\), then \({\boldsymbol{M}}^V\) is nef\(/X\) and \({\boldsymbol{M}}^V_V={\boldsymbol{M}}_X|_V\). Suppose that \(h: V'\rightarrow V\) is a resolution of \(V\) such that \({\boldsymbol{M}}^V\) descends to \(V'\) and there exists a prime divisor \(E\) on \(V'\) such that \(\operatorname{center}_{V}E=\bar\eta\) and \(E\) is an lc place of \((V,B|_V)\). By the negativity lemma, \[{\boldsymbol{M}}^V_{V'}=h^*{\boldsymbol{M}}^V_V-F\] for some \(F\geq 0\), such that either \(F=0\) over \(\bar\eta\) or \(\operatorname{Supp}F=\operatorname{Supp}h^{-1}(\bar\eta)\). Since \((X,B,{\boldsymbol{M}})\) is lc, \((V,B|_V,{\boldsymbol{M}}^V)\) is lc. Thus \(F=0\) over \(\bar\eta\). Possibly shrinking \(V\), we may assume that \({\boldsymbol{M}}\) descends to \(V\). The lemma follows. ◻

Lemma 62 implies the following result

Definition-Lemma 63 (Dlt modification, [6]). Let \((X,B,{\boldsymbol{M}})/U\) be a g-pair. Then there exists a birational morphism \(f: Y\rightarrow X\) satisfying the following. Let \(E_1,\dots,E_n\) be the prime \(f\)-exceptional divisors and \(B_Y:=f^{-1}_*(B\wedge\operatorname{Supp}B)+\sum_{i=1}^nE_i\), then

  1. \((Y,B_Y,{\boldsymbol{M}})\) is \(\mathbb{Q}\)-factorial dlt, and

  2. \(a(E_i,X,B,{\boldsymbol{M}})\leq 0\) for any \(i\).

In particular, if \((X,B,{\boldsymbol{M}})\) is lc, then \(a(E_i,X,B,{\boldsymbol{M}})=0\) for any \(i\), and \[K_Y+B_Y+{\boldsymbol{M}}_Y=f^*(K_X+B+{\boldsymbol{M}}_X).\]

For any such \(f\), we call \(f\) a dlt modification of \((X,B,{\boldsymbol{M}})\), and say that \((Y,B_Y,{\boldsymbol{M}})\) is a dlt model of \((X,B,{\boldsymbol{M}})\).

We conjecture that dlt has another equivalent definition

Conjecture 64. Let \((X,B,{\boldsymbol{M}})/U\) be an lc g-pair. Then \((X,B,{\boldsymbol{M}})\) is dlt if and only if there exists a log resolution \(f: Y\rightarrow X\) of \((X,\operatorname{Supp}B)\) and an open subset \(V\subset X\), such that \({\boldsymbol{M}}\) descends to \(Y\), \(f\) is an isomorphism over \(V\), and \(V\) contains the generic point of any lc center of \((X,B,{\boldsymbol{M}})\).

When \((X,B,{\boldsymbol{M}})/U\) is NQC, Conjecture 64 was proven in [70].

1.0.2.2 Perturbation and MMP

Lemma 65. Let \((X,B+A,{\boldsymbol{M}})/U\) be a \(\mathbb{Q}\)-factorial lc g-pair such that \(X\) is klt, \(A\geq 0\) is ample\(/U\), and \(B\geq 0\). Then any \((K_X+B+A+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of an ample\(/U\) \(\mathbb{R}\)-divisor terminates with either a semi-good minimal model of \((X,B+A,{\boldsymbol{M}})/U\) or a Mori fiber space of \((X,B+A,{\boldsymbol{M}})/U\).

Proof. By [4], there exists \(0\leq\Delta\sim_{\mathbb{R},U}B+A+{\boldsymbol{M}}_X\) such that \((X,\Delta)\) is klt. By [29], any \((K_X+\Delta)\)-MMP\(/U\) with scaling of an ample\(/U\) \(\mathbb{R}\)-divisor terminates with either a Mori fiber space of \((X,\Delta)/U\) or a semi-good minimal model of \((X,\Delta)/U\). The lemma follows. ◻

Lemma 66. Let \((X,B,{\boldsymbol{M}})/U\) be a \(\mathbb{Q}\)-factorial lc g-pair such that \(X\) is klt, and \(A\geq 0\) an ample\(/U\) \(\mathbb{R}\)-divisor on \(X\). Then we may run a \((K_X+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \(A\). Moreover, let \[(X,B,{\boldsymbol{M}}):=(X_1,B_1,{\boldsymbol{M}})\dashrightarrow (X_2,B_2,{\boldsymbol{M}})\dashrightarrow\dots\dashrightarrow (X_i,B_i,{\boldsymbol{M}})\dashrightarrow\dots\] be any \((K_X+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \(A\), and let \(\lambda_i\) be the \(i\)-th scaling number of this MMP for each \(i\), i.e., \[\lambda_i:=\inf\{t\mid t\geq 0, K_{X_i}+B_i+tA_i+{\boldsymbol{M}}_{X_i}\text{ is nef/}U\},\] where \(A_i\) is the strict transform of \(A\) on \(X_i\) for each \(i\). Then \(\lambda_i\geq\lambda_{i+1}\) for each \(i\), and one of the following holds

  1. This MMP terminates after finitely many steps.

  2. \(\lim_{i\rightarrow +\infty}\lambda_i=0\).

Proof. Possibly rescaling \(A\), we may assume that \(K_X+B+A+{\boldsymbol{M}}_X\) is nef\(/U\). We first prove that we may run this MMP by induction on \(i\). Let \(\lambda_0:=1\) and suppose that there is already a sequence of steps of a \((K_X+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \(A\) \[(X,B,{\boldsymbol{M}}):=(X_1,B_1,{\boldsymbol{M}})\dashrightarrow (X_2,B_2,{\boldsymbol{M}})\dashrightarrow\dots\dashrightarrow (X_k,B_k,{\boldsymbol{M}})\] for some \(k\ge1\), such that \(\lambda_i\geq\lambda_{i+1}\) for any \(i\leq k-2\). If \(K_{X_k}+B_k+{\boldsymbol{M}}_{X_k}\) is nef\(/U\), then we are done, so we may assume that \(K_{X_k}+B_k+{\boldsymbol{M}}_{X_k}\) is not nef\(/U\). Since nef\(/U\) is a closed condition, \(\lambda_k>0\). Since \(K_X+B+\lambda_0A+{\boldsymbol{M}}_X\) is nef\(/U\) and \(K_{X_{k-1}}+B_{k-1}+\lambda_{k-1}A_{k-1}+{\boldsymbol{M}}_{X_{k-1}}\) is nef\(/U\) when \(k\geq 2\), \(K_{X_{k}}+B_{k}+\lambda_{k-1}A_{k}+{\boldsymbol{M}}_{X_{k}}\) is nef, hence \(\lambda_{k-1}\geq\lambda_{k}\).

By [4], there exists a klt pair \((X,\Delta)\) such that \[K_X+\Delta\sim_{\mathbb{R},U}K_X+B+{\boldsymbol{M}}_X+\frac{\lambda_k}{2}A.\] Possibly replacing \(A\), we may assume that \((X,\Delta+(1-\frac{\lambda_k}{2})A)\) is lc. Then we have an induced sequence of steps of a \((K_X+\Delta)\)-MMP\(/U\) with scaling of \((1-\frac{\lambda_k}{2})A\) \[(X,\Delta):=(X_1,\Delta_1)\dashrightarrow (X_2,\Delta_2)\dashrightarrow\dots\dashrightarrow (X_k,\Delta_k),\] such that \(K_{X_k}+\Delta_k\) is not nef. Let \((X_k,\Delta_k)\dashrightarrow (X_{k+1},\Delta_{k+1})\) be the next step of the \((K_X+\Delta)\)-MMP\(/U\) with scaling of \((1-\frac{\lambda_k}{2})A\). Then the induced birational map \(X_k\dashrightarrow X_{k+1}\) is a step of a \((K_X+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \(A\).

It remains to prove that if this MMP does not terminate, then \(\lim_{i\rightarrow+\infty}\lambda_i=0\). Suppose that \(\lambda:=\lim_{i\rightarrow+\infty}\lambda_i>0\). Then \[\begin{align} \left(X,B+\frac{\lambda}{2}A,{\boldsymbol{M}}\right):=&\left(X_1,B_1+\frac{\lambda}{2}A_1,{\boldsymbol{M}}\right)\dashrightarrow\left(X_2,B_2+\frac{\lambda}{2}A_2,{\boldsymbol{M}}\right)\dashrightarrow\\ \dots\dashrightarrow&\left(X_i,B_i+\frac{\lambda}{2}A_i,{\boldsymbol{M}}\right)\dashrightarrow\dots \end{align}\] is an infinite sequence of steps of a \((K_X+B+\frac{\lambda}{2}A+{\boldsymbol{M}}_X)\)-MMP\(/U\), which contradicts Lemma 65. ◻

The following result seems to be missed in known literature.

Proposition 67. Let \((X,B+A,{\boldsymbol{M}})/U\) be a \(\mathbb{Q}\)-factorial NQC lc g-pair such that \(A\geq 0\) is ample\(/U\) and \(B\geq 0\). Then any \((K_X+B+A+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of an ample\(/U\) \(\mathbb{R}\)-divisor terminates with either a semi-good minimal model of \((X,B+A,{\boldsymbol{M}})/U\) or a Mori fiber space of \((X,B+A,{\boldsymbol{M}})/U\).

Proof. By [35], possibly replacing \(A\) with a general element in \(|A/U|_{\mathbb{R}}\), there exists an lc pair \((X,\Delta+\frac{1}{2}A)\) such that \(0\leq \Delta\sim_{\mathbb{R}}B+\frac{1}{2}A+{\boldsymbol{M}}_X\). By [47] and [31], any \((K_X+\Delta+\frac{1}{2}A)\)-MMP\(/U\) with scaling of an ample\(/U\) \(\mathbb{R}\)-divisor terminates. Thus any \((K_X+B+A+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of an ample\(/U\) \(\mathbb{R}\)-divisor terminates. The remaining part of the proposition follows from [15] and [12]. ◻

Lemma 68. Let \(X\) be a normal projective variety and \(D\) a movable \(\mathbb{R}\)-Cartier \(\mathbb{R}\)-divisor on \(X\) such that \(\kappa_{\sigma}(D)=0\). Then \(D\equiv 0\).

Proof. We let \(f: Y\rightarrow X\) be a resolution of \(X\). Let \(P_Y:=P(Y,f^*D)\) and \(N_Y:=N(Y,f^*D)\) be the positive and negative parts of the Nakayama-Zariski decomposition of \(f^*D\) respectively, and let \(P:=P(X,D)\) and \(N:=N(X,D)\) be the positive and negative parts of the Nakayama-Zariski decomposition of \(D\) respectively. Since \(D\) is movable, by [15], \(N=0\). By [15], \(f_*N_Y=N\), so \(N_Y\) is exceptional\(/X\). Since \(\kappa_\sigma(f^*D)=\kappa_\sigma(D)=0\), by [71], \(P_Y\equiv 0\). Thus \(D=f_*D_Y=f_*(P_Y+N_Y)\equiv 0.\) ◻

Proposition 69. Let \((X,B,{\boldsymbol{M}})\) be a projective \(\mathbb{Q}\)-factorial lc g-pair such that \(\kappa_{\sigma}(K_X+B+{\boldsymbol{M}}_X)=0\) and \(X\) is klt. Let \(A\) be an ample \(\mathbb{R}\)-divisor. Then we may run a \((K_X+B+{\boldsymbol{M}}_X)\)-MMP with scaling of \(A\), and any such MMP terminates with a model \((X',B',{\boldsymbol{M}})\) of \((X,B,{\boldsymbol{M}})\) such that \(K_{X'}+B'+{\boldsymbol{M}}_{X'}\equiv 0\). Moreover, if \(\kappa_{\iota}(K_X+B+{\boldsymbol{M}}_X)=0\), then \(K_{X'}+B'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R}}0\).

Proof. By Lemma 66, we may run a \((K_X+B+{\boldsymbol{M}}_X)\)-MMP with scaling of \(A\). Let \[(X,B,{\boldsymbol{M}}):=(X_1,B_1,{\boldsymbol{M}})\dashrightarrow (X_2,B_2,{\boldsymbol{M}})\dashrightarrow\dots\dashrightarrow (X_i,B_i,{\boldsymbol{M}})\dashrightarrow\dots\] be any such MMP with scaling numbers \(\lambda_i\ge\lambda_{i+1}\). If this MMP does not terminate, then \(\lim_{i\rightarrow+\infty}\lambda_i=0\) by Lemma 66. There exists a positive integer \(m\) such that \(X_i\dashrightarrow X_{i+1}\) is a flip for any \(i\geq m\). We may denote by \(\phi_i: X_m\dashrightarrow X_i\) the induced birational contraction and \(A_i\) the strict transform of \(A\) on \(X_i\) for any \(i> m.\) Since \(K_{X_i}+B_i+\lambda_iA_i+{\boldsymbol{M}}_{X_i}\) is nef for each \(i\), \[K_{X_m}+B_m+{\boldsymbol{M}}_{X_m}=\lim_{i\rightarrow+\infty}(\phi_i^{-1})_*(K_{X_i}+B_i+\lambda_iA_i+{\boldsymbol{M}}_{X_i})\] is movable. Moreover, since \(\kappa_{\sigma}(K_X+B+{\boldsymbol{M}}_X)=0\), \(\kappa_{\sigma}(K_{X_m}+B_m+{\boldsymbol{M}}_{X_m})=0\). By Lemma 68, \(K_{X_m}+B_m+{\boldsymbol{M}}_{X_m}\equiv 0\), a contradiction. Thus this MMP terminates with a model \((X',B',{\boldsymbol{M}})\) such that \(K_{X'}+B'+{\boldsymbol{M}}_{X'}\) is nef and \(\kappa_{\sigma}(K_{X'}+B'+{\boldsymbol{M}}_{X'})=0\). By Lemma 68 again, \(K_{X'}+B'+{\boldsymbol{M}}_{X'}\equiv 0\). Moreover, if \(\kappa_{\iota}(K_X+B+{\boldsymbol{M}}_X)=0\), then \(\kappa_{\iota}(K_{X'}+B'+{\boldsymbol{M}}_{X'})=0\), hence \(K_{X'}+B'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R}}0\). ◻

1.0.2.3 Lc centers of generalized pairs

We will discuss the structure of lc centers of lc g-pairs in this section. For NQC generalized pairs, the structure of their lc centers is well-studied in [15] based on the connectedness principle established in [6], [7] and the canonical bundle formula [6], [37], [54], [62], but little was known for the non-NQC case.

Definition 70 (Adjunction for generalized pairs to divisors, cf. [1]). Let \((X,B,{\boldsymbol{M}})/U\) be a g-(sub-)pair and \(S\) a component of \(B^{=1}\). Let \(S^\nu\) be the normalization of \(S\). The g-(sub-)pair \((S^\nu,B_S,{\boldsymbol{M}}^S)/U\) induced by the adjunction \[K_{S^\nu}+B_S+{\boldsymbol{M}}^S_S:=(K_X+B+{\boldsymbol{M}}_X)|_S\] is given in the following way. Let \(f: Y\rightarrow X\) be a log resolution of \((X,\operatorname{Supp}B)\) such that \({\boldsymbol{M}}\) descends to \(Y\), \(S_Y\) the strict transform of \(S\) on \(Y\), and \[K_Y+B_Y+{\boldsymbol{M}}_Y:=f^*(K_X+B+{\boldsymbol{M}}_X).\] We define \({\boldsymbol{M}}^S:={\boldsymbol{M}}|_{S^\nu}\) and \(B_{S_Y}:=(B_Y-S_Y)|_{S_Y}\). We let \(f|_{S_Y}: S_Y\rightarrow S^\nu\) be the induced birational morphism and define \(B_S:=(f|_{S_Y})_*B_{S_Y}\).

Lemma 71 (cf. [16]). Let \((X,B,{\boldsymbol{M}})/U\) be a dlt g-pair, \(S\) a component of \(\lfloor B\rfloor\), and \((S,B_S,{\boldsymbol{M}}^S)/U\) the g-pair induced by the adjunction \[K_S+B_S+{\boldsymbol{M}}^S_S:=(K_X+B+{\boldsymbol{M}}_X)|_S.\] Then \((S,B_S,{\boldsymbol{M}}^S)\) is dlt. Moreover

  1. Any lc center of \((S,B_S,{\boldsymbol{M}}^S)\) is an lc center of \((X,B,{\boldsymbol{M}})\).

  2. Any lc center of \((X,B,{\boldsymbol{M}})\) that is contained in \(S\) is an lc center of \((S,B_S,{\boldsymbol{M}}^S)\).

Proof. By [4], \((S,B_S,{\boldsymbol{M}}^S)\) is dlt.

(1) Let \(f: \tilde{X}\rightarrow X\) be a log resolution of \((X,\operatorname{Supp}B)\) such that \({\boldsymbol{M}}\) descends to \(\tilde{X}\). Let \(K_{\tilde{X}}+\tilde{B}+{\boldsymbol{M}}_{\tilde{X}}:=f^*(K_X+B+{\boldsymbol{M}}_X)\) and let \(\tilde{S}\) be the strict transform of \(S\) on \(\tilde{X}\), then \(f|_{\tilde{S}}\) is a log resolution of \((S,\operatorname{Supp}B_S)\) such that \({\boldsymbol{M}}^S\) descends to \(\tilde{S}\). We have \[f|_{\tilde{S}}^*(K_S+B_S+{\boldsymbol{M}}^S_S)=K_{\tilde{S}}+B_{\tilde{S}}+{\boldsymbol{M}}^S_{\tilde{S}}:=(K_{\tilde{X}}+\tilde{B}+{\boldsymbol{M}}_{\tilde{X}})|_{\tilde{S}}.\] Let \(W_S\) be an lc center of \((S,B_S,{\boldsymbol{M}}^S)\). Then \(W_S\) is the image of an lc center \(W_{\tilde{S}}\) of \((\tilde{S},B_{\tilde{S}},{\boldsymbol{M}}^S)\) in \(S\). Since \((\tilde{X},\tilde{B})\) is log smooth and \({\boldsymbol{M}}\) descends to \(\tilde{X}\), \(W_{\tilde{S}}\) is also an lc center of \((\tilde{X},\tilde{B},{\boldsymbol{M}})\) which is contained in \(\tilde{S}\), so \(W:=f(W_{\tilde{S}})\) is an lc center of \((X,B,{\boldsymbol{M}})\) which is contained in \(S\). It is clear that \(W_S=W\) under the natural inclusion \(S\rightarrow X\). This implies (1).

(2) Let \(W\) be an lc center of \((X,B,{\boldsymbol{M}})\) that is contained in \(S\). Since \((X,B,{\boldsymbol{M}})\) is dlt, by Lemma 62, possibly shrinking \(X\) to a neighborhood of the generic point of \(W\), we may assume that \((X,B)\) is log smooth and \({\boldsymbol{M}}\) descends to \(X\). Thus \(W\) is an lc center of \((X,B)\), \(K_S+B_S=(K_X+B)|_S\), and \({\boldsymbol{M}}^S\) descends to \(S\). Since \((X,B)\) is log smooth, \(W\) is an lc center of \((S,B_S)\), hence an lc center of \((S,B_S,{\boldsymbol{M}}^S)\). This implies (2). ◻

Definition-Lemma 72. Let \((X,B,{\boldsymbol{M}})/U\) be a dlt g-pair and \(V\) an lc center of \((X,B,{\boldsymbol{M}})\) such that \(\dim V\geq 1\). Then we may construct a dlt g-pair \((V,B_V,{\boldsymbol{M}}^V)/U\) on \(V\) inductively in the following way. If \(V=X\) then we let \((V,B_V,{\boldsymbol{M}}^V):=(X,B,{\boldsymbol{M}})\). Otherwise, let \(S\) be a codimension \(1\) lc center of \((X,B,{\boldsymbol{M}})\) such that \(V\subset S\). By [4], there exists a dlt g-pair \((S,B_{S},{\boldsymbol{M}}^S)\) induced by adjunction \[K_{S}+B_{S}+{\boldsymbol{M}}^S_{S}=(K_X+B+{\boldsymbol{M}}_X)|_{S}.\] By Lemma 71, \(V\) is an lc center of \((S,B_S,{\boldsymbol{M}}^S)\). By repeating this process and applying induction on dimension, we get a dlt g-pair \((V,B_V,{\boldsymbol{M}}^V)/U\) on \(V\). \((V,B_V,{\boldsymbol{M}}^V)/U\) is called the dlt g-pair induced by repeatedly applying adjunction to codimension \(1\) lc centers \[K_V+B_V+{\boldsymbol{M}}^V_V:=(K_X+B+{\boldsymbol{M}}_X)|_V.\]

Definition 73. An lc crepant log structure is of the form \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\), where

  1. \((X,B,{\boldsymbol{M}})/Z\) is an lc g-pair,

  2. \(K_X+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}0\), and

  3. \(f\) is a contraction. In particular, \(f_*\mathcal{O}_X=\mathcal{O}_Z\).

In addition, if

  1. \((X,B,{\boldsymbol{M}})\) is dlt,

then we say that \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) is a dlt crepant log structure.

For any irreducible subvariety \(W\subset Z\), we say that \(W\) is an lc center of an lc crepant log structure \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\), if there exists an lc center \(W_X\) of \((X,B,{\boldsymbol{M}})\) such that \(W=f(W_X)\). For any (not necessarily closed) point \(z\in Z\), we say that \(\bar z\) is an lc center of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) if \(\bar z\) is an lc center of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\).

Remark 74. In Section 3.0.1 below we will introduce the concept of lc-trivial fibrations. We will see that an lc crepant log structure is an lc-trivial fibration \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) such that \(B\geq 0\) (see Definition 203 below). We will also see that an lc center of an lc crepant log structure \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) is indeed an lc center of the induced g-pair \((Z,B_Z,{\boldsymbol{M}}^Z)\) via the canonical bundle formula (see Theorem 211 below).

The following theorem is important when characterizing the structure of lc centers of g-pairs. We emphasize that, in the following theorem, we do not require \((X,B,{\boldsymbol{M}})\) to be NQC.

Theorem 77 ([7]; [6] for the \(\mathbb{Q}\)-coefficient case). Let \((X,B,{\boldsymbol{M}})/U\) be a dlt g-pair associated with a projective morphism \(f: X\rightarrow U\), such that \(K_X+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},U}0\). Let \(s\in U\) be a (not necessarily closed) point such that \(f^{-1}(s)\) is connected (as a \(k(s)\)-scheme). Let \[\mathcal{S}:=\{V\mid V\text{ is an lc center of }(X,B,{\boldsymbol{M}}), s\in f(V)\}\] and \(Z,W\in\mathcal{S}\) be two elements such that \(Z\) is minimal in \(\mathcal{S}\) with respect to the inclusion. Then there exists \(Z_W\in\mathcal{S}\) such that \(Z_W\subset W\), and \(Z\) and \(Z_W\) are \(\mathbb{P}^1\)-linked\(/U\). In particular, any minimal elements in \(\mathcal{S}\) with respect to inclusion are \(\mathbb{P}^1\)-linked\(/U\) to each other.

Proof. Step 1. In this step, we show that the theorem holds over an étale neighborhood \((s'\in U')\rightarrow (s\in U)\) such that \(k(s)=k(s')\). We use induction on \(\dim X\) and on \(\dim U\).

If \(f^{-1}(s)\cap\lfloor B\rfloor\) is disconnected, then by [7], after an étale base change, there are exactly two non-trivial lc centers of \((X,B,{\boldsymbol{M}})\) intersecting \(f^{-1}(s)\), and they are \(\mathbb{P}^1\)-linked with each other. We are done in this case.

If \(f^{-1}(s)\cap\lfloor B\rfloor\) is connected, then we let \(D_1,\dots,D_r\) be the irreducible components of \(\lfloor B\rfloor\). By passing to an étale neighborhood of \(s\in S\) without changing \(k(s)\), we may assume that each \(D_i\) has connected fiber over \(s\), and every lc center of \((X,B,{\boldsymbol{M}})\) intersects \(f^{-1}(s)\) (cf. [72]). Possibly reordering indices, we may assume that \(Z\subset D_1\), \(W\subset D_r\), and \[f^{-1}(s)\cap D_i\cap D_{i+1}\not=\emptyset\] for any \(1\leq i\leq r-1\). Let \((D_i,B_{D_i},{\boldsymbol{M}}^{D_i})\) be the g-pair induced by adjunction \[K_{D_i}+B_{D_i}+{\boldsymbol{M}}^{D_i}_{D_i}:=(K_X+B+{\boldsymbol{M}}_X)|_{D_i}\] for each \(i\).

Claim 78. Let \(Z_1:=Z\). For any \(2\leq i\leq r\), there exists an lc center \(Z_i\subset D_{i-1}\cap D_{i}\) in \(\mathcal{S}\) such that

  1. \(Z_i\) and \(Z_{i-1}\) are \(\mathbb{P}^1\)-linked\(/U\) with each other,

  2. \(Z_i\) is minimal in \(\mathcal{S}\), and

  3. \(Z_i\) is an lc center of \((D_i,B_{D_i},{\boldsymbol{M}}^{D_i})\) and \((D_{i-1},B_{D_{i-1}},{\boldsymbol{M}}^{D_{i-1}})\).

Proof. Suppose we have already constructed \(Z_{i-1}\). By Lemma 71, \(Z_{i-1}\) and \(D_{i-1}\cap D_i\) are lc centers of \((D_{i-1},B_{D_{i-1}},{\boldsymbol{M}}^{D_{i-1}})\), and \(Z_{i-1}\) is minimal among all lc centers of \((D_{i-1},B_{D_{i-1}},{\boldsymbol{M}}^{D_{i-1}})\) which dominate \(s\). By induction hypothesis of \(\dim X\) and \(\dim U\), there exists an lc center \(Z_i\subset D_{i-1}\cap D_i\) that is minimal among all lc centers of \((D_{i-1},B_{D_{i-1}},{\boldsymbol{M}}^{D_{i-1}})\) which dominate \(s\), and \(Z_i\) and \(Z_{i-1}\) are \(\mathbb{P}^1\)-linked with each other. By Lemma 71, \(Z_i\) is an lc center of \((X,B,{\boldsymbol{M}})\), is minimal in \(\mathcal{S}\), and is an lc center of \((D_i,B_{D_i},{\boldsymbol{M}}^{D_i})\). The claim follows by induction on \(i\). ◻

Proof of Theorem 77 continued. By Claim 78 applied to \(i=r\), the theorem holds over an étale neighborhood \((s'\in U')\rightarrow (s\in U)\) such that \(k(s)=k(s')\) under the induction hypothesis of \(\dim X\) and \(\dim U\).

Step 2. We show that the étale base change was not necessary and conclude the proof of the theorem. Let \[X\xrightarrow{\tilde{f}}\tilde{U}\rightarrow U\] be the Stein factorization of \(f\). Since \(f^{-1}(s)\) is connected, there exists a unique pre-image \(\tilde{s}\in\tilde{U}\) of \(s\). Let \(Z_i\) be the minimal elements of \(\mathcal{S}\). Since lc centers commute with étale base change, we see that there is a unique irreducible subvariety \[\tilde{s}\in \tilde{V}\subset U\] such that \(\tilde{V}=\tilde{f}(Z_i)\) for each \(i\).

Let \(\tilde{v}\) be the generic point of \(\tilde{V}\). By Step 1 and induction hypothesis, the theorem holds after an étale base change \[\tilde{\pi}: (\tilde{v}'\in \tilde{U}')\rightarrow (\tilde{v}\in\tilde{U}).\] Since \(\tilde{f}\) has connected fibers, \(\tilde{\pi}\) induces an isomorphism of the fibers \[\tilde{\pi}: (\tilde{f}')^{-1}(\tilde{v}')\cong\tilde{f}^{-1}(\tilde{v}).\] Thus \(Z_i\) canonically lift to \(Z_i'\cong Z_i\) and the \(\mathbb{P}^1\)-links\(/U\) between the \(Z_i'\) descend to \(\mathbb{P}^1\)-links\(/U\) between the \(Z_i\). ◻

Lemma 79. Let \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) be an lc crepant log structure and \(z\in Z\) a (not necessarily closed) point. Let \[\mathcal{S}_z:=\{V\mid V\text{ is an lc center of }f: (X,B,{\boldsymbol{M}})\rightarrow Z, z\in V\}.\] Then

  1. There exists a unique element \(W\in\mathcal{S}_z\) that is minimal with respect to inclusion.

  2. \(W\) is unibranch at \(z\), i.e., the completion \(\widehat{W}_z\) is irreducible.

  3. Any intersection of lc centers of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) is a union of lc centers.

Proof. By Definition-Lemma 63, possibly replacing \((X,B,{\boldsymbol{M}})\) with a dlt model, we may assume that \((X,B,{\boldsymbol{M}})\) is dlt. Since \(f\) is a contraction, \(f^{-1}(z)\) is connected. For any element \(W\in\mathcal{S}_z\) that is minimal with respect to inclusion, there exists an lc center \(Z_W\) of \((X,B,{\boldsymbol{M}})\) that is minimal among all lc centers whose image on \(Z\) is equal to \(W\) with respect to inclusion. By Theorem 77, all such \(Z_W\) are \(\mathbb{P}^1\)-linked\(/Z\) to each other, hence their images on \(Z\) are the same. This proves (1). (2) follows from (1) by considering every étale neighborhood of \(z\).

For any lc centers \(W_1,W_2\) on \(Z\), let \(z\in W_1\cap W_2\) be any point. By (1), there exists a unique element \(W_z\) of \(\mathcal{S}_z\). Then \[z\in W_z\subset W_1\cap W_2,\] so \[W_1\cap W_2=\cup_{z\in W_1\cap W_2}z\subset \cup_{z\in W_1\cap W_2}W_z\subset W_1\cap W_2.\] Therefore, \[W_1\cap W_2=\cup_{z\in W_1\cap W_2}W_z\] is a union of lc centers. We get (3). ◻

Lemma 80. Let \(f: (X,B,{\boldsymbol{M}})\to Z\) be a dlt crepant log structure and \(Y\subset X\) an lc center. Let \[f|_Y: Y\xrightarrow{f_Y}Z_Y\xrightarrow{\pi} Z\] be the Stein factorization of \(f|_Y\), and \((Y,B_Y,{\boldsymbol{M}}^Y)/Z\) the dlt g-pair induced by repeatedly applying adjunction to codimension \(1\) lc centers \[K_Y+B_Y+{\boldsymbol{M}}_Y^Y:=(K_X+B+{\boldsymbol{M}}_X)|_Y.\] Then

  1. \(f_Y: (Y,B_Y,{\boldsymbol{M}}^Y)\rightarrow Z_Y\) is a dlt crepant log structure.

  2. For any lc center \(W_Y\subset Z_Y\) of \(f_Y: (Y,B_Y,{\boldsymbol{M}}^Y)\rightarrow Z_Y\), \(\pi(W_Y)\) is an lc center of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\).

  3. For any lc center \(W\subset Z\) of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\), every irreducible component of \(\pi^{-1}(W)\) is an lc center of \(f_Y: (Y,B_Y,{\boldsymbol{M}}^Y)\rightarrow Z_Y\).

Proof. (1) We only need to show that \((Y,B_Y,{\boldsymbol{M}}^Y)\) is dlt, which follows from [4].

(2) There exists an lc center \(V_Y\) of \((Y,B_Y,{\boldsymbol{M}}^Y)\) such that \(f_Y(V_Y)=W_Y\). By Lemma 71, \(V_Y\) is also an lc center of \((X,B,{\boldsymbol{M}})\). Thus \(\pi(W_Y)=f(V_Y)\) is an lc center of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\).

(3) Let \(z\) be the generic point of \(W\). Since the question is étale local, possibly replacing \(Z\) by an étale neighborhood of \(z\) and replacing \(Y\) with its irreducible components, we may assume that \(f^{-1}(z)\cap Y\) is connected, and we only need to show that there exists an lc center \(V_Y\) of \(f_Y: (Y,B_Y,{\boldsymbol{M}}^Y)\rightarrow Z_Y\) such that \(f_Y(V_Y)\) is an irreducible component of \(\pi^{-1}(W)\).

Let \(V_X\) be a minimal lc center of \((X,B,{\boldsymbol{M}})\) which dominates \(W\), i.e., \(V_X\) is minimal in \[\{V\mid V\text{ is an lc center of }(X,B,{\boldsymbol{M}}), V\text{ dominates }W\}\] with respect to inclusion. Then \(f(V_X)=W\). By Theorem 77, there exists an lc center \(V_Y\subset Y\) of \((X,B,{\boldsymbol{M}})\) that is \(\mathbb{P}^1\)-linked\(/Z\) to \(V_X\). By Lemma 71, \(V_Y\) is also an lc center of \((Y,B_Y,{\boldsymbol{M}}^Y)\). Thus \(f_Y(V_Y)\subset Z_Y\) is an lc center of \(f_Y: (Y,B_Y,{\boldsymbol{M}}^Y)\rightarrow Z_Y\). Moreover, since \(V_Y\) is \(\mathbb{P}^1\)-linked\(/Z\) to \(V_X\), \((f|_Y)(V_Y)=f(V_X)=W\). Thus \(f_Y(V_Y)\) is an irreducible component of \(\pi^{-1}(W)\) and we are done. ◻

The following lemma is implicitly stated in [1].

Lemma 81 ([1]). Let \((X,B,{\boldsymbol{M}})/U\) be a g-pair and \(S\) a component of \(\lfloor B\rfloor\). Let \(S^\nu\) be the normalization of \(S\), and let \((S^\nu,B_S,{\boldsymbol{M}}^S)/U\) be the g-pair induced by the adjunction \[K_{S^\nu}+B_S+{\boldsymbol{M}}^S_S:=(K_X+B+{\boldsymbol{M}}_X)|_S.\] Assume that \((X,B,{\boldsymbol{M}})\) is lc near \(S\). Then \((S^\nu,B_S,{\boldsymbol{M}}^S)\) is lc.

Lemma 82. Let \((X,B,{\boldsymbol{M}})/U\) be an lc g-pair, \(S\) a component of \(\lfloor B\rfloor\), \(\nu: S^\nu\rightarrow S\) the normalization of \(S\), and \((S^\nu,B_S,{\boldsymbol{M}}^S)/U\) the g-pair induced by the adjunction \[K_{S^\nu}+B_S+{\boldsymbol{M}}^S_{S^\nu}:=(K_X+B+{\boldsymbol{M}}_X)|_{S^\nu}.\] Let \(V\) be an lc center of \((X,B,{\boldsymbol{M}})\). Let \(W\) be an irreducible subvariety of \(S^\nu\) such that \(\nu(W)\) is a component of \(V\cap S\). Then \(W\) is an lc center of \((S^\nu,B_S,{\boldsymbol{M}}^S)\).

Proof. By Lemma 79, \(V\cap S\) is a union of lc centers of \((X,B,{\boldsymbol{M}})\). In particular, \(\nu(W)\) is an lc center of \((X,B,{\boldsymbol{M}})\). Possibly replacing \(V\) with \(\nu(W)\), we may assume that \(V\subset S\) and \(\nu(W)=S\). We let \(f: Y\rightarrow X\) be a dlt modification of \((X,B,{\boldsymbol{M}})\), \[K_Y+B_Y+{\boldsymbol{M}}_Y:=f^*(K_X+B+{\boldsymbol{M}}_X),\] and let \(S_Y:=f^{-1}_*S\). We let \[K_{S_Y}+B_{S_Y}+{\boldsymbol{M}}^S_{S_Y}:=(K_Y+B_Y+{\boldsymbol{M}}_Y)|_{S_Y}\] and let \(f_S: S_Y\rightarrow S^\nu\) be the induced morphism such that \(\nu\circ f_S=f|_{S_Y}\). Since \(f: (Y,B_Y,{\boldsymbol{M}})\rightarrow X\) is a dlt crepant log structure and \(V\) is an lc center of \(f: (Y,B_Y,{\boldsymbol{M}})\rightarrow X\), by Lemma 80(1)(3), any irreducible component of \(\nu^{-1}(V)\) is an lc center of \(f_S: (S_Y,B_{S_Y},{\boldsymbol{M}}^S)\rightarrow S\). In particular, \(W\) is an lc center of \(f_S: (S_Y,B_{S_Y},{\boldsymbol{M}}^S)\rightarrow S\). Since \[K_{S_Y}+B_Y+{\boldsymbol{M}}^S_{S_Y}=f_S^*(K_{S^\nu}+B_S+{\boldsymbol{M}}^S_{S^\nu}),\] \(W\) is an lc center of \((S^\nu,B_S,{\boldsymbol{M}}^S)\). ◻

Lemma 83. Let \((X,B,{\boldsymbol{M}})/U\) be an lc g-pair and \(D_1\geq 0,D_2\geq 0\) two \(\mathbb{R}\)-Cartier \(\mathbb{R}\)-divisors on \(X\). Let \(S_1,\dots,S_n\) be distinct prime divisors on \(X\) such that \(B\geq\sum_{i=1}^n S_i\) and \(V:=\cap_{i=1}^nS_i\). Assume that for any component \(W\) of \(V\) with normalization \(W^\nu\), \(W\) is not contained in \(\operatorname{Supp}D_1\cup\operatorname{Supp}D_2\) and \(D_1|_{W^\nu}=D_2|_{W^\nu}.\) Let \[t_i:=\sup\{t\geq 0\mid (X,B+tD_i,{\boldsymbol{M}})\text{ is lc near }V\}\] for \(i=1,2\). Then \(t_1=t_2\).

Proof. We let \(V_k:=\cap_{i=1}^kS_i\) for each \(1\le k\le n-1\). Let \(W\) be a component of \(V\) with normalization \(W^\nu\). Then for each \(1\le k\le n-1\), there exists an irreducible component \(W_k\) of \(V_k\) such that \[W:=W_n\subset W_{n-1}\subset\dots\subset W_1=S_1.\] We let \(W_k^\nu\) be the normalization of \(W_k\) for each \(k\) and let \((W_0,B_0,{\boldsymbol{M}}^{(0)}):=(X,B,{\boldsymbol{M}})\). By Lemmas 81 and 82, we may repeatedly apply adjunction and get lc g-pairs \((W_k^\nu,B_k,{\boldsymbol{M}}^{(k)})\), such that for each \(1\leq k\leq n\)

  • \(W_k\) is an lc center of \((W_{k-1}^\nu,B_{k-1},{\boldsymbol{M}}^{(k-1)})\), and

  • \(K_{W_k^\nu}+B_k+{\boldsymbol{M}}^{(k)}_{W_k^\nu}=\left(K_{W_{k-1}^\nu}+B_{k-1}+{\boldsymbol{M}}^{(k-1)}_{W_{k-1}^\nu}\right)|_{W_k^\nu}=(K_X+B+{\boldsymbol{M}}_X)|_{W_k^\nu}.\)

Let \[t_{i,W}:=\sup\{t\geq 0\mid (X,B+tD_i,{\boldsymbol{M}})\text{ is lc near }W\}\] for \(i=1,2\). Then there exists an lc center \(T_i\subset\operatorname{Supp}D_i\) such that \(T_i\cap W\not=\emptyset\). By Lemma 79, we may assume that \(T_i\subset W\) for each \(i\). By Lemma 81, \((W^\nu,B_n+t_{i,W}D_i|_{W^\nu},{\boldsymbol{M}}^{(n)})\) is lc for each \(i\). By Lemma 82, there exists an lc center \(T_{W,i}\) of \((W^\nu,B_n+t_{i,W}D_i|_{W^\nu},{\boldsymbol{M}}^{(n)})\) such that \(T_{W,i}\subset\operatorname{Supp}D_i|_{W^\nu}\). Since \(D_1|_{W^\nu}=D_2|_{W^\nu}\), \[t_{1,W}=\operatorname{lct}\left(W^\nu,B_n,{\boldsymbol{M}}^{(n)};D_1|_{W^\nu}\right)=\operatorname{lct}\left(W^\nu,B_n,{\boldsymbol{M}}^{(n)};D_2|_{W^\nu}\right)=t_{2,W}.\] Therefore, \(t_1=t_2\). ◻

1.0.2.4 Inversion of adjunction

In this subsection, we prove the following inversion of adjunction for NQC generalized pairs

Theorem 84. Let \((X,B,{\boldsymbol{M}})\) be an NQC g-pair and \(S\) a component of \(B^{=1}\). Let \(S^\nu\) be the normalization of \(S\), and let \((S^\nu,B_S,{\boldsymbol{M}}^S)/U\) be the g-pair induced by the adjunction \[K_{S^\nu}+B_S+{\boldsymbol{M}}^S_S:=(K_X+B+{\boldsymbol{M}}_X)|_S.\] Suppose that \((S^\nu,B_S,{\boldsymbol{M}}^S)\) is lc. Then \((X,B,{\boldsymbol{M}})\) is lc near \(S\).

Proof. First we prove the case when \((X,B,{\boldsymbol{M}})\) is a \(\mathbb{Q}\)-g-pair.

By Definition-Lemma 63, there exists a birational morphism \(f: Y\rightarrow X\) satisfying the following. Let \(E\) be the reduced \(f\)-exceptional divisor and \(B_Y:=f^{-1}_*(B\wedge\operatorname{Supp}B)+E\), then

  1. \((Y,B_Y,{\boldsymbol{M}})\) is \(\mathbb{Q}\)-factorial dlt,

  2. \(a(F,X,B,{\boldsymbol{M}})\leq 0\) for any prime \(f\)-exceptional divisor \(F\).

We let \[K_Y+\bar B_Y+{\boldsymbol{M}}_Y:=f^*(K_X+B+{\boldsymbol{M}}_X)\] and let \(S_Y\) be the strict transform of \(S\) on \(Y\). Let \((S_Y,B_{S_Y},{\boldsymbol{M}}^S)/U\) and \((S_Y,\bar B_{S_Y},{\boldsymbol{M}}^S)/U\) be the g-pairs induced by adjunction \[K_{S_Y}+B_{S_Y}+{\boldsymbol{M}}^S_{S_Y}=(K_Y+B_Y+{\boldsymbol{M}}_Y)|_{S_Y}\] and \[K_{S_Y}+\bar B_{S_Y}+{\boldsymbol{M}}^S_{S_Y}=(K_Y+\bar B_Y+{\boldsymbol{M}}_Y)|_{S_Y}\] respectively. We let \(Q:=\bar B_Y-B_Y\).

Let \(A\) be an ample divisor on \(Y\) such that \(K_Y+B_Y+{\boldsymbol{M}}_Y+A\) is nef. We may run a \((K_Y+B_Y+{\boldsymbol{M}}_Y)\)-MMP\(/X\) with scaling of \(A\) \[(Y,B_Y,{\boldsymbol{M}}):=(X_0,B_0,{\boldsymbol{M}})\dashrightarrow (X_1,B_1,{\boldsymbol{M}})\dashrightarrow\dots\dashrightarrow (X_n,B_n,{\boldsymbol{M}})\dashrightarrow\dots.\] Let \(S_i,A_i,Q_i,\bar B_i\) be the images of \(S_Y,A,Q,\bar B_Y\) on \(X_i\) for each \(i\), \(f_i: X_i\rightarrow X\) the induced birational morphism, and \[\lambda_i:=\inf\{t\geq 0\mid K_{X_i}+B_i+tA_i+{\boldsymbol{M}}_{X_i}\text{ is nef}/X\}\] the scaling numbers. Then \(K_{X_i}+\bar B_i+{\boldsymbol{M}}_{X_i}=f_i^*(K_X+B+{\boldsymbol{M}}_X)\) and \(\bar B_i=B_i+Q_i\) for any \(i\). Let \[K_{S_i}+B_{S_i}+{\boldsymbol{M}}^S_{S_i}:=(K_{X_i}+B_i+{\boldsymbol{M}}_{X_i})|_{S_i}\] and \[K_{S_i}+\bar B_{S_i}+{\boldsymbol{M}}^S_{S_i}:=(K_{X_i}+\bar B_i+{\boldsymbol{M}}_{X_i})|_{S_i}\] for any \(i\). Then \(\bar B_{S_i}=B_{S_i}+Q_i|_{S_i}\). Moreover, there exists a birational morphism \(g_i: S_i\rightarrow S\) such that \[K_{S_i}+\bar B_{S_i}+{\boldsymbol{M}}^S_{S_i}=g_i^*(K_S+B_S+{\boldsymbol{M}}^S_S).\] Thus \((S_i,\bar B_{S_i},{\boldsymbol{M}}^S)\) is lc. Since \((Y,B_Y,{\boldsymbol{M}})\) is dlt, \((X_i,B_i,{\boldsymbol{M}})\) is dlt. By Lemma 71, \((S_i,B_{S_i},{\boldsymbol{M}}^S)\) is dlt. By Lemma 71, any lc center of \((X_i,B_i,{\boldsymbol{M}})\) is an lc center of \((S_i,B_{S_i},{\boldsymbol{M}}^S)\). Since all components of \(Q_i\) are lc centers of \((X_i,B_i,{\boldsymbol{M}})\) and \((S_i,\bar B_{S_i},{\boldsymbol{M}}^S)\) is lc, \(\operatorname{Supp}Q_i\) does not intersect \(S_i\) for any \(i\).

We pick a non-negative integer \(m\) in the following way. If the \((K_Y+B_Y+{\boldsymbol{M}}_Y)\)-MMP\(/X\) terminates, then we let \(m\) be the index so that \((X_m,B_m,{\boldsymbol{M}})/X\) is a log minimal model of \((Y,B_Y,{\boldsymbol{M}})/X\) for some non-negative integer \(m\). If the \((K_Y+B_Y+{\boldsymbol{M}}_Y)\)-MMP\(/X\) does not terminate, then by Lemma 66, \(\lim_{i\rightarrow+\infty}\lambda_i=0\), so by special termination (cf. [15]), we may pick a positive integer \(m\), such that \(S_i\dashrightarrow S_{i+1}\) is an isomorphism in codimension \(1\) for any \(i\geq m\). We let \(I\geq 2\) be any sufficiently divisible positive integer satisfying the following

  • \(IQ\) is a Weil divisor.

  • \[(f_m)_*\mathcal{O}_{X_m}(A_m-IQ_m)\subset (f_m)_*\mathcal{O}_{X_m}(A_m)\] are contained in \[\mathcal{I}_{f_m(\operatorname{Supp}Q)}\cdot (f_m)_*\mathcal{O}_{X_m}(A_m).\]

  • If \((X_m,B_m,{\boldsymbol{M}})/X\) is a log minimal model of \((Y,B_Y,{\boldsymbol{M}})/X\) and \(m\geq 2\), then \(\lambda_{m-1}>\frac{1}{I}\).

  • If the \((K_Y+B_Y+{\boldsymbol{M}}_Y)\)-MMP\(/X\) does not terminate, then \(\lambda_m>\frac{1}{I}\).

Since \(S_i\dashrightarrow S_{i+1}\) is an isomorphism in codimension \(1\) for any \(i\geq m\), for any \(j\geq m\), we have \[(f_j)_*\mathcal{O}_{X_j}(A_j-IQ_j)=(f_m)_*\mathcal{O}_{X_m}(A_m-IQ_m).\] Since \(\operatorname{Supp}Q_i\) does not intersect \(S_i\) for any \(i\), we have an induced homomorphism \[(f_i)_*\mathcal{O}_{X_i}(A_i-IQ_i)\rightarrow(f_m|_{S_m})_*\mathcal{O}_{S_m}(A_i)=(f_i|_{S_i})_*\mathcal{O}_{S_i}(A_i)\] which is not surjective. Therefore, \[R^1(f_i)_*\mathcal{O}_{X_i}(A_i-IQ_i-S_i)\not=0\] for any \(i\geq m\).

We let \(l:=m\) if \((X_m,B_m,{\boldsymbol{M}})/X\) is a log minimal model of \((Y,B_Y,{\boldsymbol{M}})/X\), and let \(l\) be the unique positive integer such that \(\lambda_{l-1}>\frac{1}{I}\geq\lambda_{l}\) if the \((K_Y+B_Y+{\boldsymbol{M}}_Y)\)-MMP\(/X\) does not terminate. Then \(l\geq m\), \[X_0\dashrightarrow X_1\dashrightarrow X_{l}\] is also a sequence of steps of a \((K_{X_0}+B_0+{\boldsymbol{M}}_{X_0}+\frac{1}{I}A)\)-MMP\(/X\) with scaling of \(A\), and \[K_{X_{l}}+B_{l}+{\boldsymbol{M}}_{X_{l}}+\frac{1}{I}A_{l}\] is nef\(/X\). Since \(X_0\) is \(\mathbb{Q}\)-factorial klt, we may pick \[0\leq \Delta_0\sim_{\mathbb{Q}}B_0-S_0+{\boldsymbol{M}}_{X_0}+\frac{1}{I}A\] such that \((X_0,\Delta_0)\) is klt and \((X_0,S_0+\Delta_0)\) is plt. We let \(\Delta_l\) be the image of \(\Delta_0\) on \(X_l\), then \((X_l,S_l+\Delta_l)\) is plt, so \((X_l,\Delta_l)\) is klt. Then

\[A_l-IQ_l-S_l\sim_{\mathbb{Q},X}K_{X_l}+\Delta_l+(I-1)\left(K_{X_l}+B_l+{\boldsymbol{M}}_{X_l}+\frac{1}{I}A_l\right),\] so by the relative Kawamata-Viehweg vanishing [73], \[R^1(f_{l})_*\mathcal{O}_{X_{l}}(A_{l}-IQ_{l}-S_{l})\not=0,\] a contradiction. We are done with the case when \((X,B,{\boldsymbol{M}})\) is a \(\mathbb{Q}\)-g-pair.

Now we prove the case when \((X,B,{\boldsymbol{M}})\) is not necessarily a \(\mathbb{Q}\)-g-pair, hence conclude the proof of the theorem. There exist real numbers \(r_1,\dots,r_c\) such that \(1,r_1,\dots,r_c\) are linearly independent over \(\mathbb{Q}\), \(\boldsymbol{r}:=(r_1,\dots,r_c)\in\mathbb{R}^c\), and \(\mathbb{Q}\)-linear functions \(s_1,\dots,s_p,t_1,\dots,t_q\), such that \[B=\sum_{i=1}^ps_i(1,\boldsymbol{r})B_i,{\boldsymbol{M}}=\sum_{i=1}^qt_i(1,\boldsymbol{r}){\boldsymbol{M}}_i,\] where \(B_i\geq 0\) are distinct Weil divisors and \({\boldsymbol{M}}_i\) are nef\(/X\) \(\boldsymbol{b}\)-Cartier \(\boldsymbol{b}\)-divisors. Let \[B(\boldsymbol{v}):=\sum_{i=1}^ps_i(1,\boldsymbol{v})B_i\text{ and }{\boldsymbol{M}}(\boldsymbol{v}):=\sum_{i=1}^qt_i(1,\boldsymbol{v}){\boldsymbol{M}}_i,\] for any \(\boldsymbol{v}\in\mathbb{R}^c\).

Since the coefficients of divisors under adjunction are transformed via \(\mathbb{Q}\)-linear functions, there are \(\mathbb{Q}\)-linear functions \(s'_1,\dots,s'_{p'},t'_1,\dots,t'_{q'}\), distinct Weil divisors \(B_{S_i}\geq 0\), and nef\(/X\) \(\boldsymbol{b}\)-Cartier \(\boldsymbol{b}\)-divisors \({\boldsymbol{M}}^S_i\), \[B_S(\boldsymbol{v}):=\sum_{i=1}^ps_i(1,\boldsymbol{v})B_{S,i},\text{ and }{\boldsymbol{M}}^S(\boldsymbol{v}):=\sum_{i=1}^qt_i(1,\boldsymbol{v}){\boldsymbol{M}}^S_i,\] such that \[K_{S^\nu}+B_S(\boldsymbol{v})+{\boldsymbol{M}}^S(\boldsymbol{v})_{S^\nu}=(K_X+B(\boldsymbol{v})+{\boldsymbol{M}}(\boldsymbol{v})_X)|_{S^\nu}\] for any \(\boldsymbol{v}\in\mathbb{R}^c\). Since \[(S^\nu,B_S=B_S(\boldsymbol{r}),{\boldsymbol{M}}^S={\boldsymbol{M}}^S(\boldsymbol{r}))\] is lc, there exists an open neighborhood \(U\ni\boldsymbol{r}\) of \(\mathbb{R}^c\) such that \[(S^\nu,B_S(\boldsymbol{v}),{\boldsymbol{M}}^S(\boldsymbol{v}))\] is lc for any \(\boldsymbol{v}\in U\). By the \(\mathbb{Q}\)-g-pair case, \[(X,B(\boldsymbol{v}),{\boldsymbol{M}}(\boldsymbol{v}))\] is lc for any \(\boldsymbol{v}\in U\cap\mathbb{Q}\). Thus \[(X,B=B(\boldsymbol{r}),{\boldsymbol{M}}={\boldsymbol{M}}(\boldsymbol{r}))\] is lc by continuity of log discrepancies. ◻

Remark 85. We do not need Theorem 84 in the rest of the paper but we expect it to be useful for future works. We remark that several alternative versions of Theorem 84 can be found in [62] but we cannot apply them directly to prove Theorem 84 because of the following reasons

  1. All these theorems require that \((X,B,{\boldsymbol{M}})\) is a \(\mathbb{Q}\)-g-pair.

  2. [62] requires \(S\) to be a minimal lc center and \(S\) is projective.

  3. [62] requires that \(X\) is projective and \((X,B,{\boldsymbol{M}})\) is a \(\mathbb{Q}\)-g-pair. Moreover, the potential g-pair structure constructed on \(W^\nu\) [62] is not known to be identical to the g-pair structure constructed in [37].

  4. [62] requires that \(X\) is \(\mathbb{Q}\)-factorial projective klt.

1.0.2.5 Boundedness on the number of components

Proposition 86. Let \(\gamma_0\le1\) be a positive real number, and \(b_1,\dots,b_n\in [\gamma_0,1]\) positive real numbers. Let \((X,B=\sum_{i=1}^nb_iB_i+D,{\boldsymbol{M}})/X\) be an lc g-pair and \(x\in X\) a point, such that \(B_i\geq 0\) is a non-zero \(\mathbb{Q}\)-Cartier Weil divisor for each \(i\), and \(D\geq 0\). Suppose that \(\bar x\subset\operatorname{Supp}B_i\) for each \(i\). Moreover, assume that one of the following holds

  1. \({\boldsymbol{M}}\) is NQC\(/X\).

  2. There exists a klt g-pair \((X,B',{\boldsymbol{M}}')/X\).

  3. \(\gamma_0=1\) and each \(B_i\) is Cartier.

Then \[n\leq\frac{\dim X-\dim\bar x}{\gamma_0}.\]

Proof. When \(\dim X=1\) the proposition is trivial, so we may assume that \(\dim X\geq 2\). We may also assume that \(n\geq 1\), otherwise there is nothing left to prove.

Let \(B_{n+1},\dots,B_{n+\dim\bar X}\) be general hyperplane sections on \(X\) and let \(b_i:=1\) when \(i\geq n+1\). Possibly replacing \(x\) with \(\bar x\cap\cap_{i=1}^{\dim X}H_i\) and \(B\) with \(\sum_{i=1}^{n+\dim\bar x}b_iB_i+D\), we may assume that \(x\) is a closed point.

First we prove the proposition under conditions (1) or (2). Possibly adding general hyperplane sections which pass through \(x\), we may assume that \(x\) is an lc center of \((X,B,{\boldsymbol{M}})\). Let \(E\) be an lc place of \((X,B,{\boldsymbol{M}})\) such that \(\operatorname{center}_XE=x\).

Claim 87. There exists a contraction \(f: Y\rightarrow X\) of \(E\) such that \(-E\) is ample\(/X\).

Proof. If \({\boldsymbol{M}}\) is NQC\(/X\), then the claim follows from [16]. Otherwise, the claim follows from [7]. ◻

Proof of Proposition 86 continued. By Claim 87, there exists a contraction \(f: Y\rightarrow X\) of \(E\) such that \(-E\) is ample\(/X\). We let \(B_{i,Y},D_Y,B_Y\) be the strict transforms of \(B_{i},D,B\) on \(Y\) respectively. Since \(x\in\operatorname{Supp}B_i\) for each \(i\), \(\operatorname{mult}_EB_i>0\) for each \(i\), so \(B_{i,Y}\) is ample\(/X\) for each \(i\). We let \(E^\nu\) be the normalization of \(E\), \({\boldsymbol{M}}^E:={\boldsymbol{M}}|_{E^\nu}\), and let \[K_{E^\nu}+B_E+{\boldsymbol{M}}^E_{E^\nu}=(K_Y+B_Y+E+{\boldsymbol{M}}_Y)|_{E^\nu}.\] We let \(B_{i,E}:=\operatorname{Supp}(B_{i,Y}|_{E^\nu})\) for each \(i\). Then for any component \(D_{i,j}\) of \(B_{i,E}\), we have \[\operatorname{mult}_{D_{i,j}}B_E=\frac{n_{i,j}-1+\sum_{k=1}^nb_km_{k,i,j}+\gamma_{i,j}}{n_{i,j}}\] for some real number \(\gamma_{i,j}\geq 0\) and non-negative integers \(m_{k,i,j}\), such that \(m_{i,i,j}\not=0\). Since \((E,B_E,{\boldsymbol{M}}^E)\) is lc, \(\operatorname{mult}_{D_{i,j}}B_E\leq 1\), so \[B_E\geq\sum_{i=1}^nb_iB_{i,E}.\] Since \(B_{i,Y}\) is ample\(/X\), \(B_{i,Y}|_{E^\nu}\) is ample, so \(B_{i,E}\) is big. The proposition under conditions (1) or (2) follows from [1].

Now we prove the proposition under condition (3). Let \(S\) be the normalization of an irreducible component of \(B_1\) such that \(x\in S_1\), and let \((S,B_S,{\boldsymbol{M}}^S)\) be the g-pair induced by the adjunction \[K_S+B_S+{\boldsymbol{M}}^S_S:=(K_X+B+D+{\boldsymbol{M}}_X)|_S.\] Since \(x\in\operatorname{Supp}B_i\) for each \(i\), \(B_i|_S\not=0\) for any \(i\geq 2\). Since \(B_i\) is Cartier and \((S,B_S,{\boldsymbol{M}}^S)\) is lc, \(B_i|_S=\operatorname{Supp}(B_i|_S)\) for any \(i\geq 2\), and \[B_S\geq\sum_{i=2}^nB_i|_S.\] Since each \(B_i|_S\) is Cartier, by induction on \(\dim X\), we have \(n\leq\dim X\) and the proposition follows. ◻

1.0.3 Stability of generalized pairs↩︎

In this section, we discuss the stability properties of g-pairs. We will define the concepts of generically lc, Property \((*)\) BP (semi-)stable, and log stable for g-pairs, and then study the basic properties of g-pairs satisfying these properties. This section is parallel to [27].

1.0.3.1 Toroidal generalized pairs

Definition 88 (cf. [27]). Let \((X,\Sigma_X,{\boldsymbol{M}})/U\) be a g-pair. We say that \((X,\Sigma_X,{\boldsymbol{M}})\) is toroidal if \(\Sigma_X\) is a reduced divisor, \({\boldsymbol{M}}\) descends to \(X\), and for any closed point \(x\in X\), there exists a toric variety \(X_{\sigma}\), a closed point \(t\in X_{\sigma}\), and an isomorphism of complete local algebras \[\phi_x:\widehat{\mathcal{O}}_{X,x}\cong\widehat{\mathcal{O}}_{X_\sigma,t}\] such that the ideal of \(\Sigma_X\) maps to the invariant ideal of \(X_{\sigma}\backslash T_{\sigma}\), where \(T_\sigma\subset X_\sigma\) is the maximal torus of \(X_{\sigma}\). Any such \((X_\sigma, t)\) will be called a local model of \((X,\Sigma_X,{\boldsymbol{M}})\) at \(x\in X\).

Let \((X,\Sigma_X,{\boldsymbol{M}})/U\) and \((Z,\Sigma_Z,{\boldsymbol{M}}^Z)/U\) be toroidal g-pairs and \(f: X\rightarrow Z\) a surjective morphism\(/U\). We say that \(f: (X,\Sigma,{\boldsymbol{M}})\rightarrow (Z,\Sigma,{\boldsymbol{M}}^Z)\) is toroidal if for every closed point \(x\in X\), there exist a local model \((X_\sigma,t)\) of \((X,\Sigma_X,{\boldsymbol{M}})\) at \(x\), a local model \((Z_{\tau},s)\) of \((Z,\Sigma_Z,{\boldsymbol{M}}^Z)\) at \(z:=f(x)\), and a toric morphism \(g: X_\sigma\to Z_{\tau}\), so that the diagram of algebras commutes:

\(\xymatrix{ \widehat{\mathcal{O}}_{X,x}\ar@{->}[r]^{\cong} & \widehat{\mathcal{O}}_{X_{\sigma},t} \\ \widehat{\mathcal{O}}_{Z,z}\ar@{->}[r]^{\cong}\ar@{->}[u] & \widehat{\mathcal{O}}_{Z_{\tau},s}\ar@{->}[u] }\)

Here the vertical maps are the algebra homomorphisms induced by \(f\) and \(g\), respectively.

Definition-Theorem 89 ([30], [27]). Let \(X\) be a normal quasi-projective variety, \(X\rightarrow U\) a projective morphism, \(X\rightarrow Z\) a contraction, \(B\) an \(\mathbb{R}\)-divisor on \(X\), \({\boldsymbol{M}}\) a nef\(/U\) \(\boldsymbol{b}\)-divisor on \(X\), \(D_1,\dots,D_m\) prime divisors over \(X\), and \(D_{Z,1},\dots,D_{Z,n}\) prime divisors over \(Z\). Then there exist a toroidal g-pair \((X',\Sigma_{X'},{\boldsymbol{M}})/U\), a log smooth pair \((Z',\Sigma_{Z'})\), and a commutative diagram

\(\xymatrix{ X'\ar@{->}[r]^{h}\ar@{->}[d]_{f'}& X\ar@{->}[d]^{f}\\ Z'\ar@{->}[r]^{h_Z} & Z\\ }\)

satisfying the following.

  1. \(h\) and \(h_Z\) are projective birational morphisms.

  2. \(f': (X',\Sigma_{X'},{\boldsymbol{M}})\rightarrow (Z',\Sigma_{Z'})\) is a toroidal contraction.

  3. \(\operatorname{Supp}(h^{-1}_*B)\cup\operatorname{Supp}\operatorname{Exc}(h)\) is contained in \(\operatorname{Supp}\Sigma_{X'}\).

  4. \(X'\) has at most toric quotient singularities.

  5. \(f'\) is equi-dimensional.

  6. \({\boldsymbol{M}}\) descends to \(X'\).

  7. \(X'\) is \(\mathbb{Q}\)-factorial klt.

  8. The center of each \(D_i\) on \(X'\) and the center of each \(D_{Z,i}\) on \(Z'\) are divisors.

We call any such \(f': (X',\Sigma_{X'},{\boldsymbol{M}})\rightarrow (Z',\Sigma_{Z'})\) (associated with \(h\) and \(h_Z\)) which satisfies (1–7) an equi-dimensional model of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\).

Proof. Possibly replacing \(X\) and \(Z\) with high models, we may assume that \({\boldsymbol{M}}\) descends to \(X\), each \(D_i\) is a divisor on \(X\), and each \(D_{Z,i}\) is a divisor on \(Z\). Now the theorem follows from [27], which in turn follows from [74]. We also refer the reader to [75] for a more detailed explanation. ◻

Remark 90. In Definition-Theorem 89, it is important to note that the contraction \(X\rightarrow Z\) may not necessarily be over \(U\). This kind of phenomenon will appear throughout the rest of the paper.

1.0.3.2 Discriminant and moduli parts of generalized pairs

Definition 91 (Birationally equivalent morphisms, cf. [27]). Let \(f: X\rightarrow Z\) and \(f': X'\rightarrow Z'\) be surjective morphisms between normal varieties. We say that \(f\) and \(f'\) are birationally equivalent if there exist birational maps \(h: X\dashrightarrow X'\) and \(h_Z: Z\dashrightarrow Z'\) such that \(f'\circ h=h_Z\circ f\).

Definition 92 (Generically lc, cf. [27]). Let \((X,B,{\boldsymbol{M}})/U\) be a g-sub-pair and \(f: X\rightarrow Z\) a contraction. We say that \((X,B,{\boldsymbol{M}})\) is generically (sub-)lc\(/Z\) if \((X,B,{\boldsymbol{M}})\) is (sub-)lc over the generic point of \(Z\). Note that \(f\) may not be a contraction\(/U\). We remark that we will not use the notation “GLC" for”generically lc" as in [27] since GLC also stands for “generalized lc" in many references.

Definition 93 (Crepant generalized pairs, cf. [27]). Let \((X,B,{\boldsymbol{M}})/U\) and \((X',B',{\boldsymbol{M}}')/U\) be two g-sub-pairs and \(f: X\rightarrow Z\), \(f': X'\rightarrow Z'\) two contractions. We say that \((X,B,{\boldsymbol{M}})\) and \((X',B',{\boldsymbol{M}}')\) are crepant over the generic point of \(Z\) if we have the following commutative diagram

\(\xymatrix{ & W\ar@{->}[ld]_{p}\ar@{->}[dr]^{q} &\\ X\ar@{.>}[rr]^{h}\ar@{->}[d]_{f}& & X'\ar@{->}[d]^{f'}\\ Z\ar@{.>}[rr]^{h_Z} & & Z'\\ }\)

satisfying the following. Let \[K_W+B_W+{\boldsymbol{M}}_W:=p^*(K_X+B+{\boldsymbol{M}}_X)\] and \[K_W+B'_W+{\boldsymbol{M}}'_W:=q^*(K_{X'}+B'+{\boldsymbol{M}}'_X).\] Then:

  1. \(h\) and \(h_Z\) are birational maps. In particular, \(f\) and \(f'\) are birationally equivalent.

  2. \({\boldsymbol{M}}\) and \({\boldsymbol{M}}'\) descend to \(W\).

  3. \(B_W-B'_W\) and \({\boldsymbol{M}}_W-{\boldsymbol{M}}'_W\) are vertical\(/Z\).

Definition 94 (Discriminant and moduli parts, cf. [27]). Let \((X,B,{\boldsymbol{M}})/U\) be a g-sub-pair and \(f: X\rightarrow Z\) a contraction such that \((X,B,{\boldsymbol{M}})\) is generically sub-lc\(/Z\). In the following, we fix a choice of \(K_X\) and a choice of \(K_Z\), and suppose that for any birational morphism \(g: \bar X\rightarrow X\) and \(g_Z: \bar Z\rightarrow Z\), \(K_{\bar X}\) and \(K_{\bar Z}\) are chosen as the Weil divisors such that \(g_*K_{\bar X}=K_X\) and \((g_Z)_*K_{\bar Z}=K_Z\).

Let \(f': X'\rightarrow Z'\) be any contraction that is birationally equivalent to \(f\) such that the induced birational maps \(h: X'\dashrightarrow X\) and \(h_Z: Z'\dashrightarrow Z\) are morphisms and \(Z'\) is \(\mathbb{Q}\)-factorial. We let \[K_{X'}+B'+{\boldsymbol{M}}_{X'}:=h^*(K_X+B+{\boldsymbol{M}}_X).\] For any prime divisor \(D\) on \(Z'\), we define \[b_D(X',B',{\boldsymbol{M}};f):=1-\sup\left\{t\mid \left(X',B'+tf'^*D,{\boldsymbol{M}}\right)\text{ is sub-lc over the generic point of } D\right\}.\] Since being sub-lc is a property that is preserved under crepant transformations, \(b_D(X,B,{\boldsymbol{M}};f)\) is independent of the choices of \(X'\) and \(Z'\) and is also independent of \(U\).

Since \((X,B,{\boldsymbol{M}})\) is generically sub-lc\(/Z\), \((X',B',{\boldsymbol{M}})\) is generically sub-lc\(/Z\), so we may define \[B_{Z'}:=\sum_{D\text{ is a prime divisor on }Z'}b_D(X,B,{\boldsymbol{M}};f)D\] and \[N_{X'}:=K_{X'}+B'+{\boldsymbol{M}}_{X'}-f'^*(K_{Z'}+B_{Z'}).\] We call \(B_{Z'}\) and \(N_{X'}\) the discriminant part and trace moduli part of \(f': (X',B',{\boldsymbol{M}})\rightarrow Z'\) respectively, and call \(B_Z:=(h_Z)_*B_{Z'}\) and \(N_X:=h_*B\) the discriminant part and trace moduli part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) respectively.

By construction, there exist two \(\boldsymbol{b}\)-divisors \({\boldsymbol{B}}\) on \(Z\) and \({\boldsymbol{N}}\) on \(X\), such that for any contraction \(f'': X''\rightarrow Z''\) that is birationally equivalent to \(f\) such that the induced birational maps \(h': X''\dashrightarrow X'\) and \(h_{Z'}: Z''\dashrightarrow Z'\) are morphisms and \(Z''\) is \(\mathbb{Q}\)-factorial, \({\boldsymbol{B}}_{Z''}\) is the discriminant part of \(f'': (X'',B'',{\boldsymbol{M}})\rightarrow Z''\), and \({\boldsymbol{N}}_{X''}\) is the trace moduli part of \(f'': (X'',B'',{\boldsymbol{M}})\rightarrow Z''\), where \[K_{X''}+B''+{\boldsymbol{M}}_{X''}:=h'^*(K_{X'}+B'+{\boldsymbol{M}}_{X'}).\] We call \({\boldsymbol{N}}\) the moduli part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) and \({\boldsymbol{B}}\) the discriminant \(\boldsymbol{b}\)-divisor of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\). By construction, \({\boldsymbol{B}}\) is uniquely determined and \({\boldsymbol{N}}\) is uniquely determined for any fixed choices of \(K_X\) and \(K_Z\).

1.0.3.3 Boundary property of generalized pairs

Definition 95 (BP (semi-)stable, boundary property, cf. [27]). Let \((X,B,{\boldsymbol{M}})/U\) be a g-sub-pair and \(f: X\rightarrow Z\) a contraction, such that \((X,B,{\boldsymbol{M}})\) is generically sub-lc\(/Z\). Let \({\boldsymbol{B}}\) be the discriminant \(\boldsymbol{b}\)-divisor of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\).

We say that \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) is BP stable (resp. BP semi-stable) if \(K_Z+{\boldsymbol{B}}_Z\) is \(\mathbb{R}\)-Cartier, and for any birational morphism \(h_Z: Z'\rightarrow Z\), \[h_Z^*(K_Z+{\boldsymbol{B}}_Z)=\text{(resp. }\geq\text{)} K_{Z'}+{\boldsymbol{B}}_{Z'}.\] If \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) is BP stable (resp. BP semi-stable), then we say that \((X,B,{\boldsymbol{M}})\) is BP stable (resp. BP semi-stable) over \(Z\).

We say that \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) satisfies the boundary property if there exists a contraction \(f': X'\rightarrow Z'\) that is birationally equivalent to \(f\), such that the induced birational maps \(h: X'\dashrightarrow X\) and \(h_Z: Z'\dashrightarrow Z\) are morphisms, \(K_{X'}+B'+{\boldsymbol{M}}_{X'}:=h^*(K_X+B+{\boldsymbol{M}}_X)\), and \(f': (X',B',{\boldsymbol{M}})\rightarrow Z'\) is BP stable.

Lemma 96 (cf. [27]). Let \((X,B,{\boldsymbol{M}})/U\) be a g-sub-pair and \(f: X\rightarrow Z\) a contraction, such that \((X,B,{\boldsymbol{M}})\) is generically sub-lc\(/Z\). Let \(h: X'\rightarrow X\) be a birational morphism, \(K_{X'}+B'+{\boldsymbol{M}}_{X'}:=h^*(K_X+B+{\boldsymbol{M}}_X),\) and \(f':=f\circ h\). Let \({\boldsymbol{B}}\) and \({\boldsymbol{B}}'\) be the discriminant \(\boldsymbol{b}\)-divisors of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) and \(f': (X',B',{\boldsymbol{M}})\rightarrow Z\) respectively. Then \({\boldsymbol{B}}={\boldsymbol{B}}'\). In particular, \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) is BP stable if and only if \(f': (X',B',{\boldsymbol{M}})\rightarrow Z\) is BP stable.

Proof. Let \(f'': X''\rightarrow Z''\) be any contraction that is birationally equivalent to \(f\) such that \(Z''\) is \(\mathbb{Q}\)-factorial and the induced birational map \(h': X''\dashrightarrow X'\) is a morphism. Let \[K_{X''}+B''+{\boldsymbol{M}}_{X''}:=h'^*(K_{X'}+B'+{\boldsymbol{M}}_{X'}),\] then \(K_{X''}+B''+{\boldsymbol{M}}_{X''}=(h\circ h')^*(K_X+B+{\boldsymbol{M}}_X)\). Thus \({\boldsymbol{B}}_{Z''}={\boldsymbol{B}}'_{Z''}\), so \({\boldsymbol{B}}={\boldsymbol{B}}'\). The in particular part follows from the definition of BP stability. ◻

Lemma 97 (cf. [27]). Let \((X,B,{\boldsymbol{M}})/U\) be a g-sub-pair and \(f: X\rightarrow Z\) a contraction, such that \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) is BP stable. Let \(B_Z\) and \({\boldsymbol{N}}\) be the discriminant part and the moduli part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) respectively. Then:

  1. \({\boldsymbol{N}}_X=K_X+B+{\boldsymbol{M}}_X-f^*(K_Z+B_Z).\)

  2. \({\boldsymbol{N}}\) descends to \(X\).

Proof. For any \(f': X'\rightarrow Z'\) that is birationally equivalent to \(f\), such that the induced birational maps \(h: X'\dashrightarrow X\) and \(h_Z: Z'\dashrightarrow Z\) are morphisms, we have \(K_{Z'}+B_{Z'}=h_Z^*(K_{Z}+B_{Z})\). Thus \[\begin{align} {\boldsymbol{N}}_{X'}&=K_{X'}+B'+{\boldsymbol{M}}_{X'}-f'^*(K_{Z'}+B_{Z'})=h^*(K_X+B+{\boldsymbol{M}}_X-f^*(K_Z+B_Z)), \end{align}\] where \(K_{X'}+B'+{\boldsymbol{M}}_{X'}:=h^*(K_X+B+{\boldsymbol{M}}_X)\), and \(B_{Z'}\) is the discriminant part of \(f': (X',B',{\boldsymbol{M}})\rightarrow Z'\). The lemma immediately follows. ◻

Corollary 98. Let \((X,B,{\boldsymbol{M}})/U\) be a g-sub-pair and \(f: X\rightarrow Z\) a contraction, such that \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) satisfies the boundary property. Then the moduli part \({\boldsymbol{N}}\) of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) descends to some birational model \(X'\) of \(X\).

Proof. It immediately follows from Lemma 97. ◻

1.0.3.4 Log stable generalized pairs

Lemma 99 (cf. [27]). Let \((X,B,{\boldsymbol{M}})\) be a g-sub-pair and \(F\) a prime divisor over \(X\). Then there exists an \(\mathbb{R}\)-divisor \(\Delta\) on \(X\) such that \((X,\Delta,{\boldsymbol{M}})\) is a sub-lc g-sub-pair and \(F\) is the unique lc place of \((X,\Delta,{\boldsymbol{M}})\).

Proof. Let \(h: W\rightarrow X\) be a log resolution of \((X, \operatorname{Supp}B)\) such that \(F\) is a divisor on \(W\) and \({\boldsymbol{M}}\) descends to \(W\), and let \[K_W+B_W+{\boldsymbol{M}}_W:=h^*(K_X+B+{\boldsymbol{M}}_X).\] Let \(C_W:=B_W^{\geq 1}-B_W^{\geq 1}\wedge F\) and let \(a:=a(F,X,B,{\boldsymbol{M}})\). Let \(A_1, A_2\geq 0\) be sufficiently general ample \(\mathbb{R}\)-divisors on \(Y\) such that \[aF-C_W+A_1-A_2\sim_{\mathbb{R}}0.\] Then \((W,\Delta_W:=B_W+aF-C_W+A_1-A_2,{\boldsymbol{M}})\) is lc and \(F\) is the unique lc place of \((W,\Delta_W,{\boldsymbol{M}})\). We let \(\Delta:=h_*\Delta_W\), then \[K_W+\Delta_W+{\boldsymbol{M}}_W=h^*(K_X+\Delta+{\boldsymbol{M}}_X)\] and \((X,\Delta,{\boldsymbol{M}})\) has the required properties. ◻

Definition 100 (Log stable generalized pairs, cf. [27]). Let \((X,B,{\boldsymbol{M}})/U\) be a g-sub-pair and \(f: X\rightarrow Z\) a contraction, such that \((X,B,{\boldsymbol{M}})\) is generically sub-lc\(/Z\). Let \(B_Z\) be the discriminant part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\). We say that \((X,B,{\boldsymbol{M}})\) is log stable\(/Z\) if for any \(\mathbb{R}\)-Cartier \(\mathbb{R}\)-divisor \(H\) on \(Z\), \((X,B+f^*H,{\boldsymbol{M}})\) is sub-lc if and only if \((Z,B_Z+H)\) is sub-lc.

It is clear that if \((X',B',{\boldsymbol{M}})/U\) is a g-sub-pair that is crepant to \((X,B,{\boldsymbol{M}})\) with birational morphism \(X'\to X\), then \((X,B,{\boldsymbol{M}})\) is log stable\(/Z\) if and only if \((X',B',{\boldsymbol{M}})\) is log stable\(/Z\).

Theorem 101 (cf. [27]). Let \((X,B,{\boldsymbol{M}})/U\) be a g-sub-pair and \(f: X\rightarrow Z\) a contraction such that \((X,B,{\boldsymbol{M}})\) is generically sub-lc\(/Z\). Then \((X,B,{\boldsymbol{M}})\) is BP stable\(/Z\) if and only if \((X,B,{\boldsymbol{M}})\) is log stable\(/Z\).

Proof. By Lemma 96, possibly replacing \((X,B,{\boldsymbol{M}})\) by a crepant model, we may assume that \({\boldsymbol{M}}\) descends to \(X\). Then the theorem follows from the definitions and [27]. ◻

1.0.3.5 Property \((*)\) generalized pairs

Lemma 102 (cf. [27]). Let \((X,B,{\boldsymbol{M}})/U\) be a g-pair and \(f: X\rightarrow Z\) a contraction. Let \(d:=\dim X\) and \(m:=\dim Z\). Let \(z\in Z\) be a closed point, \(D_1,\dots,D_m\geq 0\) Cartier divisors on \(Z\), such that \(z\in\operatorname{Supp}D_i\) for each \(i\) and \((X,B+\sum_{i=1}^mf^*D_i,{\boldsymbol{M}})\) is lc over \(f^{-1}(z)\). Then the dimension of any irreducible component of \(f^{-1}(z)\) is \(d-m\).

Proof. For any irreducible component \(G\) of \(f^{-1}(z)\), let \(H_1,\dots,H_{\dim G}\) be general very ample divisors on \(X\), \(V:=\cap_{i=1}^{\dim G}H_i\), and \((V,B_V,{\boldsymbol{M}}^V)/U\) the g-pair induced by the adjunction \[K_V+B_V+{\boldsymbol{M}}^V_V:=(K_X+B+{\boldsymbol{M}}_X)|_V.\] Then \((V,B_V+\sum_{i=1}^mf^*D_i|_V,{\boldsymbol{M}}^V)\) is lc, \(G\cap V\) is a closed point, and \(A_i:=f^*D_i|_V\) is Cartier and contains \(G\cap V\) for any \(i\). By Proposition 86, \(m\leq\dim V=d-\dim G\). Thus \(\dim G\leq d-m\). Therefore, the dimension of any irreducible component of \(f^{-1}(z)\) is \(\leq d-m\). By [76], the dimension of any irreducible component of \(f^{-1}(z)\) is \(\geq d-m\). The lemma immediately follows. ◻

Definition 103 (Property \((*)\) generalized pairs, cf. [27]). Let \((X,B,{\boldsymbol{M}})/U\) be a g-sub-pair and \(f: X\rightarrow Z\) a contraction. We say that \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\) if there exists a reduced divisor \(\Sigma_Z\) on \(Z\) satisfying the following.

  1. \((Z,\Sigma_Z)\) is log smooth. In particular, \(Z\) is smooth.

  2. The vertical\(/Z\) part \(B^v\) of \(B\) is equal to \(f^{-1}(\Sigma_Z)\). In particular, \(B^v\) is reduced and \(\Sigma_Z\) is the image of \(B^v\) on \(Z\).

  3. For any closed point \(z\in Z\) and any reduced divisor \(\Sigma\ge \Sigma_Z\) on \(Z\) such that \((Z,\Sigma)\) is log smooth near \(z\), \((X,B+f^*(\Sigma-\Sigma_Z),{\boldsymbol{M}})\) is sub-lc over a neighborhood of \(z\).

By (2), \(\Sigma_Z\) is uniquely determined by \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\). We will temporarily call \(\Sigma_Z\) the base divisor associated with \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\).

In the following lemma, we will show that \(\Sigma_Z\) is actually the discriminant part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\).

Lemma 104 (cf. [27]). Let \((X,B,{\boldsymbol{M}})/U\) be a g-sub-pair and \(f: X\rightarrow Z\) a contraction such that \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\). Let \(\Sigma_Z\) be the base divisor associated with \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\). Then:

  1. \((X,B,{\boldsymbol{M}})\) is sub-lc.

  2. \(\Sigma_Z\) is the discriminant part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\).

  3. If \(B\geq 0\), then \(f\) is equi-dimensional over \(Z\backslash\operatorname{Supp}\Sigma_Z\).

Proof. (1) follows from the definition immediately.

(2) Let \(B_Z\) be the discriminant part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\). By definition and (1), \(\operatorname{Supp}B_Z\ge B_Z\geq\Sigma_Z\). It suffices to show that \(B_Z\le\Sigma_Z\). Let \(P\) be a prime divisor on \(Z\) such that \(P\not\subset\operatorname{Supp}\Sigma_Z\), and let \(z\) be a general closed point in \(P\). Then \((Z,\Sigma_Z+P)\) is log smooth at \(z\). Then \((X,B+f^*P,{\boldsymbol{M}})\) is sub-lc over a neighborhood of \(z\) which implies that \[\sup\{t\mid (X,B+tf^*P,{\boldsymbol{M}})\text{ is sub-lc over the generic point of }P\}=1.\] Thus \(P\not\subset\operatorname{Supp}B_Z\) and hence \(\Sigma_Z=\operatorname{Supp}\Sigma_Z\geq\operatorname{Supp}B_Z\ge B_Z\). This implies (2).

(3) Let \(d:=\dim X\) and \(m:=\dim Z\). Let \(z\in Z\backslash\operatorname{Supp}\Sigma_Z\) be a closed point, and let \(\Sigma_1,\dots,\Sigma_m\) be general hyperplane sections on \(Z\) such that \(z\in \Sigma_i\) for any \(i\). Then \((Z,\Sigma_Z+\sum_{i=1}^m\Sigma_i)\) is log smooth at \(z\). Then \((X,B+\sum_{i=1}^m f^*\Sigma_i,{\boldsymbol{M}})\) is lc over a neighborhood of \(z\). By Lemma 102, the dimension of any irreducible component of \(f^{-1}(z)\) is \(d-m\). This implies (3). ◻

Lemma 105 (cf. [27]). Let \((X,B,{\boldsymbol{M}})/U\) be a g-pair and \(f: X\rightarrow Z\) a contraction such that \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\). Let \(\Sigma_Z\) be the discriminant part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\), and let \(\Sigma\geq\Sigma_Z\) be a reduced divisor on \(Z\), such that \((Z,\Sigma)\) is log smooth.

Consider \(\Sigma\) to be a reduced subscheme of \(Z\). Then for any irreducible stratum \(V\) of \(\Sigma\), any irreducible component of \(f^{-1}(V)\) is an lc center of \((X,B+f^{-1}(\Sigma-\Sigma_Z),{\boldsymbol{M}})\).

Proof. Let \(k:=\dim Z-\dim V\). Since \((Z,\Sigma)\) is log smooth, there exist irreducible components \(\Sigma_1,\dots, \Sigma_k\) of \(\Sigma\) such that \(V=\bigcap_{i=1}^k \Sigma_i\). By Definition 103(3), for any \(i\) and any general closed point \(z\in\operatorname{Supp}\Sigma_i\), \((X,B+f^*(\Sigma-\Sigma_Z),{\boldsymbol{M}})\) is sub-lc over a neighborhood of \(z\). Thus any irreducible component of \(f^{-1}(\Sigma_i)\) is an lc center of \((X,B+f^*(\Sigma-\Sigma_Z),{\boldsymbol{M}})\). Therefore, any irreducible component of \(f^{-1}(V)\) is an intersection of lc centers of \((X,B+f^*(\Sigma-\Sigma_Z),{\boldsymbol{M}})\). The lemma follows from Lemma 79. ◻

Proposition 106 (cf. [27]). Let \((X,\Sigma_X,{\boldsymbol{M}})/U\) be a toroidal g-pair, \((Z,\Sigma_Z)\) a log smooth pair, and \(f: (X,\Sigma_X,{\boldsymbol{M}})\rightarrow (Z,\Sigma_Z)\) a toroidal morphism. Let \((X,B,{\boldsymbol{M}})/U\) be a sub-lc g-sub-pair such that \(\operatorname{Supp}B\subset \operatorname{Supp}\Sigma_X\), and the vertical\(/Z\) part of \(B\) is equal to \(f^{-1}(\Sigma_Z)\). Then \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\).

Proof. Since \({\boldsymbol{M}}\) descends to \(X\), by [27], \(f: (X,B)\rightarrow Z\) satisfies Property \((*)\). By Definition 103, \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\). ◻

The following result indicates that we can always get Property \((*)\) g-pairs up to weak semi-stable reductions.

Proposition 107 (cf. [27]). Let \((X,B,{\boldsymbol{M}})/U\) be a g-sub-pair and \(f: X\rightarrow Z\) a contraction, such that \((X,B,{\boldsymbol{M}})\) is generically sub-lc\(/Z\). Let \(f': (X',\Sigma_{X'},{\boldsymbol{M}})\rightarrow (Z',\Sigma_{Z'})\) be an equi-dimensional model of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\), associated with \(h: X'\rightarrow X\) and \(h_Z: Z'\rightarrow Z\). Then there exist two \(\mathbb{R}\)-divisors \(B'\) and \(F'\) on \(X'\), such that \(F'\) is vertical\(/Z'\), \(\operatorname{Supp}B'\cup\operatorname{Supp}F'\subset\Sigma_{X'}\), and \[K_{X'}+B'+{\boldsymbol{M}}_{X'}=h^*(K_X+B+{\boldsymbol{M}}_X)+F'.\] In particular, \((X',B',{\boldsymbol{M}})\) and \((X,B,{\boldsymbol{M}})\) are crepant over the generic point of \(Z\).

Moreover, if \((X,B,{\boldsymbol{M}})\) is sub-lc, then \(F'\geq 0\) and \(f': (X',B',{\boldsymbol{M}})\rightarrow Z'\) satisfies Property \((*)\).

Proof. Possibly adding components to \(\Sigma_{Z'}\), we may assume that \(\Sigma_{Z'}\) coincides with the image of the vertical\(/Z'\) part of \(\Sigma_{X'}\). We let \(G:=f'^{-1}(\Sigma_{Z'})\) and \[K_{X'}+\tilde{B}'+{\boldsymbol{M}}_{X'}:=h^*(K_X+B+{\boldsymbol{M}}_X),\] then \(G\subset\operatorname{Supp}\Sigma_{X'}\) and \(\operatorname{Supp}\tilde{B}'\subset\operatorname{Supp}\Sigma_{X'}\). We may define an \(\mathbb{R}\)-divisor \(B'\) on \(X'\) as follows: For any prime divisor \(D\) on \(X'\),

  • if \(D\) is not a component of \(\operatorname{Supp}\tilde{B}'\) nor \(G\), then \(\operatorname{mult}_DB'=0\),

  • if \(D\) is a component of \(G\), then \(\operatorname{mult}_DB'=1\),

  • if \(D\) is a component of \(\tilde{B}'\) but is not a component of \(G\), then \(\operatorname{mult}_DB'=\operatorname{mult}_D\tilde{B}'\).

Set \(F':=B'-\tilde{B}'\). Since \(G\) is the vertical\(/Z'\) part of \(\Sigma_{X'}\), the vertical\(/Z'\) part of \(B'\) is equal to \(G=f'^{-1}(\Sigma_{Z'})\). By construction \(\operatorname{Supp}F'\subset G\) is vertical\(/Z'\) and \(\operatorname{Supp}B'\cup\operatorname{Supp}F'\subset\Sigma_{X'}\).

Assume that \((X,B,{\boldsymbol{M}})\) is sub-lc. As \(\operatorname{mult}_DF'=1-\operatorname{mult}_D\tilde{B}'\) if \(D\) is a component of \(G\), one can see that \(\operatorname{mult}_DF'\geq 0\) and hence \(F'\ge0\). By Proposition 106, \(f': (X',B',{\boldsymbol{M}})\rightarrow Z'\) satisfies Property \((*)\). ◻

The following proposition shows that Property \((*)\) is stable under the MMP.

Proposition 108 (cf. [27]). Let \((X,B,{\boldsymbol{M}})/U\) be an lc g-pair and \(f: X\rightarrow Z\) a contraction, such that \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\). Let \(\phi: (X,B,{\boldsymbol{M}})\dashrightarrow (Y,B_Y,{\boldsymbol{M}})\) be a sequence of steps of a \((K_X+B+{\boldsymbol{M}}_X)\)-MMP\(/Z\) and \(f_Y: Y\rightarrow Z\) the induced morphism. Assume that \(\phi\) is also a sequence of steps of a \((K_X+B+{\boldsymbol{M}}_X)\)-MMP\(/U\). Then:

  1. \(f_Y: (Y,B_Y,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\), and the discriminant part of \(f_Y: (Y,B_Y,{\boldsymbol{M}})\rightarrow Z\) is equal to the discriminant part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\).

  2. For any closed point \(z\in Z\), \(\phi^{-1}\) is an isomorphism near the generic point of any irreducible component of \(f_Y^{-1}(z)\).

  3. If \(f\) is equi-dimensional, then \(f_Y\) is equi-dimensional.

Proof. Without loss of generality, we may assume that \(\phi\) is a step of a \((K_X+B+{\boldsymbol{M}}_X)\)-MMP\(/Z\).

(1) Let \(\Sigma_Z\) be the discriminant part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\). Then by assumption \((Z,\Sigma_Z)\) is log smooth. Since the vertical\(/Z\) part of \(B\) is equal to \(f^{-1}(\Sigma_Z)\) and \(\phi\) does not extract any divisor, the vertical\(/Z\) part of \(B_Y\) is equal to \(\phi\circ f^{-1}(\Sigma_Z)=f_Y^{-1}(\Sigma_Z)\). For any reduced divisor \(\Sigma\geq\Sigma_Z\) on \(Z\), \((X,B+f^*(\Sigma-\Sigma_Z),{\boldsymbol{M}})/U\) is lc. Since \(\phi\) is a step of a \((K_X+B+{\boldsymbol{M}}_X)\)-MMP\(/Z\), \(\phi\) is also a step of a \((K_X+B+f^*(\Sigma-\Sigma_Z)+{\boldsymbol{M}}_X)\)-MMP\(/Z\). Thus \[(Y,B_Y+\phi_*f^*(\Sigma-\Sigma_Z)=B_Y+f_Y^*(\Sigma-\Sigma_Z),{\boldsymbol{M}})\] is lc. Therefore, \(f_Y: (Y,B_Y,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\). By Lemma 104(2), \(\Sigma_Z\) is the discriminant part of \(f_Y: (Y,B_Y,{\boldsymbol{M}})\rightarrow Z\).

(2) Possibly shrinking \(Z\) near \(z\), there exists a reduced divisor \(\Sigma\geq\Sigma_Z\) on \(Z\), such that \((Z,\Sigma)\) is log smooth and \(z\) is a stratum of \(\Sigma\). By Lemma 105, any irreducible component of \(f_Y^{-1}(z)\) is an lc center of \((Y,B_Y+f_Y^*(\Sigma-\Sigma_Z),{\boldsymbol{M}})\). By Definition 103(3), \((X,B+f^*(\Sigma-\Sigma_Z),{\boldsymbol{M}})\) is lc. For any irreducible component \(G\) of \(f^{-1}(z)\), let \(D_G\) be an lc place of \((Y,B_Y+f_Y^*(\Sigma-\Sigma_Z),{\boldsymbol{M}})\) over the generic point of \(G\). Then \[0\leq a(D_G,X,B+f^*(\Sigma-\Sigma_Z),{\boldsymbol{M}})\leq a(D_G,Y,B_Y+f_Y^*(\Sigma-\Sigma_Z),{\boldsymbol{M}})=0.\] Thus \[a(D_G,X,B+f^*(\Sigma-\Sigma_Z),{\boldsymbol{M}})=a(D_G,Y,B_Y+f_Y^*(\Sigma-\Sigma_Z))=0,\] so \(\phi^{-1}\) is an isomorphism near the generic point of \(G\).

(3) It immediately follows from (2). ◻

Lemma 109. Let \(X\) be a smooth variety of dimension \(d\) and \(o\in X\) a closed point. Let \(D_1,\dots,D_d\) and \(D_1',\dots,D_d'\) be prime divisors on \(X\) such that \(o\in D_i\), \(o\in D_i'\) for each \(i\), and \((X,\sum_{i=1}^dD_i)\), \((X,\sum_{i=1}^dD_i')\) are log smooth at \(o\). Then there exists an index \(j\) such that \((X,\sum_{i=1}^{d-1}D_i+D_j')\) is log smooth at \(o\).

Proof. There are local coordinates systems \(\{x_1,\dots,x_d\}\) and \(\{x_1',\dots,x_d'\}\) near \(o\), such that \(D_i=(x_i=0)\) and \(D_i'=(x_i'=0)\) for each \(i\).

Suppose that \((X,\sum_{i=1}^{d-1}D_i+D_j')\) is not log smooth near \(o\) for any \(j\), then locally analytically near \(o\), \((x_j'=0)\) is contained in the subspace spanned by \(x_1,\dots,x_{d-1}\) for any \(j\). Since locally analytically near \(o\), \(X\) is spanned by \(x_1',\dots,x_d'\), \(X\) is contained in its subspace spanned by \(x_1,\dots,x_{d-1}\), which is absurd. The lemma follows. ◻

Proposition 110 (Weak Bertini type theorem for Property \((*)\) modifications, cf. [27]). Let \((X,B,{\boldsymbol{M}})/U\) be an lc g-pair and \(f: X\rightarrow Z\) a contraction, such that \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\). Let \(z\in Z\) be a closed point. Then for any general ample\(/U\) \(\mathbb{R}\)-divisor \(A\) on \(X\), over a neighborhood of \(z\),

  1. \(f: (X,B+A,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\), and

  2. the discriminant part of \(f: (X,B+A,{\boldsymbol{M}})\rightarrow Z\) is equal to the discriminant part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\).

Proof. Let \(\Sigma_Z\) be the discriminant part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\). Then \(\Sigma_Z\) is a reduced divisor, \((Z,\Sigma_Z)\) is log smooth, and the vertical\(/Z\) part of \(B\) is equal to \(f^{-1}(\Sigma_Z)\). Since \(A\) is general ample\(/U\), all components of \(A\) are horizontal\(/U\). Therefore, the vertical part of \(B+A\) is equal to \(f^{-1}(\Sigma_Z)\). By Lemma 104, (2) will follow from (1) and we only need to prove (1).

Let \(\Sigma_0\geq\Sigma_Z\) be a reduced divisor on \(Z\) such that \((Z,\Sigma_0)\) is log smooth near \(z\) and \(z\) is a stratum of \(\Sigma_0\). By Definition 103, \((X,B+f^*(\Sigma_0-\Sigma_Z),{\boldsymbol{M}})\) is lc over a neighborhood of \(z\). Therefore, we may choose \(A\) so that \((X,B+A+f^*(\Sigma_0-\Sigma_Z),{\boldsymbol{M}})\) is lc over a neighborhood of \(z\). By Definition 103 again, we only need to show that, for any reduced divisor \(\Sigma\geq\Sigma_Z\) such that \((Z,\Sigma)\) is log smooth near \(z\), \((X,B+A+f^*(\Sigma-\Sigma_Z),{\boldsymbol{M}})\) is lc over a neighborhood of \(z\).

Possibly adding components to \(\Sigma\), we may assume that \(z\) is an lc center of \((Z,\Sigma)\). We let \(q:=\dim Z\), then \(\Sigma\) and \(\Sigma_0\) both have \(q\) irreducible components near \(z\). Let \(D^0_1,\dots,D^0_q\) be the components of \(\Sigma_0\) and let \(D_1,\dots,D_q\) be the components of \(\Sigma\). Suppose that \(\Sigma\) and \(\Sigma_0\) have \(k\) different components for any integer \(0\leq k\leq q\). Possibly reordering indices, we may assume that \(D^0_i\not=D_i\) for any \(1\leq i\leq k\), and \(D^0_i=D_i\) for any \(k+1\leq i\leq q\). If \(k=0\) then there is nothing left to prove, so we may assume that \(k>0\). By repeatedly applying Lemma 109, possibly reordering indices, we may assume that \[\left(Z,\Sigma_j:=\sum_{i=j+1}^qD_i^0+\sum_{i=1}^jD_i\right)\] is log smooth for any \(0\leq j\leq k\), and \(\Sigma_k=\Sigma\). Moreover, \(\Sigma_j\geq\Sigma_Z\) for each \(j\), and \(\Sigma_j\) and \(\Sigma_{j+1}\) has exactly \(1\) different component. By inductively showing that \((X,B+A+f^*(\Sigma_j-\Sigma_Z),{\boldsymbol{M}})\) is lc for each \(j\), we may assume that \(k=1\).

Let \(V:=\cap_{i=2}^qD_i^0\). Then we have \(D_1|_V=D_1^0|_V=z\). Therefore, for any irreducible component \(W\) of \(f^{-1}(V)=\cap_{i=2}^qf^{-1}(D_i^0)\) with normalization \(W^\nu\), \(f^*D_1|_{W^\nu}=f^*D_i^0|_{W^\nu}\). Let \[R:=B+A+f^*\left(\sum_{i=2}^qD_i^0-\Sigma_Z\right).\] By Lemma 83, \[\begin{align} 1=&\sup\left\{t\geq 0|\left(X,R+tf^*D_1^0,{\boldsymbol{M}}\right)\text{ is lc over a neighborhood of }z\right\}\\ =&\sup\left\{t\geq 0|\left(X,R+tf^*D_1^0,{\boldsymbol{M}}\right)\text{ is lc near }f^{-1}(V)\right\}\\ =&\sup\left\{t\geq 0|\left(X,R+tf^*D_1,{\boldsymbol{M}}\right)\text{ is lc near }f^{-1}(V)\right\}\\ =&\sup\left\{t\geq 0|\left(X,R+tf^*D_1,{\boldsymbol{M}}\right)\text{ is lc over a neighborhood of }z\right\}. \end{align}\] Thus \((X,B+A+f^*(\Sigma-\Sigma_Z),{\boldsymbol{M}})\) is lc over a neighborhood of \(z\), and the proposition follows. ◻

1.0.3.6 Maximal moduli

Our definition of maximal moduli has slightly differences with the ones defined in [77] or [27].

Definition 111 (cf. [77], [27]). Let \((X,B,{\boldsymbol{M}})/U\) be a g-sub-pair and \(f: X\rightarrow Z\) a contraction, such that \((X,B,{\boldsymbol{M}})\) is generically sub-lc\(/Z\). Let \({\boldsymbol{N}}\) be the moduli part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\). We say that \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) has maximal moduli if \({\boldsymbol{N}}_X\) is \(\mathbb{R}\)-Cartier and the following conditions hold.

For any g-sub-pair \((X',B',{\boldsymbol{M}}')/U\) and contraction \(f': X'\rightarrow Z'\), such that

  • \((X',B',{\boldsymbol{M}}')\) is generically sub-lc\(/Z'\),

  • \(K_{X'}+B'+{\boldsymbol{M}}'_{X'}\) is nef\(/Z'\),

  • \(f'\) is birationally equivalent to \(f\) with induced morphism \(h:X'\to X\), and

  • \((X,B,{\boldsymbol{M}})\) and \((X',B',{\boldsymbol{M}}')\) are crepant over the generic point of \(Z\),

then \(|h^*{\boldsymbol{N}}_X-{\boldsymbol{N}}'_{X'}|\not=\emptyset\), where \({\boldsymbol{N}}'\) is the moduli part of \(f': (X',B',{\boldsymbol{M}}')\rightarrow Z'\).

Proposition 112 (cf. [27]). Let \((X,B,{\boldsymbol{M}})/U\) and \((X',B',{\boldsymbol{M}})/U\) be g-sub-pairs and \(f: X\rightarrow Z\), \(f': X'\rightarrow Z'\) contractions such that

  1. \((X,B,{\boldsymbol{M}})\) is generically sub-lc\(/Z\),

  2. \((X,B,{\boldsymbol{M}})\) and \((X',B',{\boldsymbol{M}})\) are crepant over the generic point of \(Z\),

  3. \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\) and \({\boldsymbol{N}}_X\) is \(\mathbb{R}\)-Cartier,

  4. \((X',B',{\boldsymbol{M}})\) is BP stable\(/Z'\) and \({\boldsymbol{N}}'_{X'}\) is nef, and

  5. either \(f\) is equi-dimensional or \(B\geq 0\),

where \({\boldsymbol{N}}\) is the moduli part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) and \({\boldsymbol{N}}'\) is the moduli part of \(f': (X',B',{\boldsymbol{M}})\rightarrow Z'\). Then \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) has maximal moduli.

Proof. Let \(\phi_Z: Y\rightarrow Z\) and \(\phi_{Z'}: Y\rightarrow Z'\) be a resolution of indeterminacy of the induced birational map \(Z\dashrightarrow Z'\). Let \(\phi: W\rightarrow X\) and \(\phi': W\rightarrow X'\) be any high enough resolution of indeterminacy of the induced birational map \(X\dashrightarrow X'\) such that \(W\dashrightarrow Y\) is a morphism. Let \[K_W+B_W'+{\boldsymbol{M}}_W:=\phi'^*(K_{X'}+B'+{\boldsymbol{M}}_{X'}).\] Since \((X',B',{\boldsymbol{M}})\) is BP stable\(/Z'\), \((W,B_W',{\boldsymbol{M}})\) is BP stable\(/Y\) and \({\boldsymbol{N}}'\) descends to \(X'\) by Proposition 97. In particular, \(K_W+B_W'+{\boldsymbol{M}}_W\) is nef\(/Z'\). We only need to show that \(\phi^*{\boldsymbol{N}}_X-{\boldsymbol{N}}'_W\geq 0\). Possibly replacing \((X',B',{\boldsymbol{M}})\) and \(Z'\) by \((W,B_W',{\boldsymbol{M}})\) and \(Y\) respectively, we may further assume that both \(h:X'\dashrightarrow X\) and \(h_Z:Z'\dashrightarrow Z\) are morphisms.

Let \(B_Z\) (resp. \(B_{Z'}\)) be the discriminant part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) (resp. \(f': (X',B',{\boldsymbol{M}})\rightarrow Z'\)). By Lemma 104(2), \(B_Z\) is a reduced divisor, \((Z,B_Z)\) is log smooth, and the vertical\(/Z\) part of \(B\) is \(f^{-1}(B_Z)\). We may write \[K_{X'}+\tilde{B}'+{\boldsymbol{M}}_{X'}=h^*(K_X+B+ {\boldsymbol{M}}_X)\text{ and }K_{Z'}+\tilde{B}_{Z'}=h_Z^*(K_Z+B_Z)\] for some \(\mathbb{R}\)-divisors \(\tilde{B}'\) and \(\tilde{B}_{Z'}\). Then \[\begin{align} h^*{\boldsymbol{N}}_X-{\boldsymbol{N}}'_{X'}=\tilde{B}'-B'-(f')^*\left(\tilde{B}_{Z'}-B_{Z'}\right) \end{align}\] which is vertical over \(Z\). We claim that \(h_*(h^*{\boldsymbol{N}}_X-{\boldsymbol{N}}'_{X'})\ge0\).

Pick any component \(D\) of \(\operatorname{Supp}h_*(h^*{\boldsymbol{N}}_X-{\boldsymbol{N}}'_{X'})\). Let \(D'\) be the strict transform of \(D\) on \(X'\) and \(D_Z\) the image of \(D\) on \(Z\). There are two possibilities.

Case 1. \(D_Z\) is contained in \(B_Z\).

In this case, since \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\), \(\operatorname{mult}_{D'}\tilde{B}'=\operatorname{mult}_DB=1\) and \((X',\tilde{B}',{\boldsymbol{M}})\) is log stable\(/Z'\). Since \((Z',\tilde{B}_{Z'})\) is sub-lc and \(B_{Z'}\) is the discriminant part of \(f': (X',B',{\boldsymbol{M}})\rightarrow Z'\), \((X',B'+(f')^*(\tilde{B}_{Z'}-B_{Z'}),{\boldsymbol{M}})\) is sub-lc. It follows that \[\operatorname{mult}_{D'}\left(B'+(f')^*\left(\tilde{B}_{Z'}-B_{Z'}\right)\right)\leq 1=\operatorname{mult}_{D'}\tilde{B}',\] so \(\operatorname{mult}_Dh_*(h^*{\boldsymbol{N}}_X-{\boldsymbol{N}}'_{X'})\geq 0.\)

Case 2. \(D_Z\) is not contained in \(B_Z\).

In this case, by assumption and Lemma 104(3), \(f\) is equi-dimensional over the generic point of \(D_Z\). Thus \(D_Z\) is a prime divisor. Since \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\), it holds that \(1=\operatorname{mult}_D(B+f^*D_Z)\). Hence if we denote by \(D_{Z'}\) the strict transform of \(D_Z\) on \(Z'\), then \[1=\operatorname{mult}_D(B+f^*D_Z)=\operatorname{mult}_D\left(h_*\left(\tilde{B}'+(f')^*D_{Z'}\right)\right)=\operatorname{mult}_{D'}\left(\tilde{B}'+(f')^*D_{Z'}\right).\] Let \[b_{D_{Z'}}(X',B',{\boldsymbol{M}};f')=\sup\left\{t\mid \left(X',B'+t(f')^*D_{Z'},{\boldsymbol{M}}\right)\text{ is sub-lc over the generic point of }D_{Z'}\right\}.\] Then \(\operatorname{mult}_{D_{Z'}}B_{Z'}=1-b_{D_{Z'}}(X',B',{\boldsymbol{M}};f')\) and hence \[D_{Z'}-B_{Z'}=b_{D_{Z'}}(X',B',{\boldsymbol{M}};f')D_{Z'}\] near the generic point of \(D_{Z'}\). Moreover, as \(\operatorname{mult}_{D_{Z'}}\tilde{B}_{Z'}=\operatorname{mult}_{D_Z}B_Z=0\), we see that \[\begin{align} \operatorname{mult}_{D'}\left(h^*{\boldsymbol{N}}_X-{\boldsymbol{N}}'_{X'}\right) =&\operatorname{mult}_{D'}\left(\tilde{B}'-B'-(f')^*\tilde{B}_{Z'}+(f')^*B_{Z'}\right)\\ =&\operatorname{mult}_{D'}\left(\tilde{B}'+(f')^*D_{Z'}-B'-(f')^*(D_{Z'}-B_{Z'})\right)\\ =&1-\operatorname{mult}_{D'}\left(B'+(f')^*(D_{Z'}-B_{Z'})\right)\\ =&1-\operatorname{mult}_{D'}\left(B'+b_{D_{Z'}}(X',B',{\boldsymbol{M}};f')\cdot (f')^*D_{Z'}\right)\ge0. \end{align}\] The claim holds. Then the proposition follows from the negativity lemma immediately. We finish the proof. ◻

2 Cone theorem and MMP for algebraically integrable foliations↩︎

2.0.1 Precise adjunction formula for algebraically integrable foliations↩︎

In this section, we will establish Theorem 113 under the additional assumption that \(\mathcal{F}\) is induced by a contraction. The complete proof of Theorem 113 will be provided in Section 2.0.3.

Theorem 113 (Precise adjunction formula for generalized foliated quadruples). Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a gfq. Suppose that

  • \(\mathcal{F}\) is algebraically integrable, and

  • \(B=\epsilon(S)S+\sum_{j=1}^m b_j B_j\), and \({\boldsymbol{M}}=\sum_{k=1}^n r_k {\boldsymbol{M}}_k\),

where \(b_1,\dots,b_m,r_1,\dots,r_n\ge0\), \(S,B_1,\dots,B_m\) are distinct prime divisors on \(X\), and \({\boldsymbol{M}}_1,\dots,{\boldsymbol{M}}_n\) are nef\(/U\) \(\boldsymbol{b}\)-Cartier \(\boldsymbol{b}\)-divisors on \(X\). Let \(S^\nu\rightarrow S\) be the normalization of \(S\) and \(\mathcal{F}_S\) the restricted foliation of \(\mathcal{F}\) on \(S^\nu\). Then there exist prime divisors \(T_1,\dots,T_l,C_1,\dots,C_q\) on \(S^\nu\), positive integers \(w_1,\dots,w_q\), and non-negative integers \(\{w_{i,j}\}_{1\leq i\leq q,1\leq j\leq m}\) and \(\{v_{i,k}\}_{1\leq i\leq q, 1\leq k\leq n}\) satisfying the following. For any real numbers \(b_1',\dots,b_m'\) and \(r_1',\dots,r_n'\) such that \[\left(X,\mathcal{F},B':=\epsilon(S)S+\sum_{j=1}^m b_j' B_j,{\boldsymbol{M}}':=\sum_{k=1}^n r_k' {\boldsymbol{M}}_{k}\right)\] is a sub-gfq, then \[\left(K_\mathcal{F}+B'+{\boldsymbol{M}}'\right)|_{S^\nu}=K_{\mathcal{F}_S}+B'_{S}+{\boldsymbol{M}}'^{S}_{S^\nu},\] where \[B'_{S}:=\sum_{i=1}^l T_i+\sum_{i=1}^q \frac{w_i-1+\sum_{j=1}^m w_{i,j}b_j'+\sum_{k=1}^n v_{i,k}r_k'}{w_i}C_i\text{ and }{\boldsymbol{M}}'^{S}:={\boldsymbol{M}}'|_{S^\nu}.\] Moreover, if \((X,\mathcal{F},B',{\boldsymbol{M}}')\) is lc near \(S\), then \((S^\nu,\mathcal{F}_S,B'_{S},{\boldsymbol{M}}'^{S})\) is lc.

2.0.1.1 Preliminaries for algebraically integrable foliations

Definition 114 (Algebraically integrable foliations, cf. [27]). Let \(X\) be a normal variety and \(\mathcal{F}\) a foliation on \(X\). We say that \(\mathcal{F}\) is an algebraically integrable foliation if there exists a dominant map \(f: X\dashrightarrow Y\) such that \(\mathcal{F}=f^{-1}\mathcal{F}_Y\), where \(\mathcal{F}_Y\) is a foliation by points. In this case, we say that \(\mathcal{F}\) is induced by \(f\).

We will use the following result throughout the paper.

Lemma 115 (cf. [48]). Let \(f:X'\to X\) be a proper birational morphism of normal varieties, \(\mathcal{F}\) a foliation on \(X\), and \(\mathcal{F}':=f^{-1}\mathcal{F}\) the pullback foliation on \(X'\). Then \(\mathcal{F}'\) is algebraically integrable if and only if \(\mathcal{F}\) is algebraically integrable.

Definition 116 (Tangent and transverse, cf. [27]). Let \(X\) be a normal variety, \(\mathcal{F}\) a foliation on \(X\), and \(V\subset X\) a subvariety. Suppose that \(\mathcal{F}\) is a foliation induced by a dominant rational map \(X\dashrightarrow Z\). We say that \(V\) is tangent to \(\mathcal{F}\) if there exists a birational morphism \(\mu: X'\rightarrow X\), an equidimensional contraction \(f': X'\rightarrow Z\), and a subvariety \(V'\subset X'\), such that

  1. \(\mu^{-1}\mathcal{F}\) is induced by \(f'\), and

  2. \(V'\) is contained in a fiber of \(f'\) and \(\mu(V')=V\).

We say that \(V\) is transverse to \(\mathcal{F}\) if \(V\) is not tangent to \(\mathcal{F}\).

For any point \(x\in V\), we say that \(V\) is transverse to \(\mathcal{F}\) at \(x\) if \(x\not\in\mathrm{Sing}(X)\cup\mathrm{Sing}(\mathcal{F})\cup\mathrm{Sing}(V)\), and for any analytic neighborhood \(U\) of \(x\), \(T_{V}|_U\rightarrow T_X|_U\) does not factor through \(T_{\mathcal{F}}|_U\). We say that \(V\) is everywhere transverse to \(\mathcal{F}\) if \(V\) is transverse to \(\mathcal{F}\) at \(x\) for any \(x\in V\) (in particular, \(V\) is smooth and \(V\) does not intersect \(\mathrm{Sing}(X)\) or \(\mathrm{Sing}(\mathcal{F})\)). We say that \(V\) is generically transverse to \(\mathcal{F}\) if \(V\) is transverse to \(\mathcal{F}\) at the generic point \(\eta_V\) of \(V\).

Definition 117 (Tangency of general fibers). Let \(X\) be a normal variety, \(\mathcal{F}\) a foliation on \(X\), and \(\pi: X\dashrightarrow Z\) a dominant map. We say that the general fibers of \(\pi\) are tangent to \(\mathcal{F}\) if for any general closed point \(x\) on a general fiber \(F\) of \(\pi\), the linear subspace \(\mathcal{F}_x\subset T_{X,x}\) determined by the inclusion \(\mathcal{F}\subset T_X\) contains \(T_{F,x}\).

The following results are useful when applying the canonical bundle formula of foliations.

Lemma 118. Let \(X\) be a normal variety, \(\mathcal{F}\) a foliation on \(X\), and \(f: X\rightarrow Z\) a contraction. Suppose that the general fibers of \(f\) are tangent to \(\mathcal{F}\). Then there exists a foliation \(\mathcal{F}_Z\) on \(Z\), such that \(\mathcal{F}=f^{-1}\mathcal{F}_Z\).

Proof. Possibly replacing \(X\) with a higher model, we may assume that \(f\) is a morphism. By Definition-Lemma 89, there exists an equidimensional model\(/Z\) of \(f: X\rightarrow Z\), \(f': (X',\Sigma_{X'},{\boldsymbol{M}})\rightarrow (Z',\Sigma_{Z'})\), associated with \(h: X'\rightarrow X\) and \(h_Z: Z'\rightarrow Z\). By [78], there exists a foliation \(\mathcal{F}_{Z'}\) on \(Z'\) such that \((f')^{-1}\mathcal{F}_{Z'}=h^{-1}\mathcal{F}\). We may let \(\mathcal{F}_Z:=(h_Z)_*\mathcal{F}_{Z'}\). ◻

Lemma 119. Let \(\pi: X\rightarrow Z\) be a projective surjective morphism from a normal variety to a variety and \(X\xrightarrow{f}Y\xrightarrow{\tau}Z\) the Stein factorization of \(\pi\). Let \(\mathcal{F}\) be the foliation on \(X\) induced by \(\pi\). Then \(\mathcal{F}\) is also induced by \(f\).

Proof. Let \(\mathcal{F}_Z\) be the foliation by points on \(Z\). Then \(\mathcal{F}_Y:=\tau^{-1}\mathcal{F}_Z\) is the foliation by points on \(Y\). Since \[\mathcal{F}=(\tau\circ f)^{-1}\mathcal{F}_Z=f^{-1}\mathcal{F}_Y,\] \(\mathcal{F}\) is induced by \(f\). ◻

Definition 120 (Restricted foliation). Let \(X\) be a normal variety, \(\mathcal{F}\) an algebraically integrable foliation on \(X\), \(S\) a prime divisor on \(X\), and \(\nu: S^\nu\rightarrow S\) the normalization of \(S\). The restricted foliation of \(\mathcal{F}\) on \(S^\nu\) is defined in the following way.

  1. If \(S\) is \(\mathcal{F}\)-invariant, then we let \(U\subset X\) be the largest open subset that does not contain \(\mathrm{Sing}(\mathcal{F})\cup\mathrm{Sing}(X)\cup\mathrm{Sing}(S)\) and let \(S':=S\cap U\). The natural inclusion of sheaves \[\mathcal{F}|_{S'}\rightarrow T_X|_{S'}\] factors through \(T_{S'}\) over \(U\), which defines a foliation \(\mathcal{F}_{S'}\) on \(S'\). \(\mathcal{F}_{S'}\) extends to a foliation \(\mathcal{F}_S\) on \(S^\nu\), and we call \(\mathcal{F}_S\) the restricted foliation of \(\mathcal{F}\) on \(S^\nu\).

  2. If \(S\) is not \(\mathcal{F}\)-invariant, then we let \(U\subset X\) be the largest open subset that does not contain \(\mathrm{Sing}(\mathcal{F})\cup\mathrm{Sing}(X)\cup\mathrm{Sing}(S)\) and where \(S\) is transverse to \(\mathcal{F}\) everywhere in \(U\). We let \(S':=S\cap U\). The natural inclusion of sheaves \[\mathcal{F}|_{S'}\rightarrow T_X|_{S'}\] induces an inclusion of sheaves \(\mathcal{F}|_{S'}\cap T_{S'}\rightarrow T_{S'}\). Since \(\mathcal{F}\) is saturated in \(T_X\), \(\mathcal{F}|_{S'}\cap T_{S'}\) is saturated in \(T_{S'}\). Since \(\mathcal{F}\) is closed under the Lie bracket, \(\mathcal{F}|_{S'}\cap T_{S'}\subset\mathcal{F}\) is closed under the Lie bracket. Thus \(\mathcal{F}_{S'}:=\mathcal{F}|_{S'}\cap T_{S'}\) is a foliation on \(S'\). \(\mathcal{F}_{S'}\) extends to a foliation \(\mathcal{F}_S\) on \(S^\nu\), and we call \(\mathcal{F}_S\) the restricted foliation of \(\mathcal{F}\) on \(S^\nu\).

Recall the following proposition.

Proposition 121 (cf. [48]). Let \(\mathcal{F}\) be an algebraically integrable foliation, \(S\) a prime divisor on \(X\), and \(S^\nu\rightarrow S\) the normalization of \(S\). Let \(\mathcal{F}_S\) be the restriction of the foliation \(\mathcal{F}\) on \(S^\nu\). Then \(\mathcal{F}_S\) is algebraically integrable and \(\operatorname{rank}\mathcal{F}_S=\operatorname{rank}\mathcal{F}-\epsilon_{\mathcal{F}}(S)\).

2.0.1.2 Foliated log resolution and adjunction formula

Definition 122 (cf. [27]). Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a sub-gfq such that \(\mathcal{F}\) is algebraically integrable. We say that \((X,\mathcal{F},B,{\boldsymbol{M}})\) is foliated log smooth if there exists a contraction \(f: X\rightarrow Z\) satisfying the following.

  1. \(X\) has at most quotient toric singularities.

  2. \(\mathcal{F}\) is induced by \(f\).

  3. \((X,\Sigma_X)\) is toroidal for some reduced divisor \(\Sigma_X\) such that \(\operatorname{Supp}B\subset\Sigma_X\). In particular, \((X,\operatorname{Supp}B)\) is toroidal, and \(X\) is \(\mathbb{Q}\)-factorial klt.

  4. There exists a log smooth pair \((Z,B_Z)\) such that \[f: (X,\operatorname{Supp}B,{\boldsymbol{M}})\rightarrow (Z,\operatorname{Supp}B_Z)\] is an equidimensional toroidal contraction.

  5. \({\boldsymbol{M}}\) descends to \(X\).

We may say that the contraction \(f: X\rightarrow Z\) is associated to \((X,\mathcal{F},B,{\boldsymbol{M}})\). It is important to remark that \(f\) may not be a contraction\(/U\). In particular, \({\boldsymbol{M}}\) may not be nef\(/Z\).

Lemma 123 (cf. [27]). Let \((X,\mathcal{F},B,{\boldsymbol{M}})\) be a sub-gfq such that \(\mathcal{F}\) is algebraically integrable and \((X,\mathcal{F},B,{\boldsymbol{M}})\) is foliated log smooth. Then \((X,\mathcal{F},B^\mathcal{F},{\boldsymbol{M}})\) is lc.

Proof. By [27], \((X,\mathcal{F},B^\mathcal{F})\) is lc. Since \({\boldsymbol{M}}\) descends to \(X\), \((X,\mathcal{F},B^\mathcal{F},{\boldsymbol{M}})\) is lc. ◻

Definition 124. Let \(X\rightarrow U\) be a projective morphism from a normal quasi-projective variety to a variety, \(B\) an \(\mathbb{R}\)-divisor on \(X\), and \(\mathcal{F}\) an algebraically integrable foliation on \(X\). A foliated log resolution of \((X,\mathcal{F},B,{\boldsymbol{M}})\) is a projective birational morphism \(h: X'\rightarrow X\) such that \[(X',\mathcal{F}':=h^{-1}\mathcal{F},B':=h^{-1}_*B+\operatorname{Exc}(h),{\boldsymbol{M}})\] is foliated log smooth, where \(\operatorname{Exc}(h)\) is the reduced \(h\)-exceptional divisor.

It is clear that foliated log resolutions exist. Indeed, let \(f: X\dashrightarrow Z\) be a dominant map that induces \(\mathcal{F}\). Let \(g: Y\rightarrow X\) be a birational morphism such that \(f\circ g\) is a morphism. By Lemma 119, we may assume that \(f\circ g\) is a contraction. Let \(B_Y\) be the reduced divisor supported on \(\operatorname{Supp}(g^{-1}_*B)\cup\operatorname{Supp}\operatorname{Exc}(g)\). By Definition-Theorem 89, there exists an equidimensional model\(/U\) \(f': (X',\Sigma_{X'},{\boldsymbol{M}})\rightarrow (Z',\Sigma_{Z'})\) of \(f\circ g: (Y,B_Y,{\boldsymbol{M}})\rightarrow Z\) associated with \(h': X'\rightarrow Y\) and \(h_Z: Z'\rightarrow Z\). Let \(h:=g\circ h'\), \(\mathcal{F}':=h^{-1}\mathcal{F}\), and \(B':=(h')_*^{-1}B_Y+\operatorname{Exc}(h')\). Then \(h\) is a foliated log resolution of \((X,\mathcal{F},B,{\boldsymbol{M}})\).

Next we state the adjunction formula for algebraically integrable generalized foliated quadruples. The precise adjunction formula, i.e., the adjunction formula with coefficient control, will be provided later. In particular, we can only prove the sub-lc for the time being.

Theorem 125. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be an lc gfq such that \(\mathcal{F}\) is algebraically integrable. Let \(S\) be a prime divisor on \(X\) such that \(\operatorname{mult}_SB=\epsilon_{\mathcal{F}}(S)\), and let \(\nu: S^\nu\rightarrow S\) be the normalization of \(S\), \({\boldsymbol{M}}^S:={\boldsymbol{M}}|_S\), \(\mathcal{F}_S\) the restricted foliation of \(\mathcal{F}\) on \(S^\nu\), and \[K_{\mathcal{F}_S}+B_S+{\boldsymbol{M}}^S_{S^\nu}:=(K_X+B+{\boldsymbol{M}}_X)|_{S^\nu}.\] Then \((S^\nu,\mathcal{F}_S,B_S,{\boldsymbol{M}}^S)\) is sub-lc.

Proof. Let \(h:X'\to X\) be a foliated log resolution of \((X,\mathcal{F},B+S,{\boldsymbol{M}})\) with associated \(f':X'\to Z'\). Let \(\mathcal{F}':=h^{-1}\mathcal{F}\) and \[K_{\mathcal{F}'}+{B}'+{\boldsymbol{M}}_{X'}:=h^*(K_\mathcal{F}+B+{\boldsymbol{M}}_X).\] By Lemma 123, \[(X',\mathcal{F}':=h^{-1}\mathcal{F},\tilde{B}':=(B')^{\geq 0},{\boldsymbol{M}})\] is lc. In particular, \((X',\mathcal{F}',\tilde{B}')\) is lc.

We let \(S':=h^{-1}_*S\) which is normal. There exists an induced birational morphism \(h_S: S'\rightarrow S^\nu\) such that \(\nu\circ h_S=h|_{S'}\). Let \(\mathcal{F}_{S'}\) be the restricted foliation of \(\mathcal{F}\) on \(S'\), then \(\mathcal{F}_{S'}=h_S^{-1}\mathcal{F}_S\). Let \[K_{\mathcal{F}_{S'}}+\tilde{B}_{S'}:=\left(K_{X'}+\tilde{B}'\right)|_{S'}\text{ and }K_{\mathcal{F}_{S'}}+B_{S'}+{\boldsymbol{M}}^S_{S'}:=\left(K_{X'}+B'+{\boldsymbol{M}}_{X'}\right)|_{S'}.\] By [27], \((S',\mathcal{F}_{S'},\tilde{B}_{S'})\) is lc. Since \({\boldsymbol{M}}\) descends to \(X'\), \({\boldsymbol{M}}^S\) descends to \(S'\), so \((S',\mathcal{F}_{S'},\tilde{B}_{S'},{\boldsymbol{M}}^S)\) is lc. Since \(\tilde{B}'\geq B'\), \(\tilde{B}_{S'}\geq B_{S'}\) and thus \[\left(S',\mathcal{F}_{S'},\tilde{B}_{S'},{\boldsymbol{M}}^S\right)\] is sub-lc. By construction, \[K_{\mathcal{F}_{S'}}+B_{S'}+{\boldsymbol{M}}^S_{S'}=h_S^*\left(K_{\mathcal{F}_S}+B_S+{\boldsymbol{M}}^S_{S^\nu}\right),\] so \((S^\nu,\mathcal{F}_S,B_S,{\boldsymbol{M}}^S)\) is sub-lc. This completes the proof. ◻

Finally, we recall the following definition of F-dlt.

Definition 126 (F-dlt). Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be an lc gfq such that \(\mathcal{F}\) is algebraically integrable. We say that \((X,\mathcal{F},B,{\boldsymbol{M}})\) is F-dlt if there exists a foliated log resolution \(f: Y\rightarrow X\) of \((X,\mathcal{F},B,{\boldsymbol{M}})\) such that \(a(D,\mathcal{F},B,{\boldsymbol{M}})>-\epsilon_{\mathcal{F}}(D)\) for any prime \(f\)-exceptional divisor \(D\).

2.0.1.3 Cutting foliations by general hyperplane sections

Before we prove the adjunction formulas, we first need to discuss how to cut generalized foliated quadruples with general hyperplane sections.

Lemma 127. Let \(X\) be a normal quasi-projective variety and \(H\) a prime divisor such that \(H\) is base-point-free and is a general member of \(|H|\). Let \({\boldsymbol{M}}\) be a \(\boldsymbol{b}\)-divisor on \(X\) such that \({\boldsymbol{M}}\) descends to a birational model \(X'\) of \(X\) and \({\boldsymbol{M}}^H:={\boldsymbol{M}}|_H\). Then \({\boldsymbol{M}}^H_H={\boldsymbol{M}}_X|_H\).

Proof. We may assume that the induced birational map \(f: X'\dashrightarrow X\) is a morphism. We let \(V:=f(\operatorname{Supp}({\boldsymbol{M}}_{X'}-f^{-1}_*{\boldsymbol{M}}_X))\). Then \(\dim X-\dim V\geq 2\). Since \(H\) is general, \(\dim H-\dim (V\cap H)\geq 2\). Therefore, for any prime divisor \(D\) on \(H\) and identifying \(D\) with its image in \(X\), we have that \({\boldsymbol{M}}\) descends to \(X\) near the generic point of \(D\). The lemma follows immediately. ◻

2.0.1.3.1 Cutting by invariant hyperplane sections

First, we show that we can cut foliations by invariant base-point-free linear systems freely.

Proposition 128. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a sub-gfq and \(W\) a proper subvariety of \(X\). Suppose that \(\mathcal{F}\) is induced by a morphism \(f: X\rightarrow Z\), \(\dim Z>0\), and \(W\) is transverse to \(\mathcal{F}\). Let \(H_Z\subset Z\) be a general hyperplane section. Let \(H:=f^*H_Z\), \({\boldsymbol{M}}^H:={\boldsymbol{M}}|_H\), and \[K_{\mathcal{F}_H}+B_H+{\boldsymbol{M}}_H^H:=(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)|_H,\] where \(\mathcal{F}_H\) is the restricted foliation of \(\mathcal{F}\) on \(H\). Then:

  1. \(H\) intersects \(W\).

  2. If \((X,\mathcal{F},B,{\boldsymbol{M}})\) is (sub-)lc, then \((H,\mathcal{F}_H,B_H,{\boldsymbol{M}}^H)\) is (sub-)lc.

  3. For any component \(D\) of \(\operatorname{Supp}B\) such that \(D\) intersects \(H\) and any component \(C\) of \(D\cap H\), \(\operatorname{mult}_CB_H=\operatorname{mult}_DB\).

Proof. By Definition-Theorem 89, there exists an equidimensional model\(/U\) \(f': (X',\Sigma_{X'},{\boldsymbol{M}})\rightarrow (Z,\Sigma_Z)\) of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) associated with \(h: X'\rightarrow X\) and \(h_Z: Z'\rightarrow Z\), such that \(h\) is a foliated log resolution of \((X,\mathcal{F},B,{\boldsymbol{M}})\) and \(\mathcal{F}':=h^{-1}\mathcal{F}\) is induced by \(f'\). We let \(H':=h^*H\), \[K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}:=h^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X),\text{ and }K_{\mathcal{F}_{H'}}+B_{H'}+{\boldsymbol{M}}^H_{H'}:=\left(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\right)|_{H'}.\] Let \[R(f'):=\sum_{D\mid D\text{ is a prime divisor on }Z'}(f'^*D-f'^{-1}(D))\] be the ramification divisor of \(f'\). Since \(H',H_{Z'}\) are general, we have \[R(f')|_{H'}=R(f')|_{f'^*H_{Z'}}=\sum_{D\mid D\text{ is a prime divisor on }Z'}((f'|_{H'})^*D|_{H_{Z'}}-(f'|_{H'})^{-1}(D|_{H_{Z'}})):=R(f'|_{H'}).\] Therefore, \[K_{\mathcal{F}'}|_{H'}=(K_{X'/Z'}-R(f'))|_{H'}=K_{H'/H_{Z'}}-R(f'|_{H'})=K_{\mathcal{F}_{H'}}.\] Since \({\boldsymbol{M}}^H_H={\boldsymbol{M}}_X|_H\), we have \(B_{H'}=B'|_{H'}\).

(1) Since \(W\) is transverse to \(\mathcal{F}\), \(W':=h^{-1}(W)\) is not tangent to \(\mathcal{F}'\). Thus \(\dim g(W')\geq 1\), so \(H_{Z'}:=h_Z^*H_Z\) intersects \(g(W')\) and \(H_Z\) intersects \(h_Z(g(W'))=f(W)\). Hence \(H\) intersects \(W\).

(3) Since \(H\) is general, near the generic point \(\eta_C\) of \(C\), \(h\) is an isomorphism. Since \(B_{H'}=B'|_{H'}\), \(B|_H=B_H\) near \(\eta_C\). We may write \(B=\sum b_iB_i\) where \(B_i\) are the irreducible components of \(B\), then \[B_H=B|_H=\sum b_i(B_i\cap H)\] near \(\eta_C\). Since \(H\) is general, there exists a unique index \(i\) such that \(B_i\cap H\not=0\) at \(\eta_C\). Then \(B_i\cap H=C\), \(B_i=D\), and hence \(\operatorname{mult}_CB_H=b_i=\operatorname{mult}_DB\).

(2) Assume that \((X,\mathcal{F},B,{\boldsymbol{M}})\) is sub-lc. According to Lemma 123, \((X',\mathcal{F}',\tilde{B}':=(B')^{\geq 0},{\boldsymbol{M}})\) is lc. Let \(K_{\mathcal{F}_{H'}}+\tilde{B}_{H'}:=(K_{\mathcal{F}'}+\tilde{B}')|_{H'}\). By [27], \((H',\mathcal{F}_{H'},\tilde{B}_{H'})\) is lc. Since \({\boldsymbol{M}}\) descends to \(X'\), \[K_{\mathcal{F}_{H'}}+\tilde{B}_{H'}+{\boldsymbol{M}}^H_{H'}=(K_{\mathcal{F}'}+B+{\boldsymbol{M}}_X)|_H\] and \({\boldsymbol{M}}^H\) descends to \(H'\). Thus \((H',\mathcal{F}_{H'},\tilde{B}_{H'},{\boldsymbol{M}}^H)\) is lc. Since \(\tilde{B}'\geq B'\), \(\tilde{B}_{H'}\geq B_{H'}\), and hence \((H',\mathcal{F}_{H'},B_{H'},{\boldsymbol{M}}^H)\) is sub-lc. Since \(H\) is general, one can see that \[K_{\mathcal{F}_{H'}}+B_{H'}+{\boldsymbol{M}}^H_{H'}=(h|_{H'})^*\left(K_{\mathcal{F}_H}+B_H+{\boldsymbol{M}}^H_H\right),\] which implies that \((H,\mathcal{F}_H,B_H,{\boldsymbol{M}}^H)\) is sub-lc. If \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc, then \((H,\mathcal{F}_H,B_H,{\boldsymbol{M}}^H)\) is lc by (3). ◻

2.0.1.3.2 Cutting by non-invariant hyperplanes

Next we show that, if we only consider the local property of foliations, then we can cut the foliation by non-invariant hyperplane sections. We first prove a lemma.

Lemma 129. Let \(f: (X,\Sigma,{\boldsymbol{M}})\rightarrow (Z,\Sigma_Z)\) be a toroidal morphism and \(z\in Z\) a closed point. Let \(\mathcal{F}\) be the foliation induced by \(f\) and let \(B\) be the horizontal\(/Z\) part of \(\Sigma\). Let \(H\) be a general member of a base-point-free linear system on \(X\), such that \(H\) dominates \(Z\). Then \((X,\mathcal{F},B+H,{\boldsymbol{M}})\) is lc over a neighborhood of \(z\).

Proof. By [48], \((X,\mathcal{F},B+H)\) is lc over a neighborhood of \(z\). Since \({\boldsymbol{M}}\) descends to \(X\), \((X,\mathcal{F},B+H,{\boldsymbol{M}})\) is lc over a neighborhood of \(z\). ◻

Proposition 130. Let \((X,\mathcal{F},B,{\boldsymbol{M}})\) be a sub-gfq and \(W\) a proper subvariety of \(X\). Suppose that \(\mathcal{F}\) is algebraically integrable, \(W\) is tangent to \(\mathcal{F}\), and \(\dim W\geq 1\). Let \(H\subset X\) be a general hyperplane section. Let \({\boldsymbol{M}}^H:={\boldsymbol{M}}|_H\) and \[K_{\mathcal{F}_H}+B_H+{\boldsymbol{M}}^H_H:=(K_{\mathcal{F}}+B+H+{\boldsymbol{M}}_X)|_H,\] where \(\mathcal{F}_H\) is the restricted foliation of \(\mathcal{F}\) on \(H\). Then:

  1. \(H\) intersects \(W\).

  2. If \((X,\mathcal{F},B,{\boldsymbol{M}})\) is (sub-)lc, then \((H,\mathcal{F}_H,B_H,{\boldsymbol{M}}^H)\) is (sub-)lc near \(W|_H\).

  3. For any component \(D\) of \(\operatorname{Supp}B\) such that \(D\) intersects \(H\) and any component \(C\) of \(D\cap H\), \(\operatorname{mult}_CB_H=\operatorname{mult}_DB\).

Proof. (1) is obvious. By [69], \(K_{\mathcal{F}_H}=(K_{\mathcal{F}}+H)|_H\), so \(B_H+{\boldsymbol{M}}^H_H=B|_H+{\boldsymbol{M}}_X|_H\). We remark that [69] requires that \(\operatorname{rank}\mathcal{F}\geq 2\), but the same lines of the proof work for the case when \(\operatorname{rank}\mathcal{F}=1\) as well. By Lemma 127, \(B_H=B|_H\) and then (3) follows.

(2) By Definition-Theorem 89, there exists an equidimensional model\(/U\) \(f': (X',\Sigma_{X'},{\boldsymbol{M}})\rightarrow (Z,\Sigma_Z)\) of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) associated with \(h: X'\rightarrow X\) and \(h_Z: Z'\rightarrow Z\), such that \(h\) is a foliated log resolution of \((X,\mathcal{F},B,{\boldsymbol{M}})\) and \(\mathcal{F}':=h^{-1}\mathcal{F}\) is induced by \(f'\). We let \[K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}:=h^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X),\] \(H':=h^*H\), \(W':=h^{-1}(W)\), and \(\tilde{B}':=(B')^{\geq 0}\). We let \(z\) be the image of \(W'\) on \(Z'\). Since \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc, by Lemma 123, \((X',\mathcal{F}',\tilde{B}',{\boldsymbol{M}})\) is lc. Moreover, all components of \(\tilde{B}'\) are horizontal\(/Z\). By Lemma 129, \((X',\mathcal{F}',\tilde{B}'+H',{\boldsymbol{M}})\) is lc over a neighborhood of \(z'\). In particular, \((X',\mathcal{F}',\tilde{B}',{\boldsymbol{M}})\) is lc near \(W'|_{H'}\).

Let \[K_{\mathcal{F}_{H'}}+\tilde{B}_{H'}:=(K_{\mathcal{F}'}+\tilde{B}')|_{H'}\text{ and }K_{\mathcal{F}_{H'}}+B_{H'}:=(K_{\mathcal{F}'}+B')|_{H'}.\] By [27], \((H',\mathcal{F}_{H'},\tilde{B}_{H'})\) is lc near \(W'|_{H'}\). Since \(\tilde{B}'\geq B'\), \(\tilde{B}_{H'}\geq B_{H'}\), so \((H',\mathcal{F}_{H'},B_{H'})\) is sub-lc near \(W'|_{H'}\). Since \({\boldsymbol{M}}\) descends to \(X'\), \({\boldsymbol{M}}^H\) descends to \(H'\), so \((H',\mathcal{F}_{H'},B_{H'},{\boldsymbol{M}}^H)\) is sub-lc near \(W'|_{H'}\). Since \(H\) is general, \[K_{\mathcal{F}_{H'}}+B_{H'}+{\boldsymbol{M}}^H_{H'}=h|_{H'}^*(K_{\mathcal{F}_H}+B_H+{\boldsymbol{M}}^H_H),\] so \((H,\mathcal{F}_H,B_H,{\boldsymbol{M}}^H)\) is sub-lc near \(W|_H\). Finally, if \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc, then by (3), \(B_H\geq 0\), so \((H,\mathcal{F}_H,B_H,{\boldsymbol{M}}^H)\) is lc near \(W|_H\). ◻

2.0.1.4 Basic properties of foliated surfaces

In this subsection, we recall some basic properties of foliated surfaces. Moreover, we introduce the concept of surface numerical gfqs and study their basic properties. This is crucial for the proof of adjunction formulas.

Definition 131. Let \(X\) be a normal surface, \(\mathcal{F}\) a foliation on \(X\), and \(x\in X\) a closed point such that \(x\not\in\mathrm{Sing}(X)\) and \(x\in\mathrm{Sing}(\mathcal{F})\). Let \(v\) be a vector field generating \(\mathcal{F}\) near \(x\). By [19], \(v(x)=0\) and \((Dv)|_x\) has exactly two eigenvalues \(\lambda_1\) and \(\lambda_2\).

We say that \(x\) is a reduced singularity of \(\mathcal{F}\) if at least one of \(\lambda_1\) and \(\lambda_2\) is not \(0\) (say, \(\lambda_2\)) and \(\frac{\lambda_1}{\lambda_2}\not\in\mathbb{Q}^+\). We say that \(\mathcal{F}\) has at most reduced singularities if for any closed point \(p\in X\), \(\mathcal{F}\) is either non-singular at \(p\) or \(p\) is a reduced singularity of \(\mathcal{F}\).

Definition 132 (Minimal resolution). Let \(X\) be a normal surface, \(\mathcal{F}\) a foliation on \(X\), \(f: Y\rightarrow X\) a projective birational morphism, and \(\mathcal{F}_Y:=f^{-1}\mathcal{F}\).

We say that \(f\) is a resolution of \(\mathcal{F}\) if \(Y\) is smooth and \(\mathcal{F}_Y\) has at most reduced singularities. By [79] (we refer to [80] for a detailed explanation), a resolution of \(\mathcal{F}\) always exists.

We say that \(f\) is the minimal resolution of \(\mathcal{F}\) if for any resolution \(g: W\rightarrow X\) of \(\mathcal{F}\), \(g\) factors through \(f\), i.e. there exists a projective birational morphism \(h: W\rightarrow Y\) such that \(g=f\circ h\). By definition, the minimal resolution of \(\mathcal{F}\) is unique, and by [40], the minimal resolution of \(\mathcal{F}\) exists.

Definition 133. Let \(X\) be a normal surface with at most cyclic quotient singularities, \(\mathcal{F}\) a foliation on \(X\), and \(C\) a reduced curve on \(X\) such that no component of \(C\) is \(\mathcal{F}\)-invariant. For any closed point \(x\in X\), we define \({\operatorname{tang}}(\mathcal{F},C,x)\) in the following way.

  • If \(x\notin \mathrm{Sing}(X)\), then we let \(v\) be a vector field generating \(\mathcal{F}\) around \(x\), and \(f\) a holomorphic function defining \(C\) around \(x\). We define \[{\operatorname{tang}}(\mathcal{F},C,x):=\dim_{\mathbb{C}}\frac{\mathcal{O}_{X,x}}{\langle f, v(f)\rangle}.\]

  • If \(x\in\mathrm{Sing}(X)\), then \(x\) is a cyclic quotient singularity of index \(r\) for some integer \(r\geq 2\). Let \(\rho:\tilde{X}\rightarrow X\) be an index \(1\) cover of \(X\ni x\), \(\tilde{x}:=\rho^{-1}(x)\), \(\widetilde{C}:=\rho^*C\), and \(\tilde{\mathcal{F}}\) the foliation induced by the sheaf \(\rho^*\mathcal{F}\) near \(\tilde{x}\). Then \(\tilde{x}\) is a smooth point of \(\tilde{X}\), and we define \[{\operatorname{tang}}(\mathcal{F},C,x):=\frac{1}{r}{\operatorname{tang}}(\tilde{\mathcal{F}},\tilde{C},\tilde{x}).\]

We define \[{\operatorname{tang}}(\mathcal{F},C):=\sum_{x\in X}{\operatorname{tang}}(\mathcal{F},C,x)\] which is well-defined according to [81].

Definition 134. Let \(X\) be a normal surface with at most cyclic quotient singularities, \(\mathcal{F}\) a foliation on \(X\), and \(C\) a reduced curve on \(X\) such that all components of \(C\) are \(\mathcal{F}\)-invariant. For any closed point \(x\in X\), we define \(Z(\mathcal{F},C,x)\) in the following way.

  • If \(x\notin \mathrm{Sing}(X)\), then we let \(\omega\) be a \(1\)-form generating \(\mathcal{F}\) around \(x\), and \(f\) a holomorphic function generating \(C\) around \(x\). Then there are uniquely determined holomorphic functions \(g,h\) and a holomorphic \(1\)-form \(\eta\) on \(X\) near \(x\), such that \(g\omega=hdf+f\eta\) and \(f,h\) are coprime. We define \[Z(\mathcal{F},C,x):= {\rm ord}_x(\frac{h}{g}|_C)\] the vanishing order of \(\frac{h}{g}|_C\) at \(x\). By [19], \(Z(\mathcal{F},C,x)\) is independent of the choice of \(\omega\).

  • If \(x\in C\cap \mathrm{Sing}(X)\), we define \(Z(\mathcal{F},C,x):=0.\)

We define \[Z(\mathcal{F},C):=\sum_{x\in C}Z(\mathcal{F},C,x)\] which is well-defined according to [81].

Definition 135 (Dual graph). Let \(C=\cup_{i=1}^nC_i\) be a collection of irreducible curves contained in the non-singular locus of a normal surface \(X\). We define the dual graph \(\mathcal{D}(C)\) of \(C\) as follows.

  1. The vertices \(v_i=v_i(C_i)\) of \(\mathcal{D}(C)\) correspond to the curves \(C_i\).

  2. For \(i\neq j\), the vertices \(v_i\) and \(v_j\) are connected by \(C_i\cdot C_j\) edges.

  3. Each vertex \(v_i\) is labeled by \(w(C_i):=-C_i^2\). The integer \(w(C_i)\) is called the weight of \(C_i\).

For any projective birational morphism \(f: Y\rightarrow X\) between surfaces, let \(E=\cup_{i=1}^nE_i\) be the reduced exceptional divisor. If \(E\nsubseteq\mathrm{Sing}Y\), then we define \(\mathcal{D}(f):=\mathcal{D}(E)\).

Definition 136. A surface numerical sub-gfq (surface num-sub-gfq for short) \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) consists of a normal surface \(X\), a rank \(1\) foliation \(\mathcal{F}\) on \(X\), an \(\mathbb{R}\)-divisor \(B\) on \(X\), and a nef\(/U\) \(\boldsymbol{b}\)-divisor \({\boldsymbol{M}}\). We say that \((X,\mathcal{F},B,{\boldsymbol{M}})\) is a surface numerical gfq (surface num-gfq for short) if \((X,\mathcal{F},B)\) is a surface num-sub-gfq and \(B\geq 0\). A surface num-gfq germ \((X\ni x,\mathcal{F},B,{\boldsymbol{M}})\) consists of a surface num-gfq \((X,\mathcal{F},B,{\boldsymbol{M}})/X\) and a closed point \(x\in X\).

Let \((X,\mathcal{F},B,{\boldsymbol{M}})\) be a surface num-sub-gfq. Let \(f: Y\rightarrow X\) be a resolution of \(X\) with prime \(f\)-exceptional divisors \(E_1,\dots,E_n\). Since \(\{(E_i\cdot E_j)\}_{n\times n}\) is negative definite, the equation \[\begin{pmatrix} (E_1\cdot E_1) &\cdots & (E_1\cdot E_n) \\ \vdots&\ddots & \vdots \\ (E_n\cdot E_1) &\cdots & (E_n\cdot E_n) \\ \end{pmatrix} \begin{pmatrix} a_1 \\ \vdots \\ a_n \\ \end{pmatrix} = \begin{pmatrix} -(K_{\mathcal{F}_Y}+B_Y+{\boldsymbol{M}}_Y)\cdot E_1\\ \vdots\\ -(K_{\mathcal{F}_Y}+B_Y+{\boldsymbol{M}}_Y)\cdot E_n\\ \end{pmatrix}\] has a unique solution \((a_1,\dots,a_n)\), where \(\mathcal{F}_Y:=f^{-1}\mathcal{F}\) and \(B_Y:=f^{-1}_*B\). For any prime divisor \(E\) on \(Y\), we define \[a_{{\operatorname{num}},f}(E,\mathcal{F},B,{\boldsymbol{M}}):=-\operatorname{mult}_E\left(B_Y+\sum a_iE_i\right).\]

Lemma 137. Let \((X,\mathcal{F},B,{\boldsymbol{M}})\) be a sub-gfq such that \(\dim X=2\) and \(\operatorname{rank}\mathcal{F}=1\). Let \(f: Y\rightarrow X\) be a resolution of \(X\) and \(E\) a prime divisor on \(Y\). Then \(a_{{\operatorname{num}},f}(E,\mathcal{F},B,{\boldsymbol{M}})=a(E,\mathcal{F},B,{\boldsymbol{M}})\).

Proof. If \(f(E)\) is a prime divisor, then \(a_{{\operatorname{num}},f}(E,\mathcal{F},B,{\boldsymbol{M}})=-\operatorname{mult}_EB=a(E,\mathcal{F},B,{\boldsymbol{M}})\). Assume that \(E\) is exceptional over \(X\). Write \[K_{\mathcal{F}_Y}+\sum a_iE_i+B_Y+{\boldsymbol{M}}_Y=f^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X),\] where \(E_i\) are the prime \(f\)-exceptional divisors, \(\mathcal{F}_Y:=f^{-1}\mathcal{F}\) and \(B_Y:=f^{-1}_*B\). Then \[a_{{\operatorname{num}},f}(E_i,\mathcal{F},B,{\boldsymbol{M}})=-a_i=a(E_i,\mathcal{F},B,{\boldsymbol{M}})\] for any \(i\). Since \(E=E_j\) for some \(j\), the lemma holds. ◻

Lemma 138. Let \((X,\mathcal{F},B,{\boldsymbol{M}})\) be a surface num-sub-gfq and \(f: Y\rightarrow X\), \(f': Y'\rightarrow X\) two resolutions of \(X\) such that both \(\operatorname{center}_YE\) and \(\operatorname{center}_{Y'}E\) are divisors. Then \(a_{{\operatorname{num}},f}(E,\mathcal{F},B,{\boldsymbol{M}})=a_{{\operatorname{num}},f'}(E,\mathcal{F},B,{\boldsymbol{M}}).\)

Proof. We may assume that there exists a morphism \(g: Y'\rightarrow Y\). Let \(E_i\) be the prime \(f'\)-exceptional divisors, \(B_{Y'}:=f'^{-1}_*B-\sum_ia_{{\operatorname{num}},f'}(E_i,\mathcal{F},B,{\boldsymbol{M}})E_i\), and \(B_Y:=g_*B_{Y'}\). Then \((K_{\mathcal{F}_{Y'}}+B_{Y'}+{\boldsymbol{M}}_{Y'})\cdot E_i=0\) for any \(E_i\). Since \(Y\) is smooth, \(K_{\mathcal{F}_Y}+B_Y+{\boldsymbol{M}}_Y\) is \(\mathbb{R}\)-Cartier. By the negativity lemma, we see that \(K_{\mathcal{F}_{Y'}}+B_{Y'}+{\boldsymbol{M}}_{Y'}=g^*(K_{\mathcal{F}_Y}+B_Y+{\boldsymbol{M}}_Y)\). Thus \((K_{\mathcal{F}_Y}+B_Y+{\boldsymbol{M}}_Y)\cdot g_*E_i=0\) for any \(E_i\), so \[a_{{\operatorname{num}},f}(E_i,\mathcal{F},B,{\boldsymbol{M}})=-\operatorname{mult}_{g_*E_i}B_Y=\operatorname{mult}_{E_i}B_{Y'}=a_{{\operatorname{num}},f'}(E_i,\mathcal{F},B,{\boldsymbol{M}})\] for any \(E_i\) such that \(g_*E_i\not=0\). In particular, \(a_{{\operatorname{num}},f}(E,\mathcal{F},B,{\boldsymbol{M}})=a_{{\operatorname{num}},f'}(E,\mathcal{F},B,{\boldsymbol{M}})\). ◻

Definition 139. Let \((X,\mathcal{F},B)\) be a surface num-sub-gfq. We define \(a(E,\mathcal{F},B,{\boldsymbol{M}}):=a_{{\operatorname{num}},f}(E,\mathcal{F},B,{\boldsymbol{M}})\) for an arbitrary resolution \(f: Y\rightarrow X\) of \(X\) such that \(E\) is a divisor on \(Y\). Lemmas 137 and 138 guarantee that there is no abuse of notations.

Let \((X,\mathcal{F},B,{\boldsymbol{M}})\) be a surface num-gfq. We say that \((X,\mathcal{F},B,{\boldsymbol{M}})\) is num-lc if \(a(E,\mathcal{F},B,{\boldsymbol{M}})\geq-\epsilon_{\mathcal{F}}(E)\) for any prime divisor \(E\) over \(X\).

Lemma 140. Let \((X,\mathcal{F},B,{\boldsymbol{M}})\) be a surface num-gfq and \(x\in X\) a closed point. Then for any prime divisor \(E\) over \(X\ni x\), \(a(E,\mathcal{F},B,{\boldsymbol{M}})\leq a(E,\mathcal{F},B)\), and \(a(E,\mathcal{F},B,{\boldsymbol{M}})=a(E,\mathcal{F},B)\) if and only if \(x\not\in\operatorname{Supp}B\) and \({\boldsymbol{M}}\) descends to \(X\) over a neighborhood of \(x\). In particular, if \((X,\mathcal{F},B,{\boldsymbol{M}})\) is num-lc, then \((X,\mathcal{F},B)\) is num-lc.

Proof. It follows from [10]. ◻

2.0.1.5 Adjunction formula for surface generalized foliated quadruples

Lemma 141. Suppose that \((X,\mathcal{F},B,{\boldsymbol{M}})\) is a gfq such that \(\dim X=2\) and \(\operatorname{rank}\mathcal{F}=1\). Let \(C\) be an \(\mathcal{F}\)-invariant curve with normalization \(C^\nu\), and \(x\in C\) a closed point such that \(\mathcal{F}\) is terminal near \(x\). Let \({\boldsymbol{M}}^C:={\boldsymbol{M}}|_{C^\nu}\). Then near \(x\), \(X\) is \(\mathbb{Q}\)-factorial klt and \(C\) is non-singular, and \(\operatorname{mult}_x({\boldsymbol{M}}_X|_{C^\nu}-{\boldsymbol{M}}^C_{C^\nu})\ge0\).

Proof. By [41], \(X\) is \(\mathbb{Q}\)-factorial klt and \(C\) is non-singular near \(x\). Possibly shrinking \(X\) near \(x\), we may assume that \(X\) is \(\mathbb{Q}\)-factorial klt, and \(C\) is non-singular. Let \(f: Y\rightarrow X\) be a birational morphism such that \({\boldsymbol{M}}\) descends to \(Y\). By the negativity lemma, \(f^*{\boldsymbol{M}}_X-{\boldsymbol{M}}_Y\geq 0\). This implies that \(\mu=\operatorname{mult}_x((h|_{C_Y})_*(h^*{\boldsymbol{M}}_X-{\boldsymbol{M}}_Y)|_{C_Y})\geq 0\), where \(C_Y:=f^{-1}_*C\). ◻

Lemma 142. Notation and assumptions as in Lemma 141. Suppose that \(B=\sum_{j=1}^m b_j B_j\) and \(B_j\) are the irreducible components of \(B\). Then there exist non-negative integers \(w_1,\dots,w_m\) satisfying the following.

For any real numbers \(b_1',\dots,b_m'\), the vanishing order \[{\rm ord}_x\left(\left(K_{\mathcal{F}}+\sum b_j'B_j+{\boldsymbol{M}}_X\right)|_{C^\nu}-{\boldsymbol{M}}^C_{C^\nu}\right)=\frac{I-1+\sum_{j=1}^m w_j b_j'}{I}+\mu,\] where \({\boldsymbol{M}}^C:={\boldsymbol{M}}|_{C^\nu}\), \(I\) is the order of the local fundamental group \(\pi_1(X\ni x)\), and \(\mu:=\operatorname{mult}_x({\boldsymbol{M}}_X|_{C^\nu}-{\boldsymbol{M}}^C_{C^\nu})\).

Moreover, if \((X,\mathcal{F},\sum b_j'B_j,{\boldsymbol{M}})\) is lc, then \(0\leq \frac{I-1+\sum_{j=1}^m w_j b_j'}{I}+\mu\leq 1.\)

Proof. By Lemma 141, possibly shrinking \(X\) near \(x\), we may assume that \(X\) is \(\mathbb{Q}\)-factorial klt, \(\mathcal{F}\) is terminal, and \(C\) is non-singular.Then the lemma follows from [42].

Moreover, if \((X,\mathcal{F},\sum_{j=1}^m b_j' B_j,{\boldsymbol{M}})\) is lc, then \(\mu\geq 0\) by Lemma 141. Therefore \(\frac{I-1+\sum_{j=1}^m w_j b_j'}{I}+\mu\geq 0\). The inequality \(\frac{I-1+\sum_{j=1}^m w_j b_j'}{I}+\mu\le1\) follows from 125. ◻

Lemma 143. Notation and assumptions as in Lemma 141. Suppose that

  • \(B=\sum_{j=1}^m b_j B_j\), where \(B_j\) are the irreducible components of \(B\), and

  • \({\boldsymbol{M}}=\sum_{k=1}^n r_k {\boldsymbol{M}}_k\), where \({\boldsymbol{M}}_k\) are nef\(/X\) \(\boldsymbol{b}\)-Cartier \(\boldsymbol{b}\)-divisors.

Then there exist non-negative integers \(w_1,\dots,w_m\), and \(v_1,\dots,v_n\) satisfying the following.

For any real numbers \(b_1',\dots,b_m',\) and \(r_1',\dots,r_n'\), the vanishing order \[{\rm ord}_x\left(\left(K_{\mathcal{F}}+\sum_j b_j' B_j+\sum_k r_k' {\boldsymbol{M}}_{i,X}\right)|_{C^\nu}-\sum_{k=1}^n r_k' {\boldsymbol{M}}^C_{k,C^\nu}\right)=\frac{I-1+\sum_{j=1}^m w_j b_j'+\sum_{k=1}^n v_k r_k'}{I}.\] where \({\boldsymbol{M}}^C_k:={\boldsymbol{M}}_k|_{C^\nu}\) for each \(k\) and \(I\) is the order of the local fundamental group \(\pi_1(X\ni x)\).

Moreover, if \((X,\mathcal{F},\sum_{j=1}^m b_j' B_j,\sum_{k=1}^n r_k' {\boldsymbol{M}}_k)\) is lc, then \(0\leq\frac{I-1+\sum_{j=1}^m w_j b_j'+\sum_{k=1}^n v_k r_k'}{I}\leq 1.\)

Proof. By Lemma 141, possibly shrinking \(X\) near \(x\), we may assume that \(X\) is \(\mathbb{Q}\)-factorial klt, \(\mathcal{F}\) is terminal, and \(C=C^\nu\) is non-singular.

Let \(f:Y\to X\) be a resolution such that \({\boldsymbol{M}}_k\) descends to \(Y\) for each \(k\). By the negativity lemma, \(h^*{\boldsymbol{M}}_{k,X}-{\boldsymbol{M}}_{k,Y}\geq 0\) for each \(k\).

Since \({\boldsymbol{M}}_{k,X}\) is integral for each \(k\), \(I\operatorname{mult}_x {\boldsymbol{M}}_{k,X}|_C\) is an integer. In particular, \[v_k:=I\left(\operatorname{mult}_x {\boldsymbol{M}}_{k,X}|_C-\operatorname{mult}_x {\boldsymbol{M}}_{k,C}^C\right)=I\operatorname{mult}_x\left(\left(h|_{C_Y})_*(h^*{\boldsymbol{M}}_{k,X}-{\boldsymbol{M}}_{k,Y}\right)|_{C_Y}\right)\geq 0\] is a non-negative integer for each \(k\). Then the lemma follows from Lemma 143.

The moreover part is clear. ◻

Lemma 144. Let \((X,\mathcal{F},B,{\boldsymbol{M}})\) be an lc gfq such that \(\dim X=2\), \(\operatorname{rank}\mathcal{F}=1\), and \(B_j\) are the irreducible components of \(B\). Let \(C\) be an \(\mathcal{F}\)-invariant curve with normalization \(\nu: C^\nu\rightarrow C\). Let \(x\in C\) be a closed point, such that \(\mathcal{F}\) is not terminal near \(x\). Then:

  1. \(x\not\in\operatorname{Supp}B\) and \({\boldsymbol{M}}\) descends to \(X\) over a neighborhood of \(x\).

  2. For any closed point \(y\in\nu^{-1}(x)\), the vanishing order of \(K_{\mathcal{F}}|_{C^\nu}\) at \(y\) is a non-negative integer.

Proof. (1) Since \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc, by Lemma 137, \((X,\mathcal{F},B,{\boldsymbol{M}})\) is num-lc. By Lemma 140, \((X,\mathcal{F},B)\) is num-lc near \(x\). Since \(\mathcal{F}\) is not terminal near \(x\), by [41], \(B=0\) near \(x\). By Lemma 140 again, \({\boldsymbol{M}}\) descends to \(X\) over a neighborhood of \(x\).

(2) By considering a local analytic neighborhood of \(x\) and separate \(C\) into different analytic irreducible components, we may assume that \(y=\nu^{-1}(x)\). (2) follows from [41]. More precisely, we let \(h: Y\rightarrow X\) be the minimal resolution of \(\mathcal{F}\) near \(x\) and let \(C_Y:=h^{-1}_*C\), then we only need to show that \[K_{\mathcal{F}}\cdot C-K_{C^\nu}=h^*K_{\mathcal{F}}\cdot C_Y-K_{C_Y}\] is a positive integer over a neighborhood of \(x\). (2) follows by checking all cases of [41] and applying [20] to \(C_Y\) for each case. ◻

2.0.1.6 Precise adjunction formula when the foliation is induced by a morphism

Theorem 145. Under the assumption of Theorem 125 and further assuming that \(\mathcal{F}\) is induced by a morphism \(f:X\to Z\), \((S^\nu,\mathcal{F}_S,B_S,{\boldsymbol{M}}^S)\) is lc.

Proof. By Theorem 125, \((S^\nu,\mathcal{F}_S,B_S,{\boldsymbol{M}}^S)\) is sub-lc. It suffices to show that \(B_S\ge0.\) By Propositions 128 and 130, we may cut \(X\) by general elements in base-point-free linear systems and assume that \(\dim X=2\).

If \(\operatorname{rank}\mathcal{F}=0\), then since \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc, \(B=0\) and \({\boldsymbol{M}}\) descends to \(X\), and the theorem is trivial. If \(\operatorname{rank}\mathcal{F}=2\) then the theorem follows from Lemma 81. In the following we assume that \(\operatorname{rank}\mathcal{F}=1\).

If \(S\) is not \(\mathcal{F}\)-invariant, i.e., \(S\) is transverse to \(\mathcal{F}\). According to [21] and Theorem 125, we can see that\[(K_{\mathcal{F}}+S)|_{S^\nu}=K_{\mathcal{F}_S}.\] It follows that \(B_S\ge0\). Assume that \(S\) is \(\mathcal{F}\)-invariant. We only need to check the coefficients of \(B_S\) near any closed point \(y\) on \(S^\nu\). Let \(x\) be the image of \(y\) in \(S\). If \(\mathcal{F}\) is terminal at \(x\), then the theorem follows from Lemma 143. If \(\mathcal{F}\) is not terminal at \(x\), then the theorem follows from Lemma 144. ◻

Theorem 146. Theorem 113 holds when \(\mathcal{F}\) is induced by a morphism \(f:X\rightarrow Z\).

Proof. Suppose that we are under the conditions of Theorem 113. According to Theorem 145, we only need to prove that \(B_S\) has the form as in Theorem 113. To this end, by Propositions 128 and 130, we may assume that \(\dim X=2\).

If \(\operatorname{rank}\mathcal{F}=0\), then since \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc, \(B=0\) and \({\boldsymbol{M}}\) descends to \(X\), and the theorem is trivial. If \(\operatorname{rank}\mathcal{F}=2\), then the theorem follows from the usual precise adjunction formula for lc g-pairs [1]. In what follows we may assume that \(\operatorname{rank}\mathcal{F}=1\).

If \(S\) is not \(\mathcal{F}\)-invariant, then by [21] and Theorem 125, \[(K_{\mathcal{F}}+S)|_{S^\nu}=K_{\mathcal{F}_S}.\] The theorem follows in this case. Thus we may assume that \(S\) is \(\mathcal{F}\)-invariant. Then the statement follows from Lemmas 143 and 144. ◻

Remark 147. (1) Theorem 146, even without the control on the coefficients and with \({\boldsymbol{M}}=\boldsymbol{0}\), is already stronger than [27] as the latter requires that \(X\) is \(\mathbb{Q}\)-factorial.

(2) The complete versions of Theorem 113 will be proven after we establish the existence of Property \((*)\) modifications.

2.0.2 Property \((*)\) and ACSS generalized foliated quadruples↩︎

In this section, we introduce the concepts of Property \((*)\) and ACSS generalized foliated quadruples and study their basic properties.

2.0.2.1 Qdlt generalized pairs

Definition 148 (Qdlt). Let \((X,B,{\boldsymbol{M}})/U\) be an lc g-pair. We say that \((X,B,{\boldsymbol{M}})\) is qdlt if there exists an open (possibly empty) subset \(V\subset X\) satisfying the following.

  1. \((V,B|_V)\) is \(\mathbb{Q}\)-factorial toroidal. In particular, \(B|_V\) is a reduced divisor.

  2. \(V\) contains the generic point of any lc center of \((X,B,{\boldsymbol{M}})\).

  3. The generic point of any lc center of \((X,B,{\boldsymbol{M}})\) is the generic point of an lc center of \((V,B|_V)\).

Lemma 149. Let \((X,B,{\boldsymbol{M}})/U\) be an lc g-pair. Then the following conditions are equivalent

  1. \((X,B,{\boldsymbol{M}})\) is qdlt.

  2. For any lc center of \((X,B,{\boldsymbol{M}})\) with generic point \(\eta\), near \(\eta\), \((X,B)\) is \(\mathbb{Q}\)-factorial toroidal and \({\boldsymbol{M}}\) descends to \(X\).

Proof. It is clear that (2) implies (1). Thus we only need to prove (1) implies (2).

Let \(\eta\) be the generic point of an lc center of \((X,B,{\boldsymbol{M}})\). Since \((X,B,{\boldsymbol{M}})\) is qdlt, there exists an open subset \(V\subset X\) satisfying Definition 148. In particular, \(\eta\) is an lc center of \((V,B|_V)\) and \({\boldsymbol{M}}_X|_V\) is \(\mathbb{R}\)-Cartier. We let \({\boldsymbol{M}}^V:={\boldsymbol{M}}|_V\) be the restricted \(\boldsymbol{b}\)-divisor of \({\boldsymbol{M}}\) on \(V\), then \({\boldsymbol{M}}^V\) is nef\(/V\) and \({\boldsymbol{M}}^V_V={\boldsymbol{M}}_X|_V\). Suppose that \(h: V'\rightarrow V\) is a resolution of \(V\) such that \({\boldsymbol{M}}^V\) descends to \(V'\) and there exists a prime divisor \(E\) on \(V'\) such that \(\operatorname{center}_{V}E=\bar\eta\) and \(E\) is an lc place of \((V,B|_V)\). By the negativity lemma, \[{\boldsymbol{M}}^V_{V'}=h^*{\boldsymbol{M}}^V_V-F\] for some \(F\geq 0\). Moreover, we have either \(F=0\) over \(\eta\) or \(\operatorname{Supp}F=\operatorname{Supp}h^{-1}(\bar\eta)\). Since \((X,B,{\boldsymbol{M}})\) is lc, \((V,B|_V,{\boldsymbol{M}}^V)\) is lc. Thus \(F=0\) over \(\eta\). Possibly shrinking \(V\), we may assume that \({\boldsymbol{M}}\) descends to \(V\). The lemma follows. ◻

Lemma 150. Let \((X,B,{\boldsymbol{M}})\) be an lc g-pair and \(x\) a (not necessarily closed) point of \(X\) such that \(\bar x\) is an lc center of \((X,B,{\boldsymbol{M}})\). Let \(d:=\dim X-\dim \bar x\). Then the following conditions are equivalent

  1. \((X,B,{\boldsymbol{M}})\) is qdlt near \(x\).

  2. There exist components \(D_1,\dots,D_{d}\) of \(\lfloor B\rfloor\), such that \(K_X\) and each \(D_i\) are \(\mathbb{Q}\)-Cartier near \(x\), and \(x\in\operatorname{Supp}D_i\) for each \(i\).

Proof. It is obvious that (1) implies (2). We prove (2) implies (1). Possibly shrinking \(X\) around \(x\), we may assume that \((X,\sum_{i=1}^{d}D_i)\) is a pair. Since \(B\geq\sum_{i=1}^{d}D_i\), \((X,D)\) is lc near \(x\). By [82], \(B=\sum_{i=1}^d D_i\) near \(x\), \((X,B)\) is qdlt near \(x\), and \(\bar x\) is an lc center of \((X,B)\). Since \((X,B,{\boldsymbol{M}})\) is lc, \(x\) is an lc center of \((X,B,{\boldsymbol{M}})\), and \((X,B,{\boldsymbol{M}})\) is qdlt near \(x\). ◻

Lemma 151. Let \((X,B,{\boldsymbol{M}})\) be a qdlt g-pair and \(D\geq 0\) an \(\mathbb{R}\)-Cartier \(\mathbb{R}\)-divisor on \(X\) such that \(D\subset\operatorname{Supp}\{B\}\). Then there exists a positive real number \(\delta\) such that \((X,B+\delta D,{\boldsymbol{M}})\) is qdlt.

Proof. By definition, \(\operatorname{Supp}\{B\}\) does not contain any lc center of \((X,B,{\boldsymbol{M}})\). Thus \((X,B+\epsilon D,{\boldsymbol{M}})\) is lc for some positive real number \(\epsilon\). Let \(\delta:=\frac{\epsilon}{2}\), then \((X,B+\delta D,{\boldsymbol{M}})\) is lc, and any lc center of \((X,B+\delta D,{\boldsymbol{M}})\) is an lc center of \((X,B,{\boldsymbol{M}})\). By definition, \((X,B+\delta D,{\boldsymbol{M}})\) is qdlt. ◻

Lemma 152. Let \((X,B,{\boldsymbol{M}})/U\) be an lc g-pair and \(\phi: (X,B,{\boldsymbol{M}})\dashrightarrow (X',B',{\boldsymbol{M}})\) a sequence of steps of a \((K_X+B+{\boldsymbol{M}}_X)\)-MMP. Suppose that \((X,B,{\boldsymbol{M}})\) is qdlt. Then \((X',B',{\boldsymbol{M}})\) is qdlt.

We remark here that \(\phi\) may not be an MMP\(/U\), so \((X',B',{\boldsymbol{M}})/U\) may not be a g-pair, but \((X',B',{\boldsymbol{M}})/X'\) is a g-pair.

Proof. By Lemma 150, we only need to show that, for any lc center \(S'\) of \((X',B',{\boldsymbol{M}})\) with generic point \(\eta_{S'}\), near \(\eta_{S'}\), we have that \((X',B')\) is \(\mathbb{Q}\)-factorial toroidal and \(S'\) is an lc center of \((X',B')\). Indeed, let \(E\) be an lc place of \((X',B',{\boldsymbol{M}})\) such that \(\operatorname{center}_{X'}E=S'\). By our assumption, \(E\) is also an lc place of \((X,B,{\boldsymbol{M}})\) and \(\phi^{-1}\) is an isomorphism near \(\eta_{S'}\). Then the lemma follows by Lemma 150 again. ◻

2.0.2.2 Property \((*)\) generalized foliated quadruples

Definition 153. Let \(f: X\rightarrow Z\) be a morphism between normal varieties and \(G\) an \(\mathbb{R}\)-divisor on \(X\). We say that \(G\) is super\(/Z\), or \(f\)-super, if there exist ample Cartier divisors \(H_1,\dots,H_{2\dim X+1}\) on \(Z\) such that \(G\geq\sum_{i=1}^{2\dim X+1}f^*H_i\).

Definition 154 (Property \((*)\) gfq). Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a sub-gfq. Let \(G\geq 0\) be a reduced divisor on \(X\) and let \(f: X\rightarrow Z\) be a contraction. We say that \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) satisfies Property \((*)\) if the following holds

  1. \(\mathcal{F}\) is induced by \(f\).

  2. \(G\) is an \(\mathcal{F}\)-invariant divisor.

  3. \(f: (X,B+G,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\) (See Definition 103).

We say that \((X,\mathcal{F},B,{\boldsymbol{M}})/Z\) satisfies Property \((*)\) if \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) satisfies Property \((*)\) for some \(G\geq 0\). We say that \((X,\mathcal{F},B,{\boldsymbol{M}})\) satisfies Property \((*)\) if \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) satisfies Property \((*)\) for some \(G\) and \(X\rightarrow Z\). In this case, we say that \(f: X\rightarrow Z\) is an associated contraction of \((X,\mathcal{F},B,{\boldsymbol{M}})\) and \(Z\) an associated base of \((X,\mathcal{F},B,{\boldsymbol{M}})\). We say that \(G\) is associated to \((X,\mathcal{F},B,{\boldsymbol{M}})/Z\), and if \(G\) is super\(/Z\), then we say that \(G\) is superbly associated to \((X,\mathcal{F},B,{\boldsymbol{M}})/Z\).

It is clear that property \((*)\) is independent of the choice of \(U\). We remark that the choice of \(f\) and \(G\) may not be unique. We also remark that \(f\) may not be a morphism\(/U\).

Definition 155 (ACSS gfq, cf. [48]). Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a gfq, \(G\geq 0\) a reduced divisor on \(X\), and \(f: X\rightarrow Z\) a projective morphism. We say that \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) is weak ACSS if

  1. \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) satisfies Property \((*)\) and \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc, and

  2. \(f\) is equidimensional.

We say that \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) is ACSS if the following additional conditions are satisfied

  1. There exists an \(\mathbb{R}\)-divisor \(D\geq 0\) on \(X\) and a nef\(/X\) \(\boldsymbol{b}\)-divisor \({\boldsymbol{N}}\) such that

    1. \(\operatorname{Supp}\{B\}\subset\operatorname{Supp}D\),

    2. \({\boldsymbol{N}}-\alpha {\boldsymbol{M}}\) is nef\(/X\) for some \(\alpha>1\),

    3. \(D+{\boldsymbol{N}}_X-{\boldsymbol{M}}_X\) is \(\mathbb{R}\)-Cartier, and

    4. \((X,B+D+G+f^*(\Sigma-f(G)),{\boldsymbol{N}})\) is qdlt, where \(\Sigma\ge f(G)\) is a reduced divisor such that \((Z,\Sigma)\) is log smooth.

  2. For any lc center of \((X,\mathcal{F},B,{\boldsymbol{M}})\) with generic point \(\eta\), over a neighborhood of \(\eta\)

    1. \({\boldsymbol{M}}\) descends to \(X\),

    2. \(\eta\) is the generic point of an lc center of \((X,\mathcal{F},\lfloor B\rfloor)\), and

    3. \(f: (X,B+G)\rightarrow (Z,f(G))\) is a toroidal morphism; in particular, \((X,B)\) is toroidal and \(B=\lfloor B\rfloor\).

In this case, we say that the divisor \(G\) and the variety \(Z\) are properly associated to \((X,\mathcal{F},B,{\boldsymbol{M}})\). If additionally \(G\) is super\(/Z\), then we say that \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) is super ACSS.

We say that \((X,\mathcal{F},B,{\boldsymbol{M}})/Z\) is weak ACSS (resp. ACSS, super ACSS) if \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) is weak ACSS (resp. ACSS, super ACSS) for some \(G\). We say that \((X,\mathcal{F},B,{\boldsymbol{M}})\) is weak ACSS (resp. ACSS, super ACSS) if \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) is weak ACSS (resp. ACSS, super ACSS) for some \(G\) and \(f: X\rightarrow Z\).

Lemma 156. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a gfq and \(f: X\rightarrow Z\) a contraction. Then there exists a super\(/Z\) divisor \(G\) on \(X\) such that if \((X,\mathcal{F},B,{\boldsymbol{M}})/Z\) satisfies Property \((*)\) (resp. is weak ACSS), then \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) satisfies Property \((*)\) (resp. is weak ACSS).

Proof. If \((X,\mathcal{F},B,{\boldsymbol{M}})/Z\) satisfies Property \((*)\) (resp. is weak ACSS), then there exists a divisor \(G_0\geq 0\) on \(X\) such that \((X,\mathcal{F},B,{\boldsymbol{M}};G_0)/Z\) satisfies Property \((*)\) (resp. is weak ACSS). We let \(H_1,\dots,H_{2\dim X+1}\) be general elements of a very ample linear system on \(Z\), and let \[G:=G_0+\sum_{i} f^*H_i.\] Then by definition, \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) satisfies Property \((*)\) (resp. is weak ACSS). ◻

The following lemmas will be very useful when applying to the minimal model program for algebraically integrable foliations.

Lemma 157. Assume that \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) and \((X,\mathcal{F},B',{\boldsymbol{M}}')/U\) are two gfqs such that \(B\geq B'\) and \({\boldsymbol{M}}-{\boldsymbol{M}}'\) is nef\(/U\). If \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) satisfies Property \((*)\) (resp. is weak ACSS, ACSS, super ACSS) with associated contraction \(f:X\rightarrow Z\) and divisor \(G\), then so does (resp. is) \((X,\mathcal{F},B',{\boldsymbol{M}}';G)/Z\).

Proof. The lemma follows by checking the definitions. ◻

Lemma 158. If \((X,\mathcal{F},B,{\boldsymbol{M}})\) is foliated log smooth, then \((X,\mathcal{F},B^\mathcal{F},{\boldsymbol{M}})\) is \(\mathbb{Q}\)-factorial super ACSS.

Proof. By definition, \(X\) is \(\mathbb{Q}\)-factorial and there exists an equidimensional toroidal morphism \(f: (X,\Sigma_X,{\boldsymbol{M}})\rightarrow (Z,\Sigma_Z)\) such that \(\operatorname{Supp}B\subset\Sigma_X\). We let \(G\) be the vertical\(/Z\) part of \(\Sigma_X\). By Lemma 157, it suffices to show that \((X,\mathcal{F},B, {\boldsymbol{M}})\) is ACSS. To this end, we may assume that \(B=B^\mathcal{F}=\Sigma_X-G\). By [74], possibly adding general hyperplane sections to \(\Sigma_Z\) and adding their pullbacks to \(\Sigma_X\), we may assume that \(G\) is super\(/Z\). We only need to show that \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) is ACSS. By Proposition 106 and Lemma 123, we can see that \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) satisfies Property \((*)\). Since \(\{B\}=0\), \({\boldsymbol{M}}\) descends to \(X\), and \(f^*(\Sigma-f(G))=f^{-1}(\Sigma-f(G))\), by [74], \[f: (X,B+G+D+f^*(\Sigma-f(G)),{\boldsymbol{M}})\rightarrow (Z,\Sigma)\] is toroidal. In particular, \((X,B+G+D+f^*(\Sigma-f(G)),{\boldsymbol{N}})\) is qdlt. Finally, Definition 155(4) immediately follows from the definition of foliated log smooth. ◻

Lemma 159. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a sub-gfq, \(D\) an \(\mathbb{R}\)-divisor on \(X\), and \({\boldsymbol{N}}\) a \(\boldsymbol{b}\)-divisor on \(X\) such that \(D+{\boldsymbol{N}}_X\) is \(\mathbb{R}\)-Cartier and \({\boldsymbol{N}}\) descends to a birational model of \(X\). Suppose that \(\mathcal{F}\) is algebraically integrable. Let \[t:=\sup\{s\mid s\geq 0, {\boldsymbol{M}}+s{\boldsymbol{N}}\text{ is nef}/U,\text{ and } (X,\mathcal{F},B+sD,{\boldsymbol{M}}+s{\boldsymbol{N}})/X\text{ is sub-lc}\}.\] Then either \(t=+\infty\), or \[t:=\max\{s\mid s\geq 0, {\boldsymbol{M}}+s{\boldsymbol{N}}\text{ is nef}/U,\text{ and } (X,\mathcal{F},B+sD,{\boldsymbol{M}}+s{\boldsymbol{N}})/X\text{ is sub-lc}\}.\] In particular, \((X,\mathcal{F},B+tD)\) is sub-lc and \({\boldsymbol{M}}+t{\boldsymbol{N}}\) is nef\(/U\) if \(t<+\infty\).

Proof. Let \[l:=\sup\{s\mid s\geq 0, {\boldsymbol{M}}+s{\boldsymbol{N}}\text{ is nef}/U\}=\max\{s\mid s\geq 0, {\boldsymbol{M}}+s{\boldsymbol{N}}\text{ is nef}/U\}\] since nef is a closed condition. Moreover, \(t\leq l\).

Let \(f: X\dashrightarrow Z\) be a dominant map that induces \(\mathcal{F}\). Let \(g: \bar X\rightarrow Z\) be a birational morphism such that \(f\circ g\) is a morphism and both \({\boldsymbol{M}}\) and \({\boldsymbol{N}}\) descend to \(\bar X\). By Lemma 119, we may assume that \(f\circ g\) is a contraction. Let \(\bar B\) be the reduced divisor supported on \[\operatorname{Supp}(f^{-1}_*B)\cup\operatorname{Supp}(D)\cup\operatorname{Supp}\operatorname{Exc}(g).\] By Definition-Theorem 89, there exists an equidimensional model\(/U\) \(f': (X', \Sigma_{X'})\rightarrow (Z', \Sigma_{Z'})\) of \(f\circ g: (\bar X, \bar B)\rightarrow Z\) associated with \(h: X'\rightarrow\bar X\) and \(h_Z: Z'\rightarrow Z\). Since \({\boldsymbol{M}}\) and \({\boldsymbol{N}}\) descend to \(X'\), let \(\phi:=g\circ h\), \(\mathcal{F}':=\phi^{-1}\mathcal{F}\), and \[K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}:=\phi^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X).\] Then \(\phi\) is a foliated log resolution of \((X,\mathcal{F},\operatorname{Supp}B\cup\operatorname{Supp}D,{\boldsymbol{M}})\), and \(f'\) induces \(\mathcal{F}'\). Since \({\boldsymbol{M}}\) and \({\boldsymbol{N}}\) descend to \(X'\), by Lemma 123, \[\begin{align} t&=\sup\{s\mid 0\leq s\leq l, a(E,X,\mathcal{F},B+sD,{\boldsymbol{M}}+s{\boldsymbol{N}})\geq-\epsilon_{\mathcal{F}}(E)\text{ for any prime divisor } E\text{ on }X\}\\ &=\sup\{s\mid 0\leq s\leq l, a(E,X,\mathcal{F},B+sD,{\boldsymbol{M}}+s{\boldsymbol{N}})\geq-\epsilon_{\mathcal{F}}(E)\text{ for any prime divisor } E\subset\operatorname{Supp}\bar B\}. \end{align}\] Since there are only finitely many components of \(\operatorname{Supp}\bar B\), the lemma follows. ◻

Lemma 160. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a gfq, \(G\geq 0\) a reduced divisor on \(X\), and \(f: X\rightarrow Z\) a contraction, such that \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) is ACSS. Let \(D\) be an \(\mathbb{R}\)-divisor on \(X\) and \({\boldsymbol{N}}\) a \(\boldsymbol{b}\)-divisor on \(X\) such that

  • both \(D\) and \({\boldsymbol{N}}_X\) are \(\mathbb{R}\)-Cartier,

  • \(\operatorname{Supp}D\subset\operatorname{Supp}\{B\}\), and \({\boldsymbol{N}}\) descends to a birational model of \(X\), and

  • \({\boldsymbol{M}}+{\boldsymbol{N}}\) is nef\(/U\), and \({\boldsymbol{M}}-\delta{\boldsymbol{N}}\) is nef\(/U\) for some \(\delta\in(0,1)\).

Then there is a positive real number \(\gamma\) such that \((X,\mathcal{F},B+\alpha D,{\boldsymbol{M}}+\beta{\boldsymbol{N}};G)/Z\) is ACSS for any \(\alpha,\beta\in [0,\gamma]\).

Proof. By assumption, \(\operatorname{Supp}D\) does not contain any lc center of \((X,\mathcal{F},B,{\boldsymbol{M}})\), and \({\boldsymbol{M}}\) descends to \(X\) near the generic point of any lc center of \((X,\mathcal{F},B,{\boldsymbol{M}})\). Thus \({\boldsymbol{N}}\) descends to \(X\) near the generic point of any lc center of \((X,\mathcal{F},B,{\boldsymbol{M}})\). Since \({\boldsymbol{M}}+{\boldsymbol{N}}\) is nef\(/U\), by Lemma 159, there exists a real number \(\gamma_0\in (0,1)\) such that both \((X,\mathcal{F},B+\gamma_0 D,{\boldsymbol{M}})\) and \((X,\mathcal{F},B,{\boldsymbol{M}}+\gamma_0{\boldsymbol{N}})\) are lc. Possibly replacing \(\gamma_0\) with \(\frac{1}{2}\gamma_0\), we may assume that \((X,\mathcal{F},B+\gamma_0 D,{\boldsymbol{M}})\), \((X,\mathcal{F},B,{\boldsymbol{M}}+\gamma_0{\boldsymbol{N}})\), and \((X,\mathcal{F},B,{\boldsymbol{M}})\) have the same lc centers.

By convexity of discrepancies, for any \(\alpha,\beta\in [0,\frac{1}{2}\gamma_0]\), \((X,\mathcal{F},B+\alpha D, {\boldsymbol{M}}+\beta{\boldsymbol{N}})\) is lc with the same lc centers as \((X,\mathcal{F},B,{\boldsymbol{M}})\). In particular, for any lc center of \((X,\mathcal{F},B+\alpha D, {\boldsymbol{M}}+\beta{\boldsymbol{N}})\) with generic point \(\eta\), near \(\eta\), \({\boldsymbol{M}}+\beta{\boldsymbol{N}}\) descends to \(X\), and \(B=\lfloor B+\alpha D\rfloor\). Thus \(f: (X,B+\alpha D+G)\rightarrow (Z,f(G))\) is a toroidal morphism near \(\eta\), and \(\eta\) is the generic point of an lc center of \((X,\mathcal{F},\lfloor B+\alpha D\rfloor)\) over a neighborhood of \(\eta\).

Since \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) is ACSS, there exists an \(\mathbb{R}\)-divisor \(D'\) on \(X\) such that \(\operatorname{Supp}\{B\}\subset\operatorname{Supp}D'\), and a nef\(/X\) \(\boldsymbol{b}\)-divisor \({\boldsymbol{N}}'\), such that \({\boldsymbol{N}}'-\alpha'{\boldsymbol{M}}\) is nef\(/X\) for some \(\alpha'>1\), and for any \(\Sigma\) on \(X\) such that \(\Sigma\geq f(G)\) and \((Z,\Sigma)\) is log smooth, \((X,B+G+D'+f^*(\Sigma-f(G)),{\boldsymbol{N}}')\) is qdlt.

We will show that \[\gamma:=\min\left\{\frac{\gamma_0}{3},\left(\alpha'-1\right)\delta\right\}\] has the required properties. Indeed, As \(\operatorname{Supp}D\subset\operatorname{Supp}\{B\}\subset\operatorname{Supp}D'\), we see that for any \(\alpha\in(0,\gamma)\), it holds that \[D'-\alpha D\ge0\text{ and }\operatorname{Supp}(D'-\alpha D)=\operatorname{Supp}D'\supset\operatorname{Supp}\{B+\alpha D\}.\] By definition, it is enough to prove that \(D'-\alpha D\) and \({\boldsymbol{N}}'\) satisfy Definition 155(3). In particular, we only need to show that there exists a positive real number \(\alpha''>1\) such that \({\boldsymbol{N}}'-\alpha''({\boldsymbol{M}}+\beta{\boldsymbol{N}})\) is nef\(/X\). Take \[\alpha'':=\frac{\alpha'}{1+\frac{\beta}{\delta}},\] then it is clear that \(\alpha''>1\) as \(\beta\le\gamma<(\alpha'-1)\delta\). Then \[{\boldsymbol{N}}'-\alpha''({\boldsymbol{M}}+\beta{\boldsymbol{N}})=\frac{\alpha''}{\alpha'}(1+\frac{\beta}{\delta})({\boldsymbol{N}}'-\alpha'{\boldsymbol{M}})+\frac{\alpha''\beta}{\delta}({\boldsymbol{M}}-\delta{\boldsymbol{N}})\] is nef\(/X\). We may finish the proof. ◻

Proposition 161 (cf. [27]). Suppose that \(f: (X,B+G,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\) and is equidimensional. Assume that \(B\) is horizontal\(/Z\) and \(G\) is vertical\(/Z\). Let \(\mathcal{F}\) be the foliation induced by \(f\), and let \({\boldsymbol{N}}\) be the moduli part of \(f: (X,B+G,{\boldsymbol{M}})\rightarrow Z\). Then

  1. \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim {\boldsymbol{N}}_X\), and

  2. \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{Z}K_X+B+G+{\boldsymbol{M}}_X\).

In particular, \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\) is \(\mathbb{R}\)-Cartier.

Proof. By assumption, \(Z\) is smooth and \(B_Z=f(G)\) is the discriminant part of \(f: (X,B+G,{\boldsymbol{M}})\rightarrow Z\). Moreover, \(B_Z\) is reduced by Lemma 104. Then (2) follows from (1) immediately. Thus we only need to prove (1).

Since \(f\) is equidimensional, we have \[K_{\mathcal{F}}=K_{X/Z}-R\] where \(R:=\sum(f^*D-f^{-1}(D))\) and \(D\) runs over the prime divisors on \(Z\). We claim that \(f^*B_Z=R+G\). Indeed, let \(D\) be a prime divisor on \(X\) such that \(D\) is vertical\(/Z\). Since \(f\) is equidimensional, \(D_Z:=f(D)\) is a prime divisor. If \(D_Z\subset\operatorname{Supp}B_Z\), then \(D\subset\operatorname{Supp}G\) and \(\operatorname{mult}_DG=1\). Therefore, \[\begin{align} \operatorname{mult}_Df^*B_Z&=\operatorname{mult}_Df^*D_Z=\operatorname{mult}_Df^{-1}(D_Z)+\operatorname{mult}_D(f^*D_Z-f^{-1}(D_Z))=\operatorname{mult}_DG+\operatorname{mult}_DR. \end{align}\] If \(D_Z\not\subset \operatorname{Supp}B_Z\), then \(\operatorname{mult}_Df^*B_Z=\operatorname{mult}_DG=0\). By assumption, \((X,B+G+f^*D_Z,{\boldsymbol{M}})\) is sub-lc over the generic point of \(D_Z\). In particular, \(\operatorname{mult}_Df^*D_Z=1\) and hence \(\operatorname{mult}_DR=0\). Since \(f^*B_Z\) and \(R+G\) are both vertical\(/Z\), the claim follows.

Since \(f^*B_Z=R+G\), one can see that \[\begin{align} {\boldsymbol{N}}_X&\sim K_X+B+G+{\boldsymbol{M}}_X-f^*(K_Z+B_Z)=K_{X/Z}+B+G+{\boldsymbol{M}}_X-f^*B_Z\\ &=K_{\mathcal{F}}+R+B+G-f^*B_Z=K_{\mathcal{F}}+B+{\boldsymbol{M}}_X. \end{align}\] This completes the proof. ◻

2.0.2.3 \((*)\)-models and ACSS models

Definition 162. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a gfq such that \(\mathcal{F}\) is algebraically integrable. A \((*)\)-modification of \((X,\mathcal{F},B, {\boldsymbol{M}})\) is a projective birational morphism \(h:Y\rightarrow X\) such that

  1. \(Y\) is klt,

  2. \(\left(Y,\mathcal{F}_Y:=h^{-1}\mathcal{F},B_Y:=h^{-1}_*(B\wedge\operatorname{Supp}B)+(\operatorname{Supp}\operatorname{Exc}(h))^{\mathcal{F}_Y},{\boldsymbol{M}}\right)\) is weak ACSS, and

  3. \(a(E,\mathcal{F},B,{\boldsymbol{M}})\leq-\epsilon(E)\) for any \(h\)-exceptional prime divisor \(E\). In particular, if \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc, then \[K_{\mathcal{F}_Y}+B_Y+{\boldsymbol{M}}_Y=h^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X).\]

In this case, we say that \((Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}})\) is a \((*)\)-model of \((X,\mathcal{F},B,{\boldsymbol{M}})\). If additionally, \((Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}})\) is \(\mathbb{Q}\)-factorial ACSS (resp. \(\mathbb{Q}\)-factorial super ACSS), then we say that \(h:Y\to X\) is an ACSS modification (resp. super ACSS modification) of \((X,\mathcal{F},B,{\boldsymbol{M}})\), and \((Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}})\) is an ACSS model (resp. super ACSS model) of \((X,\mathcal{F},B,{\boldsymbol{M}})\).

Let \(f: Y\rightarrow X\) be a \(\mathbb{Q}\)-factorial \((*)\)-modification (resp. ACSS modification, super ACSS modification) of \((X,\mathcal{F},B,{\boldsymbol{M}})\), let \(\mathcal{F}_Y:=f^{-1}\mathcal{F}\), and let \[B_Y:=f^{-1}_*(B\wedge\operatorname{Supp}B)+(\operatorname{Supp}\operatorname{Exc}(f))^{\mathcal{F}_Y}.\] We say that \(f\) is a proper \((*)\)-modification (resp. proper ACSS modification, great ACSS modification) of \((X,\mathcal{F},B,{\boldsymbol{M}})\) if there exists a contraction \(\pi: Y\rightarrow Z\) and a reduced divisor \(G\) on \(Y\), such that \((Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}};G)/Z\) is weak ACSS (resp. ACSS, super ACSS), and for any \(f\)-exceptional \(\mathcal{F}_Y\)-invariant divisor \(D\), \(D\subset\operatorname{Supp}G\). We call \((Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}})\), \((Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}})/Z\), and \((Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}};G)/Z\) proper Property \((*)\) models (resp. proper ACSS models, great ACSS models) of \((X,\mathcal{F},B,{\boldsymbol{M}})\).

Notation 163. Let \((X_0,\mathcal{F}_0,B_0,{\boldsymbol{M}})/U\) be a Property \((*)\) gfq, \(Z\) a base associated to \((X_0,\mathcal{F}_0,B_0,{\boldsymbol{M}})\), and \(G_0\) a divisor associated to \((X_0,\mathcal{F}_0,B_0,{\boldsymbol{M}})/Z\). When we say the following

\(\xymatrix{ (X_0,\mathcal{F}_0,B_0,{\boldsymbol{M}};G_0)\ar@{-->}[r]^{f_0} & (X_1,\mathcal{F}_1,B_1,{\boldsymbol{M}};G_1)\ar@{-->}[r]^{\;\;\;\;\;\;\;\;\;\;f_1} & \dots\ar@{-->}[r] & (X_n,\mathcal{F}_n,B_n,{\boldsymbol{M}};G_n)\ar@{-->}[r]^{\;\;\;\;\;\;\;\;\;\;f_n} & \dots }\)

is a (possibly infinite) sequence of steps of a \((K_{\mathcal{F}_0}+B_0+{\boldsymbol{M}}_{X_0})\)-MMP\(/U\), we mean the following: for any \(i\), \(f_i: X_{i}\dashrightarrow X_{i+1}\) is a step of a \((K_{\mathcal{F}_i}+B_i+{\boldsymbol{M}}_{X_i})\)-MMP\(/U\) that is not a Mori fiber space, \(\mathcal{F}_{i+1}:=(f_i)_*\mathcal{F}_i\), \(B_{i+1}:=(f_i)_*B_i\), and \(G_{i+1}:=(f_i)_*G_i\).

2.0.3 Cone theorem and ACSS modifications↩︎

In this section, we prove the cone theorem (Theorem 19) and the existence of ACSS modifications (Theorem [thm: ACSS model]). As an immediate corollary, we will prove the precise adjunction formula (Theorem 113) in full generality, without assuming that \(\mathcal{F}\) is induced by a contraction.

2.0.3.1 Bend and break

It is important to notice that we will work under the relative setting, so the following relative bend and break theorem is crucial for our proofs.

Theorem 164 (Relative bend and break). Let \(d\) be a positive integer, \(\pi: X\rightarrow U\) a contraction from a normal quasi-projective variety to a variety such that \(\dim X-\dim U=d\), \(M,D_1,\dots,D_d\) \(\mathbb{R}\)-divisors on \(X\) that are nef along general fibers of \(\pi\), \(B\geq 0\) an \(\mathbb{R}\)-divisor on \(X\), and \(\mathcal{F}\) a foliation on \(X\). Suppose that for any general fiber \(F\) of \(\pi\),

  1. \((D_1|_F)\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F)=0\), and

  2. \(-(K_{\mathcal{F}}+B)|_F\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F)>0\).

Then for any general closed point \(x\in X\), there exists a rational curve \(C_x\) satisfying the following.

  1. \(x\in C_x\),

  2. \(\pi(C_x)\) is a point, and

  3. \(D_1\cdot C_x=0\) and \[M\cdot C_x\leq 2d\frac{M|_F\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F)}{-K_{\mathcal{F}}|_F\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F)}.\]

Proof. Since statement (3) is a closed condition and \(M\) is a limit of \(\mathbb{Q}\)-divisors that are nef along general fibers of \(\pi\), we may assume that \(M\) is a \(\mathbb{Q}\)-divisor. Possibly replacing \(M\) with a multiple, we may assume that \(M\) is a Weil divisor.

We let \(X^c\) and \(U^c\) be compactifications of \(X\) and \(U\), such that \(X^c\) and \(U^c\) are normal projective, \(X\) is a dense open subset of \(X^c\), \(U\) is a dense open subset of \(U^c\), and there exists a contraction \(\pi^c: X^c\rightarrow U^c\) such that \(\pi^C|_{X}=\pi\). Let \(M^c,D^c_1,\dots,D^c_d,B^c\) be the closures of \(M,D_1,\dots,D_d,B\) in \(X^c\) respectively, and let \(\mathcal{F}^c\) be the natural extension of \(\mathcal{F}\) in \(X^c\). Then the general fibers of \(\pi^c\) are general fibers of \(\pi\), and \(M^c,D^c_1,\dots,D^c_d\) are \(\mathbb{R}\)-divisors that are nef along general fibers of \(\pi\). Since we only care about properties of general fibers of \(\pi\) and properties near a general closed point \(x\in X\), we may replace \(\pi: X\rightarrow U\) with \(\pi^c: X^c\rightarrow U^c\), \(M,D_1,\dots,D_d,B\) with \(M^c,D^c_1,\dots,D^c_d,B^c\), and \(\mathcal{F}\) with \(\mathcal{F}^c\), and assume that \(\pi\) is a projective morphism between normal projective varieties.

Let \(x\in X\) be a general closed point. Then \(x\) is contained in a general fiber \(F\) of \(\pi\). Let \(q:=\dim U\). Then there exist general hyperplane sections \(H_1,\dots,H_q\) with \(A_i:=\pi^*H_i\), such that \(F=\cap_{i=1}^q\pi^*A_i\). Let \(V_k:=X\cap_{i=1}^kA_i\) and \(W_k:=U\cap_{i=1}^kH_i\) for each \(0\leq k\leq q\). Then we have \[F=V_q\subset V_{q-1}\subset\dots\subset V_0=X\] and \[z:=W_q\subset W_{q-1}\subset\dots\subset W_0=U\] where \(z\) is a closed point. We may inductively define \(\mathcal{F}_{k}\) to be the restricted foliation of \(\mathcal{F}\) on \(V_k\) for each \(k\), and let \(\mathcal{F}_F:=\mathcal{F}_{q}\). We let \(M_k:=M|_{V_k}\), \(B_k:=B|_{V_k}\), \(M_F:=M|_F\), and \(B_F:=B|_F\). Then it is clear that \(M_k|_F=M|_F\), \(B_k|_F=B_F\) for each \(k\), and \(B_{V_k}\geq 0\) for each \(k\). Moreover, since \(H_1,\dots,H_q\) are general hyperplane sections, \(M_k\) is a Weil divisor for each \(k\).

Claim 165. There exists a rational curve \(C_x\) such that \(x\in C_x\), \(\pi(C_x)\) is a closed point, \(D_1\cdot C_x=0\), and \[M|_F\cdot C_x\leq2d\frac{M|_F\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F)}{-K_{\mathcal{F}_k}|_F\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F)}\] for each \(k\).

Proof. We apply induction on \(q-k\). When \(q-k=0\), the existence of \(C_x\) follows from [21]. We will show that this \(C_x\) satisfies our requirement for all \(q-k\) as well. In the following, we may assume that \(q>k\).

We let \(\pi_k: V_k\rightarrow W_k\) be the restricted contraction of \(\pi\) to \(V_k\) for each \(k\). We consider \(W_{k+1}\) as a divisor on \(W_k\) and \(V_{k+1}\) as a divisor on \(V_k\). There are two possibilities.

Case 1. \(V_{k+1}\) is \(\mathcal{F}_k\)-invariant. In this case, the general fibers of \(\pi_k\) are tangent to \(\mathcal{F}_k\), so \[K_F=K_{\mathcal{F}_F}=K_{\mathcal{F}_k}|_F.\] Thus by the \(q-k=0\) case, \[M|_F\cdot C_x\leq2d\frac{M|_F\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F)}{-K_{\mathcal{F}_F}\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F)}=2d\frac{M|_F\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F)}{-K_{\mathcal{F}_k}|_F\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F)}.\]

Case 2. \(V_{k+1}\) is not \(\mathcal{F}_k\)-invariant. In this case, by [69], we have \[(K_{\mathcal{F}_k}+V_{k+1})|_{V_{k+1}}\sim K_{\mathcal{F}_{k+1}}+D_{k+1}\] for some \(\mathbb{Q}\)-divisor \(D_{k+1}\geq 0\).

Since \(H_{k+1}\) is a general hyperplane section, there exists \(H_{k+1}'\sim H_{k+1}\) such that \(H_{k+1}'\) does not contain \(z\). Thus \[V_{k+1}|_F=(H_{k+1}|_{V_k})|_F=H_{k+1}|_F\sim H'_{k+1}|_F=0.\] Since \(H_{k+2},\dots,H_q\) are general hyperplane sections, \(D_{k+1}|_F\geq 0\). Therefore, \[\begin{align} &-K_{\mathcal{F}_k}|_F\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F)\\ =&-(K_{\mathcal{F}_k}+V_{k+1})|_F\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F)\\ =&-((K_{\mathcal{F}_k}+V_{k+1})|_{V_{k+1}})|_F\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F)\\ =&-(K_{\mathcal{F}_{k+1}}+D_{k+1})|_F\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F)\\ \leq&-K_{\mathcal{F}_{k+1}}|_F\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F). \end{align}\] By induction hypothesis, \[M|_F\cdot C_x\leq2d\frac{M|_F\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F)}{-K_{\mathcal{F}_{k+1}}|_F\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F)}=2d\frac{M|_F\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F)}{-K_{\mathcal{F}_k}|_F\cdot (D_2|_F)\cdot\dots\cdot (D_d|_F)}.\] ◻

Proof of Theorem 164 continued. It immediately follows from Claim 165 by letting \(k=0\). ◻

2.0.3.2 Inductive approach to cone theorem

Similar to [27], the cone theorem for generalized foliated quadruples is closely related to the existence of Property \((*)\) models for generalized foliated quadruples, and their proofs are done inductively. Moreover, we shall directly establish the existence of proper \(\mathbb{Q}\)-factorial ACSS models with controlled extraction of divisors. This kind of model is more technically constructed but also more useful in practice.

Theorem 166 (Cone theorem for induction, cf. [27]). Let \(d\) be a positive integer. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a gfq of dimension \(d\) such that \(\mathcal{F}\) is algebraically integrable. Let \(\{R_j\}_{j\in\Lambda}\) be the set of all \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-negative extremal rays\(/U\) that are not contained in the non-lc locus of \((X,\mathcal{F},B,{\boldsymbol{M}})\). Then \[\overline{NE}(X/U)=\overline{NE}(X/U)_{K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\geq 0}+\overline{NE}(X/U)_{\operatorname{Nlc}(X,\mathcal{F},B,{\boldsymbol{M}})}+\sum_{j\in\Lambda} R_j\] and for any \(j\in\Lambda\), \(R_j\) is spanned by a rational curve \(C_j\) such that \(C_j\) is tangent to \(\mathcal{F}\) and \(0<-(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\cdot C_j\leq 2d\).

Theorem 167 (Existence of ACSS models, cf. [27], [48]). Let \(d\) be a positive integer. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a gfq of dimension \(d\) such that \(\mathcal{F}\) is algebraically integrable, and \(E_1,\dots,E_s\) lc places of \((X,\mathcal{F},B,{\boldsymbol{M}})\), such that \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc near the generic point of \(\operatorname{center}_X{E_i}\) for each \(i\). Then \((X,\mathcal{F},B,{\boldsymbol{M}})\) has a great ACSS model \((Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}})\) such that \(E_1,\dots,E_s\) are on \(Y\) if \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc.

Lemma 168. Let \(d\) be a positive integer. Assume that Theorem 166 holds in dimension \(\leq d-1\).

Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be an lc gfq of dimension \(d\) satisfying Property \((*)\) with an associated contraction \(f: X\rightarrow Z\). Suppose that for any \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-negative extremal ray\(/U\) \(R\), there exists a prime divisor \(E\) on \(X\) such that \(R\) is contained in the image of \(\overline{NE}(E/U)\rightarrow\overline{NE}(X/U)\) and \(\operatorname{mult}_EB=\epsilon_{\mathcal{F}}(E)\). Let \(\{R_j\}_{j\in\Lambda}\) be the set of \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-negative extremal rays\(/U\). Then

  1. \(\overline{NE}(X/U)=\overline{NE}(X/U)_{K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\geq 0}+\sum_{j\in\Lambda} R_j\).

  2. Each \(R_j\) is spanned by a rational curve \(C_j\) such that \(C_j\) is tangent to \(\mathcal{F}\) and \(0\leq -(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\cdot C_j\leq 2(d-1)\).

  3. For any curve \(C_j'\) such that \([C_j']\in R_i\), \(C_j'\) is contracted by \(f\).

  4. Assume that \(f\) is equi-dimensional and either \(X\) is \(\mathbb{Q}\)-factorial klt or \({\boldsymbol{M}}\) is NQC\(/U\). Then

    1. \(\Lambda\) is a countable set.

    2. For any ample\(/U\) \(\mathbb{R}\)-divisor \(A\) on \(X\), there exists a finite set \(\Lambda_A\subset\Lambda\) such that \[\overline{NE}(X/U)=\overline{NE}(X/U)_{K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X\geq 0}+\sum_{j\in\Lambda_A}R_j.\]

    3. For any \(j\in\Lambda\), there exists a contraction \(\phi_j: X\rightarrow X_j'\) of \(R_j\) such that

      1. \(\phi_j\) is a contraction\(/U\) as well as a contraction\(/Z\), and

      2. If \(\phi_j\) is small, then there exists a small contraction \(\phi_j^+: X_j^+\rightarrow X_j'\) such that the induced birational map \(\psi_j: X\dashrightarrow X_j^+\) is both a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-flip\(/U\) and a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-flip\(/Z\).

    4. Let \(G\) be any divisor associated to \((X,\mathcal{F},B,{\boldsymbol{M}})/U\). For any \(j\), \[(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\cdot R_j=(K_X+B+G+{\boldsymbol{M}}_X)\cdot R_j.\] In particular,

      1. each \(R_j\) is a \((K_X+B+G+{\boldsymbol{M}}_X)\)-negative extremal ray, and

      2. \(\phi_j\) is a \((K_X+B+G+{\boldsymbol{M}}_X)\)-negative extremal contraction, and if \(\phi_j\) is small, then \(\psi_j\) is a \((K_X+B+G+{\boldsymbol{M}}_X)\)-flip.

Proof. (1) is obvious.

Pick a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-negative extremal ray \(R\). By our assumption, there exists a prime divisor \(E\) on \(X\) such that \(R\) is contained in the image of \(\overline{NE}(E/U)\rightarrow\overline{NE}(X/U)\) and \(\operatorname{mult}_EB=\epsilon_{\mathcal{F}}(E)\). We let \(S\) be the normalization of \(E\). Then there exists a natural surjection \(\overline{NE}(S/U)\rightarrow\overline{NE}(E/U)\), and thus \(R\) is contained in the image of \(\iota: \overline{NE}(S/U)\rightarrow\overline{NE}(E/U)\rightarrow\overline{NE}(X/U)\). We claim that there exists an extremal ray \(R_S\) in \(\overline{NE}(S/U)\) such that \(R=\iota(R_S)\). In fact, there exist extremal rays \(R_i'\) in \(\overline{NE}(S/U)\) such that \(\iota(\sum a_iR_i')=R\) for some \(a_i>0\). Since \(R\) is extremal\(/U\), either \(\iota(R_i')=R\) or \(\iota(R_i')=0\) for each \(i\). Since \(R\not=0\), there exists \(j\) such that \(\iota(R_j')\not=0\). We may take \(R_S:=R_j'\) and the claim holds.

Let \(\mathcal{F}_S\) be the restricted foliation of \(\mathcal{F}\) on \(S\) which is algebraically integrable by Proposition 121, \({\boldsymbol{M}}^S:={\boldsymbol{M}}|_S\), and \[K_{\mathcal{F}_S}+B_S+{\boldsymbol{M}}^S_S:=(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)|_S.\] Then \(R_S\) is a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)|_S\)-negative extremal ray. By Theorem 145, \((S,\mathcal{F}_S,B_S,{\boldsymbol{M}}^S)/U\) is an lc gfq. Since we assume Theorem 166 in dimension \(\leq d-1\), \(R_S\) is spanned by a rational curve \(C\) such that \(C\) is tangent to \(\mathcal{F}_S\) and \[0<-\left(K_{\mathcal{F}_S}+B_S+{\boldsymbol{M}}^S_S\right)\cdot C\leq 2(d-1).\] We identify \(C\) with its image in \(X\) under the natural inclusion \(S\rightarrow E\rightarrow X\). Then \(C\) spans \(R\) and \[0<-\left(K_{\mathcal{F}_S}+B_S+{\boldsymbol{M}}^S_S\right)\cdot C=-\left(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\right)\cdot C\leq 2(d-1).\] Moreover, by [27], \(C\) is tangent to \(\mathcal{F}\) and is contracted by \(f\). This implies (2).

For any curve \(C_j'\) such that \([C_j']\in R\), we let \(C''\) be any irreducible component of \(C_j'\). Since \(R\) is extremal, \([C'']\in R\) which implies that \(C\equiv\lambda C''\) for some positive rational number \(\lambda\). Thus \(C''\) is contracted by \(f\) and therefore \(C_j'\) is contracted by \(f\), and we get (3).

Now we may assume that \(f\) is equi-dimensional, \(A\) is an ample\(/U\) \(\mathbb{R}\)-divisor on \(X\), and \(G\) is a divisor associated to \((X,\mathcal{F},B,{\boldsymbol{M}})/Z\). By Lemma 104 and Proposition 161, \((X,B+G,{\boldsymbol{M}})\) is lc and \[K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}K_{X}+B+G+{\boldsymbol{M}}_X.\] By (3), \(R_j\) is a \((K_{X}+B+G+{\boldsymbol{M}}_X)\)-negative extremal ray\(/U\) for any \(j\in\Lambda\).

If \({\boldsymbol{M}}\) is NQC\(/U\), then by [12], \(\Lambda_A\) is a finite set, and thus \(\Lambda\) is a countable set. This implies (4.a) and (4.b). (4.c.i) follows from [13] (see also [14]), and (4.c.ii) follows from [16].

Suppose that \(X\) is \(\mathbb{Q}\)-factorial klt. Possibly adding the pull-back of some very ample divisor to \(A\), we may assume that \(A\) is ample. By [4], there exists an \(\mathbb{R}\)-divisor \(\Delta_A\ge0\) such that \(\Delta_A\sim_{\mathbb{R}}B+G+A+{\boldsymbol{M}}_X\) and \((X,\Delta_A)\) is klt. It follows that \[\Lambda_A=\{j\in\Lambda\mid(K_{\mathcal{F}}+\Delta)\cdot R_j<0\}\] is a finite set by the classical cone theorem (cf. [73], [53]), and \(\Lambda=\cup_{n=1}^{+\infty}\Lambda_{\frac{1}{n}A}\) is a countable set. This implies (4.a) and (4.b). (4.c.i) follows from the classical contraction theorem (cf. [73], [53]) and (4.c.ii) follows from the existence of flips [29].

(4.d) follows immediately from (4.c). ◻

Proposition 169. Let \(d\) be a positive integer. Assume that Theorem 166 holds in dimension \(\leq d-1\).

Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) a gfq of dimension \(d\) such that \(\mathcal{F}\) is algebraically integrable. Let \(E_1,\dots,E_s\) be lc places of \((X,\mathcal{F},B,{\boldsymbol{M}})\) and \(T\) a reduced \(\mathcal{F}\)-invariant divisor. Then \((X,\mathcal{F},B,{\boldsymbol{M}})\) has a great ACSS model \((Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}};G_Y)\) such that

  1. \(G_Y\) contains the strict transform of \(T\) on \(Y\), and

  2. \(E_1,\dots,E_s\) are on \(Y\) if \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc.

Proof. Let \(f: X\dashrightarrow \tilde{Z}\) be a dominant map which induces \(\mathcal{F}\) and \(g: \bar X\rightarrow X\) a birational morphism such that the induced map \(f\circ g\) is a morphism. By Lemma 119, possibly replacing \(\tilde{Z}\), we may assume that \(f\circ g\) is a contraction. Let \(\bar B:=\operatorname{Supp}(g^{-1}_*B)\cup\operatorname{Supp}\operatorname{Exc}(g)\cup\operatorname{Supp}\operatorname{Exc}(g^{-1}_*T)\).

By Definition-Theorem 89 there exists an equi-dimensional model \(f': (X',\Sigma_{X'},{\boldsymbol{M}})\rightarrow (Z,\Sigma_{Z})\) of \(f\circ g: (\bar X,\bar B,{\boldsymbol{M}})\rightarrow \tilde{Z}\) associated with \(h: X'\rightarrow \bar X\) and \(h_Z: Z\rightarrow \tilde{Z}\), such that \(E_1,\dots,E_s\) are on \(X'\). Let \(\phi:=g\circ h\), \(\mathcal{F}':=\phi^{-1}\mathcal{F}\), and \[B':=\phi^{-1}_*(B\wedge\operatorname{Supp}B)+(\operatorname{Supp}\operatorname{Exc}(\phi))^{\mathcal{F}'}.\] Then \(\phi\) is a foliated log resolution of \((X,\mathcal{F},B,{\boldsymbol{M}})\), and any component of \(B'\) is a component of the horizontal\(/Z\) part of \(\Sigma_{X'}\). We let \(H\) be a very ample divisor on \(Z\), \(H_1,\dots,H_{2d+1}\in |H|\) general elements, \(\Sigma':=\Sigma_{X'}+\sum_{i=1}^{2d+1}f'^*H_i\), \(G'\) the vertical\(/Z\) part of \(\Sigma'\), and \(B_Z:=\Sigma_Z+\sum_{i=1}^{2d+1}H_i\). By [74], \(f': (X',\Sigma',{\boldsymbol{M}})\rightarrow (Z,B_Z)\) is toroidal. By Lemma 158, \((X',\mathcal{F}',B',{\boldsymbol{M}};G')/Z\) is \(\mathbb{Q}\)-factorial ACSS.

Since \(G'\geq\sum_{i=1}^{2d+1}f'^*H_i\), \(G'\) is super\(/Z\). Moreover, any \(\mathcal{F}'\)-invariant \(\phi\)-exceptional prime divisor is contained in \(G'\), and the strict transform of \(T\) on \(Y\) is contained in \(G'\).

Claim 170. Let \(A\) be an ample \(\mathbb{R}\)-divisor on \(X\). Then we may run a \((K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'})\)-MMP\(/X\)

\(\xymatrix{(X_0,\mathcal{F}_0,B_0,{\boldsymbol{M}};G_0)\ar@{-->}[r]^{\psi_0} & (X_1,\mathcal{F}_1,B_1,{\boldsymbol{M}};G_1)\ar@{-->}[r]^{\;\;\;\;\;\;\;\;\;\;\psi_1} & \dots\ar@{-->}[r] & (X_n,\mathcal{F}_n,B_n,{\boldsymbol{M}};G_n)\ar@{-->}[r]^{\;\;\;\;\;\;\;\;\;\;\psi_n} & \dots }\)

where \((X_0,\mathcal{F}_0,B_0,{\boldsymbol{M}};G_0):=(X',\mathcal{F}',B',{\boldsymbol{M}};G')\), so that the following conditions are satisfied for each \(i\). Let \(A_i\) be the strict transform of \(A\) on \(X_i\).

  1. There exists a contraction \(f_i: X_i\rightarrow Z\) such that \(f_{i+1}=f_i\circ\psi_i\).

  2. There exists a contraction \(\phi_i: X_i\rightarrow X\) such that \(\phi_{i+1}=\phi_i\circ\psi_i\).

  3. \((X_i,\mathcal{F}_i,B_i,{\boldsymbol{M}};G_i)/Z\) is \(\mathbb{Q}\)-factorial super ACSS.

  4. For any \((K_{\mathcal{F}_i}+B_i+{\boldsymbol{M}}_{X_i})\)-negative extremal ray\(/X\) \(R\), there exists a prime divisor \(F\) on \(X_i\) such that \(R\) is contained in \({\rm Im}\left(\overline{NE}(F/U)\rightarrow\overline{NE}(X/U)\right)\) and \(\operatorname{mult}_FB_i=\epsilon_{\mathcal{F}_i}(F)\).

  5. For any extremal ray\(/X\) \(R\) on \(X_i\) such that \(R\) is either a \((K_{\mathcal{F}_i}+B_i+{\boldsymbol{M}}_{X_i})\)-negative extremal ray or a \((K_{X_i}+B_i+G_i+{\boldsymbol{M}}_{X_i})\)-negative extremal ray,

    1. \(R\) is an extremal ray\(/Z\),

    2. \((K_{\mathcal{F}_i}+B_i+{\boldsymbol{M}}_{X_i})\cdot R=(K_{X_i}+B_i+G_i+{\boldsymbol{M}}_{X_i})\cdot R\), and

    3. \(R\) is a \((K_{\mathcal{F}_i}+B_i+{\boldsymbol{M}}_{X_i})\)-negative extremal ray if and only if \(R\) is a \((K_{X_i}+B_i+G_i+{\boldsymbol{M}}_{X_i})\)-negative extremal ray.

  6. \(\psi_i\) is a step of a \((K_{X_i}+B_i+G_i+{\boldsymbol{M}}_{X_i})\)-MMP\(/X\) with scaling of \(A_i\) as well as a \((K_{\mathcal{F}_i}+B_i+{\boldsymbol{M}}_{X_i})\)-MMP\(/X\) with scaling of \(A_i\).

  7. \(\psi_i\) is a step of a \((K_{\mathcal{F}_i}+B_i+{\boldsymbol{M}}_{X_i})\)-MMP\(/Z\) as well as a step of a \((K_{X_i}+B_i+G_i+{\boldsymbol{M}}_{X_i})\)-MMP\(/Z\).

Moreover, there exists a positive integer \(m\) satisfying the following.

  1. The induced birational map \(X_0\dashrightarrow X_m\) contracts any \(\phi\)-exceptional prime divisor \(F\) such that \(a(F,\mathcal{F},B,{\boldsymbol{M}})>-\epsilon_{\mathcal{F}}(F)\).

  2. If \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc, then any divisor \(F\) contracted by \(X_0\dashrightarrow X_m\) satisfies that \(a(F,\mathcal{F},B,{\boldsymbol{M}})>-\epsilon_{\mathcal{F}}(F)\).

Proof. Step 1. In this step, we prove (1-4) for \(i=0\). (1) We have \(f_0:=f\). (2) We have \(\phi_0:\phi\). (3) It follows from our construction. (4) The image of \(R\) on \(X\) is a closed point, so \(R\) is contained in a \(\phi\)-exceptional divisor \(F\). By our construction, \(\operatorname{mult}_FB_0=\epsilon_{\mathcal{F}_0}(F)\).

Step 2. In this step, we prove that (1-4) for \(i=n\) implies (5) for \(i=n\).

First we prove (5.a). Assume that \(R\) is a \((K_{\mathcal{F}_n}+B_n+{\boldsymbol{M}}_{X_n})\)-negative extremal ray\(/X\). Then by Lemma 168(2), \(R\) is a \((K_{\mathcal{F}_n}+B_n+{\boldsymbol{M}}_{X_n})\)-negative extremal ray\(/Z\). Now assume that \(R\) is a \((K_{X_n}+B_n+G_n+{\boldsymbol{M}}_{X_n})\)-negative extremal ray\(/X\). Since \(G_0\geq \sum_{j=1}^{2d+1} f_0^*H_j\), \(L_n:=G_n-\sum_{j=1}^{2d+1} f_n^*H_j\geq 0\). By (3), \((X_n,B_n+G_n,{\boldsymbol{M}})\) is \(\mathbb{Q}\)-factorial lc and \(X\) is klt, so \((X_n,B_n+L_n,{\boldsymbol{M}})\) is \(\mathbb{Q}\)-factorial lc. By the length of extremal rays for lc g-pairs over \(\mathbb{Q}\)-factorial klt varieties (cf. [4]), \(R\) is spanned by a rational curve \(C\) such that \[0>(K_{X_n}+B_n+G_n+{\boldsymbol{M}}_{X_n})\cdot C=(K_{X_n}+B_n+L_n+{\boldsymbol{M}}_{X_n})\cdot C+\left(\sum_{j=1}^{2d+1}f_n^*H_j\right)\cdot C\geq -2d.\] Therefore, \(f_n^*H_j\cdot C=0\) for each \(j\), so \(R\) is an extremal ray\(/Z\). This implies (5.a).

(5.b) follows from (6.a) and Proposition 161, and (5.c) follows from (5.b). Thus (5) holds.

Step 4. In this step, we prove that (1-5) for \(i=n\) and (1-7) for \(i\leq n-1\) imply (6) and (7) for \(i=n\), and also imply (1)(2) for \(i=n+1\).

By induction hypothesis, the induced birational map \(X_0\dashrightarrow X_n\) is a sequence of steps of a \((K_{X_0}+B_0+G_0+{\boldsymbol{M}}_{X_0})\)-MMP\(/X\) with scaling of \(A\). By Lemma 66, either this MMP already terminates at \(X_n\) and we are done, or we may run the next step of this \((K_{X_0}+B_0+G_0+{\boldsymbol{M}}_{X_0})\)-MMP\(/X\) with scaling of \(A\), which is a step of a \((K_{X_n}+B_n+G_n+{\boldsymbol{M}}_{X_n})\)-MMP\(/X\) with scaling of \(A_n\). (6) and (7) for \(i=n\) now follow from (5) for \(i=n\). (1) for \(i=n+1\) follows from (7) for \(i=n\) and (2) for \(i=n+1\) follows from (6) for \(i=n\).

Step 5. In this step, we prove that (1-7) for \(i\leq n-1\) and (1)(2) for \(i=n\) imply (3) for \(i=n\).

By (3)(7) for \(i=n-1\), \(X_n\) is \(\mathbb{Q}\)-factorial. By (1) for \(i=n\) and (3) for \(i=n-1\), \(G_n\) is super\(/Z\). So we only need to show that \((X_n,\mathcal{F}_n,B_n,{\boldsymbol{M}};G_n)/Z\) is ACSS. We check conditions (1-4) of Definition 155 for \((X_n,\mathcal{F}_n,B_n,{\boldsymbol{M}};G_n)/Z\).

Definition 155(1) for \((X_n,\mathcal{F}_n,B_n,{\boldsymbol{M}};G_n)/Z\): By (6) for \(i=n-1\) and Proposition 108, \((X_n,B_n+G_n,{\boldsymbol{M}})/Z\) satisfies Property \((*)\). Since \(\mathcal{F}_{n-1}\) is induced by \(f_{n-1}\), \(\mathcal{F}_n\) is induced by \(f_n\). Since \(G_{n-1}\geq 0\) is \(\mathcal{F}_{n-1}\)-invariant, \(G_n\geq 0\) if \(\mathcal{F}_n\)-invariant. Thus \((X_n,\mathcal{F}_n,B_n,{\boldsymbol{M}};G_n)/Z\) satisfies Property \((*)\). By (3)(7) for \(i=n-1\), \((X_n,\mathcal{F}_n,B_n,{\boldsymbol{M}})\) is lc, so Definition 155(1) holds for \((X_n,\mathcal{F}_n,B_n,{\boldsymbol{M}};G_n)/Z.\)

Definition 155(2) for \((X_n,\mathcal{F}_n,B_n,{\boldsymbol{M}};G_n)/Z\): it immediately follows from (3)(6) for \(i=n-1\) and Proposition 108.

Definition 155(3) for \((X_n,\mathcal{F}_n,B_n,{\boldsymbol{M}};G_n)/Z\): For any divisor \(\Sigma\) on \(Z\) such that \(\Sigma\geq B_Z\) and \((Z,\Sigma)\) is log smooth, there exists \(D\) and \({\boldsymbol{N}}\) such that \((X_{n-1},B_{n-1}+G_{n-1}+D+f_{n-1}^*(\Sigma-B_Z),{\boldsymbol{N}})\) is qdlt, \(\operatorname{Supp}\{B_{n-1}\}\subset\operatorname{Supp}D\), and \({\boldsymbol{N}}-\alpha{\boldsymbol{M}}\) is nef\(/X\) for some \(\alpha>1.\) Let \({\boldsymbol{P}}:={\boldsymbol{N}}-{\boldsymbol{M}}\). By (7) for \(i=n-1\), \(\psi_{n-1}\) is also a step of a \((K_{\mathcal{F}_{n-1}}+B_{n-1}+f_{n-1}^*(\Sigma-B_Z)+{\boldsymbol{M}}_{X_{n-1}})\text{-MMP}/Z,\) hence a step of a \((K_{\mathcal{F}_{n-1}}+B_{n-1}+\delta D+f_{n-1}^*(\Sigma-B_Z)+{\boldsymbol{M}}_{X_{n-1}}+\delta{\boldsymbol{P}}_{X_{n-1}})\text{-MMP}/Z\) for any \(0<\delta\le 1\). Note that \((X_{n-1},B_{n-1}+G_{n-1}+\delta D+f_{n-1}^*(\Sigma-B_Z),{\boldsymbol{M}}+\delta{\boldsymbol{P}})\) is qdlt. By Lemma 152, \((X_{n},B_{n}+G_{n}+\delta(\psi_{n-1})_*D+f_{n}^*(\Sigma-B_Z),{\boldsymbol{M}}+\delta{\boldsymbol{P}})\) is also qdlt.

Definition 155(4) for \((X_n,\mathcal{F}_n,B_n,{\boldsymbol{M}};G_n)/Z\): For any lc place \(S\) of \((X_n,\mathcal{F}_n,B_n,{\boldsymbol{M}})\) with generic point \(\eta_W\), we have \[-\epsilon_{\mathcal{F}}(S)=a(S,\mathcal{F}_n,B_n,{\boldsymbol{M}})\geq a(S,\mathcal{F}_{n-1},B_{n-1},{\boldsymbol{M}})\geq -\epsilon_{\mathcal{F}}(S).\] Therefore, \(S\) is an lc place of \(a(S,\mathcal{F}_{n-1},B_{n-1},{\boldsymbol{M}})\). Thus \(\psi_{n-1}\) is an isomorphism near the generic point of \(\operatorname{center}_{X_{n-1}}S\). Since Definition 155(4) is a property near the generic point of lc places, Definition 155(4) holds for \((X_n,\mathcal{F}_n,B_n,{\boldsymbol{M}};G_n)/Z\).

Therefore, \((X_n,\mathcal{F}_n,B_n,{\boldsymbol{M}};G_n)/Z\) is \(\mathbb{Q}\)-factorial ACSS.

Step 6. In this step, we prove (4) for \(i=n\) assuming that (1-7) hold for \(i=n-1\), hence conclude the proof of (1-7). For any \((K_{\mathcal{F}_n}+B_n+{\boldsymbol{M}}_{X_n})\)-negative extremal ray\(/X\) \(R\), \(R\) is contained in a prime \(\phi_n\)-exceptional divisor \(F\). Let \(F'\) be the strict transform of \(F\) on \(X'\). Then \(F'\) is a prime \(\phi\)-exceptional divisor, so \[\operatorname{mult}_FB_n=\operatorname{mult}_{F'}B_0=\epsilon_{\mathcal{F}'}(E)=\epsilon_{\mathcal{F}_n}B_n.\] This implies (4). By Lemma 168(4.c), we may construct \(\psi_n\) and get (5)(6).

By induction, (1-7) hold.

Step 7. In this step, we prove (8) and (9) and conclude the proof of the claim.

If this MMP terminates, then we let \(m\) be the index such that \((X_m,\mathcal{F}_m,B_m,{\boldsymbol{M}};G_m)\) is the last output of this MMP. In particular, \(K_{\mathcal{F}_m}+B_m+{\boldsymbol{M}}_{X_m}\) is nef\(/X\). In particular, it is movable\(/X\). If this MMP does not terminate, then we let \(m\) be the index such that \(\psi_i\) is a flip for any \(i\geq m\). By (5), \[\lambda_i:=\inf\{t\geq 0\mid K_{\mathcal{F}_i}+B_i+{\boldsymbol{M}}_{X_i}+tA_i\text{ is nef}/X\}=\inf\{t\geq 0\mid K_{X_i}+B_i+G_i+{\boldsymbol{M}}_{X_i}+tA_i\text{ is nef}/X\}.\] Then by Lemma 66, \(\lim_{i\rightarrow+\infty}\lambda_i=0\). Therefore, \[K_{\mathcal{F}_m}+B_m+{\boldsymbol{M}}_{X_m}=\lim_{i\rightarrow+\infty}(\psi_i)^{-1}_*(K_{\mathcal{F}_i}+B_i+{\boldsymbol{M}}_{X_i}+\lambda_iA_i)\] is a movable\(/X\), where \(\psi_i: X_m\dashrightarrow X_i\) is the induced birational map. Let \(F_1,\dots,F_l\) be the \(\phi_m\)-exceptional prime divisors and let \(a_k:=a(F_k,\mathcal{F},B,{\boldsymbol{M}})+\epsilon_{\mathcal{F}_m}(F_k)\) for each \(k\). Then \[\begin{align} &K_{\mathcal{F}_m}+B_m+{\boldsymbol{M}}_{X_m}\\ &=\phi_m^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)+\sum_{k}a_kF_k-\sum_{D|\operatorname{mult}_DB>1}(\operatorname{mult}_DB-1)(\phi_m^{-1})_*D\\& \sim_{\mathbb{R},X}\sum_{k}a_kF_k-\sum_{D|\operatorname{mult}_DB>1}(\operatorname{mult}_DB-1)(\phi_m^{-1})_*D. \end{align}\] By [31], \(a_k\leq 0\) for any \(k\). This implies (8).

If \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc, then \[K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R},X}\sum_{F\mid F\subset\operatorname{Exc}(\phi)}(\epsilon_{\mathcal{F}}(F)+a(F,\mathcal{F},X,{\boldsymbol{M}}))F\geq 0\] and (9) follows. This completes the proof of the claim. ◻

Proof of Proposition 169 continued. Now \((X_m,\mathcal{F}_m,B_m,{\boldsymbol{M}};G_m)/Z\) is a super ACSS model of \((X,\mathcal{F},B,{\boldsymbol{M}})\) such that \(E_1,\dots,E_s\) are on \(X_m\) if \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc. Since any \(\mathcal{F}'\)-invariant exceptional\(/X\) prime divisor is contained in \(G'\), any \(\mathcal{F}_m\)-invariant exceptional\(/X\) prime divisor is contained in \(G_m\). Therefore, \((X_m,\mathcal{F}_m,B_m,{\boldsymbol{M}};G_m)/Z\) is a great ACSS model of \((X,\mathcal{F},B,{\boldsymbol{M}})\). Finally, since the strict transform of \(T\) on \(X'\) is contained in \(G'\), the strict transform of \(T\) on \(X_m\) is contained in \(G_m\). The proposition follows by taking \((Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}};G_Y):=(X_m,\mathcal{F}_m,B_m,{\boldsymbol{M}};G_m).\) ◻

Proposition 171. Let \(d\) be a positive integer. Assume that Theorem 166 holds in dimension \(\leq d-1\). Then Theorem 167 holds in dimension \(d\).

Proof. Notation and assumptions as in Theorem 167. By Proposition 169, \((X,\mathcal{F},B,{\boldsymbol{M}})\) has a great ACSS model \((Y',\mathcal{F}_{Y'},B_{Y'},{\boldsymbol{M}};G_{Y'})/Z\). Moreover, \(E_1,\dots,E_s\) are also lc places of \((Y',\mathcal{F}_{Y'},B_{Y'},{\boldsymbol{M}})\). By Proposition 169 again, \((Y',\mathcal{F}_{Y'},B_{Y'},{\boldsymbol{M}})\) has a great ACSS model \((Y,\mathcal{F}_{Y},B_{Y},{\boldsymbol{M}};G_Y)\) such that \(E_1,\dots,E_s\) are on \(Y\) and \(G_Y\) contains the strict transform of \(G_{Y'}\) on \(Y\). Therefore, \(G_Y\) contains all \(\mathcal{F}_Y\)-exceptional prime divisors. Since \[g^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\geq K_{\mathcal{F}_{Y'}}+B_{Y'}+{\boldsymbol{M}}_{Y'}\] the induced birational morphism \(Y\rightarrow X\) is a great ACSS modification \((X,\mathcal{F},B,{\boldsymbol{M}})\). ◻

The following lemma is well-known to experts. For the reader’s convenience, we conclude a proof here.

Lemma 172. Let \(X\rightarrow U\) be a projective morphism from a normal quasi-projective variety to a variety. Let \(D\) be an \(\mathbb{R}\)-Cartier \(\mathbb{R}\)-divisor on \(X\) and \(R\) a \(D\)-negative extremal ray in \(\overline{NE}(X/U)\). Then there exists an ample\(/U\) \(\mathbb{R}\)-divisor \(A\) on \(X\) such that \(H:=D+A\) is the supporting function of \(R\).

Proof. Let \(H_R\) be a supporting function of \(R\). Then \(H_R\cdot R=0\) and \(H_R\cdot R'>0\) for any \(R'\not=R\) in \(\overline{NE}(X/U)\). Let \[C:=\left\{D\in N^1(X/U)\mid D\cdot z\geq 0 \text{ for any }z\in\overline{NE}(X/U)_{D\geq0}\right\}.\] Then \(C\) is the dual cone of \(\overline{NE}(X/U)_{D\geq 0}\) and is generated by nef\(/U\) divisors and \(D\). Since \(H_R\) is positive on \(\overline{NE}(X/U)_{D\geq 0}\backslash\{0\}\), \(H_R\) is contained in the interior of \(C\). Therefore, there exists an ample\(/U\) \(\mathbb{R}\)-divisor \(\tilde{A}\) such that \(H_R-\tilde{A}=L+pD\) in \(N^1(X/U)\), where \(L\) is a nef\(/U\) \(\mathbb{R}\)-divisor and \(p\) is a non-negative real number. Let \(A':=\tilde{A}+L\). Then \(A'\) is ample\(/U\). We may let \(H:=\frac{1}{p}H_R=\frac{1}{p}\tilde{A}'+D\) and \(A:=\frac{1}{p} A'\). ◻

Proposition 173. Let \(d\) be a positive integer. Assume that Theorem 166 holds in dimension \(\leq d-1\) and Theorem 167 holds in dimension \(d\). Then Theorem 166 holds in dimension \(d\).

Proof. Step 1. In this step, we construct a supporting function\(/U\) of \(R\).

Notation and assumptions as in Theorem 166. It is clear that \[\overline{NE}(X/U)=\overline{NE}(X/U)_{K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\geq 0}+\overline{NE}(X/U)_{\operatorname{Nlc}(X,\mathcal{F},B,{\boldsymbol{M}})}+\sum_{j\in\Lambda} R_j\] Let \(R\) be a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-negative extremal ray\(/U\) such that \(R\not\subset\overline{NE}(X/U)_{\operatorname{Nlc}(X,\mathcal{F},B,{\boldsymbol{M}})}\). By Lemma 172, there exists an ample\(/U\) \(\mathbb{R}\)-divisor \(A\) on \(X\) such that \[H_R:=K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X\] is a supporting function\(/U\) of \(R\). In particular, \(H_R\not\equiv_U 0\) is nef, \(H_R\cdot R=0\), and \(H_R\cdot R'>0\) for any \(R'\in\overline{NE}(X)\backslash R\).

Step 2. In this step, we deal with the case when \(H_R\) is not big\(/U\).

Let \(F\) be the Stein factorization of a general fiber of the morphism \(\pi: X\rightarrow U\). Then \(H_F:=H_R|_F\) is nef, not big, and is not numerically trivial. Let \(q:=\dim F\) and \(A_F:=A|_F\). Then there exists an integer \(1\leq k\leq q-1\) such that \[H_F^k\cdot A_F^{q-k}>H_F^{k+1}\cdot A_F^{q-k-1}=0.\] Let \(D_i:=H_R\) for any \(1\leq i\leq k+1\), and let \(D_i:=A\) for any \(k+2\leq i\leq q\). Then \[(D_1|_F)\cdot (D_2|_F)\cdots\dots\cdot (D_q|_F)=H_F^{k+1}\cdot A_F^{q-k-1}=0\] and \[-(K_{\mathcal{F}}+B)|_F\cdot (D_2|_F)\cdots\dots\cdot (D_q|_F)=(A_F-H_F)\cdot H_F^{k}\cdot A_F^{q-k-1}=H_F^{k}\cdot A_F^{q-k}>0.\] Let \(M:=H_R+A=K_{\mathcal{F}}+B+2A+{\boldsymbol{M}}_X\), which is ample\(/U\). By Theorem 164, for any general closed point \(x\in X\), there exists a rational curve \(C_x\) such that \(x\in C_x\), \(\pi(C_x)\) is a closed point, \(0=D_1\cdot C_x=H_R\cdot C_x,\) and \[\begin{align} 0<&-(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\cdot C_x=M\cdot C_x\\ \leq& 2d\cdot\frac{M|_F\cdot (D_2|_F)\cdot\dots\cdot (D_q|_F)}{-K_{\mathcal{F}}|_F\cdot (D_2|_F)\cdot\dots\cdot (D_q|_F)}=2d\cdot\frac{-(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)|_F\cdot H_F^k\cdot A_F^{q-k-1}}{-K_{\mathcal{F}}|_F\cdot H_F^k\cdot A_F^{q-k-1}}. \end{align}\] Let \({\boldsymbol{M}}^F:={\boldsymbol{M}}|_F\) and \(B_F:=B|_F\). Since \(F\) is a general fiber of \(\pi\), \(B_F\geq 0\) and \({\boldsymbol{M}}^F\) is nef. Thus \({\boldsymbol{M}}^F_F\) is pseudo-effective and \((B+{\boldsymbol{M}}_X)|_F\cdot H_F^k\cdot A_F^{q-k-1}\geq 0\). Therefore \[0<-(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\cdot C_x\leq 2d.\]

Step 3. From now on, we may assume that \(H_R\) is big\(/U\). In this step, we construct a set \(\Gamma\) of tuples \((W,\lambda)\) and show that it contains a minimal element.

Since \(H_R\) is big\(/U\), \(H_R=A'+P\) for some ample\(/U\) \(\mathbb{R}\)-divisor \(A'\) and some \(\mathbb{R}\)-divisor \(P\geq 0\). In particular, \(P\) is \(\mathbb{R}\)-Cartier and \(P\cdot R<0\). Let \(S\) be the normalization of \(\operatorname{Supp}P\). Then \(R\) is contained in the image of \(\overline{NE}(S/U)\rightarrow\overline{NE}(X/U)\) induced by the natural inclusion \(S\rightarrow \operatorname{Supp}P\rightarrow X.\) Consider the set \(\Gamma\) of all \((W,\lambda)\) such that

  1. \(\lambda\) is a non-negative real number,

  2. \(W\) is an lc center of \((X,\mathcal{F},B+\lambda P,{\boldsymbol{M}})\) with normalization \(W^\nu\), and

  3. \(R\) is contained in \({\rm Im}\left(\overline{NE}(W^\nu/U)\rightarrow\overline{NE}(X/U)\right)\) induced by the natural inclusion \(W^\nu\rightarrow W\rightarrow X.\)

By construction, there exists a component \(L\) of \(S\) such that \((L,1)\in\Gamma\). Thus \(\Gamma\not=\emptyset\).

In the rest of this step, we show that there exists \((W_0,\lambda_0)\in\Gamma\) that is minimal in the following way: for any \((W,\lambda)\in\Gamma\), one of the following cases holds.

  • \(\lambda_0<\lambda\).

  • \(\lambda_0=\lambda\) and \(W_0\subsetneq W\).

  • \((W,\lambda)=(W_0,\lambda_0)\).

Let \(h: X'\rightarrow X\) be a foliated log resolution of \((X,\mathcal{F},\operatorname{Supp}B\cup\operatorname{Supp}P,{\boldsymbol{M}})\) with associated morphism \(f: X'\rightarrow Z\). Then there exists a toroidal morphism \(f: (X',\Sigma)\rightarrow (Z,\Sigma_Z)\) such that \(h^{-1}(\operatorname{Supp}B\cup\operatorname{Supp}P)\cup\operatorname{Supp}\operatorname{Exc}(h)\) is contained in \(\Sigma\). By Lemma 123, for any \((W,\lambda)\in\Gamma\), either \(W\) is the image of a stratum of \((X',\Sigma)\) on \(X\) or \(\lambda=0\). Therefore, the set \[\begin{align} \Gamma':=\{\lambda\mid& \text{ there exists an lc center of }(X,\mathcal{F},B+\lambda P,{\boldsymbol{M}})\\ & \text{ that is not an lc center of }(X,\mathcal{F},B+(\lambda-\delta)P,{\boldsymbol{M}}) \text{ for any }0<\delta\ll 1\} \end{align}\] is finite, so we may let \[\lambda_0:=\min\{\lambda\mid \text{ there exists }(W,\lambda)\in\Gamma\}.\] Now by the Noetherian property, there exists \((W_0,\lambda_0)\in\Gamma\) such that \(W_0\subset W\) for any \((W,\lambda_0)\in\Gamma\).

Step 4. In this step, we construct an \(\mathbb{R}\)-divisor \(\tilde{B}\) on \(X\) and a \(\mathbb{Q}\)-factorial ACSS model \((Y,\mathcal{F}_Y,\tilde{B}_Y,{\boldsymbol{M}})\) of \((X,\mathcal{F},B,{\boldsymbol{M}})\), so that \(R\) is the image of a \((K_{\mathcal{F}_Y}+\tilde{B}_Y+{\boldsymbol{M}}_Y)\)-negative extremal ray\(/U\) in \(X\).

Let \(\tilde{B}:=B+\lambda_0P\) and let \(E\) be an lc place of \((X,\mathcal{F},\tilde{B},{\boldsymbol{M}})\) such that \(\operatorname{center}_EX=W_0\). By Theorem 167 in dimension \(d\), there exists a great ACSS model \((Y,\mathcal{F}_Y,\tilde{B}_Y,{\boldsymbol{M}};G)\) of \((X,\mathcal{F},\tilde{B},{\boldsymbol{M}})\) such that \(E\) is on \(Y\) with induced birational morphism \(g: Y\rightarrow X\). We have \[K_{\mathcal{F}_Y}+\tilde{B}_Y+{\boldsymbol{M}}_Y+F=g^*\left(K_{\mathcal{F}}+\tilde{B}+{\boldsymbol{M}}_X\right)\] for some \(F\geq 0\). Let \(V:=g(\operatorname{Supp}F)\). Then \(V\subset\operatorname{Nlc}(X,\mathcal{F},\tilde{B},{\boldsymbol{M}})\) is a reduced subscheme of \(X\).

Let \(C_i\) be a sequence of curves such that \([C_i]\in\overline{NE}(X/U)\) and \(\lim [C_i]=R\). Then there exist curves \(C_{Y,i}\) on \(Y\) such that \(g(C_{Y,i})=C_i\) for each \(i\). Let \(R':=\lim [C_{Y,i}]\). Then \(g(R')=R\). Let \(R_1,\dots,R_l\) be extremal rays in \(\overline{NE}(Y/U)\) such that \(R'=\sum a_iR_i\) for some \(a_i>0\). Since \(R\) is extremal, there exists \(i\) such that \(g(R_i)=R\), and let \(R_Y:=R_i\). By the projection formula, \[\begin{align} \left(K_{\mathcal{F}_Y}+\tilde{B}_Y+F+{\boldsymbol{M}}_Y\right)\cdot R_Y&=\left(K_{\mathcal{F}_Y}+\tilde{B}_Y+F+{\boldsymbol{M}}_Y\right)\cdot R'\\ &=\lim \left(K_{\mathcal{F}_Y}+\tilde{B}_Y+F+{\boldsymbol{M}}_Y\right)\cdot C_i\\ &=\lim \left(K_{\mathcal{F}}+\tilde{B}+{\boldsymbol{M}}_X\right)\cdot C_i=\left(K_{\mathcal{F}}+\tilde{B}+{\boldsymbol{M}}_X\right)\cdot R<0. \end{align}\] Thus \(R_Y\) is a \((K_{\mathcal{F}_Y}+\tilde{B}_Y+F+{\boldsymbol{M}}_Y)\)-negative extremal ray.

If \(F\cdot R_Y<0\), then \(R_Y\) is contained in the image of \(\overline{NE}(\operatorname{Supp}F/U)\rightarrow\overline{NE}(Y/U)\). Then \(R=g(R_Y)\) is contained in the image of \(\overline{NE}(V/U)\rightarrow\overline{NE}(X/U)\). Thus there exists an irreducible component \(V_0\) of \(V\) such that \(R\) is contained in the image of \(\overline{NE}(V_0/U)\rightarrow\overline{NE}(X/U)\). Since \(R\) is not contained in \(\overline{NE}(X/U)_{\operatorname{Nlc}(X,\mathcal{F},B,{\boldsymbol{M}})}\), \(V_0\) is not an lc center of \((X,\mathcal{F},B,{\boldsymbol{M}})\). Since \(V_0\subset V=g(F)\subset\operatorname{Nlc}(X,\mathcal{F},\tilde{B},{\boldsymbol{M}})\) and \(\tilde{B}=B+\lambda_0P\), there exists a real number \(0<\lambda_1<\lambda_0\) such that \(V_0\) is an lc center of \(\operatorname{Nlc}(X,\mathcal{F},B+\lambda_1P,{\boldsymbol{M}})\). This contradicts the minimality of \((W_0,\lambda_0)\), as \((V_0,\lambda_1)\in\Gamma\) and \(\lambda_1<\lambda_0\). Hence \(F\cdot R_Y\geq 0\) and \(R_Y\) is a \((K_{\mathcal{F}_Y}+\tilde{B}_Y+{\boldsymbol{M}}_Y)\)-negative extremal ray.

Step 5. In this step, we prove the proposition assuming \(X\) is \(\mathbb{Q}\)-factorial.

Assume that \(X\) is \(\mathbb{Q}\)-factorial. By [29], \(\operatorname{Exc}(g)\) is a divisor, so \(g^{-1}(W_0)\) is a divisor. Since \(R\subset{\rm Im}(\overline{NE}(W/U)\rightarrow\overline{NE}(X/U))\) and \(g(R_Y)=R\), there exists a divisor \(E_0\) on \(Y\) such that \(R_Y\subset{\rm Im}(\overline{NE}(E_0/U)\rightarrow\overline{NE}(Y/U))\). Since \(g\) is an ACSS modification of \((X,\mathcal{F},\tilde{B},{\boldsymbol{M}})\), \(E_0\) is an lc place of \((X,\mathcal{F},\tilde{B},{\boldsymbol{M}})\) and an lc place of \((Y,\mathcal{F}_Y,\tilde{B}_Y,{\boldsymbol{M}})\).

Let \(T\) be the normalization of \(E_0\), let \(\mathcal{F}_{T}:=\mathcal{F}_Y|_{T}\) be the restricted foliation, let \({\boldsymbol{M}}^{T}:={\boldsymbol{M}}|_{T}\), and \[K_{\mathcal{F}_T}+\tilde{B}_T+{\boldsymbol{M}}^T_T:=(K_{\mathcal{F}_Y}+\tilde{B}_Y+{\boldsymbol{M}}_Y)|_{T}.\] Since \(R_Y\subset{\rm Im}(\overline{NE}(E_0/U)\rightarrow\overline{NE}(Y/U))\), \(R_Y\) is contained in the image of \[\iota: \overline{NE}(T/U)\rightarrow \overline{NE}(E_0/U)\rightarrow\overline{NE}(Y/U).\] Therefore, there exists \(\tilde{R}\in\overline{NE}(T/U)\) such that \(\iota(\tilde{R})=R_Y\). We write \(\tilde{R}=\sum\tilde{a}_i\tilde{R}_i\) where each \(\tilde{R}_i\) is an extremal ray in \(\overline{NE}(T/U)\). Since \(R_Y\) is extremal\(/U\), for each \(i\), either \(\iota(\tilde{R}_i)=0\) or \(\iota(\tilde{R}_i)=R_Y\). Since \(R_Y\not=0\), there exists \(i_0\) such that \(\iota(\tilde{R}_{i_0})=R_Y\). We let \(R_T:=\tilde{R}_{i_0}\). Thus \(R_T\) is a \((K_{\mathcal{F}_T}+B_T+{\boldsymbol{M}}^T_T)\)-negative extremal ray\(/U\). By Theorem 145 and Theorem 166 in dimension \(\leq d-1\), \(R_T\) is spanned by a rational curve \(C_T\) such that \(C_T\) is tangent to \(\mathcal{F}_T\) and \[0<-(K_{\mathcal{F}_T}+\tilde{B}_T+{\boldsymbol{M}}^T_T)\cdot C_T\leq 2(d-1).\] Let \(C_Y\) be the image of \(C_T\) in \(Y\). Then \(C_Y\) spans \(R_Y\), \[0<-(K_{\mathcal{F}_T}+\tilde{B}_T+{\boldsymbol{M}}^T_T)\cdot C_T=-(K_{\mathcal{F}_Y}+\tilde{B}_Y+{\boldsymbol{M}}_Y)\cdot C_Y\leq 2(d-1),\] and by [27], \(C_Y\) is tangent to \(\mathcal{F}_Y\). Let \(C:=g(C_Y)\). Then \(C\) is tangent to \(\mathcal{F}\). By Step 4, \(F\cdot C_Y\geq 0\), so \[2d\geq -(K_{\mathcal{F}_Y}+\tilde{B}_Y+{\boldsymbol{M}}_Y)\cdot C_Y\geq -(K_{\mathcal{F}_Y}+\tilde{B}_Y+F+{\boldsymbol{M}}_Y)\cdot C_Y=-(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\cdot C>0.\] We are done for the case when \(X\) is \(\mathbb{Q}\)-factorial.

Step 6. In this step, we conclude the proof of the theorem.

Since \(Y\) is \(\mathbb{Q}\)-factorial and \(R_Y\) is a \((K_{\mathcal{F}_Y}+\tilde{B}_Y+{\boldsymbol{M}}_Y)\)-negative extremal ray, by Step 5, \(R_Y\) is spanned by a rational curve \(C_Y\) that is tangent to \(\mathcal{F}_Y\) and \[0<-(K_{\mathcal{F}_Y}+\tilde{B}_Y+{\boldsymbol{M}}_Y)\cdot C_Y\leq 2d.\] Let \(C:=g(C_Y)\). Then \(C\) is tangent to \(\mathcal{F}\). Since \(F\cdot C_Y\geq 0\), \[2d\geq -(K_{\mathcal{F}_Y}+\tilde{B}_Y+{\boldsymbol{M}}_Y)\cdot C_Y\geq -(K_{\mathcal{F}_Y}+\tilde{B}_Y+F+{\boldsymbol{M}}_Y)\cdot C_Y=-(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\cdot C>0.\] This concludes the proof of the theorem. ◻

2.0.3.3 Proofs of Theorems 28, 113, 23, and 22

Proofs of Theorems 166 and 167. It is obvious that Theorems 166 and 167 hold trivially when \(d=1\), so by Propositions 171 and 173, Theorems 166 and 167 hold. ◻

Proof of Theorem 28. It is a special case of Theorem 167. ◻

Proof of Theorems 22 and 113. By Theorem 28, there exists a \(\mathbb{Q}\)-factorial ACSS model \((X',\mathcal{F}',B',{\boldsymbol{M}})\) of \((X,\mathcal{F},B,{\boldsymbol{M}})\) with induced birational morphism \(h: X'\rightarrow X\) and properly associated \(f: X'\rightarrow Z\). Since \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc, \[K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}=h^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X).\] Let \(S'\) be the normalization of \(h^{-1}_*S\), let \(\mathcal{F}_{S'}\) be the restricted foliation of \(\mathcal{F}\) on \(S'\), and let \({\boldsymbol{M}}^S:={\boldsymbol{M}}|_{S^\nu}\). Then there exists an induced birational morphism \(h_S: S'\rightarrow S^\nu\). Let \[K_{\mathcal{F}_{S'}}+B_{S'}+{\boldsymbol{M}}^S_{S'}:=(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'})|_{S'},\] then \((S',\mathcal{F}_{S'},B_{S'},{\boldsymbol{M}}^S)\) is lc and \[K_{\mathcal{F}_{S'}}+B_{S'}+{\boldsymbol{M}}^S_{S'}=h_S^*(K_{\mathcal{F}_S}+B_S+{\boldsymbol{M}}^S_{S^\nu}).\] Then Theorems 22 and 113 hold by Theorem 145 and Theorem 146. ◻

Proof of Theorem 23. It is an immediate corollary of Theorem 113. ◻

2.0.3.4 Proof of Theorem 19

Lemma 174. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a gfq and \(A\) an ample\(/U\) \(\mathbb{R}\)-divisor on \(X\). Then there are finitely many \((K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X)\)-negative extremal rays\(/U\) that are not contained in \(\overline{NE}(X/U)_{\operatorname{Nlc}(X,\mathcal{F},B,{\boldsymbol{M}})}\).

Proof. Let \(d:=\dim X\), let \(\omega:=K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\), let \(\rho:=\rho(X/U)\), and let \(A_1,\dots,A_{\rho-1}\) be ample\(/U\) Cartier divisors on \(X\) such that \(\omega,A_1,\dots,A_{\rho-1}\) form a basis of \(N^1_{\mathbb{R}}(X/U)\). Let \(0<\epsilon\ll 1\) be a rational number such that \(A-\epsilon\sum_{i=1}^{\rho-1}A_i\) is ample\(/U\). Then we only need to show that there are finitely many \((K_{\mathcal{F}}+B+\epsilon\sum_{i=1}^{\rho-1}A_i+{\boldsymbol{M}}_X)\)-negative extremal rays\(/U\) that are not contained in \(\overline{NE}(X/U)_{\operatorname{Nlc}(X,\mathcal{F},B,{\boldsymbol{M}})}\). Possibly replacing \(A\), we may assume that \(A=\epsilon\sum_{i=1}^{\rho-1}A_i\).

Suppose that the lemma does not hold. Then there exist an infinite set \(\Lambda\) and an infinite set \(\{R_j\}_{j\in\Lambda}\) of \((K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X)\)-negative extremal rays\(/U\) that are not contained in \(\overline{NE}(X/U)_{\operatorname{Nlc}(X,\mathcal{F},B,{\boldsymbol{M}})}\). By Theorem 166, for any \(j\in\Lambda\), there exists a rational curve \(C_j\) on \(X\) that is tangent to \(\mathcal{F}\) and \(R_j=[C_j]\), such that \(-2d\leq \omega\cdot C_j<0\). For each \(j\in\Lambda\), by Lemma 172, there exists an ample\(/U\) \(\mathbb{R}\)-divisor \(L_j\) and a nef\(/U\) \(\mathbb{R}\)-divisor \(H_j\) such that \[H_j=L_j+(K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X)=L_j+\epsilon\sum_{i=1}^{\rho-1}A_i+\omega\] and \(H_j\) is the supporting function of \(R_j\). We have \[0=H_j\cdot C_j=L_j\cdot C_j+\epsilon\sum_{i=1}^{\rho-1}A_i\cdot C_j+\omega\cdot C_j\geq-2d+\epsilon\sum_{i=1}^{\rho-1}A_i\cdot C_j.\] Therefore, \(A_i\cdot C_j\leq\frac{2d}{\epsilon}\) for any \(i,j\). Since \(A_i\cdot C_j\in\mathbb{N}^+\), there are finitely many possibilities of \(A_i\cdot C_j\). Possibly replacing \(\Lambda\) with an infinite subset, we may assume that \(A_i\cdot C_j=A_i\cdot C_{j'}\) for any \(i\) and any \(j,j'\in\Lambda\).

We may write \(\omega=\sum_{i=1}^c r_iD_i\) such that \(r_1,\dots,r_c\) are linearly independent over \(\mathbb{Q}\) and \(D_i\) are Weil divisors. By [83], each \(D_i\) is a \(\mathbb{Q}\)-Cartier divisor. Thus there exist real numbers \(a_{i,k}\) and \(b_i\) such that \[D_i\equiv_U\sum_{k=1}^{\rho-1}a_{i,k}A_k+b_i\omega\] for each \(i\).

We let \(\delta_1,\dots,\delta_c\) be real numbers such that \(\sum_{i=1}^cb_i\delta_i>-1\) and \(r_i':=\delta_i+r_i\in\mathbb{Q}.\) Let \(\omega':=\sum_{i=1}^cr_i'D_i\). Then \[\omega'=\omega+\sum_{i=1}^c\delta_iD_i=\left(\sum_{k=1}^{\rho-1}\left(\sum_{i=1}^c\delta_ia_{i,k}\right)A_k\right)+\left(1+\sum_{i=1}^c\delta_ib_i\right)\omega.\] Since \(\sum_{i=1}^cb_i\delta_i>-1\), \(\omega'\) and \(A_1,\dots,A_{\rho-1}\) form a basis of \(N^1_\mathbb{R}(X/U)\). Moreover, \[\omega'\cdot C_j=\left(\sum_{i=1}^c\sum_{k=1}^{\rho-1}\delta_ia_{i,k}\cdot(A_k\cdot C_j)\right)+\left(1+\sum_{i=1}^c\delta_ib_i\right)(\omega\cdot C_j).\] By our assumptions, \[\alpha:=\sum_{i=1}^c\sum_{k=1}^{\rho-1}\delta_ia_{i,k}\cdot(A_k\cdot C_j)\text{ and }\beta:=1+\sum_{i=1}^c\delta_ib_i>0\] are constants which do not depend on \(j\), and \(\omega\cdot C_j\in [-2d,0)\). Therefore, \[\omega'\cdot C_j\in [-2d\beta+\alpha,\alpha)\] for any \(j\). Note that \(\omega'\) is a \(\mathbb{Q}\)-Cartier \(\mathbb{Q}\)-divisor. Let \(I\) be the Cartier index of \(\omega'\), then \[\omega'\cdot C_j\in [-2d\beta+\alpha,\alpha)\cap \frac{1}{I}\mathbb{Z}\] for any \(j\). Therefore, there are only finitely many possibilities of \(\omega'\cdot C_j\). Possibly replacing \(\Lambda\) with an infinite subset, we may assume that \(\omega'\cdot C_j=\omega'\cdot C_{j'}\) for any \(j,j'\in\Lambda\). Since \(\omega',A_1,\dots,A_{\rho-1}\) form a basis of \(N^1_\mathbb{R}(X/U)\), \(C_j\equiv_U C_{j'}\), which is absurd as \(R_j\) and \(R_j'\) are different rays in \(\overline{NE}(X/U)\). ◻

Lemma 175. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a gfq such that \(\mathcal{F}\) is algebraically integrable. Assume that \(R\) is a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-negative extremal ray in \(\overline{NE}(X/U)\) that is not contained in \(\overline{NE}(X/U)_{\operatorname{Nlc}(X,\mathcal{F},B,{\boldsymbol{M}})}\). Then \(R\) is a rational extremal ray in \(\overline{NE}(X/U)\).

Proof. By Lemma 172, there exists an ample\(/U\) \(\mathbb{R}\)-divisor \(A\) such that \(H_R:=K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X\) is a supporting function of \(R\). We let \(\delta\in (0,1)\) be a rational number such that \(R\) is a \((K_{\mathcal{F}}+B+\delta A+{\boldsymbol{M}}_X)\)-negative extremal ray\(/U\) that is not contained in \(\overline{NE}(X/U)_{\operatorname{Nlc}(X,\mathcal{F},B,{\boldsymbol{M}})}\). Let \(\Lambda\) be the set of all \((K_{\mathcal{F}}+B+\delta A+{\boldsymbol{M}}_X)\)-negative extremal rays\(/U\). By Lemma 174, we may write \(\Lambda=\{R,R_1,\dots,R_l\}\). Then \[V:=\overline{NE}(X/U)_{K_{\mathcal{F}}+B+\delta A+{\boldsymbol{M}}_X\geq 0}+\overline{NE}(X/U)_{\operatorname{Nlc}(X,\mathcal{F},B,{\boldsymbol{M}})}+\sum_{i=1}^lR_i\] is a closed sub-cone of \(\overline{NE}(X/U)\) and \(R\not\in V\). Let \(C\) be the dual cone of \(V\) in \(N^1(X/U)\). Then since \(H_R\cdot R'>0\) for any \(R'\in V\), \(H_R\) is contained in the interior of \(C\). Therefore, there exists a positive real number \(\epsilon\in (0,1)\) such that \(H_R-\epsilon A\) is contained in the interior of \(C\). In particular, \((H_R-\epsilon A)\cdot R'>0\) for any \(R'\in V\).

We write \(H_R=\sum_{i=1}^cr_iD_i\), where \(r_1,\dots,r_c\) are real numbers that are linearly independent over \(\mathbb{Q}\) and \(D_i\) are \(\mathbb{Q}\)-Cartier Weil divisors. By Theorem 166, \(R\) is spanned by a rational curve \(C\). Since \(H_R\cdot C=0\), \(D_i\cdot C=0\) for each \(i\).

Pick rational numbers \(r_1',\dots,r_c'\) such that \(\sum_{i=1}^c(r_i'-r_i)D_i+\epsilon A\) is ample\(/U\). Let \(H_R':=\sum_{i=1}^cr_i'D_i\). Then \(H_R'\cdot R=0\). For any extremal ray \(R'\not=R\in\overline{NE}(X/U)\), then \(R'\in V\) and \[H_R'\cdot R'=H_R\cdot R'+\sum_{i=1}^c(r_i'-r_i)D_i\cdot R'=(H_R-\epsilon A)\cdot R'+\left(\sum_{i=1}^c(r_i'-r_i)D_i+\epsilon A\right)\cdot R'>0.\] Thus \(H_R'\) is a supporting function of \(R\) and the lemma holds. ◻

Proof of Theorem 19. Theorem 19(1) follows from Lemma 175 and Theorem 166. Theorem 19(2) follows from Theorem 166. Theorem 19(3) follows from Lemma 174 and that \(\Lambda=\cup_{n=1}^{+\infty}\Lambda_{\frac{1}{n}A}\) for any ample\(/U\) \(\mathbb{R}\)-divisor \(A\). We have yet to prove (4).

For any \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-negative extremal face \(F\) in \(\overline{NE}(X/U)\) that is relatively ample at infinity with respect to \((X,\mathcal{F},B,{\boldsymbol{M}})\), \(F\) is also a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X+A)\)-negative extremal face for some ample\(/U\) \(\mathbb{R}\)-divisor \(A\) on \(X\). Let \(V:=F^\bot\subset N^1(X/U)\). Then since \(F\) is spanned by a subset of \(\{R_j\}_{j\in\Lambda_A}\) and each \(R_j\) is rational, \(V\) is defined over \(\mathbb{Q}\). We let \[W_F:=\overline{NE}(X/U)_{K_X+B+{\boldsymbol{M}}_X+A\geq 0}+\overline{NE}(X/U)_{\operatorname{Nlc}(X,\mathcal{F},B,{\boldsymbol{M}})}+\sum_{j\mid j\in\Lambda_A,R_j\not\subset F}R_j.\] Then \(W_F\) is a closed cone, \(\overline{NE}(X/U)=W_F+F\), and \(W_F\cap F=\{0\}\). The supporting functions of \(F\) are the elements in \(V\) that are positive on \(W_F\backslash\{0\}\), which is a non-empty open subset of \(V\), and hence contains a rational element \(H\). In particular, \(F=H^\bot\cap \overline{NE}(X/U)\), hence \(F\) is rational, and we get (4). This concludes the proof of Theorem 19. ◻

2.0.4 Minimal model program for ACSS generalized foliated quadruples↩︎

With the establishment of the cone theorem, we are ready to study the minimal model program for algebraically integrable generalized foliated quadruples. Unfortunately for us, we cannot prove the contraction theorem and the cone theorem for the time being due to technical reasons. However, we are able to run some special types of the minimal model program for foliations.

First, we need to introduce the concept of different models of generalized foliated quadruples, similar to those of usual pairs, generalized pairs, and foliated triples.

2.0.4.1 Models

Definition 176 (Models, II). Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be an lc gfq and \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) a log birational model of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\). We say that \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) is a log minimal model of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) if

  1. \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) is a weak lc model of \((X,\mathcal{F},B)/U\),

  2. \((X',\mathcal{F}',B',{\boldsymbol{M}})\) is \(\mathbb{Q}\)-factorial ACSS, and

  3. for any prime divisor \(D\) on \(X\) which is exceptional over \(X'\), \[a(D,\mathcal{F},B,{\boldsymbol{M}})<a(D,\mathcal{F}',B',{\boldsymbol{M}}).\]

We say that \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) is a good minimal model of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) if \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) is a log minimal model of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) and a semi-good minimal model of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\).

The following lemma is straightforward but also convenient for us to apply in some scenarios.

Lemma 177. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be an lc gfq and \((X',\mathcal{F}',B',{\boldsymbol{M}})\) a \(\mathbb{Q}\)-factorial ACSS model of \((X,\mathcal{F},B,{\boldsymbol{M}})\). Then \((X',\mathcal{F}',B',{\boldsymbol{M}})/X\) is a good minimal model of \((X,\mathcal{F},B,{\boldsymbol{M}})/X\).

Proof. It immediately follows from the definitions. ◻

Lemma 178. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a gfq, \(\Delta\geq 0\) an \(\mathbb{R}\)-divisor on \(X\), and \({\boldsymbol{N}}\) a nef\(/U\) \(\boldsymbol{b}\)-divisor on \(X\). Assume that \(\mathcal{F}\) is induced by a contraction \(f: X\rightarrow Z\) and \[K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}K_X+\Delta+{\boldsymbol{N}}_X.\] Then the following hold.

  1. Any \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-negative extremal ray\(/U\) \(R\) is a \((K_X+\Delta+{\boldsymbol{N}}_X)\)-negative extremal ray\(/Z\), and \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\cdot R=(K_X+\Delta+{\boldsymbol{N}}_X)\cdot R.\)

  2. Any step of a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) is a step of a \((K_X+\Delta+{\boldsymbol{N}}_X)\)-MMP\(/Z\). Moreover, assume that \((X,\Delta,{\boldsymbol{N}})\) is lc and either \(X\) is \(\mathbb{Q}\)-factorial klt or \({\boldsymbol{N}}\) is NQC\(/U\). Then we may run a step of a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\).

  3. Assume that \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) is weak ACSS (resp. ACSS, super ACSS) with an associated divisor \(G\), \(\Delta=B+G\), and \({\boldsymbol{N}}={\boldsymbol{M}}\). Assume that \[\phi: (X,\mathcal{F},B,{\boldsymbol{M}};G)\dashrightarrow (X',\mathcal{F}',B',{\boldsymbol{M}};G')\] is a sequence of steps of a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) whose last step is not a Mori fiber space\(/U\). Then \((X',\mathcal{F}',B',{\boldsymbol{M}};G')/Z\) is weak ACSS (resp. ACSS, super ACSS). Moreover, if \(X\) is \(\mathbb{Q}\)-factorial and \({\boldsymbol{M}}\) is NQC\(/U\) (resp. \(X\) is klt, \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) is (super) ACSS), then \(X'\) is \(\mathbb{Q}\)-factorial (resp. and klt, and \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) is (super) ACSS).

  4. Any sequence of steps of a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) is a sequence of steps of a \((K_X+\Delta+{\boldsymbol{N}}_X)\)-MMP\(/Z\).

Proof. (1) By Theorem 19, any \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-negative extremal ray\(/U\) is tangent to \(\mathcal{F}\), hence is an extremal ray\(/Z\). We get (1).

(2) By (1), any \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-negative extremal ray\(/U\) \(R\) is a \((K_X+\Delta+{\boldsymbol{N}}_X)\)-negative extremal ray\(/U\). If \(X\) is \(\mathbb{Q}\)-factorial klt, then by [4] and the cone/contraction theorem/existence of flips for usual klt pairs, we get a step of a \((K_X+\Delta+{\boldsymbol{N}}_X)\)-MMP\(/U\) associated to \(R\), which is also a step of a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) associated to \(R\). If \({\boldsymbol{N}}\) is NQC\(/U\), then by the cone theorem ([12], Theorem 19), the contraction theorem ([13], [14]), and the existence of flips ([16]), we get a step of a \((K_{X}+\Delta+{\boldsymbol{N}}_X)\)-MMP\(/U\) associated to \(R\), which is also a step of a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) associated to \(R\). Moreover, by (1), \(R\) is a negative extremal ray\(/Z\), so this step of the MMP is also a step of an MMP\(/Z\).

(3) Without loss of generality, we may assume that \(\phi\) is a single step of a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\). It is clear that \((X',\mathcal{F}',B',{\boldsymbol{M}};G')/Z\) is weak ACSS by Proposition 108.

If \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) is ACSS, then there exist \(D\), \({\boldsymbol{M}}'\), such that \(\operatorname{Supp}\{B\}\subset\operatorname{Supp}D\), \({\boldsymbol{M}}'-\alpha {\boldsymbol{M}}\) is nef\(/X\) for some \(\alpha>1\), and for any divisor \(\Sigma\) on \(Z\) such that \(\Sigma\geq f(G)\) and \((Z,\Sigma)\) is log smooth, \((X,B+G+D+f^*(\Sigma-f(G)),{\boldsymbol{M}}')\) is qdlt. Let \({\boldsymbol{P}}:={\boldsymbol{M}}'-{\boldsymbol{M}}\), then \((X,B+G+\delta D+f^*(\Sigma-\pi(G)),{\boldsymbol{M}}+\delta{\boldsymbol{P}})\) is qdlt for any \(0\leq \delta\leq 1\), and \[{\boldsymbol{M}}+\delta{\boldsymbol{P}}-(1+\delta(\alpha-1)){\boldsymbol{M}}=\delta({\boldsymbol{M}}'-\alpha{\boldsymbol{M}})\] is nef\(/X\). By (2), \(\phi\) is a step of a \((K_X+B+G+{\boldsymbol{M}}_X)\)-MMP\(/Z\), hence a step of a \((K_X+B+G+\delta D+f^*(\Sigma-f(G))+{\boldsymbol{M}}_X+\delta{\boldsymbol{P}}_X)\)-MMP\(/Z\). It follows that \((K_{X'}+B'+G'+\delta\phi_*D+f'^*(\Sigma-\pi(G)),{\boldsymbol{M}}_{X'}+\delta{\boldsymbol{P}})\) is qdlt, where \(f': X'\rightarrow Z\) is the induced contraction. Moreover, for any lc place \(E\) of \((X',\mathcal{F}',B',{\boldsymbol{M}})\), since \[-\epsilon_{\mathcal{F}}(E)\leq a(E,\mathcal{F},B,{\boldsymbol{M}})\leq a(E,\mathcal{F}',B',{\boldsymbol{M}})\leq -\epsilon_{\mathcal{F}'}(E)=-\epsilon_{\mathcal{F}}(E),\] \(E\) is also an lc place of \((X,\mathcal{F},B,{\boldsymbol{M}})\) and \(\phi\) is an isomorphism near the generic point of \(\operatorname{center}_XE\). Therefore \((X',\mathcal{F}',B',{\boldsymbol{M}};G')/Z\) is ACSS. Additionally if \(G\) is super, then it is clear that \(G'\) is super and hence \((X',\mathcal{F}',B',{\boldsymbol{M}};G')/Z\) is super ACSS.

Now we prove the Moreover part. By (2), \(\phi\) is a step of a \((K_X+B+G+{\boldsymbol{M}}_X)\)-MMP\(/U\), hence a step of a \((K_X+B+G+{\boldsymbol{M}}_X+A)\)-MMP\(/U\) for some ample\(/U\) \(\mathbb{R}\)-divisor \(A\). The statement follows from [4] and [12].

(4) follows from (2) and (3). ◻

2.0.4.2 MMP with super divisors

Lemma 179. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be an lc gfq, \((X,\Delta,{\boldsymbol{N}})/U\) an lc g-pair, and \(f: X\rightarrow Z\) a contraction, such that \(\mathcal{F}\) is induced by \(f\), \(\Delta\) is super\(/Z\), and \[K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}K_X+\Delta+{\boldsymbol{N}}_X.\] Then the following hold.

  1. Any \((K_X+\Delta+{\boldsymbol{N}}_X)\)-negative extremal ray\(/U\) \(R\) is a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-negative extremal ray\(/Z\) and \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\cdot R=(K_X+\Delta+{\boldsymbol{N}}_X)\cdot R.\)

  2. A step of a \((K_X+\Delta+{\boldsymbol{N}}_X)\)-MMP\(/U\) is a step of a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/Z\).

  3. Any sequence of steps of a \((K_X+\Delta+{\boldsymbol{N}}_X)\)-MMP\(/U\) is a sequence of steps of a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/Z\).

  4. Let \(D\geq 0\) be an \(\mathbb{R}\)-divisor on \(X\) and \({\boldsymbol{N}}'\) a nef\(/U\) \(\boldsymbol{b}\)-divisor on \(X\) such that \(D+{\boldsymbol{N}}'_X\) is \(\mathbb{R}\)-Cartier. Then any sequence of steps of a \((K_X+\Delta+{\boldsymbol{N}}_X)\)-MMP\(/U\) with scaling of \((D,{\boldsymbol{N}}')\) is a sequence of steps of a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \((D,{\boldsymbol{N}}')\), and any sequence of steps of a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \((D,{\boldsymbol{N}}')\) is a sequence of steps of a \((K_X+\Delta+{\boldsymbol{N}}_X)\)-MMP\(/U\) with scaling of \((D,{\boldsymbol{N}}')\).

Proof. (1) Let \(d:=\dim X\). Since \(\Delta\) is super, \(\Delta\geq\sum_{i=1}^{2d+1}f^*H_i\) for some ample Cartier divisors \(H_i\) on \(Z\). Let \(L:=\Delta-\sum_{i=1}^{2d+1}f^*H_i\), then \((X,L,{\boldsymbol{M}})\) is lc and \(R\) is a \((K_X+L+{\boldsymbol{N}}_X)\)-negative extremal ray. By Theorem 2, there exists a rational curve \(C\) on \(X\) such that \(C\) spans \(R\) and \(-2d\leq (K_X+L+{\boldsymbol{N}}_X)\cdot C<0.\) Therefore, \[0>(K_X+\Delta+{\boldsymbol{N}}_X)\cdot C=(K_X+L+{\boldsymbol{N}}_X)\cdot C+\left(\sum_{i=1}^{2d+1}f^*H_i\cdot C\right)\geq -2d+\left(\sum_{i=1}^{2d+1}f^*H_i\cdot C\right).\] It implies that \(f(C)\) is a point and \(R\) is an extremal ray\(/Z\). By Proposition 161, we get (1).

(2) It immediately follows from (1).

Finally, (3-4) follow from (1-2) and Lemma 178. ◻

Lemma 180. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a gfq and \((X,\Delta,{\boldsymbol{N}})/U\) an lc g-pair such that \(\mathcal{F}\) is induced by a contraction \(X\to Z\) and \[K_\mathcal{F}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}K_X+\Delta+{\boldsymbol{N}}_X.\]

  1. If \(K_X+\Delta+{\boldsymbol{N}}_X\) is either nef\(/Z\) or nef\(/U\), then \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\) is nef\(/U\).

  2. If \(\Delta\) is super\(/Z\) and either \(K_X+\Delta+{\boldsymbol{N}}_X\) is nef\(/Z\) or \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\) is nef\(/U\), then \(K_X+\Delta+{\boldsymbol{N}}_X\) is nef\(/U\).

Proof. The lemma follows from Lemma 178(1) and Lemma 179(1). ◻

2.0.4.3 MMP with scaling and existence of Mori fiber spaces

Notation 181. In the following, we need to identify “one special MMP satisfying certain properties" and”all MMP satisfying certain properties". For example, there are some arguments which hold for “all MMP with scaling of an ample divisor" while some other arguments hold for”one MMP with scaling of an ample divisor". Due to this subtlety, we need to consider “MMP" as objects, and usually denote them by \(\mathcal{P}\) or similar notations.

Proposition 182. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be an lc gfq and \(f: X\rightarrow Z\) a contraction, such that \[K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}K_X+\Delta+{\boldsymbol{N}}_X\] for some lc g-pair \((X,\Delta,{\boldsymbol{N}})/U\). Assume that either \(X\) is \(\mathbb{Q}\)-factorial klt or \({\boldsymbol{N}}\) is NQC\(/U\). Then for any ample\(/U\) \(\mathbb{R}\)-divisor \(A\), we can run a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \(A\).

Moreover, there exists a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \(A\), say \(\mathcal{P}_0\), satisfying the following. Let \(\mathcal{P}=\mathcal{P}_0\) if \(X\) is not \(\mathbb{Q}\)-factorial, otherwise let \(\mathcal{P}\) be any \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \(A\) with the scaling numbers \(\lambda_i\). Then the following hold.

  1. Suppose that there exists an ample\(/U\) \(\mathbb{R}\)-divisor \(H\geq 0\), such that either \(\Delta\geq H\) or \({\boldsymbol{N}}-\overline{H}\) is nef\(/U\). Then \(\mathcal{P}\) terminates at a model \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) such that either

    1. there exists a \((K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'})\)-Mori fiber space\(/U\) which is also a \((K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'})\)-Mori fiber space\(/Z\), or

    2. \(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R},Z}D\) for some semi-ample\(/U\) \(\mathbb{R}\)-divisor \(D\).

  2. Either \(\mathcal{P}\) terminates, or \(\lim_{i\rightarrow+\infty}\lambda_i=0\).

Proof. We first construct \(\mathcal{P}_0\). Possibly replacing \(\Delta\), we may assume that \(\Delta\) is super\(/Z\). By Lemma 66 and [36], we may run a \((K_X+\Delta+{\boldsymbol{N}}_X)\)-MMP\(/U\) with scaling of \(A\). By Lemmas 179 and 180, this MMP is also a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_{X})\)-MMP\(/U\) with scaling of \(A\), and \[\lambda_i=\inf\{t\geq 0\mid K_{X_i}+\Delta_i+tA_i+{\boldsymbol{N}}_{X_i}\text{ is nef}/U\}\] for each \(i\), where \(\Delta_i\) is the strict transform of \(\Delta\) on \(X_i\). This shows the existence of \(\mathcal{P}_0\).

Suppose that \(X\) is not \(\mathbb{Q}\)-factorial. Then \({\boldsymbol{N}}\) is NQC\(/U\). According to [36], there is a choice of \(\mathcal{P}_0\) satisfying the properties in the Moreover part. In the following we may assume that \(X\) is \(\mathbb{Q}\)-factorial.

If \(\Delta\geq H\), then we let \(\Delta':=\Delta\) and \({\boldsymbol{N}}':={\boldsymbol{N}}\), and if \({\boldsymbol{N}}-\bar H\) is nef\(/U\), then we let \({\boldsymbol{N}}':={\boldsymbol{N}}-\bar H\) and \(\Delta':=\Delta+H'\), where \(H'\) is a general element of \(|H/U|_{\mathbb{R}}\). Possibly replacing \(\Delta,{\boldsymbol{N}},H\) with \(\Delta',H',{\boldsymbol{N}}'\) respectively, we may assume that \(\Delta\geq H\). Since \(\Delta\) is super\(/Z\), by Lemma 179(4), any \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \(A\) is a \((K_X+\Delta+{\boldsymbol{N}}_X)\)-MMP\(/U\) with scaling of \(A\). By Lemma 65 and Proposition 67, \(\mathcal{P}\) terminates with a model \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\). Let \(\Delta'\) be the strict transform of \(\Delta\) on \(X'\). Then \(\Delta'\) is super\(/Z\). If we have a \((K_{X'}+\Delta'+{\boldsymbol{N}}_{X'})\)-Mori fiber space \(X'\rightarrow T\) over \(U\), then by Lemma 179(1), \(X'\rightarrow T\) is a \((K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'})\)-Mori fiber space\(/Z\) and we get (1.a). Thus we may assume that \((K_{X'}+\Delta'+{\boldsymbol{M}}_{X'})\) is semi-ample\(/U\). (1.b) immediately follows.

Suppose that \(\mathcal{P}\) does not terminate and \(\lambda:=\lim_{i\rightarrow+\infty}\lambda_i>0\). Then \(\mathcal{P}\) is an infinite sequence of steps of a \((K_{\mathcal{F}}+B+\frac{\lambda}{2}A+{\boldsymbol{M}}_X)\)-MMP\(/U\). Then we get a contradiction by (1). Therefore (2) holds. ◻

Proposition 183. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a weak ACSS gfq. Assume that

  • either \(X\) is \(\mathbb{Q}\)-factorial klt or \({\boldsymbol{M}}\) is NQC\(/U\), and

  • \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\) is not pseudo-effective\(/U\).

Then there exists \(\mathcal{P}_0\), a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of an ample\(/U\) \(\mathbb{R}\)-divisor \(A\), satisfying the following.

Let \(\mathcal{P}:=\mathcal{P}_0\) if \(X\) is not \(\mathbb{Q}\)-factorial, and let \(\mathcal{P}\) be any \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \(A\) if \(X\) is \(\mathbb{Q}\)-factorial. Then \(\mathcal{P}\) terminates with a Mori fiber space\(/U\).

Proof. According to Proposition 182, we have that either \(\mathcal{P}\) terminates, or \(\lim_{i\rightarrow+\infty}\lambda_i=0\), where \(\lambda_i\) are the scaling numbers. We first show that \(\mathcal{P}\) terminates. Otherwise \(\lim_{i\rightarrow+\infty}\lambda_i=0\). We may pick a positive real number \(\epsilon\) such that \(K_{\mathcal{F}}+B+\epsilon A+{\boldsymbol{M}}_X\) is not pseudo-effective\(/U\). Since \(\lim_{i\rightarrow+\infty}\lambda_i=0\), there exists an integer \(m\) such that \(\lambda_m<\epsilon\) which implies that \(K_{\mathcal{F}_m}+B_m+\epsilon A_m+{\boldsymbol{M}}_{X_m}\) is pseudo-effective\(/U\), which is not possible. Thus \(\mathcal{P}\) terminates.

Suppose that \(\mathcal{P}\) terminates at \((X_m,\mathcal{F}_m,B_m,{\boldsymbol{M}})\) for some \(m\geq 0\). Since \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\) is not pseudo-effective\(/U\), \(K_{\mathcal{F}_m}+B_m+{\boldsymbol{M}}_{X_m}\) is not pseudo-effective\(/U\). Thus \(K_{\mathcal{F}_m}+B_m+{\boldsymbol{M}}_{X_m}\) is not nef\(/U\), so there exists a \((K_{\mathcal{F}_m}+B_m+{\boldsymbol{M}}_{X_m})\)-Mori fiber space\(/U\). The proposition follows. ◻

Theorem 184. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be an lc gfq. Assume that \(\mathcal{F}\) is algebraically integrable and \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\) is not pseudo-effective\(/U\). Then:

  1. \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) has a Mori fiber space.

  2. Suppose that \((X,\mathcal{F},B,{\boldsymbol{M}})\) is weak ACSS, and either \(X\) is \(\mathbb{Q}\)-factorial klt or \({\boldsymbol{M}}\) is NQC\(/U\). Then:

    1. We may run a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of an ample\(/U\) \(\mathbb{R}\)-divisor, which terminates with a Mori fiber space\(/U\).

    2. If \(X\) is \(\mathbb{Q}\)-factorial, then any \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of an ample\(/U\) \(\mathbb{R}\)-divisor terminates with a Mori fiber space\(/U\).

Proof. (2) follows from Proposition 183 so we only need to show (1).

According to Theorem 28, \((X,\mathcal{F},B,{\boldsymbol{M}})\) has a \(\mathbb{Q}\)-factorial ACSS model \((Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}})\). Let \(g: Y\rightarrow X\) be the induced birational morphism, then \(g\) only extracts divisors \(E\) such that \(-\epsilon_{\mathcal{F}}(E)=a(E,\mathcal{F},B,{\boldsymbol{M}})\), and \[K_{\mathcal{F}_Y}+B_Y+{\boldsymbol{M}}_Y=g^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\] is not pseudo-effective\(/U\). By Proposition 183, we may run a \((K_{\mathcal{F}_Y}+B_Y+{\boldsymbol{M}}_Y)\)-MMP\(/U\) which terminates with a Mori fiber space \((Y',\mathcal{F}_{Y'},B_{Y'},{\boldsymbol{M}})/U\) associated with \(Y'\rightarrow T\). Then \((Y',\mathcal{F}_{Y'},B_{Y'},{\boldsymbol{M}})\rightarrow T\) is a Mori fiber space\(/U\) of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\). ◻

2.0.4.4 MMP for very exceptional divisors

Theorem 185. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a weak ACSS gfq. Let \(E_1,E_2\geq 0\) be two \(\mathbb{R}\)-divisors on \(X\) such that \(E_1\wedge E_2=0\), \(E_1\) is very exceptional\(/U\), and \[K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},U}\text{(resp. }\equiv_U,\sim_{\mathbb{Q},U}\text{) }E_1-E_2.\] Assume that either \(X\) is \(\mathbb{Q}\)-factorial klt or \({\boldsymbol{M}}\) is NQC\(/U\). Let \(A\) be an ample\(/U\) \(\mathbb{R}\)-divisor.

  1. We may run a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \(A\).

  2. Let \(\mathcal{P}\) be the \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) constructed in (1) if \(X\) is not \(\mathbb{Q}\)-factorial, and let \(\mathcal{P}\) be any \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \(A\) if \(X\) is \(\mathbb{Q}\)-factorial. Then:

    1. Either \(\mathcal{P}\) terminates with a Mori fiber space or contracts \(E_1\) after finitely many steps.

    2. Suppose that \(E_2=0\). Then:

      1. \(\mathcal{P}\) terminates with a weak lc model \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) such that \[K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R},U}\text{(resp. }\equiv_U,\sim_{\mathbb{Q},U}\text{) }0.\]

      2. The divisors contracted by \(X\dashrightarrow X'\) are exactly \(\operatorname{Supp}E_1\).

      3. If \((X,\mathcal{F},B,{\boldsymbol{M}})\) is \(\mathbb{Q}\)-factorial ACSS, then \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) is a good minimal model of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\).

Proof. (1) is a direct corollary of Proposition 182.

(2.a) Suppose that \(\mathcal{P}\) does not terminate with a Mori fiber space. Then by Proposition 182, there is a model \((X',\mathcal{F}',B',{\boldsymbol{M}})\) in \(\mathcal{P}\) such that \(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\) is movable\(/U\). Let \(E_{1}'\) and \(E_{2}'\) be the strict transforms of \(E_1\) and \(E_2\) on \(X'\) respectively. Then \(E_{1}'\) is very exceptional\(/U\) and \[K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R},U}\text{(resp. }\equiv_U,\sim_{\mathbb{Q},U}\text{) }E_{1,m}-E_{2,m}\] is movable over \(U\). By [31], \(E_{1}'=0\). This implies (2.a).

(2.b) Now we assume that \(E_2=0\). By (2.a), \(\mathcal{P}\) contracts \(E_1\) after finitely many steps, i.e., there is a model \((X',\mathcal{F}',B',{\boldsymbol{M}})\) in \(\mathcal{P}\) such that \(E_1\) is contracted via \(X\dashrightarrow X'\). In particular, \[K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R},U}\text{(resp. }\equiv_U,\sim_{\mathbb{Q},U}\text{) }0.\] Since the induced birational map \(X\dashrightarrow X'\) does not extract any divisor, \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) is a weak lc model of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\), which implies (2.b.i). Since \(\mathcal{P}\) is also an \(E_1\)-MMP\(/U\), we get (2.b.ii). (2.b.iii) follows from Lemma 178. ◻

2.0.5 ACC for lc thresholds and the global ACC↩︎

2.0.5.1 The global ACC

Lemma 186. Let \(X\) be a normal projective variety and \({\boldsymbol{M}}\) a nef \(\boldsymbol{b}\)-divisor on \(X\). If \({\boldsymbol{M}}_X\equiv 0\), then \({\boldsymbol{M}}\equiv\boldsymbol{0}\).

Proof. Let \(f: Y\rightarrow X\) be a birational morphism such that \({\boldsymbol{M}}\) descends to \(Y\). By the negativity lemma, \({\boldsymbol{M}}_Y=f^*{\boldsymbol{M}}_X-E\equiv -E\) for some \(E\geq 0\). Since \({\boldsymbol{M}}_Y\) is nef, \({\boldsymbol{M}}_Y\) is pseudo-effective, so \(-E\) is pseudo-effective. Thus \(E=0\) and \({\boldsymbol{M}}_Y\equiv 0\), so \({\boldsymbol{M}}\equiv\boldsymbol{0}\). ◻

Proof of Theorem 25. We may assume that \(1\in\Gamma\). According to Theorem 28, \((X,\mathcal{F},B,{\boldsymbol{M}})\) has a \(\mathbb{Q}\)-factorial ACSS model. Possibly replacing \((X,\mathcal{F},B,{\boldsymbol{M}})\) with an ACSS model, we may assume that there exists a contraction \(f: X\rightarrow Z\) such that \((X,\mathcal{F},B,{\boldsymbol{M}})/Z\) is \(\mathbb{Q}\)-factorial ACSS. Let \(F\) be a general fiber of \(f\), \(B_F:=B|_F\), \({\boldsymbol{M}}^F:={\boldsymbol{M}}|_F\), and \({\boldsymbol{M}}^F_j:={\boldsymbol{M}}_j|_F\) for each \(j\). Since \(K_F=K_X|_F=K_{\mathcal{F}}|_F\), \[(F,B_F,{\boldsymbol{M}}^F=\sum\gamma_j{\boldsymbol{M}}_j^F)\] is an lc g-pair of dimension \(r\) such that \(K_F+B_F+{\boldsymbol{M}}^F_F\equiv 0\). Moreover, \(B_F\in\Gamma\). By [1], there exists a finite set \(\Gamma_1\subset\Gamma\) depending only on \(r\) and \(\Gamma\) such that \(B_F\in\Gamma_1\). Since \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc, \(B\) is horizontal\(/Z\). Thus \(B\in\Gamma_1\).

Possibly rewriting \({\boldsymbol{M}}\), we may assume that \({\boldsymbol{M}}_j\not\equiv\boldsymbol{0}\) and \(\gamma_j>0\) for any \(j\). By Lemma 186, \({\boldsymbol{M}}_{j,X}\not\equiv 0\) for each \(j\). For any \(j\), we let \(\delta_j\in (0,\gamma_j)\) be a real number, then \[K_{\mathcal{F}}+B+{\boldsymbol{M}}_X-\delta_j{\boldsymbol{M}}_{j,X}\equiv-\delta_j{\boldsymbol{M}}_{j,X}\] is not pseudo-effective\(/Z\). We may run a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X-\delta_j{\boldsymbol{M}}_{j,X})\text{-MMP}/Z\) and it terminates with a Mori fiber space\(/Z\) \(\pi_j: (X_j,\mathcal{F}_j,B_j,{\boldsymbol{M}}-\delta_j{\boldsymbol{M}}_j)\rightarrow T_j\) by Theorem 184.

Note that \((X_j,\mathcal{F}_j,B_j,{\boldsymbol{M}})\) is lc and \(K_{\mathcal{F}_j}+B_j+{\boldsymbol{M}}_{X_j}\equiv 0\), as \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\equiv 0\). Since \(K_{\mathcal{F}_j}+B_j+{\boldsymbol{M}}_{X_j}-\delta_j{\boldsymbol{M}}_{j,X_j}\) is anti-ample\(/T_j\), \({\boldsymbol{M}}_{j,X_j}\) is ample\(/T_j\). Let \(F_j\) be a general fiber of \(\pi_j\), \(r_j:=\dim F_j\), \(B_{F_j}:=B_j|_{F_j}\), \({\boldsymbol{M}}^{(j)}:={\boldsymbol{M}}|_{F_j}\), and \({\boldsymbol{M}}^{(j)}_i:={\boldsymbol{M}}_i|_{F_j}\). Then \(r_j\leq r\). Since \(K_{F_j}=K_{X_j}|_{F_j}=K_{\mathcal{F}_j}|_{F_j}\), \((F_j,B_{F_j},{\boldsymbol{M}}^{(j)}=\sum_i\gamma_i{\boldsymbol{M}}^{(j)}_i)\) is an lc g-pair of dimension \(r_j\), and \(B_{F_j}\in\Gamma\). Moreover, since \({\boldsymbol{M}}_{j,X_j}\) is ample\(/T_j\), \({\boldsymbol{M}}^{(j)}_{j,X_j}\) is ample. Thus \({\boldsymbol{M}}^{(j)}_j\not\equiv\boldsymbol{0}\) by Lemma 186. By [1], there exists a finite set \(\Gamma_2\subset\Gamma\) depending only on \(r\) and \(\Gamma\) such that \(\gamma_j\in\Gamma_2\). Since \(j\) can be any index, we may take \(\Gamma_0:=\Gamma_1\cup\Gamma_2\). We finish the proof. ◻

2.0.5.2 ACC for lc thresholds

Lemma 187. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/X\) be an lc gfq, \(D\) an \(\mathbb{R}\)-divisor on \(X\), and \({\boldsymbol{N}}\) a \(\boldsymbol{b}\)-divisor on \(X\) satisfying the following.

  • \(\mathcal{F}\) is algebraically integrable.

  • \(\operatorname{Supp}B=\operatorname{Supp}(B+D)\).

  • Both \({\boldsymbol{M}}+{\boldsymbol{N}}\) and \({\boldsymbol{M}}-\delta{\boldsymbol{N}}\) are nef\(/X\) for some \(\delta\in(0,1)\).

  • \((X,\mathcal{F},B+D,{\boldsymbol{M}}+{\boldsymbol{N}})/X\) is an lc gfq. In particular, \(D+{\boldsymbol{N}}_X\) is \(\mathbb{R}\)-Cartier.

  • \((X,\mathcal{F},B+(1+\epsilon)D,{\boldsymbol{M}}+(1+\epsilon){\boldsymbol{N}})\) is not lc for any positive real number \(\epsilon\).

  • For any prime divisor \(P\) on \(X\) with \(a(P,\mathcal{F},B+D,{\boldsymbol{M}}+{\boldsymbol{N}})=-\epsilon_{\mathcal{F}}(D)\), \(\operatorname{mult}_PD=0\).

Then there are two projective birational morphisms \(h: X'\rightarrow X\) and \(g: Y'\rightarrow X'\) and a real number \(t\in (0,1)\) satisfying the following.

  1. \(h\) is an ACSS modification of \((X,\mathcal{F},B+tD,{\boldsymbol{M}}+t{\boldsymbol{N}})\).

  2. For any prime \(h\)-exceptional divisor \(P\), \(a(P,\mathcal{F},B,{\boldsymbol{M}})=-\epsilon_{\mathcal{F}}(P)\). In particular, \[a(D,\mathcal{F},B+sD,{\boldsymbol{M}}+s{\boldsymbol{N}})=-\epsilon_{\mathcal{F}}(D)\] for any real number \(s\).

  3. \(g\) extracts a unique prime divisor \(E\). In particular, \(-E\) is ample over \(X'\).

  4. \(a(E,\mathcal{F},B+D,{\boldsymbol{M}}+{\boldsymbol{N}})=-\epsilon_{\mathcal{F}}(E)\) and \(a(E,\mathcal{F},B,{\boldsymbol{M}})>-\epsilon_{\mathcal{F}}(E)\). In particular, \[a(E,\mathcal{F},B+sD,{\boldsymbol{M}}+s{\boldsymbol{N}})>-\epsilon_{\mathcal{F}}(E)\] for any real number \(s<1\).

  5. Let \(B_{Y'},D_{Y'}\) be the strict transforms of \(B,D\) on \(Y'\) respectively, \(\mathcal{F}_{Y'}:=(h\circ g)^{-1}\mathcal{F}\), and \(F_{Y'}:=(\operatorname{Supp}\operatorname{Exc}(h\circ g))^{\mathcal{F}_{Y'}}\). Then \((Y',\mathcal{F}_{Y'},B_{Y'}+tD_{Y'}+F_{Y'};{\boldsymbol{M}}+t{\boldsymbol{N}})\) is \(\mathbb{Q}\)-factorial ACSS.

Proof. By assumption, there exists a prime divisor \(P\) which is exceptional\(/X\) such that \[a(P,\mathcal{F},B+D,{\boldsymbol{M}}+{\boldsymbol{N}})=-\epsilon_{\mathcal{F}}(P)\text{ and }a(P,\mathcal{F},B+tD,{\boldsymbol{M}}+\alpha{\boldsymbol{N}})<-\epsilon_{\mathcal{F}}(P)\] for any \(\alpha>1\). According to Theorem 167, there exists a proper ACSS model \((Y,\mathcal{F}_Y,\tilde{B}_Y,{\boldsymbol{M}}+{\boldsymbol{N}};G_Y)/Z\) of \((X,\mathcal{F},B+D,{\boldsymbol{M}}+{\boldsymbol{N}})\) such that \(P\) is a prime divisor on \(Y\). Let \(B_Y,D_Y\) be the strict transforms of \(B,D\) on \(Y\) respectively, and \(F_{Y}:=(\operatorname{Supp}\operatorname{Exc}(f))^{\mathcal{F}_{Y}},\) where \(f: Y\rightarrow X\) is the induced birational morphism. Then \(\tilde{B}_Y=B_Y+D_Y+F_Y\). By conditions (ii) and (iii) and Lemma 160, there exists a real number \(t\in (0,1)\) such that \[(Y,\mathcal{F}_Y,B_Y+tD_Y+F_Y,{\boldsymbol{M}}+t{\boldsymbol{N}};G_Y)/Z\] is ACSS. Let \(E_1,\dots,E_n\) be the prime \(f\)-exceptional divisors, then \[K_{\mathcal{F}_Y}+B_Y+tD_Y+{\boldsymbol{M}}_Y+t{\boldsymbol{N}}_Y+F_Y\sim_{\mathbb{R},X}\sum_{i}\left(\epsilon_{\mathcal{F}}(E_i)+a(E_i,\mathcal{F},B+tD,{\boldsymbol{M}}+t{\boldsymbol{N}})\right)E_i\geq 0.\] By Theorem 185, we may run an MMP\(/X\) on \(K_{\mathcal{F}_Y}+B_Y+tD_Y+{\boldsymbol{M}}_Y+t{\boldsymbol{N}}_Y+F_Y\) which terminates with a good minimal model \((X',\mathcal{F}',B'+tD'+F',{\boldsymbol{M}}+t{\boldsymbol{N}})/X\) such that \[K_{\mathcal{F}'}+B'+tD'+F'+{\boldsymbol{M}}_{X'}+t{\boldsymbol{N}}_{X'}\sim_{\mathbb{R},X}0,\] where \(B',D',F'\) are the strict transforms of \(B_Y,D_Y,F_Y\) on \(X'\) respectively. Moreover, \((X',\mathcal{F}',B'+tD'+F',{\boldsymbol{M}}+t{\boldsymbol{N}};G')/Z\) is \(\mathbb{Q}\)-factorial ACSS by Lemma 178, where \(G'\) is the strict transform of \(G_Y\) on \(X'\). In particular, the induced morphism \(h: X'\rightarrow X\) is an ACSS modification of \((X,\mathcal{F},B+tD,{\boldsymbol{M}}+t{\boldsymbol{N}})\).

By construction, the divisors contracted by the induced birational map \(Y\dashrightarrow X'\) are the divisors \(E_i\) satisfying \[\epsilon_{\mathcal{F}}(E_i)+a(E_i,\mathcal{F},B_Y+tD_Y,{\boldsymbol{M}}+t{\boldsymbol{N}})>0.\] It is clear that \(Y\dashrightarrow X'\) contracts \(P\), hence \(Y\dashrightarrow X'\) contains a divisorial contraction. We let \(g: Y'\dashrightarrow X'\) be the last step of this MMP. Since \(X'\) is \(\mathbb{Q}\)-factorial and \(K_{\mathcal{F}'}+B'+tD'+F'+{\boldsymbol{M}}_{X'}+t{\boldsymbol{N}}_{X'}\sim_{\mathbb{R},X}0\), \(g\) is a divisorial contraction of a prime divisor \(E\).

We show that \(h,\) \(g\), and \(t\) satisfy our requirements. (1) and (5) immediately follow from our construction. For any prime divisor \(Q\) on \(X'\) that is exceptional over \(X\), we have that \[a(Q,\mathcal{F},B+D,{\boldsymbol{M}}+{\boldsymbol{N}})=-\epsilon_{\mathcal{F}}(Q)=a(Q,\mathcal{F},B+tD,{\boldsymbol{M}}+t{\boldsymbol{N}}).\] Hence \(a(Q,\mathcal{F},B+sD,{\boldsymbol{M}}+s{\boldsymbol{N}})=-\epsilon_{\mathcal{F}}(Q)\) for any real number \(s\). This implies (2). Since \(g\) is a divisorial contraction of the prime divisor \(E\), \(-E\) is ample\(/X'\) and \[\begin{align} a(E,\mathcal{F},B+tD,{\boldsymbol{M}}+t{\boldsymbol{N}})&=a(E,\mathcal{F}',B'+tD'+F',{\boldsymbol{M}}+t{\boldsymbol{N}})\\ &>a(E,\mathcal{F}_Y,B_Y+tD_Y+F_Y,{\boldsymbol{M}}+t{\boldsymbol{N}})=-\epsilon_{\mathcal{F}}(E), \end{align}\] so \(a(E,\mathcal{F},B,{\boldsymbol{M}})>-\epsilon_{\mathcal{F}}(E)\) and (3) and (4) hold. This completes the proof. ◻

Proof of Theorem 24. Suppose that the theorem does not hold. Then there exists a sequence of NQC lc gfqs \((X_i,\mathcal{F}_i,B_i,{\boldsymbol{M}}_i)\), \(\mathbb{R}\)-Cartier \(\mathbb{R}\)-divisors \(D_i\) on \(X_i\), and \(\boldsymbol{b}\)-divisors \({\boldsymbol{N}}_i\) on \(X_i\), such that \(\operatorname{rank}\mathcal{F}_i=r\), \(B_i,D_i\in\Gamma\), \({\boldsymbol{M}}_i,{\boldsymbol{N}}_i\) are \(\Gamma\)-linear combinations of \(\boldsymbol{b}\)-nef\(/X\) \(\boldsymbol{b}\)-divisors, and \[t_i:=\operatorname{lct}(X_i,\mathcal{F}_i,B_i,{\boldsymbol{M}}_i;D_i,{\boldsymbol{N}}_i)\] is strictly increasing. By Lemma 187, possibly replacing \(\Gamma\) with \(\Gamma\cup\{1\}\), we may assume that

  • \((X_i,\mathcal{F}_i,B_i+t_i'D_i,{\boldsymbol{M}}_i+t_i'{\boldsymbol{N}}_i)\) is \(\mathbb{Q}\)-factorial ACSS for some \(0<t_i'<t_i\),

  • There exists a divisorial contraction \(f_i: Y_i\rightarrow X_i\) of a prime divisor \(E_i\), such that \(-E_i\) is ample\(/X_i\), \[a(E_i,\mathcal{F}_i,B_i+t_iD_i,{\boldsymbol{M}}_i+t_i{\boldsymbol{N}}_i)=-\epsilon_{\mathcal{F}_i}(E_i)\] and \[a(E_i,\mathcal{F}_i,B_i+sD_i,{\boldsymbol{M}}_i+s{\boldsymbol{N}}_i)\not=-\epsilon_{\mathcal{F}_i}(E_i)\] for any \(s\not=t_i\), and

  • Let \(B_{Y_i},D_{Y_i}\) be the strict transforms of \(B_i,D_i\) on \(Y_i\) respectively, \(\mathcal{F}_{Y_i}:=f_i^{-1}\mathcal{F}_i\), and \(F_i:=(\operatorname{Supp}\operatorname{Exc}(f_i))^{\mathcal{F}_i}\). Then \[(Y_i,\mathcal{F}_{Y_i},B_{Y_i}+t_i'D_{Y_i}+F_i,{\boldsymbol{M}}_i+t_i'{\boldsymbol{N}}_i)\] is \(\mathbb{Q}\)-factorial ACSS.

We let \(E_i^\nu\) be the normalization of \(E_i\), \(\mathcal{F}_{E_i}\) the restricted foliation of \(\mathcal{F}_{Y_i}\) on \(E_i\), \({\boldsymbol{M}}^{E}_i:={\boldsymbol{M}}_i|_{E_i}\), and \({\boldsymbol{N}}^E_{i}:={\boldsymbol{N}}_i|_{E_i}\). For any real number \(t\), we let \({\boldsymbol{M}}^E(t)_i:={\boldsymbol{M}}^E_i+t{\boldsymbol{N}}^E_i\), and \[K_{\mathcal{F}_{E_i}}+B_{E_i}(t)+{\boldsymbol{M}}^E(t)_{i,E_i^\nu}:=(K_{\mathcal{F}_{Y_i}}+B_{Y_i}+tD_{Y_i}+F_i+{\boldsymbol{M}}_{i,Y_i}+t{\boldsymbol{N}}_{i,Y_i})|_{E_i^\nu}.\] Let \(V_i\) be the center of \(E_i\) on \(X_i\). Then there exists an induced birational morphism \(\phi_i: E_i^\nu\rightarrow V_i\) such that \[K_{\mathcal{F}_{E_i}}+B_{E_i}(t_i)+{\boldsymbol{M}}^E(t_i)_{i,E_i^\nu}\sim_{\mathbb{R},V_i}0.\] Since \(-E_i\) is ample\(/X_i\), \[K_{\mathcal{F}_{E_i}}+B_{E_i}(t_i')+{\boldsymbol{M}}^E(t_i')_{i,E_i^\nu}\] is anti-ample\(/V_i\).

By Proposition 121, \(\mathcal{F}_{E_i}\) is algebraically integrable. By Theorem 113, \[(E_i^\nu,\mathcal{F}_{E_i},B_{E_i}(t_i),{\boldsymbol{M}}^E(t_i)_i)/V_i\] is lc, and \[(E_i^\nu,\mathcal{F}_{E_i},B_{E_i}(t),{\boldsymbol{M}}^E(t)_i)/V_i\] is lc for any \(0\leq t\leq t_i\). By Theorem 28, we may let \((W_i,\mathcal{F}_{W_i},B_{W_i}(t_i),{\boldsymbol{M}}^E(t_i)_i;G_i)/Z_i\) be an ACSS model of \[(E_i^\nu,\mathcal{F}_{E_i},B_{E_i}(t_i),{\boldsymbol{M}}^E(t_i)_i)\] with induced birational morphism \(g_i: W_i\rightarrow E_i^\nu\), and let \[B_{W_i}(t):=(g_i^{-1})_*B_{E_i}(t)+(\operatorname{Supp}\operatorname{Exc}(g_i))^{\mathcal{F}_{W_i}}\] for each \(i\). Since \[K_{\mathcal{F}_{E_i}}+B_{E_i}(t_i')+{\boldsymbol{M}}^E(t_i')_{i,E_i^\nu}\] is anti-ample\(/V_i\), \(K_{\mathcal{F}_{W_i}}+B_{W_i}(t_i')+{\boldsymbol{M}}^E(t_i')_{i,W_i}\) is not pseudo-effective\(/V_i\). Thus we may run a \[(K_{\mathcal{F}_{W_i}}+B_{W_i}(t_i')+{\boldsymbol{M}}^E(t_i')_{i,W_i})\text{-MMP}/V_i\] with scaling of an ample\(/V_i\) divisor. By Theorem 184, this MMP terminates with a Mori fiber space\(/V_i\) \(\phi_i: (\bar W_i,\mathcal{F}_{\bar W_i},B_{\bar W_i}(t_i'),{\boldsymbol{M}}^E(t_i')_{i})\rightarrow T_i\) of \((W_i,\mathcal{F}_{W_i},B_{W_i}(t_i'),{\boldsymbol{M}}^E(t_i)_i)/V_i\). By Lemma 178, \(\phi_i\) is also a Mori fiber space\(/Z_i\). Since \[K_{\mathcal{F}_{W_i}}+B_{W_i}(t_i)+{\boldsymbol{M}}^E(t_i)_{i,W_i}\sim_{\mathbb{R},V_i}0,\] \((\bar W_i,\mathcal{F}_{\bar W_i},B_{\bar W_i}(t_i),{\boldsymbol{M}}^E(t_i)_{i})\) and \((W_i,\mathcal{F}_{W_i},B_{W_i}(t_i),{\boldsymbol{M}}^E(t_i)_i)\) are crepant, where \(B_{\bar W_i}(t)\) is the image of \(B_{W_i}(t)\) on \(\bar W_i\) for any \(t\). Then \[K_{\mathcal{F}_{\bar W_i}}+B_{\bar W_i}(t_i)+{\boldsymbol{M}}^E(t_i)_{i,\bar W_i}\sim_{\mathbb{R},V_i}0,\] so \[K_{\mathcal{F}_{\bar W_i}}+B_{\bar W_i}(t_i)+{\boldsymbol{M}}^E(t_i)_{i,\bar W_i}\sim_{\mathbb{R},T_i}0.\] Let \(L_i\) be a general fiber of \(\phi_i\), \(B_{L_i}(t):=B_{\bar W_i}(t)|_{L_i}\) for any \(t\), and \({\boldsymbol{M}}^L(t)_i:={\boldsymbol{M}}^E(t)_i|_{L_i}\) for any \(t\). Then \(K_{\mathcal{F}_{\bar W_i}}|_{L_i}=K_{L_i}\), \((L_i,B_{L_i}(t_i),{\boldsymbol{M}}^L(t_i)_i)\) is lc, \[K_L+B_{L_i}(t_i)+{\boldsymbol{M}}^L(t_i)_{i,L_i}\equiv 0,\] and \[K_L+B_{L_i}(t_i')+{\boldsymbol{M}}^L(t_i')_{i,L_i}\] is anti-ample. Moreover, since \(\phi_i\) is a Mori fiber space\(/Z_i\), by Proposition 121, \[\dim L_i\leq\operatorname{rank}\mathcal{F}_{\bar W_i}=\operatorname{rank}\mathcal{F}_{E_i}\leq\operatorname{rank}\mathcal{F}_i=r.\] We get a contradiction to [1] by considering the coefficients of \(B_{L_i}(t_i)\) and \({\boldsymbol{M}}^L(t_i)_{i,L_i}\), which can be precisely computed by Theorem 113. Theorem 24 is proved. ◻

2.0.5.3 Uniform rational polytopes

Definition 188. Let \(X\) be a normal variety, \(D_i\) \(\mathbb{R}\)-divisors on \(X\), \({\boldsymbol{M}}_i\) \(\boldsymbol{b}\)-divisors on \(X\), and \(d_i(t):\mathbb{R}\rightarrow\mathbb{R}\) \(\mathbb{R}\)-affine functions. Then we call the formal finite sum \(\sum d_i(t)D_i\) an \(\mathbb{R}\)-affine functional divisor, and call the formal finite set \(\sum d_i(t){\boldsymbol{M}}_i\) an \(\mathbb{R}\)-affine \(\boldsymbol{b}\)-divisor.

Definition 189. Let \(c\) be a non-negative real number, and \(\Gamma\subset[0,+\infty)\) a set of real numbers. Let \(X\) be a normal variety.

For any \(\mathbb{R}\)-affine functional divisor \(\Delta(t)\) on \(X\), we write \(\Delta(t)\in\mathcal{D}_c(\Gamma)\) if we may write \(\Delta(t)=\sum_id_i(t)D_i\), where \(D_i\) are distinct prime divisors, and the following condition is satisfied. For any \(i\), either \(d_i(t)=1\), or \[d_i(t)=\frac{m-1+\gamma+kt}{m},\] where \(m\in\mathbb{N}^{+}\), \(\gamma\in\Gamma_+\), \(k\in\mathbb{Z}\), and \(f+kt=\sum_{j}(f_j+k_jt)\), where \(f_j\in\Gamma\cup\{0\}\), \(k_j\in\mathbb{Z}\), and \(f_j+k_jc\ge0\) for any \(j\).

For any \(\mathbb{R}\)-affine functional \(\boldsymbol{b}\)-divisor \({\boldsymbol{M}}(t)\) on \(X\) and any projective morphism \(X\rightarrow Z\), we write \({\boldsymbol{M}}(t)\in\mathcal{D}_c(\Gamma/Z)\) if we can write \({\boldsymbol{M}}(t)=\sum_i\mu_i(t){\boldsymbol{M}}_i\), where \({\boldsymbol{M}}_i\) are nef\(/Z\) \(\boldsymbol{b}\)-Cartier \(\boldsymbol{b}\)-divisors, and the following condition is satisfied. For any \(i\), either \(\mu_i(t)=1\), or \[\mu_i(t)=v+nt=\sum_j(v_j+n_jt),\] where \(v_j\in\Gamma\), \(n_j\in\mathbb{Z}\), and \(v_j+n_jc\geq 0\) for any \(j\). Moreover, if \(Z=\{pt\}\), then we may omit \(Z\) and write \({\boldsymbol{M}}(t)\in\mathcal{D}_c(\Gamma)\).

Definition 190. Let \(d\) be a positive integer and \(\Gamma\subset[0,+\infty)\) a set of real numbers. We define \(\mathcal{B}_{d}(\Gamma),\mathcal{B}'_{d}(\Gamma)\subset [0,+\infty)\) as follows, \(c\in\mathcal{B}_{d}(\Gamma)\) (resp. \(\mathcal{B}'_{d}(\Gamma)\)) if and only if there exist a normal projective variety \(X\) (resp. a \(\mathbb{Q}\)-factorial normal projective variety \(X\)), an \(\mathbb{R}\)-affine functional divisor \(\Delta(t)\) on \(X\), and an \(\mathbb{R}\)-affine functional \(\boldsymbol{b}\)-divisor \({\boldsymbol{M}}(t)\) satisfying the following.

  1. \(\dim X\le d\),

  2. \(\Delta(t)\in\mathcal{D}_{c}(\Gamma)\), \({\boldsymbol{M}}(t)\in\mathcal{D}_c(\Gamma)\),

  3. \((X,\Delta(c),{\boldsymbol{M}}(c))\) is lc,

  4. \(K_X+\Delta(c)+{\boldsymbol{M}}(c)_X\equiv0\), and

  5. \(K_X+\Delta(c')+{\boldsymbol{M}}(c')_X\not\equiv 0\) for any \(c'\neq c\).

Definition 191. Let \(r\) be a positive integer and \(\Gamma\subset[0,+\infty)\) a set of real numbers. We define \(\mathcal{C}_{r}(\Gamma),\mathcal{C}'_{r}(\Gamma)\subset [0,+\infty)\) as follows, \(c\in\mathcal{C}_{r}(\Gamma)\) (resp. \(c\in\mathcal{C}_{r}'(\Gamma)\)) if and only if there exist a normal projective variety \(X\) (resp. a \(\mathbb{Q}\)-factorial normal projective variety \(X\)), an algebraically integrable foliation \(\mathcal{F}\) on \(X\), an \(\mathbb{R}\)-affine functional divisor \(\Delta(t)\) on \(X\), and an \(\mathbb{R}\)-affine functional \(\boldsymbol{b}\)-divisor \({\boldsymbol{M}}(t)\) on \(X\) satisfying the following.

  1. \(\operatorname{rank}\mathcal{F}\le r\),

  2. \(\Delta(t)\in\mathcal{D}_{c}(\Gamma)\), \({\boldsymbol{M}}(t)\in\mathcal{D}_c(\Gamma)\),

  3. \((X,\mathcal{F},\Delta(c),{\boldsymbol{M}}(c))\) is lc,

  4. \(K_\mathcal{F}+\Delta(c)+{\boldsymbol{M}}(c)_X\equiv0\), and

  5. \(K_\mathcal{F}+\Delta(c')+{\boldsymbol{M}}(c')_X\not\equiv 0\) for any \(c'\not=c\).

Proposition 192. Let \(r\) be a positive integer and \(\Gamma\subset[0,+\infty)\) a set of real numbers. Then \(\mathcal{B}_r(\Gamma)=\mathcal{C}_r(\Gamma)=\mathcal{B}'_r(\Gamma)=\mathcal{C}'_r(\Gamma)\).

Proof. By considering the foliation \(\mathcal{F}=T_X\), we have \(\mathcal{B}_r(\Gamma)\subset\mathcal{C}_r(\Gamma)\). By the existence of dlt modifications, \(\mathcal{B}_r(\Gamma)=\mathcal{B}_r'(\Gamma)\). By Theorem 28, \(\mathcal{C}_r(\Gamma)=\mathcal{C}_r'(\Gamma)\). We only need to show that \(\mathcal{C}_r(\Gamma)\subset\mathcal{B}_r(\Gamma)\).

Pick \(c\in\mathcal{C}_r(\Gamma)\). Then there exists a \(\mathbb{Q}\)-factorial normal projective variety \(X\), an algebraically integrable foliation \(\mathcal{F}\) on \(X\), an \(\mathbb{R}\)-affine functional divisor \(\Delta(t)\) on \(X\), and an \(\mathbb{R}\)-affine functional \(\boldsymbol{b}\)-divisor \({\boldsymbol{M}}(t)\) on \(X\), such that

  1. \(\operatorname{rank}\mathcal{F}\le r\),

  2. \(\Delta(t)\in\mathcal{D}_{c}(\Gamma), {\boldsymbol{M}}(t)\in\mathcal{D}_c(\Gamma)\),

  3. \((X,\mathcal{F},\Delta(c),{\boldsymbol{M}}(c))\) is lc,

  4. \(K_{\mathcal{F}}+\Delta(c)+{\boldsymbol{M}}(c)_X\equiv0\), and

  5. \(K_{\mathcal{F}}+\Delta(t)+{\boldsymbol{M}}(t)_X\not\equiv 0\) for any \(t\not=c\).

By Theorem 28, we may let \(f: X'\rightarrow X\) be an ACSS modification of \((X,\mathcal{F},\Delta(c),{\boldsymbol{M}}(c))\), \(\mathcal{F}':=f^{-1}\mathcal{F}\), \(E:=(\operatorname{Supp}\operatorname{Exc}(f))^{\mathcal{F}'}\), and \(\Delta'(t):=f^{-1}_*\Delta(t)+E\) for any real number \(t\). Then \(\operatorname{rank}\mathcal{F}'\leq r\), \(\Delta'(t)\in\mathcal{D}_c(\Gamma)\), \((X',\mathcal{F}',\Delta'(c),{\boldsymbol{M}}(c))\) is lc, and \(K_{\mathcal{F}'}+\Delta'(c)+{\boldsymbol{M}}(c)_{X'}\equiv 0\). Moreover, for any \(t\not=c\), since \[0\not\equiv K_{\mathcal{F}}+\Delta(t)+{\boldsymbol{M}}(t)_X=f_*(K_{\mathcal{F}'}+\Delta'(t)+{\boldsymbol{M}}(t)_{X'}),\] \(K_{\mathcal{F}'}+\Delta'(t)+{\boldsymbol{M}}(t)_{X'}\not\equiv 0\). Therefore, we may replace \((X,\mathcal{F},\Delta(t),{\boldsymbol{M}}(t))\) with \((X',\mathcal{F}',\Delta'(t),{\boldsymbol{M}}(t))\), and assume that \((X,\mathcal{F},\Delta(c),{\boldsymbol{M}}(c))\) is \(\mathbb{Q}\)-factorial ACSS. Thus there exists a contraction \(\pi: X\rightarrow Z\) and a reduced divisor \(G\) such that \((X,\mathcal{F},\Delta(c),{\boldsymbol{M}}(c);G)/Z\) is ACSS.

Suppose that for any \(0<\delta\ll 1\), \((X,\mathcal{F},\Delta(c+\delta),{\boldsymbol{M}}(c+\delta);G)/Z\) or \((X,\mathcal{F},\Delta(c-\delta),{\boldsymbol{M}}(c+\delta);G)/Z\) is not ACSS. By Lemmas 157 and 160,

  • either there exists a component \(D\) of \(\Delta(c)\), such that \(\operatorname{mult}_D\Delta(c)=1\) and \(\operatorname{mult}_D\Delta(t)\not=1\) for any \(t\not=c\), or

  • \({\boldsymbol{M}}(t)=\sum \mu_i(t){\boldsymbol{M}}_i\), where each \({\boldsymbol{M}}_i\) is \(\boldsymbol{b}\)-nef, and \(\mu_i(t)=v_{i}+n_{i}t=\sum_i(v_{i,j}+n_{i,j}t)\) for any \(v_{i,j}\in\Gamma\), \(n_{i,j}\in\mathbb{Z}\), \(v_{i}+n_{i}c\geq 0\) for any \(i\), and \(v_i+n_ic=0\) for some \(i\).

By [84], \(c\in\mathcal{B}_1(\Gamma)\subset\mathcal{B}_r(\Gamma)\). Therefore, we may assume that \((X,\mathcal{F},\Delta(c+\delta),{\boldsymbol{M}}(c+\delta);G)/Z\) and \((X,\mathcal{F},\Delta(c-\delta),{\boldsymbol{M}}(c-\delta);G)/Z\) are ACSS for any \(0<\delta\ll 1\).

Fix \(0<\delta\ll 1\). Since \(K_{\mathcal{F}}+\Delta(t)+{\boldsymbol{M}}(t)_X\not\equiv 0\) for any \(t\not=c\) and \(K_{\mathcal{F}}+\Delta(c)+{\boldsymbol{M}}(c)_X\equiv 0\), either \(K_{\mathcal{F}}+\Delta(c+\delta)+{\boldsymbol{M}}(c+\delta)_X\) or \(K_{\mathcal{F}}+\Delta(c-\delta)+{\boldsymbol{M}}(c-\delta)_X\) is not pseudo-effective. By Theorem 184, we may run a \((K_{\mathcal{F}}+\Delta(c+\delta)+{\boldsymbol{M}}(c+\delta)_X)\)-MMP (resp. \((K_{\mathcal{F}}+\Delta(c-\delta)+{\boldsymbol{M}}(c-\delta)_X)\)-MMP) with scaling of an ample divisor if \((K_{\mathcal{F}}+\Delta(c+\delta)+{\boldsymbol{M}}(c+\delta)_X)\) (resp. \((K_{\mathcal{F}}+\Delta(c-\delta)+{\boldsymbol{M}}(c-\delta)_X)\)) is not pseudo-effective, which terminates with a Mori fiber space \(\phi: (X'',\mathcal{F}'',\Delta''(c+\delta),{\boldsymbol{M}}(c+\delta))\rightarrow T\) (resp. \(\phi: (X'',\mathcal{F}'',\Delta''(c-\delta),{\boldsymbol{M}}(c-\delta))\rightarrow T\)) of \((X,\mathcal{F},\Delta(c+\delta),{\boldsymbol{M}}(c+\delta))\) (resp. \((X,\mathcal{F},\Delta(c-\delta),{\boldsymbol{M}}(c-\delta))\)), where \(\Delta''(t)\) is the image of \(\Delta(t)\) on \(X''\) for any \(t\). By Lemma 178(4), this MMP is also an MMP\(/Z\) and \(\phi\) is a contraction\(/Z\).

Since \(K_{\mathcal{F}}+\Delta(c)+{\boldsymbol{M}}(c)_X\equiv 0\), \((X'',\mathcal{F}'',\Delta''(c),{\boldsymbol{M}}(c))\) and \((X,\mathcal{F},\Delta(c),{\boldsymbol{M}}(c))\) are crepant, so \(K_{\mathcal{F}''}+\Delta''(c)+{\boldsymbol{M}}(c)_{X''}\equiv 0\) and \((X'',\mathcal{F}'',\Delta''(c),{\boldsymbol{M}}(c))\) is lc.

Let \(F\) be a general fiber of \(\phi\). By Theorem 19, \(F\) is tangent to \(\mathcal{F}''\), so \(K_{\mathcal{F}''}|_F=K_{X''}|_F=K_F\). Let \(\Delta_{F}(t):=\Delta''(t)|_F\) and \({\boldsymbol{M}}^F(t):={\boldsymbol{M}}(t)|_F\). Then

  • \(\dim F\leq \dim X-\dim Z=\operatorname{rank}\mathcal{F}\leq r\),

  • \(\Delta_F(t)\in\mathcal{D}_c(\Gamma)\) and \({\boldsymbol{M}}^F(t)\in\mathcal{D}_c(\Gamma)\).

  • \((F,\Delta_F(c),{\boldsymbol{M}}^F(c))\) is lc,

  • \(K_F+\Delta_F(c)+{\boldsymbol{M}}^F(c)_F\equiv 0\), and

  • \(K_F+\Delta_F(c+\delta)+{\boldsymbol{M}}^F(c+\delta)_F\) or \(K_F+\Delta_F(c-\delta)+{\boldsymbol{M}}^F(c-\delta)_F\) is anti-ample.

Thus \(c\in\mathcal{B}_r(\Gamma)\). ◻

Theorem 193. Let \(d,c,m,n\) be positive integers, \(r_1,\dots,r_c\) real numbers such that \(1,r_1,\dots,r_c\) are linearly independent over \(\mathbb{Q}\), \(\boldsymbol{r}:=(r_1,\dots,r_c)\), and \(s_1,\dots,s_m, \mu_1,\dots,\mu_n: \mathbb{R}^{c+1}\rightarrow\mathbb{R}\) \(\mathbb{Q}\)-linear functions. Then there exists a positive real number \(\delta\) depending only on \(d, \boldsymbol{r}\) and \(s_1,\dots,s_m, \mu_1,\dots,\mu_n\) satisfying the following. Assume that

  1. \[\left(X,\mathcal{F},B=\sum_{i=1}^ms_i(1,r_1,\dots,r_{c-1},t)B_i, {\boldsymbol{M}}=\sum_{i=1}^n\mu_i(1,r_1,\dots,r_{c-1},t){\boldsymbol{M}}_i\right)/X\] is an lc gfq such that \(\mathcal{F}\) is algebraically integrable and \(\operatorname{rank}\mathcal{F}\leq d\),

  2. \(B_i\geq 0\) are distinct Weil divisors (possibly \(0\)) and \(s_i(1,\boldsymbol{r})\geq 0\) for each \(i\),

  3. \({\boldsymbol{M}}_i\) are nef\(/X\) \(\boldsymbol{b}\)-Cartier \(\boldsymbol{b}\)-divisors and \(\mu_i(1,\boldsymbol{r})\geq 0\) for each \(i\), and

  4. \(B(t):=\sum_{i=1}^ms_i(1,r_1,\dots,r_{c-1},t)B_i\) and \({\boldsymbol{M}}(t):=\sum_{i=1}^n\mu_i(1,r_1,\dots,r_{c-1},t){\boldsymbol{M}}_i\) for any \(t\in\mathbb{R}\).

Then \((X,\mathcal{F},B(t),{\boldsymbol{M}}(t))\) is lc for any \(t\in (r_c-\delta,r_c+\delta)\).

Proof. We let \(s_i(t):=s_i(1,r_1,\dots,r_{c-1},t)\) and \(\mu_i(t):=\mu_i(1,r_1,\dots,r_{c-1},t)\) for any \(t\in\mathbb{R}\). If \(s_i(r_c)=0\), then \(s_i(t)=0\) for any \(i\), so we may assume that \(s_i(r_c)\not=0\) for any \(i\). Let \((X',\mathcal{F}',B'(r_c),{\boldsymbol{M}}(r_c))\) be an ACSS model of \((X,\mathcal{F},B(r_c),{\boldsymbol{M}}(r_c))\), \(f: X'\rightarrow X\) the induced birational morphism, \(E:=(\operatorname{Supp}(\operatorname{Exc}(f)))^{\mathcal{F}'}\), and \(B'(t):=f^{-1}_*B(t)+E\) for any \(t\). Then \[K_{\mathcal{F}'}+B'(r_c)+{\boldsymbol{M}}(r_c)_{X'}=f^*(K_{\mathcal{F}}+B(r_c)+{\boldsymbol{M}}(r_c)_{X}).\] Since \(1,r_1,\dots,r_c\) are linearly independent over \(\mathbb{Q}\), for \(B'(t):=f^{-1}_*B(t)+E\), we have \[K_{\mathcal{F}'}+B'(t)+{\boldsymbol{M}}(t)_{X'}=f^*(K_{\mathcal{F}}+B(t)+{\boldsymbol{M}}(t)_{X})\] for any \(t\in\mathbb{R}\). Thus possibly replacing \((X,\mathcal{F},B(t),{\boldsymbol{M}}(t))\) with \((X',\mathcal{F}',B'(t),{\boldsymbol{M}}(t))\), we may assume that \((X,\mathcal{F},B(r_c),{\boldsymbol{M}}(r_c))\) is \(\mathbb{Q}\)-factorial ACSS.

Let \[t_1:=\inf\{t\geq r_c\mid (X,\mathcal{F},B(r_c),{\boldsymbol{M}}(r_c)\text{ is lc}\}\] and \[t_2:=\sup\{t\leq r_c\mid (X,\mathcal{F},B(r_c),{\boldsymbol{M}}(r_c)\text{ is lc}\}.\] If \(t_1\leq t_2\), then we let \(t_0:=t_1\). Otherwise, we let \(t_0:=t_2\). We only need to show that there exists a positive real number \(\epsilon\) depending only on \(d,\boldsymbol{r}\), and \(s_1,\dots,s_m,\mu_1,\dots,\mu_n\), such that \(|t_0-r_c|\geq\epsilon\).

Since \(1,r_1,\dots,r_c\) are linearly independent over \(\mathbb{Q}\), there exists a positive real number \(\delta_1\) depending only on \(\boldsymbol{r}\) and \(s_1,\dots,s_m,\mu_1,\dots,\mu_n\), such that \(s_i(t)>0\) and \(\mu_i(t)>0\) for any \(t\in (r_c-\delta_1,r_c+\delta_1)\). We may assume that \(|t_0-r_c|<\delta_1\). In particular, for any \(0<\delta\ll 1\), \(B(t_0+\delta(t_0-r_c))\geq 0\), and \(\mu_i(t_0+\delta(t_0-r_c))>0\). Thus \((X,\mathcal{F},B(t_0))\) has an lc center \(V_0\) such that \(\dim V_0\leq \dim X-2\), and \(V_0\) is not an lc center of \((X,\mathcal{F},B(r_c),{\boldsymbol{M}}(r_c))\).

By Lemma 187, possibly replacing \((X,\mathcal{F},B(t),{\boldsymbol{M}}(t))\), we may assume that there exists a divisorial contraction \(g: Y\rightarrow X\) of a prime divisor \(\tilde{E}\) and a real number \(s\) satisfying the following, let \(B_Y(t)\) be the strict transform of \(B(t)\) on \(Y\) for any \(t\) and \(\mathcal{F}_Y:=g^{-1}\mathcal{F}\).

  • \(s\in (r_c,t_0)\) if \(r_c>t_0\), and \(s\in (t_0,r_c)\) if \(t_0<r_c\).

  • \((X,\mathcal{F},B(s),{\boldsymbol{M}}(s))\) is \(\mathbb{Q}\)-factorial ACSS, \((X,\mathcal{F},B(r_c),{\boldsymbol{M}}(r_c))\) is lc, and \((X,\mathcal{F},B(t_0),{\boldsymbol{M}}(t_0))\) is lc.

  • \(-\tilde{E}\) is ample over \(X\).

  • \((Y,\mathcal{F}_Y,B_Y(s)+\epsilon_{\mathcal{F}}(\tilde{E}),{\boldsymbol{M}}(s))\) is \(\mathbb{Q}\)-factorial ACSS.

  • \(a(\tilde{E},\mathcal{F},B(t_0),{\boldsymbol{M}}(t_0))=-\epsilon_{\mathcal{F}}(\tilde{E})\) and \(a(\tilde{E},\mathcal{F},B(r_c),{\boldsymbol{M}}(r_c))>-\epsilon_{\mathcal{F}}(\tilde{E})\). In particular, \((Y,\mathcal{F}_Y,B_Y(t_0)+\epsilon_{\mathcal{F}}(\tilde{E}),{\boldsymbol{M}}(t_0))\) is lc and \(a(\tilde{E},\mathcal{F},B(s),{\boldsymbol{M}}(s))>-\epsilon_{\mathcal{F}}(\tilde{E})\).

We let \(E\) be the normalization of \(\tilde{E}\), \(\mathcal{F}_E\) the restricted foliation of \(\mathcal{F}_Y\) on \(E\), \(V:=\operatorname{center}_XE\), \({\boldsymbol{M}}^E(t):={\boldsymbol{M}}(t)|_E\), and \[K_{\mathcal{F}_E}+B_E(t)+{\boldsymbol{M}}^E(t)_E:=(K_{\mathcal{F}_Y}+B_Y(t)+\epsilon_{\mathcal{F}}(\tilde{E})+{\boldsymbol{M}}(t)_Y)|_E\] for any real number \(t\). By Theorem 113, \(B_E(t)\) is an \(\mathbb{R}\)-affine functional divisor, \({\boldsymbol{M}}^E(t)\) is an \(\mathbb{R}\)-affine functional \(\boldsymbol{b}\)-divisor, and \[(E,\mathcal{F}_E,B_E(t_0),{\boldsymbol{M}}^E(t_0)),(E,\mathcal{F}_E,B_E(s),{\boldsymbol{M}}^E(s))\] are lc gfqs. By Proposition 121, \(\mathcal{F}_E\) is algebraically integrable and \(\operatorname{rank}\mathcal{F}\leq d\).

Let \(E\rightarrow V\) be the induced projective surjective morphism. Since \(-\tilde{E}\) is ample\(/X\), \[K_{\mathcal{F}_E}+B_E(t_0)+{\boldsymbol{M}}^E(t_0)_E\sim_{\mathbb{R},V}0\] and \[K_{\mathcal{F}_E}+B_E(s)+{\boldsymbol{M}}^E(s)_E\] is anti-ample\(/V\). Thus \[K_{\mathcal{F}_E}+B_E(t)+{\boldsymbol{M}}^E(t)_E\] is anti-ample\(/V\) for any \(t\in (t_0,s)\) if \(t_0<r_c\), and for any \(t\in (s,t_0)\) if \(t_0>r_c\).

By Theorem 28, we may let \[(W,\mathcal{F}_W,B_W(t_0),{\boldsymbol{M}}^E(t_0);G)/Z\] be an ACSS model of \((E,\mathcal{F}_E,B_E(t_0),{\boldsymbol{M}}^E(t_0))\) with induced birational morphism \(g: W\rightarrow E\). Let \(F_W:=(\operatorname{Supp}\operatorname{Exc}(g))^{\mathcal{F}_W}\) and let \(B_W(t):=g^{-1}B_E(t_0)+F_W\) for any \(t\in\mathbb{R}\). Since \(s\in (r_c-\delta_1,r_c+\delta_1)\), \(s_i(s)>0\) and \(\mu_i(s)>0\). By Theorem 113 and Lemma 160, there exists a real number \(u\), such that \(u\in (t_0,s)\) if \(t_0<r_c\), \(u\in (s,t_0)\) if \(t_0>r_c\), and \((W,\mathcal{F}_W,B_W(u),{\boldsymbol{M}}^E(u);G)/Z\) is ACSS. Since \[K_{\mathcal{F}_E}+B_E(u)+{\boldsymbol{M}}^E(u)_E\] is anti-ample\(/V\), \(K_{\mathcal{F}_W}+B_W(u)+{\boldsymbol{M}}^E(u)_W\) is not pseudo-effective\(/V\). Thus we may run a \[(K_{\mathcal{F}_W}+B_W(u)+{\boldsymbol{M}}^E(u)_W)\text{-MMP}/V\] with scaling of an ample\(/V\) divisor. By Theorem 184, this MMP terminates with a Mori fiber space\(/V\) \(\phi: (\bar W,\mathcal{F}_{\bar W},B_{\bar W}(u),{\boldsymbol{M}}^E(u))\rightarrow T\) of \((W,\mathcal{F}_{W},B_{W}(u),{\boldsymbol{M}}^E(u))\). By Lemma 178, \(\phi\) is also a Mori fiber space\(/Z\).

Let \(B_{\bar W}(t)\) be the image of \(B_W(t)\) on \(\bar W\) for any \(t\). Since \[K_{\mathcal{F}_E}+B_E(t_0)+{\boldsymbol{M}}^E(t_0)_E\sim_{\mathbb{R},V}0,\] we have \[K_{\mathcal{F}_W}+B_W(t_0)+{\boldsymbol{M}}^E(t_0)_W\sim_{\mathbb{R},V}0,\] so \((\bar W,\mathcal{F}_{\bar W},B_{\bar W}(u),{\boldsymbol{M}}^E(u))\) and \((W,\mathcal{F}_{W},B_{W}(u),{\boldsymbol{M}}^E(u))\) are crepant, and \[K_{\mathcal{F}_{\bar W}}+B_{\bar W}(t_0)+{\boldsymbol{M}}^E(t_0)_{\bar W}\sim_{\mathbb{R},V}0.\] Let \(L\) be a general fiber of \(\phi\), \(B_L(t):=B_{\bar W}(t)|_L\) for any \(t\), and \({\boldsymbol{M}}^L(t):={\boldsymbol{M}}^E(t)|_L\) for any \(t\). Since \(\phi\) is a Mori fiber space\(/Z\), the general fibers of \(\phi\) are tangent to \(\mathcal{F}_{\bar W}\). Thus \(K_{\mathcal{F}_{\bar W}}|_L=K_L\), \((L,B_L(t_0),{\boldsymbol{M}}^L(t_0))\) is lc, \[K_L+B_L(t_0)+{\boldsymbol{M}}^L(t_0)_L\equiv 0,\] and \[K_L+B_L(u)+{\boldsymbol{M}}^L(u)_L\] is anti-ample. Moreover, since \(\phi\) is a Mori fiber space\(/Z\), \[\dim L\leq\operatorname{rank}\mathcal{F}_{\bar W}=\operatorname{rank}\mathcal{F}_{E}\leq d.\] By [85] and considering the coefficients of \(B_L(t_0)\) and \({\boldsymbol{M}}^L(u)\), which can be precisely computed by Theorem 113, there exists a positive real number \(\epsilon\) depending only on \(d, \boldsymbol{r}, s_1,\dots,s_m, \mu_1,\dots,\mu_n\), such that \(|t_0-r_c|\geq\epsilon\). This concludes the proof of the theorem. ◻

Theorem 194. Let \(d,c,m,n\) be positive integers, \(r_1,\dots,r_c\) real numbers such that \(1,r_1,\dots,r_c\) are linearly independent over \(\mathbb{Q}\), \(\boldsymbol{r}:=(r_1,\dots,r_c)\), and \(s_1,\dots,s_m,\mu_1,\dots,\mu_n: \mathbb{R}^{c+1}\rightarrow\mathbb{R}\) \(\mathbb{Q}\)-linear functions. Then there exists an open subset \(U\ni\boldsymbol{r}\) depending only on \(d,\boldsymbol{r}\) and \(s_1,\dots,s_m,\mu_1,\dots\mu_n\) satisfying the following. Assume that

  1. \[\left(X,\mathcal{F},B(\boldsymbol{r}):=\sum_{i=1}^ms_i(1,\boldsymbol{r})B_i, {\boldsymbol{M}}(\boldsymbol{r}):=\sum_{i=1}^n\mu_i(1,\boldsymbol{r}){\boldsymbol{M}}_i\right)/X\] is an lc gfq such that \(\mathcal{F}\) is algebraically integrable and \(\operatorname{rank}\mathcal{F}\leq d\),

  2. \(B_i\geq 0\) are distinct Weil divisors (possibly \(0\)) and \(s_i(1,\boldsymbol{r})\geq 0\),

  3. \({\boldsymbol{M}}_i\) are nef\(/X\) \(\boldsymbol{b}\)-Cartier \(\boldsymbol{b}\)-divisors and \(\mu_i(1,\boldsymbol{r})\geq 0\), and

  4. \(B(\boldsymbol{v}):=\sum_{i=1}^ms_i(1, \boldsymbol{v})B_i\) and \({\boldsymbol{M}}(\boldsymbol{v}):=\sum_{i=1}^n\mu_i(1,\boldsymbol{v}){\boldsymbol{M}}_i\) for any \(t\in\mathbb{R}\).

Then \((X,\mathcal{F},B(\boldsymbol{v}),{\boldsymbol{M}}(\boldsymbol{v}))\) is lc for any \(\boldsymbol{v}\in U\).

Proof. We apply induction on \(c\). When \(c=1\), Theorem 194 directly follows from Theorem 193. When \(c\geq 2\), by Theorem 193, there exists a positive integer \(\delta\) depending only on \(r_1,\dots,r_c,s_1,\dots,s_m\), such that for any \(t\in (r_c-\delta,r_c+\delta)\), \[\left(X,\mathcal{F},\sum_{i=1}^ms_i(1,r_1,\dots,r_{c-1},t)B_i,\sum_{i=1}^n\mu_i(1,r_1,\dots,r_{c-1},t){\boldsymbol{M}}_i\right)\] is lc. We pick rational numbers \(r_{c,1}\in (r_c-\delta,r_c)\) and \(r_{c,2}\in (r_c,r_c+\delta)\) depending only on \(r_1,\dots,r_c,s_1,\dots,s_m\). By induction on \(c\), there exists an open subset \(U_0\) of \(\mathbb{R}^{c-1}\) containing \((r_1,\dots,r_{c-1})\), such that for any \(\boldsymbol{v}\in U_0\), \[\left(X,\mathcal{F},\sum_{i=1}^ms_i(1,\boldsymbol{v},r_{c,1})B_i,\sum_{i=1}^n\mu_i(1,\boldsymbol{v},r_{c,1}){\boldsymbol{M}}_i\right)\] and \[\left(X,\mathcal{F},\sum_{i=1}^ms_i(1,\boldsymbol{v},r_{c,2})B_i,\sum_{i=1}^n\mu_i(1,\boldsymbol{v},r_{c,2}){\boldsymbol{M}}_i\right)\] are lc. We may pick \(U:=U_0\times (r_{c,1},r_{c,2})\). ◻

3 Canonical bundle formula and MMP for generalized pairs↩︎

3.0.1 Canonical bundle formula for lc-trivial fibrations↩︎

3.0.1.1 Stability of generalized foliated quadruples

Proposition 195 (cf. [27]). Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a sub-gfq satisfying Property \((*)\) with an associated contraction \(f: X\rightarrow Z\). Let \(G\) be a divisor associated to \((X,\mathcal{F},B,{\boldsymbol{M}})/Z\). Assume that \(f\) is equidimensional and \(B\) is horizontal\(/Z\).

Then \((X,B+G,{\boldsymbol{M}})\) is BP semistable\(/Z\) if and only if \((X,\mathcal{F},B,{\boldsymbol{M}})\) is sub-lc.

Proof. Since \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) satisfies Property \((*)\), \(f: (X,B+G,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\). By Lemma 104(1), \((X,B+G,{\boldsymbol{M}})\) is sub-lc. Let \(f': (X',\Sigma_{X'},{\boldsymbol{M}})\rightarrow (Z',\Sigma_{Z'})\) be any equidimensional model of \((X,B+G,{\boldsymbol{M}})\) associated with \(h: X'\rightarrow X\) and \(h_Z: Z'\rightarrow Z\). By Proposition 107, there exists an \(\mathbb{R}\)-divisor \(\bar B\) on \(X'\) satisfying the following.

  • \(\operatorname{Supp}\bar B\subset\operatorname{Supp}\Sigma_{X'}\).

  • \(K_{X'}+\bar B+{\boldsymbol{M}}_{X'}=h^*(K_X+B+G+{\boldsymbol{M}}_X)+F\) for some \(F\geq 0\) that is vertical\(/Z'\).

  • \((X',\bar B,{\boldsymbol{M}})\) and \((X,B+G,{\boldsymbol{M}})\) are crepant over the generic point of \(Z\). In particular, \((X',\bar B,{\boldsymbol{M}})\) and \((X,B,{\boldsymbol{M}})\) are crepant over the generic point of \(Z\).

  • \(f': (X',\bar B,{\boldsymbol{M}})\rightarrow Z'\) satisfies Property \((*)\). By Lemma 104(1), \((X',\bar B,{\boldsymbol{M}})\) is sub-lc.

Let \(\mathcal{F}' := h^{-1}\mathcal{F}\), \(G'\) the vertical\(/Z'\) part of \(\bar B\), and \(B'\) the horizontal\(/Z'\) part of \(\bar B\). Then \((X',\mathcal{F}',B',{\boldsymbol{M}};G')/Z'\) satisfies Property \((*)\). Since \(f'\) is vertical\(/Z'\), and \(\mathcal{F}'\) is induced by \(f'\), \(F\) is \(\mathcal{F}'\)-invariant.

We let \(B_Z\) and \({\boldsymbol{N}}\) be the discriminant part and moduli part of \(f: (X,B+G,{\boldsymbol{M}})\rightarrow Z\) respectively, and let \(\bar B_{Z'}\) and \({\boldsymbol{N}}'\) be the discriminant part and moduli part of \(f': (X',\bar B,{\boldsymbol{M}})\rightarrow Z'\) respectively. Since \((X,\mathcal{F},B,{\boldsymbol{M}})/Z\) satisfies Property \((*)\), \(Z\) is smooth, so \(K_Z+B_Z\) is \(\mathbb{R}\)-Cartier, and we may define \[K_{Z'}+B_{Z'} := h_Z^*(K_Z+B_Z).\] Since \(f': (X',\bar B,{\boldsymbol{M}})\rightarrow Z'\) satisfies Property \((*)\), \(\bar B_{Z'}=f'(G')\). Since \(f: (X,B+G,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\), \(B_Z=f(G)\).

By Proposition 161, \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim{\boldsymbol{N}}_X\) and \(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\sim{\boldsymbol{N}}'_{X'}\). In particular, \({\boldsymbol{N}}_X\) is \(\mathbb{R}\)-Cartier. Let \(A:={\boldsymbol{N}}'_{X'}-h^*{\boldsymbol{N}}_{X'}\). Then \[\begin{align} A&=K_{X'}+\bar B+{\boldsymbol{M}}_{X'}-f'^*(K_{Z'}+\bar B_{Z'})-h^*(K_X+B+G+{\boldsymbol{M}}_X-f^*(K_Z+B_Z))\\ &=F-f'^*(K_{Z'}+\bar B_{Z'})+f'^*(K_{Z'}+B_{Z'})=F-f'^*(\bar B_{Z'}-B_{Z'}). \end{align}\] In particular, \(A\) is vertical\(/Z'\).

Claim 196. \((X,\mathcal{F},B,{\boldsymbol{M}})\) is sub-lc if and only if \(A\geq 0\).

Proof. Let \[A':=K_{\mathcal{F}'}+h^{-1}_*B+{\boldsymbol{M}}_{X'}+(\operatorname{Supp}\operatorname{Exc}(h))^{\mathcal{F}'}-h^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X).\] Since \(h\) is a foliated log resolution of \((X,\mathcal{F},B,{\boldsymbol{M}})\), \((X,\mathcal{F},B,{\boldsymbol{M}})\) is sub-lc if and only if \(A'\geq 0\). Since \[A\sim K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}-h^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X),\] for suitable choices of \(K_{\mathcal{F}}\) and \(K_{\mathcal{F}'}\), we have \[A'-A=h^{-1}_*B-B'+(\operatorname{Supp}\operatorname{Exc}(h))^{\mathcal{F}'}.\] For any horizontal\(/Z\) prime divisor \(P\) on \(X'\), if \(P\) is not exceptional\(/X\), then \[\operatorname{mult}_PA'=\operatorname{mult}_P(h^{-1}_*B-B')=0\] as \(G\) and \(F\) are vertical\(/Z\). If \(P\) is exceptional\(/X\), then \[\operatorname{mult}_PA'=1+\operatorname{mult}_P(h^{-1}_*B-B')\geq 1-\operatorname{mult}_P B'.\] Since \(f': (X',\bar B,{\boldsymbol{M}})\rightarrow Z'\) satisfies Property \((*)\), \(\operatorname{mult}_P \bar B\leq 1\), so \(\operatorname{mult}_PA'\geq 0\).

For any vertical\(/Z'\) prime divisor \(P\) on \(X'\), since \(B\) is horizontal\(/Z\) and \(B'\) is horizontal\(/Z'\), \(\operatorname{mult}_PA'=\operatorname{mult}_PA\). The claim follows. ◻

Let \(B'_{Z'}\) be the discriminant part of \(f': (X',\bar B-F,{\boldsymbol{M}})\rightarrow Z'\). Then for any prime divisor \(D\) on \(Z'\), \[\operatorname{mult}_D\bar B_{Z'}=1-\sup\{t\mid (X',\bar B+tf'^*D,{\boldsymbol{M}})\text{ is sub-lc over the generic point of }D\}\] and \[\operatorname{mult}_D B'_{Z'}=1-\sup\{t\mid (X',\bar B-F+tf'^*D,{\boldsymbol{M}})\text{ is sub-lc over the generic point of }D\}.\] Since \(\operatorname{Supp}\bar B\subset\operatorname{Supp}\Sigma_{X'}\), by the definition of an equidimensional model, \(\operatorname{Supp}(\bar B-F)\subset\operatorname{Supp}\Sigma_{X'}\). Therefore, if \(D\subset\operatorname{Supp}\Sigma_{Z'}\), then \[\operatorname{mult}_D B'_{Z'}=\operatorname{mult}_D\bar B_{Z'}=\operatorname{mult}_{f'^*D}F=0.\] Otherwise, \[\operatorname{mult}_D(\bar B_{Z'}-B'_{Z'})=\sup\{t\geq 0\mid F-tf'^*D\geq 0\}.\] Therefore,

  • \(F-f'^*(\bar B_{Z'}-B'_{Z'})\geq 0\), and

  • \(F-f'^*(\bar B_{Z'}-B'_{Z'})-\delta f'^*D\not\geq 0\) for any prime divisor \(D\) on \(Z'\) and any \(\delta>0\).

Since \[A=f'^*(B_{Z'}-B'_{Z'})+(F-f'^*(\bar B_{Z'}-B'_{Z'})),\] we have that \(A\geq 0\) if and only if \(B_{Z'}-B'_{Z'}\geq 0\). The proposition follows from Claim 196. ◻

Proposition 197. Let \((X,B,{\boldsymbol{M}})/U\) be an lc g-pair and \(f: X\rightarrow Z\) a contraction such that

  • \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\),

  • \((X,B,{\boldsymbol{M}})\) is BP semistable\(/Z\),

  • \(f\) is equidimensional, and

  • \(K_X+B+{\boldsymbol{M}}_X\) is nef\(/Z\).

Let \({\boldsymbol{N}}\) be the moduli part of \(f: X\rightarrow Z\). Then \({\boldsymbol{N}}_X\) is nef\(/U\). Moreover, if \((X,B,{\boldsymbol{M}})\) is BP stable\(/Z\), then \({\boldsymbol{N}}\) descends to \(X\), and in particular, \({\boldsymbol{N}}\) is nef\(/U\).

Proof. Let \(\mathcal{F}\) be the foliation induced by \(f\) and \(B^h\) the horizontal\(/Z\) part of \(B\). By Proposition 195, \((X,B^h,{\boldsymbol{M}})\) is lc and thus \((X,\mathcal{F},B^h,{\boldsymbol{M}};G)/Z\) is weak ACSS by definition. Since \(K_X+B+{\boldsymbol{M}}_X\) is nef\(/Z\), by Lemma 180, \(K_{\mathcal{F}}+B^h+{\boldsymbol{M}}_X\) is nef\(/U\). By Proposition 161, \({\boldsymbol{N}}_X\sim K_{\mathcal{F}}+B^h+{\boldsymbol{M}}_X\) is nef\(/U\). Moreover, if \((X,B,{\boldsymbol{M}})\) is BP stable\(/Z\), then \({\boldsymbol{N}}\) descends to \(X\) by Lemma 97. ◻

Lemma 198. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be an lc gfq such that \(\mathcal{F}\) is induced by a contraction \(f: X\rightarrow Z\). Let \(D_Z\) be a divisor over \(Z\). Then there exists an ACSS model \((X',\mathcal{F}',B',{\boldsymbol{M}})/Z'\) of \((X,\mathcal{F},B,{\boldsymbol{M}})\) with induced morphisms \(f': X'\rightarrow Z'\) and \(g: X'\rightarrow X\), and a birational morphism \(h_Z: Z'\rightarrow Z\) such that \(h_Z\circ f'=f\circ g\) and \(D_Z\) is on \(Z'\).

Proof. By Definition-Theorem 89, there exists an equidimensional model \((Y,\Sigma_Y,{\boldsymbol{M}})\rightarrow Z'\) of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) associated with \(h: Y\rightarrow X\) and \(h_Z: Z'\rightarrow Z\), such that \(D_Z\) is on \(Z'\). Set \(\mathcal{F}_Y:=h^{-1}\mathcal{F}\) and \(B_Y:=h^{-1}_*B+(\operatorname{Supp}\operatorname{Exc}(h))^{\mathcal{F}_Y}\), then \((Y,F_Y,B_Y,{\boldsymbol{M}})\) is foliated log smooth, and \[K_{\mathcal{F}_Y}+B_Y+{\boldsymbol{M}}_Y\sim_{\mathbb{R},X}\sum_{E\subset\operatorname{Exc}(h)}(\epsilon_{\mathcal{F}}(E)-a(E,\mathcal{F},B,{\boldsymbol{M}}))E\geq 0.\] By Theorem 185, we may run a \((K_{\mathcal{F}_Y}+B_Y+{\boldsymbol{M}}_Y)\)-MMP\(/X\) which terminates with a good minimal model\(/X\) \((X',\mathcal{F}',B',{\boldsymbol{M}})\). By Lemma 178, this MMP is also a \((K_{\mathcal{F}_Y}+B_Y+{\boldsymbol{M}}_Y)\)-MMP\(/Z'\) and \((X',\mathcal{F}',B',{\boldsymbol{M}})/Z'\) satisfies our requirements. ◻

Theorem 199. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be an lc gfq, \(f: X\rightarrow Z\) a contraction, and \(G\) a reduced divisor on \(X\) such that \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) is weak ACSS. Then \((X,B+G,{\boldsymbol{M}})\) is BP stable\(/Z\).

Proof. For any prime divisor \(D_Z\) over \(Z\), by Lemma 198, there exist two birational morphisms \(h_Z: Z'\rightarrow Z\) and \(h: X'\rightarrow X\), and an ACSS model \((X',\mathcal{F}',B',{\boldsymbol{M}})/Z'\) of \((X,\mathcal{F},B,{\boldsymbol{M}})\) with induced morphism \(f': X'\rightarrow Z'\), such that \(f\circ h=h_Z\circ f'\) and \(D_Z\) is on \(Z'\).

We let \(G'\) be a divisor on \(X'\) such that \((X',\mathcal{F}',B',{\boldsymbol{M}};G')/Z'\) is ACSS. Let \(B_Z\) and \({\boldsymbol{N}}\) be the discriminant and moduli parts of \(f: (X,B+G,{\boldsymbol{M}})\rightarrow Z\) respectively, \(K_{Z'}+B_{Z'}:=h_Z^*(K_Z+B_Z)\), and let \(B'_{Z'}\) and \({\boldsymbol{N}}'\) be the discriminant part of \(f': (X',B'+G',{\boldsymbol{M}})\rightarrow Z'\) respectively.

By Proposition 161, we have \[{\boldsymbol{N}}'_{X'}\sim K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}=h^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\sim h^*{\boldsymbol{N}}_X.\] Thus for suitable choices of \({\boldsymbol{N}}'\) and \({\boldsymbol{N}}\), we may assume that \({\boldsymbol{N}}'_{X'}=h^*{\boldsymbol{N}}_X\). Let \[K_{X'}+\tilde{B}'+{\boldsymbol{M}}_{X'}:=h^*(K_X+B+G+{\boldsymbol{M}}_X).\] Let \(\tilde{B}_{Z'}\) and \(\tilde{\boldsymbol{N}}\) be the discriminant and moduli parts of \(f': (X',\tilde{B}',{\boldsymbol{M}})\rightarrow Z'\) respectively. Since \[\begin{align} &{\boldsymbol{N}}'_{X'}-h^*{\boldsymbol{N}}_X\\ =&\left(\left(K_{X'}+B'+G'+{\boldsymbol{M}}_{X'}\right)-f'^*\left(K_{Z'}+B'_{Z'}\right)\right)-h^*\left(K_X+B+G+{\boldsymbol{M}}_X-f^*(K_Z+B_Z)\right)\\ =&B'+G'-\tilde{B}'-f'^*(B'_{Z'}-B_{Z'}), \end{align}\] it follows that \(B'+G'-\tilde{B}'-f'^*(B'_{Z'}-B_{Z'})=0\). Moreover, by Proposition 195, \((X,B+G,{\boldsymbol{M}})\) is BP semistable\(/Z\). Thus \(\operatorname{mult}_{D_Z}\tilde{B}_{Z'}\leq\operatorname{mult}_{D_Z}B_{Z'}.\) For any prime divisor \(D\) on \(X'\) with \(f'(D)=D_Z\), we have \(\operatorname{mult}_DB'=0\) and \[\operatorname{mult}_DG'=\operatorname{mult}_D\left(\tilde{B}'+f'^*\left(B'_{Z'}-B_{Z'}\right)\right).\] There are two cases.

Case 1. \(D_Z\) is not a component of \(B'_{Z'}\).

In this case, \(\operatorname{mult}_DG'=0\), \(D_Z\not\subset f'(G')\), and \[1=\sup\left\{t\mid \left(X',B'+G'+f'^*D_Z,{\boldsymbol{M}}\right)\text{ is lc over the generic point of }D_Z\right\}.\] For any prime divisor \(D\) on \(X'\) that is vertical\(/Z'\), since \(f'\) is equidimensional, \(f'(D)\) is a prime divisor \(D_Z\) on \(Z'\). Moreover, \(\operatorname{mult}_DB'=0\) since \(B'\) is horizontal\(/Z'\).

If \(D_Z\) is not a component of \(B'_{Z'}\), then \(\operatorname{mult}_DG'=0\), and \[\operatorname{mult}_D\tilde{B}'=\operatorname{mult}_Df'^*B_{Z'}=\operatorname{mult}_{D_Z}B_{Z'}\cdot\operatorname{mult}_Df'^*D_Z.\] Thus \(\operatorname{mult}_D\left(\tilde{B}'-\operatorname{mult}_{D_Z}B_{Z'}f'^*D_Z\right)=0,\) and \[\operatorname{mult}_D\left(\tilde{B}'+(1-\operatorname{mult}_{D_Z}B_{Z'})f'^*D_Z\right)=\operatorname{mult}_Df'^*D_Z\geq 1.\] It follows that \[\begin{align} 1-\operatorname{mult}_{D_Z}\tilde{B}_{Z'}&=\sup\left\{t\mid \left(X',\tilde{B}'+tf'^*D_Z,{\boldsymbol{M}}\right)\text{ is lc over the generic point of }D_Z\right\}\\ &\leq 1-\operatorname{mult}_{D_Z}B_{Z'} \end{align}\] and hence \[\operatorname{mult}_{D_Z}B_{Z'}=\operatorname{mult}_{D_Z}\tilde{B}_{Z'}.\]

Case 2. \(D_Z\) is a component of \(B'_{Z'}\).

In this case, \(\operatorname{mult}_DG'=1\) and \(\operatorname{mult}_DB'_{Z'}=1\). Therefore, \[1=\operatorname{mult}_D\left(\tilde{B}'+\left(\operatorname{mult}_DB'_{Z'}-\operatorname{mult}_DB_{Z'}\right)f'^*D_Z\right)=\operatorname{mult}_D\left(\tilde{B}'+\left(1-\operatorname{mult}_DB_{Z'}\right)f'^*D_Z\right).\] Thus one can see that \[\begin{align} 1-\operatorname{mult}_{D_Z}\tilde{B}_{Z'}&=\sup\{t\mid (X',\tilde{B}'+tf'^*D_Z,{\boldsymbol{M}})\text{ is lc over the generic point of }D_Z\}\\ &\leq 1-\operatorname{mult}_{D_Z}B_{Z'} \end{align}\] which implies that \[\operatorname{mult}_{D_Z}B_{Z'}=\operatorname{mult}_{D_Z}\tilde{B}_{Z'}.\]

In either case, we have \(\operatorname{mult}_{D_Z}B_{Z'}=\operatorname{mult}_{D_Z}\tilde{B}_{Z'}\). Since \(D_Z\) can be any prime divisor over \(Z\), \((X,B+G,{\boldsymbol{M}})\) is BP stable\(/Z\). We finish the proof. ◻

3.0.1.2 Numerical dimension zero generalized foliated quadruples

Proposition 200. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a \(\mathbb{Q}\)-factorial lc gfq such that

  • \((X,\mathcal{F},B,{\boldsymbol{M}})\) is weak ACSS,

  • \(\kappa_{\sigma}(X/U,K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)=0\), and

  • either \(X\) is klt or \({\boldsymbol{M}}\) is NQC\(/U\).

Let \(\mathcal{P}\) be any \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of an ample\(/U\) \(\mathbb{R}\)-divisor \(A\), whose existence is guaranteed by Proposition 182. Then after a sequence of steps in \(\mathcal{P}\), we get a log birational model \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) satisfying the following.

  1. For any very general fiber \(F'\) of \(X'\rightarrow U\), \((K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'})|_{F'}\equiv 0\), and if \(\kappa_{\iota}(X/U,K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)=0\), then \((K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'})|_{F'}\sim_{\mathbb{R}}0.\)

  2. Suppose that \(\pi:X\to U\) is an equidimensional contraction and \(U\) is \(\mathbb{Q}\)-factorial.

    1. If \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\equiv_U\text{(resp. }\sim_{\mathbb{R},U}\text{) }E_1+E_2\) for some \(\mathbb{R}\)-divisors \(E_1\) and \(E_2\) such that \(E_1\geq 0\) and \(E_2\) is vertical\(/U\). Then \[K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\equiv_U\text{(resp. }\sim_{\mathbb{R},U}\text{) }0.\] In particular, \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) is a weak lc model of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\).

    2. If \(\kappa_{\iota}(X/U,K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)=0\), then

      1. \(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R},U}0.\)

      2. \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) is a weak lc model of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\).

      3. If \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) is ACSS, then \((X',\mathcal{F}',B',{\boldsymbol{M}})/U\) is a good minimal model of \((X,\mathcal{F},B,{\boldsymbol{M}})/U\).

Proof. Let \((X_0,\mathcal{F}_0,B_0,{\boldsymbol{M}}):=(X,\mathcal{F},B,{\boldsymbol{M}})\). We denote \(\mathcal{P}\) by

\(\xymatrix{ (X_0,\mathcal{F}_0,B_0,{\boldsymbol{M}})\ar@{-->}[r]^{f_0} & (X_1,\mathcal{F}_1,B_1,{\boldsymbol{M}})\ar@{-->}[r]^{\;\;\;\;\;\;\;\;f_1} & \dots\ar@{-->}[r] & (X_n,\mathcal{F}_n,B_n,{\boldsymbol{M}})\ar@{-->}[r]^{\;\;\;\;\;\;\;\;\;f_n} & \dots }.\)

Let \(A_i\) be the strict transform of \(A\) on \(X_i\), \(\pi_i: X_i\rightarrow U\) the induced contraction for each \(i\), and \[\lambda_i:=\inf\{t\geq 0\mid K_{\mathcal{F}_i}+B_i+{\boldsymbol{M}}_{X_i}+tA_i\text{ is nef}/U\}\] the scaling numbers. According to Proposition 182, either \(\mathcal{P}\) terminates, or \(\lim_{i\rightarrow+\infty}\lambda_i=0\).

If \(\mathcal{P}\) terminates, then we let \((X_m,\mathcal{F}_m,B_m,{\boldsymbol{M}})/U\) be the output of \(\mathcal{P}\). If \(\mathcal{P}\) does not terminate, then we let \(m\) be a positive integer such that \(f_i\) is a flip for any \(i\geq m\). We let \(\phi_i: X_m\dashrightarrow X_i\) be the induced birational map for any \(i\geq m\). Since \(\mathcal{P}\) contains countably many steps, there are countably many closed points \(z\in Z\) such that for some \(i\geq m\), \(\pi_i^{-1}(z)\) is contained in either the flipping locus of \(f_i\) or the flipped locus of \(f_{i-1}\). Therefore, for a very general point \(z\in Z\) and any \(i\geq m\), \(\pi_i^{-1}(z)\) is neither contained in the flipping locus of \(f_i\) nor the flipped locus of \(f_{i-1}\). We let \(F_m\) be a very general fiber of \(\pi_m\), \(z_0:=\pi_m(F_m)\), and let \(F_{i}\) be the fiber of \(\pi_i\) over \(z_0\) for each \(i\). Then the induced birational map \[\phi_{F,i}:=\phi_i|_{F_m}: F_m\dashrightarrow F_i\] is small for any \(i\geq m\). Let \({\boldsymbol{M}}^F:={\boldsymbol{M}}|_{F_m}\), \(B_{F_i}:=B_i|_{F_i}\), and \(A_{F_i}:=A_i|_{F_i}\) for each \(i\geq m\). Note that for each \(i\geq m\), we have \(K_{F_i}=K_{\mathcal{F}_i}|_{F_i}\).

We will show that \((X',\mathcal{F}',B',{\boldsymbol{M}})/U=(X_m,\mathcal{F}_m,B_m,{\boldsymbol{M}})/U\) satisfies our requirements.

Claim 201. \(K_{\mathcal{F}_m}+B_m+{\boldsymbol{M}}_{X_m}\) is movable\(/U\) and \((K_{\mathcal{F}_m}+B_m+{\boldsymbol{M}}_{X_m})|_{F_m}\) is movable.

Proof. If \(K_{\mathcal{F}_m}+B_m+{\boldsymbol{M}}_{X_m}\) is nef\(/U\) then the claim is obvious, so we may assume that \(K_{\mathcal{F}_m}+B_m+{\boldsymbol{M}}_{X_m}\) is not nef\(/U\). In particular, \(\mathcal{P}\) does not terminate. Since \(K_{\mathcal{F}_i}+B_i+{\boldsymbol{M}}_{X_i}+tA_i\) is nef\(/U\) for any \(i\geq m\), \[K_{X_m}+B_{m}+{\boldsymbol{M}}_{X_m}=\lim_{i\rightarrow+\infty}(\phi_{i}^{-1})_*(K_{X_i}+B_{i}+{\boldsymbol{M}}_{X_i}+tA_{i})\] is movable\(/U\), and \[K_{F_i}+B_{F_i}+{\boldsymbol{M}}^F_{F_i}+tA_{F_i}=(K_{\mathcal{F}_i}+B_i+{\boldsymbol{M}}_{X_i}+tA_i)|_{F_i}\] is nef for each \(i\geq m\). Thus \[K_{F_m}+B_{F_m}+{\boldsymbol{M}}^F_{F_m}=\lim_{i\rightarrow+\infty}(\phi_{F,i}^{-1})_*(K_{F_i}+B_{F_i}+{\boldsymbol{M}}^F_{F_i}+tA_{F_i})\] is movable, and the claim follows. ◻

Proof of Proposition 200 continued. Since \(\kappa_{\sigma}(X/U,K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)=0\), \(\kappa_{\sigma}(X_m/U,K_{\mathcal{F}_m}+B_m+{\boldsymbol{M}}_{X_m})=0\) and \(\kappa_{\sigma}(K_{F_m}+B_{F_m}+{\boldsymbol{M}}^F_{F_m})=0\). By Claim 201 and Lemma 68, \(K_{F_m}+B_{F_m}+{\boldsymbol{M}}^F_{F_m}\equiv 0\). Suppose that \(\kappa_{\iota}(X/U,K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)=0\), then \(\kappa_{\iota}(X_m/U,K_{\mathcal{F}_m}+B_m+{\boldsymbol{M}}_{X_m})=0\) and hence \(\kappa_{\iota}(K_{F_m}+B_{F_m}+{\boldsymbol{M}}^F_{F_m})=0\). It implies that \(K_{F_m}+B_{F_m}+{\boldsymbol{M}}^F_{F_m}\sim_{\mathbb{R}}0\). This implies (1).

From now on, we may assume that \(\pi\) is equidimensional and \(U\) is \(\mathbb{Q}\)-factorial. Suppose that \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\equiv_U\text{(resp. }\sim_{\mathbb{R},U}\text{) }E_1+E_2\) where \(E_1\geq 0\) and \(E_2\) is vertical\(/U\). Since \(U\) is \(\mathbb{Q}\)-factorial, for any prime divisor \(D\) on \(U\), \(\pi^*D\) is \(\mathbb{R}\)-Cartier, and we may define \[t_D:=\sup\{s\mid E_2-s\pi^*D\geq 0\text{ over the generic point of }D\}.\] Let \[\tilde{E}_2:=E_2-\sum t_D\pi^*D,\] where \(D\) runs over the prime divisors on \(U\). Since \(\pi\) is equidimensional, \(\tilde{E}_2\geq 0\) and \(\tilde{E}_2\) is very exceptional\(/U\). Possibly replacing \(E_2\) with \(\tilde{E}_2\), we may assume that \(E_2 \ge 0\) is very exceptional\(/U\). Let \(E_{1,m}\) and \(E_{2,m}\) be the strict transforms of \(E_1\) and \(E_2\) on \(X'=X_m\) respectively. Then \(E_{1,m}|_{F_m}\equiv 0\), and thus \(E_{1,m}|_{F_m}=0\) and \[E_{2,m}\equiv_U\text{(resp. }\sim_{\mathbb{R},U}\text{) }K_{\mathcal{F}_m}+B_m+{\boldsymbol{M}}_{X_m}\] is movable\(/U\). For any prime divisor \(S\) on \(X_m\) and very general curves \(C\) on \(S\) over \(U\), \(E_{2,m}\cdot C\geq 0\). By [31], we see that \(E_{2,m}=0\). This implies (2.a).

If \(\kappa_{\iota}(X/U,K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)=0\), then \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},U}E\geq 0\) for some \(\mathbb{R}\)-divisor \(E\) on \(X\). We let \(E^h\) be the horizontal\(/U\) part of \(E\) and let \(E^v\) be the vertical\(/U\) part of \(E\). Then (2.b.i) and (2.b.ii) follow from (2.a). (2.b.iii) follows from (2.b.i), (2.b.ii), and Lemma 178. ◻

The following proposition is similar to Proposition 200, but does not immediately follow from Proposition 200.

Proposition 202. Let \((X,\mathcal{F},B,{\boldsymbol{M}})\) be a projective lc gfq such that

  • \((X,\mathcal{F},B,{\boldsymbol{M}})\) is weak ACSS,

  • \(\kappa_{\sigma}(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)=0\), and

  • either \(X\) is \(\mathbb{Q}\)-factorial klt or \({\boldsymbol{M}}\) is NQC.

Then for any ample \(\mathbb{R}\)-divisor \(A\), there exists a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP with scaling of \(A\), say \(\mathcal{P}_0\), satisfying the following. Let \(\mathcal{P}=\mathcal{P}_0\) if \(X\) is not \(\mathbb{Q}\)-factorial, and let \(\mathcal{P}\) be any \((K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\)-MMP with scaling of an ample \(\mathbb{R}\)-divisor if \(X\) is \(\mathbb{Q}\)-factorial. Then

  1. \(\mathcal{P}\) terminates with a weak lc model \((X',\mathcal{F}',B',{\boldsymbol{M}})\) of \((X,\mathcal{F},B,{\boldsymbol{M}})\) such that \[K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\equiv 0.\]

  2. Suppose that \(\kappa_{\iota}(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)=0\). Then

    1. \(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R}}0.\)

    2. If \((X,\mathcal{F},B,{\boldsymbol{M}})\) is \(\mathbb{Q}\)-factorial ACSS, then \((X',\mathcal{F}',B',{\boldsymbol{M}})\) is a good minimal model of \((X,\mathcal{F},B,{\boldsymbol{M}})\).

Proof. Let \((X_0,\mathcal{F}_0,B_0,{\boldsymbol{M}}):=(X,\mathcal{F},B,{\boldsymbol{M}})\). According to Proposition 182, we may suppose that \(\mathcal{P}\) is an MMP with scaling of \(A\)

\(\xymatrix{ (X_0,\mathcal{F}_0,B_0,{\boldsymbol{M}})\ar@{-->}[r]^{f_0} & (X_1,\mathcal{F}_1,B_1,{\boldsymbol{M}})\ar@{-->}[r]^{\;\;\;\;\;\;\;\;f_1} & \dots\ar@{-->}[r] & (X_n,\mathcal{F}_n,B_n,{\boldsymbol{M}})\ar@{-->}[r]^{\;\;\;\;\;\;\;\;\;f_n} & \dots }\)

such that either this MMP terminates, or \(\lim_{i\rightarrow+\infty}\lambda_i=0\), where \(\lambda_i\) is the scaling number and \(A_i\) is the strict transforms of \(A\) on \(X_i\) for each \(i\). We first show that \(\mathcal{P}\) terminates. Otherwise, there is an integer \(m\) such that \(f_i\) is a flip for any \(i\geq m\). Since \(\lim_{i\rightarrow+\infty}\lambda_i=0\), we can see that \[K_{X_m}+B_m+{\boldsymbol{M}}_{X_m}=\lim_{i\rightarrow+\infty}(\phi_i^{-1})_*(K_{X_i}+B_i+\lambda_iA_i+{\boldsymbol{M}}_{X_i})\] is movable, where \(\phi_i: X_m\dashrightarrow X_i\) is the induced birational map for any \(i\geq m\). By Lemma 68, \(K_{X_m}+B_m+{\boldsymbol{M}}_{X_m}\equiv 0\), which is absurd. Thus \(\mathcal{P}\) terminates with a weak lc model \((X',\mathcal{F}',B',{\boldsymbol{M}})\) such that \(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\equiv 0\) as \(\kappa_{\sigma}(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'})=0\). This implies (1).

If \(\kappa_{\iota}(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)=0\), then \(\kappa_{\iota}(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'})=0\), so (2.a) follows from (1). (2.b) follows from (1), (2.a), and Lemma 178. ◻

3.0.1.3 Refined definition of lc-trivial fibrations

Definition 203. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a sub-gfq and \(f: X\rightarrow Z\) a contraction\(/U\), such that the general fibers of \(f\) are tangent to \(\mathcal{F}\). We say that \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\) is an lc-trivial fibration if

  1. \((X,\mathcal{F},B,{\boldsymbol{M}})\) is sub-lc over the generic point of \(Z\),

  2. \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}0\), and

  3. there exists a birational morphism \(h: Y\rightarrow X\) with \(\mathcal{F}_Y := h^{-1}\mathcal{F}\) and \(K_{\mathcal{F}_Y}+B_Y+{\boldsymbol{M}}_Y=h^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\), such that \(-B_Y^{\leq 0}\) is \(\mathbb{R}\)-Cartier and \[\kappa_{\sigma}(Y/Z,-B_Y^{\leq 0})=0.\]

It is clear that an lc-trivial fibration does not depend on the choice of \(U\).

Remark 204. It is very important to notice that our definition of an lc-trivial fibration is different from the one defined in the classical way, even when \({\boldsymbol{M}}=\boldsymbol{0}\) and \(\mathcal{F}=T_X\). This is with good reason. For simplicity, in the following, we shall assume that \(\mathcal{F}=T_X\).

In the classical definition, condition (3) is replaced with the condition

  1. \(\operatorname{rank}f_*\mathcal{O}_X(\lceil{\boldsymbol{A}}^*(X,B,{\boldsymbol{M}})\rceil)=1.\)

The condition (3’) was used in the earliest version of the canonical bundle formula [56]. It has also been used in later versions of the canonical bundle formula, e.g., [57] for sub-klt sub-pairs, [58] (see also [60]) for lc-trivial fibrations for sub-lc sub-pairs.

However, for generalized sub-pairs, when condition (3’) is being applied, we cannot get a complete version of the canonical bundle formula. More precisely, for lc-trivial fibrations for NQC generalized pairs defined under condition (3’) instead of (3), we have to add one of the following two conditions to get the canonical bundle formula.

  • \(B\geq 0\) over the generic point of \(Z\) (rational coefficient case [6]; real coefficient case [54]).

  • \({\boldsymbol{M}}\) is \(\boldsymbol{b}\)-semi-ample\(/Z\) (rational coefficient case [61]; real coefficient case [54]).

The canonical bundle formula for NQC generalized pairs under these additional conditions (4.1) or (4.2) is usually enough for us to apply, as it guarantees that the structure of NQC generalized pairs is preserved under the canonical bundle formula. However, this causes big trouble when we want to consider the canonical bundle formula for generalized foliated quadruples. This is because, in the construction of the canonical bundle formula for generalized foliated quadruples, [30], we need to pass through an equidimensional model. But then we will potentially get a sub-lc g-sub-pair with some negative coefficients, which in general do not satisfy (4.1) or (4.2). In this case, we cannot define the canonical bundle formula for generalized foliated quadruples in general. Condition (3), on the other hand, is introduced to resolve this issue.

In fact, the most important cases of the canonical bundle formula are the cases when \(B\geq 0\) over the generic point of \(Z\). However, since we need to check the coefficients of the discriminant part along any high model of the base, we need to do base change in many scenarios. Therefore, we have to consider the crepant pullbacks. Moreover, since we may want to run minimal model programs over the base to get new structures, we need to consider crepant transformations over the generic point of \(Z\). This will inevitably introduce sub-pairs or g-sub-pairs and force us to consider a larger category of structures so that the canonical bundle formula can be applied. More precisely, we want to find a category \(\mathcal{D}\) of structures \[f: (X,B,{\boldsymbol{M}})\rightarrow Z,\] such that

  1. For any g-sub-pair \((X,B,{\boldsymbol{M}})/U\) and contraction\(/U\) \(f: X\rightarrow Z\) such that \(K_X+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}0\) and \((X,B,{\boldsymbol{M}})\) is lc over the generic point of \(Z\), \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) belongs to \(\mathcal{D}\).

  2. For any g-sub-pairs \((X,B,{\boldsymbol{M}})/U\) and \((X',B',{\boldsymbol{M}}')/U\) and birationally equivalent contractions\(/U\) \(f: X\rightarrow Z\), \(f': X'\rightarrow Z'\) such that \(K_X+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}0\), \(K_{X'}+B'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R},Z'}0\), and \((X,B,{\boldsymbol{M}})\) and \((X',B',{\boldsymbol{M}}')\) are crepant over the generic point of \(Z\), \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) belongs to \(\mathcal{D}\) if and only if \(f': (X',B',{\boldsymbol{M}}')\rightarrow Z'\) belongs to \(\mathcal{D}\).

Condition (3’) is actually one natural condition to add in order to form the category \(\mathcal{D}\). For generalized pairs, however, the category \(\mathcal{D}\) constructed by adding condition (3’) is a category that is too large to prove the canonical bundle formula in general. In fact, comparing our condition (3) with condition (3’), we can easily see that (3’) can be roughly interpreted as \[\kappa(Y/Z,-B_Y^{\leq 0})=0\] (cf. [58]). This actually means that some kind of existence of good minimal models should hold for generalized pairs with Kodaira dimension \(0\). But this is absurd due to numerous counterexamples (cf. [86]). In fact, even for usual pairs, since the existence of good minimal models is unknown for pairs with Kodaira dimension \(0\), the use of mixed Hodge structures was essentially used in all literature on the canonical bundle formula except [27], while [27] does not deal with lc-trivial fibrations in general.

Therefore, instead of considering the classical category defined using (3’), we turn to consider a new category \(\mathcal{D}\) of g-sub-pairs which satisfies (i) and (ii) but does not rely on condition (3’). It turns out that (3) is also a natural condition (see Lemmas 206 and 207 below) for us to add, and it turns out that we can completely bypass the abundance conjecture or the mixed Hodge structure by using (3) instead of (3’). This will eventually lead to the canonical bundle formula for non-NQC g-pairs and gfqs in full generality.

The following lemmas are analogues of Lemmas 205, 206, and 207 for foliations, and their proofs are similar.

Lemma 205. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a sub-gfq. Assume that \(-B^{\leq 0}\) is \(\mathbb{R}\)-Cartier and \(\kappa_{\sigma}(X/U,-B^{\leq 0})=0\). Then for any birational morphism \(g: W\rightarrow X\), such that

  1. \(K_{g^{-1}\mathcal{F}}+B_W+{\boldsymbol{M}}_W:=g^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\) satisfies that \(-B_W^{\leq 0}\) is \(\mathbb{R}\)-Cartier, and

  2. there exists an \(\mathbb{R}\)-Cartier \(\mathbb{R}\)-divisor \(0\leq F\subset\operatorname{Supp}\operatorname{Exc}(g)\),

we have that \[\kappa_{\sigma}(W/U,-B_W^{\leq 0})=0.\]

Proof. Let \(D:=-B^{\leq 0}\), \(D_W:=-B_W^{\leq 0}\), and \(m\gg 0\) an integer. Then we have \[D_W=g^{-1}_*D+E\] for some \(E\geq 0\) that is exceptional\(/X\). Thus \[0=\kappa_{\sigma}(X/U,D)=\kappa_{\sigma}(W/U,g^*D+mF)\geq\kappa_{\sigma}(W/U,g^{-1}_*D+E)=\kappa_{\sigma}(W/U,D_W)\geq 0.\] So \(\kappa_{\sigma}(W/U,D_W)=0\). ◻

Lemma 206. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) and \((X',\mathcal{F}',B',{\boldsymbol{M}}')/U\) be two sub-gfqs. Let \(f: X\rightarrow Z\) and \(f': X'\rightarrow Z'\) be two birationally equivalent contractions\(/U\) such that \((X,\mathcal{F},B,{\boldsymbol{M}})\) and \((X',\mathcal{F}',B',{\boldsymbol{M}}')\) are crepant over the generic point of \(Z\). Assume that \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}0\), and \(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R},Z'}0\).

Then \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\) is an lc-trivial fibration if and only if \(f': (X',\mathcal{F}',B',{\boldsymbol{M}}')\rightarrow Z'\) is an lc-trivial fibration.

Proof. By symmetry, we only need to prove the only if part, and we may assume that \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\) is an lc-trivial fibration.

Let \(p: W\rightarrow X\) and \(q: W\rightarrow X'\) be a resolution of indeterminacy of the induced birational map \(\phi: X\dashrightarrow X'\) such that \({\boldsymbol{M}}\) descends to \(W\), \(\mathcal{F}_W:=p^{-1}\mathcal{F}=q^{-1}\mathcal{F}'\), \(K_{\mathcal{F}_W}+B_W+{\boldsymbol{M}}_{W}:=p^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\), and \(K_{\mathcal{F}_W}+B'_W+{\boldsymbol{M}}'_{W}:=q^*(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}'_{X'})\). Moreover, by Lemma 205, possibly replacing \(W\) with a higher resolution, we may assume that \(W\) is smooth and \(\kappa_{\sigma}(W/Z,-B_W^{\leq 0})=0\).

Since \((X,\mathcal{F},B,{\boldsymbol{M}})\) and \((X',\mathcal{F}',B',{\boldsymbol{M}}')\) are crepant over the generic point of \(Z\), over the generic point of \(Z\), we have \(B_W=B'_W\), \(\mathcal{F}_W\) is the common transform of \(\mathcal{F}, \mathcal{F}'\), and \({\boldsymbol{M}}_W={\boldsymbol{M}}'_W\). Thus \(\kappa_{\sigma}(W/Z,-B_W'^{\leq 0})=0\). Moreover, since \((X,\mathcal{F},B,{\boldsymbol{M}})\) is sub-lc over the generic point of \(Z\), \((W,\mathcal{F}_W,B_W,{\boldsymbol{M}})\) is sub-lc over the generic point of \(Z\), so \((W,\mathcal{F}_W,B_W',{\boldsymbol{M}}')\) is sub-lc over the generic point of \(Z\), so \((W,\mathcal{F}_W,B_W',{\boldsymbol{M}}')\) is sub-lc over the generic point of \(Z'\), so \((X',\mathcal{F}',B',{\boldsymbol{M}}')\) is sub-lc over the generic point of \(Z'\). The lemma follows. ◻

Lemma 207. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a sub-gfq and \(f: X\rightarrow Z\) a contraction\(/U\) such that \((X,\mathcal{F},B,{\boldsymbol{M}})\) is lc over the generic point of \(Z\) and \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}0\). Then \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\) is an lc-trivial fibration.

Proof. Over the generic point of \(Z\), \(B^{\leq 0}=0\), so \(\kappa_{\sigma}(X/Z,B^{\leq 0})=0\). The lemma follows from the definition. ◻

3.0.1.4 Canonical bundle formula for generalized pairs

Definition 208. Let \((X,B,{\boldsymbol{M}})/U\) be a g-sub-pair and \(f: X\rightarrow Z\) a contraction\(/U\) such that \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) is an lc-trivial fibration\(/U\). Then there exists an \(\mathbb{R}\)-divisor \(L\) on \(Z\) such that \(K_X+B+{\boldsymbol{M}}_X\sim_{\mathbb{R}}f^*L\). There exists a unique (up to \(\mathbb{R}\)-linear equivalence) \(\boldsymbol{b}\)-divisor \({\boldsymbol{M}}^Z\) on \(Z\) satisfying the following.

Let \(f': X'\rightarrow Z'\) be any contraction that is birationally equivalent to \(f\) such that the induced birational maps \(h: X'\dashrightarrow X\) and \(h_Z: Z'\dashrightarrow Z\) are morphisms. We let \[K_{X'}+B'+{\boldsymbol{M}}_{X'}:=h^*(K_X+B+{\boldsymbol{M}}_X)\] and let \(B_{Z'}\) be the discriminant part of \(f': (X',B',{\boldsymbol{M}})\rightarrow Z'\). Then \[{\boldsymbol{M}}^Z_{Z'}=h_Z^*L-K_{Z'}-B_{Z'}.\] We call \({\boldsymbol{M}}^Z\) the base moduli part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\). If there is no confusion, we may also call \({\boldsymbol{M}}^Z\) the moduli part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\). It is clear that \({\boldsymbol{M}}^Z\) only depends on the choice of \(L\), which is unique up to \(\mathbb{R}\)-linear equivalence.

Lemma 209. Let \((X,B,{\boldsymbol{M}})/U\) be a g-sub-pair and \(f: X\rightarrow Z\) a contraction such that \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) is an lc-trivial fibration\(/U\). Suppose that \(n(K_X+B+{\boldsymbol{M}}_X)\sim 0\) over the generic point of \(Z\) for some positive integer \(n\). Then there exists a choice \({\boldsymbol{M}}^Z\) of the base moduli part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) such that \[n(K_X+B+{\boldsymbol{M}}_X)\sim nf^*\left(K_Z+B_Z+{\boldsymbol{M}}^Z_Z\right),\] where \(B_Z\) is the discriminant part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\).

Proof. By assumption, there exists a rational function \(\psi\in K(X)\) such that \(n(K_X+B+{\boldsymbol{M}}_X)+(\psi)\) is vertical\(/Z\). Then by [87], there exists an \(\mathbb{R}\)-Cartier \(\mathbb{R}\)-divisor \(L\) on \(Z\) such that \[n(K_X+B+{\boldsymbol{M}}_X)+(\psi)=nf^*L.\] The lemma follows from our construction of \({\boldsymbol{M}}^Z\) as in Definition 208. ◻

Lemma 210. Let \((X,B,{\boldsymbol{M}})/U\) and \((X',B',{\boldsymbol{M}}')/U\) be two g-sub-pairs. Let \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) and \(f': (X',B',{\boldsymbol{M}}')\rightarrow Z'\) be two lc-trivial fibrations\(/U\) such that \(f\) and \(f'\) are birationally equivalent, and \((X,B,{\boldsymbol{M}})\) and \((X',B',{\boldsymbol{M}}')\) are crepant over the generic point of \(Z\). Let \({\boldsymbol{M}}^Z\) be the base moduli part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) and let \({\boldsymbol{M}}^{Z'}\) be the base moduli part of \(Z'\). Then \({\boldsymbol{M}}^Z\sim_{\mathbb{R}}{\boldsymbol{M}}^{Z'}\).

Proof. Possibly passing to a common base and resolving the indeterminacy of the induced birational map \(X\dashrightarrow X'\), we may assume that \(f=f'\), \(X=X'\), and \(Z=Z'\). Now \(K_X+B+{\boldsymbol{M}}_X=K_{X}+B'+{\boldsymbol{M}}_{X}\) over the generic point of \(Z\), so \(B-B'\) is vertical\(/Z\). Since \(K_X+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}0\) and \(K_{X}+B'+{\boldsymbol{M}}_{X}\sim_{\mathbb{R},Z}0\), \(B-B'\sim_{\mathbb{R},Z}0\), so \(B-B'=f^*P\) for some \(\mathbb{R}\)-divisor \(P\) on \(Z\) by [87].

Let \(B_Z\) and \(B_Z'\) be the discriminant parts of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) and \(f: (X,B',{\boldsymbol{M}})\rightarrow Z\) respectively. By the definition of the discriminant part, \(B_Z=B_Z'+P\). Since \[K_Z+B_Z'+P+{\boldsymbol{M}}^{Z'}_{Z}\sim_{\mathbb{R}}K_Z+B_Z+{\boldsymbol{M}}^Z_Z,\] \({\boldsymbol{M}}^{Z'}_{Z}\sim_{\mathbb{R}}{\boldsymbol{M}}^Z_Z\). Since we may pass to an arbitrarily high base change, we have \({\boldsymbol{M}}^Z\sim_{\mathbb{R}}{\boldsymbol{M}}^{Z'}\). ◻

Theorem 211. Let \((X,B,{\boldsymbol{M}})/U\) be a g-sub-pair and \(f: X\rightarrow Z\) a contraction\(/U\) such that \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) is an lc-trivial fibration. Let \(B_Z\) and \({\boldsymbol{M}}^Z\) be the discriminant part and a base moduli part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) respectively. Then \({\boldsymbol{M}}^Z\) is nef\(/U\). Moreover

  1. \((Z,B_Z,{\boldsymbol{M}}^Z)/U\) is a g-sub-pair.

  2. If the vertical\(/Z\) part of \(B\) is \(\geq 0\), then \((Z,B_Z,{\boldsymbol{M}}^Z)/U\) is a g-pair.

  3. If \((X,B,{\boldsymbol{M}})\) is sub-lc (resp. lc, sub-klt, klt), then \((Z,B_Z,{\boldsymbol{M}}^Z)\) is sub-lc (resp. lc, sub-klt, klt).

  4. Any lc center of \((Z,B_Z,{\boldsymbol{M}}^Z)\) is the image of an lc center of \((X,B,{\boldsymbol{M}})\).

  5. The image of any lc center of \((X,B,{\boldsymbol{M}})\) on \(Z\) is an lc center of \((Z,B_Z,{\boldsymbol{M}}^Z)\).

  6. If \({\boldsymbol{M}}\) is NQC\(/U\), then \({\boldsymbol{M}}^Z\) is NQC\(/U\).

Proof. According to Definition-Theorem 89, \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) has an equidimensional model \(f': (X',\Sigma_{X'},{\boldsymbol{M}})\rightarrow Z'\) with associated \(h:X'\to X\). Let \[K_{X'}+\tilde{B}'+{\boldsymbol{M}}_{X'}:=h^*(K_X+B+{\boldsymbol{M}}_X),\] \(\tilde{B}'^h\) the horizontal\(/Z'\) part of \(\tilde{B}'\), and \(B':=(\tilde{B}'^h)^{\geq 0}\). Let \(G'\) be the vertical\(/Z'\) part of \(\Sigma_{X'}\), \(\tilde{B}'^v\) the vertical\(/Z'\) part of \(\tilde{B}'\), \(E^h:=-(\tilde{B}'^h)^{\leq 0}\), and \(E^v:=G'-\tilde{B}'^v\). Then \(E^h\geq 0\) and \(E^v\) is vertical\(/Z'\). By Lemma 205, \(\kappa_{\sigma}(X'/Z,E^h)=0\). We have \[\begin{align} K_{X'}+B'+G'+{\boldsymbol{M}}_{X'}&=h^*(K_X+B+{\boldsymbol{M}}_X)+B'+G'-\tilde{B}'\\ &\sim_{\mathbb{R},Z'}\left(B'-\tilde{B}'^h\right)+G'-\tilde{B}'^v=-\left(\tilde{B}'^h\right)^{\leq 0}+\left(G'-\tilde{B}'^v\right)=E^h+E^v. \end{align}\] Since \((X,B,{\boldsymbol{M}})\) is sub-lc over the generic point of \(Z\), \(\Sigma_{X'}\geq B'\geq 0\). Let \(\mathcal{F}'\) be the foliation induced by \(f': X'\rightarrow Z'\), then \((X',\mathcal{F}',B',{\boldsymbol{M}};G')/Z'\) is ACSS. By Proposition 161, \[K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R},Z'}K_{X'}+B'+G'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R},Z'}E^h+E^v.\] Thus \[\kappa_{\sigma}(X'/Z',K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'})=\kappa_{\sigma}(X'/Z',E^h)=0.\] By Proposition 200, we may run a \((K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'})\)-MMP\(/Z'\) which terminates with a good minimal model \((X'',\mathcal{F}'',B'',{\boldsymbol{M}})/Z'\). By Lemma 178, \((X'',\mathcal{F}'',B'',{\boldsymbol{M}};G'')\) is ACSS, where \(G''\) is the strict transform of \(G'\) on \(X''\).

Since \(X'\rightarrow U\) factors through \(Z'\), \(X'\dashrightarrow X''\) is a sequences of steps of a \((K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'})\)-MMP\(/U\). By Lemma 180, \(K_{\mathcal{F}''}+B''+{\boldsymbol{M}}_{X''}\) is nef\(/U\). By Theorem 199, \((X'',B''+G'',{\boldsymbol{M}})\) is BP stable\(/Z'\). Let \(f'': X''\rightarrow Z'\) be the induced contraction and let \({\boldsymbol{N}}\) be the moduli part of \(f'': (X'',B''+G'',{\boldsymbol{M}})\rightarrow Z'\). By Proposition 197, \({\boldsymbol{N}}\) is nef\(/U\) and \({\boldsymbol{N}}\) descends to \(X\). By Proposition 161, \[K_{X''}+B''+G''+{\boldsymbol{M}}_{X''}\sim_{\mathbb{R},Z'}0.\] Let \({\boldsymbol{M}}'\) be the base moduli part of \(f'': (X'',B''+G'',{\boldsymbol{M}})\rightarrow Z'\), then by the definition of base moduli part, \({\boldsymbol{M}}'\) descends to \(Z'\) and \(f''^*{\boldsymbol{M}}'_{X'}={\boldsymbol{N}}_{X'}\) is nef, so \({\boldsymbol{M}}'_{X'}\) is nef, hence \({\boldsymbol{M}}'\) is nef.

Let \(\tilde{B}''^h\) be the image of \(\tilde{B}'^h\) on \(X''\). Since \(K_{X'}+\tilde{B}'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R},Z'}0\), \(K_{X'}+\tilde{B}'^h+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R}}0\) over the generic point of \(Z'\). Thus \(K_{X''}+\tilde{B}''^h+{\boldsymbol{M}}_{X''}\sim_{\mathbb{R}}0\) over the generic point of \(Z'\). Since \(B''\geq\tilde{B}''^h\) and \(K_{X''}+B''+{\boldsymbol{M}}_{X''}\sim_{\mathbb{R},Z'}0\), \(B''=\tilde{B}''^h\) over the generic point of \(Z'\). Since \((X',\tilde{B}'^h,{\boldsymbol{M}})\) and \((X'',\tilde{B}''^h,{\boldsymbol{M}})\) are crepant over the generic point of \(Z'\), \((X',\tilde{B}',{\boldsymbol{M}})\) and \((X'',B''+G'',{\boldsymbol{M}})\) are crepant over the generic point of \(Z'\). Thus \((X,B,M)\) and \((X'',B''+G'',{\boldsymbol{M}})\) are crepant over the generic point of \(Z\). By Lemma 210, \({\boldsymbol{M}}^Z={\boldsymbol{M}}'\). The main part of the theorem follows. (1) immediately follows.

(2-4) follow immediately from the definition of the discriminant part. (5) follows from the definition of the discriminant part and Lemma 159. By [54], if \({\boldsymbol{M}}\) is NQC\(/U\), then \({\boldsymbol{M}}'\) is NQC\(/U\), hence \({\boldsymbol{M}}^Z\) is NQC\(/U\). (6) follows. ◻

3.0.1.5 Canonical bundle formula for generalized foliated quadruples

Definition-Lemma 212. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a sub-gfq and \(f: X\rightarrow Z\) a contraction\(/U\) such that the general fibers of \(f\) are tangent to \(\mathcal{F}\) and \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\) is an lc-trivial fibration\(/U\). We define two \(\boldsymbol{b}\)-divisors \({\boldsymbol{B}}\) and \({\boldsymbol{M}}^Z\) on \(Z\) in the following way.

By Lemma 118, there exists a foliation \(\mathcal{F}_Z\) on \(Z\) such that \(\mathcal{F}=f^{-1}\mathcal{F}_Z\). Let \(f': (X',\Sigma_{X'},{\boldsymbol{M}})\rightarrow (Z',\Sigma_{Z'})\) be any equidimensional model of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) with associated morphisms \(h: X'\rightarrow X\) and \(h_Z: Z'\rightarrow Z\). Let \(\mathcal{F}_{Z'}:=h_Z^{-1}\mathcal{F}_Z\) and \(\mathcal{F}':=h^*\mathcal{F}\), then \(\mathcal{F}'=f'^{-1}\mathcal{F}_{Z'}\). We define \[R':=\sum\left(f'^*D-f'^{-1}\left(D\right)\right),\] where \(D\) runs over all \(\mathcal{F}_{Z'}\)-invariant prime divisors on \(Z'\). By [88], we have \[K_{\mathcal{F}'/\mathcal{F}_{Z'}}=K_{X'/Z'}-R'.\] Let \(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}:=h^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\). Then \(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R},Z'}0\), so \[K_{X'}+B'-R'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R},Z'}0.\] Since \(R'=0\) and \(K_{X'}=K_{\mathcal{F}'}\) over the generic point of \(Z'\), \(f': (X',B'-R',{\boldsymbol{M}})\rightarrow Z'\) is an lc-trivial fibration. By Theorem 211, there exist two \(\boldsymbol{b}\)-divisors \({\boldsymbol{B}}\) and \({\boldsymbol{M}}^Z\) on \(Z\), such that \({\boldsymbol{B}}\) is uniquely determined and \({\boldsymbol{M}}^Z\) is uniquely determined up to \(\mathbb{R}\)-linear equivalence, and the following conditions are satisfied

  1. \(K_{X'}+B'-R'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R}}f'^*(K_{Z'}+{\boldsymbol{B}}_{Z'}+{\boldsymbol{M}}^Z_{Z'})\).

  2. \({\boldsymbol{M}}^Z\) is nef\(/U\).

  3. For any birational morphism \(g_Z: Z''\rightarrow Z'\) and \(g: X''\rightarrow X'\) such that the induced map \(f'': X''\dashrightarrow Z''\) is a morphism, we let \[K_{X''}+\tilde{B}''+{\boldsymbol{M}}_{X''}:=g^*(K_{X'}+B'-R'+{\boldsymbol{M}}_{X'}),\] then \({\boldsymbol{B}}_{Z''}\) is the discriminant part of \(f'': (X'',\tilde{B}'',{\boldsymbol{M}})\rightarrow Z''\).

We call \({\boldsymbol{B}}\) the discriminant \(\boldsymbol{b}\)-divisor of \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\) and call \({\boldsymbol{M}}^Z\) the base moduli part of \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\). We also call \({\boldsymbol{B}}_Z\) the discriminant part of \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\). Then

  1. \({\boldsymbol{B}}\) and \({\boldsymbol{M}}^Z\) are well-defined, i.e., \({\boldsymbol{B}}\) and the \(\mathbb{R}\)-linear equivalence class of \({\boldsymbol{M}}^Z\) are independent of the choices of the equidimensional model\(/U\) of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\).

  2. \((Z,\mathcal{F}_Z,B_Z:={\boldsymbol{B}}_Z,{\boldsymbol{M}}^Z)/U\) is a sub-gfq.

  3. If \({\boldsymbol{M}}\) is NQC\(/U\), then \({\boldsymbol{M}}^Z\) is NQC\(/U\).

We say that \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)/U\) is a sub-gfq induced by a canonical bundle formula\(/U\) of \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\).

Proof. By [30], \({\boldsymbol{B}}\) is independent of the choices of the equidimensional model\(/U\) of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\).

Since \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}0\), there exists an \(\mathbb{R}\)-divisor \(L\) on \(Z\) which is uniquely determined up to \(\mathbb{R}\)-linear equivalence, such that \[K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R}}f^*L.\] By condition (i), we have \[K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R}}f'^*\left(K_{\mathcal{F}_{Z'}}+{\boldsymbol{B}}_{Z'}+{\boldsymbol{M}}^Z_{Z'}\right).\] Therefore, for any birational morphism \(g_Z: Z''\rightarrow Z'\) with \(\mathcal{F}_{Z''}:=g_Z^{-1}\mathcal{F}_{Z'}\), we have \[{\boldsymbol{M}}^Z_{Z''}\sim_{\mathbb{R}}(h_Z\circ g_Z)^*L-K_{\mathcal{F}_{Z''}}-{\boldsymbol{B}}_{Z''}.\] Thus \({\boldsymbol{M}}^Z_{Z''}\) is uniquely determined up to the choices of \(L\) in its \(\mathbb{R}\)-linear equivalence class. Thus \({\boldsymbol{M}}^Z\) is uniquely determined up to \(\mathbb{R}\)-linear equivalence. This implies (1).

Moreover, we have \[L=(h_Z)_*h_Z^*L\sim_{\mathbb{R}}(h_Z)_*\left(K_{\mathcal{F}_{Z'}}+{\boldsymbol{B}}_{Z'}+{\boldsymbol{M}}^Z_{Z'}\right)=K_{\mathcal{F}_Z}+B_Z+{\boldsymbol{M}}^Z_Z,\] so \(K_{\mathcal{F}_Z}+B_Z+{\boldsymbol{M}}^Z_Z\) is \(\mathbb{R}\)-Cartier. By our condition (ii), \((Z,\mathcal{F}_Z,B_Z:={\boldsymbol{B}}_Z,{\boldsymbol{M}}^Z)/U\) is a sub-gfq. This implies (2).

(3) follows from Theorem 211(6). ◻

Lemma 213. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a sub-gfq and \(f: X\rightarrow Z\) a contraction\(/U\) such that \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\) is an lc-trivial fibration. Suppose that \(n(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\sim 0\) over the generic point of \(Z\) for some positive integer \(n\) and there is a foliation \(\mathcal{F}_Z\) on \(Z\) such that \(\mathcal{F}=f^{-1}\mathcal{F}_Z\). Then there is a choice \({\boldsymbol{M}}^Z\) of the base moduli part of \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\), such that \[n(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\sim nf^*\left(K_{\mathcal{F}_Z}+B_Z+{\boldsymbol{M}}^Z_Z\right),\] where \(B_Z\) is the discriminant part of \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\).

Proof. Let \(f': (X',\Sigma_{X'},{\boldsymbol{M}})\rightarrow (Z',\Sigma_{Z'})\) be a sufficiently high equidimensional model of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) with associated morphisms \(h: X'\rightarrow X\) and \(h_Z: Z'\rightarrow Z\). Let \(\mathcal{F}_{Z'}:=h_Z^{-1}\mathcal{F}_Z\) and let \[R':=\sum_{D\mid D\text{ is an }\mathcal{F}_{Z'}\text{-invariant prime divisor}}(f'^*D-f'^{-1}(D)).\] Then \(f': (X',B'-R',{\boldsymbol{M}})\rightarrow Z'\) is an lc-trivial fibration. Since \(R'\) is vertical\(/Z'\), \(n(K_{X'}+B'-R'+{\boldsymbol{M}}_{X'})\sim 0\) over the generic point of \(Z\). The lemma follows from Lemma 209. ◻

Lemma 214. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) and \((X',\mathcal{F}',B',{\boldsymbol{M}}')/U\) be two sub-gfqs. Let \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\) and \(f': (X',\mathcal{F}',B',{\boldsymbol{M}}')\rightarrow Z'\) be two lc-trivial fibrations\(/U\) such that \(f\) and \(f'\) are birationally equivalent, and \((X,\mathcal{F},B,{\boldsymbol{M}})\) and \((X',\mathcal{F}',B',{\boldsymbol{M}}')\) are crepant over the generic point of \(Z\). Let \({\boldsymbol{M}}^Z\) be the base moduli part of \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\) and let \({\boldsymbol{M}}^{Z'}\) be the base moduli part of \(f': (X',\mathcal{F}',B',{\boldsymbol{M}}')\rightarrow Z'\). Then \({\boldsymbol{M}}^Z\sim_{\mathbb{R}}{\boldsymbol{M}}^{Z'}\).

Proof. Possibly passing to a common base and resolving the indeterminacy of the induced birational map \(X\dashrightarrow X'\), we may assume that \(f=f'\), \(X=X'\), \(Z=Z'\), and \(\mathcal{F}=\mathcal{F}'\) over the generic point of \(Z\), \({\boldsymbol{M}}\) and \({\boldsymbol{M}}'\) descend to \(X\), \(f: (X,\Sigma)\rightarrow (Z,\Sigma_Z)\) is equidimensional toroidal for some \(\Sigma\supset\operatorname{Supp}B\cup\operatorname{Supp}B'\), and \((Z,\Sigma_Z)\) is log smooth. Let \(\mathcal{F}_Z\) and \(\mathcal{F}_Z'\) be two foliations on \(Z\) such that \(\mathcal{F}=f^{-1}\mathcal{F}_Z\) and \(\mathcal{F}'=f'^{-1}\mathcal{F}_Z'\), \[R:=\sum_{D\mid D\text{ is an }\mathcal{F}_{Z}\text{-invariant prime divisor}}(f^*D-f^{-1}(D)),\] and \[R':=\sum_{D\mid D\text{ is an }\mathcal{F}'_{Z}\text{-invariant prime divisor}}(f^*D-f^{-1}(D)).\] Then \({\boldsymbol{M}}^Z\) and \({\boldsymbol{M}}^{Z'}\) are the moduli parts of \(f: (X,B-R,{\boldsymbol{M}})\rightarrow Z\) and \(f': (X,B'-R',{\boldsymbol{M}})\rightarrow Z\) respectively. Since \((X,B-R,{\boldsymbol{M}})\) and \((X',B'-R',{\boldsymbol{M}})\) are crepant over the generic point of \(Z\), by Lemma 210, \({\boldsymbol{M}}^Z\sim_{\mathbb{R}}{\boldsymbol{M}}^{Z'}\). ◻

Lemma 215. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a sub-gfq and \(f: X\rightarrow Z\) a contraction\(/U\) such that \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\) is an lc-trivial fibration\(/U\) with the discriminant \(\boldsymbol{b}\)-divisor \({\boldsymbol{B}}\). Let \(\mathcal{F}_Z\) be a foliation on \(Z\) such that \(\mathcal{F}=f^{-1}\mathcal{F}_Z\). Then for any prime divisor \(D\) on \(Z\), \[\operatorname{mult}_D{\boldsymbol{B}}_Z=\epsilon_{\mathcal{F}_Z}(D)-\sup\{t\geq 0\mid (X,\mathcal{F},B+tf^*D,{\boldsymbol{M}})\text{ is sub-lc over the generic point of } D\}.\] Moreover, there exists an lc center of \((X,\mathcal{F},B+(\epsilon_{\mathcal{F}_Z}(D)-\operatorname{mult}_D{\boldsymbol{B}}_Z)f^*D,{\boldsymbol{M}})\) over the generic point of \(D\).

Proof. Set \(B_Z:={\boldsymbol{B}}_Z\). By Definition-Lemma 212, possibly replacing \(f: X\rightarrow Z\) with an equidimensional model of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\), we may assume that \(X\) is \(\mathbb{Q}\)-factorial klt with at most toric quotient singularities, \(f\) is equidimensional, \({\boldsymbol{M}}\) descends to \(X\), and there exists a toroidal morphism \(f: (X,\Sigma_X,{\boldsymbol{M}})\rightarrow (Z,\Sigma_Z)\) such that \(\operatorname{Supp}B\subset\Sigma_X\). We may define \(R:=\sum(f^*D-f^{-1}(D))\), where \(D\) runs over \(\mathcal{F}_Z\)-invariant prime divisors on \(Z\). For any prime divisor \(D\) on \(Z\), we define \[t_D:=1-\sup\{t\geq 0\mid (X,B-R+tf^*D,{\boldsymbol{M}})\text{ is lc over the generic point of } D\}\] and \[b_D:=\epsilon_{\mathcal{F}_Z}(D)-\sup\{t\geq 0\mid (X,\mathcal{F},B+tf^*D,{\boldsymbol{M}})\text{ is lc over the generic point of } D\}.\] For any prime divisor \(D\) on \(Z\), \(\operatorname{mult}_DB_Z=t_D\) by definition. Denote by \(\eta_D\) the generic point of \(D\). There are three cases.

Case 1. \(D\) is not \(\mathcal{F}_Z\)-invariant.

In this case, \(R=0\) and \(K_{\mathcal{F}}=K_X\) over \(\eta_D\). It immediately implies that \(b_D=t_D\). Moreover, any lc center of \((X,B-R+(1-b_D)f^*D,{\boldsymbol{M}})\) over \(\eta_D\) is an lc center of \((X,\mathcal{F},B+(1-b_D)f^*D,{\boldsymbol{M}})\) over \(\eta_D\). Then we may conclude the moreover part.

Case 2. \(D\) is \(\mathcal{F}_Z\)-invariant and \(D\not\subset\Sigma_Z\).

Let \(B^h\) be the horizontal\(/Z\) part of \(B\), then \(B=B^h\) over \(\eta_D\). Since \((X,\mathcal{F},B,{\boldsymbol{M}})\) is sub-lc over the generic point of \(Z\), \(\Sigma_X\geq B^h\). By [30], \((X,B^h+f^{-1}(D),{\boldsymbol{M}})\) is sub-lc over \(\eta_D\). Since \[(X,B-R+f^*D,{\boldsymbol{M}})=(X,B^h+f^{-1}(D),{\boldsymbol{M}})\] over \(\eta_D\), \(t_D=0\). Thus \(\operatorname{mult}_DB_Z=0\). Since \(D\) is \(\mathcal{F}_Z\)-invariant, any component of \(f^{-1}(D)\) is \(\mathcal{F}\)-invariant and hence is an lc center of \((X,\mathcal{F},B,{\boldsymbol{M}})\). In particular, \(b_D=0=t_D.\)

Case 3. \(D\) is \(\mathcal{F}_Z\)-invariant and \(D\subset\Sigma_Z\).

In this case, \[-t_D=\sup\{t\mid (X,B+f^{-1}(D)+tf^*D,{\boldsymbol{M}})\text{ is sub-lc over } \eta_D\}.\] Since \(f: (X,\Sigma_X,{\boldsymbol{M}})\rightarrow (Z,\Sigma_Z)\) is toroidal, there exists a component \(S\) of \(f^*D\) such that \[\operatorname{mult}_S\left(B+f^{-1}(D)-t_Df^*D\right)=1.\] Moreover, as \(\lfloor B+f^{-1}(D)+tf^*D\rfloor\leq 0\) over \(\eta_D\) for any \(t<-t_D\), we can see that \[\operatorname{mult}_S(B-t_Df^*D)=0\text{ and }B-t_Df^*D\leq 0\text{ over }\eta_D.\] Note that any component of \(f^{-1}(D)\) is \(\mathcal{F}\)-invariant, we have \[-t_D\geq \sup\{t\geq 0\mid (X,\mathcal{F},B+tf^*D,{\boldsymbol{M}})\text{ is sub-lc over } \eta_D\}= -b_D.\] Suppose that \(-t_D>-b_D\). Let \(s\in (-b_D,-t_D)\) be a real number, then over \(\eta_D\), \((X,B+f^{-1}(D)+sf^*D,{\boldsymbol{M}})\) is sub-lc, and \((X,\mathcal{F},B+sf^*D,{\boldsymbol{M}})\) is not sub-lc. In particular, there exists a prime divisor \(D_X\) over \(X\) such that the image of \(D_X\) on \(Z\) is \(D\), and \[a(D_X,\mathcal{F},B+sf^*D,{\boldsymbol{M}})<-\epsilon_{\mathcal{F}}(D_X).\] By Definition-Theorem 89, there exists an equidimensional model \(f': (X',\Sigma_{X'},{\boldsymbol{M}})\rightarrow (Z',\Sigma_{Z'})\) of \(f: (X,\operatorname{Supp}B+\operatorname{Supp}f^*D,{\boldsymbol{M}})\rightarrow Z\) associated with \(h: X'\rightarrow X\) and \(h_Z: Z'\rightarrow Z\), such that \(D_X\) is on \(X'\). Let \(\mathcal{F}':=h^{-1}\mathcal{F}\), \(\mathcal{F}_{Z'}:=h_Z^{-1}\mathcal{F}_Z\), \(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}:=h^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\), \(D':=(h_Z^{-1})_*D\), and \[R':=\sum_{L\mid L\text{ is an }\mathcal{F}_{Z'}\text{-invariant prime divisor}}\left(f'^*L-f'^{-1}(L)\right).\] Note that \(D_X\) is a component of \(f'^{-1}(D')\) and is \(\mathcal{F}'\)-invariant. As \(a(D_X,\mathcal{F},B+sf^*D,{\boldsymbol{M}})<-\epsilon_{\mathcal{F}}(D_X)=0\), we see that \(\operatorname{mult}_{D_X}(B'+sf'^*D')>0\). By Definition-Lemma 212(1), \[\begin{align} -t_D&=\sup\left\{t\geq 0\mid (X',B'-R'+tf'^*D',{\boldsymbol{M}})\text{ is lc over the generic point \eta_{D'} of } D'\right\}-1\\ &=\sup\left\{t\geq 0\mid (X',B'+f'^{-1}(D')+tf'^*D',{\boldsymbol{M}})\text{ is lc over } \eta_{D'}\right\}<s<-t_D, \end{align}\] a contradiction. Therefore \(b_D=t_D\). Since \(\operatorname{mult}_S(B-t_Df^*D)=0\), \(S\) is an lc center of \((X,B-b_Df^*D,{\boldsymbol{M}})\) over \(\eta_D\). The lemma follows in this case. ◻

Proposition 216. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a sub-gfq and \(f: X\rightarrow Z\) a contraction\(/U\) such that \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\) is an lc-trivial fibration. Let \({\boldsymbol{B}}\) be the discriminant \(\boldsymbol{b}\)-divisor of \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\), \(B_Z:={\boldsymbol{B}}_Z\), and \({\boldsymbol{M}}^Z\) the base moduli part of \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\). Let \(\mathcal{F}_Z\) be a foliation on \(Z\) such that \(\mathcal{F}=f^{-1}\mathcal{F}_Z\). Then

  1. If the vertical\(/Z\) part of \(B\) is \(\geq 0\), then \(B_Z\geq 0\).

  2. If \((X,\mathcal{F},B,{\boldsymbol{M}})\) is sub-lc (resp. lc), then \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)\) is sub-lc (resp. lc).

  3. Any lc center of \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)\) is the image of an lc center of \((X,\mathcal{F},B,{\boldsymbol{M}})\).

  4. The image of any lc center of \((X,\mathcal{F},B,{\boldsymbol{M}})\) on \(Z\) is an lc center of \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)\).

Proof. The proposition immediately follows from Lemma 215. ◻

Finally, we state the following proposition that can be useful for inductive purposes.

Proposition 217. Let \((X,\mathcal{F},B,{\boldsymbol{M}})\) be a sub-gfq and \(X\xrightarrow{f}Y\xrightarrow{g}Z\) two contractions\(/U\). Let \(h:=g\circ f\). Suppose that \(h: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\) is an lc-trivial fibration. Let \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)\) be the sub-gfq induced by \(h: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\). Then

  1. \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Y\) is an lc-trivial fibration.

  2. Let \((Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}}^Y)\) be a sub-gfq induced by \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Y\). Then

    1. \(g: (Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}}^Y)\rightarrow Z\) is an lc-trivial fibration.

    2. The discriminant part of \(g: (Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}}^Y)\rightarrow Z\) is \(B_Z\).

    3. \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)\) is a sub-gfq induced by \(g: (Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}}^Y)\rightarrow Z\).

Proof. Possibly replacing \(X\) and \(Y\) with higher models, we may assume that \(X\) and \(Y\) are smooth, and \(\kappa_{\sigma}(X/Z,-B^{\leq 0})=0.\)

(1) Since \((X,\mathcal{F},B,{\boldsymbol{M}})\) is sub-lc over the generic point of \(Z\), \((X,\mathcal{F},B,{\boldsymbol{M}})\) is sub-lc over the generic point of \(Y\). Since \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}0,\) \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Y}0\). Since \(\kappa_{\sigma}(X/Z,-B^{\leq 0})=0\), \(\kappa_{\sigma}(X/Y,-B^{\leq 0})=0\). This implies (1).

(2.a) Since \((X,\mathcal{F},B,{\boldsymbol{M}})\) is sub-lc over the generic point of \(Z\), by Theorem 211, \((Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}}^Y)\) is sub-lc over the generic point of \(Z\). Since \[f^*(K_{\mathcal{F}_Y}+B_Y+{\boldsymbol{M}}_Y)\sim_{\mathbb{R}}K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}0,\] \(K_{\mathcal{F}_Y}+B_Y+{\boldsymbol{M}}_Y\sim_{\mathbb{R},Z}0\). By Lemma 215, for any component \(D\) of \(B_Y^{\leq 0}\) and any irreducible component \(D_X\) of \(f^{-1}(D)\) over the generic point of \(D\), \(D_X\) is a component of \(B^{\leq 0}\). Therefore, over the generic point of \(Z\), there exists a positive real number \(\epsilon\) such that \[-B^{\leq 0}\geq \epsilon f^*(-B_Y^{\leq 0}).\] Thus \[0\leq \kappa_{\sigma}(X/Z,f^*(-B_Y^{\leq 0}))=\kappa_{\sigma}(X/Z,\epsilon f^*(-B_Y^{\leq 0}))\leq \kappa_{\sigma}(X/Z,-B^{\leq 0})=0,\] so \[\kappa_{\sigma}(Y/Z,-B_Y^{\leq 0})=\kappa_{\sigma}(X/Z,f^*(-B_Y^{\leq 0}))=0.\] Therefore, \(g: (Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}}^Y)\rightarrow Z\) is an lc-trivial fibration.

(2.b) Let \(B_{Z}'\) be the discriminant part of \(g: (Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}}^Y)\rightarrow Z\). For any prime divisor \(D\) over \(Z\), let \(s_D:=\epsilon_{\mathcal{F}_Z}(D)-\operatorname{mult}_DB_Z\) and \(s'_D:=\epsilon_{\mathcal{F}_Z}(D)-\operatorname{mult}_DB_Z'\).

By Lemma 215, for any positive real number \(t\) and any prime divisor \(D\) on \(Z\), \((Y,\mathcal{F}_Y,B_Y+tg^*D,{\boldsymbol{M}})\) is the sub-gfq induced by \(f: (X,\mathcal{F},B+th^*D,{\boldsymbol{M}})\rightarrow Y\) over the generic point of \(D\). By Proposition 216(3)(4), \[\begin{align} s'_D&=\sup\{t\geq 0\mid (Y,\mathcal{F}_Y,B_Y+tg^*D,{\boldsymbol{M}}^Y)\text{ is sub-lc over the generic point of }D\}\\ &=\sup\{t\geq 0\mid (X,\mathcal{F},B+th^*D,{\boldsymbol{M}})\text{ is sub-lc over the generic point of }D\}=s_D. \end{align}\] Thus \(B_Z=B_Z'\).

(2.c) By applying (2.b) to all high models of \(Z\), we get (2.c). ◻

3.0.2 Canonical bundle formula for lc-trivial morphisms and subadjunction formula↩︎

3.0.2.1 Canonical bundle formula for lc-trivial morphisms

Definition-Lemma 218 ([69]; cf. [21]). Let \(f: X'\rightarrow X\) be a surjective finite morphism between normal varieties and \(\mathcal{F}\) a foliation on \(X\). Assume that \(K_{\mathcal{F}}\) is \(\mathbb{Q}\)-Cartier and \(\mathcal{F}':=f^{-1}\mathcal{F}\). For any prime divisor on \(X\), we let \(r_D\) be the ramification index of \(f\) along \(D\). We call \[R:=\sum_{D\mid D\text{ is a non-}\mathcal{F}\text{-invariant prime divisor}}(r_D-1)D\] the ramification divisor of \(f\) with respect to \(\mathcal{F}\). Then we have \[K_{\mathcal{F}'}=f^*K_{\mathcal{F}}+R.\]

Definition-Lemma 219. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a sub-gfq and \(f: X\rightarrow Z\) a finite morphism \(/U\). Suppose that there exists a foliation \(\mathcal{F}_Z\) on \(Z\) such that \(\mathcal{F}=f^{-1}\mathcal{F}_Z\), and suppose that \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}0\).

We define two \(\boldsymbol{b}\)-divisors, \({\boldsymbol{B}}\) and \({\boldsymbol{M}}^Z\) on \(Z\), in the following way. Let \(h_Z: Z'\rightarrow Z\) be any birational morphism, \(X'\) the main component of \(Z'\times_{Z}X\), \(f': X'\rightarrow Z'\) and \(h: X'\rightarrow X\) the induced morphisms, \(\mathcal{F}':=h^{-1}\mathcal{F}\), and \(\mathcal{F}_{Z'}:=h_Z^{-1}\mathcal{F}_Z\). We let \[K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}:=h^*(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X).\] Let \(Z'^0\) be the largest open subset of \(Z'\) which does not contain \(\mathrm{Sing}(\mathcal{F}_{Z'})\cup\mathrm{Sing}(Z')\) and let \(X'^0:=f'^{-1}(Z'^0)\). By Definition-Lemma 218, \[K_{\mathcal{F}'|_{X'^0}}=(f'|_{X'^0})^*K_{\mathcal{F}_{Z'}|_{Z'^0}}+R'^0\] where \(R'^0\) is the ramification divisor of \(f'|_{X'^0}\) with respect to \(\mathcal{F}_{Z'}|_{Z'^0}\). We let \(R'\) be the closure of \(R'^0\) in \(X'\). We let \({\boldsymbol{B}}\) and \({\boldsymbol{M}}^Z\) be the \(\boldsymbol{b}\)-divisors such that \({\boldsymbol{B}}_{Z'}=\frac{1}{\deg f}f'_*(R'+B')\) and \({\boldsymbol{M}}^Z_{Z'}=\frac{1}{\deg f}f'_*{\boldsymbol{M}}_{X'}\) for any choice of \(Z'\). Then

  1. \({\boldsymbol{B}}\) and \({\boldsymbol{M}}^Z\) are well-defined and uniquely determined.

  2. For any choice of \(Z'\), \[K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R}}f'^*(K_{\mathcal{F}_{Z'}}+{\boldsymbol{B}}_{Z'}+{\boldsymbol{M}}^Z_{Z'}).\]

  3. \({\boldsymbol{M}}^Z\) is nef \(/U\).

  4. If \(B\geq 0\), then \({\boldsymbol{B}}_Z\geq 0\).

  5. If \((X,\mathcal{F},B,{\boldsymbol{M}})\) is (sub-)lc, then \((Z,\mathcal{F}_Z,{\boldsymbol{B}}_Z,{\boldsymbol{M}}^Z)\) is (sub-)lc, and for any lc center \(T\) of \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)\), any component of \(f^{-1}(T)\) is an lc center of \((X,\mathcal{F},B,{\boldsymbol{M}})\).

  6. If \({\boldsymbol{M}}\) is NQC \(/U\), then \({\boldsymbol{M}}^Z\) is NQC \(/U\).

We call \({\boldsymbol{B}}\) the discriminant \(\boldsymbol{b}\)-divisor of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\), and call \(B_Z:={\boldsymbol{B}}_Z\) the discriminant part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\). We call \({\boldsymbol{M}}^Z\) the base moduli part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\). We say that \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)/U\) is the sub-gfq induced by \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\).

Proof. (1) We only need to show that for any birational morphism \(g_Z: Z''\rightarrow Z'\), \((g_Z)_*{\boldsymbol{B}}_{Z''}={\boldsymbol{B}}_{Z'}\) and \((g_Z)_*{\boldsymbol{M}}^Z_{Z''}={\boldsymbol{M}}^Z_{Z'}\). We let \(X''\) be the main component of \(X'\times_{Z'}Z''\) and \(g: X''\rightarrow X'\), \(f'': X''\rightarrow Z''\) the induced morphisms. Let \(\mathcal{F}'':=g^{-1}\mathcal{F}', \mathcal{F}_{Z''}:=g^{-1}_Z\mathcal{F}_{Z'}\), \(Z''^0\) be the largest open subset of \(Z''\) which does not contain \(\mathrm{Sing}(\mathcal{F}_{Z''})\cup\mathrm{Sing}(Z'')\), \(X''^0:=f''^{-1}(Z''^0)\), \(R''^0\) the ramification divisor of \(f''|_{X''^0}\) with respect to \(\mathcal{F}_{Z''}|_{Z''^0}\), and \(R''\) the closure of \(R''^0\) in \(X''\). Then \[{\boldsymbol{B}}_{Z'}=\frac{1}{\deg f}f'_*(B'+R')=\frac{1}{\deg f}f'_*g_*(B''+R'')=\frac{1}{\deg f}(g_Z)_*f''_*(B''+R'')=(g_Z)_*{\boldsymbol{B}}_{Z''}\] and \[{\boldsymbol{M}}^Z_{Z'}=\frac{1}{\deg f}f'_*{\boldsymbol{M}}_{X'}=\frac{1}{\deg f}f'_*g_*{\boldsymbol{M}}_{X''}=\frac{1}{\deg f}(g_Z)_*f''_*{\boldsymbol{M}}_{X''}=(g_Z)_*{\boldsymbol{M}}^Z_{Z''}.\]

(2) By (1), we only need to prove (2) for any sufficiently high model \(Z'\) of \(Z\). In particular, we may assume that \(Z'\) is \(\mathbb{Q}\)-factorial. Then \(f'^*(\frac{1}{\deg f}f'_*R')=R'\), \(f'^*(\frac{1}{\deg f}f'_*B')=B'\), and \(f'^*(\frac{1}{\deg f}f'_*{\boldsymbol{M}}_{X'})={\boldsymbol{M}}_{X'}\), so (2) immediately follows.

(3)(6) By [37], there exists a birational morphism \(h_Z: Z''\rightarrow Z\) satisfying the following. Let \(X''\) be the main component of \(Z''\times_Z X\), then \({\boldsymbol{M}}\) descends to \(X''\). By definition, \({\boldsymbol{M}}^Z\) descends to \(Z''\). Since \({\boldsymbol{M}}_{X''}\) is nef, \({\boldsymbol{M}}^Z_{Z''}\) is nef. Thus \({\boldsymbol{M}}^Z\) is nef. This implies (3). Moreover, if \({\boldsymbol{M}}\) is NQC \(/U\), then \({\boldsymbol{M}}_{X''}\) is NQC \(/U\), so \({\boldsymbol{M}}^Z_{Z''}\) is NQC \(/U\), hence \({\boldsymbol{M}}^Z\) is NQC \(/U\). This implies (6).

(4) It is obvious from the definition.

(5) By (4) we only need to prove the sub-lc case. Suppose that \((X,\mathcal{F},B,{\boldsymbol{M}})\) is sub-lc, then \((X',\mathcal{F}',B',{\boldsymbol{M}})\) is sub-lc. Let \(D\) be a prime divisor on \(Z'\). Let \(E_1,\dots,E_m\) be all components of \(f'^{-1}(D)\) and let \(r_i\) be the ramification index along \(E_i\).

If \(D\) is \(\mathcal{F}_{Z'}\)-invariant, then each \(E_i\) is \(\mathcal{F}'\)-invariant, and \(E_i\not\subset\operatorname{Supp}R'\). Since \((X',\mathcal{F}',B',{\boldsymbol{M}})\) is sub-lc, \(\operatorname{mult}_{E_i}B'\leq 0\) for any \(i\). Thus \[\operatorname{mult}_D{\boldsymbol{B}}_{Z'}=\operatorname{mult}_D\frac{1}{\deg f}f'_*(B'+R')=\sum_{i=1}^m\frac{1}{\deg f}(\operatorname{mult}_{E_i}B')\leq 0=\epsilon_{\mathcal{F}_{Z'}}(D).\] Moreover, if \(D\) is an lc place of \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)\), then \(\operatorname{mult}_D{\boldsymbol{B}}_{Z'}=0\), so \(\operatorname{mult}_{E_i}B'=0\) for each \(i\). Therefore, each \(E_i\) is an lc place of \((X',\mathcal{F}',B',{\boldsymbol{M}})\), hence an lc place of \((X,\mathcal{F},B,{\boldsymbol{M}})\).

If \(D\) is not \(\mathcal{F}_Z\)-invariant, then each \(E_i\) is not \(\mathcal{F}'\)-invariant, and \(\sum_{i=1}^m r_i \leq \deg f\). Since \((X',\mathcal{F}',B',{\boldsymbol{M}})\) is sub-lc, \(\operatorname{mult}_{E_i}B'\leq 1\) for any \(i\). Thus \[\operatorname{mult}_D{\boldsymbol{B}}_{Z'}=\operatorname{mult}_D\frac{1}{\deg f}f'_*(B'+R')=\sum_{i=1}^m\frac{1}{\deg f}(r_i-1+\operatorname{mult}_{E_i}B')\leq\frac{\sum_{i=1}^m r_i}{\deg f}\leq 1=\epsilon_{\mathcal{F}_{Z'}}(D).\] Moreover, if \(D\) is an lc place of \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)\), then \(\operatorname{mult}_D{\boldsymbol{B}}_{Z'}=1\), so \(\operatorname{mult}_{E_i}B'=1\) for each \(i\). Therefore, each \(E_i\) is an lc place of \((X',\mathcal{F}',B',{\boldsymbol{M}})\), hence an lc place of \((X,\mathcal{F},B,{\boldsymbol{M}})\).

Since \(h_Z: Z'\rightarrow Z\) can be any birational morphism, we get (5). ◻

Definition 220 (lc-trivial morphism). Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a sub-gfq and \(f: X\rightarrow Z\) a projective surjective morphism over \(U\). Let \(X\xrightarrow{\tau}\tilde{Z}\xrightarrow{\gamma}Z\) be the Stein factorization of \(f\). We say that \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\) is an lc-trivial morphism if

  1. \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}0\),

  2. \(\tau: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow\tilde{Z}\) is an lc-trivial fibration, and

  3. there exists a foliation \(\mathcal{F}_{Z}\) on \(Z\) such that \(\mathcal{F}=f^{-1}\mathcal{F}_Z\).

Definition-Theorem 221 (Canonical bundle formula for lc-trivial morphisms). Let \[(X,\mathcal{F},B,{\boldsymbol{M}})/U\] be a sub-gfq and \(f: X\rightarrow Z\) an lc-trivial morphism \(/U\), and \(\mathcal{F}_Z\) a foliation on \(Z\) such that \(\mathcal{F}=f^{-1}\mathcal{F}_Z\). Then there is a sub-gfq \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)/U\), such that \(B_Z\) is uniquely determined and \({\boldsymbol{M}}^Z\) is determined up to \(\mathbb{R}\)-linear equivalence, defined in the following way.

Let \(X\xrightarrow{\tau}\tilde{Z}\xrightarrow{\gamma}Z\) be the Stein factorization of \(f\). By Definition-Lemma 212, there exists a sub-gfq \[(\tilde{Z},\mathcal{F}_{\tilde{Z}},B_{\tilde{Z}},\tilde{\boldsymbol{M}}^Z)/U\] induced by \(\tau: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow\tilde{Z}\), such that \(B_{\tilde{Z}}\) is uniquely determined, and \(\tilde{\boldsymbol{M}}^Z\) is uniquely determined up to \(\mathbb{R}\)-linear equivalence. Moreover, we have \(\mathcal{F}_{\tilde{Z}}=\gamma^{-1}\mathcal{F}_Z\) and \[K_{\mathcal{F}_{\tilde{Z}}}+B_{\tilde{Z}}+\tilde{\boldsymbol{M}}^Z_{\tilde{Z}}\sim_{\mathbb{R},Z}0.\] By Definition-Lemma 219, there exists a sub-gfq \[(Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)/U\] induced by \(\gamma: (\tilde{Z},\mathcal{F}_{\tilde{Z}},B_{\tilde{Z}},\tilde{\boldsymbol{M}}^Z)\rightarrow Z\), such that \(B_Z\) is uniquely determined, and \({\boldsymbol{M}}^Z\) is uniquely determined up to \(\mathbb{R}\)-linear equivalence. We say that \(B_Z\) is the discriminant part of \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\), \({\boldsymbol{M}}^Z\) is the base moduli part of \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\), and say that \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)\) is a sub-gfq induced by \(f: (X,\mathcal{F},B,{\boldsymbol{M}})\rightarrow Z\).

Moreover, we have the following

  1. If the vertical \(/Z\) part of \(B\) is \(\geq 0\), then \(B_Z\geq 0\).

  2. If \((X,\mathcal{F},B,{\boldsymbol{M}})\) is (sub-)lc, then \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)\) is (sub-)lc.

  3. \(B_Z\) is uniquely determined, and \({\boldsymbol{M}}^Z\) is uniquely determined up to \(\mathbb{R}\)-linear equivalence.

  4. Suppose that \((X,\mathcal{F},B,{\boldsymbol{M}})\) is sub-lc. Then for any lc center \(T\) of \((Z,\mathcal{F}_Z,B_Z,{\boldsymbol{M}}^Z)\), \(T\) is the image of an lc center of \((X,\mathcal{F},B,{\boldsymbol{M}})\) on \(Z\).

Proof. (1) It follows from Definition-Lemma 219(4) and Proposition 216(1).

(2) It follows from Definition-Lemma 219(5) and Proposition 216(2).

(3) It follows from Definition-Lemma 212(1) and Definition-Lemma 219(1).

(4) It follows from Proposition 216(3) and Definition-Lemma 219(5). ◻

3.0.2.2 Subadjunction formula for g-pairs

In this section, we shall introduce and discuss the subadjunction formula for lc g-pairs. Since the canonical bundle formula for lc-trivial fibrations for gfqs requires that the general fibers are tangent to the foliation, the subadjunction formula for foliations is more subtle and we will leave it to a later part of the paper.

Definition-Theorem 222 (Subadjunction formula via log resolutions). Let \((X,B,{\boldsymbol{M}})/U\) be a g-sub-pair and \(V\) an lc center of \((X,B,{\boldsymbol{M}})\) with normalization \(\nu: W\rightarrow V\), such that \(B\geq 0\) near the generic point of \(V\). Then there exists a naturally defined g-sub-pair \((W,B_W,{\boldsymbol{M}}^W)/U\) defined in the following way.

Let \(S\) be an lc place of \((X,B,{\boldsymbol{M}})\) so that \(\operatorname{center}_X S=V\). Let \(h: Y\rightarrow X\) be a log resolution of \((X,\operatorname{Supp}B)\) such that \({\boldsymbol{M}}\) descends to \(Y\) and \(S\) is on \(Y\). We let \[K_Y+B_Y+{\boldsymbol{M}}_Y:=h^*(K_X+B+M_X)\] and let \((S,B_S,{\boldsymbol{M}}^S)/U\) be the g-sub-pair induced by the adjunction \[K_S+B_S+{\boldsymbol{M}}^S_S:=(K_Y+B_Y+{\boldsymbol{M}}_Y)|_S.\] Then there exists an induced projective surjective morphism \(h_S: S\rightarrow W\) such that \(\nu\circ f_S=h|_S\). By construction, we have \[K_S+B_S+{\boldsymbol{M}}^S_S\sim_{\mathbb{R},W}0.\] Since \(B\geq 0\) near the generic point of \(V\), \(B_W\geq 0\) near the generic point of \(S\). Therefore, \(h_S: (S,B_S,{\boldsymbol{M}}^S)\rightarrow W\) is an lc-trivial morphism. By Definition-Theorem 221, there exists a g-sub-pair \((W,B_W,{\boldsymbol{M}}^W)/U\) induced by \(h_S: (S,B_S,{\boldsymbol{M}}^S)\rightarrow W\). Moreover, we have the following

  1. For a fixed choice of \(S\), \(B_W\) is uniquely determined, and \({\boldsymbol{M}}^W\) is uniquely determined up to \(\mathbb{R}\)-linear equivalence. In particular, \(B_W\) and the \(\mathbb{R}\)-linear equivalence class of \({\boldsymbol{M}}^W\) are independent of the choice of \(h\).

  2. \(K_W+B_W+{\boldsymbol{M}}_W\sim_{\mathbb{R}}(K_X+B+{\boldsymbol{M}}_X)|_{W}\).

  3. If \((X,B,M)\) is sub-lc near \(V\), then \((W,B_W,{\boldsymbol{M}}^W)\) is sub-lc.

  4. Suppose that \((X,B,M)\) is sub-lc near \(V\). Then for any lc center \(T\) of \((W,B_W,{\boldsymbol{M}}^W)\), \(\nu(T)\) is an lc center of \((X,B,{\boldsymbol{M}})\).

We say that \((W,B_W,{\boldsymbol{M}}^W)/U\) is a g-sub-pair induced by subadjunction \[K_W+B_W+{\boldsymbol{M}}^W_W:=(K_X+B+{\boldsymbol{M}}_X)|_W\] and say that \((W,B_W,{\boldsymbol{M}}^W)\) is associated with \(S\).

Proof. The construction is clear so we only need to prove (1-5).

(1) We let \(h': Y'\rightarrow X\) be a log resolution of \((X,\operatorname{Supp}B)\) such that \({\boldsymbol{M}}\) descends to \(Y'\) and \(S\) is on \(Y'\), so that the induced birational map \(g: Y'\rightarrow Y\) is a morphism. Let \(S':=g^{-1}_* S\), \[K_{Y'}+B_{Y'}+{\boldsymbol{M}}_{Y'}:=h'^*(K_X+B+{\boldsymbol{M}}_X)\] and let \((S',B_{S'},{\boldsymbol{M}}^S)/U\) be the g-sub-pair induced by the adjunction \[K_{S'}+B_{S'}+{\boldsymbol{M}}^S_{S'}:=(K_{Y'}+B_{Y'}+{\boldsymbol{M}}_{Y'})|_{S'}.\] Then \(g|_{S'}: S'\rightarrow S\) is a morphism, and we have \[\begin{align} K_{S'}+B_{S'}+{\boldsymbol{M}}^S_{S'}&=(K_{Y'}+B_{Y'}+{\boldsymbol{M}}_{Y'})|_{S'}=g^*(K_Y+B_Y+{\boldsymbol{M}}_Y)|_{S'}\\ &=g|_{S'}^*((K_Y+B_Y+{\boldsymbol{M}}_Y)|_S)=g|_{S'}^*(K_S+B_S+{\boldsymbol{M}}^S_S). \end{align}\] By our construction, the g-sub-pair induced by \(h_S\circ g|_{S'}: (S',B_{S'},{\boldsymbol{M}}^S)\rightarrow W\) is equal to the g-sub-pair induced by \(h_S: (S,B_{S},{\boldsymbol{M}}^S)\rightarrow W\) modulo \(\mathbb{R}\)-linear equivalence of the base moduli part. Since \(h'\) can be any high log resolution of \((X,\operatorname{Supp}B)\), (1) follows.

(2) It immediately follows from the definition.

(3) Since \((X,B,{\boldsymbol{M}})\) is sub-lc near \(V\), \((S,B_S,{\boldsymbol{M}}^S)\) is sub-lc. By Definition-Theorem 221(2), we get (3).

(4) By Definition-Theorem 221, \(T\) is the image of an lc center \(T_S\) of \((S,B_S,{\boldsymbol{M}}^S)\) on \(W\). Since \((S,B_S,{\boldsymbol{M}}^S)\) is induced by adjunction from a log smooth g-sub-pair, \(T_S\) is also an lc center of \((Y,B_Y,{\boldsymbol{M}})\). Thus \(h(T_S)\) is an lc center of \((X,B,{\boldsymbol{M}})\). By construction, \(\nu(T)=h(T_S)\). ◻

Proposition 223 (Subadjunction formula via dlt models). Let \((X,B,{\boldsymbol{M}})/U\) be a g-sub-pair and \(V\) an lc center of \((X,B,{\boldsymbol{M}})\) with normalization \(\nu: W\rightarrow V\), such that \((X,B,{\boldsymbol{M}})\) is lc near \(W\). Let \(S\) be an lc place of \((X,B,{\boldsymbol{M}})\) such that \(\operatorname{center}_X S=V\). Let \((W,B_W,{\boldsymbol{M}}^W)/U\) be a g-sub-pair induced by subadjunction \[K_W+B_W+{\boldsymbol{M}}^W_W:=(K_X+B+{\boldsymbol{M}}_X)|_W\] and associated with \(S\).

Suppose that \(f: Y\rightarrow X\) is a dlt modification of \((X,B,{\boldsymbol{M}})\) near \(W\) such that \(S\) is on \(Y\). Let \[K_Y+B_Y+{\boldsymbol{M}}_Y:=f^*(K_X+B+{\boldsymbol{M}}_X),\] \((S,B_{S},{\boldsymbol{M}}^S)/U\) the g-sub-pair induced by the adjunction \[K_{S}+B_{S}+{\boldsymbol{M}}^S_{S}:=(K_Y+B_Y+{\boldsymbol{M}}_Y)|_{S},\] and \(f_{S}: S\rightarrow W\) the induced projective surjective morphism such that \(\nu\circ f_S=f|_{S}\). Then

  1. \((W,B_W,{\boldsymbol{M}}^W)\) is the g-pair induced by \(f_S: (S,B_S,{\boldsymbol{M}}^S)\rightarrow W\).

  2. \((W,B_W,{\boldsymbol{M}}^W)\) is lc.

Proof. Let \(g: Y'\rightarrow Y\) be a log resolution of \((Y,\operatorname{Supp}B_Y)\) such that \({\boldsymbol{M}}\) descends to \(Y'\), \[K_{Y'}+B_{Y'}+{\boldsymbol{M}}_{Y'}:=g^*(K_Y+B_Y+{\boldsymbol{M}}_Y),\] \(S':=g^{-1}_* S\), and let \((S',B_{S'},{\boldsymbol{M}}^S)/U\) be the g-sub-pair induced by the adjunction \[K_{S'}+B_{S'}+{\boldsymbol{M}}^S_{S'}:=(K_{Y'}+B_{Y'}+{\boldsymbol{M}}_{Y'})|_{S'}.\] Then \(g|_{S'}: S'\rightarrow S\) is a morphism, and we have \[\begin{align} K_{S'}+B_{S'}+{\boldsymbol{M}}^S_{S'}&=(K_{Y'}+B_{Y'}+{\boldsymbol{M}}_{Y'})|_{S'}=g^*(K_Y+B_Y+{\boldsymbol{M}}_Y)|_{S'}\\ &=g|_{S'}^*((K_Y+B_Y+{\boldsymbol{M}}_Y)|_{S})=g|_{S'}^*(K_{S}+B_{S}+{\boldsymbol{M}}^S_{S}). \end{align}\] By our construction, \((W,B_W,{\boldsymbol{M}}^W)/U\) is the g-sub-pair induced by \(f_S\circ g|_{S'}: (S',B_{S'},{\boldsymbol{M}}^S)\rightarrow W\), which is equal to the g-sub-pair induced by \(f_S: (S,B_{S},{\boldsymbol{M}}^S)\rightarrow W\) modulo \(\mathbb{R}\)-linear equivalence of the base moduli part. By Definition-Theorem 221(2), \((W,B_W,{\boldsymbol{M}}^W)\) is lc. ◻

Definition-Theorem 224. Let \((X,B,{\boldsymbol{M}})/U\) be a dlt g-pair and \(f: (X,B,{\boldsymbol{M}})\rightarrow Y\) a dlt crepant log structure \(/U\). Let \(Z\subset Y\) be an lc center of \(f: (X,B,{\boldsymbol{M}})\rightarrow Y\) with normalization \(\nu: Z^n\rightarrow Z\). Let \(\mathcal{S}\) be the set of all lc centers of \((X,B,{\boldsymbol{M}})\) which dominate \(Z\) and let \(S\in\mathcal{S}\) be an element that is minimal under inclusion. Let \((S,B_S,{\boldsymbol{M}}^S)\) be the g-pair induced by adjunction \[K_S+B_S+{\boldsymbol{M}}^S_S:=(K_X+B+{\boldsymbol{M}}_X)|_S,\] \(f_S: S\rightarrow Z^n\) the induced morphism such that \(\nu\circ f_S=f|_S\), and let \(f^n_S: S\xrightarrow{\tau} V\xrightarrow{\gamma} Z^n\) be the Stein factorization of \(f|_S: S\rightarrow Z^n\). Then

  1. (Crepant log structure) \((S,B_S,{\boldsymbol{M}}^S)\) is dlt, \(K_S+B_S+{\boldsymbol{M}}^S_S\sim_{\mathbb{R},Z^n}0\), and \((S,B_S,{\boldsymbol{M}}^S)\) is klt over the generic point of \(Z^n\). In particular, \(f|_S: (S,B_S,{\boldsymbol{M}}^S)\rightarrow Z^n\) is a dlt crepant log structure and an lc-trivial morphism.

We let \[(V,B_{V},{\boldsymbol{M}}^V)/U\] be the g-pair induced by the lc-trivial fibration \(\tau: (S,B_S,{\boldsymbol{M}}^S)\rightarrow V\). Then

  1. (Uniqueness of sources) The crepant birational equivalence class of \((S,B_S,{\boldsymbol{M}}^S)\) does not depend on the choice of \(S\). We call the crepant birational equivalence class of \((S,B_S,{\boldsymbol{M}}^S)\) the source of \(Z\) with respect to \(f: (X,B,{\boldsymbol{M}})\rightarrow Y\), and it is denoted by \({\operatorname{Src}}(Z,X,B,{\boldsymbol{M}})\).

  2. (Uniqueness of springs) \((V,B_V,{\boldsymbol{M}}^V)\) modulo the \(\mathbb{R}\)-linear equivalence class of \({\boldsymbol{M}}^V\) is unique up to isomorphism. We call \((V,B_V,{\boldsymbol{M}}^V)\) the spring of \(Z\) with respect to \(f: (X,B,{\boldsymbol{M}})\rightarrow Y\), and it is denoted by \({\operatorname{Spr}}(Z,X,B,{\boldsymbol{M}})\).

  3. (Adjunction) Let \(W\subset X\) be an lc center such that \(Z\subset Y_W:=f(W)\), and let \((W,B_W,{\boldsymbol{M}}^W)/U\) be the lc g-pair induced by repeatedly applying adjunction \[K_W+B_W+{\boldsymbol{M}}^W_W:=(K_X+B+{\boldsymbol{M}}_X)|_W.\] Let \(\nu_Y: Y_W^n\rightarrow Y_W\) be the normalization of \(Y_W\), \(f_W: W\rightarrow Y_W^n\) the induced morphism such that \(\nu_Y\circ f_W=f|_W\), and let \[W\xrightarrow{\tau_W} V_W\xrightarrow{\gamma_W}Y_W^n\] be the Stein factorization of \(f_W\). Let \(Z_W\subset V_W\) be an irreducible subvariety such that \((\nu_Y\circ\gamma_W)(Z_W)=Z^n\), and \((V_W,B_{V_W},{\boldsymbol{M}}^{V_W})/U\) a g-pair induced by the lc-trivial fibration \(\tau_W: (W,B_W,{\boldsymbol{M}}^W)\rightarrow V_W\). Then

    1. \(Z_W\) is an lc center of \((V_W,B_{V_W},{\boldsymbol{M}}^{V_W})\).

    2. \({\operatorname{Src}}(Z,X,B,{\boldsymbol{M}})={\operatorname{Src}}(Z_W,W,B_W,{\boldsymbol{M}}^W)\).

    3. \({\operatorname{Spr}}(Z,X,B,{\boldsymbol{M}})={\operatorname{Spr}}(Z_W,W,B_W,{\boldsymbol{M}}^W)\).

Proof. (1) By [4], \((S,B_S,{\boldsymbol{M}}^S)\) is dlt. Since \(K_X+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}0\), \(K_S+B_S+{\boldsymbol{M}}^S_S\sim_{\mathbb{R},Z}0\). By Lemma 71 and since \(S\) is minimal in \(\mathcal{S}\), \((S,B_S,{\boldsymbol{M}}^S)\) is klt over the generic point of \(Z^n\). (1) follows.

(2) By Theorem 77, different choices of \(S\) are \(\mathbb{P}^1\)-linked to each other, hence they are crepantly equivalent to each other by Definition 76(3).

(3) It follows from (2) and Definition 208.

(4) By Lemma 80(3) and Theorem 211, \(Z_W\) is an lc center of \((V_W,B_{V_W},{\boldsymbol{M}}^{V_W})\) and an lc center of \(\tau_W: (W,B_W,{\boldsymbol{M}}^W)\rightarrow V_W\). This implies (4.a).

Let \(S'\) be a minimal lc center of \((W,B_W,{\boldsymbol{M}}^W)\) which dominates \(Z_W\), then \(S'\) is also an lc center of \((X,B,{\boldsymbol{M}})\) which dominates \(Z_W\). In particular, \(S'\) dominates \(Z\). If \(S'\) is not minimal in \(\mathcal{S}\), then there exists \(S''\subsetneq S'\) such that \(S''\) dominates \(Z\), so \(\tau_W(S'')\subset Z_W\) and \(\tau_W(S'')\) dominates \(Z\). This is not possible as \(Z_W\) is irreducible and \(\gamma_W\) is finite. Therefore, \(S'\) is minimal in \(\mathcal{S}\). This implies (4.b). (4.c) follows from (4.b) and (3). ◻

Definition-Lemma 225 (Subadjunction formula via minimal lc centers). Let \((X,B,{\boldsymbol{M}})/U\) be a g-sub-pair and \(V\) an lc center of \((X,B,{\boldsymbol{M}})\) with normalization \(\nu: W\rightarrow V\), such that \((X,B,{\boldsymbol{M}})\) is lc near \(W\).

Suppose that \(f: Y\rightarrow X\) is a dlt modification of \((X,B,{\boldsymbol{M}})\) near \(W\) and let \[K_Y+B_Y+{\boldsymbol{M}}_Y:=f^*(K_X+B+{\boldsymbol{M}}_X).\] Let \(\mathcal{S}\) be the set of all lc centers of \((Y,B_Y,{\boldsymbol{M}})\) whose image on \(X\) is \(V\), and let \(S\) be a minimal element of \(\mathcal{S}\) up to inclusion. Let \((S,B_S,{\boldsymbol{M}}^S)/U\) be the g-pair induced by repeatedly applying adjunction \[K_S+B_S+{\boldsymbol{M}}^S_S:=(K_Y+B_Y+{\boldsymbol{M}}_Y)|_S,\] and let \(f_S: S\rightarrow W\) be the induced projective surjective morphism such that \(\nu\circ f_S:=f|_S\).

We let \((W,B_W,{\boldsymbol{M}}^W)/U\) be a g-pair induced by a canonical bundle formula of \(f_S: (S,B_S,{\boldsymbol{M}}^S)\rightarrow W\). Then

  1. There exists an lc place \(S'\) of \((X,B,{\boldsymbol{M}})\) such that \(\operatorname{center}_X S'=V\) and \((W,B_W,{\boldsymbol{M}}^W)\) is a g-pair induced by subadjunction \[K_W+B_W+{\boldsymbol{M}}^W_W:=(K_X+B+{\boldsymbol{M}}_X)|_W\] and \((W,B_W,{\boldsymbol{M}}^W)\) is associated with \(S'\).

  2. \(K_W+B_W+{\boldsymbol{M}}_W\sim_{\mathbb{R}}(K_X+B+{\boldsymbol{M}}_X)|_W\).

  3. \((W,B_W,{\boldsymbol{M}}^W)\) is lc.

  4. For any lc center \(T\) of \((W,B_W,{\boldsymbol{M}}^W)\), \(\nu(T)\) is an lc center of \((X,B,{\boldsymbol{M}})\).

  5. \((W,B_W,{\boldsymbol{M}}^W)\) does not depend on the choice of \(S\) (but may depend on the choice of \(f\)).

We say that \((W,B_W,{\boldsymbol{M}}^W)/U\) is associated to \(f\).

Proof. (1) We let \(g: Y'\rightarrow Y\) be the blow-up of the generic point of \(S\) and let \(S'\) be the reduced exceptional divisor. Let \[K_{Y'}+B_{Y'}+{\boldsymbol{M}}_{Y'}=g^*(K_Y+B_Y+{\boldsymbol{M}}_Y).\] Then \((Y',B_{Y'},{\boldsymbol{M}})\) is dlt over a neighborhood of \(W\). Let \((S',B_{S'},{\boldsymbol{M}}^{S'})/U\) be the g-pair induced by adjunction \[K_{S'}+B_{S'}+{\boldsymbol{M}}^{S'}_{S'}:=(K_{Y'}+B_{Y'}+{\boldsymbol{M}}_{Y'})|_{S'}.\] Since \((Y,B_Y)\) is log smooth near the generic point of \(S\) and \({\boldsymbol{M}}\) descends to \(Y\) near the generic point of \(S\), \(g|_{S'}: S'\rightarrow S\) is a contraction, and \((S,B_S,{\boldsymbol{M}}^S)\) is induced by \(g|_{S'}: (S',B_{S'},{\boldsymbol{M}}^{S'})\rightarrow S\).

Thus the Stein factorization of the induced morphism \(S'\rightarrow W\) factors through \(S\). By Proposition 217, we get (1).

(2) It follows from (1) and Definition-Theorem 222(2).

(3) It follows from (1) and Proposition 223(2).

(4) It follows from (1) and Definition-Theorem 222(4).

(5) It follows from Definition-Theorem 224. ◻

3.0.3 Stratification of generalized pairs and Du Bois property↩︎

The goal of this section is to study the stratification properties of lc generalized pairs and prove Theorem 8.

3.0.3.1 Stratification

In this subsection we recall some basic definitions of stratifications.

Definition 226 ([72]). Let \(X\) be a scheme. A stratification of \(X\) is a decomposition of \(X\) into a finite disjoint union of reduced locally closed subschemes. We will consider stratifications where the strata are of pure dimension and are indexed by their dimensions. We write \(X=\cup_{i}S_iX\) where \(S_iX\subset X\) is the \(i\)-dimensional stratum. Such a stratified scheme is denoted by \((X,S_*)\). We also assume that \(\cup_{i\le j}S_iX\) is closed for every \(j\). The boundary of \((X,S_*)\) is the closed subscheme \[B(X,S_*):=\cup_{i<\dim X}S_iX=X\backslash S_{\dim X}X,\] and is denoted by \(B(X)\) if the stratification \(S_*\) is clear.

Let \((X, S_*)\) and \((Y, S_*)\) be stratified schemes. We say that \(f: X\to Y\) is a stratified morphism if \(f(S_iX)\subset S_iY\) for every \(i\). Since the strata \(S_iX\) are disjoint from each other, \(f: X\to Y\) is a stratified morphism if and only if \(S_iX=f^{-1}(S_iY)\).

Let \((Y, S_*)\) be a stratified scheme and \(f:X\to Y\) a quasi-finite morphism such that \(f^{-1} (S_iY)\) has pure dimension \(i\) for every \(i\). Then \(S_iX:=f^{-1}(S_iY)\) defines a stratification of \(X\). We denote it by \((X,f^{-1}S_*)\), and we say that \(f:X\to(Y,S_*)\) is stratifiable.

Definition 227 ([72]). Let \((X, S_*)\) be a stratified variety. A relation \((\sigma_1,\sigma_2): R\rightrightarrows (X,S_*)\) is stratified if each \(\sigma_i\) is stratifiable and \(\sigma_1^{-1}S_*=\sigma_2^{-1}S_*\). Equivalently, there exists a stratification \((R,\sigma^{-1}S_i)\), such that \(r\in\sigma^{-1}S_iR\) if and only if \(\sigma_1(r)\in S_iX\) and if and only if \(\sigma_2(r)\in S_iX\).

Definition 228 ([72]). Let \((X,S_*)\) be a stratified scheme such that \(X\) is an excellent scheme. The normality conditions (N), (SN), (HN), and (HSN) are defined in the following ways.

  1. We say that \((X,S_*)\) has normal strata, or that it satisfies (N), if each \(S_iX\) is normal.

  2. We say that \((X,S_*)\) has semi-normal boundary, or that it satisfies (SN), if \(X\) and \(B(X,S_*)\) are both semi-normal.

  3. We say that \((X,S_*)\) has hereditarily normal strata, or that it satisfies (HN), if

    1. the normalization \(\pi: (X^n,\pi^{-1}S_*)\to (X,S_*)\) is stratifiable,

    2. \((X^n,S_*^n)\) satisfies (N), and

    3. \(B(X^n,\pi^{-1}S_*)\) satisfies (HN).

  4. We say that \((X,S_*)\) has hereditarily semi-normal boundary, or that it satisfies (HSN), if

    1. the normalization \(\pi: (X^n,\pi^{-1}S_*)\to (X,S_*)\) is stratifiable,

    2. \((X,S_*)\) satisfies (SN), and

    3. \(B(X^n,\pi^{-1}S_*)\) satisfies (HSN).

Next we give a special stratification that is induced by the lc crepant log structure.

Definition 229 (Lc stratification for generalized pairs). Let \(f:(X,\Delta,{\boldsymbol{M}})\to Z\) be an lc crepant log structure. Let \(S^*_i(Z,X,\Delta,{\boldsymbol{M}})\subset Z\) be the union of all \(\le i\)-dimensional lc centers of \(f:(X,\Delta,{\boldsymbol{M}})\to Z\), and \[S_i(Z,X,\Delta,{\boldsymbol{M}}):=S^*_i(Z,X,\Delta,{\boldsymbol{M}})~\backslash ~S^*_{i-1}(Z,X,\Delta,{\boldsymbol{M}}).\] If the lc crepant log structure \(f:(X,\Delta,{\boldsymbol{M}})\to Z\) is clear from the context, we will use \(S_i(Z)\) as an abbreviation. It is clear that each \(S_i(Z)\) is a locally closed subspace of \(Z\) of pure dimension \(i\), and \(Z\) is the disjoint union of all \(S_i(Z)\).

The stratification of \(Z\) induced by \(S_i(Z)\) is called the lc stratification of \(Z\) induced by \(f:(X,\Delta,{\boldsymbol{M}})\to Z\). Since this is the only stratification we are going to use in the rest of this paper, we usually will not emphasize the lc crepant structure \(f:(X,\Delta,{\boldsymbol{M}})\to Z\), and we will denote the corresponding stratified scheme by \((Z,S_*)\). The boundary of \((Z,S_*)\) is the closed subspace \[B(Z,S_*):=Z\backslash S_{\dim Z}(Z)=\cup_{i<\dim Z}S_i(Z).\]

Definition 230. We say that a semi-normal stratified space \((Y,S_*)\) is of lc origin if \(S_i(Y)\) is unibranch (see [72]) for any \(i\), and there are lc crepant log structures \(f_j:(X_j,\Delta_j,{\boldsymbol{M}}^j)\to Z_j\) with lc stratifications \((Z_j,S_{*}^j)\) and a finite surjective stratified morphism \(\pi: \amalg_j(Z_j,S_{*}^j)\to (Y,S_*)\).

3.0.3.2 Semi-normality of lc centers and lc origin

In this subsection we show that lc centers of lc generalized pairs are semi-normal.

Theorem 231. Let \(f:(X,\Delta,{\boldsymbol{M}})\to Z\) be an lc crepant log structure. Let \(W\subset Z\) be the union of all lc centers of \(f:(X,\Delta,{\boldsymbol{M}})\to Z\) except \(Z\), and \(B(W)\subset W\) the union of all non-maximal (with respect to inclusion) lc centers that are contained in \(W\). Then

  1. \(W\) is semi-normal, and

  2. \(W\backslash B(W)\) is normal.

Proof. Let \((Z,\Delta_Z,{\boldsymbol{N}})/U\) be an lc g-pair induced by the canonical bundle formula \(/U\) of \(f: (X,\Delta,{\boldsymbol{M}})\rightarrow Z\). By Theorem 211, the lc centers of \((Z,\Delta_Z,{\boldsymbol{N}})\) are exactly the lc centers of \(f: (X,\Delta,{\boldsymbol{M}})\rightarrow Z\). Possibly replacing \((X,\Delta,{\boldsymbol{M}})\) with a dlt model of \((Z,\Delta_Z,{\boldsymbol{N}})\), we may assume that \(f\) is birational and \((X,\Delta,{\boldsymbol{M}})\) is \(\mathbb{Q}\)-factorial dlt. We have \(W=f(\lfloor\Delta\rfloor)\). Let \(\Delta':=\{\Delta\}\). We consider the exact sequence \[0\to\mathcal{O}_X(-\lfloor\Delta\rfloor)\to\mathcal{O}_X\to\mathcal{O}_{\lfloor\Delta\rfloor}\] and its push-forward \[\mathcal{O}_Z=f_*\mathcal{O}_X\to f_*\mathcal{O}_{\lfloor\Delta\rfloor}\stackrel{\delta}{\longrightarrow}R^1f_*\mathcal{O}_X(-\lfloor\Delta\rfloor).\] By [4], we can find an \(\mathbb{R}\)-divisor \(\Delta''\ge 0\) such that \[-\lfloor\Delta\rfloor\sim_{\mathbb{R},Z}K_X+\Delta'+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}K_X+\Delta''\] and \((X,\Delta'')\) is klt. Since \(-\lfloor\Delta\rfloor\) is a Weil divisor, by [83], possibly perturbing \(\Delta''\), we may assume that \(\Delta''\) is a \(\mathbb{Q}\)-divisor and \[-\lfloor\Delta\rfloor\sim_{\mathbb{Q},Z}K_X+\Delta''.\] By [72], \(R^if_*\mathcal{O}_{X}(-\lfloor\Delta\rfloor)\) is torsion-free for every \(i\). On the other hand, \(f_*\mathcal{O}_{\lfloor\Delta\rfloor}\) is supported on \(W\), hence it is a torsion sheaf. Thus the connecting map \(\delta\) is zero, hence \(\mathcal{O}_Z\twoheadrightarrow f_*\mathcal{O}_{\lfloor\Delta\rfloor}\) is surjective. Since this map factors through \(\mathcal{O}_W\), and we conclude that \(\mathcal{O}_W\twoheadrightarrow f_*\mathcal{O}_{\lfloor\Delta\rfloor}\) is also surjective, hence an isomorphism.

Note that \(\lfloor\Delta\rfloor\) has only nodes at codimension 1 points and it is \(S_2\) by [72]. By [72], \(\lfloor\Delta\rfloor\) is semi-normal. By [72], \(W\) is semi-normal. This is (1).

To prove (2), let \(V\subset\lfloor\Delta\rfloor\) be an irreducible component of its non-normal locus. Then \(V\) is an lc center of \((X,\Delta)\), hence an lc center of \((X,\Delta,{\boldsymbol{M}})\). Thus \(f(V)\) is an lc center of \(f: (X,\Delta,{\boldsymbol{M}})\rightarrow Z\). Hence either \(f(V)\) is an irreducible component of \(W\), or \(f(V)\subset B(W)\). Thus [72] implies that \(W \backslash B(W)\) is normal. ◻

Corollary 232. Let \((X,\Delta,{\boldsymbol{M}})\) be an lc g-pair. Then \(\operatorname{Nklt}(X,\Delta,{\boldsymbol{M}})\) is semi-normal.

Proof. It follows from Theorem 231 when \(f\) is the identity morphism. ◻

Lemma 233. (cf. [72]) Let \(f:(X,\Delta,{\boldsymbol{M}})\to Z\) be an lc crepant log structure and \((Z,S_*)\) the induced lc stratification. Then

  1. \(S_i(Z)\) is unibranch for every \(i\), and

  2. \(B(Z,S_*)\) is semi-normal.

Proof. (1) follows from Lemma 79(2) and (2) follows from Theorem 231. ◻

Lemma 234. (cf. [72]) Let \(f: (X,\Delta,{\boldsymbol{M}})\to Z\) be a dlt crepant log structure, \((Z,S_*)\) its induced lc stratification, and \(Y\subset X\) an lc center of \((X,\Delta,{\boldsymbol{M}})\). Let \((Y,\Delta,{\boldsymbol{M}}^Y)/Z\) be the dlt g-pair induced by adjunction to the higher-codimensional lc center \(Y\), i.e. \[K_Y+\Delta_Y+{\boldsymbol{M}}^Y_Y:=(K_X+\Delta+{\boldsymbol{M}}_X)|_Y.\] We consider the Stein factorization of \(f|_Y\) \[(Y,\Delta_Y,{\boldsymbol{M}}^Y)\stackrel{f_Y}{\longrightarrow}W\stackrel{\pi}{\longrightarrow}Z.\] Then:

  1. \(f_Y:(Y,\Delta_Y,{\boldsymbol{M}}^Y)\to W\) is a dlt crepant log structure which induces an lc stratification \((W,S_*)\).

  2. \(S_i(W)=\pi^{-1}(S_i(Z))\) for every \(i\).

Proof. It follows from Lemma 79. ◻

Theorem 235. Let \(f:(X,\Delta,{\boldsymbol{M}})\to Z\) be an lc crepant log structure and \((Z,S_*)\) the induced lc stratification. Then \((Z,S_*)\) satisfies (HN) and (HSN).

Proof. By Lemma 233 and [72], \((Z,S_*)\) satisfies (HU) and (HSN). By [72], \((Z,S_*)\) satisfies (HN). ◻

Lemma 236. (cf. [72])Every lc stratification is of lc origin. More precisely, let \(f:(X,\Delta,{\boldsymbol{M}})\to W\) be an lc crepant log structure and \(Y\subset W\) any union of lc centers. Then \((Y, S_*)\) is of lc origin, where \(S_i(Y)=Y\cap S_i(W)\) for each \(i\).

Proof. By Theorem 235 and [72] we know that \(Y\) is semi-normal and \(S_i(Y)\) is unibranch for each \(i\). Then we can apply Lemma 234 to each lc center of \(f: (X,\Delta,{\boldsymbol{M}})\) contained in \(Y\) to conclude that \((Y,S_*)\) is of lc origin. ◻

3.0.3.3 Du Bois property

In this subsection, we show that lc generalized pairs have Du Bois singularities. This subsection is parallel to [16].

We recall the following definition in [89] (cf. [72]).

Definition 237. A DB pair \((X,\Sigma)\) consists of a reduced scheme \(X\) of finite type and a closed reduced subscheme \(\Sigma\) in \(X\) such that the natural morphism \[\mathcal{I}_{\Sigma\subset X}\to \underline{\Omega}_{X,\Sigma}^0\] is a quasi-isomorphism. We will also say \((X,\Sigma)\) is DB in this case.

The definition of DB pairs is subtle but what really matters here is the following lemma:

Lemma 238 ([72]). Let \((X,\Sigma)\) be a DB pair. Then \(X\) has Du Bois singularities if and only if \(\Sigma\) has Du Bois singularities.

The following theorems are analogues of [72] for g-pairs and the proofs are similar. For the reader’s convenience, we provide full proofs here.

Theorem 239. Let \((X,B,{\boldsymbol{M}})/U\) be an lc g-pair and \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) an lc-trivial fibration \(/U\). Let \(W\subset Z\) be the union of lc centers of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) except \(Z\). Then \((Z,W)\) is a DB pair.

Proof. Let \((Z,B_Z,{\boldsymbol{M}}^Z)/U\) be a g-pair induced by \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\). By Theorem 211, the lc centers of \((Z,B_Z,{\boldsymbol{M}}^Z)\) are exactly the lc centers of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\). Thus we can assume that \(f\) is the identity, \((X,B,{\boldsymbol{M}})=(Z,B_Z,{\boldsymbol{M}}^Z)\), and \(W=\operatorname{Nklt}(X,B,{\boldsymbol{M}})\).

Let \(g: Y\to X\) be a log resolution of \((X,\operatorname{Supp}B)\) such that \({\boldsymbol{M}}\) descends to \(Y\) and \(F:=g^{-1}(W)\) is an snc divisor. Let \[K_Y+B_Y+{\boldsymbol{M}}_Y:=g^*(K_X+B+{\boldsymbol{M}}_X)\] and \(D:=B_Y^{=1}\). Since \({\boldsymbol{M}}_Y\) is nef \(/X\) and big \(/X\), there exists \(0\le B'_Y\sim_{\mathbb{R},X}{\boldsymbol{M}}_Y\) such that \((Y,B_Y-D+B'_Y)\) is sub-klt. Possibly replacing \(Y\) with a higher resolution, we may assume that \((Y,\operatorname{Supp}B_Y\cup\operatorname{Supp}D\cup\operatorname{Supp}B_Y')\) is log smooth. Let \[\bar B_Y:=(B_Y-D+B'_Y)^{\ge0}+\{(B_Y-D+B'_Y)^{\le 0}\}\] and \[E:=\lfloor (B_Y-D+B'_Y)^{\le 0}\rfloor\], then \(\lfloor\bar B_Y\rfloor=0\) and \(E\) is a g-exceptional Weil divisor. In particular, \((Y,\bar B_Y)\) is klt.

Since \(E-D\ge-F\), we have natural maps \[g_*\mathcal{O}_Y(-F)\to Rg_*\mathcal{O}_Y(-F)\to Rg_*\mathcal{O}_Y(E-D).\] Since \(E-D\sim_{\mathbb{R},X}K_Y+\bar B_Y\) and \(E-D\) is a Weil divisor, by [83], \(E-D\sim_{\mathbb{Q},X}K_Y+\bar B_Y'\) for some klt \(\mathbb{Q}\)-pair \((Y,\bar B_Y')\). By [72], \[Rg_*\mathcal{O}_Y(E-D)\simeq_{qis}\sum_{i}R^ig_*\mathcal{O}_Y(E-D)[i].\] Thus we get a morphism \[g_*\mathcal{O}_Y(-F)\to Rg_*\mathcal{O}_Y(-F)\to Rg_*\mathcal{O}_Y(E-D)\to g_*\mathcal{O}_Y(E-D).\] Note that \[g_*\mathcal{O}_Y(E-D)=g_*\mathcal{O}_Y(E-D)\cap g_*\mathcal{O}_Y(E)=g_*\mathcal{O}_Y(E-D)\cap g_*\mathcal{O}_Y=g_*\mathcal{O}_Y(-D).\] Since \(D\) is reduced and \(g(D)=W\), we have \(g_*\mathcal{O}_Y(-D)=\mathcal{I}_W\), the ideal sheaf of \(W\) in \(Z=X\). Moreover, \(g_*\mathcal{O}_Y(-F)=\mathcal{I}_W\) since \(F\) is also reduced. Therefore, we get an isomorphism \(\mathcal{I}_W=g_*\mathcal{O}_Y(-F)\to g_*\mathcal{O}_Y(E-D)\), which implies that \[\rho: \mathcal{I}_W\simeq g_*\mathcal{I}_F\to Rg_*\mathcal{I}_F\] has a left inverse. Since \(Y\) is smooth and \(F\) is an snc divisor, we see that \((Y,F)\) is a DB pair, thus by [90] (cf. [72]), \((Z,W)\) is also a DB pair. ◻

Theorem 240. Let \((X,S_*)\) be a stratified scheme of lc origin (Definition 230). Then \(X\) is Du Bois.

Proof. We use induction on the dimension.

Let \(\pi: (X^n,S^n_*)\to (X,S_*)\) denote the normalization. Let \(B(X)\subset X\) and \(B(X^n)\subset X^n\) denote the corresponding boundaries. By [72], we have a universal push-out diagram

\(\xymatrix{ B(X^n)\ar@{^(->}[r]\ar@{->}[d] & X^n\ar@{->}[d]^{\pi}\\ B(X)\ar@{^(->}[r]& X\\ }\)

Notice that \(B(X)\) and \(B(X^n)\) are of lc origin by Lemma 236, hence Du Bois by induction.

Since \(\pi\) is finite, it follows that \(R\pi_*\mathcal{I}_{B(X^n)\subset X^n}=\pi_*\mathcal{I}_{B(X^n)\subseteq X^n}\). Furthermore, \(\pi_*\mathcal{I}_{B(X^n)\subseteq X^n}=\mathcal{I}_{B(X)\subseteq X}\) by [72]. By [90] and Lemma 238, we only need to show that \(X^n\) is Du Bois. By assumption, for each irreducible component \(X_i^n\subset X^n\), there exists an lc crepant log structure \(f_i:(Y_i,\Delta_i,{\boldsymbol{M}})\to Z_i\) and a finite surjection \(Z_i\to X_i^n\). By [91], we only need to show that \(Z_i\) is Du Bois for each \(i\). Let \(B(Z_i)\subset Z_i\) be the boundary of the lc stratification of \(Z_i\). Then \(B(Z_i)\) is of lc origin by Lemma 236, hence Du Bois by induction. By Theorem 239, \((Z_i,B(Z_i))\) is a DB pair, hence \(Z_i\) is Du Bois and we are done. ◻

Proof of Theorem 8. Let \(W\) be any union of the glc centers, then by Lemma 236 the induced stratified space \((W,S_*)\) is of lc origin. Theorem 8 follows from Theorem 240. ◻

3.0.4 Vanishing and contraction theorems for lc generalized pairs↩︎

The goal of this section is to prove the vanishing theorems and contraction theorems for lc generalized pairs. This section is parallel to [14], except that the canonical bundle formula and the subadjunction formulas are replaced by the ones established in Sections 3.0.1 and 3.0.2.

3.0.4.1 Vanishing theorems

Theorem 241. Let \((X,B,{\boldsymbol{M}})/U\) be an lc g-pair associated with projective morphism \(\pi: X\rightarrow U\), \(D\) a Cartier divisor on \(X\) such that \(D-(K_X+B+{\boldsymbol{M}}_X)\) is nef\(/U\) and log big\(/U\) with respect to \((X,B,{\boldsymbol{M}})\), and \(Y\) a union of lc centers of \((X,B,{\boldsymbol{M}})\) such that \(Y\not=X\). Then:

  1. \(R^i\pi_*\mathcal{O}_Y(D)=0\) for any positive integer \(i\).

  2. \(R^i\pi_*\mathcal{O}_X(D)=0\) for any positive integer \(i\).

  3. The map \(\pi_*\mathcal{O}_X(D)\rightarrow \pi_*\mathcal{O}_Y(D)\) is surjective.

  4. \(R^i\pi_*(\mathcal{I}_Y\otimes\mathcal{O}_X(D))=0\) for any positive integer \(i\), where \(\mathcal{I}_Y\) is the defining ideal sheaf of \(Y\) on \(X\).

Proof. This follows from exactly the same lines of the proof of [14], using the log canonical stratifications and induction on dimensions with the help of the push-out diagram (giving us some short exact sequences), except that we replace the canonical bundle formula and the subadjunction formula therein with Definition-Theorems 211 and 223 respectively. ◻

3.0.4.2 Base-point-freeness theorem and contraction theorem

Lemma 242. Let \((X,B,{\boldsymbol{M}})/U\) be an lc g-pair and \(D\) a nef\(/U\) Cartier divisor on \(X\) such that \(aD-(K_X+B+{\boldsymbol{M}}_X)\) is ample\(/U\) for some positive real number \(a\). Let \(Y\) be a minimal lc center of \((X,B,{\boldsymbol{M}})\) if \((X,B,{\boldsymbol{M}})\) is not klt, and let \(Y:=X\) if \((X,B,{\boldsymbol{M}})\) is klt. Let \(D_Y:=D|_Y\). Then for any integer \(m\gg 0\)

  1. \(\mathcal{O}_{Y}(mD_Y)\) is globally generated over \(U\),

  2. \(|mD/U|\not=\emptyset\), and

  3. \(Y\) is not contained in \({\operatorname{Bs}}|mD/U|\).

Proof. When \((X,B,{\boldsymbol{M}})\) is klt, by [4], there exists a klt pair \((X,\Delta)\) such that \(D-(K_X+\Delta)\) is ample\(/U\). By the usual base-point-freeness theorem (cf. [73]), the lemma follows.

When \((X,B,{\boldsymbol{M}})\) is not klt, by Theorem 235, \(Y\) is normal. By Theorem 241(3), the map \(f_*\mathcal{O}_X(mD)\rightarrow f_*\mathcal{O}_Y(mD_Y)\) is surjective for any positive integer \(m\geq a\). Thus (2)(3) follow from (1) and we only need to prove (1). If \(\dim Y=0\) then there is nothing left to prove. If \(\dim Y>0\), then by Definition-Lemma 225, there exists a klt g-pair \((Y,B_Y,{\boldsymbol{M}}^{Y})/U\) such that \(K_{Y}+B_{Y}+{\boldsymbol{M}}^{Y}_{Y}\sim_{\mathbb{R},U}(K_X+B+{\boldsymbol{M}}_X)|_{Y}\). Thus \(D_Y-(K_{Y}+B_{Y}+{\boldsymbol{M}}^{Y}_{Y})\) is nef\(/U\) and log big\(/U\) with respect to \((Y,B_Y,{\boldsymbol{M}}^Y)\). By [4], there exists a klt pair \((Y,\Delta_Y)\) such that \(D_Y-(K_Y+\Delta_Y)\) is ample\(/U\). By the usual base-point-freeness theorem (cf. [73]), the lemma follows. ◻

Proof of Theorem 5. By Lemma 242, we may let \(m_0\) be the minimal positive integer such that \(|mD|\not=\emptyset\) for any integer \(m\geq m_0\).

Claim 243. Let \(\{p_i\}_{i=1}^{+\infty}\) be a strictly increasing sequence of positive integers. There exist a non-negative integer \(M\) and integers \(i_1<i_2<\dots<i_{M+1}\) satisfying the following. Let \(s_k:=\prod_{l=1}^kp_{i_l}\) for any \(1\leq k\leq M+1\), then

  1. \(|s_1D/U|\not=\emptyset\),

  2. \({\operatorname{Bs}}|s_kD/U|\supsetneq{\operatorname{Bs}}|s_{k+1}D/U|\) for any \(1\leq k\leq M\), and

  3. \({\operatorname{Bs}}|s_{M+1}D/U|=\emptyset\).

Proof. We may take \(i_1\) to be any integer such that \(p_{i_1}\geq m_0\), then (1) holds.

Suppose that we have already found \(i_1,\dots,i_k\) for some positive integer \(k\). Let \(d:=\dim X\), let \(H_{1},\dots,H_{d+1}\) be \(d+1\) general elements in \(|s_kD/U|\), and let \(H:=H_{1}+\dots+H_{d+1}\). Then \((X,B+H,{\boldsymbol{M}})\) is lc outside \({\operatorname{Bs}}|s_kD/U|\). If \({\operatorname{Bs}}|s_kD/U|=\emptyset\), then we may let \(M:=k-1\) and we are done. Thus we may assume that \({\operatorname{Bs}}|s_kD/U|\not=\emptyset\).

Since every \(H_{j}\) contains \({\operatorname{Bs}}|s_kD/U|\), by [92], \((X,B+H,{\boldsymbol{M}})\) is not lc near \({\operatorname{Bs}}|s_kD/U|\). Let \[c:=\sup\{t\mid t\geq 0, (X,B+tH,{\boldsymbol{M}})\text{ is lc}\},\] then \(c\in [0,1)\), and there exists at least one lc center of \((X,B+cH,{\boldsymbol{M}})\) which is contained in \({\operatorname{Bs}}|s_kD/U|\). Let \(\mathcal{S}\) be the set of all lc centers of \((X,B+cH,{\boldsymbol{M}})\) that are contained in \({\operatorname{Bs}}|s_kD/U|\), and let \(Y\) be a minimal lc center in \(\mathcal{S}\). Since \[(a+s_k(d+1))D-(K_X+B+cH+{\boldsymbol{M}}_X)\sim_{\mathbb{R}}s_k(d+1)(1-c)D+(aD-(K_X+B+{\boldsymbol{M}}_X))\] is ample\(/U\), by Lemma 242, there exists a positive integer \(n\) such that for any integer \(m\geq n\), \(|ms_kD/U|\not=\emptyset\) and \({\operatorname{Bs}}|ms_kD/U|\) does not contain \(Y\). In particular, \({\operatorname{Bs}}|ms_kD/U|\subsetneq{\operatorname{Bs}}|s_kD/U|\). We may let \(i_{k+1}\) be any integer such that \(i_{k+1}>i_{k}\) and \(p_{i_{k+1}}\geq n\). This construction implies (2). (3) follows from (2) and the Noetherian property. ◻

Proof of Theorem 5 continued. We let \(p\) and \(q\) be two different prime numbers. By Claim 243, there exist two non-negative integers \(M,N\) such that \(\mathcal{O}_X(p^MD)\) and \(\mathcal{O}_X(q^ND)\) are globally generated\(/U\). Since \(p^M\) and \(q^N\) are coprime, for any integer \(m\gg 0\), we may write \(m=bp^M+cq^N\) for some non-negative integers \(b,c\), hence \[{\operatorname{Bs}}|mD/U|\subset{\operatorname{Bs}}|p^MD/U|\cup{\operatorname{Bs}}|q^ND/U|=\emptyset.\] Therefore, \(\mathcal{O}_X(mD)\) is globally generated over \(U\) for any integer \(m\gg 0\). ◻

Theorem 244 (Contraction theorem for lc generalized pairs, cf. [13]). Let \((X,B,{\boldsymbol{M}})/U\) be an lc generalized pair and \(F\) a \((K_X+B+{\boldsymbol{M}}_X)\)-negative extremal face\(/U\). Then there exists a contraction\(/U\) \(\operatorname{cont}_F: X\rightarrow Z\) of \(F\) satisfying the following.

  1. For any integral curve \(C\) on \(X\) such that the image of \(C\) in \(U\) is a closed point, \(\operatorname{cont}_F(C)\) is a point if and only if \([C]\in F\).

  2. \(\mathcal{O}_Z=(\operatorname{cont}_F)_*\mathcal{O}_X\). In other words, \(\operatorname{cont}_F\) is a contraction.

  3. For any Cartier divisor \(D\) on \(X\) such that \(D\cdot C=0\) for any curve \(C\) contracted by \(\operatorname{cont}_F\), there exists a Cartier divisor \(D_Z\) on \(Z\) such that \(D=\operatorname{cont}_F^*D_Z\).

Proof. (1)(2) By Theorem 19, \(F\) is a finite-dimensional rational \((K_X+B+{\boldsymbol{M}}_X)\)-negative extremal face\(/U\). Thus there exists a nef Cartier divisor \(L\) on \(X\) that is the supporting function of \(F\). Then \(L-(K_X+B+{\boldsymbol{M}}_X)\) is ample. By Theorem 5, \(mL\) is base-point-free\(/U\), hence defines a contraction\(/U\). Denote this contraction by \(\operatorname{cont}_F\). Then \(\operatorname{cont}_F\) satisfies (1) and (2).

(3) Since \(D-(K_X+B+{\boldsymbol{M}}_X)\) is ample\(/Z\), by Theorem 5, \(\mathcal{O}_X(mD)\) is globally generated over \(Z\) for any integer \(m\gg 0\). Since \(D\cdot C=0\) for any curve \(C\) contracted by \(\operatorname{cont}_F\), \(\operatorname{cont}_F\) is defined by \(|mD|\) for any integer \(m\gg 0\). Thus \(mD=\operatorname{cont}_F^*D_{Z,m}\) and \((m+1)D=\operatorname{cont}_F^*D_{Z,m+1}\) for any integer \(m\gg 0\). We may let \(D_Z:=D_{Z,m+1}-D_{Z,m}\). ◻

4 Good minimal model and the proofs of the main theorems↩︎

4.0.1 Existence of good minimal models and \(\boldsymbol{b}\)-semi-ampleness↩︎

4.0.1.1 Good minimal models for polarized foliations

We remark that in the following lemma, in general, we do not require \(\mathcal{F}\) to be algebraically integrable, so it may be applicable to other scenarios.

Lemma 245. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be an lc gfq and \(A\) an ample\(/U\) \(\mathbb{R}\)-divisor on \(X\). Let \[\phi: (X,\mathcal{F},B+A,{\boldsymbol{M}})\dashrightarrow (X',\mathcal{F}',B'+A',{\boldsymbol{M}})\] be a sequence of finite steps of an \((K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X)\)-MMP\(/U\). Then there exist a nef\(/U\) \(\boldsymbol{b}\)-divisor \({\boldsymbol{N}}\) and an ample\(/U\) \(\mathbb{R}\)-divisor \(\tilde{A}'\) on \(X'\), such that

  1. \((X',\mathcal{F}',B',{\boldsymbol{N}})/U\) is lc,

  2. \({\boldsymbol{N}}_{X'}+\tilde{A}'\sim_{\mathbb{R},U}{\boldsymbol{M}}_{X'}+A'\), and

  3. \({\boldsymbol{N}}-{\boldsymbol{M}}\) descends to an ample\(/U\) \(\mathbb{R}\)-divisor on \(X\).

Moreover, if \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) satisfies Property \((*)\) (resp. is (weak) ACSS) with associated \(X\to Z\) and \(G\), then \((X',\mathcal{F}',B',{\boldsymbol{N}};G':=\phi_*G)/Z\) satisfies Property \((*)\) (resp. is (weak) ACSS).

Proof. We may assume that \(\phi\) is a single step of an MMP\(/U\), and we have the following diagram\(/U\)

\(\xymatrix{ X\ar@{->}[rd]^{g}\ar@{-->}[rr]^{\phi} & & X'\ar@{->}[dl]^{h}\\ & T & }\)

such that either \(\phi=g\) is a divisorial contraction, or \(\phi\) is a flip, \(g\) is the flipping contraction, and \(h\) is the flipped contraction. Then there exists an ample\(/T\) divisor \(H\) such that \(K_{\mathcal{F}}+B+A+H+{\boldsymbol{M}}_X\sim_{\mathbb{R},T}0\). Let \(H':=\phi_*H\), then \(-H'\) is ample\(/T\). We may choose an ample\(/U\) divisor \(C\) on \(T\) and a positive real number \(\epsilon\) such that both \(\tilde{A}':=h^*C-\epsilon H'\) and \(L:=A-g^*C+\epsilon H\) are ample\(/U\), and \(\phi\) is also a step of a \((K_\mathcal{F}+B+L+{\boldsymbol{M}}_X)\)-MMP\(/U\). Let \({\boldsymbol{N}}:={\boldsymbol{M}}+\overline{L}\). By our construction, \({\boldsymbol{N}}\) and \(\tilde{A}'\) satisfy (1-3).

Moreover, if \((X,\mathcal{F},B,{\boldsymbol{M}};G)/Z\) satisfies Property \((*)\) (resp. is (weak) ACSS), then \((X,\mathcal{F},B,{\boldsymbol{N}};G)/Z\) satisfies Property \((*)\) (resp. is (weak) ACSS) as \({\boldsymbol{N}}-{\boldsymbol{M}}\) descends to \(X\). Furthermore, since \(\phi\) is a step of a \((K_{\mathcal{F}}+B+{\boldsymbol{N}}_X)\)-MMP\(/U\), \((X',\mathcal{F}',B',{\boldsymbol{N}};G':=\phi_*G)/Z\) satisfies Property \((*)\) (resp. is (weak) ACSS) by Lemma 178. ◻

Lemma 246. Let \((X,B,{\boldsymbol{M}})/U\) be an lc g-pair and \(f:X\to Z\) a contraction such that \(B\) is super over \(Z\). Assume that \(\phi:X\to T\) is a contraction\(/U\) such that \(K_X+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},T}0\) and \(\phi\) is also a contraction\(/Z\). Then \(B_T\), the discriminant part of \((X,B,{\boldsymbol{M}})\) over \(T\), is super\(/Z\).

Proof. By assumption, there exist ample Cartier divisors \(H_1,\dots,H_{2\dim X+1}\) on \(Z\) such that \(B\geq\sum f^*H_i\). In particular, \(B-\sum f^*H_i\ge0\), and \[K_X+B-\sum f^*H_i+{\boldsymbol{M}}_X\sim_{\mathbb{R},T}0.\] Let \(B_{T}'\) be the discriminant part of \((X,B-\sum f^*H_i,{\boldsymbol{M}})\) over \(T\) and \(\psi:T\to Z\). Then we have \(B_T=B_T'+\psi^*H_i\). The lemma follows. ◻

Theorem 247. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be an lc gfq of dimension \(d\) and \(A\geq 0\) an ample\(/U\) \(\mathbb{R}\)-divisor on \(X\) such that

  • \(\mathcal{F}\) is induced by a contraction \(f: X\rightarrow Z\),

  • \(K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X\) is nef\(/U\), and

  • \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}K_X+\Delta+{\boldsymbol{N}}_X\) for some lc g-pair \((X,\Delta,{\boldsymbol{N}})/U\).

Then the following hold.

  1. \(K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X\) is semi-ample\(/U\).

  2. The contraction\(/U\) defined by \(K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X\) is a contraction\(/Z\).

  3. Suppose that \[m(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X)\sim_{Z}m(K_X+\Delta+{\boldsymbol{N}}_X)\] and \(m(K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X)\) is Cartier for some positive integer \(m\). Then \[\mathcal{O}_X(nm(K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X))\] is globally generated\(/U\) for any integer \(n\gg 0\).

Proof. Let \(\pi: X\rightarrow U\) be the induced morphism and let \(H'\) be a sufficiently ample Cartier divisor on \(U\). Possibly replacing \(A\) with \(A+\pi^*H'\), we may assume that \(A\) is ample. Let \(H_Z'\) be a sufficiently ample Cartier divisor on \(Z\). Possibly replacing \(\Delta\), we may assume that \(\Delta\) is super\(/Z\). Then by Lemma 180, \(K_{X}+\Delta+A+{\boldsymbol{N}}_X\) is nef\(/U\). By Theorem 6, \(K_{X}+\Delta+A+{\boldsymbol{N}}_X\) is semi-ample\(/U\), so \(K_{X}+\Delta+A+{\boldsymbol{N}}_X\) defines a contraction\(/U\) \(\phi: X\rightarrow T\). Since \(\phi\) only contracts \((K_{X}+\Delta+{\boldsymbol{N}}_X)\)-negative extremal rays\(/U\), \(\phi\) is a contraction\(/Z\) and thus \(K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X\sim_{\mathbb{R},T}0\). Let \(\mathcal{F}_T\) be the foliation induced by the contraction \(\psi: T\rightarrow Z\), then \(\mathcal{F}=\phi^{-1}\mathcal{F}_T\).

We let \(H_T\) be a general ample \(\mathbb{R}\)-divisor on \(T\) such that \(H:=A-\phi^*H_T\) is ample\(/U\). By Theorem 20, there exist an lc gfq \((T,\mathcal{F}_T,B_T,{\boldsymbol{M}}^T)/U\) induced by \(\phi: (X,\mathcal{F},B,\overline{H}+{\boldsymbol{M}})\rightarrow T\), and an lc g-pair \((T,\Delta_T,{\boldsymbol{N}}^T)/U\) induced by \(\phi: (X,\Delta,\overline{H}+{\boldsymbol{N}})\rightarrow T\). Note that \(\Delta_T\) is super\(/Z\) by Lemma 246, and \[K_{\mathcal{F}_T}+B_T+{\boldsymbol{M}}^T_T\sim_{\mathbb{R},Z}K_T+\Delta_T+{\boldsymbol{N}}^T_T.\] Since \(\phi\) is the morphism\(/U\) defined by \(K_{X}+\Delta+A+{\boldsymbol{N}}_X\), \(K_T+\Delta_T+H_T+{\boldsymbol{N}}^T_T\) is ample\(/U\). Thus \(K_T+\Delta_T+(1-\delta)H_T+{\boldsymbol{N}}^T_T\) is ample\(/U\) for any \(0<\delta\ll 1\). Then by Theorem 19, \((K_{\mathcal{F}_T}+B_T+(1-\delta)H_T+{\boldsymbol{M}}^T_T)\) is nef\(/U\). It immediately implies that \(K_{\mathcal{F}_T}+B_T+H_T+{\boldsymbol{M}}^T_T\) is ample\(/U\), and thus \(K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X\) is semi-ample\(/U\), and \(\phi\) is the contraction\(/U\) defined by \(K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X\). This implies (1)(2).

We prove (3). Since \(\phi\) is a contraction defined by \(K_X+\Delta+A+{\boldsymbol{N}}_X\), \(m(K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X)\) is Cartier, and \(K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X\sim_{\mathbb{Q},T}0\), by Theorem 244(3), there exists a Cartier divisor \(L\) on \(T\) such that \[m(K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X)=\phi^*L.\] Since \(L\sim_{\mathbb{R}}K_{\mathcal{F}_T}+B_T+H_T+{\boldsymbol{M}}^T_T\), \(L\) is ample\(/U\). Thus \(nL\) is very ample\(/U\) for any integer \(n\gg 0\), so \[\mathcal{O}_X(nm(K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X))=\mathcal{O}_X(\phi^*(nL))\] is globally generated\(/U\) for any integer \(n\gg 0\). ◻

Theorem 248. Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be an lc gfq, and \(A,H\) two ample\(/U\) \(\mathbb{R}\)-divisors on \(X\). Assume that

  • \(\mathcal{F}\) is induced by a contraction \(\pi: X\rightarrow Z\),

  • \(K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X\) is pseudo-effective\(/U\),

  • \(K_{\mathcal{F}}+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}K_X+\Delta+{\boldsymbol{N}}_X\) for some lc g-pair \((X,\Delta,{\boldsymbol{N}})/U\), and

  • either \(X\) is \(\mathbb{Q}\)-factorial klt or \({\boldsymbol{M}}\) is NQC\(/U\).

Then there exists a \((K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of \(H\), say \(\mathcal{P}_0\), satisfying the following. Let \(\mathcal{P}=\mathcal{P}_0\) if \(X\) is not \(\mathbb{Q}\)-factorial, and let \(\mathcal{P}\) be any \((K_{\mathcal{F}}+B+A+{\boldsymbol{M}}_X)\)-MMP\(/U\) with scaling of an ample\(/U\) \(\mathbb{R}\)-divisor if \(X\) is \(\mathbb{Q}\)-factorial. Then

  1. \(\mathcal{P}\) terminates at a model \((X',\mathcal{F}', B'+A', {\boldsymbol{M}})\) such that \(K_{\mathcal{F}'}+B'+A'+{\boldsymbol{M}}_X\) is semi-ample\(/U\), and

  2. the contraction\(/U\) defined by \(K_{\mathcal{F}'}+B'+A'+{\boldsymbol{M}}_{X'}\) is a contraction\(/Z\).

Proof. Let \({\boldsymbol{M}}':={\boldsymbol{M}}+\bar A\). Then \(\mathcal{P}\) is a \((K_{\mathcal{F}}+B+{\boldsymbol{M}}'_X)\)-MMP\(/U\) and \((X,\mathcal{F},B,{\boldsymbol{M}}')\) is lc. By Proposition 182, \(\mathcal{P}\) terminates with a log birational model \((X',\mathcal{F}',B',{\boldsymbol{M}}')/U\) of \((X,\mathcal{F},B,{\boldsymbol{M}}')/U\) such that \(K_{\mathcal{F}'}+B'+{\boldsymbol{M}}'_{X'}\) is nef\(/U\). By Lemma 245, there exists a nef\(/U\) \(\boldsymbol{b}\)-divisor \({\boldsymbol{M}}''\) and an ample\(/U\) \(\mathbb{R}\)-divisor \(A''\) such that \({\boldsymbol{M}}''_{X'}+A''\sim_{\mathbb{R},U}{\boldsymbol{M}}_{X'}+A'\) and \((X',\mathcal{F}',B',{\boldsymbol{M}}'')/Z\) is lc, where \(A'\) is the image of \(A\) on \(X'\). Moreover, by Lemma 178, \(\mathcal{P}\) is also a \((K_X+\Delta+A+{\boldsymbol{N}}_X)\)-MMP\(/U\). Since \((X,\Delta,{\boldsymbol{N}}+\bar A)\) is lc, \((X',\Delta',{\boldsymbol{N}}+\bar A)\) is lc, where \(\Delta'\) is the strict transform of \(\Delta\) on \(X'\). Moreover, \[K_{\mathcal{F}'}+B'+A''+{\boldsymbol{M}}''_{X'}\sim_{\mathbb{R},Z}K_{X'}+\Delta'+{\boldsymbol{N}}_{X'}+\bar A_{X'}.\] The theorem follows from Theorem 247. ◻

4.0.1.2 A special case of Prokhorov-Shokurov’s effective \(\boldsymbol{b}\)-semi-ampleness conjecture

Theorem 249. Let \((X,B,{\boldsymbol{M}})/U\) be an lc g-pair and \(f:(X,B,{\boldsymbol{M}})\rightarrow Z\) a contraction satisfying Property \((*)\). Let \({\boldsymbol{N}}\) be the moduli part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\). Assume that

  1. \(f\) is equi-dimensional,

  2. \(K_X+B+{\boldsymbol{M}}_X\) is nef\(/Z\),

  3. \((X,B,{\boldsymbol{M}})\) is BP semi-stable\(/Z\), and

  4. there exists an ample\(/U\) \(\mathbb{R}\)-divisor \(H\) such that either \(B^h\geq H\) or \({\boldsymbol{M}}-\bar H\) is nef\(/U\), where \(B^h\) is the horizontal\(/Z\) part of \(B\).

Then \({\boldsymbol{N}}\) descends to \(X\) and \({\boldsymbol{N}}_X\) is semi-ample\(/U\).

Proof. Let \(\mathcal{F}\) be the foliation induced by \(f\). By Proposition 195, \((X,\mathcal{F},B^h,{\boldsymbol{M}})\) is lc and thus \((X,\mathcal{F},B^h,{\boldsymbol{M}};B-B^h)/Z\) is weak ACSS. Then it follows from Theorem 199 that \((X,B,{\boldsymbol{M}})\) is BP stable\(/Z\). According to Proposition 197, \({\boldsymbol{N}}\) descends to \(X\) and is nef\(/U\). By Proposition 161, \(K_{\mathcal{F}}+B^h+{\boldsymbol{M}}_X\sim{\boldsymbol{N}}_X\) is nef\(/U\). We may conclude that \({\boldsymbol{N}}_X=K_{\mathcal{F}}+B^h+{\boldsymbol{M}}_X\) is semi-ample\(/U\) by Theorem 247. ◻

When we have an lc-trivial fibration, we can prove stronger \(\boldsymbol{b}\)-semi-ampleness.

Theorem 250. Let \(d\) and \(m\) be two positive integers. Then there exists a positive integer \(I\) depending only on \(d\) and \(m\) satisfying the following.

Assume that \((X,B,{\boldsymbol{M}})/U\) is an lc g-pair and \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) is a contraction\(/U\) satisfying Property \((*)\). Let \({\boldsymbol{N}}\) be the moduli part of \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\). Assume that

  1. \(f\) is equi-dimensional,

  2. \(X\) is of Fano type over \(Z\),

  3. \(K_X+B+{\boldsymbol{M}}_X\sim_{\mathbb{Q},Z}0\),

  4. \((X,B,{\boldsymbol{M}})\) is BP semi-stable\(/Z\),

  5. \(mB\) is a Weil divisor and \(m{\boldsymbol{M}}\) is \(\boldsymbol{b}\)-base-point-free\(/U\), and

  6. there exists an ample\(/U\) \(\mathbb{R}\)-divisor \(H\) such that either \(B^h\geq H\) or \({\boldsymbol{M}}-\bar H\) is nef\(/U\), where \(B^h\) is the horizontal\(/Z\) part of \(B\).

Then \({\boldsymbol{N}}\) descends to \(X\), \(I{\boldsymbol{N}}_X\) is Cartier, and \(\mathcal{O}_X(nI{\boldsymbol{N}}_X)\) is globally generated\(/U\) for any integer \(n\gg 0\).

Proof. According to [70] (cf. [2]), there exist a positive integer \(q\) depending only on \(d\) and \(m\) and a choice \({\boldsymbol{M}}^Z\) of a moduli part of a canonical bundle formula for \((X,B,{\boldsymbol{M}})\to Z\) such that \[q(K_X+B+{\boldsymbol{M}}_X)\sim qf^*(K_Z+B_Z+{\boldsymbol{M}}^Z_Z)\] and \(q{\boldsymbol{M}}^Z\) is nef\(/U\), where \(B_Z\) is the discriminant part. By the assumption that \(f: (X,B,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\), \(Z\) is smooth and \(B_Z\) is reduced. Hence \(q(K_X+B+{\boldsymbol{M}}_X)\) is Cartier.

By Theorem 249, \({\boldsymbol{N}}\) descends to \(X\) and \({\boldsymbol{N}}_X\) is semi-ample\(/U\). By Proposition 161, \[{\boldsymbol{N}}_X\sim K_{\mathcal{F}}+B^h+{\boldsymbol{M}}_X\sim_Z K_X+B+{\boldsymbol{M}}_X\] is semi-ample\(/U\), where \(\mathcal{F}\) is the foliation induced by \(f\). Since \(Z\) is smooth and \(q(K_X+B+{\boldsymbol{M}}_X)\) is Cartier, \(q{\boldsymbol{N}}_X\) and \(q(K_{\mathcal{F}}+B^h+{\boldsymbol{M}}_X)\) are Cartier, and we may let \(I:=q\). By Theorem 247(3), \(\mathcal{O}_X(nI(K_{\mathcal{F}}+B^h+{\boldsymbol{M}}_X))=\mathcal{O}_X(nI{\boldsymbol{N}}_X)\) is globally generated\(/U\) for any integer \(n\gg 0\). ◻

Theorem 251. Let \((X,B,{\boldsymbol{M}})/U\) be an lc g-pair, \(G\geq 0\) an \(\mathbb{R}\)-Cartier \(\mathbb{R}\)-divisor on \(X\), and \(\pi: X\rightarrow Z\) an equi-dimensional contraction\(/U\). Assume that

  • \(G\) is vertical\(/Z\),

  • \(\pi: (X,B+G,{\boldsymbol{M}})\rightarrow Z\) satisfies Property \((*)\),

  • \((X,B+G,{\boldsymbol{M}})\) is BP semi-stable\(/Z\),

  • \(K_X+B+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}0\),

  • there exists an ample\(/U\) \(\mathbb{R}\)-divisor \(H\) such that either \(B^h\geq H\) or \({\boldsymbol{M}}-\bar H\) is nef\(/U\), where \(B^h\) is the horizontal\(/Z\) part of \(B\), and

  • either \(X\) is \(\mathbb{Q}\)-factorial klt or \({\boldsymbol{M}}\) is NQC\(/U\).

Let \({\boldsymbol{N}}\) be the moduli part of \(\pi: (X,B,{\boldsymbol{M}})\rightarrow Z\). Then:

  1. \({\boldsymbol{N}}\) descends to \(X\) and \({\boldsymbol{N}}_X\) is semi-ample\(/U\).

  2. Suppose that there exists a positive integer \(m\) such that \(mB^h\) is a Weil divisor and \(m{\boldsymbol{M}}\) is \(\boldsymbol{b}\)-base-point-free\(/U\), and \(X\) is of Fano type over \(Z\). Then there exists a positive integer \(I\) depending only on \(\dim X\) and \(m\), such that \(I{\boldsymbol{N}}_X\) is Cartier and \(\mathcal{O}_X(nI{\boldsymbol{N}}_X)\) is globally generated\(/U\) for any integer \(n\gg 0\).

Proof. For any prime divisor \(D\) on \(Z\), we let \[t_D:=\sup\{t\geq 0\mid G-t\pi^*D\geq 0\}\] and let \[G_0:=G-\sum_{D\mid D\text{ is a prime divisor on }Z}t_D\pi^*D.\] Then \(G_0\geq 0\) and \(G_0\) is very exceptional\(/Z\).

Let \(\mathcal{F}\) be the foliation induced by \(\pi\). By Proposition 195, \((X,\mathcal{F},B^h,{\boldsymbol{M}})\) is lc, so \((X,\mathcal{F},B^h,{\boldsymbol{M}};G+B-B^h)/Z\) is weak ACSS. By Proposition 161, \[K_{\mathcal{F}}+B^h+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}K_X+B+G+{\boldsymbol{M}}_X\sim_{\mathbb{R},Z}G\sim_{\mathbb{R},Z}G_0.\] By Theorem 185, we may run a \((K_{\mathcal{F}}+B^h+{\boldsymbol{M}}_X)\)-MMP\(/Z\) which terminates with a weak lc model \((X',\mathcal{F}',(B^h)',{\boldsymbol{M}})/Z\) of \((X,\mathcal{F},B^h,{\boldsymbol{M}})/Z\), such that \(K_{\mathcal{F}'}+(B^h)'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R},Z}0\).

Let \(B'\) and \(G'\) be the images of \(B\) and \(G\) on \(X'\) respectively, \(\pi': X'\rightarrow Z\) the induced contraction, and let \({\boldsymbol{N}}'\) be the moduli part of \(\pi': (X',B'+G',{\boldsymbol{M}})\rightarrow Z\). By Lemma 178, \((X',B'+G',{\boldsymbol{M}})/Z\) satisfies Property \((*)\). By Proposition 195, \((X',B'+G',{\boldsymbol{M}})/Z\) is BP semi-stable. By Proposition 161, \[K_{X'}+B'+G'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R},Z}K_{\mathcal{F}'}+B'+{\boldsymbol{M}}_{X'}\sim_{\mathbb{R},Z}0.\] By Lemma 245, there exists an ample\(/U\) \(\mathbb{R}\)-divisor \(H'\geq 0\) on \(X'\) such that either \((B^h)'\geq H'\geq 0\) or \({\boldsymbol{M}}-\bar H'\) is nef\(/U\). By Theorem 249, \({\boldsymbol{N}}'\) descends to \(X'\) and \({\boldsymbol{N}}'_{X'}\) is semi-ample\(/U\). Moreover, under the condition of (2), there exists a positive integer \(I\) depending only on \(d\) and \(m\) such that \(I{\boldsymbol{N}}'_{X'}\) is Cartier and \(\mathcal{O}_X(nI{\boldsymbol{N}}'_{X'})\) is globally generated\(/U\) for any integer \(n\gg 0\).

Let \({\boldsymbol{M}}^Z\) and \({\boldsymbol{M}}'^Z\) be the base moduli parts of \(\pi: (X,B,{\boldsymbol{M}})\rightarrow Z\) and \(\pi': (X',B'+G',{\boldsymbol{M}})\rightarrow Z\) respectively. Since \({\boldsymbol{N}}'\) descends to \(X'\) and \({\boldsymbol{N}}'_{X'}\) is semi-ample\(/U\), \({\boldsymbol{M}}'^Z\) descends to \(Z\) and \({\boldsymbol{M}}'^Z_Z\) is semi-ample\(/U\). Since the induced birational map \(\phi\) is a \(G'\)-MMP and \(G'\) is vertical\(/Z\), \(\phi\) is an isomorphism over the generic point of \(Z\). Thus \(\pi: (X,B,{\boldsymbol{M}})\rightarrow Z\) and \(\pi': (X',B'+G',{\boldsymbol{M}})\rightarrow Z\) are crepant over the generic point of \(Z\). By Lemma 210, \({\boldsymbol{M}}^Z={\boldsymbol{M}}'^Z\). Thus \({\boldsymbol{N}}={\boldsymbol{N}}'\), and the theorem follows. ◻

4.0.2 Proofs of the main theorems↩︎

In this section, we prove all the theorems that are listed in Sections 0.0.1 and 0.0.2. We remark that

  1. Theorem 5 was proven in Subsection 3.0.4.2.

  2. Theorem 8 was proven in Subsection 3.0.3.3.

  3. Theorem 19 was proven in Subsection 2.0.3.4.

  4. Theorems 22, 23, and 28 were proven in Subsection 2.0.3.3.

  5. Theorem 24 was proven in Subsection 2.0.5.2.

  6. Theorem 25 was proven in Subsection 2.0.5.1.

Theorem 252 (cf. [46]). Let \((X,\mathcal{F},B,{\boldsymbol{M}})/U\) be a \(\mathbb{Q}\)-factorial F-dlt gfq. Then \((X,\mathcal{F},B,{\boldsymbol{M}})\) is ACSS.

Proof. Let \(f: Y\rightarrow X\) be a foliated log resolution of \((X,\mathcal{F},B,{\boldsymbol{M}})\) such that \(a(D,\mathcal{F},B,{\boldsymbol{M}})>-\epsilon_{\mathcal{F}}(D)\) for any prime \(f\)-exceptional divisor \(D\). Let \(B_Y:=f^{-1}_*B+(\operatorname{Supp}\operatorname{Exc}(f))^{\mathcal{F}_Y}\), then \((Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}})\) is \(\mathbb{Q}\)-factorial ACSS and \(K_{\mathcal{F}_Y}+B_Y+{\boldsymbol{M}}_Y\sim_{\mathbb{R},X}E\geq 0\) for some \(f\)-exceptional prime divisor \(E\) such that \(\operatorname{Supp}E=\operatorname{Supp}\operatorname{Exc}(f)\). By Theorem 185, we may run a \((K_{\mathcal{F}_Y}+B_Y+{\boldsymbol{M}}_Y)\)-MMP\(/X\) with scaling of an ample\(/U\) divisor \(A\) which terminates with a good minimal model \((X',\mathcal{F}',B',{\boldsymbol{M}})/X\) of \((Y,\mathcal{F}_Y,B_Y,{\boldsymbol{M}})\) such that \(E\) is contracted by this MMP. Thus the induced birational morphism \(X'\rightarrow X\) is small. Since \(X\) is \(\mathbb{Q}\)-factorial, \(X'\rightarrow X\) is the identity morphism. Notice that the MMP is over \(Z\) and hence the theorem follows. ◻

Proof of Theorem 2. It follows from Theorems 19 and 244. ◻

Proof of Theorem 3. It immediately follows from Theorem 241(2) by letting \(U=\{pt\}\). ◻

Proof of Theorem 4. It immediately follows from Theorem 241(2). ◻

Proof of Theorem 6. We write \(D=\sum_{i=1}^c r_iD_i\) where \(r_1,\dots,r_c\) are linearly independent over \(\mathbb{Q}\) and each \(D_i\) is a \(\mathbb{Q}\)-divisor. We define \(D(\boldsymbol{v}):=\sum_{i=1}^cv_iD_i\) for any \(\boldsymbol{v}=(v_1,\dots,v_c)\in\mathbb{R}^c\), and let \(\boldsymbol{r}:=(r_1,\dots,r_c)\). By [83], each \(D_i\) is \(\mathbb{Q}\)-Cartier, so \(D(\boldsymbol{v})\) is \(\mathbb{Q}\)-Cartier for any \(\boldsymbol{v}\in\mathbb{R}^c\).

Let \(L:=D-(K_X+B+{\boldsymbol{M}}_X)\). Since being ample over \(U\) is an open condition, there exists an open set \(V\ni\boldsymbol{r}\) in \(\mathbb{R}^c\) such that \(\frac{1}{2}L+D(\boldsymbol{v})-D\) is ample over \(U\) for any \(\boldsymbol{v}\in V\).

By Theorem 19, there exist finitely many \((K_X+B+{\boldsymbol{M}}_X+\frac{1}{2}L)\)-negative extremal rays over \(U\) \(R_1,\dots,R_l\), and each \(R_j=\mathbb{R}_+[C_j]\) for some rational curve \(C_j\) such that \[-2\dim X\leq (K_X+B+{\boldsymbol{M}}_X+\frac{1}{2}L)\cdot C_j<0.\] Since \(D\) is nef, \(D\cdot C_j\geq 0\) for each \(j\). Thus possibly shrinking \(V\), we may assume that for any \(\boldsymbol{v}\in V\), we have that \(D(\boldsymbol{v})\cdot C_j>0\) for any \(j\) such that \(D\cdot C_j>0\). Since \(r_1,\dots,r_c\) are linearly independent over \(\mathbb{Q}\), for any \(j\) such that \(D\cdot C_j=0\), we have \(D(\boldsymbol{v})\cdot C_j=0\) for any \(\boldsymbol{v}\in\mathbb{R}^c\). Therefore, \(D(\boldsymbol{v})\cdot C_j\geq 0\) for any \(j\) and any \(\boldsymbol{v}\in V\).

For any extremal ray \(R\) in \(\overline{NE}(X/U)\) and any \(\boldsymbol{v}\in V\), if \(R=R_j\) for some \(j\), then \(D(\boldsymbol{v})\cdot R_j\geq 0\). If \(R\not=R_j\) for any \(j\), then \[D(\boldsymbol{v})\cdot R=(K_X+B+{\boldsymbol{M}}_X+\frac{1}{2}L)\cdot R+(\frac{1}{2}L+D(\boldsymbol{v})-D)\cdot R>0.\] Therefore, \(D(\boldsymbol{v})\) is nef over \(U\) for any \(\boldsymbol{v}\in V\). Moreover, \[D(\boldsymbol{v})-(K_X+B+{\boldsymbol{M}}_X)=\frac{1}{2}L+\frac{1}{2}L+D(\boldsymbol{v})-D\] is ample over \(U\).

We let \(\boldsymbol{v}_1,\dots, \boldsymbol{v}_{c+1}\in V\cap\mathbb{Q}^c\) be rational points such that \(\boldsymbol{r}\) is in the interior of the convex hull of \(\boldsymbol{v}_1,\dots,\boldsymbol{v}_{c+1}\). Then there exist positive real numbers \(a_1,\dots,a_{c+1}\) such that \(\sum_{i=1}^{c+1}a_i=1\) and \(\sum_{i=1}^{c+1}a_i\boldsymbol{v}_i=\boldsymbol{r}\). Since \(D(\boldsymbol{v}_i)\) is a nef \(U\)-\(\mathbb{Q}\)-divisor and \(D(\boldsymbol{v}_i)-(K_X+B+{\boldsymbol{M}}_X)\) is ample over \(U\), by Theorem 5, \(D(\boldsymbol{v}_i)\) is semi-ample over \(U\) for any \(i\). Therefore, \(D=\sum a_iD(\boldsymbol{v}_i)\) is semi-ample over \(U\). ◻

Proof of Theorem 7. It is a special case of Definition-Lemma 225. ◻

Proof of Theorem 9. It follows from Theorem 252 and Proposition 182. ◻

Proof of Theorem 10. It follows from Theorems 252, 248, and Proposition 183. ◻

Proof of Theorem 11. We may assume that \(K_{\mathcal{F}}+B+A\) is pseudo-effective\(/U\). The theorem follows from Theorems 252 and 248. ◻

Proof of Theorem 12. It follows from Theorems 252 and 247. ◻

Proof of Theorem 13. It is a special case of Theorem 184. ◻

Proof of Theorem 14. First we prove (3). By Theorem 252 and Proposition 202, we may run a \((K_{\mathcal{F}}+B)\)-MMP with scaling of an ample \(\mathbb{R}\)-divisor, and any such MMP terminates with a log minimal model \((X',\mathcal{F}',B')\) of \((X,\mathcal{F},B)\) such that \(K_{\mathcal{F}'}+B'\equiv 0\). According to [48], \(K_{\mathcal{F}'}+B'\sim_\mathbb{R}0\).

(2) follows from (3) and Theorem 28. (1) follows from (2). ◻

Proof of Theorem 15. Let \((Y,\mathcal{F}_Y,\bar B_Y;G)/Z\) be a proper ACSS model of \((X,\mathcal{F},B)\) with induced birational morphism \(f: Y\rightarrow X\) whose existence is guaranteed by Theorem 167. Let \(K_{\mathcal{F}_Y}+B_Y:=f^*(K_{\mathcal{F}}+B)\) and \(K_Y+B'_Y:=f^*(K_X+B)\). Since \((X,B)\) is lc, the coefficient of any component of \(B'_Y\) is \(\leq 1\). In particular, any coefficient of \(B\) is \(\leq 1\). We let \[\bar B_Y:=f^{-1}_*B+(\operatorname{Supp}\operatorname{Exc}(f))^{\mathcal{F}_Y}\] and \(E:=B_Y-\bar B_Y\). Then \(E\geq 0\) and \(E\) is exceptional over \(X\).

Suppose that \(K_{\mathcal{F}_Y}+\bar B_Y\) is not pseudo-effective. We let \[F:=\sum_{D\mid D\text{ is an }f\text{-exceptional prime divisor}}D.\] Then \(G\geq F\). Since \((Y,\bar B_Y+G)\) is lc and \(G\geq F\), \((Y, \bar B_Y+F)\) is lc. By [27], \(K_Y+\bar B_Y+F\) is not pseudo-effective. For any prime \(f\)-exceptional divisor \(D\) such that \(D\) is not \(\mathcal{F}_Y\)-invariant, we have \(\operatorname{mult}_D\bar B_Y=1\). Therefore, \[\bar B_Y+F=f^{-1}_*B+\operatorname{Supp}\operatorname{Exc}(f).\] Since the coefficient of any component of \(B'_Y\) is \(\leq 1\), we have \[E':=f^{-1}_*B+\operatorname{Supp}\operatorname{Exc}(f)-B'_Y\geq 0\] and \(E'\) is exceptional over \(X\). Therefore, \[\begin{align} -\infty&=\kappa_{\sigma}(K_Y+\bar B_Y+F)=\kappa_{\sigma}(K_Y+f^{-1}_*B+\operatorname{Supp}\operatorname{Exc}(f))\\ &=\kappa_{\sigma}(f^*(K_X+B)+E')=\kappa_{\sigma}(K_X+B)\geq 0, \end{align}\] a contradiction. Thus \(K_{\mathcal{F}_Y}+\bar B_Y\) is pseudo-effective. Since \[0\leq\kappa_{\sigma}(K_{\mathcal{F}_Y}+\bar B_Y)\leq\kappa_{\sigma}(K_{\mathcal{F}_Y}+B_Y)=\kappa_{\sigma}(K_{\mathcal{F}}+B)=0,\] we have \(\kappa_{\sigma}(K_{\mathcal{F}_Y}+\bar B_Y)=0\). By Theorem 14(1), \(\kappa_{\iota}(K_{\mathcal{F}_Y}+\bar B_Y)=0\), so \[0=\kappa_{\iota}(K_{\mathcal{F}_Y}+\bar B_Y)\leq \kappa_{\iota}(K_{\mathcal{F}_Y}+B_Y)= \kappa_{\iota}(K_{\mathcal{F}}+B)\leq \kappa_{\sigma}(K_{\mathcal{F}}+B)=0.\] Thus \(\kappa_{\iota}(K_{\mathcal{F}}+B)=0\) and we are done. ◻

Proof of Theorem 17. It immediately follows from Theorem 252. ◻

Proof of Theorem 20. (1-4) follow from Definition-Theorem 221. (5) follows from Definition-Theorem 221 and Proposition 216. (6) follows from Proposition 216. (7) follows from Lemma 215. (8) follows from Lemma 214 and Definition-Lemma 219. (9) follows from Definition-Lemma 212(3) and Definition-Lemma 219(6). ◻

Proof of Theorem 21. It is a special case of Theorem 22. ◻

Proof of Corollary 26. If \(K_{\mathcal{F}}\) is pseudo-effective, then \(K_{\mathcal{F}}\equiv B\equiv{\boldsymbol{M}}_X\equiv 0\). By Lemma 186, \({\boldsymbol{M}}\equiv\boldsymbol{0}\) so there is nothing left to prove. So we may assume that \(K_{\mathcal{F}}\) is not pseudo-effective. Since \(\operatorname{rank}\mathcal{F}=1\), by [30] (see also [93]), \(\mathcal{F}\) is algebraically integrable. The corollary follows from Theorem 25. ◻

Proof of Theorem 27. It immediately follows from Theorem 194. ◻

Proof of Theorem 29. It is a special case of Theorem 185. ◻

Proof of Theorem 30. It follows from Theorem 249. ◻

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  1. [28] claimed a proof of some special cases of Theorem 2(2) and other results that are similar to some results in this paper. However, the current proofs in [28] seem to be incomplete, mainly because of the failure of [28] and some gaps in the proof of [28]. In this paper, we will avoid using any results in [28].↩︎